13F-HR filed by DEUTSCHE BANK AG\
DEUTSCHE BANK AG\ filed this 13F-HR for the quarter ended 2015-12-31, filed 2016-02-16, with 5,412 holding rows worth $144,524,959,000.
- Accession
- 0000948046-16-000122
- Filer
- CIK 948046
- Filed
- 2016-02-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2015
A holdings report, 18,857 entries on the cover page, a total value of $144,524,959,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $144,524,959,000 with VALUE read as thousands by filing date, 13F file number 028-10103. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerDeutsche Bank Trust Co Americas028-13777
- included managerBT ALEX BROWN INC /028-05033
- included managerDeutsche Asset Management Investmentgesellshaft028-10155
- included managerDEUTSCHE INVESTMENT MANAGEMENT AMERICAS INC028-10249
- included managerRREEF AMERICA LLC028-04760
- included managerDeutsche Bank (Suisse) SA028-11509
- included managerDEUTSCHE BANK NATIONAL TRUST CO028-11997
- included managerDeutsche Bank Trust CO Delaware028-11998
- included managerDeutsche Bank Trust Company, National Association028-12000
- included managerOppenheim Asset Management Services S.a.r.l028-13923
- included managerAbbey Life Assurance Co Ltd.028-13916
- included managerDeutsche Asset Management (UK) Ltd028-13988
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 307 | $7,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 1,000 | $7,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 500 | $7,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 144 | $7,000 | thousands by filing date | call |
| FIRST UNITED CORP | 33741H107 | COMMON STOCK | 600 | $7,000 | thousands by filing date | |
| BRT APARTMENTS CORP | 055645303 | REIT | 1,184 | $7,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 9,357 | $7,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 900 | $7,000 | thousands by filing date | call |
| SPRINT CORP | 85207U105 | COM SER 1 | 2,200 | $7,000 | thousands by filing date | call |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 4,500 | $7,000 | thousands by filing date | call |
| CIT GROUP INC COM NEW | 125581801 | Stock | 200 | $7,000 | thousands by filing date | call |
| HERZFELD CREDIT INCOME FUND | 42804T106 | COM | 1,100 | $7,000 | thousands by filing date | |
| AVIVA PLC | 05382A104 | ADR | 487 | $7,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 670 | $7,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 1,314 | $7,000 | thousands by filing date | |
| MARINUS PHARMACEUTICALS INC | 56854Q101 | COM | 1,015 | $7,000 | thousands by filing date | |
| DEUTSCHE MULTI-MKT INCOME TR SHS | 25160E102 | CEF | 1,000 | $7,000 | thousands by filing date | |
| DEMAND MEDIA INC | 24802N208 | Cmn | 1,328 | $7,000 | thousands by filing date | |
| AR CAP ACQUISITION CORP | 00191R117 | *W EXP 10/06/201 | 42,026 | $7,000 | thousands by filing date | call |
| IDI INC | 44938L108 | COM | 1,081 | $7,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 1,000 | $6,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 100 | $6,000 | thousands by filing date | put |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 216 | $6,000 | thousands by filing date | put |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 598 | $6,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 1,000 | $6,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 208 | $6,000 | thousands by filing date | call |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 796 | $6,000 | thousands by filing date | put |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 750 | $6,000 | thousands by filing date | call |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 2,512 | $6,000 | thousands by filing date | |
| ACME UNITED CORP | 004816104 | COMMON STOCK | 400 | $6,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 1,400 | $6,000 | thousands by filing date | call |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 898 | $6,000 | thousands by filing date | |
| MANHATTAN BRDG CAP INC | 562803106 | COM | 1,384 | $6,000 | thousands by filing date | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 500 | $6,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 834 | $6,000 | thousands by filing date | put |
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 9,177 | $6,000 | thousands by filing date | |
| YANZHOU COAL MNG CO LTD | 984846105 | SPON ADR H SHS | 1,475 | $6,000 | thousands by filing date | |
| HEMISPHERX BIOPHARMA INC | 42366C103 | COM | 75,019 | $6,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY S | 40167K100 | COM | 400 | $6,000 | thousands by filing date | |
| SUPREME INDS INC-CLASS A | 868607102 | CL A | 961 | $6,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 6,101 | $6,000 | thousands by filing date | |
