13F-HR filed by DEUTSCHE BANK AG\
DEUTSCHE BANK AG\ filed this 13F-HR for the quarter ended 2015-12-31, filed 2016-02-16, with 5,412 holding rows worth $144,524,959,000.
- Accession
- 0000948046-16-000122
- Filer
- CIK 948046
- Filed
- 2016-02-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2015
A holdings report, 18,857 entries on the cover page, a total value of $144,524,959,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $144,524,959,000 with VALUE read as thousands by filing date, 13F file number 028-10103. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerDeutsche Bank Trust Co Americas028-13777
- included managerBT ALEX BROWN INC /028-05033
- included managerDeutsche Asset Management Investmentgesellshaft028-10155
- included managerDEUTSCHE INVESTMENT MANAGEMENT AMERICAS INC028-10249
- included managerRREEF AMERICA LLC028-04760
- included managerDeutsche Bank (Suisse) SA028-11509
- included managerDEUTSCHE BANK NATIONAL TRUST CO028-11997
- included managerDeutsche Bank Trust CO Delaware028-11998
- included managerDeutsche Bank Trust Company, National Association028-12000
- included managerOppenheim Asset Management Services S.a.r.l028-13923
- included managerAbbey Life Assurance Co Ltd.028-13916
- included managerDeutsche Asset Management (UK) Ltd028-13988
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Starbucks Corporation | 855244109 | COM | 5,149 | $308,000 | thousands by filing date | put |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 40,301 | $308,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 163,958 | $308,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 6,387 | $307,000 | thousands by filing date | call |
| XCERRA CORP | 98400J108 | COM | 51,012 | $307,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 42,184 | $306,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 7,521 | $305,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 128,046 | $304,000 | thousands by filing date | |
| TENAX THERAPEUTICS INC | 88032L100 | COM | 92,900 | $304,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 9,213 | $303,000 | thousands by filing date | call |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 23,243 | $303,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 17,000 | $302,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462AB8 | NOTE 1.250%10/0 | 306,000 | $302,000 | thousands by filing date | principal |
| COGENTIX MED INC COM | 19243A104 | Stock | 234,399 | $302,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 7,622 | $301,000 | thousands by filing date | |
| NAVISTAR INTL CORP NEW | 63934EAS7 | NOTE 4.750 4/1 | 631,000 | $301,000 | thousands by filing date | principal |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 1,590 | $300,000 | thousands by filing date | put |
| ATLASSIAN CORP | G06242104 | CL A | 10,000 | $300,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 9,316 | $300,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 32,035 | $299,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 46,578 | $298,000 | thousands by filing date | |
| SYNTHETIC BIOLOGICS INC | 87164U102 | COM | 130,531 | $298,000 | thousands by filing date | |
| ACTUA CORPORATION | 005094107 | COM | 26,111 | $297,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 156,826 | $295,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 244,974 | $293,000 | thousands by filing date | |
| SPS COMM INC COM | 78463M107 | Stock | 4,182 | $292,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 45,615 | $292,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 5,750 | $291,000 | thousands by filing date | put |
| UNDER ARMOUR INC | 904311107 | CL A | 3,620 | $291,000 | thousands by filing date | put |
| BEL FUSE INC | 077347300 | CL B | 16,865 | $290,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 19,245 | $290,000 | thousands by filing date | |
| CSS INDS INC | 125906107 | COMMON STOCK | 10,320 | $290,000 | thousands by filing date | |
| GRANA Y MONTERO S A A | 38500P208 | SPONSORED ADR | 98,807 | $290,000 | thousands by filing date | |
| COBIZ FINANCIAL INC | 190897108 | COM | 21,537 | $287,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 17,257 | $286,000 | thousands by filing date | |
| AKARI THERAPEUTICS PLC | 00972G108 | ADR | 19,787 | $286,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 23,949 | $285,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 5,704 | $284,000 | thousands by filing date | put |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 39,996 | $284,000 | thousands by filing date | |
| ELECTRO RENT CORP | 285218103 | COM | 31,130 | $284,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 39,215 | $283,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 11,200 | $283,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 16,517 | $282,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 10,525 | $282,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 44,732 | $282,000 | thousands by filing date | |
| TRIANGLE PETE CORP | 89600B201 | COM NEW | 369,116 | $282,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 4,832 | $281,000 | thousands by filing date | |
| BOJANGLES INC | 097488100 | COM | 17,800 | $281,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 20,957 | $280,000 | thousands by filing date | |
| SCYNEXIS INC COM NEW | 811292101 | Common Stock | 44,649 | $277,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 8,035 | $276,000 | thousands by filing date | call |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 36,009 | $276,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 378,708 | $276,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 8,520 | $275,000 | thousands by filing date | |
