13F-HR filed by DEUTSCHE BANK AG\
DEUTSCHE BANK AG\ filed this 13F-HR for the quarter ended 2015-09-30, filed 2015-11-17, with 5,284 holding rows worth $129,359,675,000.
- Accession
- 0000948046-15-000093
- Filer
- CIK 948046
- Filed
- 2015-11-17
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2015
A holdings report, 19,332 entries on the cover page, a total value of $129,359,675,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $129,359,675,000 with VALUE read as thousands by filing date, 13F file number 028-10103. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerDeutsche Bank Trust Co Americas028-13777
- included managerBT ALEX BROWN INC /028-05033
- included managerDWS Investment GmbH028-10152
- included managerDeutsche Asset Management Investmentgesellshaft028-10155
- included managerDEUTSCHE INVESTMENT MANAGEMENT AMERICAS INC028-10249
- included managerRREEF AMERICA LLC028-04760
- included managerDeutsche Bank (Suisse) SA028-11509
- included managerDEUTSCHE BANK NATIONAL TRUST CO028-11997
- included managerDeutsche Bank Trust CO Delaware028-11998
- included managerDeutsche Bank Trust Company, National Association028-12000
- included managerOppenheim Asset Management Services S.a.r.l028-13923
- included managerAbbey Life Assurance Co Ltd.028-13916
- included managerDeutsche Asset Management (UK) Ltd028-13988
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SENECA FOODS CORP NEW | 817070501 | CL A | 35,399 | $931,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 322,040 | $930,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 39,935 | $930,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 152,400 | $927,000 | thousands by filing date | |
| CRA INTL INC | 12618T105 | COM | 43,040 | $927,000 | thousands by filing date | |
| TRONC INC | 896082104 | Common equity shares | 118,353 | $926,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770VAH5 | NOTE 2.250% 3/3 | 925,000 | $924,000 | thousands by filing date | principal |
| CAVCO INDS INC DEL | 149568107 | COM | 13,575 | $923,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 118,338 | $923,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 28,189 | $918,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 69,946 | $914,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 86,873 | $914,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 85,388 | $912,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 33,478 | $912,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 42,293 | $911,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 19,347 | $909,000 | thousands by filing date | |
| NATIONAL WESTERN | 638522102 | COMMON STOCK | 4,084 | $909,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 20,006 | $908,000 | thousands by filing date | |
| QUESTAR CORP | 748356102 | COM | 46,808 | $906,000 | thousands by filing date | |
| Nippon Telegraph Telephone Corp | 654624105 | Equity | 25,725 | $905,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 59,179 | $904,000 | thousands by filing date | |
| CAMPUS CREST COMMUNITIES I | 13466Y105 | COM | 170,480 | $904,000 | thousands by filing date | |
| EMC INS GROUP INC | 268664109 | COM | 39,034 | $904,000 | thousands by filing date | |
| OVASCIENCE INC | 69014Q101 | COM | 106,584 | $903,000 | thousands by filing date | |
| SPARK THERAPEUTICS INC | 84652J103 | COM | 21,674 | $903,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 162,621 | $901,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 19,309 | $900,000 | thousands by filing date | |
| UBS AG | 90270KAW9 | NOTE 2/1 | 913,000 | $900,000 | thousands by filing date | principal |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 285,400 | $899,000 | thousands by filing date | |
| GENESEE & WYOMING INC | 371559105 | CL A | 15,254 | $899,000 | thousands by filing date | |
| TUBEMOGUL INC COM | 898570106 | Stock | 85,498 | $898,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 37,912 | $893,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 106,516 | $890,000 | thousands by filing date | |
| JEFFERIES GROUP INC | 472319AG7 | CORPORATE OBLIG | 875,000 | $889,000 | thousands by filing date | put |
| CHARTER FINANCIAL CORP | 16122W108 | COM | 70,237 | $888,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 14,466 | $881,000 | thousands by filing date | put |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 201,759 | $881,000 | thousands by filing date | |
| GOLDMAN SACHS GROUP INC | 38141GMG6 | CNV | 710,000 | $881,000 | thousands by filing date | principal |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 70,018 | $880,000 | thousands by filing date | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 21,062 | $873,000 | thousands by filing date | |
| HEARTWARE INTL INC | 422368100 | COM | 16,704 | $871,000 | thousands by filing date | |
| TESLA INC | 88160RAC5 | NOTE 1.250% 3/0 | 926,000 | $870,000 | thousands by filing date | principal |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 30,036 | $868,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 30,127 | $868,000 | thousands by filing date | |
| OMEGA PROTEIN CORP | 68210P107 | COM | 50,972 | $862,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 121,214 | $861,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 39,243 | $855,000 | thousands by filing date | |