| EDGEWATER TECHNOLOGY INC | 280358102 | COM | 788 | $6,000 | thousands by filing date | |
| KEYCORP NEW | 493267405 | PFD 7.75% SR A | 47 | $6,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154N530 | DB 3X SHRT UST | 125,732 | $6,000 | thousands by filing date | principal |
| CONCURRENT COMPUTER CORP NEW | 206710402 | COM PAR $.01 | 1,315 | $6,000 | thousands by filing date | |
| TANTECH HLDGS LTD | G8675X107 | COM | 1,193 | $6,000 | thousands by filing date | |
| MSB FINL CORP NEW | 55352L101 | COM | 500 | $6,000 | thousands by filing date | |
| BROOKFIELD HIGH INCOME FD INC COM | 11272P102 | CEF | 1,000 | $6,000 | thousands by filing date | |
| MIDSTATES PETROLEUM CO INC | 59804T308 | COMMON | 3,447 | $6,000 | thousands by filing date | |
| CALADRIUS BIOSCIENCES INC | 128058104 | Cmn | 6,030 | $6,000 | thousands by filing date | |
| GLOBEIMMUNE INC | 37957B100 | COM | 1,800 | $6,000 | thousands by filing date | |
| DT ASIA INVTS LTD | G2615J138 | *W EXP 03/29/202 | 98,500 | $6,000 | thousands by filing date | call |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 2,116 | $5,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 500 | $5,000 | thousands by filing date | call |
| RINGCENTRAL INC | 76680R206 | CL A | 250 | $5,000 | thousands by filing date | call |
| BED BATH & BEYOND INC | 075896100 | COM | 121 | $5,000 | thousands by filing date | put |
| 51JOB INC | 316827104 | SPONSORED ADS | 170 | $5,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 650 | $5,000 | thousands by filing date | call |
| TORTOISE ENERGY INDEPENDENC | 89148K101 | COM | 500 | $5,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 464 | $5,000 | thousands by filing date | put |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 1,275 | $5,000 | thousands by filing date | |
| UNION BANKSHARES INC | 905400107 | CMN | 200 | $5,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 4,800 | $5,000 | thousands by filing date | put |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 4,800 | $5,000 | thousands by filing date | call |
| CHINA FD INC | 169373107 | COM | 341 | $5,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 19,935 | $5,000 | thousands by filing date | principal |
| GOLD STD VENTURES CORP | 380738104 | COM | 8,300 | $5,000 | thousands by filing date | |
| ARRHYTHMIA RESH TECHNOLOGY I | 042698308 | COM PAR $0.01 | 1,000 | $5,000 | thousands by filing date | |
| AMYRIS INC | 03236M101 | COM | 3,163 | $5,000 | thousands by filing date | |
| RUBICON MINERALS CORP | 780911103 | COM | 58,900 | $5,000 | thousands by filing date | |
| AEGERION PHARMACEUTICALS INC | 00767E102 | COM | 500 | $5,000 | thousands by filing date | call |
| PC TEL INC | 69325Q105 | COM | 1,289 | $5,000 | thousands by filing date | |
| COSI INC | 22122P200 | COM | 12,801 | $5,000 | thousands by filing date | |
| VISIONCHINA MEDIA INC | 92833U202 | SPON ADR NEW | 598 | $5,000 | thousands by filing date | |
| ABERDEEN INDONESIA FUND INC(IF) | 00305P106 | COM | 925 | $5,000 | thousands by filing date | |
| SUNSHINE HEART INC | 86782u106 | COM | 4,362 | $5,000 | thousands by filing date | |
| VASCULAR BIOGENICS LTD | M96883109 | COM | 1,067 | $5,000 | thousands by filing date | |
| QUOTIENT LTD | G73268107 | SHS | 328 | $5,000 | thousands by filing date | |
| ARCADIA BIOSCIENCES INC | 039014105 | COM | 2,010 | $5,000 | thousands by filing date | |
| CONNECTURE INC COM | 20786J106 | Stock | 1,678 | $5,000 | thousands by filing date | |
| GENCO SHIPPING & TRADING LTD | Y2685T115 | Cmn | 4,043 | $5,000 | thousands by filing date | |
| GENERAL EMPLOYMENT ENTERPRIS | 369730304 | Cmn | 1,000 | $5,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 237 | $4,000 | thousands by filing date | call |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 391 | $4,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 120 | $4,000 | thousands by filing date | put |
| NOBLE ENERGY INC | 655044105 | COM | 150 | $4,000 | thousands by filing date | call |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 830 | $4,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 230 | $4,000 | thousands by filing date | put |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 230 | $4,000 | thousands by filing date | call |
| GABELLI UTIL TR | 36240A101 | COM | 866 | $4,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 100 | $4,000 | thousands by filing date | put |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 101 | $4,000 | thousands by filing date | call |
| ASTROTECH CORP | 046484101 | COMMON STOCK | 2,959 | $4,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 500 | $4,000 | thousands by filing date | call |
