13F-HR filed by DEUTSCHE BANK AG\
DEUTSCHE BANK AG\ filed this 13F-HR for the quarter ended 2015-09-30, filed 2015-11-17, with 5,284 holding rows worth $129,359,675,000.
- Accession
- 0000948046-15-000093
- Filer
- CIK 948046
- Filed
- 2015-11-17
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2015
A holdings report, 19,332 entries on the cover page, a total value of $129,359,675,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $129,359,675,000 with VALUE read as thousands by filing date, 13F file number 028-10103. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerDeutsche Bank Trust Co Americas028-13777
- included managerBT ALEX BROWN INC /028-05033
- included managerDWS Investment GmbH028-10152
- included managerDeutsche Asset Management Investmentgesellshaft028-10155
- included managerDEUTSCHE INVESTMENT MANAGEMENT AMERICAS INC028-10249
- included managerRREEF AMERICA LLC028-04760
- included managerDeutsche Bank (Suisse) SA028-11509
- included managerDEUTSCHE BANK NATIONAL TRUST CO028-11997
- included managerDeutsche Bank Trust CO Delaware028-11998
- included managerDeutsche Bank Trust Company, National Association028-12000
- included managerOppenheim Asset Management Services S.a.r.l028-13923
- included managerAbbey Life Assurance Co Ltd.028-13916
- included managerDeutsche Asset Management (UK) Ltd028-13988
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VOYA FINANCIAL INC COM | 929089100 | Stock | 200 | $7,000 | thousands by filing date | call |
| BLOCK H & R INC COM | 093671105 | Stock | 200 | $7,000 | thousands by filing date | call |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 400 | $7,000 | thousands by filing date | put |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 500 | $7,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 185 | $7,000 | thousands by filing date | put |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 1,190 | $7,000 | thousands by filing date | |
| ASTRONOVA INC | 04638F108 | COM | 567 | $7,000 | thousands by filing date | |
| NORWOOD FINANCIAL CORP | 669549107 | COMMON STOCK | 275 | $7,000 | thousands by filing date | |
| IMMUCELL CORP | 452525306 | COM PAR | 1,300 | $7,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 41,963 | $7,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY S | 40167K100 | COM | 500 | $7,000 | thousands by filing date | |
| NEURALSTEM INC | 64127R302 | COM | 5,742 | $7,000 | thousands by filing date | |
| Chesapeake Energy Corp PFD Conv | 165167842 | Pfd Stk | 129 | $7,000 | thousands by filing date | |
| GORDMANS STORES INC | 38269P100 | COM | 2,027 | $7,000 | thousands by filing date | |
| VASCULAR BIOGENICS LTD | M96883109 | COM | 1,000 | $7,000 | thousands by filing date | |
| SFX ENTMT INC | 784178303 | COM | 15,514 | $7,000 | thousands by filing date | |
| DEUTSCHE MULTI-MKT INCOME TR SHS | 25160E102 | CEF | 1,000 | $7,000 | thousands by filing date | |
| MAXPOINT INTERACTIVE INC | 57777M102 | Cmn | 1,896 | $7,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 1,000 | $6,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 250 | $6,000 | thousands by filing date | put |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 386 | $6,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 1,000 | $6,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 208 | $6,000 | thousands by filing date | call |
| TORTOISE ENERGY INDEPENDENC | 89148K101 | COM | 500 | $6,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 101 | $6,000 | thousands by filing date | call |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 898 | $6,000 | thousands by filing date | |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 1,000 | $6,000 | thousands by filing date | |
| ARRHYTHMIA RESH TECHNOLOGY I | 042698308 | COM PAR $0.01 | 1,000 | $6,000 | thousands by filing date | |
| SHANDA GAMES LTD | 81941U105 | SP ADR REPTG A | 926 | $6,000 | thousands by filing date | |
| AMYRIS INC | 03236M101 | COM | 3,216 | $6,000 | thousands by filing date | |
| KEYCORP NEW | 493267405 | PFD 7.75% SR A | 47 | $6,000 | thousands by filing date | |
| CNINSURE INC | 18976M103 | SPONSORED ADR | 904 | $6,000 | thousands by filing date | |
| GULF RESOURCES INC | 40251W309 | COM | 4,636 | $6,000 | thousands by filing date | |
| STEEL PARTNERS HLDGS L P | 85814R107 | LTD PRTRSHIP U | 400 | $6,000 | thousands by filing date | |
| UNIQUE FABRICATING INC | 90915J103 | COM | 620 | $6,000 | thousands by filing date | |