| WASHINGTON FED INC | 938824117 | *W EXP 11/14/201 | 156,762 | $851,000 | thousands by filing date | call |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 83,609 | $848,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 12,202 | $846,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 73,304 | $845,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 13,876 | $844,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 22,792 | $844,000 | thousands by filing date | |
| LUMOS NETWORKS CORP | 550283105 | COM | 69,616 | $844,000 | thousands by filing date | |
| JMP GROUP INC | 46629U107 | COMMON STOCK | 135,749 | $843,000 | thousands by filing date | |
| PAMT CORP | 693149106 | COMMON STOCK | 25,510 | $842,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 58,777 | $840,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 26,792 | $839,000 | thousands by filing date | |
| TELEFLEX INC | 879369AA4 | NOTE 3.875% 8/0 | 415,000 | $839,000 | thousands by filing date | principal |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 451,433 | $838,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 440,300 | $838,000 | thousands by filing date | |
| PACIFIC CONTINENTAL CORP | 69412V108 | COMMON STOCK | 63,021 | $837,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 27,490 | $837,000 | thousands by filing date | |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 406,601 | $837,000 | thousands by filing date | |
| ROUSE PPTYS INC | 779287101 | COM | 53,243 | $828,000 | thousands by filing date | |
| MCGRATH RENTCORP | 580589109 | COM | 30,904 | $822,000 | thousands by filing date | |
| PHI INC-NON VOTING | 69336T205 | COM | 43,548 | $821,000 | thousands by filing date | |
| LANDAUER INC | 51476K103 | COM | 22,192 | $820,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 1,340,000 | $819,000 | thousands by filing date | principal |
| BLUE NILE INC | 09578R103 | COM | 24,480 | $819,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS | 67020YAF7 | CORPORATE OBLIG | 804,000 | $818,000 | thousands by filing date | put |
| GP STRATEGIES CORP | 36225V104 | COM | 35,893 | $818,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 47,208 | $817,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 25,536 | $814,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 51,905 | $813,000 | thousands by filing date | |
| FTAI AVIATION LTD | 34960P101 | COM | 63,450 | $813,000 | thousands by filing date | |
| SKULLCANDY INC | 83083J104 | COM | 147,318 | $813,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 402,459 | $812,000 | thousands by filing date | |
| SOUTHWEST BANCORP INC/OKLA | 844767103 | COM | 49,531 | $812,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 18,304 | $811,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 111,059 | $811,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464AB6 | NOTE 2.500% 9/1 | 486,000 | $811,000 | thousands by filing date | principal |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 54,935 | $809,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 52,781 | $807,000 | thousands by filing date | |
| LOXO ONCOLOGY INC | 548862101 | COM | 46,168 | $806,000 | thousands by filing date | |
| KEY ENERGY SVCS INC | 492914106 | COM | 1,714,857 | $803,000 | thousands by filing date | |
| AVG TECHNOLOGIES | N07831105 | SHS | 36,948 | $803,000 | thousands by filing date | |
| BIOLINERX LTD-SPONS ADR | 09071M106 | SPON | 524,184 | $802,000 | thousands by filing date | |
| ISTAR FINL INC | 45031UBR1 | NOTE 3.000%11/1 | 702,000 | $801,000 | thousands by filing date | principal |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 59,599 | $799,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875TAA9 | NOTE | 894,000 | $798,000 | thousands by filing date | principal |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 67,085 | $797,000 | thousands by filing date | |
| TIVO INC | 888706AF5 | NOTE 2.000%10/0 | 916,000 | $796,000 | thousands by filing date | principal |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 30,603 | $795,000 | thousands by filing date | |
| ICON 1.5 3/18 | 451055AF4 | Bond 30/360P2 U | 1,000,000 | $795,000 | thousands by filing date | principal |
| ROCKET FUEL INC | 773111109 | COMMON STOCK | 170,117 | $792,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 5,281 | $791,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 36,854 | $789,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 19,772 | $784,000 | thousands by filing date | |
| First Foundation Inc | 32026V104 | Common Stock | 34,381 | $782,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 99,640 | $781,000 | thousands by filing date | |
| CAMBIUM LEARNING GRP INC COM | 13201A107 | COM | 163,864 | $781,000 | thousands by filing date | |
| OCEAN RIG UDW INC | Y64354205 | COMMON STOCK-FO | 366,822 | $780,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 78,691 | $776,000 | thousands by filing date | |
| FARMERS CAP BANK CORP | 309562106 | COMMON STOCK | 31,255 | $775,000 | thousands by filing date | |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 152,369 | $773,000 | thousands by filing date | |
| ELLINGTON FINANCIAL LLC | 288522303 | COM | 43,238 | $772,000 | thousands by filing date | |
| CROWN CRAFTS INC | 228309100 | COM | 94,110 | $771,000 | thousands by filing date | |
| AMYRIS INC | 03236MAC5 | NOTE 6.500 5/1 | 1,080,000 | $769,000 | thousands by filing date | principal |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 56,701 | $767,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 64,961 | $764,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 17,998 | $760,000 | thousands by filing date | |