| GCAP 4.1250 18 | 36268WAB6 | Bond 30/360P2 U | 275,000 | $275,000 | thousands by filing date | principal |
| DERMIRA INC | 24983L104 | COM | 7,964 | $274,000 | thousands by filing date | |
| NORD ANGLIA EDUCATION INC | G6583A102 | SHS | 13,552 | $274,000 | thousands by filing date | |
| NUVEEN INS MUNICIPAL OPP FD | 670984103 | mf | 19,095 | $273,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 5,153 | $272,000 | thousands by filing date | call |
| MERCHANTS BANCSHARES INC | 588448100 | COM | 8,714 | $272,000 | thousands by filing date | |
| NANOSPHERE INC COM NEW | 63009F204 | Stock | 445,909 | $272,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 6,523 | $271,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 11,951 | $271,000 | thousands by filing date | |
| DAQO NEW ENERGY CORP. (ADR) | 23703Q203 | SPNSRD ADS NEW | 16,233 | $270,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 21,901 | $270,000 | thousands by filing date | |
| ENDOCHOICE HLDGS INC COM | 29272U103 | COM | 32,652 | $270,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 35,450 | $269,000 | thousands by filing date | |
| GARRISON CAP INC | 366554103 | COM | 22,156 | $269,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 3,472 | $268,000 | thousands by filing date | call |
| MEAD JOHNSON NUTRITION CO | 582839106 | COM | 3,402 | $268,000 | thousands by filing date | call |
| BREEZE-EASTERN CORP | 106764103 | COMM STK | 13,533 | $267,000 | thousands by filing date | |
| Southcoast Financial Corporation | 84129R100 | Common Stock | 17,111 | $267,000 | thousands by filing date | |
| ABENGOA YIELD PLC | G00349103 | ORD SHS | 13,932 | $267,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 14,989 | $266,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 4,932 | $266,000 | thousands by filing date | put |
| MRV COMMUNICATIONS INC | 553477407 | COMMON | 21,776 | $266,000 | thousands by filing date | |
| Foundation Medicine Inc | 350465100 | COM | 12,677 | $266,000 | thousands by filing date | |
| ELIZABETH ARDEN INC | 28660G106 | COM | 26,916 | $265,000 | thousands by filing date | |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 42,387 | $265,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 4,500 | $264,000 | thousands by filing date | put |
| TWITTER INC | 90184L102 | COM | 11,462 | $264,000 | thousands by filing date | call |
| AGILYSYS INC | 00847J105 | COM | 26,594 | $263,000 | thousands by filing date | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 17,225 | $263,000 | thousands by filing date | |
| HOLOGIC INC | 436440AC5 | CORPORATE OBLIG | 197,000 | $263,000 | thousands by filing date | principal |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 261,859 | $263,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 11,009 | $262,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 18,694 | $262,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 3,397 | $261,000 | thousands by filing date | call |
| STANLEY BLACK & DECKER INC | 854502804 | UNIT 11/17/20166 | 2,230 | $261,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 20,291 | $260,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 11,446 | $259,000 | thousands by filing date | |
| HWAY 1.5 7/18 | 422245AB6 | Bond 30/360P2 U | 275,000 | $259,000 | thousands by filing date | principal |
| International Business Machines Corporation | 459200101 | COM | 1,879 | $258,000 | thousands by filing date | put |
| V2X INC | 92242T101 | COM | 12,474 | $258,000 | thousands by filing date | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 15,540 | $257,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 5,589 | $257,000 | thousands by filing date | |
| MECHEL OAO | 583840103 | SPONSORED ADR | 314,521 | $257,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 3,152 | $256,000 | thousands by filing date | call |
| REIS INC | 75936P105 | COM | 10,819 | $256,000 | thousands by filing date | |
| TARENA INTL INC | 876108101 | SPONSORED ADS | 24,570 | $256,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219117 | *W EXP 07/08/202 | 84,200 | $256,000 | thousands by filing date | call |
| Walt Disney Co | 254687106 | COM | 2,434 | $255,000 | thousands by filing date | call |
| LATAM AIRLS GROUP S A | 51817R106 | SPONSORED ADR | 47,513 | $255,000 | thousands by filing date | |
| UNITED DEV FUNDING XXXREGISTRATION REVOKED BY THE SEC EFF: 08/13/20 | 910187103 | REAL ESTATE INVESTME | 23,318 | $255,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 11,654 | $254,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 7,004 | $254,000 | thousands by filing date | call |
| BSB BANCORP INC MD | 05573H108 | COM | 10,924 | $254,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 9,600 | $254,000 | thousands by filing date | |
| MERITAGE HOMES CORP | 59001AAR3 | NOTE | 259,000 | $253,000 | thousands by filing date | principal |
| CHINA CORD BLOOD CORP | G21107100 | COM | 39,609 | $252,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 4,486 | $250,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 7,974 | $250,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 5,784 | $250,000 | thousands by filing date | |
| EVERYDAY HEALTH INC COM | 300415106 | Stock | 41,789 | $250,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639118 | *W EXP 12/06/201 | 162,197 | $249,000 | thousands by filing date | call |