| MEI PHARMA INC | 55279B202 | COM NEW | 2,501 | $4,000 | thousands by filing date | |
| MINDRAY MEDICAL INTL LTD | 602675100 | SPON ADR | 158 | $4,000 | thousands by filing date | put |
| MONSTER WORLDWIDE INC | 611742107 | COM | 750 | $4,000 | thousands by filing date | call |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 447 | $4,000 | thousands by filing date | call |
| RADIO ONE INC | 75040P405 | CL D NON VTG | 2,393 | $4,000 | thousands by filing date | |
| GUGGENHEIM EQUAL | 40167M106 | COM SH BEN INT | 275 | $4,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D205 | COM | 319 | $4,000 | thousands by filing date | |
| RENNOVA HEALTH INC COM | 759757107 | Stock | 3,383 | $4,000 | thousands by filing date | |
| AURIS MED HLDG AG | H03579101 | COM | 1,000 | $4,000 | thousands by filing date | |
| NEXVET BIOPHARMA PLC | G6503X109 | ORD SHS | 1,265 | $4,000 | thousands by filing date | |
| VIRTUALSCOPICS INC | 928269208 | COM NEW | 1,594 | $4,000 | thousands by filing date | |
| CESCA THERAPEUTICS INC | 157131103 | COM | 22,000 | $4,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 58 | $3,000 | thousands by filing date | call |
| D R HORTON INC COM | 23331A109 | Stock | 100 | $3,000 | thousands by filing date | call |
| CSW INDUSTRIALS INC | 126402106 | COM | 100 | $3,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 28 | $3,000 | thousands by filing date | call |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 227 | $3,000 | thousands by filing date | |
| CUMBERLAND PHARMACEUTICALS I | 230770109 | COM | 800 | $3,000 | thousands by filing date | |
| MFRI INC | 552721102 | COMMON STOCK | 500 | $3,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 150 | $3,000 | thousands by filing date | put |
| FONAR CORP | 344437405 | COM NEW | 200 | $3,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 496 | $3,000 | thousands by filing date | put |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 2,904 | $3,000 | thousands by filing date | |
| FAIRWAY GROUP HLDGS CORP | 30603D109 | CL A | 5,082 | $3,000 | thousands by filing date | |
| APOLLO GROUP INC | 037604105 | CL A | 500 | $3,000 | thousands by filing date | call |
| NORTH AMERN ENERGY PARTNERS | 656844107 | COM | 2,400 | $3,000 | thousands by filing date | |
| REVOLUTION LIGHTING TECHNOLO | 76155G107 | COM | 4,493 | $3,000 | thousands by filing date | |
| MEETME INC | 585141104 | COM | 943 | $3,000 | thousands by filing date | |
| GOODRICH PETROLEUM CORP | 382410AC2 | NOTE | 25,000 | $3,000 | thousands by filing date | principal |
| VERSAR INC | 925297103 | COM | 1,000 | $3,000 | thousands by filing date | |
| UNI-PIXEL INC | 904572203 | COM | 7,560 | $3,000 | thousands by filing date | |
| Alcobra Ltd | M2239P109 | SHS | 500 | $3,000 | thousands by filing date | call |
| NAUGATUCK VY FINL CORP MD | 63906P107 | COM | 300 | $3,000 | thousands by filing date | |
| AOXING PHARMACEUTICAL CO INC | 03740A106 | COM | 4,958 | $3,000 | thousands by filing date | |
| LIQTECH INTERNATIONAL | 53632a102 | COM | 3,300 | $3,000 | thousands by filing date | |
| JUPAI HLDGS LTD | 48205B107 | ADS | 300 | $3,000 | thousands by filing date | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 3,000 | $3,000 | thousands by filing date | |
| ACTINIUM PHARMACEUTICALS INC | 00507W107 | COM | 1,074 | $3,000 | thousands by filing date | |
| ELECTRUM SPL ACQUISITION COR | G3105C112 | *W EXP 06/16/202 | 15,000 | $3,000 | thousands by filing date | call |
| SREV 1.5 8/18 | 81763UAB6 | Bond 30/360P2 U | 4,000 | $3,000 | thousands by filing date | principal |
| DEUTSCHE HIGH INCOME TR SHS | 25155R100 | CEF | 500 | $3,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC | 686164AB0 | NOTE 2.750%12/0 | 6,000 | $3,000 | thousands by filing date | principal |
| ELBIT IMAGING LTD | M37605116 | Cmn | 5,817 | $3,000 | thousands by filing date | |
| CHC GROUP LTD | G07021127 | Cmn | 561 | $3,000 | thousands by filing date | |
| MOL GLOBAL INC | 60845Q105 | Depository Receipt | 5,000 | $3,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R400 | COM | 1,354 | $3,000 | thousands by filing date | |
| AXION PWR INTL INC | 05460X307 | COM PAR $0.001 | 3,458 | $3,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 500 | $2,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 171 | $2,000 | thousands by filing date | |
| COLONY BANKCORP | 19623P101 | COMMON STOCK | 300 | $2,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 117 | $2,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 327 | $2,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 83 | $2,000 | thousands by filing date | |
| Gilat Satellite Network | M51474118 | COM | 852 | $2,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 1,100 | $2,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 15,900 | $2,000 | thousands by filing date | |
