13F-HR filed by DEUTSCHE BANK AG\
DEUTSCHE BANK AG\ filed this 13F-HR for the quarter ended 2015-09-30, filed 2015-11-17, with 5,284 holding rows worth $129,359,675,000.
- Accession
- 0000948046-15-000093
- Filer
- CIK 948046
- Filed
- 2015-11-17
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2015
A holdings report, 19,332 entries on the cover page, a total value of $129,359,675,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $129,359,675,000 with VALUE read as thousands by filing date, 13F file number 028-10103. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerDeutsche Bank Trust Co Americas028-13777
- included managerBT ALEX BROWN INC /028-05033
- included managerDWS Investment GmbH028-10152
- included managerDeutsche Asset Management Investmentgesellshaft028-10155
- included managerDEUTSCHE INVESTMENT MANAGEMENT AMERICAS INC028-10249
- included managerRREEF AMERICA LLC028-04760
- included managerDeutsche Bank (Suisse) SA028-11509
- included managerDEUTSCHE BANK NATIONAL TRUST CO028-11997
- included managerDeutsche Bank Trust CO Delaware028-11998
- included managerDeutsche Bank Trust Company, National Association028-12000
- included managerOppenheim Asset Management Services S.a.r.l028-13923
- included managerAbbey Life Assurance Co Ltd.028-13916
- included managerDeutsche Asset Management (UK) Ltd028-13988
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MIX TELEMATICS LTD | 60688N102 | SPONSORED ADR | 23,816 | $125,000 | thousands by filing date | |
| MMA Capital Management LLC | 55315D105 | COM | 9,600 | $125,000 | thousands by filing date | |
| JOURNAL MEDIA GROUP INC | 48114A109 | COM | 17,009 | $125,000 | thousands by filing date | |
| QTM 4.5 11/17 | 747906AJ4 | Bond 30/360P2 U | 150,000 | $125,000 | thousands by filing date | principal |
| V2X INC | 92242T101 | COM | 5,653 | $124,000 | thousands by filing date | |
| ARCA BIOPHARMA INC | 00211Y407 | COM PAR | 25,100 | $124,000 | thousands by filing date | |
| BMC Stock Holdings Inc | 86101X104 | COM | 7,108 | $124,000 | thousands by filing date | |
| YUME INC | 98872B104 | COM | 47,803 | $123,000 | thousands by filing date | |
| Lion Biotechnologies | 53619R102 | COM | 21,740 | $123,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 21,141 | $122,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 17,484 | $122,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 11,749 | $121,000 | thousands by filing date | put |
| ENDOCYTE INC | 29269A102 | COM | 26,618 | $121,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 2,500 | $120,000 | thousands by filing date | put |
| PENN WEST PETE LTD NEW | 707887105 | COM | 271,055 | $120,000 | thousands by filing date | |
| PLY GEM HLDGS INC | 72941W100 | COM | 10,362 | $120,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 29,754 | $120,000 | thousands by filing date | |
| DEUTSCHE BANK | 25153Q708 | ELE MORN TTL22 | 635,000 | $120,000 | thousands by filing date | principal |
| WORKDAY INC | 98138HAD3 | NOTE 1.500% 7/1 | 109,000 | $120,000 | thousands by filing date | principal |
| PALO ALTO NETWORKS INC | 697435105 | COM | 693 | $119,000 | thousands by filing date | call |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 4,250 | $119,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 9,892 | $119,000 | thousands by filing date | |
| ASPEN AEROGELS INC | 04523Y105 | COMMON STOCK | 15,881 | $119,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 8,576 | $119,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 40,169 | $119,000 | thousands by filing date | |
| LAKE SHORE GOLD CORP | 510728108 | COM | 143,811 | $119,000 | thousands by filing date | |
| ATLANTIC COAST FINL CORP | 048426100 | COM | 21,687 | $119,000 | thousands by filing date | |
| NANOSPHERE INC COM NEW | 63009F204 | Stock | 71,653 | $119,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 6,829 | $118,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 136,630 | $118,000 | thousands by filing date | |
| HUBBELL INC -CL A | 443510102 | CL A | 1,103 | $118,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 10,189 | $117,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 6,825 | $117,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 2,780 | $117,000 | thousands by filing date | call |
| ALLIENT INC | 019330109 | COM | 6,641 | $117,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 7,216 | $117,000 | thousands by filing date | |
| RIGHTSIDE GROUP LTD | 76658B100 | COM | 15,372 | $117,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 825 | $116,000 | thousands by filing date | put |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 8,900 | $116,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 4,587 | $116,000 | thousands by filing date | |
| KYOCERA CORP -SPONS ADR | 501556203 | COM | 2,540 | $116,000 | thousands by filing date | |
| Newbridge Bancorp | 65080T102 | Com | 13,765 | $116,000 | thousands by filing date | |
| VERSARTIS INC | 92529L102 | COM | 10,185 | $116,000 | thousands by filing date | |
| UR-ENERGY INC | 91688R108 | COM | 203,050 | $115,000 | thousands by filing date | |
| CAPITALA FIN CORP | 14054R106 | COM | 8,958 | $115,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 1,425 | $115,000 | thousands by filing date | put |
| EMPRESAS ICA S A DE CV | 292448206 | SPONS ADR NEW | 69,400 | $115,000 | thousands by filing date | |
| ATLAS RESOURCE PARTNERS LP | 04941A101 | COM UNT LTD PR | 41,650 | $115,000 | thousands by filing date | |
| SPARK NETWORKS INC | 84651P100 | COM | 40,000 | $115,000 | thousands by filing date | |
