13F-HR filed by DEUTSCHE BANK AG\
DEUTSCHE BANK AG\ filed this 13F-HR for the quarter ended 2015-09-30, filed 2015-11-17, with 5,284 holding rows worth $129,359,675,000.
- Accession
- 0000948046-15-000093
- Filer
- CIK 948046
- Filed
- 2015-11-17
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2015
A holdings report, 19,332 entries on the cover page, a total value of $129,359,675,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $129,359,675,000 with VALUE read as thousands by filing date, 13F file number 028-10103. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerDeutsche Bank Trust Co Americas028-13777
- included managerBT ALEX BROWN INC /028-05033
- included managerDWS Investment GmbH028-10152
- included managerDeutsche Asset Management Investmentgesellshaft028-10155
- included managerDEUTSCHE INVESTMENT MANAGEMENT AMERICAS INC028-10249
- included managerRREEF AMERICA LLC028-04760
- included managerDeutsche Bank (Suisse) SA028-11509
- included managerDEUTSCHE BANK NATIONAL TRUST CO028-11997
- included managerDeutsche Bank Trust CO Delaware028-11998
- included managerDeutsche Bank Trust Company, National Association028-12000
- included managerOppenheim Asset Management Services S.a.r.l028-13923
- included managerAbbey Life Assurance Co Ltd.028-13916
- included managerDeutsche Asset Management (UK) Ltd028-13988
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ACCURAY INC DEL | 004397105 | COM | 395,618 | $1,974,000 | thousands by filing date | |
| JEFFERIES GROUP INC | 472319AG7 | CORPORATE OBLIG | 1,943,000 | $1,974,000 | thousands by filing date | principal |
| EMCORE CORP | 290846203 | COM | 290,614 | $1,974,000 | thousands by filing date | |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 55,370 | $1,969,000 | thousands by filing date | |
| ING GROEP N V | 456837AE3 | DBCV 6.000%12/2 | 2,000,000 | $1,962,000 | thousands by filing date | principal |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 62,500 | $1,959,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 88,399 | $1,958,000 | thousands by filing date | |
| CAPELLA EDUCATION CO | 139594105 | COM | 39,557 | $1,957,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 127,681 | $1,955,000 | thousands by filing date | |
| INTERDIGITAL INC | 458660AB3 | NOTE 2.500% 3/1 | 1,886,000 | $1,954,000 | thousands by filing date | principal |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 207,413 | $1,953,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 189,409 | $1,951,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 24,654 | $1,948,000 | thousands by filing date | |
| ROFIN-SINAR TECHNOLOGIES INC | 775043102 | COMMON STOCK | 75,155 | $1,948,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 147,430 | $1,946,000 | thousands by filing date | |
| HANGER INC | 41043F208 | COMMON STOCK | 142,729 | $1,943,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S106 | COM | 158,530 | $1,942,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 35,373 | $1,940,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 38,316 | $1,938,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 70,420 | $1,935,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 145,957 | $1,934,000 | thousands by filing date | |
| ING GROEP N V | 456837AF0 | DBCV 6.500%12/2 | 2,036,000 | $1,932,000 | thousands by filing date | principal |
| B2GOLD CORP | 11777QAB6 | NOTE 3.250%10/0 | 2,331,000 | $1,921,000 | thousands by filing date | principal |
| TAKE-TWO INTERACTIVE SOFTWAR | 874054AC3 | NOTE 1.750%12/0 | 1,246,000 | $1,919,000 | thousands by filing date | principal |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 61,817 | $1,919,000 | thousands by filing date | |
| Pacific Datavision Inc | 694171307 | COM | 64,192 | $1,918,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208RAE6 | NOTE 2.750% 3/0 | 1,821,000 | $1,916,000 | thousands by filing date | principal |
| RENEWABLE ENERGY GROUP INC | 75972AAA1 | NOTE 2.750 6/1 | 2,220,000 | $1,909,000 | thousands by filing date | principal |
| CINCINNATI BELL INC NEW | 171871106 | COM | 611,495 | $1,906,000 | thousands by filing date | |