| LUNA INNOVATIONS INC | 550351100 | COM | 2,331 | $2,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 1,562 | $2,000 | thousands by filing date | |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 85 | $2,000 | thousands by filing date | |
| RAPTOR PHARMACEUTICAL CORP | 75382F106 | COM | 559 | $2,000 | thousands by filing date | call |
| SMTC CORP | 832682207 | COM NEW | 1,415 | $2,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F291 | IPMS INDIA ETN | 3,965 | $2,000 | thousands by filing date | principal |
| EMMIS COMMUNICATIONS CORP | 291525103 | CL A | 4,089 | $2,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TR I | 80007V106 | SH BEN INT | 1,635 | $2,000 | thousands by filing date | |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 57 | $2,000 | thousands by filing date | |
| Chesapeake Energy Corp PFD Conv | 165167842 | Pfd Stk | 137 | $2,000 | thousands by filing date | |
| PHOTOMEDEX INC | 719358301 | COM | 6,200 | $2,000 | thousands by filing date | |
| CENVEO INC | 15670S105 | COM | 2,553 | $2,000 | thousands by filing date | |
| CENTRAL GOLDTRUST | 153546106 | TR U | 75 | $2,000 | thousands by filing date | |
| URANIUM RESOURCES INC | 916901606 | COM | 4,492 | $2,000 | thousands by filing date | |
| COMMUNICATIONS SYSTEMS INC | 203900105 | COM | 400 | $2,000 | thousands by filing date | |
| ALPHATEC HOLDINGS INC | 02081G102 | COM | 8,050 | $2,000 | thousands by filing date | |
| PORTER BANCORP INC | 736233107 | COM | 1,468 | $2,000 | thousands by filing date | |
| STREAMLINE HEALTH SOLUTIONS | 86323X106 | COM | 1,861 | $2,000 | thousands by filing date | |
| CRH MEDICAL CORP | 12626F105 | COM | 900 | $2,000 | thousands by filing date | |
| Ocugen | 43358V109 | Common | 600 | $2,000 | thousands by filing date | |
| SFX ENTMT INC | 784178303 | COM | 12,586 | $2,000 | thousands by filing date | |
| STEADYMED LTD | M84920103 | SHS | 920 | $2,000 | thousands by filing date | |
| PAYMENT DATA SYS INC | 70438S202 | COM NEW | 1,510 | $2,000 | thousands by filing date | |
| ILLUMINA INC | 452327AD1 | NOTE 0.250% 3/1 | 1,000 | $2,000 | thousands by filing date | principal |
| MAXPOINT INTERACTIVE INC | 57777M102 | Cmn | 1,693 | $2,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 20 | $1,000 | thousands by filing date | call |
| COMERICAINC | 200340107 | COM | 45 | $1,000 | thousands by filing date | put |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 28 | $1,000 | thousands by filing date | put |
| CUMMINS INC COM | 231021106 | Stock | 18 | $1,000 | thousands by filing date | put |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 4,800 | $1,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 119 | $1,000 | thousands by filing date | call |
| EAGLE POINT CREDIT COMPANY I | 269808101 | COM | 100 | $1,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 2,000 | $1,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 133 | $1,000 | thousands by filing date | put |
| GREIF INC | 397624206 | CL B | 48 | $1,000 | thousands by filing date | |
| TRANSCAT INC | 893529107 | COM | 118 | $1,000 | thousands by filing date | |
| SIMULATIONS PLUS INC | 829214105 | COM | 160 | $1,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 27 | $1,000 | thousands by filing date | put |
| JUNIPER NETWORKS INC | 48203R104 | COM | 39 | $1,000 | thousands by filing date | call |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 35 | $1,000 | thousands by filing date | put |
| SOTHEBYS | 835898107 | COM | 53 | $1,000 | thousands by filing date | call |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 34 | $1,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 100 | $1,000 | thousands by filing date | call |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 103 | $1,000 | thousands by filing date | call |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 500 | $1,000 | thousands by filing date | |
| AWARE INC MASS | 05453N100 | CMN | 624 | $1,000 | thousands by filing date | |
| LGL GROUP INC | 50186A108 | COM | 300 | $1,000 | thousands by filing date | |
| READING INTL INC | 755408200 | CL B | 100 | $1,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 1,025 | $1,000 | thousands by filing date | call |
| CHEVIOT FINANCIAL CORP | 16677X105 | COMMON STOCK | 100 | $1,000 | thousands by filing date | |
| CHINA GREEN AGRICULTURE INC | 16943W105 | COMMON STOCK | 1,029 | $1,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 100 | $1,000 | thousands by filing date | call |
| KYOCERA CORP -SPONS ADR | 501556203 | COM | 38 | $1,000 | thousands by filing date | |
| RARE ELEMENT RES LTD | 75381M102 | COM | 15,555 | $1,000 | thousands by filing date | |