| OM ASSET MGMT PLC | G67506108 | SHS | 49,246 | $758,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 111,688 | $756,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 27,109 | $753,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 29,439 | $752,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAB8 | NOTE 3.750% 5/1 | 825,000 | $752,000 | thousands by filing date | principal |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097713 | PREFERRED STOCK | 29,736 | $750,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 27,405 | $746,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 25,535 | $745,000 | thousands by filing date | |
| Knight Capital Group, Inc. | 48244B100 | common stock | 67,891 | $743,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 25,409 | $742,000 | thousands by filing date | |
| PENNYMAC CORP | 70932AAB9 | NOTE 5.375% 5/0 | 823,000 | $742,000 | thousands by filing date | principal |
| VINCE HLDG CORP | 92719W108 | COM | 216,615 | $742,000 | thousands by filing date | |
| WELLS FARGO & CO | 94986RQF1 | MTNF 6/0 | 679,000 | $741,000 | thousands by filing date | principal |
| SFLY 0.25 5/18 | 82568PAB2 | Bond 30/360P2 U | 800,000 | $741,000 | thousands by filing date | principal |
| Timmins Gold Corp | 88741P103 | COM | 3,013,641 | $740,000 | thousands by filing date | |
| LUXOTTICA GROUP SPA ADR | 55068R202 | SPONS ADR | 10,686 | $738,000 | thousands by filing date | |
| GENERAL CABLE CORP | 369300AL2 | CORPORATE OBLIG | 1,225,000 | $737,000 | thousands by filing date | principal |
| HCI GROUP INC | 40416EAB9 | NOTE 3.875% 3/1 | 811,000 | $737,000 | thousands by filing date | principal |
| EXAR CORP | 300645108 | COMMON STOCK | 123,672 | $735,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 41,498 | $734,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 130,828 | $728,000 | thousands by filing date | |
| ALERE INC | 01449JAA3 | CORPORATE OBLIG | 640,000 | $726,000 | thousands by filing date | principal |
| VSE CORP COM | 918284100 | Stock | 18,137 | $725,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 118,293 | $724,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 44,075 | $724,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 20,484 | $723,000 | thousands by filing date | |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 19,033 | $723,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549104 | COM | 523,924 | $722,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 110,458 | $722,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 23,183 | $719,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 20,271 | $717,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 26,547 | $717,000 | thousands by filing date | |
| VWR CORP | 91843L103 | COM | 27,947 | $716,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 37,011 | $716,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 16,224 | $715,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 21,354 | $715,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 61,831 | $715,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 41,552 | $714,000 | thousands by filing date | |
| NANOMETRICS | 630077105 | COM | 58,876 | $713,000 | thousands by filing date | |
| JAZZ INVESTMENTS I LTD | 472145AB7 | NOTE 1.875% 8/1 | 701,000 | $712,000 | thousands by filing date | principal |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 116,547 | $710,000 | thousands by filing date | |
| WILLIAMS CLAYTON ENERGY INC | 969490101 | COM | 18,333 | $710,000 | thousands by filing date | |
| CHART INDUSTRIES INC | 16115QAC4 | NOTE | 812,000 | $709,000 | thousands by filing date | principal |
| PACIFIC DRILLING SA LUXEMBOU | L7257P106 | REG SHS | 567,224 | $708,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543AN6 | NOTE 1.500 9/0 | 953,000 | $707,000 | thousands by filing date | principal |
| PROSPECT CAPITAL CORP | 74348TAD4 | NOTE | 695,000 | $705,000 | thousands by filing date | principal |
| AVIANCA HLDGS SA | 05367G100 | SPON ADR REP PFD | 148,635 | $703,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 110,401 | $702,000 | thousands by filing date | |
| SOLARWINDS INC | 83416B109 | COM | 17,936 | $702,000 | thousands by filing date | |
| Rentech Nitrogen Partners, LP | 760113100 | LTD | 59,450 | $701,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 12,315 | $700,000 | thousands by filing date | call |
| CAREER EDUCATION CORP | 141665109 | COM | 185,885 | $697,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 43,710 | $696,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 8,916 | $696,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 32,146 | $695,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 76,778 | $695,000 | thousands by filing date | |
| Tandem Diabetes Care, Inc. | 875372104 | COM | 79,110 | $695,000 | thousands by filing date | |
| TANGOE INC/CT | 87582Y108 | COM | 96,585 | $694,000 | thousands by filing date | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 23,316 | $692,000 | thousands by filing date | |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 39,880 | $690,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 12,728 | $690,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 29,410 | $689,000 | thousands by filing date | |
| ANTHERA PHARMACEUTCLS INC | 03674U201 | Common equity shares | 113,390 | $689,000 | thousands by filing date | |
| FIRSTSERVICE CORP NEW | 33767E103 | COM | 21,359 | $689,000 | thousands by filing date | |
