13F-HR filed by DEUTSCHE BANK AG\
DEUTSCHE BANK AG\ filed this 13F-HR for the quarter ended 2015-12-31, filed 2016-02-16, with 5,412 holding rows worth $144,524,959,000.
- Accession
- 0000948046-16-000122
- Filer
- CIK 948046
- Filed
- 2016-02-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2015
A holdings report, 18,857 entries on the cover page, a total value of $144,524,959,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $144,524,959,000 with VALUE read as thousands by filing date, 13F file number 028-10103. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerDeutsche Bank Trust Co Americas028-13777
- included managerBT ALEX BROWN INC /028-05033
- included managerDeutsche Asset Management Investmentgesellshaft028-10155
- included managerDEUTSCHE INVESTMENT MANAGEMENT AMERICAS INC028-10249
- included managerRREEF AMERICA LLC028-04760
- included managerDeutsche Bank (Suisse) SA028-11509
- included managerDEUTSCHE BANK NATIONAL TRUST CO028-11997
- included managerDeutsche Bank Trust CO Delaware028-11998
- included managerDeutsche Bank Trust Company, National Association028-12000
- included managerOppenheim Asset Management Services S.a.r.l028-13923
- included managerAbbey Life Assurance Co Ltd.028-13916
- included managerDeutsche Asset Management (UK) Ltd028-13988
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Johnson & Johnson | 478160104 | COM | 17,740 | $1,821,000 | thousands by filing date | call |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 346,473 | $1,819,000 | thousands by filing date | |
| ANW 4 11/1/18 | Y0020QAA9 | Bond 30/360P2 U | 2,092,000 | $1,816,000 | thousands by filing date | principal |
| DIODES INC COM | 254543101 | Stock | 78,876 | $1,811,000 | thousands by filing date | |
| NORTHSTAR REALTY EUROPE CORP | 66706L101 | COM | 153,070 | $1,806,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 23,745 | $1,805,000 | thousands by filing date | call |
| CORPBANCA | 21987A209 | SPONSORED ADR | 154,255 | $1,803,000 | thousands by filing date | |
| DT ASIA INVTS LTD | G2615J104 | SHS | 180,461 | $1,802,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 35,022 | $1,797,000 | thousands by filing date | |
| WORKDAY INC | 98138HAC5 | NOTE 0.750% 7/1 | 1,571,000 | $1,793,000 | thousands by filing date | principal |
| RUCKUS WIRELESS INC | 781220108 | COM | 167,292 | $1,791,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 107,352 | $1,790,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 41,292 | $1,789,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 93,072 | $1,789,000 | thousands by filing date | |
| OLD REP INTL CORP | 680223AH7 | NOTE 3.750% 3/1 | 1,412,000 | $1,787,000 | thousands by filing date | principal |
| MDSO 1 8/01/18 | 58471AAB1 | Bond 30/360P2 U | 1,639,000 | $1,787,000 | thousands by filing date | principal |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 35,725 | $1,785,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 41,475 | $1,784,000 | thousands by filing date | |
| B2GOLD CORP | 11777QAB6 | NOTE 3.250%10/0 | 2,153,000 | $1,784,000 | thousands by filing date | principal |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 39,060 | $1,781,000 | thousands by filing date | |
| LDR HLDG CORP | 50185U105 | COM | 70,886 | $1,778,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 108,075 | $1,777,000 | thousands by filing date | |
| TVIA 5 10/1/19 | 83415TAC5 | Bond 30/360P2 U | 3,650,000 | $1,776,000 | thousands by filing date | principal |
| LUXOTTICA GROUP SPA ADR | 55068R202 | SPONS ADR | 27,397 | $1,775,000 | thousands by filing date | |
| JOURNAL MEDIA GROUP INC | 48114A109 | COM | 147,560 | $1,771,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 17,965 | $1,769,000 | thousands by filing date | call |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 462,524 | $1,766,000 | thousands by filing date | |
| JEFFERIES GROUP INC | 472319AG7 | CORPORATE OBLIG | 1,772,000 | $1,763,000 | thousands by filing date | principal |
| VECTREN CORP | 92240G101 | COM | 41,621 | $1,762,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT IN | 538034AJ8 | NOTE 2.500 5/1 | 1,729,000 | $1,758,000 | thousands by filing date | principal |
| Vale Sa | 91912E204 | COM | 689,499 | $1,756,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 209,585 | $1,754,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 97,380 | $1,751,000 | thousands by filing date | |
| ACXIOM CORP | 005125109 | COMMON STOCK | 83,554 | $1,747,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS GROU | 45857P509 | SPON ADR NEW2014 | 45,075 | $1,745,000 | thousands by filing date | |
| SINA CORP | 82922RAD5 | NOTE 1.000%12/0 | 1,800,000 | $1,739,000 | thousands by filing date | principal |
| PORTFOLIO RECOVERY ASSOCS IN | 73640QAB1 | NOTE 3.000% 8/0 | 2,057,000 | $1,737,000 | thousands by filing date | principal |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 57,672 | $1,735,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 29,574 | $1,732,000 | thousands by filing date | |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 107,915 | $1,728,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157BAA1 | NOTE 0.750 8/1 | 1,719,000 | $1,727,000 | thousands by filing date | principal |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 9,553 | $1,721,000 | thousands by filing date | call |
| JDS UNIPHASE CORP | 46612JAF8 | DBCV 0.625% 8/1 | 1,838,000 | $1,721,000 | thousands by filing date | principal |
| CEPHEID | 15670RAC1 | DBCV 1.250% 2/0 | 1,935,000 | $1,720,000 | thousands by filing date | principal |