| HMN FINL INC | 40424G108 | COM | 99 | $1,000 | thousands by filing date | |
| EMAGIN CORP | 29076N206 | COM | 1,100 | $1,000 | thousands by filing date | |
| IMAGE SENSING SYS INC | 45244C104 | COM | 432 | $1,000 | thousands by filing date | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 95 | $1,000 | thousands by filing date | |
| EXFO INC | 302046107 | SUB VTG SHS | 700 | $1,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 16,960 | $1,000 | thousands by filing date | |
| COLONY FINL INC | 19624RAA4 | NOTE 5.000% 4/1 | 2,000 | $1,000 | thousands by filing date | principal |
| MAST THERAPEUTICS INC | 576314108 | COM | 3,001 | $1,000 | thousands by filing date | |
| AIXTRON SE | 009606104 | SPONSORED ADR | 300 | $1,000 | thousands by filing date | |
| FIRST TR ACTIVE DIVID INCOME | 33731L100 | COM | 200 | $1,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 1,540 | $1,000 | thousands by filing date | |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 400 | $1,000 | thousands by filing date | |
| DOVER DOWNS GAMING + ENTERTA | 260095104 | COM | 1,300 | $1,000 | thousands by filing date | |
| FALCONSTOR SOFTWARE INC | 306137100 | COM | 592 | $1,000 | thousands by filing date | |
| BALLANTYNE STRONG INC | 058516105 | COM | 343 | $1,000 | thousands by filing date | |
| HARDINGE INC | 412324303 | COM | 249 | $1,000 | thousands by filing date | |
| DYNEGY INC WARRANT | 26817R116 | WARRANT | 3,988 | $1,000 | thousands by filing date | |
| WALTER INVESTMENT MANAGEMENT | 93317WAA0 | CNV | 2,000 | $1,000 | thousands by filing date | principal |
| MATTERSIGHT CORP | 577097108 | COM | 184 | $1,000 | thousands by filing date | |
| Malvern Bancorp, Inc. | 561409103 | Common Stock | 100 | $1,000 | thousands by filing date | |
| ORIGIN AGRITECH LIMITED | G67828106 | SHS | 1,155 | $1,000 | thousands by filing date | |
| KONGZHONG CORP | 50047P104 | CMN | 212 | $1,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740L527 | 30 YR TREAS BULL | 1,888 | $1,000 | thousands by filing date | principal |
| KLONDEX MNS LTD | 498696103 | COM | 600 | $1,000 | thousands by filing date | |
| MELA SCIENCES INC | 55277R308 | COM NEW | 990 | $1,000 | thousands by filing date | |
| CARDTRONICS INC | 14161HAG3 | NOTE 1.000%12/0 | 2,000 | $1,000 | thousands by filing date | principal |
| Onconova Therapeutics | 68232V108 | Common | 1,250 | $1,000 | thousands by filing date | |
| CERES INC | 156773400 | COM NEW | 4,074 | $1,000 | thousands by filing date | |
| AEGERION PHARMACEUTICALS INC | 00767EAB8 | NOTE 2.000 8/1 | 2,000 | $1,000 | thousands by filing date | principal |
| SPANSION LLC | 84649PAL9 | NOTE 2.000 9/0 | 1,000 | $1,000 | thousands by filing date | principal |
| AMERICAN FARMLA | 02589Y100 | Common Stock | 204 | $1,000 | thousands by filing date | |
| CEL SCI CORP | 150837177 | *W EXP 10/11/201 | 10,000 | $1,000 | thousands by filing date | call |
| Alliqua BioMedical Inc | 019621200 | COM NEW | 674 | $1,000 | thousands by filing date | |
| OCERA THERAPEUTICS INC COM | 67552A108 | COM | 449 | $1,000 | thousands by filing date | |
| TCP International Holdings Ltd | H84689100 | COMMON | 1,503 | $1,000 | thousands by filing date | |
| IAO KUN GROUP HLDG CO LTD | G47204105 | ORD USD SHS | 1,170 | $1,000 | thousands by filing date | |
| SKYLINE MED INC | 83084T309 | COM NEW | 649 | $1,000 | thousands by filing date | |
| WOWO LTD | 98212L101 | SPONSORED ADR | 229 | $1,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 2 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| PAYCHEX INC | 704326107 | COM | 6 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CORNING INC | 219350105 | COM | 15 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 9 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 14 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| TASEKO MINES LTD COM | 876511106 | Stock | 2,522 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DENISON MINES CORP | 248356107 | COM | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 106 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 385 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 177 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 39 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VEREIT INC | 92339V100 | COM | 50 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 2 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CENTRUS ENERGY CORP | 15643U104 | CL A | 174 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INNODATA INC | 457642205 | COM NEW | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 150 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ELECTROMED INC | 285409108 | COMMON STOCK | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 79 