| PACIRA PHARMACEUTICALS INC | 695127AB6 | NOTE 3.250 2/0 | 4,000 | $6,000 | thousands by filing date | principal |
| CELLADON CORP | 15117E107 | Cmn | 6,378 | $6,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 320 | $5,000 | thousands by filing date | call |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 391 | $5,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 598 | $5,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 160 | $5,000 | thousands by filing date | |
| ACME UNITED CORP | 004816104 | COMMON STOCK | 300 | $5,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 823 | $5,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 1,275 | $5,000 | thousands by filing date | |
| AWARE INC MASS | 05453N100 | CMN | 1,789 | $5,000 | thousands by filing date | |
| UNION BANKSHARES INC | 905400107 | CMN | 200 | $5,000 | thousands by filing date | |
| CUMBERLAND PHARMACEUTICALS I | 230770109 | COM | 886 | $5,000 | thousands by filing date | |
| HIGHWAY HLDGS LTD | G4481U106 | ORD | 1,145 | $5,000 | thousands by filing date | |
| PROVECTUS BIOPHARMACEUTICALS | 74373P108 | COMMON STOCK | 9,500 | $5,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 6,556 | $5,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 341 | $5,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 1,000 | $5,000 | thousands by filing date | call |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 155 | $5,000 | thousands by filing date | |
| GOODRICH PETROLEUM CORP | 382410AC2 | NOTE | 25,000 | $5,000 | thousands by filing date | principal |
| Concord Med Svcs Hldgs Ltd | 206277105 | Sponsored ADR | 1,100 | $5,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154N530 | DB 3X SHRT UST | 125,732 | $5,000 | thousands by filing date | principal |
| EARTHSTONE ENERGY INC | 27032D205 | COM | 375 | $5,000 | thousands by filing date | |
| LEJU HLDGS LTD | 50187J108 | SPONSORED ADS | 1,000 | $5,000 | thousands by filing date | |
| BIOPHARMX CORP | 09072X101 | COM | 5,506 | $5,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC | 854502804 | UNIT 11/17/20166 | 47 | $5,000 | thousands by filing date | |
| CALADRIUS BIOSCIENCES INC | 128058104 | Cmn | 4,011 | $5,000 | thousands by filing date | |
| ELBIT IMAGING LTD | M37605116 | Cmn | 4,116 | $5,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 48 | $4,000 | thousands by filing date | call |
| CPI AEROSTRUCTURES INC | 125919308 | COM NEW | 486 | $4,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 237 | $4,000 | thousands by filing date | call |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 100 | $4,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 300 | $4,000 | thousands by filing date | put |
| GABELLI UTIL TR | 36240A101 | COM | 866 | $4,000 | thousands by filing date | |
| ICAD INC | 44934S206 | COM NEW | 1,200 | $4,000 | thousands by filing date | |
| EXA CORP | 300614500 | COM | 413 | $4,000 | thousands by filing date | |
| MONSTER WORLDWIDE INC | 611742107 | COM | 750 | $4,000 | thousands by filing date | call |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 1,000 | $4,000 | thousands by filing date | |
| PDI INC | 69329V100 | COM | 2,658 | $4,000 | thousands by filing date | |
| DYNEGY INC WARRANT | 26817R116 | WARRANT | 3,988 | $4,000 | thousands by filing date | |
| ABERDEEN INDONESIA FUND INC(IF) | 00305P106 | COM | 925 | $4,000 | thousands by filing date | |
| GUGGENHEIM EQUAL | 40167M106 | COM SH BEN INT | 275 | $4,000 | thousands by filing date | |
| CIPHER PHARMACEUTICALS INC | 17253X105 | COM | 1,200 | $4,000 | thousands by filing date | |
| SREV 1.5 8/18 | 81763UAB6 | Bond 30/360P2 U | 5,000 | $4,000 | thousands by filing date | principal |
| OREXIGEN THERAPEUTICS INC | 686164AB0 | NOTE 2.750%12/0 | 6,000 | $4,000 | thousands by filing date | principal |
| Eli Lilly and Company | 532457108 | COM | 40 | $3,000 | thousands by filing date | put |
| SYSCOCORP | 871829107 | COM | 100 | $3,000 | thousands by filing date | call |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 250 | $3,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 252 | $3,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 1,500 | $3,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 1,025 | $3,000 | thousands by filing date | call |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 100 | $3,000 | thousands by filing date | put |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 763 | $3,000 | thousands by filing date | |