| ALCOA INC | 013817309 | DEP SHS 1/10TH | 3,446 | $115,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 31,143 | $114,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 11,679 | $114,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 8,068 | $114,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 6,504 | $114,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 7,870 | $113,000 | thousands by filing date | |
| INFUSYSTEM HOLDINGS INC | 45685K102 | COMMON STOCK | 41,000 | $113,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 2,972 | $113,000 | thousands by filing date | put |
| NW Biotherapeutics | 66737P600 | USD | 18,367 | $113,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 5,761 | $112,000 | thousands by filing date | |
| Golden Entertainment Inc | 381013101 | Common Stock | 12,487 | $112,000 | thousands by filing date | |
| MEMORIAL PRODUCTION PARTNERS | 586048100 | COMMON STOCK | 23,287 | $112,000 | thousands by filing date | |
| FRESHPET INC COM | 358039105 | Stock | 10,612 | $111,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 8,252 | $111,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 15,200 | $111,000 | thousands by filing date | put |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 5,000 | $111,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 14,551 | $111,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 11,769 | $111,000 | thousands by filing date | |
| PEOPLES UTAH BANCORP | 712706209 | COM | 6,959 | $111,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 800 | $110,000 | thousands by filing date | put |
| MYLAN NV | N59465109 | SHS EURO | 2,754 | $110,000 | thousands by filing date | call |
| PARTY CITY HOLDCO INC | 702149105 | COM | 6,929 | $110,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723100 | COM | 18,365 | $110,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 6,904 | $110,000 | thousands by filing date | |
| GAIAM INC-CLASS A | 36268Q103 | CL A | 18,071 | $110,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 3,802 | $109,000 | thousands by filing date | call |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 5,000 | $109,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 1,375 | $108,000 | thousands by filing date | call |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 29,221 | $108,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 5,900 | $108,000 | thousands by filing date | |
| MODEL N INC | 607525102 | COM | 10,917 | $108,000 | thousands by filing date | |
| BALLANTYNE STRONG INC | 058516105 | COM | 22,988 | $108,000 | thousands by filing date | |
| CHINA NEPSTAR CHAIN DRUGSTORE | 16943C109 | ADR | 50,940 | $108,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 1,294 | $107,000 | thousands by filing date | put |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 2,500 | $107,000 | thousands by filing date | call |
| HOEGH LNG PARTNERS LP | Y3262R100 | COM UNIT LTD | 6,600 | $107,000 | thousands by filing date | |
| CHEROKEE INC | 16444H102 | COM | 6,967 | $107,000 | thousands by filing date | |
| Malvern Bancorp, Inc. | 561409103 | Common Stock | 6,842 | $107,000 | thousands by filing date | |
| INCYTE CORP | 45337CAM4 | NOTE 0.375%11/1 | 50,000 | $107,000 | thousands by filing date | principal |
| INVESCO SR INCOME TR | 46131H107 | COM | 25,400 | $106,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 4,043 | $106,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 13,798 | $106,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 51,435 | $106,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 4,537 | $106,000 | thousands by filing date | |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 8,988 | $106,000 | thousands by filing date | |
| GLOBALSCAPE INC | 37940G109 | COM | 32,531 | $106,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 1,630 | $105,000 | thousands by filing date | call |
| SUNESIS PHARMACEUTICALS INC | 867328601 | COM NEW | 130,635 | $105,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 2,500 | $104,000 | thousands by filing date | put |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 5,500 | $104,000 | thousands by filing date | put |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 25,043 | $104,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 1,472 | $103,000 | thousands by filing date | put |
| KVH INDS INC | 482738101 | COM | 10,383 | $103,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 4,599 | $103,000 | thousands by filing date | put |
| GRUPO AVAL ACCIONES Y VALORE | 40053W101 | SPONSORED ADS | 13,526 | $103,000 | thousands by filing date | |
| EXACTECH INC | 30064E109 | COM | 6,005 | $103,000 | thousands by filing date | |
| NUVEEN MUN ADVANTAGE FD IN | 67062H106 | COM | 7,804 | $103,000 | thousands by filing date | |
| SHARPS COMPLIANCE CORP | 820017101 | COM | 11,800 | $103,000 | thousands by filing date | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 3,078 | $102,000 | thousands by filing date | |
| INDUSTRIAS BACHOCO S A B DE | 456463108 | ADR | 1,688 | $102,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AJ8 | DBCV 0.875% 6/0 | 122,000 | $102,000 | thousands by filing date | principal |
| UFP TECHNOLOGIES INC | 902673102 | COM | 4,503 | $101,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 25,170 | $101,000 | thousands by filing date | |
| SEARS CDA INC | 81234D109 | COM | 15,571 | $101,000 | thousands by filing date | |