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RESEARCH FRONTIERS INC | 760911107 | COM | 96 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 95 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Dawson Geophysical Co Ne | 239360100 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CM FIN INC COM | 12574Q103 | COM | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PARAMOUNT GOLD NEV CORP COM | 69924M109 | Stock | 169 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DLH HLDGS CORP | 23335Q100 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NATURAL ALTERNATIVES INTL IN | 638842302 | COM NEW | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VIRCO MFG CO | 927651109 | COM | 331 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERISERV FINL INC | 03074A102 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRANSACT TECHNOLOGIES INC | 892918103 | CMN | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OPTICAL CABLE CORP | 683827208 | COM NEW | 66 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SYPRIS SOLUTIONS INC | 871655106 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EURO TECH HOLDINGS CO LTD | G32030127 | SHS NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EQUUS TOTAL RETURN INC | 294766100 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MANNATECH INC | 563771203 | COM NEW | 31 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GIGAMEDIA LTD | Y2711Y112 | SHS NEW | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PowerShares DB Gold Double Short ETN | 25154H756 | ETP | 100 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| PROVECTUS BIOPHARMACEUTICALS | 74373P108 | COMMON STOCK | 2,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SANDRIDGE MISSISSIPPIAN TRUST I | 80007T101 | COMMON STOCK | 45 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SANOFI | 80105N113 | COMMON STOCK-FO | 8,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUNCOKE ENERGY PARTNERS LP | 86722Y101 | COMMON STOCK | 41 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 311 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVIAT NETWORKS INC | 05366Y102 | COMMON STOCK | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WAVE SYS CORP CL A NEW | 943526608 | Common Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QUANTUM FUEL SYS INC XXX | 74765E307 | COM | 674 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CARVER BANCORP ORD | 146875604 | COM | 55 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEADRILL ORD | G7945E105 | COM | 223 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 92 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 2,250 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HERTZ GLOBAL HLDGS INC N | 42805T105 | COM | 5 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 10 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| OFFICE DEPOT INC | 676220106 | COM | 94 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| TAITRON COMPONENTS INC | 874028103 | CL A | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GREAT PANTHER MINING | 39115V101 | COM | 1,200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 2,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTEVAC INC | 461148108 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 91 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BARCLAYS BK PLC | 06740P114 | FUND | 90 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| PENNEY J C INC | 708160106 | COM | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| PENNEY J C INC | 708160106 | COM | 140 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| BANRO CORP | 066800103 | COM | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ONCOGENEX PHARMACEUTICALS IN | 68230A106 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ULTRAPETROL BAHAMAS LTD | P94398107 | COM | 5,405 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENZON PHARMACEUTICALS INC | 293904108 | COM | 420 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SMART TECHNOLOGIES INC | 83172R108 | CL A SUB VTG S | 220 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ITT EDUCATIONAL SERVICES INC | 45068B109 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RUBICON TECHNOLOGY INC | 78112T107 | COM | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| XUEDA ED GROUP | 98418W109 | SPONSORED ADR | 180 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DISCOVERY LABORATORIES INC N | 254668403 | COM NEW | 1,236 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| GSE SYS INC | 36227k106 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Female Health Company | 314462102 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLUELINX HOLDINGS INC | 09624H109 | COM | 1,051 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CYTORI