| FORESTAR GROUP INC | 346232AB7 | NOTE 3.750% 3/0 | 311,000 | $249,000 | thousands by filing date | principal |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 84,400 | $249,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 3,422 | $248,000 | thousands by filing date | call |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 15,297 | $248,000 | thousands by filing date | call |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 325 | $246,000 | thousands by filing date | put |
| WESTFIELD FINANCIAL INC | 96008P104 | COM | 29,400 | $246,000 | thousands by filing date | |
| TRANSOCEAN PARTNERS LLC | Y8977Y100 | COM UNIT RP LT | 27,863 | $245,000 | thousands by filing date | |
| GLOBAL INDEMNITY PLC | G39319101 | SHS | 8,450 | $244,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 21,623 | $243,000 | thousands by filing date | |
| PULASKI FINANCIAL CORP | 745548107 | COM | 15,355 | $243,000 | thousands by filing date | |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 11,475 | $242,000 | thousands by filing date | |
| MIDCOAST ENERGY PARTNERSHIP LP | 59564N103 | COMMON STOCK | 24,946 | $242,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 47,750 | $241,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 16,910 | $240,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 47,973 | $240,000 | thousands by filing date | |
| E M C CORP MASS | 268648102 | COM | 9,373 | $240,000 | thousands by filing date | call |
| AK STL CORP | 001546AP5 | NOTE 5.000%11/1 | 470,000 | $240,000 | thousands by filing date | principal |
| ASHFORD HOSPITALITY PRIME IN | 044102101 | COM | 16,677 | $240,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 5,149 | $239,000 | thousands by filing date | put |
| SCICLONE PHARMACEUTICALS INC | 80862K104 | COM | 26,138 | $239,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 3,509 | $238,000 | thousands by filing date | put |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 11,445 | $238,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549AG9 | CORPORATE OBLIG | 4,768,000 | $238,000 | thousands by filing date | principal |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 4,588 | $237,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 118,284 | $237,000 | thousands by filing date | |
| FBR & CO | 30247C400 | COM NEW | 11,953 | $237,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS IN | 101119113 | WARRANT | 52,180 | $237,000 | thousands by filing date | call |
| INTELLIPHARMACEUTICS INTERNA | 458173101 | CMN | 117,827 | $237,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 5,280 | $236,000 | thousands by filing date | put |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 18,622 | $235,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 12,376 | $235,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 9,388 | $235,000 | thousands by filing date | |
| SEARS CDA INC | 81234D109 | COM | 46,074 | $235,000 | thousands by filing date | |
| SYMMETRY SURGICAL INC | 87159G100 | COM | 25,633 | $235,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 5,602 | $234,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 2,367 | $233,000 | thousands by filing date | put |
| SI FINL GROUP INC MD | 78425V104 | COM | 17,079 | $233,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 3,043 | $232,000 | thousands by filing date | call |
| SEARS HOMETOWN & OUTLET STOR | 812362101 | COM | 29,042 | $232,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 192,346 | $231,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 15,215 | $230,000 | thousands by filing date | |
| CONTINENTAL BUILDING PRODUCTS | 211171103 | COMMON STOCK | 13,243 | $230,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 2,127 | $229,000 | thousands by filing date | put |
| RAIT FINANCIAL TRUST | 749227AA2 | NOTE 7.000% 4/0 | 235,000 | $229,000 | thousands by filing date | principal |
| THE CUSHING MLP INFASTCR TOT | 231631201 | COM NEW | 21,500 | $229,000 | thousands by filing date | |
| SPARTON CORP | 847235108 | COM | 11,500 | $228,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R207 | PFD CONV SER A | 4,500 | $228,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 4,895 | $226,000 | thousands by filing date | call |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 471 | $226,000 | thousands by filing date | call |
| IMMUNOMEDICS INC | 452907108 | COM | 73,879 | $226,000 | thousands by filing date | |
| TALLGRASS ENERGY LP | 874696107 | CLASS A SHS | 14,201 | $226,000 | thousands by filing date | |
| IXYS CORP | 46600W106 | COMMON STOCK | 17,995 | $226,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 4,986 | $225,000 | thousands by filing date | |
| MOUNTAIN PROV DIAMONDS INC COM NEW ISIN #CA62426E4022 SEDOL #2607948 | 62426E402 | Equities | 79,100 | $225,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 20,800 | $225,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 10,350 | $224,000 | thousands by filing date | |
| RAVE RESTAURANT GROUP INC | 754198109 | COM | 35,148 | $224,000 | thousands by filing date | |
| FORWARD PHARMA A/S | 34986J105 | SPONSORED ADR | 11,833 | $224,000 | thousands by filing date | |
| FAMOUS DAVE'S OF AMERICA | 307068106 | COM | 32,266 | $223,000 | thousands by filing date | |
| MMA Capital Management LLC | 55315D105 | COM | 15,305 | $221,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 10,650 | $221,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 11,744 | $220,000 | thousands by filing date | |