| HILLTOP HLDGS INC | 432748101 | COM | 89,606 | $1,719,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 105,818 | $1,716,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 71,825 | $1,716,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 50,529 | $1,715,000 | thousands by filing date | |
| TOLL BROS FIN CORP | 88947EAM2 | NOTE 0.500% 9/1 | 1,719,000 | $1,715,000 | thousands by filing date | call |
| Advanced Micro Devices,Inc. | 007903107 | COM | 597,706 | $1,714,000 | thousands by filing date | |
| HEARTWARE INTL INC | 422368100 | COM | 33,926 | $1,708,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 100,073 | $1,706,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 45,621 | $1,698,000 | thousands by filing date | |
| WEB COM GROUP INC | 94733AAA2 | NOTE 1.000% 8/1 | 1,819,000 | $1,698,000 | thousands by filing date | principal |
| PETMED EXPRESS INC | 716382106 | COM | 98,889 | $1,693,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 55,839 | $1,689,000 | thousands by filing date | |
| AMAYA INC | 02314M108 | COM | 134,010 | $1,685,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 269,006 | $1,680,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 39,471 | $1,678,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 80,523 | $1,677,000 | thousands by filing date | |
| PHOTRONICS INC | 719405AK8 | NOTE 3.250 4/0 | 1,262,000 | $1,675,000 | thousands by filing date | principal |
| AAON INC | 000360206 | COM PAR $0.004 | 72,156 | $1,674,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 185,125 | $1,664,000 | thousands by filing date | |
| SPEEDWAY MOTORSPORTS INC | 847788106 | COM | 80,399 | $1,663,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 507,788 | $1,659,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 238,792 | $1,656,000 | thousands by filing date | |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 122,654 | $1,654,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 7,738 | $1,653,000 | thousands by filing date | |
| FRED S INC CLASS A | 356108100 | COM | 100,985 | $1,651,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 113,005 | $1,650,000 | thousands by filing date | |
| SUFFOLK BANCORP | 864739107 | COM | 58,245 | $1,650,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 30,919 | $1,649,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 41,750 | $1,649,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 74,112 | $1,648,000 | thousands by filing date | |
| TERRAFORM GLOBAL INC | 88104M101 | CL A | 294,938 | $1,646,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 286,309 | $1,642,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 111,497 | $1,642,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 232,187 | $1,641,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871106 | COM | 456,345 | $1,640,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 246,305 | $1,638,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 57,065 | $1,636,000 | thousands by filing date | |
| FOREST CITY ENTERPRISES | 345550AP2 | NOTE | 1,415,000 | $1,635,000 | thousands by filing date | principal |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 58,779 | $1,634,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 91,784 | $1,634,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC | 21925YAB9 | NOTE 1.500% 7/0 | 1,663,000 | $1,633,000 | thousands by filing date | principal |
| BRUKER CORP | 116794108 | COM | 67,228 | $1,630,000 | thousands by filing date | |
| CAPELLA EDUCATION CO | 139594105 | COM | 35,281 | $1,629,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055AE7 | NOTE | 1,829,000 | $1,627,000 | thousands by filing date | principal |
| Starbucks Corporation | 855244109 | COM | 27,088 | $1,625,000 | thousands by filing date | call |
| ROUSE PPTYS INC | 779287101 | COM | 111,809 | $1,625,000 | thousands by filing date | |
| TWITTER INC | 90184LAD4 | NOTE 1.000% 9/1 | 1,941,000 | $1,621,000 | thousands by filing date | principal |
| INTRALINKS HLDGS INC | 46118H104 | COM | 178,654 | $1,617,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464AB6 | NOTE 2.500% 9/1 | 1,892,000 | $1,617,000 | thousands by filing date | principal |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 92,915 | $1,611,000 | thousands by filing date | |
| LIBERTY MEDIA CORP | 530715AN1 | DEB 3.500% 1/1 | 3,136,000 | $1,603,000 | thousands by filing date | principal |
| OMEGA PROTEIN CORP | 68210P107 | COM | 72,274 | $1,602,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 41,921 | $1,598,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 28,116 | $1,597,000 | thousands by filing date | |
| APOLLO COML REAL EST FIN INC | 03762UAA3 | NOTE 5.500% 3/1 | 1,593,000 | $1,595,000 | thousands by filing date | principal |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 334,047 | $1,594,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 285,997 | $1,594,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 162,900 | $1,593,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 56,315 | $1,591,000 | thousands by filing date | |
| Check Point Software Technologies Ltd | 162825103 | COM | 253,928 | $1,590,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 62,461 | $1,585,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 382,750 | $1,583,000 | thousands by filing date | |
| POZEN INC | 73941U102 | COMMON STOCK | 232,060 | $1,583,000 | thousands by filing date | |
| MAGICJACK VOCALTEC LTD | M6787E101 | SHS | 167,512 | $1,581,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 1,090,160 | $1,580,000 | thousands by filing date | |