| CSS INDS INC | 125906107 | COMMON STOCK | 26,197 | $687,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 215,069 | $686,000 | thousands by filing date | |
| HOULIHAN LOKEY INC CL A | 441593100 | Stock | 31,499 | $685,000 | thousands by filing date | |
| FEDERAL MOGUL CORP | 313549404 | COM | 99,673 | $680,000 | thousands by filing date | |
| SQNM 5 1/1/18 | 817337AC2 | Bond 30/360P2 U | 810,000 | $680,000 | thousands by filing date | principal |
| HALCON RES CORP | 40537Q209 | COM NEW | 1,285,444 | $679,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235T115 | RIGHT 03/01/2019 | 150,000 | $678,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 21,006 | $677,000 | thousands by filing date | |
| ADDUS HOMECARE CORP | 006739106 | COM | 21,759 | $676,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 19,199 | $675,000 | thousands by filing date | |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 51,688 | $674,000 | thousands by filing date | |
| STRAIGHT PATH COMMUNICATNS I | 862578101 | CL B | 16,643 | $671,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 28,296 | $670,000 | thousands by filing date | |
| RAMBUS INC | 750917AE6 | CNV | 575,000 | $670,000 | thousands by filing date | principal |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 28,646 | $669,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 12,296 | $668,000 | thousands by filing date | call |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 174,162 | $668,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 47,326 | $668,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 55,259 | $667,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 19,712 | $666,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 59,666 | $663,000 | thousands by filing date | |
| BELLATRIX EXPLORATION LTD | 078314101 | COM | 436,195 | $662,000 | thousands by filing date | |
| METALDYNE PERFORMANCE GROUP | 59116R107 | COM | 31,571 | $662,000 | thousands by filing date | |
| NIDEC CORP | 654090109 | COMMON STOCK-FO | 38,206 | $661,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 119,164 | $660,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 44,427 | $660,000 | thousands by filing date | |
| CARMIKE CINEMAS INC | 143436400 | COMMON STOCK | 32,877 | $659,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 15,127 | $658,000 | thousands by filing date | call |
| ALIMERA SCIENCES INC | 016259103 | COM | 298,168 | $658,000 | thousands by filing date | |
| BARCLAYS IPTH SRS B S&P SHRT TRM ETN | 06742E711 | IPATH S&P500 VIX | 25,696 | $658,000 | thousands by filing date | put |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 12,845 | $656,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 200,250 | $656,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 5,328 | $655,000 | thousands by filing date | put |
| WELLS FARGO & CO | 94986RQH7 | MTNF 6/1 | 723,000 | $655,000 | thousands by filing date | principal |
| AMAYA INC | 02314M108 | COM | 36,049 | $655,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 38,716 | $654,000 | thousands by filing date | |
| XCERRA CORP | 98400J108 | COM | 104,331 | $653,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 66,352 | $652,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 112,471 | $652,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383204 | COM NEW | 32,901 | $651,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 106,914 | $650,000 | thousands by filing date | |
| REX ENERGY CORPORATION | 761565100 | COM | 314,685 | $650,000 | thousands by filing date | |
| SUPERCOM LTD NEW | M87095119 | SHS NEW | 81,331 | $650,000 | thousands by filing date | |
| UNITS-GRANITE REIT-STAPL | 387437114 | UNIT 99/99/9999 | 23,082 | $649,000 | thousands by filing date | |
| FAIRPOINT COMMUNICATIONS INC | 305560302 | COM NEW | 42,229 | $649,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 9,691 | $648,000 | thousands by filing date | |
| GSV CAPITAL CORP | 36191J101 | COM | 82,689 | $648,000 | thousands by filing date | |
| ENOVA INTL INC | 29357K103 | COM | 63,237 | $644,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 17,768 | $641,000 | thousands by filing date | |
| GILEAD SCIENCES INC | 375558AP8 | CORPORATE OBLIG | 149,000 | $638,000 | thousands by filing date | principal |
| CIBER INC | 17163B102 | COM | 201,361 | $638,000 | thousands by filing date | |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 608,339 | $637,000 | thousands by filing date | |
| ELECTRO RENT CORP | 285218103 | COM | 61,590 | $637,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 49,183 | $636,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 42,261 | $636,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 15,267 | $635,000 | thousands by filing date | |
| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 62,930 | $635,000 | thousands by filing date | |
| BLOUNT INTL INC NEW | 095180105 | COM | 113,655 | $632,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 27,024 | $631,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 4,500 | $631,000 | thousands by filing date | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 2,794 | $630,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 41,195 | $630,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 51,121 | $629,000 | thousands by filing date | |
| JAMES RIV GROUP LTD | G5005R107 | COM | 23,440 | $629,000 | thousands by filing date | |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 39,513 | $629,000 | thousands by filing date | |