| MOBILEYE NV XXXMANDATORY MERGER EFF: 06/03/18 | N51488117 | FOREIGN ORDINARIES | 5,183 | $219,000 | thousands by filing date | call |
| AGRIUM INC | 008916108 | COM | 2,457 | $219,000 | thousands by filing date | put |
| OCEAN SHORE HLDG CO NEW | 67501R103 | COM | 12,797 | $219,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 9,019 | $218,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 28,048 | $218,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 452 | $216,000 | thousands by filing date | put |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 7,692 | $216,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 13,623 | $216,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 13,197 | $216,000 | thousands by filing date | |
| PATRIOT NATL INC | 70338T102 | COM | 32,478 | $216,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 3,600 | $215,000 | thousands by filing date | call |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 5,728 | $215,000 | thousands by filing date | |
| ENERNOC INC | 292764107 | COMMON STOCK | 55,888 | $214,000 | thousands by filing date | |
| SAPIENS INTERNATIONAL CORP | N7716A151 | SHS | 21,142 | $214,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 2,186 | $213,000 | thousands by filing date | call |
| Tesla Motors, Inc | 88160R101 | COM | 890 | $213,000 | thousands by filing date | call |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 274 | $212,000 | thousands by filing date | put |
| MEDIFAST INC | 58470H101 | COM | 7,013 | $212,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18451C109 | CL A | 38,136 | $212,000 | thousands by filing date | |
| RESOURCE CAP CORP | 76120WAA2 | NOTE 6.000prct12/0 | 229,000 | $212,000 | thousands by filing date | principal |
| Oracle Corporation | 68389X105 | COM | 5,820 | $211,000 | thousands by filing date | put |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 15,967 | $211,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 54,736 | $211,000 | thousands by filing date | |
| OCI PARTNERS LP | 67091N108 | COM UNIT REP LP | 29,600 | $211,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 2,199 | $210,000 | thousands by filing date | call |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 21,111 | $209,000 | thousands by filing date | |
| NCI INC-CLASS A | 62886K104 | COMMON STOCK | 15,331 | $209,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 31,227 | $208,000 | thousands by filing date | |
| HENNESSY ADVISORS INC | 425885100 | COM | 6,897 | $206,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 30,366 | $206,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 2,900 | $205,000 | thousands by filing date | call |
| QAD INC-A | 74727D306 | CL A | 10,051 | $205,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 13,622 | $204,000 | thousands by filing date | |
| TRC COS INC | 872625108 | COM | 22,253 | $204,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 5,566 | $203,000 | thousands by filing date | |
| ARADIGM CORP | 038505400 | COM NO PAR NEW | 51,337 | $203,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 130,721 | $202,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 14,427 | $202,000 | thousands by filing date | put |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 5,004 | $202,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 7,387 | $202,000 | thousands by filing date | call |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 15,371 | $202,000 | thousands by filing date | |
| ENTEGRA FINL CORP | 29363J108 | COM | 10,485 | $202,000 | thousands by filing date | |
| Global Partner Acquisition Corp | 37954X113 | *W EXP 07/01/202 | 565,000 | $202,000 | thousands by filing date | call |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 49,327 | $201,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 6,847 | $201,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 10,606 | $200,000 | thousands by filing date | |
| SIGMA DESIGNS INC | 826565103 | COM | 31,914 | $200,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 6,751 | $199,000 | thousands by filing date | |
| ORBOTECH LTD | M75253100 | ORD | 9,033 | $199,000 | thousands by filing date | |
| INCONTACT INC | 45336E109 | COM | 21,046 | $199,000 | thousands by filing date | |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 14,033 | $199,000 | thousands by filing date | |
| FUEL SYS SOLUTIONS INC | 35952W103 | COM | 40,694 | $198,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 18,447 | $197,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 14,195 | $196,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 14,740 | $196,000 | thousands by filing date | |
| SPARK THERAPEUTICS INC | 84652J103 | COM | 4,372 | $196,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 6,798 | $195,000 | thousands by filing date | |
| PAMT CORP | 693149106 | COMMON STOCK | 7,107 | $195,000 | thousands by filing date | |
| QUINPARIO ACQUISITION CORP 2 | 74874U119 | *W EXP 01/01/202 | 953,400 | $195,000 | thousands by filing date | call |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 28,848 | $194,000 | thousands by filing date | put |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 1,031 | $194,000 | thousands by filing date | call |
| RYERSON HLDG CORP | 783754104 | COM | 41,904 | $194,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 12,615 | $193,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 18,888 | $193,000 | thousands by filing date | |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 53,295 | $193,000 | thousands by filing date | |