| GENERAL COMMUNICATION INC | 369385109 | CL A | 79,922 | $1,580,000 | thousands by filing date | |
| CHENIERE ENERGY INC | 16411RAG4 | NOTE 4.250% 3/1 | 3,029,000 | $1,575,000 | thousands by filing date | principal |
| SAUL CTRS INC COM | 804395101 | REIT | 30,680 | $1,571,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 39,956 | $1,562,000 | thousands by filing date | |
| HANGER INC | 41043F208 | COMMON STOCK | 95,101 | $1,562,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 697,720 | $1,561,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 84,323 | $1,559,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 48,542 | $1,556,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 118,502 | $1,554,000 | thousands by filing date | |
| PRUDENTIAL GLB SHT DUR HG YL | 74433A109 | COM | 109,864 | $1,554,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 77,236 | $1,550,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 13,242 | $1,549,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 23,826 | $1,543,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 75,728 | $1,543,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 96,874 | $1,541,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 82,360 | $1,538,000 | thousands by filing date | |
| CABLE ONE INC | 12685J105 | COM | 3,534 | $1,531,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 93,753 | $1,531,000 | thousands by filing date | |
| JDS UNIPHASE CORP | 46612JAF8 | DBCV 0.625% 8/1 | 1,633,000 | $1,529,000 | thousands by filing date | put |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 137,628 | $1,528,000 | thousands by filing date | |
| HYDRA INDS ACQUISITION CORP | 448740100 | COM | 157,900 | $1,525,000 | thousands by filing date | |
| FIBRIA CELULOSE | 31573A109 | COMMON STOCK-FO | 118,884 | $1,508,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 69,319 | $1,505,000 | thousands by filing date | |
| SPECTRANETICS CORP | 84760CAA5 | MTNF 2.625% 6/0 | 1,997,000 | $1,505,000 | thousands by filing date | principal |
| STONEGATE BANK | 861811107 | COM | 45,834 | $1,504,000 | thousands by filing date | |
| LHC GROUP | 50187A107 | COM | 33,199 | $1,502,000 | thousands by filing date | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 32,715 | $1,501,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287AA6 | NOTE | 1,650,000 | $1,497,000 | thousands by filing date | principal |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 53,725 | $1,493,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 184,351 | $1,493,000 | thousands by filing date | |
| SQNM 5 10/1/17 | 817337AB4 | Bond 30/360P2 U | 1,804,000 | $1,492,000 | thousands by filing date | principal |
| NRG YIELD INC | 62942X405 | CL C | 101,157 | $1,491,000 | thousands by filing date | |
| XENOPORT INC | 98411C100 | COM | 271,153 | $1,487,000 | thousands by filing date | |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 119,641 | $1,483,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 55,230 | $1,480,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S106 | COM | 149,215 | $1,475,000 | thousands by filing date | |
| BARRACUDA NETWORKS INC | 068323104 | COM | 79,020 | $1,475,000 | thousands by filing date | |
| APOLLO GROUP INC | 037604105 | CL A | 192,319 | $1,473,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 166,791 | $1,472,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 30,068 | $1,471,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 200,323 | $1,468,000 | thousands by filing date | |
| HEALTHEQUITY INC COM | 42226A107 | Stock | 58,215 | $1,457,000 | thousands by filing date | |
| BIO-TECHNE CORP | 09073M104 | COM | 16,200 | $1,457,000 | thousands by filing date | |
| FOGO DE CHAO INC | 344177100 | COM | 96,059 | $1,454,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 123,562 | $1,452,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 56,995 | $1,452,000 | thousands by filing date | |
| SOLARCITY CORP | 83416TAC4 | NOTE 1.625%11/0 | 1,793,000 | $1,447,000 | thousands by filing date | principal |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 42,870 | $1,444,000 | thousands by filing date | |
| RPX CORP | 74972G103 | COM | 130,798 | $1,437,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 441,301 | $1,432,000 | thousands by filing date | |
| RetailMeNot Inc | 76132B106 | COM SER 1 | 143,599 | $1,423,000 | thousands by filing date | |
| WABASH NATL CORP | 929566AH0 | CNV | 1,179,000 | $1,421,000 | thousands by filing date | principal |
| SEASPAN CORP | Y75638109 | SHS | 89,428 | $1,413,000 | thousands by filing date | |
| YIREN DIGITAL LTD | 98585L100 | SPONSORED ADS | 149,447 | $1,412,000 | thousands by filing date | |
| BCOR 4.25 4/19 | 095229AB6 | Bond 30/360P2 U | 1,699,000 | $1,412,000 | thousands by filing date | principal |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 17,019 | $1,409,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 51,842 | $1,407,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 46,695 | $1,406,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 465,383 | $1,405,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 76,294 | $1,404,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235TAC1 | NOTE 2.000% 8/1 | 1,231,000 | $1,401,000 | thousands by filing date | principal |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 75,420 | $1,394,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 37,587 | $1,392,000 | thousands by filing date | |