| SOUFUN HOLDINGS LTD | 836034108 | COMMON STOCK-FO | 600 | $3,000 | thousands by filing date | call |
| HERZFELD CREDIT INCOME FUND | 42804T106 | COM | 570 | $3,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549104 | COM | 2,700 | $3,000 | thousands by filing date | put |
| PEABODY ENERGY CORP | 704549104 | COM | 2,700 | $3,000 | thousands by filing date | call |
| REDHILL BIOPHARMA LTD | 757468103 | ADR | 299 | $3,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 2,500 | $3,000 | thousands by filing date | |
| RAPTOR PHARMACEUTICAL CORP | 75382F106 | COM | 559 | $3,000 | thousands by filing date | call |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 447 | $3,000 | thousands by filing date | call |
| PHOTOMEDEX INC | 719358301 | COM | 6,230 | $3,000 | thousands by filing date | |
| SYNERGETICS USA INC | 87160G107 | COM | 458 | $3,000 | thousands by filing date | |
| PCM INC | 69323K100 | COM | 381 | $3,000 | thousands by filing date | |
| Alcobra Ltd | M2239P109 | SHS | 500 | $3,000 | thousands by filing date | call |
| COVISINT CORP | 22357R103 | COM | 1,796 | $3,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25155L293 | FI ENH GL0BAL HY | 3,809 | $3,000 | thousands by filing date | principal |
| ELECTRUM SPL ACQUISITION COR | G3105C112 | *W EXP 06/16/202 | 15,000 | $3,000 | thousands by filing date | call |
| DEUTSCHE HIGH INCOME TR SHS | 25155R100 | CEF | 500 | $3,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R400 | COM | 1,072 | $3,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 20 | $2,000 | thousands by filing date | put |
| D R HORTON INC COM | 23331A109 | Stock | 100 | $2,000 | thousands by filing date | call |
| CADIZ INC | 127537207 | COM NEW | 394 | $2,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 100 | $2,000 | thousands by filing date | put |
| COLONY BANKCORP | 19623P101 | COMMON STOCK | 300 | $2,000 | thousands by filing date | |
| PERMA FIX ENVIRONMENTAL SVCS | 714157203 | COMMON STOCK | 755 | $2,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 117 | $2,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 83 | $2,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 400 | $2,000 | thousands by filing date | |
| RESOLUTE ENERGY CORP | 76116A108 | COMMON STOCK | 5,705 | $2,000 | thousands by filing date | |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 150 | $2,000 | thousands by filing date | put |
| CZR | 127686103 | Stock | 496 | $2,000 | thousands by filing date | put |
| RARE ELEMENT RES LTD | 75381M102 | COM | 11,500 | $2,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 1,284 | $2,000 | thousands by filing date | |
| ULTRAPETROL BAHAMAS LTD | P94398107 | COM | 6,185 | $2,000 | thousands by filing date | |
| RENREN INC | 759892102 | SPONSORED ADR | 800 | $2,000 | thousands by filing date | |
| SMART TECHNOLOGIES INC | 83172R108 | CL A SUB VTG S | 4,000 | $2,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F291 | IPMS INDIA ETN | 3,965 | $2,000 | thousands by filing date | principal |
| LIGHTINTHEBOX HOLDING CO LTD SPONSORED ADR | 53225G102 | COM | 1,000 | $2,000 | thousands by filing date | |
| SUPREME INDS INC-CLASS A | 868607102 | CL A | 355 | $2,000 | thousands by filing date | |
| SYNTHETIC BIOLOGICS INC | 87164U102 | COM | 1,049 | $2,000 | thousands by filing date | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 1,000 | $2,000 | thousands by filing date | |
| FORWARD PHARMA A/S | 34986J105 | SPONSORED ADR | 122 | $2,000 | thousands by filing date | |
| CEL SCI CORP | 150837177 | *W EXP 10/11/201 | 10,000 | $2,000 | thousands by filing date | call |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 20 | $1,000 | thousands by filing date | call |
| PAYCHEX INC | 704326107 | COM | 21 | $1,000 | thousands by filing date | call |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 50 | $1,000 | thousands by filing date | call |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 119 | $1,000 | thousands by filing date | call |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 14 | $1,000 | thousands by filing date | call |
| SIMULATIONS PLUS INC | 829214105 | COM | 157 | $1,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 80 | $1,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 53 | $1,000 | thousands by filing date | call |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 6 | $1,000 | thousands by filing date | call |
| PARAGON OFFSHORE PLC XXX | G6S01W108 | COM | 6,580 | $1,000 | thousands by filing date | |