| MEMORIAL PRODUCTION PARTNERS | 586048100 | COMMON STOCK | 72,957 | $192,000 | thousands by filing date | |
| MULTI FINELINE ELECTRONIX IN | 62541B101 | COM | 9,416 | $192,000 | thousands by filing date | |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 66,966 | $192,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 10,751 | $191,000 | thousands by filing date | call |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 16,990 | $191,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 4,245 | $190,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 12,141 | $190,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 17,413 | $190,000 | thousands by filing date | |
| MULTI-COLOR | 625383104 | COM | 3,201 | $190,000 | thousands by filing date | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 5,609 | $190,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 9,387 | $189,000 | thousands by filing date | |
| ANADIGICS INC | 032515108 | COM | 296,576 | $189,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 969 | $188,000 | thousands by filing date | call |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 14,750 | $188,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 62,491 | $188,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 13,774 | $188,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 2,122 | $186,000 | thousands by filing date | call |
| Hugoton Royalty Trust | 444717102 | COM | 116,287 | $186,000 | thousands by filing date | |
| HCI GROUP INC | 40416EAB9 | NOTE 3.875% 3/1 | 214,000 | $186,000 | thousands by filing date | principal |
| OHA INVT CORP | 67091U102 | COM | 48,866 | $185,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 2,657 | $184,000 | thousands by filing date | put |
| CRAWFORD & CO | 224633107 | COM | 34,912 | $184,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 101,962 | $184,000 | thousands by filing date | |
| VICAL INC | 925602104 | COM | 451,000 | $184,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 6,570 | $183,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 19,320 | $182,000 | thousands by filing date | |
| AEGERION PHARMACEUTICALS INC | 00767E102 | COM | 18,165 | $182,000 | thousands by filing date | |
| Cbs Corporation Cl A New | 124857103 | CLA | 3,512 | $182,000 | thousands by filing date | |
| CASCADE BANCORP | 147154207 | COM | 30,068 | $181,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738110 | MAN COV SEC 16 | 150,454 | $181,000 | thousands by filing date | principal |
| WILLIAMS COS INC COM | 969457100 | Stock | 7,042 | $180,000 | thousands by filing date | put |
| GLOBALSTAR INC | 378973408 | COM | 125,568 | $180,000 | thousands by filing date | |
| Real Industry Inc | 75601w104 | CS | 22,547 | $180,000 | thousands by filing date | |
| SUN HYDRAULICS CORP | 866942105 | COM | 5,682 | $179,000 | thousands by filing date | |
| CAESARS ACQUISITION CO | 12768T103 | CL A | 26,575 | $179,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 2,325 | $178,000 | thousands by filing date | call |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 9,183 | $177,000 | thousands by filing date | |
| Golden Entertainment Inc | 381013101 | Common Stock | 17,371 | $177,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 28,614 | $177,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 6,318 | $177,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 13,080 | $176,000 | thousands by filing date | |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 135,810 | $176,000 | thousands by filing date | |
| CHINA EASTN AIRLS LTD | 16937R104 | SPON ADR CL H | 6,280 | $176,000 | thousands by filing date | |
| GLOBALSCAPE INC | 37940G109 | COM | 43,778 | $175,000 | thousands by filing date | |
| ARCA BIOPHARMA INC | 00211Y407 | COM PAR | 37,700 | $175,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 4,902 | $174,000 | thousands by filing date | |
| Taiwan Fund Inc/The/Md | 874036106 | COM | 11,928 | $174,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 6,932 | $174,000 | thousands by filing date | |
| STATE NATIONAL. | 85711T305 | Common Stock | 17,941 | $174,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 6,760 | $173,000 | thousands by filing date | call |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 9,275 | $173,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 3,586 | $173,000 | thousands by filing date | put |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 6,318 | $173,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 7,346 | $173,000 | thousands by filing date | call |
| CHARTER COMMUNICATION - A | 16117M305 | COM | 950 | $173,000 | thousands by filing date | put |
| WALTER INVT MGMT CORP | 93317W102 | COM | 12,285 | $173,000 | thousands by filing date | |
| LIPOCINE INC NEW | 53630X104 | CMN | 13,389 | $173,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 2,372 | $172,000 | thousands by filing date | put |
| TTOO | 89853L104 | Stock | 15,805 | $172,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 6,021 | $172,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 23,351 | $172,000 | thousands by filing date | |
| USA TRUCK INC | 902925106 | COM | 9,924 | $172,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554AF9 | NOTE 3.000% 7/0 | 202,000 | $172,000 | thousands by filing date | principal |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 9,059 | $171,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154W407 | PWRSHR 3X GERM | 353,405 | $171,000 | thousands by filing date | principal |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 896 | $170,000 | thousands by filing date | put |