| STARWOOD HOTELS&RESORTS WRLD | 85590A401 | COM | 1,525 | $101,000 | thousands by filing date | call |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 6,331 | $101,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC SHS NEW 2014 | Y2187A127 | Stock | 17,185 | $101,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 700 | $100,000 | thousands by filing date | call |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 2,441 | $99,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 81170YAB5 | NOTE 3.000%11/1 | 125,000 | $99,000 | thousands by filing date | principal |
| ROI ACQUISITION CORP II | 74966G119 | *W EXP 09/17/201 | 275,000 | $99,000 | thousands by filing date | call |
| XENON PHARMACEUTICALS INC COM | 98420N105 | Stock | 11,885 | $98,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 55,217 | $98,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 5,328 | $97,000 | thousands by filing date | |
| COCA COLA ENTERPRISES INC NE | 19122T109 | COM | 2,013 | $97,000 | thousands by filing date | put |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 2,000 | $96,000 | thousands by filing date | put |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 6,051 | $96,000 | thousands by filing date | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 6,222 | $96,000 | thousands by filing date | |
| ELDORADO RESORTS INC | 28470R102 | COM | 10,753 | $96,000 | thousands by filing date | |
| MODUSLINK GLOBAL SOLUTIONS INC COM NEW | 60786L206 | Stock | 34,283 | $96,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 7,035 | $95,000 | thousands by filing date | call |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 4,696 | $95,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 653 | $94,000 | thousands by filing date | put |
| CIGNA CORPORATION | 125509109 | COM | 700 | $94,000 | thousands by filing date | call |
| ALCOA INC | 013817101 | COM | 9,827 | $94,000 | thousands by filing date | put |
| ASANKO GOLD INC | 04341Y105 | COM | 64,436 | $94,000 | thousands by filing date | |
| U S GEOTHERMAL INC | 90338S102 | COM | 155,271 | $94,000 | thousands by filing date | |
| Rocket Pharmaceuticals Inc | 45780V102 | SHS | 10,000 | $94,000 | thousands by filing date | |
| HORSEHEAD HLDG CORP | 440694AB3 | NOTE 3.800% 7/0 | 140,000 | $93,000 | thousands by filing date | principal |
| PERION NETWORK LTD | M78673106 | COMMON STOCK USD.01 | 44,822 | $93,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 7,875 | $93,000 | thousands by filing date | |
| ENTEGRA FINL CORP | 29363J108 | COM | 5,400 | $93,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 1,275 | $92,000 | thousands by filing date | put |
| LULULEMON ATHLETICA INC | 550021109 | COM | 1,817 | $92,000 | thousands by filing date | call |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 1,750 | $92,000 | thousands by filing date | put |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 6,642 | $92,000 | thousands by filing date | |
| NUTRACEUTICAL INTERNATIONAL | 67060Y101 | COMMON STOCK | 3,991 | $92,000 | thousands by filing date | |
| NUVASIVE INC | 670704AC9 | CORPORATE OBLIG | 74,000 | $92,000 | thousands by filing date | principal |
| YOUKU.COM INC | 98742U100 | COMMON STOCK-FO | 5,223 | $92,000 | thousands by filing date | call |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 15,792 | $91,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 4,408 | $91,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 7,000 | $91,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 14,477 | $91,000 | thousands by filing date | |
| STATE NATIONAL. | 85711T305 | Common Stock | 9,895 | $91,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 625 | $90,000 | thousands by filing date | put |
| CHINA XD PLASTICS CO LTD | 16948F107 | COM | 21,728 | $90,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 2,900 | $89,000 | thousands by filing date | call |
| MESA LABS INC COM | 59064R109 | Stock | 806 | $89,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 11,617 | $89,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 6,978 | $89,000 | thousands by filing date | |
| NUVEEN INSD QUALITY MUN FD I | 67062N103 | COM | 6,805 | $88,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 1,151 | $88,000 | thousands by filing date | call |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 15,630 | $88,000 | thousands by filing date | |
| VOC ENERGY TR | 91829B103 | TR UNIT | 23,870 | $88,000 | thousands by filing date | |
| IGI LABORATORIES INC | 449575109 | COM | 13,664 | $88,000 | thousands by filing date | |
| FAMOUS DAVE'S OF AMERICA | 307068106 | COM | 6,850 | $88,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 7,350 | $87,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 490 | $87,000 | thousands by filing date | put |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 3,580 | $87,000 | thousands by filing date | |
| FLEXIBLE SOLUTIONS INTL INC | 33938T104 | COM | 91,617 | $87,000 | thousands by filing date | |
| RENTECH INC | 760112201 | COMMON STOCK | 15,808 | $87,000 | thousands by filing date | |
| BON-TON STORES INC | 09776J101 | COM | 27,861 | $87,000 | thousands by filing date | |
| FUEL SYS SOLUTIONS INC | 35952W103 | COM | 18,215 | $87,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 2,209 | $86,000 | thousands by filing date | |
| RED LION HOTELS CORP | 756764106 | COM | 10,193 | $86,000 | thousands by filing date | |
| KONA GRILL INC | 50047H201 | COM | 5,533 | $86,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 2,114 | $85,000 | thousands by filing date | call |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 1,510 | $85,000 | thousands by filing date | put |
| MURPHY OIL CORP COM | 626717102 | Stock | 3,550 | $85,000 | thousands by filing date | call |
| IRIDEX CORP | 462684101 | COM | 11,198 | $85,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 49,424 | $85,000 | thousands by filing date | |