| CENVEO CORP | 15671BAJ0 | NOTE 7.000% 5/1 | 698,000 | $629,000 | thousands by filing date | principal |
| Bank of America Corp | 060505104 | COM | 40,367 | $628,000 | thousands by filing date | call |
| ABENGOA YIELD PLC | G00349103 | ORD SHS | 38,133 | $628,000 | thousands by filing date | |
| WSFS FINL CORP | 929328102 | COM | 21,782 | $627,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 6,873 | $627,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 17,353 | $626,000 | thousands by filing date | put |
| BROADSOFT INC | 11133B409 | COM | 20,940 | $626,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 653,113 | $625,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 19,525 | $625,000 | thousands by filing date | |
| BLACK BOX CORP | 091826107 | COMMON STOCK | 42,503 | $625,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 17,362 | $623,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 40,348 | $623,000 | thousands by filing date | |
| ARK RESTAURANTS CORP | 040712101 | COM | 27,169 | $620,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 62,505 | $620,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 44,495 | $619,000 | thousands by filing date | |
| RESOURCE CAP CORP | 76120WAA2 | NOTE 6.000prct12/0 | 678,000 | $619,000 | thousands by filing date | principal |
| REGENXBIO INC | 75901B107 | COM | 27,778 | $611,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 8,210 | $610,000 | thousands by filing date | call |
| NIKE,Inc. Class B | 654106103 | COM | 4,924 | $605,000 | thousands by filing date | call |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 116,717 | $604,000 | thousands by filing date | |
| JAMBA INC | 47023A309 | COM NEW | 42,439 | $603,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 196 | $602,000 | thousands by filing date | |
| EBS 2.875 01/21 | 29089QAB1 | Bond 30/360P2 U | 531,000 | $602,000 | thousands by filing date | principal |
| BIOTIME INC | 09066L162 | W EXP 10/01/201 | 716,641 | $601,000 | thousands by filing date | call |
| Visa Inc | 92826C839 | COM | 8,630 | $600,000 | thousands by filing date | call |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 220,844 | $600,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 9,483 | $600,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 23,961 | $600,000 | thousands by filing date | |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 147,145 | $600,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 24,739 | $596,000 | thousands by filing date | |
| MAINSOURCE FINANCIAL GP INC | 56062Y102 | COM | 29,412 | $595,000 | thousands by filing date | |
| FIDELITY & GTY LIFE COM | 315785105 | Stock | 24,312 | $594,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 22,688 | $593,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 4,088 | $592,000 | thousands by filing date | call |
| EXXON MOBIL CORP | 30231G102 | COM | 7,975 | $592,000 | thousands by filing date | put |
| Attunity Ltd | M15332121 | SHS NEW | 43,196 | $590,000 | thousands by filing date | |
| IKANG HEALTHCARE GROUP INC | 45174L108 | SPONSORED ADR | 39,906 | $589,000 | thousands by filing date | |
| WCI CMNTYS INC | 92923C807 | COM PAR $0.01 | 26,078 | $588,000 | thousands by filing date | |
| Alliance Bancorp, Inc. of Pennsylvania | 01890A108 | Common Stock | 24,500 | $587,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 14,790 | $586,000 | thousands by filing date | |
| INTEROIL CORP | 460951106 | COM | 17,400 | $586,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 46,414 | $583,000 | thousands by filing date | |
| KITE PHARMA INC | 49803L109 | COM | 10,465 | $581,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 23,974 | $579,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 58,013 | $579,000 | thousands by filing date | |
| AVATAR HLDGS INC | 053494AG5 | NOTE 7.500% 2/1 | 585,000 | $579,000 | thousands by filing date | principal |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 44,084 | $578,000 | thousands by filing date | |
| MILACRON HLDGS CORP | 59870L106 | COM | 32,953 | $577,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 177,348 | $576,000 | thousands by filing date | |
| IXYS CORP | 46600W106 | COMMON STOCK | 51,761 | $575,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 29,593 | $574,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 17,889 | $573,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 16,139 | $569,000 | thousands by filing date | put |
| TERRAPIN 3 ACQUISITION CORP | 88104P112 | *W EXP 06/27/201 | 1,456,064 | $568,000 | thousands by filing date | call |
| AbbVie,Inc. | 00287Y109 | COM | 10,430 | $567,000 | thousands by filing date | put |
| GENERAL MTRS CO COM | 37045V100 | Stock | 18,863 | $566,000 | thousands by filing date | put |
| CHIPMOS TECH BERMUDA LTD | G2110R114 | SHS | 34,560 | $566,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 5,795 | $564,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 84,641 | $563,000 | thousands by filing date | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 30,411 | $563,000 | thousands by filing date | |
| ADVAXIS INC | 007624208 | COM NEW | 55,153 | $563,000 | thousands by filing date | |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 91,963 | $562,000 | thousands by filing date | |
| CHENIERE ENERGY PTNRS LP HLD | 16411W108 | COM REP LLC IN | 29,610 | $562,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082108 | CL A | 797,726 | $560,000 | thousands by filing date | |