THERAPEUTICS INC | 23283K105 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 501 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HUDSON GLOBAL INC | 443787106 | COM | 150 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STEMCELLS INC | 85857R204 | COM NEW | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEURALSTEM INC | 64127R302 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CARDICA INC | 14141R101 | COM | 4,275 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 99 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APRICUS BIOSCIENCES INC | 03832V109 | COM | 70 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| THESTREET INC | 88368Q103 | COM | 571 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IMMUNOCELLULAR THERAPEUTICS | 452536105 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESTERN ASSET EMRG MKT INCM | 95766E103 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WHITING USA TR II | 966388100 | TR UNIT | 58 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FX ENERGY INC | 302695101 | COM | 400 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DEX MEDIA INC | 25213A107 | COM | 786 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTERSECTIONS INC | 460981301 | COM | 29 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHARLES + COLVARD LTD | 159765106 | COM | 696 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GTX INC | 40052B108 | COM | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RELIV INTERNATIONAL INC | 75952R100 | COM | 375 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PLANET PAYMENT INC | U72603118 | SHS | 116 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ERICKSON AIR-CRANE INC | 29482P100 | COM | 358 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IGNITE RESTAURANT GROUP INC | 451730105 | COM | 66 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIANA CONTAINERSHIPS, INC. | Y2069P101 | COMMON STOCK | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TANZANIAN ROYALTY EXPLORATION CORP. | 87600U104 | COM | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GIGOPTIX INC | 37517y103 | COM | 65 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CENTRAL FED CORP | 15346Q202 | COM NEW | 66 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UBS AG JERSEY BRANCH | 902664200 | 2XMN ALR MLP INF | 500 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| STAR BULK CARRIERS CORP SHS NEW | Y8162K121 | Stock | 659 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REDIFFCOM INDIA LTD | 757479100 | ADR | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Concord Med Svcs Hldgs Ltd | 206277105 | Sponsored ADR | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HYDROGENICS CORPORATION NEW | 448883207 | COM | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BARCLAYS BANK PLC | 06739H248 | ETN DJUBS PMET38 | 788 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| BARCLAYS BK PLC | 06738G407 | ETN DJUBS IND MT | 2,423 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| CHINA SUNERGY CO LTD | 16942X302 | SPONSORED ADR NE | 101 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CREDIT SUISSE NASSAU BRH | 22542D829 | INVRS VIX MDTERM | 200 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| Professional Diversity Network | 74312y103 | COM | 313 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GULF RESOURCES INC | 40251W309 | COM | 137 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNITED SECURITY BANCSHARES | 911459105 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUMMER INFANT INC | 865646103 | COMM STK | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ECHO THERAPEUTICS INC | 27876L206 | COM NEW | 299 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BARCLAYS BANK PLC | 06739H420 | IPATH AS GLF CUR | 957 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| COUNTRY STYLE COOKING REST ADR | 22238M109 | ADR-EMG MKT | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DATAWATCH CORP | 237917208 | COM NEW | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN CARESOURCE HLDGS IN | 02505A202 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NOVOGEN LIMITED | 67010F202 | SPON ADR 1:25 SH | 92 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PRANA BIOTECHNOLOGY LTD | 739727105 | SPONSORED ADR | 400 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RADIO ONE INC | 75040P108 | CL A | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIOSTAR PHARMACEUTICALS INC | 090678202 | COM NEW | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TAOMEE HLDGS LTD | 87600Y106 | SPONSORED ADR | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIGITAL ALLY INC | 25382P208 | COM NEW | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TOR MINERALS INTL INC | 890878309 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEPTUNE TECHNOLOGIES BIORESO | 64077P108 | COM | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BARCLAYS BANK PLC | 06739H214 | ETN DJUBS SGAR38 | 100 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| ARC GROUP WORLDWIDE INC | 00213H105 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SORL Auto Parts Inc | 78461U101 | COM | 449 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PRIMA BIOMED LTD | 74154B203 | SPON ADR LVL II | 83 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BONSO ELECTRS INTL INC | 098529308 | COM PAR $0.003 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CHINA JO-JO DRUGSTORES INC | 16949A206 | COM NEW | 521 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACASTI PHARMA INC | 00430K402 | CL A NEW | 215 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACER THERAPEUTICS INC COM | 68372T301 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COVISINT CORP | 22357R103 | COM | 117 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DHX MEDIA LTD | 252406608 | SHS VAR VTG | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EUROSEAS LTD | Y23592309 | SHS NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VOXELJET AG | 92912L107 | ADS | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLEVELAND BIOLABS INC | 185860202 | COM NEW | 418 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NAVIOS MARITIME HOLDINGS INC | 63938Y308 | SPON ADR PFD H | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OI SA-ADR | 670851401 | Com | 723 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Amedica Corporation | 023435100 | COM | 3,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APPLIED DNA SCIENCES INC | 03815U201 | COM NEW | 167 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AKERS BIOSCIENCES INC | 00973E102 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARGOS THERAPEUTICS INC | 040221103 | COM | 236 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REWALK ROBOTICS LTD | M8216Q101 | SHS | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACRE RLTY INVS INCORPORATED REIT | 00489F106 | REIT | 114 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CYPRESS ENVIRONMENTL PARTNR | 232751107 | LTD PARTNER INT | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Swisher Hygiene Inc | 870808300 | Common Stock | 123 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| XTNT | 98420P100 | Common | 99 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| 6D Global Tech Inc | 83002F100 | COM | 7,683 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORTH ATLANTIC DRI ORDF | g6613p129 | COM | 168 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MIDATECH PHARMA PLC | 59564R104 | SPONSORED ADS | 205 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DETERMINE INC | 250660107 | COM | 230 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPHERE 3D CORP NEW | 84841L100 | COM | 51 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GEVO INC COM PAR | 374396208 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MAGELLAN PETE CORP COM NEW | 559091608 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST MARBLEHEAD CORP COM NEW | 320771207 | Stock | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CREDIT SUISSE AG VELCITYSHRES 2X VIX SH-TRM ETN | 22539T423 | ETF | 2,200 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| HANSEN MEDICAL INC COM NEW | 411307200 | Stock | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DXI ENERGY INC COM | 23286A104 | Stock | 2,400 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CONTRAVIR PHARMACEUTICALS IN | 21234W103 | COM | 206 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HONGLI CLEAN ENERGY TECHNOLO | 438586109 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LGL GROUP INC WTS EXP 08/06/18 | 50186A116 | NOTE 1.250% 5/1 | 1,500 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| TEJON RANCH CO-CW16 | 879080133 | WTS | 110,832 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| MACROCURE LTD | M67872107 | SHS | 36 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OVERSEAS SHIPHOLDING GROUP I | 69036R301 | Cmn | 137 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VRINGO INC | 92911N302 | Cmn | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVENUE FINL HLDGS INC | 05358K102 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CODE REBEL CORP | 19200J106 | COM | 267 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ABENGOA SA | 00289R201 | SPONS ADR REP B | 32 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000948046-16-000122 | this filing | 2016-02-16 | acceptance time not in the bulk data set |