| JARDEN CORP | 471109AM0 | NOTE 1.125% 3/1 | 75,000 | $85,000 | thousands by filing date | principal |
| OCCIDENTAL PETE CORP | 674599105 | COM | 1,286 | $84,000 | thousands by filing date | call |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 23,700 | $84,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 6,500 | $84,000 | thousands by filing date | |
| CHINA MING YANG WIND ADR | 16951C108 | EQUITY | 43,572 | $84,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 2,078 | $83,000 | thousands by filing date | call |
| CANADIAN SOLAR INC | 136635109 | COM | 5,000 | $83,000 | thousands by filing date | put |
| CANADIAN SOLAR INC | 136635109 | COM | 5,000 | $83,000 | thousands by filing date | call |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 3,838 | $83,000 | thousands by filing date | |
| NETSOL TECHNOLOGIES INC | 64115A402 | COM PAR $.001 | 16,571 | $83,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 13,200 | $83,000 | thousands by filing date | |
| PHILIPPINE LONG DISTANCE TEL | 718252604 | SPONSORED ADR | 1,811 | $83,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 2,225 | $82,000 | thousands by filing date | call |
| NEW MTN FIN CORP | 647551100 | COM | 6,100 | $82,000 | thousands by filing date | |
| JIVE SOFTWARE INC | 47760A108 | COM | 17,776 | $82,000 | thousands by filing date | |
| SOLAZYME INC | 83415T101 | COM | 32,048 | $82,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 1,904 | $82,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 2,200 | $81,000 | thousands by filing date | put |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 7,398 | $81,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 1,906 | $80,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 2,000 | $80,000 | thousands by filing date | put |
| TRUECAR INC | 89785L107 | COM | 15,530 | $80,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 7,499 | $80,000 | thousands by filing date | |
| FURMANITE CORPORATION | 361086101 | COM | 13,316 | $80,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 11,991 | $80,000 | thousands by filing date | |
| IMPRIMIS PHARMA IMMY | 45323A201 | COMMON | 12,593 | $80,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 1,400 | $79,000 | thousands by filing date | put |
| D R HORTON INC COM | 23331A109 | Stock | 2,700 | $79,000 | thousands by filing date | put |
| VARONIS SYS INC | 922280102 | COM | 5,117 | $79,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 1,248 | $79,000 | thousands by filing date | call |
| PERRIGO CO PLC SHS | G97822103 | Stock | 500 | $78,000 | thousands by filing date | call |
| ONCOGENEX PHARMACEUTICALS IN | 68230A106 | COM | 35,351 | $78,000 | thousands by filing date | |
| Galena Biopharma Inc | 363256108 | COM | 49,987 | $78,000 | thousands by filing date | |
| CENTRAL GOLDTRUST | 153546106 | TR U | 1,975 | $78,000 | thousands by filing date | |
| GODADDY INC CL A | 380237107 | Stock | 3,130 | $77,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 4,658 | $77,000 | thousands by filing date | |
| TALLGRASS ENERGY LP | 874696107 | CLASS A SHS | 3,877 | $77,000 | thousands by filing date | |
| Synta Pharmaceuticals Corp. | 87162T206 | COM | 44,967 | $77,000 | thousands by filing date | |
| ISRAMCO INC | 465141406 | COM | 788 | $77,000 | thousands by filing date | |
| BEBE STORES INC | 075571109 | COM | 83,194 | $77,000 | thousands by filing date | |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 3,074 | $77,000 | thousands by filing date | |
| WINGSTOP INC COM | 974155103 | Stock | 3,190 | $76,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 7,945 | $76,000 | thousands by filing date | |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 6,286 | $76,000 | thousands by filing date | call |
| Home Depot, Inc | 437076102 | COM | 650 | $75,000 | thousands by filing date | call |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 1,929 | $75,000 | thousands by filing date | call |
| ETSY INC | 29786A106 | COM | 5,505 | $75,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 2,573 | $75,000 | thousands by filing date | call |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 7,200 | $75,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 11,100 | $75,000 | thousands by filing date | |
| SAPIENS INTERNATIONAL CORP | N7716A151 | SHS | 6,633 | $75,000 | thousands by filing date | |
| OXFORD IMMUNOTEC GLOBAL PLC | G6855A103 | ORD SHS | 5,557 | $75,000 | thousands by filing date | |
| INVUITY INC | 46187J205 | COM NEW | 5,462 | $75,000 | thousands by filing date | |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 4,388 | $74,000 | thousands by filing date | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 3,622 | $74,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 12,586 | $74,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 4,196 | $74,000 | thousands by filing date | |
| GREEN PLAINS PARTNERS LP | 393221106 | COM | 5,615 | $74,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H511 | ADS7.75%PFD S4 | 2,883 | $74,000 | thousands by filing date | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 13,800 | $73,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 43,419 | $73,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 7,000 | $73,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 724 | $73,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 22,481 | $73,000 | thousands by filing date | put |
| MILLENNIAL MEDIA INC | 60040N105 | COM | 43,062 | $73,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154W506 | PWRSHR DB GERM | 270,155 | $73,000 | thousands by filing date | principal |