| EQT GP HLDGS LP | 26885J103 | COM UNIT REP | 67,001 | $1,390,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 24,743 | $1,388,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 14,406 | $1,383,000 | thousands by filing date | put |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 65,376 | $1,381,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 271,489 | $1,380,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 103,950 | $1,375,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 102,363 | $1,374,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAB8 | NOTE 3.750% 5/1 | 1,450,000 | $1,372,000 | thousands by filing date | principal |
| BANCORPSOUTH INC | 059692103 | COM | 57,117 | $1,369,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 41,506 | $1,369,000 | thousands by filing date | |
| SURGICAL CARE AFFILIATES INC COM | 86881L106 | Stock | 34,291 | $1,365,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 8,818 | $1,362,000 | thousands by filing date | |
| INTEROIL CORP | 460951106 | COM | 43,334 | $1,361,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 22,618 | $1,355,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 48,594 | $1,351,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 144,057 | $1,348,000 | thousands by filing date | |
| RTI INTL METALS INC | 74973WAB3 | NOTE 1.625%10/1 | 1,315,000 | $1,345,000 | thousands by filing date | principal |
| RINGCENTRAL INC | 76680R206 | CL A | 57,047 | $1,343,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 70,766 | $1,341,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 13,257 | $1,340,000 | thousands by filing date | put |
| CNX COAL RES LP COM UNIT RP LP | 12592V100 | Stock | 144,629 | $1,340,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 32,089 | $1,338,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 79,470 | $1,337,000 | thousands by filing date | call |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 100,468 | $1,337,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 157,463 | $1,336,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 37,967 | $1,334,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 83,642 | $1,330,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 54,737 | $1,328,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 638,226 | $1,326,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 1,604,000 | $1,326,000 | thousands by filing date | principal |
| FIRST LONG IS CORP | 320734106 | COM | 44,178 | $1,324,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 74,715 | $1,321,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 20,103 | $1,316,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 300,362 | $1,316,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 39,331 | $1,315,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 428,917 | $1,314,000 | thousands by filing date | |
| XO GROUP INC | 983772104 | COM | 81,820 | $1,312,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 364,064 | $1,312,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 76,330 | $1,309,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 63,803 | $1,308,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 485,136 | $1,308,000 | thousands by filing date | |
| CELLECTIS ADS | 15117K103 | COM | 42,131 | $1,306,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 22,618 | $1,304,000 | thousands by filing date | call |
| NUANCE COMMUNICATIONS | 67020YAF7 | CORPORATE OBLIG | 1,296,000 | $1,304,000 | thousands by filing date | principal |
| MU 2.375 5/1/32 | 595112AW3 | Bond 30/360P2 U | 831,000 | $1,303,000 | thousands by filing date | principal |
| WEST CORP | 952355204 | COM | 60,268 | $1,298,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 16,634 | $1,296,000 | thousands by filing date | put |
| MOVADO GROUP INC COM | 624580106 | Stock | 50,537 | $1,296,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 686,245 | $1,289,000 | thousands by filing date | |
| LANDAUER INC | 51476K103 | COM | 39,187 | $1,289,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 16,004 | $1,284,000 | thousands by filing date | |
| PHOTRONICS INC | 719405AH5 | NOTE 3.250% 4/0 | 1,057,000 | $1,284,000 | thousands by filing date | principal |
| CURIS INC | 231269101 | COM | 441,059 | $1,281,000 | thousands by filing date | |
| RAS 4 10/1/33 | 749227AB0 | Bond 30/360P2 U | 1,620,000 | $1,280,000 | thousands by filing date | principal |
| BIOAMBER INC | 09072Q106 | COM | 207,042 | $1,278,000 | thousands by filing date | |
| CEMEX SAB DE CV | 151290BR3 | NOTE 3.720% 3/1 | 1,629,000 | $1,277,000 | thousands by filing date | principal |
| INTERVAL LEISURE GROUP INC | 46113M108 | COM | 81,814 | $1,275,000 | thousands by filing date | |
| VASCULAR SOLUTIONS INC | 92231M109 | COMMON STOCK | 37,063 | $1,273,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 16,236 | $1,269,000 | thousands by filing date | call |
| CIENA CORP | 171779AK7 | DEBT 4.000%12/1 | 975,000 | $1,265,000 | thousands by filing date | principal |
| OM ASSET MGMT PLC | G67506108 | SHS | 82,596 | $1,265,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 14,545 | $1,263,000 | thousands by filing date | call |
| CONFORMIS INC | 20717E101 | COM | 73,183 | $1,263,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 89,566 | $1,248,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 124,500 | $1,246,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 67,593 | $1,243,000 | thousands by filing date | |
| C&J ENERGY SVCS LTD SHS | G3164Q101 | Stock | 259,990 | $1,236,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 27,805 | $1,234,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 458,986 | $1,234,000 | thousands by filing date | |