| LGL GROUP INC | 50186A108 | COM | 300 | $1,000 | thousands by filing date | |
| READING INTL INC | 755408200 | CL B | 100 | $1,000 | thousands by filing date | |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 14 | $1,000 | thousands by filing date | call |
| CHINA GREEN AGRICULTURE INC | 16943W105 | COMMON STOCK | 1,029 | $1,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 8,000 | $1,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 34 | $1,000 | thousands by filing date | call |
| Apollo Global Management | 037612306 | COM | 100 | $1,000 | thousands by filing date | call |
| SEADRILL ORD | G7945E105 | COM | 223 | $1,000 | thousands by filing date | put |
| MECHEL OAO | 583840103 | SPONSORED ADR | 1,721 | $1,000 | thousands by filing date | |
| CHINA FIN ONLINE CO LTD | 169379104 | SPONSORED ADR | 537 | $1,000 | thousands by filing date | |
| LUXFER HLDGS PLC | 550678106 | SPONSORED ADR | 223 | $1,000 | thousands by filing date | |
| ANADIGICS INC | 032515108 | COM | 7,500 | $1,000 | thousands by filing date | |
| DEVRY INC DEL | 251893103 | COM | 61 | $1,000 | thousands by filing date | put |
| AIXTRON SE | 009606104 | SPONSORED ADR | 300 | $1,000 | thousands by filing date | |
| MITCHAM INDS INC COM | 606501104 | COM | 530 | $1,000 | thousands by filing date | |
| HUTCHINSON TECHNOLOGY INC | 448407106 | COM | 900 | $1,000 | thousands by filing date | |
| HARRIS & HARRIS GROUP INC | 413833104 | COM | 500 | $1,000 | thousands by filing date | |
| FIRST TR ACTIVE DIVID INCOME | 33731L100 | COM | 200 | $1,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 1,000 | $1,000 | thousands by filing date | |
| IMMUNOCELLULAR THERAPEUTICS | 452536105 | COM | 2,504 | $1,000 | thousands by filing date | |
| DOVER DOWNS GAMING + ENTERTA | 260095104 | COM | 1,300 | $1,000 | thousands by filing date | |
| ECHELON CORP | 27874N105 | COM | 2,000 | $1,000 | thousands by filing date | |
| COMMUNICATIONS SYSTEMS INC | 203900105 | COM | 275 | $1,000 | thousands by filing date | |
| HF FINANCIAL CORP | 404172108 | COMMON STOCK USD.01 | 100 | $1,000 | thousands by filing date | |
| WALTER INVESTMENT MANAGEMENT | 93317WAA0 | CNV | 2,000 | $1,000 | thousands by filing date | principal |
| BARCLAYS BK PLC | 06738G407 | ETN DJUBS IND MT | 4,923 | $1,000 | thousands by filing date | principal |
| CLEAN DIESEL TECHNOLOGIES INC | 18449C401 | COM PAR $.01 | 972 | $1,000 | thousands by filing date | |
| AETERNA ZENTARIS INC | 007975303 | COM NEW | 18,500 | $1,000 | thousands by filing date | |
| CERULEAN PHARMA INC | 15708Q105 | COM | 300 | $1,000 | thousands by filing date | |
| CARDTRONICS INC | 14161HAG3 | NOTE 1.000%12/0 | 2,000 | $1,000 | thousands by filing date | principal |
| EYEGATE PHARMACEUTICALS INC | 30233M107 | COM | 646 | $1,000 | thousands by filing date | |
| RITTER PHARMACEUTICALS INC | 767836109 | COM | 556 | $1,000 | thousands by filing date | |
| YULONG ECO MATLS LTD | G98847117 | ORD SHS NEW | 599 | $1,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Wells Fargo & Company | 949746101 | COM | 20 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CORNING INC | 219350105 | COM | 15 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 9 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| YUM BRANDS INC COM | 988498101 | Stock | 5 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| TASEKO MINES LTD COM | 876511106 | Stock | 2,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 113 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 385 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 177 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TERADATA CORP DEL | 88076W103 | COM | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| VERICEL CORP | 92346J108 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 2 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MYLAN NV | N59465109 | SHS EURO | 9 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CENTRUS ENERGY CORP | 15643U104 | CL A | 174 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 150 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RCM TECHNOLOGIES INC | 749360400 | COMMON STOCK | 179 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Dawson Geophysical Co Ne | 239360100 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MANHATTAN BRDG CAP INC | 562803106 | COM | 157 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WILLAMETTE VY VINEYARD