| CHIASMA INC | 16706W102 | COM | 3,748 | $73,000 | thousands by filing date | |
| VITAE PHARMACEUTICALS INC | 92847N103 | COM | 6,655 | $73,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 870 | $72,000 | thousands by filing date | call |
| RADIAN GROUP INC COM | 750236101 | Stock | 4,527 | $72,000 | thousands by filing date | call |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 5,000 | $72,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 750 | $72,000 | thousands by filing date | call |
| GABELLI CONVERTIBLE & INCOME S | 36240B109 | COM | 15,000 | $72,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 2,752 | $72,000 | thousands by filing date | |
| POWERSECURE INTERNATIONAL IN | 73936N105 | COM | 6,352 | $72,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 10,768 | $72,000 | thousands by filing date | |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 6,400 | $72,000 | thousands by filing date | |
| CATALYST | 14888D109 | COM | 15,568 | $72,000 | thousands by filing date | |
| DT ASIA INVTS LTD | G2615J120 | UNIT 03/29/2021T | 7,118 | $72,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 520 | $71,000 | thousands by filing date | call |
| Walmart Inc. | 931142103 | COM | 1,106 | $71,000 | thousands by filing date | put |
| MURPHY OIL CORP COM | 626717102 | Stock | 2,950 | $71,000 | thousands by filing date | put |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 7,650 | $71,000 | thousands by filing date | |
| TIME WARNER CABLE INC | 88732J207 | COM | 400 | $71,000 | thousands by filing date | call |
| STARWOOD HOTELS&RESORTS WRLD | 85590A401 | COM | 1,068 | $71,000 | thousands by filing date | put |
| ENVIVIO INC | 29413T106 | COM | 17,600 | $71,000 | thousands by filing date | |
| CORDIA BANCORP INC | 218513109 | COM | 20,000 | $71,000 | thousands by filing date | |
| NANOVIRICIDES INC | 630087203 | COM NEW | 60,125 | $71,000 | thousands by filing date | |
| ATLAS ENERGY GROUP LL LP | 04929Q102 | MLP | 32,459 | $71,000 | thousands by filing date | |
| WOORI BK | 98105T104 | ADR | 3,018 | $71,000 | thousands by filing date | |
| AVALANCHE BIOT | 05337G107 | Common Stock | 8,675 | $71,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 1,500 | $70,000 | thousands by filing date | put |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 5,623 | $70,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 4,404 | $70,000 | thousands by filing date | |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 2,167 | $70,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 2,398 | $70,000 | thousands by filing date | |
| TRECORA RES | 894648104 | COM | 5,655 | $70,000 | thousands by filing date | |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 7,139 | $70,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 7,236 | $69,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 4,050 | $69,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 2,236 | $69,000 | thousands by filing date | put |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 2,700 | $69,000 | thousands by filing date | |
| KINGSWAY CORP | 496904202 | COMMON STOCK | 15,135 | $69,000 | thousands by filing date | |
| CHINA EASTN AIRLS LTD | 16937R104 | SPON ADR CL H | 2,321 | $69,000 | thousands by filing date | |
| VOLT INFORMATION SCIEN COM | 928703107 | COM | 7,750 | $69,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 1,787 | $68,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 2,415 | $68,000 | thousands by filing date | call |
| TYSON FOODS INC CL A | 902494103 | Stock | 1,593 | $68,000 | thousands by filing date | put |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 4,144 | $68,000 | thousands by filing date | |
| NOVADAQ TECHNOLOGIES INC COMMON | 66987G102 | COM | 6,558 | $68,000 | thousands by filing date | |
| BREEZE-EASTERN CORP | 106764103 | COMM STK | 4,899 | $68,000 | thousands by filing date | |
| PROVIDENT BANCORP INC | 74383X109 | COM | 5,586 | $68,000 | thousands by filing date | |
| ENVESTNET INC | 29404KAA4 | NOTE 1.75012/1 | 77,000 | $68,000 | thousands by filing date | principal |
| CVS Health Corporation | 126650100 | COM | 700 | $67,000 | thousands by filing date | call |
| Southern Company | 842587107 | COM | 1,500 | $67,000 | thousands by filing date | put |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 7,466 | $67,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 2,100 | $67,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 12,911 | $67,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 6,838 | $67,000 | thousands by filing date | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 2,216 | $67,000 | thousands by filing date | |
| SanDisk Corporation | 80004C101 | COM | 1,250 | $67,000 | thousands by filing date | put |
| AVENUE INCOME CR STRATEGIES | 05358E106 | COM | 5,233 | $67,000 | thousands by filing date | |
| HARDINGE INC | 412324303 | COM | 7,344 | $67,000 | thousands by filing date | |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 3,165 | $67,000 | thousands by filing date | |
| PFENEX INC | 717071104 | COM | 4,492 | $67,000 | thousands by filing date | |
| TRULIA INC | 897888AB9 | NOTE 2.750%12/1 | 50,000 | $67,000 | thousands by filing date | principal |
| Medtronic Plc | G5960L103 | COM | 1,000 | $66,000 | thousands by filing date | put |
| OCCIDENTAL PETE CORP | 674599105 | COM | 1,000 | $66,000 | thousands by filing date | put |
| DOLLAR TREE INC COM | 256746108 | Stock | 1,000 | $66,000 | thousands by filing date | call |
| CELGENE CORP | 151020104 | COM | 615 | $66,000 | thousands by filing date | put |