| TSL 3.5 06/19 | 89628EAC8 | Bond30E/360P2 U | 1,249,000 | $1,231,000 | thousands by filing date | principal |
| ZAFGEN INC | 98885E103 | COM | 195,801 | $1,230,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 127,931 | $1,228,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541TAD3 | CORPORATE OBLIG | 1,136,000 | $1,228,000 | thousands by filing date | principal |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 280,572 | $1,223,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 168,534 | $1,220,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 75,549 | $1,219,000 | thousands by filing date | |
| BLACKROCK DEFINED OPPRTY CR | 09255Q105 | COM | 93,600 | $1,218,000 | thousands by filing date | |
| PAMPA ENERGIA SA | 697660207 | SPONS ADR LVL I | 59,234 | $1,216,000 | thousands by filing date | |
| UNION BANKSHARES CORP | 90539J109 | COM | 48,120 | $1,213,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 36,691 | $1,212,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 59,645 | $1,212,000 | thousands by filing date | |
| Barington/Hilco Acquisition Corp. | 06759V200 | UNIT | 120,251 | $1,210,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 57,413 | $1,204,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 145,048 | $1,203,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 33,072 | $1,202,000 | thousands by filing date | |
| WINTHROP REALTY TRUST | 976391300 | SH B | 92,799 | $1,202,000 | thousands by filing date | |
| NEWPARK RES INC 4.000 | 651718AC2 | NOTE 4.000%10/0 | 1,348,000 | $1,199,000 | thousands by filing date | principal |
| HARMONIC INC | 413160102 | COM | 294,189 | $1,196,000 | thousands by filing date | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 58,453 | $1,194,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 28,326 | $1,193,000 | thousands by filing date | |
| ALLSCRIPTS HEALTHCARE SOLUTN | 01988PAD0 | NOTE 1.250% 7/0 | 1,113,000 | $1,190,000 | thousands by filing date | principal |
| ASCENT CAP GROUP INC | 043632AA6 | NOTE 4.000 7/1 | 1,836,000 | $1,189,000 | thousands by filing date | principal |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 121,395 | $1,186,000 | thousands by filing date | |
| KLX INC | 482539103 | COM | 38,585 | $1,186,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 118,606 | $1,186,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 182,563 | $1,184,000 | thousands by filing date | |
| CONVERGYS CORP | 212485AE6 | SDCV | 525,000 | $1,183,000 | thousands by filing date | principal |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 37,700 | $1,181,000 | thousands by filing date | |
| UNITS-GRANITE REIT-STAPL | 387437114 | UNIT 99/99/9999 | 42,914 | $1,180,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 205,129 | $1,176,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 26,661 | $1,171,000 | thousands by filing date | |
| ACCURAY INC | 004397AB1 | CNV | 1,153,000 | $1,165,000 | thousands by filing date | principal |
| 1347 CAP CORP | 68245V103 | COM | 118,334 | $1,165,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 24,975 | $1,163,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 166,795 | $1,160,000 | thousands by filing date | |
| CEMENTOS PACASMAYO SAA - ADR | 15126Q109 | SPON | 151,561 | $1,159,000 | thousands by filing date | |
| OHR PHARMACEUTICAL INC | 67778H200 | COMMON STOCK | 188,778 | $1,158,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 115,430 | $1,157,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 12,073 | $1,152,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 904 | $1,152,000 | thousands by filing date | call |
| SPECTRUM PHARMACEUTICALS INC | 84763AAB4 | NOTE 2.750%12/1 | 1,310,000 | $1,147,000 | thousands by filing date | principal |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 82,056 | $1,145,000 | thousands by filing date | |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 68,503 | $1,145,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 65,330 | $1,141,000 | thousands by filing date | |
| CONE MIDSTREAM PARTNERS LP | 206812109 | COM UNIT REPST | 115,873 | $1,141,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 50,756 | $1,140,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GROUP | 42330PAG2 | CORPORATE OBLIG | 1,443,000 | $1,139,000 | thousands by filing date | principal |
| INGLES MKTS INC CL A | 457030104 | Stock | 25,775 | $1,134,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 48,667 | $1,130,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 109,015 | $1,129,000 | thousands by filing date | |
| SONUS NETWORKS INC | 835916503 | COM NEW | 158,565 | $1,129,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 99,535 | $1,126,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 21,884 | $1,125,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 87,643 | $1,124,000 | thousands by filing date | |
| REX ENERGY CORPORATION | 761565100 | COM | 1,070,889 | $1,123,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 79,177 | $1,120,000 | thousands by filing date | call |
| MANNING + NAPIER INC | 56382Q102 | CL A | 131,911 | $1,119,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 44,008 | $1,118,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 115,123 | $1,114,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 103,327 | $1,112,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 282,688 | $1,112,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 2,903 | $1,106,000 | thousands by filing date | |