| HRG GROUP INC COM | 40434J100 | Stock | 162,450 | $1,903,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 533,856 | $1,899,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 51,929 | $1,895,000 | thousands by filing date | |
| RetailMeNot Inc | 76132B106 | COM SER 1 | 229,592 | $1,891,000 | thousands by filing date | |
| CHENIERE ENERGY INC | 16411RAG4 | NOTE 4.250% 3/1 | 3,029,000 | $1,890,000 | thousands by filing date | principal |
| INSULET CORP | 45784PAD3 | NOTE 2.000% 6/1 | 2,047,000 | $1,888,000 | thousands by filing date | principal |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 223,099 | $1,886,000 | thousands by filing date | |
| STRAYER ED INC | 863236105 | COM | 34,284 | $1,884,000 | thousands by filing date | |
| VIRGIN AMER INC | 92765X208 | COM VTG | 54,889 | $1,878,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 39,794 | $1,866,000 | thousands by filing date | |
| MARKIT LTD | G58249106 | SHS | 64,308 | $1,864,000 | thousands by filing date | |
| KANSAS CITY LIFE INS CO | 484836101 | COM | 39,565 | $1,857,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 419,629 | $1,853,000 | thousands by filing date | |
| AMERICAN CAP MTG INVT CORP | 02504A104 | COM | 125,771 | $1,853,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 71,381 | $1,848,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 303,297 | $1,848,000 | thousands by filing date | |
| IMPRIVATA INC | 45323J103 | Cmn | 103,981 | $1,847,000 | thousands by filing date | |
| NRG YIELD INC | 62942X405 | CL C | 158,578 | $1,839,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 99,114 | $1,837,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 82,970 | $1,833,000 | thousands by filing date | |
| FRED S INC CLASS A | 356108100 | COM | 154,893 | $1,833,000 | thousands by filing date | |
| APOLLO COML REAL EST FIN INC | 03762UAA3 | NOTE 5.500% 3/1 | 1,871,000 | $1,832,000 | thousands by filing date | principal |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 213,062 | $1,830,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 60,242 | $1,830,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 49,623 | $1,829,000 | thousands by filing date | |
| NEWPORT CORP | 651824104 | COM | 132,948 | $1,825,000 | thousands by filing date | |
| STANDARD PAC CORP 1.250 | 85375CBC4 | NOTE 1.250% 8/0 | 1,575,000 | $1,822,000 | thousands by filing date | principal |
| LHC GROUP | 50187A107 | COM | 40,484 | $1,810,000 | thousands by filing date | |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 106,011 | $1,805,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 125,462 | $1,804,000 | thousands by filing date | |
| HORSEHEAD HLDG CORP | 440694305 | COM | 592,365 | $1,799,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 56,800 | $1,794,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 19,956 | $1,793,000 | thousands by filing date | put |
| KRATON CORPORATION | 50077C106 | COM | 100,126 | $1,791,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 384,740 | $1,788,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 18,134 | $1,786,000 | thousands by filing date | call |
| AK STEEL HOLDING CORP | 001547108 | COM | 741,564 | $1,786,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 56,791 | $1,785,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 68,203 | $1,783,000 | thousands by filing date | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 70,825 | $1,783,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 38,413 | $1,782,000 | thousands by filing date | |
| PHOTRONICS INC | 719405AH5 | NOTE 3.250% 4/0 | 1,730,000 | $1,781,000 | thousands by filing date | principal |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 65,768 | $1,773,000 | thousands by filing date | |
| ADVENT CLAYMORE ENH GRW & IN | 00765E104 | COM | 215,871 | $1,770,000 | thousands by filing date | |
| TOLL BROS FIN CORP | 88947EAM2 | NOTE 0.500% 9/1 | 1,719,000 | $1,766,000 | thousands by filing date | call |
| WUXI PHARMATECH CAYMAN INC | 929352102 | SPONS ADR SHS | 40,795 | $1,761,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 178,864 | $1,758,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 762,329 | $1,752,000 | thousands by filing date | |