| NUVEEN FLEXIBLE INVT INCOME | 67075B104 | COM | 4,500 | $66,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 500 | $65,000 | thousands by filing date | put |
| BOX INC CL A | 10316T104 | Stock | 5,306 | $65,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 5,025 | $65,000 | thousands by filing date | call |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 4,108 | $65,000 | thousands by filing date | |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 4,405 | $65,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 6,000 | $65,000 | thousands by filing date | call |
| BIOLASE INC | 090911108 | COMMON STOCK | 74,005 | $65,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 8,656 | $65,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 1,750 | $65,000 | thousands by filing date | call |
| OIL DRI CORP AMER COM | 677864100 | Stock | 2,877 | $64,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 1,459 | $64,000 | thousands by filing date | put |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 5,892 | $64,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 35,345 | $64,000 | thousands by filing date | |
| NEW YORK & CO INC | 649295102 | COM | 26,197 | $64,000 | thousands by filing date | |
| GLOBAL POWER EQUIPMENT GRP I | 37941P306 | COM PAR $0.01 | 17,770 | $64,000 | thousands by filing date | |
| TOBIRA THERAPEUTICS INC COM | 88883P101 | COM | 6,783 | $64,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 900 | $63,000 | thousands by filing date | call |
| DENISON MINES CORP | 248356107 | COM | 167,400 | $63,000 | thousands by filing date | |
| PETROQUEST ENERGY INC | 716748108 | COMMON STOCK | 54,652 | $63,000 | thousands by filing date | |
| INVIVO THERAPEUTICS HLDGS CO | 46186M209 | COM NEW | 7,319 | $63,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 2,450 | $62,000 | thousands by filing date | call |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 5,000 | $62,000 | thousands by filing date | |
| MIDCOAST ENERGY PARTNERSHIP LP | 59564N103 | COMMON STOCK | 6,508 | $62,000 | thousands by filing date | |
| SPARTAN MTRS INC | 846819100 | COM | 15,331 | $62,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H305 | ETN DJUBS GRNS37 | 188,450 | $62,000 | thousands by filing date | principal |
| GRIFFIN LAND + NURSERIES | 398231100 | CL A | 2,532 | $62,000 | thousands by filing date | |
| GLOBAL SOURCES LTD | G39300101 | ORD | 7,546 | $62,000 | thousands by filing date | |
| INVN 1.75 11/18 | 46123DAB2 | Bond 30/360P2 U | 70,000 | $62,000 | thousands by filing date | principal |
| Honeywell Technologies | 438516106 | COM | 650 | $61,000 | thousands by filing date | call |
| CARNIVAL PLC ADS | 14365C103 | ADR | 1,208 | $61,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 12,400 | $61,000 | thousands by filing date | |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 1,348 | $61,000 | thousands by filing date | |
| COCA COLA ENTERPRISES INC NE | 19122T109 | COM | 1,275 | $61,000 | thousands by filing date | call |
| AMIRA NATURE FOODS LTD | G0335L102 | SHS | 11,100 | $61,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS L | 63900P103 | COM UNIT L P | 24,207 | $61,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 7,622 | $61,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052W104 | COM | 7,018 | $61,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 461 | $60,000 | thousands by filing date | call |
| BLOOMIN BRANDS INC | 094235108 | COM | 3,308 | $60,000 | thousands by filing date | call |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 1,131 | $60,000 | thousands by filing date | |
| OHR PHARMACEUTICAL INC | 67778H200 | COMMON STOCK | 21,935 | $60,000 | thousands by filing date | |
| PERFORMANT HEALTHCARE INC | 71377E105 | COM | 24,874 | $60,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 300,000 | $60,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 2,175 | $60,000 | thousands by filing date | call |
| DURECT CORP | 266605104 | COM | 30,974 | $60,000 | thousands by filing date | |
| FUELCELL ENERGY INC COM | 35952H106 | COM | 83,354 | $60,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 29,349 | $60,000 | thousands by filing date | |
| MATTERSIGHT CORP | 577097108 | COM | 7,884 | $60,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON | 25153Q658 | ETN DJ HY 2022 | 430,000 | $60,000 | thousands by filing date | principal |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 6,761,462 | $60,000 | thousands by filing date | |
| OI SA-ADR | 670851401 | Com | 89,722 | $60,000 | thousands by filing date | |
| SUN BANCORP INC | 86663B201 | COM NEW | 3,237 | $60,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 750 | $59,000 | thousands by filing date | put |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 547 | $59,000 | thousands by filing date | call |
| EOG RES INC COM | 26875P101 | Stock | 822 | $59,000 | thousands by filing date | call |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 7,261 | $59,000 | thousands by filing date | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 3,718 | $59,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 2,621 | $59,000 | thousands by filing date | |
| WESCO INTERNATIONAL INC | 95082PAH8 | CNV | 36,000 | $59,000 | thousands by filing date | principal |
| BARCLAYS BANK PLC | 06739H743 | ETN DJUBSLVSTK37 | 241,559 | $59,000 | thousands by filing date | principal |
| Bristol-Myers Squibb Company | 110122108 | COM | 1,000 | $58,000 | thousands by filing date | put |
| UnitedHealth Group Inc | 91324P102 | COM | 500 | $58,000 | thousands by filing date | put |