| COMSTOCK RESOURCES INC | 205768203 | COM | 591,288 | $1,105,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 16,715 | $1,103,000 | thousands by filing date | put |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 156,344 | $1,103,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 59,288 | $1,102,000 | thousands by filing date | |
| TELETECH HOLDINGS INC | 879939106 | COM | 39,537 | $1,102,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 69,258 | $1,100,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 90,721 | $1,097,000 | thousands by filing date | |
| TEXTURA CORP | 883211104 | COM | 50,771 | $1,094,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 9,461 | $1,090,000 | thousands by filing date | |
| AVG TECHNOLOGIES | N07831105 | SHS | 54,351 | $1,088,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 99,244 | $1,085,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 59,279 | $1,084,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 8,706 | $1,082,000 | thousands by filing date | call |
| TRONC INC | 896082104 | Common equity shares | 117,591 | $1,082,000 | thousands by filing date | |
| WASHINGTON FED INC | 938824117 | *W EXP 11/14/201 | 156,762 | $1,081,000 | thousands by filing date | call |
| ARVINMERITOR INC | 043353AH4 | CORPORATE OBLIG | 1,143,000 | $1,080,000 | thousands by filing date | principal |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 19,993 | $1,079,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 183,788 | $1,077,000 | thousands by filing date | |
| NEWCASTLE INVT CORP NEW COM PAR $0.01 | 65105M603 | REIT | 263,983 | $1,076,000 | thousands by filing date | |
| SILVER BAY REALTY TRUST CORP | 82735Q102 | COMMON STOCK | 68,775 | $1,074,000 | thousands by filing date | |
| JUNO THERAPEUTICS INC | 48205A109 | COM | 24,460 | $1,072,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 47,042 | $1,068,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 140,532 | $1,068,000 | thousands by filing date | |
| EPIQ SYSTEMS INC | 26882D109 | COM | 81,719 | $1,066,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 62,394 | $1,065,000 | thousands by filing date | |
| PDLI 4 2/1/18 | 69329YAF1 | Bond 30/360P2 U | 1,331,000 | $1,065,000 | thousands by filing date | principal |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 75,425 | $1,060,000 | thousands by filing date | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 16,414 | $1,059,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 199,271 | $1,059,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914109 | COM | 423,694 | $1,057,000 | thousands by filing date | |
| TANGOE INC/CT | 87582Y108 | COM | 126,104 | $1,056,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 69,144 | $1,054,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 115,887 | $1,054,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 106,646 | $1,053,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 65,884 | $1,052,000 | thousands by filing date | |
| GRUPO FINANCIERO SANTANDER | 40053C105 | COMMON STOCK-FO | 121,629 | $1,052,000 | thousands by filing date | |
| IDTI 0.875 22 | 458118AB2 | Bond 30/360P2 U | 1,019,000 | $1,048,000 | thousands by filing date | principal |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 300,758 | $1,040,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 7,930 | $1,038,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 107,113 | $1,038,000 | thousands by filing date | |
| ANCHOR BANCORP WIS INC DEL | 03283P106 | COM | 23,831 | $1,036,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 100,565 | $1,035,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 37,015 | $1,035,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 32,423 | $1,035,000 | thousands by filing date | |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 204,758 | $1,033,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 54,867 | $1,030,000 | thousands by filing date | |
| EARTHLINK HLDGS CORP | 27033X101 | COM | 138,838 | $1,030,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 201,173 | $1,027,000 | thousands by filing date | |
| ACCESS NATIONAL CORP | 004337101 | COMMON STOCK | 50,222 | $1,025,000 | thousands by filing date | |
| CROWN MEDIA HLDGS INC | 228411104 | CL A | 182,929 | $1,025,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 92,114 | $1,022,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 1,003,786 | $1,022,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 51,247 | $1,019,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 27,802 | $1,019,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 41,919 | $1,019,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 78,941 | $1,019,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 143,336 | $1,019,000 | thousands by filing date | |
| ONCOTHYREON INC | 682324108 | COM | 459,508 | $1,018,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 25,013 | $1,013,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 78,676 | $1,013,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 27,320 | $1,012,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 260,000 | $1,011,000 | thousands by filing date | |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 84,424 | $1,009,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 18,175 | $1,008,000 | thousands by filing date | call |
| POWELL INDS INC | 739128106 | COM | 38,756 | $1,007,000 | thousands by filing date | |
| BANKRATE INC DEL | 06647F102 | COM | 75,727 | $1,005,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 40,334 | $1,004,000 | thousands by filing date | |