| ALON USA PARTNERS LP UNIT LTD PARTNERSHIP INT | 02052T109 | COM | 74,800 | $1,743,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082AC6 | NOTE 0.750% 9/0 | 1,702,000 | $1,740,000 | thousands by filing date | principal |
| SAUL CTRS INC COM | 804395101 | REIT | 33,645 | $1,739,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 55,000 | $1,733,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 39,087 | $1,729,000 | thousands by filing date | call |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 40,414 | $1,729,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 14,596 | $1,728,000 | thousands by filing date | |
| MAGNUM HUNTER RES CORP COM | 55973B102 | COM | 5,070,934 | $1,721,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 89,428 | $1,718,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 83,036 | $1,709,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657AH4 | NOTE 3.500% 4/0 | 1,579,000 | $1,704,000 | thousands by filing date | principal |
| PORTFOLIO RECOVERY ASSOCS IN | 73640QAB1 | NOTE 3.000% 8/0 | 1,630,000 | $1,701,000 | thousands by filing date | principal |
| ON DECK CAP INC | 682163100 | COM | 171,827 | $1,700,000 | thousands by filing date | |
| NEW YORK REIT INC | 64976L109 | COM | 168,825 | $1,696,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 287,267 | $1,695,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 46,860 | $1,690,000 | thousands by filing date | |
| FRONTLINE LTD | G3682E127 | COM | 628,301 | $1,689,000 | thousands by filing date | |
| PHOTRONICS INC | 719405AK8 | NOTE 3.250 4/0 | 1,544,000 | $1,688,000 | thousands by filing date | principal |
| QLOGIC CORP | 747277101 | COM | 164,553 | $1,686,000 | thousands by filing date | |
| GLBR 2.25 06/18 | 302693AB2 | Bond 30/360P2 U | 2,161,000 | $1,685,000 | thousands by filing date | principal |
| WEB COM GROUP INC | 94733AAA2 | NOTE 1.000% 8/1 | 1,795,000 | $1,682,000 | thousands by filing date | principal |
| ICONIX BRAND GROUP INC | 451055AE7 | NOTE | 1,783,000 | $1,677,000 | thousands by filing date | principal |
| SPECTRANETICS CORP | 84760CAA5 | MTNF 2.625% 6/0 | 2,217,000 | $1,673,000 | thousands by filing date | principal |
| ROYAL GOLD INC | 780287AA6 | NOTE | 1,729,000 | $1,666,000 | thousands by filing date | principal |
| Starbucks Corporation | 855244109 | COM | 29,310 | $1,665,000 | thousands by filing date | call |
| WPP PLC NEW ADR | 92937A102 | ADR | 16,018 | $1,665,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 135,549 | $1,663,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 31,192 | $1,662,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 32,338 | $1,661,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 85,967 | $1,661,000 | thousands by filing date | |
| AEGERION PHARMACEUTICALS INC | 00767E102 | COM | 122,163 | $1,660,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 109,167 | $1,658,000 | thousands by filing date | |
| REPROS THERAPEUTICS INC | 76028H126 | *W EXP 02/08/201 | 328,969 | $1,658,000 | thousands by filing date | call |
| FELCOR LODGING TR INC | 31430F101 | COM | 233,973 | $1,651,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 122,248 | $1,650,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 199,287 | $1,648,000 | thousands by filing date | |
| LIBERTY MEDIA CORP | 530715AN1 | DEB 3.500% 1/1 | 3,194,000 | $1,648,000 | thousands by filing date | principal |
| 58 COM INC | 31680Q104 | SPON ADR REP A | 35,001 | $1,645,000 | thousands by filing date | |
| MDSO 1 8/01/18 | 58471AAB1 | Bond 30/360P2 U | 1,561,000 | $1,645,000 | thousands by filing date | principal |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 51,024 | $1,641,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 20,456 | $1,640,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 381,930 | $1,639,000 | thousands by filing date | |
| OLD REP INTL CORP | 680223AH7 | NOTE 3.750% 3/1 | 1,420,000 | $1,639,000 | thousands by filing date | principal |
| Johnson & Johnson | 478160104 | COM | 17,508 | $1,634,000 | thousands by filing date | call |