| ENERGY RECOVERY INC | 29270J100 | COM | 27,441 | $58,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 3,875 | $58,000 | thousands by filing date | |
| ESCALADE INC | 296056104 | COMMON STOCK | 3,709 | $58,000 | thousands by filing date | |
| AUTHENTIDATE HLDG CORP | 052666203 | COM | 200,000 | $58,000 | thousands by filing date | |
| GLOBAL X ARTIFICIAL INTELLIGENCE & TECHNOLOGY ETF | 018606301 | COM | 6,156 | $58,000 | thousands by filing date | |
| SPARTON CORP | 847235108 | COM | 2,738 | $58,000 | thousands by filing date | |
| OLD LINE BANCSHARES INC | 67984M100 | COMMON | 3,587 | $58,000 | thousands by filing date | |
| ALTEVA | 02153V102 | COMM STK | 13,198 | $58,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F101 | COM | 212,500 | $58,000 | thousands by filing date | principal |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 1,352 | $58,000 | thousands by filing date | |
| AMEC FOSTER WHEELER PLC | 00167X205 | SPONSORED ADR | 5,326 | $58,000 | thousands by filing date | |
| Nuverra Environmental Solutions Inc | 67091K203 | common | 43,102 | $58,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 831 | $57,000 | thousands by filing date | call |
| HANESBRANDS INC | 410345102 | COM | 2,000 | $57,000 | thousands by filing date | call |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 4,100 | $57,000 | thousands by filing date | |
| MENS WEARHOUSE INC | 587118100 | COM | 1,341 | $57,000 | thousands by filing date | call |
| DAILY JOURNAL CORP | 233912104 | COM | 308 | $56,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 7,300 | $56,000 | thousands by filing date | call |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 5,901 | $56,000 | thousands by filing date | |
| FRP HOLDINGS INC | 30292L107 | COMMON STOCK | 1,916 | $56,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 10,000 | $56,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INCOME FD | 67071S101 | COM | 7,140 | $56,000 | thousands by filing date | |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 55,044 | $56,000 | thousands by filing date | |
| CENVEO INC | 15670S105 | COM | 30,350 | $56,000 | thousands by filing date | |
| DELTA NATURAL GAS CO INC | 247748106 | COM | 2,765 | $56,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 800 | $55,000 | thousands by filing date | put |
| KROGER CO COM | 501044101 | Stock | 1,531 | $55,000 | thousands by filing date | call |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 4,823 | $55,000 | thousands by filing date | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 1,091 | $55,000 | thousands by filing date | call |
| KELLANOVA | 487836108 | COM | 829 | $55,000 | thousands by filing date | call |
| CARBONITE INC | 141337105 | COM | 4,990 | $55,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 10,271 | $55,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 22,763 | $55,000 | thousands by filing date | |
| NEWSTAR FINANCIAL INC | 65251F105 | COM | 6,841 | $55,000 | thousands by filing date | |
| CHINA CORD BLOOD CORP | G21107100 | COM | 9,300 | $55,000 | thousands by filing date | |
| AROWANA INC | G05011138 | UNIT 99/99/9999 | 5,460 | $55,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 700 | $54,000 | thousands by filing date | call |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 1,023 | $54,000 | thousands by filing date | call |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 5,050 | $54,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 479 | $54,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 450 | $54,000 | thousands by filing date | put |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 4,000 | $54,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 500 | $54,000 | thousands by filing date | call |
| ARRAY BIOPHARMA INC | 04269XAA3 | NOTE 3.000% 6/0 | 55,000 | $54,000 | thousands by filing date | principal |
| NICHOLAS FINANCIAL INC | 65373J209 | COM NEW | 4,193 | $54,000 | thousands by filing date | |
| ATLAS FINANCIAL HOLDINGS INC | G06207115 | SHS NEW | 2,986 | $54,000 | thousands by filing date | |
| ACTINIUM PHARMACEUTICALS INC | 00507W107 | COM | 30,973 | $54,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 1,006 | $53,000 | thousands by filing date | call |
| OLLIES BARGAIN OUTLET HLDGS | 681116109 | COM | 3,335 | $53,000 | thousands by filing date | |
| NEWTEKONE INC | 652526203 | COM NEW | 3,257 | $53,000 | thousands by filing date | |
| PATRIOT NATL INC | 70338T102 | COM | 3,377 | $53,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 781 | $52,000 | thousands by filing date | call |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 1,845 | $52,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 8,386 | $52,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 3,164 | $52,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 3,987 | $52,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 193 | $52,000 | thousands by filing date | put |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 5,030 | $52,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 1,385 | $52,000 | thousands by filing date | call |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 7,200 | $52,000 | thousands by filing date | |
| CASCADE MICROTECH INC | 147322101 | COMMON STOCK | 3,774 | $52,000 | thousands by filing date | |
| BLACK DIAMOND INC | 09202G101 | COMMON STOCK | 8,600 | $52,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 1,000 | $52,000 | thousands by filing date | put |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 10,023 | $52,000 | thousands by filing date | |
| SOUTHCROSS ENERGY PARTNERS L | 84130C100 | COM UNIT LTDPT | 10,900 | $52,000 | thousands by filing date | |