| VENTAS INC COM | 92276F100 | REIT | 3,000 | $169,000 | thousands by filing date | call |
| CUTERA INC | 232109108 | COM | 13,409 | $169,000 | thousands by filing date | |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 9,958 | $169,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 50,000 | $169,000 | thousands by filing date | call |
| CHESAPEAKE GRANITE WASH TRUST | 165185109 | COMMON STOCK | 55,682 | $168,000 | thousands by filing date | |
| CAPITOL ACQUISITION CORP III | 14055M114 | *W EXP 10/19/202 | 400,050 | $168,000 | thousands by filing date | call |
| Schlumberger Limited | 806857108 | COM | 2,414 | $167,000 | thousands by filing date | put |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 6,352 | $167,000 | thousands by filing date | |
| GLOBAL POWER EQUIPMENT GRP I | 37941P306 | COM PAR $0.01 | 48,384 | $167,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 1,159 | $166,000 | thousands by filing date | put |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 42,065 | $166,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 37,720 | $166,000 | thousands by filing date | |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 9,138 | $165,000 | thousands by filing date | |
| MAZOR ROBOTICS LTD | 57886P103 | SPONSORED ADS | 16,262 | $165,000 | thousands by filing date | |
| BMC STK HLDGS INC | 05591B109 | COM | 9,958 | $165,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 14,512 | $164,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 34,376 | $164,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 6,009 | $164,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 5,697 | $163,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 12,587 | $163,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 37,840 | $163,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 39,452 | $163,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 8,825 | $162,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 13,075 | $162,000 | thousands by filing date | |
| LEJU HLDGS LTD | 50187J108 | SPONSORED ADS | 28,390 | $162,000 | thousands by filing date | |
| CRA INTL INC | 12618T105 | COM | 8,676 | $161,000 | thousands by filing date | |
| BRAVO BRIO RESTAURANT GROUP | 10567B109 | COMMON STOCK | 18,032 | $161,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 39,484 | $161,000 | thousands by filing date | |
| Synta Pharmaceuticals Corp. | 87162T206 | COM | 461,700 | $161,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 15,910 | $160,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 14,760 | $160,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 1,868 | $159,000 | thousands by filing date | call |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 18,250 | $159,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 3,734 | $159,000 | thousands by filing date | call |
| Ampio Pharmaceuticals | 03209T109 | COM | 45,626 | $159,000 | thousands by filing date | |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 13,887 | $158,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 7,724 | $157,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 23,539 | $157,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 15,787 | $157,000 | thousands by filing date | |
| SPARK NETWORKS INC | 84651P100 | COM | 40,886 | $157,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 1,447 | $156,000 | thousands by filing date | call |
| Lion Biotechnologies | 53619R102 | COM | 20,413 | $156,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 17,495 | $155,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 5,878 | $155,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 7,111 | $155,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 5,517 | $155,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 1,350 | $154,000 | thousands by filing date | put |
| EZCORP INC | 302301AB2 | NOTE 2.125% 6/1 | 225,000 | $154,000 | thousands by filing date | principal |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 36,956 | $153,000 | thousands by filing date | |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 3,871 | $153,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 17,275 | $153,000 | thousands by filing date | |
| SUPERCOM LTD NEW | M87095119 | SHS NEW | 29,311 | $153,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 1,637 | $152,000 | thousands by filing date | put |
| WRIGHT MED GROUP N V | N96617126 | RIGHT 03/01/2019 | 150,000 | $152,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 2,270 | $151,000 | thousands by filing date | call |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 11,743 | $151,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 9,100 | $151,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549203 | COMMON STOCK | 19,825 | $151,000 | thousands by filing date | |
| LINKEDIN CORP | 53578A108 | COM | 675 | $151,000 | thousands by filing date | call |
| ASIA PAC FD INC | 044901106 | COM | 15,000 | $151,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AU7 | COM | 106,000 | $151,000 | thousands by filing date | principal |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 9,543 | $148,000 | thousands by filing date | |
| COMPANHIA BRASILEIRA DE DIST | 20440T201 | SPN ADR PFD CL A | 14,137 | $148,000 | thousands by filing date | |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 13,532 | $148,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 21,705 | $147,000 | thousands by filing date | |