| ECHOSTAR CORP | 278768106 | CL A | 38,000 | $1,634,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 284,516 | $1,631,000 | thousands by filing date | |
| ACXIOM CORP | 005125109 | COMMON STOCK | 82,469 | $1,628,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 97,399 | $1,628,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 441,139 | $1,623,000 | thousands by filing date | |
| JARDEN CORP | 471109AH1 | NOTE 1.87 | 1,013,000 | $1,621,000 | thousands by filing date | principal |
| RADIANT LOGISTICS INC | 75025X100 | COM | 363,594 | $1,620,000 | thousands by filing date | |
| NORTEK INC | 656559309 | COM NEW | 25,580 | $1,618,000 | thousands by filing date | |
| CTI BIOPHARMA CORP COM NEW | 12648L106 | Stock | 1,109,865 | $1,618,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 89,159 | $1,617,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 49,549 | $1,616,000 | thousands by filing date | |
| WINTHROP REALTY TRUST | 976391300 | SH B | 112,356 | $1,612,000 | thousands by filing date | |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 238,900 | $1,609,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 60,234 | $1,606,000 | thousands by filing date | |
| WABASH NATL CORP | 929566AH0 | CNV | 1,409,000 | $1,599,000 | thousands by filing date | principal |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 85,275 | $1,590,000 | thousands by filing date | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 18,278 | $1,586,000 | thousands by filing date | |
| ORBOTECH LTD | M75253100 | ORD | 102,271 | $1,579,000 | thousands by filing date | |
| FAIRCHILD SEMICONDUCTOR | 303726103 | COMMON STOCK | 112,605 | $1,579,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855RAD2 | DBCV 1.625% 8/1 | 1,217,000 | $1,576,000 | thousands by filing date | principal |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 119,798 | $1,572,000 | thousands by filing date | |
| PRUDENTIAL GLB SHT DUR HG YL | 74433A109 | COM | 113,520 | $1,565,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 41,860 | $1,564,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 252,166 | $1,563,000 | thousands by filing date | |
| FOREST CITY ENTERPRISES | 345550AP2 | NOTE | 1,396,000 | $1,562,000 | thousands by filing date | principal |
| THIRD PT REINS LTD | G8827U100 | COM | 116,298 | $1,562,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 101,146 | $1,559,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 110,691 | $1,551,000 | thousands by filing date | |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 124,431 | $1,548,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 90,051 | $1,545,000 | thousands by filing date | |
| NEWCASTLE INVT CORP NEW COM PAR $0.01 | 65105M603 | REIT | 351,368 | $1,542,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 135,354 | $1,540,000 | thousands by filing date | |
| ZS PHARMA INC | 98979G105 | Common Stock | 23,443 | $1,538,000 | thousands by filing date | |
| RADIAN GROUP INC | 750236AN1 | NOTE 2.250% 3/0 | 1,020,000 | $1,537,000 | thousands by filing date | principal |
| ULTRA PETROLEUM CORP | 903914109 | COM | 240,616 | $1,535,000 | thousands by filing date | |
| HYDRA INDS ACQUISITION CORP | 448740100 | COM | 157,900 | $1,531,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 151,844 | $1,530,000 | thousands by filing date | |
| SQNM 5 10/1/17 | 817337AB4 | Bond 30/360P2 U | 1,804,000 | $1,530,000 | thousands by filing date | principal |
| STONE ENERGY CORP | 861642106 | COMMON STOCK | 308,527 | $1,529,000 | thousands by filing date | |
| RUBICON MINERALS CORP | 780911103 | COM | 2,094,245 | $1,528,000 | thousands by filing date | |
| LENNOX INTL INC COM | 526107107 | Stock | 13,486 | $1,526,000 | thousands by filing date | |
| JDS UNIPHASE CORP | 46612JAF8 | DBCV 0.625% 8/1 | 1,633,000 | $1,523,000 | thousands by filing date | put |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 113,436 | $1,520,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 56,634 | $1,519,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 100,753 | $1,518,000 | thousands by filing date | |