| COGENTIX MED INC COM | 19243A104 | Stock | 42,000 | $52,000 | thousands by filing date | |
| KENON HLDGS LTD SHS | Y46717107 | Stock | 4,031 | $51,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 4,242 | $51,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 6,081 | $51,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 4,390 | $51,000 | thousands by filing date | call |
| HERITAGE OAKS BANCORP | 42724R107 | COM | 6,597 | $51,000 | thousands by filing date | |
| CAS 7 12/15/17 | 148411AF8 | Bond 30/360P2 U | 100,000 | $51,000 | thousands by filing date | principal |
| RAPID7 INC COM | 753422104 | Stock | 2,211 | $50,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 1,991 | $50,000 | thousands by filing date | call |
| POST HLDGS INC | 737446104 | COM | 850 | $50,000 | thousands by filing date | put |
| HESS CORP | 42809H107 | COM | 1,000 | $50,000 | thousands by filing date | call |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 1,644 | $50,000 | thousands by filing date | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 4,250 | $50,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 1,550 | $50,000 | thousands by filing date | call |
| WILLBROS GROUP INC | 969203108 | COMMON STOCK | 40,298 | $50,000 | thousands by filing date | |
| AXOVANT SCIENCES LTD | G0750W104 | COM | 3,908 | $50,000 | thousands by filing date | |
| UNWIRED PLANET INC NEW | 91531F103 | COM | 69,424 | $50,000 | thousands by filing date | |
| Tremor Video | 89484Q100 | Common Stock | 27,174 | $50,000 | thousands by filing date | |
| FIRST SECURITY GROUP INC/TN | 336312202 | COM | 20,430 | $50,000 | thousands by filing date | |
| CENCOSUD S A | 15132H101 | SPONSORED ADS | 8,665 | $50,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154N522 | DB 3X LONG UST | 96,861 | $50,000 | thousands by filing date | principal |
| IAO KUN GROUP HLDG CO LTD | G47204105 | ORD USD SHS | 28,818 | $50,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 350 | $49,000 | thousands by filing date | call |
| Progressive Corporation | 743315103 | COM | 1,618 | $49,000 | thousands by filing date | call |
| Tesla Motors, Inc | 88160R101 | COM | 200 | $49,000 | thousands by filing date | call |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 592 | $49,000 | thousands by filing date | put |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 592 | $49,000 | thousands by filing date | call |
| PACCAR INC COM | 693718108 | Stock | 957 | $49,000 | thousands by filing date | call |
| GRAHAM CORP | 384556106 | COM | 2,890 | $49,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 1,170 | $49,000 | thousands by filing date | call |
| BARRICK GOLD CORP | 067901108 | COM | 7,867 | $49,000 | thousands by filing date | call |
| KEWAUNEE SCIENTIFIC CP | 492854104 | COMM | 3,000 | $49,000 | thousands by filing date | |
| TOWN SPORTS INTL HLDGS INC | 89214A102 | COM | 18,795 | $49,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 580 | $48,000 | thousands by filing date | call |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 2,860 | $48,000 | thousands by filing date | put |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 2,912 | $48,000 | thousands by filing date | call |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 2,015 | $48,000 | thousands by filing date | |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 1,200 | $48,000 | thousands by filing date | put |
| PENDRELL CORP | 70686R104 | COM | 68,875 | $48,000 | thousands by filing date | |
| PHOENIX COS INC NEW | 71902E604 | COM NEW | 1,480 | $48,000 | thousands by filing date | |
| MATTSON TECHNOLOGY INC | 577223100 | COM | 21,030 | $48,000 | thousands by filing date | |
| ABERDEEN LATIN AMER EQTY FD | 00306K106 | COM | 3,000 | $48,000 | thousands by filing date | |
| ASTERIAS BIOTHERAPEUTICS INC | 04624N107 | COM SER A | 12,475 | $48,000 | thousands by filing date | |
| OCATA THERAPEUTICS INC | 67457L100 | COM | 11,558 | $48,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 1,500 | $47,000 | thousands by filing date | put |
| VERACYTE INC COM | 92337F107 | Stock | 10,223 | $47,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 3,589 | $47,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 1,000 | $47,000 | thousands by filing date | call |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 760 | $47,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 1,889 | $47,000 | thousands by filing date | call |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 3,794 | $47,000 | thousands by filing date | |
| THOMPSON CREEK METALS CO INC | 884768102 | COMMON STOCK | 109,171 | $47,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 1,196 | $47,000 | thousands by filing date | put |
| INVENTURE FOODS INC | 461212102 | COM | 5,387 | $47,000 | thousands by filing date | |
| CORMEDIX INC | 21900C100 | COM | 24,100 | $47,000 | thousands by filing date | |
| TRANSUNION COM | 89400J107 | Stock | 1,870 | $46,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 430 | $46,000 | thousands by filing date | call |
| CLEARONE INC | 18506U104 | COM | 3,913 | $46,000 | thousands by filing date | |
| AFFIMED N V | N01045108 | COM | 7,708 | $46,000 | thousands by filing date | |
| DYNAMIC MATLS CORP | 267888105 | COM | 4,992 | $46,000 | thousands by filing date | |
| AV HOMES INC | 00234P102 | COM | 3,498 | $46,000 | thousands by filing date | |
| CASCADE BANCORP | 147154207 | COM | 8,618 | $46,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000948046-15-000093 | this filing | 2015-11-17 | acceptance time not in the bulk data set |