| FIFTH STR FIN CORP | 31679BAC4 | NOTE 5.375% 4/0 | 1,000,000 | $1,000,000 | thousands by filing date | principal |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 9,556 | $996,000 | thousands by filing date | |
| CVENT INC | 23247G109 | COM | 28,564 | $996,000 | thousands by filing date | |
| ELECTRUM SPL ACQUISITION COR | G3105C120 | UNIT 99/99/9999 | 100,000 | $995,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 34,940 | $994,000 | thousands by filing date | |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 28,472 | $993,000 | thousands by filing date | |
| ALMOST FAMILY INC | 020409108 | COM | 26,028 | $993,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 87,011 | $989,000 | thousands by filing date | |
| CARMIKE CINEMAS INC | 143436400 | COMMON STOCK | 43,178 | $989,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875TAA9 | NOTE | 1,130,000 | $988,000 | thousands by filing date | principal |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 160,838 | $985,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328AA8 | NOTE 4.500% 7/1 | 667,000 | $985,000 | thousands by filing date | principal |
| INTERPARFUMS INC COM | 458334109 | Stock | 41,389 | $984,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 36,222 | $984,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 21,216 | $983,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 81,102 | $983,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 27,169 | $981,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 230,217 | $981,000 | thousands by filing date | |
| BANK MUTUAL CORP | 063750103 | COM | 125,173 | $974,000 | thousands by filing date | |
| JARDEN CORP | 471109AM0 | NOTE 1.125% 3/1 | 793,000 | $972,000 | thousands by filing date | put |
| MRC GLOBAL INC | 55345K103 | COM | 75,170 | $968,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 209,950 | $967,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266SAA4 | NOTE 2.250%12/1 | 1,193,000 | $965,000 | thousands by filing date | principal |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 60,074 | $964,000 | thousands by filing date | |
| FIVE9 INC | 338307101 | COM | 110,520 | $960,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 35,044 | $960,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 326,092 | $960,000 | thousands by filing date | |
| RESOURCE CAP CORP | 76120W708 | COM NEW | 75,049 | $955,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC | 079481107 | COM | 47,029 | $953,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 231,571 | $950,000 | thousands by filing date | |
| DEVRY INC DEL | 251893103 | COM | 37,489 | $947,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 58,453 | $946,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 1,215 | $945,000 | thousands by filing date | call |
| Q2 HLDGS INC COM | 74736L109 | Stock | 35,854 | $945,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917TAB0 | NOTE 3.750%12/1 | 1,054,000 | $945,000 | thousands by filing date | call |
| DHI GROUP INC | 23331S100 | COM | 103,125 | $944,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 25,315 | $943,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 32,449 | $943,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 43,890 | $939,000 | thousands by filing date | |
| BLUE HILLS BANCORP INC | 095573101 | COM | 61,450 | $939,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 100,361 | $938,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 83,596 | $938,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 69,595 | $934,000 | thousands by filing date | |
| E HOUSE CHINA HLDGS LTD | 26852W103 | ADR | 147,946 | $930,000 | thousands by filing date | |
| ARCTIC CAT INC | 039670104 | COMMON STOCK | 56,805 | $928,000 | thousands by filing date | |
| Tandem Diabetes Care, Inc. | 875372104 | COM | 78,665 | $927,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 31,389 | $926,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 185,011 | $924,000 | thousands by filing date | |
| PARK STERLING CORP | 70086Y105 | COM | 126,636 | $924,000 | thousands by filing date | |
| UBS AG | 90270KAW9 | NOTE 2/1 | 866,000 | $924,000 | thousands by filing date | principal |
| NOVADAQ TECHNOLOGIES INC COMMON | 66987G102 | COM | 72,549 | $923,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 80,294 | $921,000 | thousands by filing date | |
| GLOBAL NET LEASE INC | 379378102 | COM | 116,007 | $921,000 | thousands by filing date | |
| GSV CAP CORP | 36191JAB7 | NOTE 5.250% 9/1 | 1,000,000 | $920,000 | thousands by filing date | principal |
| HACKETT GROUP INC | 404609109 | COM | 57,267 | $919,000 | thousands by filing date | |
| FORESTAR GROUP, INC. | 346233109 | COMMON STOCK | 84,135 | $918,000 | thousands by filing date | |
| TIER REIT COM | 88650V208 | COM NEW | 62,221 | $917,000 | thousands by filing date | |
| VELOCITYSHARES INV VIX SH-TM | 22542D795 | INVR | 3,554,226 | $916,000 | thousands by filing date | principal |
| MINDBODY INC | 60255W105 | COM CL A | 60,487 | $914,000 | thousands by filing date | |
| NTT DOCOMO INC | 62942M201 | SPONS ADR | 44,456 | $911,000 | thousands by filing date | |
| PSIVIDA CORP | 74440J101 | COM | 189,285 | $911,000 | thousands by filing date | |
| TESCO CORP | 88157K101 | COMMON STOCK-FO | 126,015 | $910,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 135,600 | $910,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 29,058 | $909,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 6,065 | $909,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 45,412 | $908,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 60,156 | $907,000 | thousands by filing date | |