| TRIANGLE PETE CORP | 89600B201 | COM NEW | 396,226 | $560,000 | thousands by filing date | |
| GLOBAL BRASS & COPPR HLDGS I | 37953G103 | COM | 27,357 | $560,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 42,672 | $559,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 19,681 | $558,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 15,392 | $557,000 | thousands by filing date | |
| MERITAGE HOMES CORP | 59001AAR3 | NOTE | 559,000 | $557,000 | thousands by filing date | principal |
| K2M GROUP HLDGS INC | 48273J107 | COM | 30,036 | $557,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 9,661 | $555,000 | thousands by filing date | |
| ABERDEEN SINGAPORE FD INC | 003244100 | COM | 64,428 | $555,000 | thousands by filing date | |
| FAIRMOUNT SANTROL HLDGS INC | 30555Q108 | COM | 205,367 | $553,000 | thousands by filing date | |
| PSIVIDA CORP | 74440J101 | COM | 151,281 | $551,000 | thousands by filing date | |
| DAVIDSTEA INC | 238661102 | COM | 35,000 | $548,000 | thousands by filing date | |
| E HOUSE CHINA HLDGS LTD | 26852W103 | ADR | 92,250 | $547,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 5,112 | $545,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 22,746 | $544,000 | thousands by filing date | |
| MODUSLINK GLOBAL SOLUTIONS I | 60786LAB3 | NOTE 5.250 3/0 | 670,000 | $541,000 | thousands by filing date | principal |
| QUALYS INC COM | 74758T303 | Stock | 18,995 | $539,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 397,000 | $538,000 | thousands by filing date | principal |
| CHEMOCENTRYX INC | 16383L106 | COM | 89,173 | $537,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 57,629 | $534,000 | thousands by filing date | |
| RAVE RESTAURANT GROUP INC | 754198109 | COM | 62,900 | $534,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 106,917 | $533,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 249,864 | $532,000 | thousands by filing date | |
| DERMIRA INC | 24983L104 | COM | 22,877 | $532,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 41,375 | $527,000 | thousands by filing date | |
| GIGAMON INC | 37518B102 | COM | 26,438 | $527,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 51,793 | $526,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 37,529 | $526,000 | thousands by filing date | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 37,685 | $526,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549AG9 | CORPORATE OBLIG | 5,011,000 | $526,000 | thousands by filing date | principal |
| EXELIXIS INC COM | 30161Q104 | Stock | 93,858 | $524,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AH8 | NOTE 2.625%12/1 | 469,000 | $524,000 | thousands by filing date | put |
| FOAMIX PHARMACEUTICALS LTD | M46135105 | SHS | 71,806 | $524,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 568,568 | $523,000 | thousands by filing date | call |
| COMSTOCK RESOURCES INC | 205768203 | COM | 273,342 | $521,000 | thousands by filing date | |
| KEURIG GREEN MTN INC | 49271M100 | COM | 10,000 | $521,000 | thousands by filing date | call |
| NATIONAL INSTRS CORP | 636518102 | COM | 18,794 | $520,000 | thousands by filing date | |
| PERNIX THERAPEUTICS HOLDINGS | 71426V108 | COM | 165,090 | $520,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 19,250 | $518,000 | thousands by filing date | put |
| SURGICAL CARE AFFILIATES INC COM | 86881L106 | Stock | 15,854 | $517,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 19,196 | $516,000 | thousands by filing date | put |
| LIBERTY GLOBAL PLC | G5480U153 | COM | 15,129 | $516,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 56,659 | $515,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 24,336 | $514,000 | thousands by filing date | |
| AUTOBYTEL INC | 05275N205 | COM | 30,599 | $513,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAM5 | NOTE 4.375% 1/1 | 500,000 | $512,000 | thousands by filing date | principal |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 131,148 | $511,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 265,999 | $507,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 105,994 | $506,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 51,648 | $506,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 23,699 | $504,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 38,955 | $503,000 | thousands by filing date | put |
| GLYCOMIMETICS INC | 38000Q102 | COM | 89,977 | $503,000 | thousands by filing date | |
| LDR HLDG CORP | 50185U105 | COM | 14,631 | $503,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 11,834 | $500,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 36,234 | $499,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 6,714 | $497,000 | thousands by filing date | call |
| BED BATH & BEYOND INC | 690370101 | COM | 28,970 | $496,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 26,566 | $496,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 92,225 | $495,000 | thousands by filing date | |
| CORE MOLDING TECHNOLOGIES IN | 218683100 | COMMON STOCK | 26,924 | $495,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540109 | COM | 185,656 | $494,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 66,974 | $492,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 16,296 | $491,000 | thousands by filing date | put |