I | 969136100 | COMMON STOCK | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DLH HLDGS CORP | 23335Q100 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SIFCO INDS INC | 826546103 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RETRACTABLE TECHNOLOGIES INC | 76129W105 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EQUUS TOTAL RETURN INC | 294766100 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PowerShares DB Gold Double Short ETN | 25154H756 | ETP | 100 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| ARCELORMITTAL | L0302D178 | PREFERRED STOCK | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVIAT NETWORKS INC | 05366Y102 | COMMON STOCK | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FONAR CORP | 344437405 | COM NEW | 58 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HERTZ GLOBAL HLDGS INC N | 42805T105 | COM | 5 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 10 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| OFFICE DEPOT INC | 676220106 | COM | 94 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| TAITRON COMPONENTS INC | 874028103 | CL A | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST ACCEP CORP | 318457108 | COMMON STOCK | 74 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BARCLAYS BK PLC | 06740P114 | FUND | 90 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| PROFIRE ENERGY INC | 74316X101 | COM | 123 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOL LINHAS AEREAS INTLG S A | 38045R107 | SP ADR REP PFD | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENZON PHARMACEUTICALS INC | 293904108 | COM | 420 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KEYW HLDG CORP | 493723100 | COM | 15 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| BLYTH INC | 09643P207 | COM NEW | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REACHLOCAL INC | 75525F104 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ITT EDUCATIONAL SERVICES INC | 45068B109 | COM | 152 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UTSTARCOM HOLDINGS CORP | G9310A114 | SHS NEW | 87 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DISCOVERY LABORATORIES INC N | 254668403 | COM NEW | 1,500 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 171 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| NORTH AMERN ENERGY PARTNERS | 656844107 | COM | 215 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GSE SYS INC | 36227k106 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CAPSTONE TURBINE CORP COM | 14067D102 | COM | 475 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| S&W SEED COMPANY COM | 785135104 | COM | 117 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLUELINX HOLDINGS INC | 09624H109 | COM | 1,051 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CYTORI THERAPEUTICS INC | 23283K105 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HUDSON GLOBAL INC | 443787106 | COM | 150 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STEMCELLS INC | 85857R204 | COM NEW | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PARKERVISION INC | 701354102 | COM | 112 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APRICUS BIOSCIENCES INC | 03832V109 | COM | 135 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EMMIS COMMUNICATIONS CORP | 291525103 | CL A | 98 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESTERN ASSET EMRG MKT INCM | 95766E103 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VRINGO INC | 92911N104 | COM | 45 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTL SHIPHOLDING CORP | 460321201 | COM | 89 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DEX MEDIA INC | 25213A107 | COM | 822 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ERICKSON AIR-CRANE INC | 29482P100 | COM | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUMEREX CORP -CL A | 67053A102 | CL A | 90 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| URANIUM RESOURCES INC | 916901606 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HARVEST NATURAL RESOURCES IN | 41754V103 | COM | 99 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIANA CONTAINERSHIPS, INC. | Y2069P101 | COMMON STOCK | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VISIONCHINA MEDIA INC | 92833U202 | SPON ADR NEW | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WAVE SYSTEMS CORP-CL A | 943526400 | COMMON | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NATIONAL RESEARCH CORP CL