| BLACKSTONE MTG TR INC | 09257WAA8 | NOTE 5.250pcnt12/0 | 891,000 | $906,000 | thousands by filing date | principal |
| AMERICAN VANGUARD CORP | 030371108 | COM | 64,687 | $904,000 | thousands by filing date | |
| BANKFINANCIAL CORP | 06643P104 | COM | 71,718 | $903,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 43,525 | $903,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 2,876 | $898,000 | thousands by filing date | call |
| PRUDENTIAL SHT DURATION HG Y | 74442F107 | COM | 61,464 | $897,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 72,070 | $895,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U153 | COM | 20,735 | $890,000 | thousands by filing date | |
| PACIRA PHARMACEUTICALS INC | 695127AB6 | NOTE 3.250 2/0 | 285,000 | $888,000 | thousands by filing date | principal |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 507,069 | $886,000 | thousands by filing date | |
| TOWER INTL INC | 891826109 | COM | 31,067 | $886,000 | thousands by filing date | |
| FOX CHASE BANCORP INC | 35137T108 | COM | 43,688 | $884,000 | thousands by filing date | |
| CHEMICAL FINANCIAL CORP | 163731102 | COM | 25,831 | $883,000 | thousands by filing date | |
| NIMBLE STORAGE INC | 65440R101 | COM | 96,085 | $883,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 138,052 | $881,000 | thousands by filing date | |
| ORION S.A. | L72967109 | COM | 69,920 | $880,000 | thousands by filing date | |
| CALIFORNIA RES CORP COM | 13057Q107 | COM | 379,269 | $880,000 | thousands by filing date | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 29,165 | $878,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 25,634 | $878,000 | thousands by filing date | |
| ZAIS FINANCIAL CORP | 98886K108 | COM | 58,260 | $878,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 72,102 | $877,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383204 | COM NEW | 42,548 | $876,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 21,796 | $876,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 28,408 | $875,000 | thousands by filing date | |
| MVC CAPITAL INC | 553829102 | COM | 118,780 | $874,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 61,767 | $873,000 | thousands by filing date | put |
| BIOTELEMETRY INC | 090672106 | COM | 74,983 | $873,000 | thousands by filing date | |
| LOXO ONCOLOGY INC | 548862101 | COM | 30,766 | $873,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 356,430 | $872,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 76,619 | $872,000 | thousands by filing date | |
| ALLIANCE FIBER OPTIC PRODUCT | 018680306 | COM | 57,637 | $872,000 | thousands by filing date | |
| INTRAWEST RESORTS HLDGS INC | 46090K109 | COM | 111,603 | $872,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097804 | SPON | 33,764 | $871,000 | thousands by filing date | |
| JEFFERIES GROUP INC | 472319AG7 | CORPORATE OBLIG | 875,000 | $870,000 | thousands by filing date | call |
| Biglari Holdings | 08986r101 | COM | 2,665 | $867,000 | thousands by filing date | |
| GENER8 MARITIME INC | Y26889108 | COM | 91,977 | $867,000 | thousands by filing date | |
| EBS 2.875 01/21 | 29089QAB1 | Bond 30/360P2 U | 629,000 | $866,000 | thousands by filing date | principal |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 40,677 | $862,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 32,389 | $861,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 155,284 | $860,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 103,677 | $860,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 16,425 | $855,000 | thousands by filing date | |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 3,403 | $855,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 107,152 | $853,000 | thousands by filing date | |
| TUBEMOGUL INC COM | 898570106 | Stock | 62,869 | $853,000 | thousands by filing date | |
| APPLIED MICRO CIRCUITS CORP | 03822W406 | COM NEW | 133,678 | $851,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 239,425 | $847,000 | thousands by filing date | |
| POINTS INTL LTD | 730843208 | COM NEW | 88,319 | $846,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 97,212 | $845,000 | thousands by filing date | |
| HIGHER ONE HOLDINGS INC | 42983D104 | COM | 261,368 | $845,000 | thousands by filing date | |
| CEB INC | 125134106 | COM | 13,807 | $845,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 18,051 | $842,000 | thousands by filing date | call |
| AMERICAN SCIENCE + ENGINEERI | 029429107 | COM | 20,381 | $842,000 | thousands by filing date | |
| HOULIHAN LOKEY INC CL A | 441593100 | Stock | 32,165 | $841,000 | thousands by filing date | |
| TERRAFORM POWER INC | 88104R100 | Common Stock | 66,964 | $841,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 40,697 | $838,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 7,073 | $835,000 | thousands by filing date | call |
| CYTOKINETICS INC | 23282W605 | COM NEW | 80,039 | $835,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 63,691 | $833,000 | thousands by filing date | |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 145,867 | $833,000 | thousands by filing date | |
| Nippon Telegraph Telephone Corp | 654624105 | Equity | 20,998 | $833,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 32,060 | $830,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000948046-16-000122 | this filing | 2016-02-16 | acceptance time not in the bulk data set |