| NEOGENOMICS INC | 64049M209 | COM NEW | 85,852 | $491,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 140,524 | $491,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H776 | SP ADR 7.1%PF3 | 19,097 | $488,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 55,735 | $487,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 16,262 | $486,000 | thousands by filing date | |
| AIRTRAN HLDGS INC | 00949PAD0 | NOTE 5.250%11/0 | 180,000 | $485,000 | thousands by filing date | principal |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 9,744 | $483,000 | thousands by filing date | |
| GOODRICH PETE CORP | 382410405 | COM NEW | 831,891 | $482,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 66,770 | $481,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551AB6 | NOTE 5.000 6/1 | 484,000 | $481,000 | thousands by filing date | principal |
| SCIQUEST INC NEW | 80908T101 | COM | 48,054 | $480,000 | thousands by filing date | |
| Lineage, Inc. | 536020100 | COM | 178,255 | $479,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 24,493 | $477,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 25,281 | $475,000 | thousands by filing date | |
| MONOGRAM RESIDENTIAL TR INC | 60979P105 | COM | 51,105 | $475,000 | thousands by filing date | |
| HIGHER ONE HOLDINGS INC | 42983D104 | COM | 241,428 | $475,000 | thousands by filing date | |
| SILICON GRAPHICS INTL CORP COM | 82706L108 | COM | 120,491 | $472,000 | thousands by filing date | |
| BARRACUDA NETWORKS INC | 068323104 | COM | 30,389 | $472,000 | thousands by filing date | |
| AMERICAN TOWER CORP NEW | 03027X308 | PFD CONV SER A | 4,782 | $472,000 | thousands by filing date | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 23,516 | $471,000 | thousands by filing date | |
| KMG CHEMICALS INC | 482564101 | COM | 24,435 | $470,000 | thousands by filing date | |
| TANTECH HLDGS LTD | G8675X107 | COM | 29,350 | $468,000 | thousands by filing date | |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 56,964 | $467,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 71,611 | $467,000 | thousands by filing date | |
| BIOTA PHARMACEUTIALS INC | 090694100 | COM | 235,500 | $466,000 | thousands by filing date | |
| IMMUNE DESIGN CORP. | 45252L103 | Common Stock | 38,292 | $466,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 32,742 | $464,000 | thousands by filing date | |
| M B T FINANCIAL CORP | 578877102 | Stock | 74,413 | $464,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 25,849 | $463,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 240,100 | $463,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 2,518 | $462,000 | thousands by filing date | call |
| GOLUB CAP BDC INC | 38173M102 | COM | 29,104 | $462,000 | thousands by filing date | |
| MITEL NETWORKS CORP | 60671Q104 | COM | 71,747 | $462,000 | thousands by filing date | |
| SILVER SPRING NETWORKS INC | 82817Q103 | COM | 35,984 | $461,000 | thousands by filing date | |
| SKYPEOPLE FRUIT JUICE INC | 83086T208 | COM NEW | 555,458 | $461,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 83,172 | $460,000 | thousands by filing date | |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 187,000 | $460,000 | thousands by filing date | principal |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 60,685 | $459,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 38,110 | $458,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 59,054 | $457,000 | thousands by filing date | |
| DERMA SCIENCES INC | 249827502 | COM PAR $.01 | 97,189 | $457,000 | thousands by filing date | |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 25,185 | $456,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 12,500 | $456,000 | thousands by filing date | |
| ELIZABETH ARDEN INC | 28660G106 | COM | 38,857 | $453,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 18,190 | $452,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 57,055 | $452,000 | thousands by filing date | |
| ZAIS FINANCIAL CORP | 98886K108 | COM | 33,754 | $452,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U205 | COM | 102,294 | $451,000 | thousands by filing date | |
| UNIVAR INC | 91336L107 | COMMON STOCK | 24,857 | $450,000 | thousands by filing date | |
| OPOWER INC | 68375Y109 | COM | 50,691 | $450,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 20,269 | $447,000 | thousands by filing date | |
| NATIONAL INTERSTATE CORP | 63654U100 | COM | 16,792 | $447,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 31,268 | $446,000 | thousands by filing date | |
| SOTHERLY HOTELS INC | 83600C103 | COM | 65,709 | $445,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 51,329 | $444,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 8,868 | $444,000 | thousands by filing date | |
| HEWLETT PACKARD CO | 428236103 | COM | 17,378 | $444,000 | thousands by filing date | call |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 59,801 | $444,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 169,580 | $444,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 14,551 | $443,000 | thousands by filing date | |
| GLOBAL INDEMNITY PLC | G39319101 | SHS | 16,963 | $443,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097788 | PREFERRED STOCK | 18,212 | $442,000 | thousands by filing date | |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 25,407 | $441,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 47,451 | $441,000 | thousands by filing date | |
| 8POINT3 ENERGY PARTNERS LP | 282539105 | CL A RPT LTDPT | 41,503 | $440,000 | thousands by filing date | |
| IGNYTA INC | 451731103 | COM | 50,326 | $440,000 | thousands by filing date | |