| RESOURCE CAP CORP | 76120W708 | COM NEW | 136,067 | $1,516,000 | thousands by filing date | |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 109,181 | $1,515,000 | thousands by filing date | |
| BLACK KNIGHT INC | 09214X100 | COM | 46,542 | $1,513,000 | thousands by filing date | |
| CAE INC COM | 124765108 | Stock | 142,509 | $1,512,000 | thousands by filing date | |
| BOULDER BRANDS INC | 101405108 | COMMON STOCK | 184,916 | $1,512,000 | thousands by filing date | |
| MATTRESS FIRM HLDG CORP | 57722W106 | COM | 36,205 | $1,510,000 | thousands by filing date | |
| ONCOTHYREON INC | 682324108 | COM | 551,871 | $1,510,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 94,521 | $1,502,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 122,895 | $1,501,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 199,701 | $1,497,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 47,066 | $1,496,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 73,145 | $1,495,000 | thousands by filing date | |
| VASCULAR SOLUTIONS INC | 92231M109 | COMMON STOCK | 46,150 | $1,495,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 36,975 | $1,493,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 272,390 | $1,492,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 118,502 | $1,491,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 78,709 | $1,491,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 7,706 | $1,488,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 34,374 | $1,487,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 204,028 | $1,485,000 | thousands by filing date | |
| SPEEDWAY MOTORSPORTS INC | 847788106 | COM | 82,393 | $1,485,000 | thousands by filing date | |
| BNC Bancorp | 05566T101 | Com | 66,604 | $1,479,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 55,348 | $1,476,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 17,237 | $1,470,000 | thousands by filing date | call |
| RENASANT CORP | 75970E107 | COM | 44,784 | $1,469,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 28,601 | $1,468,000 | thousands by filing date | call |
| TUCOWS INC | 898697206 | COM NEW | 63,478 | $1,468,000 | thousands by filing date | |
| BANK MUTUAL CORP | 063750103 | COM | 191,015 | $1,465,000 | thousands by filing date | |
| Engility Holdings Inc | 29286C107 | COM | 56,920 | $1,464,000 | thousands by filing date | |
| GLOBAL PARTNER ACQUISITION C | 37954X105 | COM | 150,000 | $1,462,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 30,622 | $1,460,000 | thousands by filing date | |
| FIBRIA CELULOSE | 31573A109 | COMMON STOCK-FO | 107,580 | $1,458,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 90,711 | $1,446,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 56,082 | $1,445,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 8,297 | $1,440,000 | thousands by filing date | call |
| TELETECH HOLDINGS INC | 879939106 | COM | 53,696 | $1,438,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 159,535 | $1,436,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 118,768 | $1,435,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 40,972 | $1,432,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 277,904 | $1,430,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 65,234 | $1,425,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 150,835 | $1,425,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 215,779 | $1,424,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 31,847 | $1,421,000 | thousands by filing date | |
| WAUSAU PAPER CORP | 943315101 | COM | 221,517 | $1,417,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 62,533 | $1,415,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 38,012 | $1,414,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 674,256 | $1,414,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 47,650 | $1,412,000 | thousands by filing date | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 22,282 | $1,412,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 100,496 | $1,412,000 | thousands by filing date | |