| TRINSEO S A | L9340P101 | SHS | 5,272 | $147,000 | thousands by filing date | |
| ALCOA INC | 013817309 | DEP SHS 1/10TH | 4,420 | $147,000 | thousands by filing date | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 20,100 | $146,000 | thousands by filing date | |
| NORTEK INC | 656559309 | COM NEW | 3,395 | $146,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 898 | $145,000 | thousands by filing date | call |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 11,932 | $145,000 | thousands by filing date | |
| TCP CAP CORP | 87238Q103 | COM | 10,417 | $145,000 | thousands by filing date | |
| EDUCATIONAL DEV CORP | 281479105 | COM | 13,018 | $144,000 | thousands by filing date | |
| ICAD INC | 44934S206 | COM NEW | 27,868 | $144,000 | thousands by filing date | |
| ELECTRUM SPL ACQUISITION COR | G3105C104 | SHS | 15,000 | $144,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 4,851 | $143,000 | thousands by filing date | put |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 14,002 | $143,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 51,809 | $143,000 | thousands by filing date | |
| DESTINATION MATERNITY CORP | 25065D100 | COM | 16,434 | $143,000 | thousands by filing date | |
| GOLDMAN SACHS GROUP INC | 38147QMF0 | CNV | 163,000 | $143,000 | thousands by filing date | principal |
| AUTHENTIDATE HLDG CORP | 052666203 | COM | 200,000 | $142,000 | thousands by filing date | |
| PERION NETWORK LTD | M78673106 | COMMON STOCK USD.01 | 39,273 | $142,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 3,312 | $141,000 | thousands by filing date | call |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 3,000 | $141,000 | thousands by filing date | put |
| AUDIOCODES LTD | M15342104 | ORD | 36,156 | $141,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 11,464 | $141,000 | thousands by filing date | |
| YOUKU.COM INC | 98742U100 | COMMON STOCK-FO | 5,223 | $141,000 | thousands by filing date | call |
| REVLON INC | 761525609 | OPT | 5,078 | $141,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 21,084 | $141,000 | thousands by filing date | |
| XURA INC COM | 98420V107 | COM | 5,778 | $141,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 14,076 | $140,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 77,654 | $139,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 3,685 | $138,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 3,461 | $138,000 | thousands by filing date | call |
| DELHAIZE GROUP - SPONS ADR | 29759W101 | SPON | 5,651 | $137,000 | thousands by filing date | |
| LOMBARD MED INC | G55598109 | COM | 102,005 | $137,000 | thousands by filing date | |
| QTM 4.5 11/17 | 747906AJ4 | Bond 30/360P2 U | 150,000 | $137,000 | thousands by filing date | principal |
| BED BATH & BEYOND INC | 690370101 | COM | 11,279 | $136,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 11,181 | $136,000 | thousands by filing date | |
| SanDisk Corporation | 80004C101 | COM | 1,805 | $136,000 | thousands by filing date | call |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 12,109 | $136,000 | thousands by filing date | |
| OVASCIENCE INC | 69014Q101 | COM | 14,026 | $136,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 11,424 | $135,000 | thousands by filing date | |
| PACIFIC DRILLING SA LUXEMBOU | L7257P106 | REG SHS | 162,550 | $135,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 10,000 | $134,000 | thousands by filing date | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 5,861 | $134,000 | thousands by filing date | |
| BARCLAYS IPTH SRS B S&P SHRT TRM ETN | 06742E711 | IPATH S&P500 VIX | 670,581 | $134,000 | thousands by filing date | principal |
| TELIGENT INC NEW | 87960W104 | COM | 15,202 | $134,000 | thousands by filing date | |
| ADVENT CLAYMORE ENH GRW & IN | 00765E104 | COM | 16,090 | $133,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 6,942 | $133,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 1,900 | $132,000 | thousands by filing date | call |
| OXFORD LANE CAP CORP | 691543102 | COM | 13,359 | $132,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 12,231 | $132,000 | thousands by filing date | |
| SECURITY NATL FINL CORP CL A | 814785309 | COMMON STOCK | 20,261 | $132,000 | thousands by filing date | |
| PROQR THERAPEUTICS NV | N71542109 | SHS EURO | 15,336 | $132,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 60,415 | $132,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H206 | ETN DJUBS AGRI37 | 387,829 | $132,000 | thousands by filing date | principal |
| CITY OFFICE REIT INC | 178587101 | COM | 10,834 | $131,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 15,000 | $131,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 12,015 | $131,000 | thousands by filing date | |
| NUTRACEUTICAL INTERNATIONAL | 67060Y101 | COMMON STOCK | 5,147 | $131,000 | thousands by filing date | |
| INTERNAP NETWORK SVCS CORP | 45885A300 | COM PAR $.001 | 20,620 | $131,000 | thousands by filing date | |
| CAROLINA FINL CORP NEW | 143873107 | COM | 7,317 | $131,000 | thousands by filing date | |
| SEQUENTIAL BRNDS GROUP I | 81734P107 | COM | 16,726 | $131,000 | thousands by filing date | |
| UR-ENERGY INC | 91688R108 | COM | 200,000 | $130,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 26,438 | $130,000 | thousands by filing date | |
| DB GOLD DOUBLE LONG ETN | 25154H749 | DB GOLD DBL LNG | 719,900 | $130,000 | thousands by filing date | principal |