| ACCURAY INC | 004397AF2 | NOTE 3.500% 2/0 | 400,000 | $437,000 | thousands by filing date | principal |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 41,540 | $436,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 23,993 | $434,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 120,492 | $434,000 | thousands by filing date | |
| MIDSTREAM PARTNERS | 02752P100 | COMMON STOCK | 39,185 | $434,000 | thousands by filing date | |
| TENAX THERAPEUTICS INC | 88032L100 | COM | 145,000 | $434,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 14,153 | $433,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 7,317 | $432,000 | thousands by filing date | call |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 11,298 | $432,000 | thousands by filing date | |
| ENERNOC INC | 292764107 | COMMON STOCK | 54,806 | $431,000 | thousands by filing date | |
| AQUINOX PHARMACEUTICALS INC | 03842B101 | COM | 30,500 | $429,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 16,413 | $428,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 188,402 | $428,000 | thousands by filing date | |
| EXELON CORP | 30161N127 | UNIT 99/99/9999 | 9,806 | $428,000 | thousands by filing date | |
| PBF LOGISTICS LP | 69318Q104 | UNIT LTD PTNR | 24,844 | $427,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 14,805 | $427,000 | thousands by filing date | |
| ARAY 3.5 02/18 | 004397AD7 | Bond 30/360P2 U | 390,000 | $426,000 | thousands by filing date | principal |
| AMERICAN CAP SR FLOATING LTD | 02504D108 | COM | 38,367 | $425,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 17,336 | $424,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 14,739 | $423,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 160,838 | $422,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 35,225 | $421,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 51,324 | $421,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 56,793 | $420,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 11,616 | $419,000 | thousands by filing date | call |
| LEMAITRE VASCULAR INC | 525558201 | COM | 34,576 | $419,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 53,127 | $414,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 44,593 | $413,000 | thousands by filing date | |
| PRUDENTIAL BANCORP INC NEW | 74431A101 | COM | 28,700 | $413,000 | thousands by filing date | |
| SIGMA DESIGNS INC | 826565103 | COM | 59,920 | $412,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 89,436 | $411,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 19,533 | $410,000 | thousands by filing date | |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 15,743 | $410,000 | thousands by filing date | |
| AIR LEASE CORP | 00912XAK0 | NOTE 3.875%12/0 | 325,000 | $409,000 | thousands by filing date | principal |
| GOLDEN OCEAN GRP LTD | G39637106 | Equities | 166,911 | $409,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 37,827 | $408,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 20,000 | $408,000 | thousands by filing date | call |
| LAKEFRONT BIOTHERAPEUTICS NV | 36315X101 | SPON ADR | 10,000 | $407,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 21,554 | $406,000 | thousands by filing date | put |
| STOCK YDS BANCORP INC | 861025104 | COM | 11,177 | $405,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 31,621 | $405,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 5,617 | $404,000 | thousands by filing date | call |
| PSYCHEMEDICS CORP | 744375205 | COM NEW | 40,277 | $404,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 4,309 | $401,000 | thousands by filing date | put |
| GLAUKOS CORP COM | 377322102 | Stock | 16,603 | $401,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 52,730 | $401,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 64,717 | $401,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 66,400 | $401,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 3,039 | $397,000 | thousands by filing date | put |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 66,560 | $397,000 | thousands by filing date | |
| B COMMUNICATIONS LTD | M15629104 | SHS | 20,885 | $397,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 144,204 | $396,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 35,670 | $395,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 9,336 | $395,000 | thousands by filing date | put |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 25,264 | $395,000 | thousands by filing date | |
| GRANA Y MONTERO S A A | 38500P208 | SPONSORED ADR | 99,218 | $394,000 | thousands by filing date | |
| OCI RES LP | 67081B106 | COM UNIT LTD | 20,107 | $394,000 | thousands by filing date | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 17,784 | $393,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 6,231 | $392,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 29,966 | $390,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAA3 | NOTE 2.875% 7/1 | 344,000 | $390,000 | thousands by filing date | principal |
| LIBERTY INTERACTIVE LLC | 530610AC8 | DEB 0.750 3/3 | 261,000 | $390,000 | thousands by filing date | principal |
| NAVISTAR INTL CORP NEW | 63934EAS7 | NOTE 4.750 4/1 | 561,000 | $390,000 | thousands by filing date | principal |
| ALICO INC | 016230104 | COM | 9,645 | $389,000 | thousands by filing date | |
| Alcobra Ltd | M2239P109 | SHS | 64,469 | $389,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000948046-15-000093 | this filing | 2015-11-17 | acceptance time not in the bulk data set |