| PRA HEALTH SCIENCES INC | 69354M108 | COM | 36,384 | $1,411,000 | thousands by filing date | |
| Crestwood Equity Partners | 226344109 | COM | 618,841 | $1,410,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 12,814 | $1,409,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 52,035 | $1,409,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 88,968 | $1,408,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 145,472 | $1,402,000 | thousands by filing date | |
| TERRAFORM GLOBAL INC | 88104M101 | CL A | 210,099 | $1,399,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A103 | COM CL A | 32,017 | $1,397,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 144,499 | $1,397,000 | thousands by filing date | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 76,365 | $1,395,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 15,772 | $1,394,000 | thousands by filing date | call |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 96,635 | $1,393,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 26,261 | $1,391,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 309,241 | $1,390,000 | thousands by filing date | |
| BCOR 4.25 4/19 | 095229AB6 | Bond 30/360P2 U | 1,466,000 | $1,390,000 | thousands by filing date | principal |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 225,938 | $1,387,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 48,208 | $1,383,000 | thousands by filing date | |
| CVENT INC | 23247G109 | COM | 41,084 | $1,382,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 222,991 | $1,373,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 81,141 | $1,370,000 | thousands by filing date | |
| MU 2.375 5/1/32 | 595112AW3 | Bond 30/360P2 U | 831,000 | $1,368,000 | thousands by filing date | principal |
| CVR Partners, LP | 126633106 | LTD | 146,383 | $1,367,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 24,347 | $1,366,000 | thousands by filing date | call |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 47,162 | $1,366,000 | thousands by filing date | |
| RADWARE LTD | M81873107 | COMMON STOCK | 83,939 | $1,364,000 | thousands by filing date | |
| UNION BANKSHARES CORP | 90539J109 | COM | 56,797 | $1,361,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 61,915 | $1,360,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 88,275 | $1,357,000 | thousands by filing date | |
| DAQO NEW ENERGY CORP. (ADR) | 23703Q203 | SPNSRD ADS NEW | 84,832 | $1,356,000 | thousands by filing date | |
| RTI INTL METALS INC | 74973WAB3 | NOTE 1.625%10/1 | 1,290,000 | $1,356,000 | thousands by filing date | principal |
| Barington/Hilco Acquisition Corp. | 06759V200 | UNIT | 133,451 | $1,354,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 73,870 | $1,352,000 | thousands by filing date | |
| RAS 4 10/1/33 | 749227AB0 | Bond 30/360P2 U | 1,625,000 | $1,352,000 | thousands by filing date | principal |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 58,876 | $1,349,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 230,817 | $1,346,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAG8 | NOTE 4.875% 3/1 | 1,311,000 | $1,344,000 | thousands by filing date | principal |
| M/I HOMES INC | 55292PAB1 | NOTE 3.000% 3/0 | 1,375,000 | $1,338,000 | thousands by filing date | principal |
| UNITED STATES STL CORP NEW | 912909AH1 | NOTE 2.750% 4/0 | 1,351,000 | $1,338,000 | thousands by filing date | principal |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 193,840 | $1,336,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 44,174 | $1,328,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 44,024 | $1,323,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 56,336 | $1,320,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 135,377 | $1,320,000 | thousands by filing date | |
| TALLGRASS ENERGY PARTNERS LP | 874697105 | COM UNIT | 33,566 | $1,318,000 | thousands by filing date | |
| CEMPRA INC | 15130J109 | COM | 47,306 | $1,316,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 93,074 | $1,315,000 | thousands by filing date | |
| BANCORPSOUTH INC | 059692103 | COM | 55,299 | $1,313,000 | thousands by filing date | |