| SPARK ENERGY INC | 846511103 | CL A COM | 6,414 | $130,000 | thousands by filing date | |
| LIONBRIDGE TECHNOLOGIES INC | 536252109 | COM | 26,800 | $130,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 800 | $129,000 | thousands by filing date | put |
| Verizon Communications Inc | 92343V104 | COM | 2,800 | $129,000 | thousands by filing date | put |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 17,435 | $129,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 7,229 | $129,000 | thousands by filing date | |
| DISCOVERY LABORATORIES INC N | 254668403 | COM NEW | 606,758 | $129,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 8,268 | $128,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 11,222 | $128,000 | thousands by filing date | |
| SL INDS INC | 784413106 | COMMON STOCK | 4,047 | $128,000 | thousands by filing date | |
| SEQUENOM INC COM NEW | 817337405 | COM | 78,477 | $128,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 15,329 | $128,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 52,909 | $128,000 | thousands by filing date | |
| FIVE OAKS INVESTMENT CORP | 33830W106 | CMN | 23,550 | $128,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 91,153 | $128,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 2,972 | $127,000 | thousands by filing date | put |
| ROCKWELL MED INC | 774374102 | COM | 12,484 | $127,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 16,781 | $126,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 16,331 | $126,000 | thousands by filing date | |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 32,629 | $126,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAF8 | NOTE 1.500%10/1 | 95,000 | $126,000 | thousands by filing date | principal |
| WORKDAY INC | 98138HAD3 | NOTE 1.500% 7/1 | 107,000 | $126,000 | thousands by filing date | principal |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 11,641 | $126,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 15,741 | $125,000 | thousands by filing date | put |
| CARA THERAPEUTICS INC | 140755109 | COM | 7,477 | $125,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 110,663 | $125,000 | thousands by filing date | |
| ROYAL BANK SCOTLAND GRP PLC 6.6% PFD SER B | 780097739 | PFD | 4,957 | $125,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 4,800 | $124,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 27,172 | $124,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 1,425 | $124,000 | thousands by filing date | put |
| INFUSYSTEM HOLDINGS INC | 45685K102 | COMMON STOCK | 41,400 | $124,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AL5 | DEB 3.750% 2/1 | 225,000 | $124,000 | thousands by filing date | principal |
| CHINA NEPSTAR CHAIN DRUGSTORE | 16943C109 | ADR | 50,940 | $124,000 | thousands by filing date | |
| SIZMEK INC | 83013P105 | COM | 34,191 | $124,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 2,585 | $123,000 | thousands by filing date | call |
| KCAP FINANCIAL INC | 48668E101 | COM | 30,393 | $123,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 2,500 | $122,000 | thousands by filing date | call |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 2,048,974 | $122,000 | thousands by filing date | call |
| RIGHTSIDE GROUP LTD | 76658B100 | COM | 14,794 | $122,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 2,072 | $121,000 | thousands by filing date | put |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 7,462 | $121,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 9,855 | $121,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B200 | PFD SER A | 3,025 | $121,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052W104 | COM | 11,708 | $121,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 8,545 | $120,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 14,502 | $119,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 12,000 | $119,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 9,343 | $119,000 | thousands by filing date | |
| WESTLAKE CHEMICAL PARTNERS LP | 960417103 | COM | 5,400 | $119,000 | thousands by filing date | |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 8,660 | $119,000 | thousands by filing date | call |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 32,023 | $119,000 | thousands by filing date | |
| PFENEX INC | 717071104 | COM | 9,723 | $119,000 | thousands by filing date | |
| HANDY & HARMAN LTD | 410315105 | COMMON STOCK | 5,861 | $118,000 | thousands by filing date | |
| QUANTUM CORP | 747906204 | COM DSSG | 128,522 | $118,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 7,941 | $117,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 8,252 | $117,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328601 | COM NEW | 130,694 | $117,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 2,010 | $116,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 4,285 | $116,000 | thousands by filing date | |
| FEDERAL MOGUL CORP | 313549404 | COM | 17,188 | $116,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 1,520 | $115,000 | thousands by filing date | put |
| TWIN DISC INC | 901476101 | COMMON STOCK | 11,146 | $115,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 4,501 | $115,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 5,407 | $115,000 | thousands by filing date | |
| GOLDEN OCEAN GRP LTD | G39637106 | Equities | 109,652 | $115,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000948046-16-000122 | this filing | 2016-02-16 | acceptance time not in the bulk data set |