B | 637372301 | COMMON | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UBS AG JERSEY BRANCH | 902664200 | 2XMN ALR MLP INF | 500 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| REDIFFCOM INDIA LTD | 757479100 | ADR | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BARCLAYS BANK PLC | 06739H248 | ETN DJUBS PMET38 | 788 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| CHINA SUNERGY CO LTD | 16942X302 | SPONSORED ADR NE | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OXIGENE INC | 691828404 | COM PAR$.001 | 700 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CREDIT SUISSE NASSAU BRH | 22542D829 | INVRS VIX MDTERM | 200 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| BARCLAYS BANK PLC | 06739H420 | IPATH AS GLF CUR | 957 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| GAS NAT INC | 367204104 | COM | 66 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEQUANS COMMUNICATIONS SA | 817323108 | COM | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PRANA BIOTECHNOLOGY LTD | 739727105 | SPONSORED ADR | 400 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RADIO ONE INC | 75040P108 | CL A | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TOR MINERALS INTL INC | 890878309 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BARCLAYS BANK PLC | 06739H214 | ETN DJUBS SGAR38 | 100 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| BARCLAYS BK PLC | 06740L527 | 30 YR TREAS BULL | 823 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| BONSO ELECTRS INTL INC | 098529308 | COM PAR $0.003 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| BARCLAYS IPTH SRS B S&P SHRT TRM ETN | 06742E711 | IPATH S&P500 VIX | 4,439 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| NAVIOS MARITIME HOLDINGS INC | 63938Y308 | SPON ADR PFD H | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PATRIOT TRANSPORTATION HOLDING | 70338W105 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APPLIED DNA SCIENCES INC | 03815U201 | COM NEW | 167 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REWALK ROBOTICS LTD | M8216Q101 | SHS | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CINEDIGM CORP COM | 172406100 | COM | 117 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| National Holdings Corporation | 636375206 | COM NEW | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Onconova Therapeutics | 68232V108 | Common | 85 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HARVARD APPARATUS REGENER TE | 41690A106 | COM | 516 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPHERE 3D CORP NEW | 84841L100 | COM | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Emerald Oil Inc | 29101U407 | Common Stock | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPEED COMM INC COM NEW | 84764T106 | Stock | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EASTMAN KODAK CO WT EXP 090318 | 277461141 | Stock | 94 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| EASTMAN KODAK CO WT EXP 090318 | 277461133 | Stock | 94 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| FIRST MARBLEHEAD CORP COM NEW | 320771207 | Stock | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CREDIT SUISSE AG VELCITYSHRES 2X VIX SH-TRM ETN | 22539T423 | ETF | 3,500 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| HANSEN MEDICAL INC COM NEW | 411307200 | Stock | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TCP International Holdings Ltd | H84689100 | COMMON | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HONGLI CLEAN ENERGY TECHNOLO | 438586109 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROKA BIOSCIENCE INC | 775431109 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LGL GROUP INC WTS EXP 08/06/18 | 50186A116 | NOTE 1.250% 5/1 | 1,500 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| MACROCURE LTD | M67872107 | SHS | 36 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DEMAND MEDIA INC | 24802N208 | Cmn | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLORI ENERGY INC | 379606106 | Cmn | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIND THERAPEUTICS INC | 05548N107 | Cmn | 43 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STEREOTAXIS INC | 85916J128 | *W EXP 09/30/201 | 96 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| GREAT BASIN SCIENTIFIC INC | 39013L106 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000948046-15-000093 | this filing | 2015-11-17 | acceptance time not in the bulk data set |