| TEXTURA CORP | 883211104 | COM | 50,805 | $1,312,000 | thousands by filing date | |
| BLUE HILLS BANCORP INC | 095573101 | COM | 94,820 | $1,312,000 | thousands by filing date | |
| THERAVANCE INC | 88338T104 | COMMON STOCK | 182,047 | $1,305,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 75,815 | $1,304,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 170,669 | $1,299,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 132,400 | $1,297,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 60,337 | $1,297,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 77,539 | $1,294,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 34,224 | $1,294,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 2,528 | $1,293,000 | thousands by filing date | call |
| XENOPORT INC | 98411C100 | COM | 373,055 | $1,293,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 85,585 | $1,289,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 15,305 | $1,288,000 | thousands by filing date | |
| WALTER INVT MGMT CORP | 93317W102 | COM | 79,354 | $1,288,000 | thousands by filing date | |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 39,505 | $1,284,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 79,529 | $1,284,000 | thousands by filing date | |
| EPIQ SYSTEMS INC | 26882D109 | COM | 99,478 | $1,283,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 36,887 | $1,278,000 | thousands by filing date | |
| ALLSCRIPTS HEALTHCARE SOLUTN | 01988PAD0 | NOTE 1.250% 7/0 | 1,295,000 | $1,278,000 | thousands by filing date | principal |
| GRUPO FINANCIERO SANTANDER | 40053C105 | COMMON STOCK-FO | 174,042 | $1,276,000 | thousands by filing date | |
| NEWPARK RES INC 4.000 | 651718AC2 | NOTE 4.000%10/0 | 1,361,000 | $1,272,000 | thousands by filing date | principal |
| FORESTAR GROUP, INC. | 346233109 | COMMON STOCK | 96,704 | $1,270,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 84,760 | $1,268,000 | thousands by filing date | put |
| BENEFITFOCUS INC | 08180D106 | COM | 40,632 | $1,268,000 | thousands by filing date | |
| CIENA CORP | 171779AK7 | DEBT 4.000%12/1 | 971,000 | $1,268,000 | thousands by filing date | principal |
| DUCOMMUN INC DEL | 264147109 | COM | 63,254 | $1,267,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 3,383 | $1,267,000 | thousands by filing date | |
| CALIFORNIA RES CORP COM | 13057Q107 | COM | 487,856 | $1,265,000 | thousands by filing date | |
| FIRST NBC BK HLDG CO COM | 32115D106 | COM | 36,075 | $1,263,000 | thousands by filing date | |
| BARCLAYS IPTH SRS B S&P SHRT TRM ETN | 06742E711 | IPATH S&P500 VIX | 49,229 | $1,261,000 | thousands by filing date | call |
| TOWER INTL INC | 891826109 | COM | 52,527 | $1,247,000 | thousands by filing date | |
| INTRAWEST RESORTS HLDGS INC | 46090K109 | COM | 143,966 | $1,246,000 | thousands by filing date | |
| PRUDENTIAL SHT DURATION HG Y | 74442F107 | COM | 84,918 | $1,244,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 209,168 | $1,243,000 | thousands by filing date | |
| TESARO INC | 881569AA5 | NOTE 3.00010/0 | 895,000 | $1,242,000 | thousands by filing date | principal |
| METALLUS INC | 887399103 | COMMON STOCK | 122,855 | $1,241,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 51,965 | $1,238,000 | thousands by filing date | |
| ARROWHEAD RESEARCH CORP | 042797209 | COM | 214,493 | $1,233,000 | thousands by filing date | |
| SOUFUN HOLDINGS LTD | 836034108 | COMMON STOCK-FO | 187,016 | $1,233,000 | thousands by filing date | |
| ASCENT CAP GROUP INC | 043632AA6 | NOTE 4.000 7/1 | 1,709,000 | $1,230,000 | thousands by filing date | principal |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 100,884 | $1,228,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 184,606 | $1,223,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 39,779 | $1,222,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 45,506 | $1,220,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 89,342 | $1,220,000 | thousands by filing date | |
| FLEX PHARMA INC | 33938A105 | COM | 101,550 | $1,219,000 | thousands by filing date | |
| ISLE OF CAPRI CASINOS | 464592104 | COMMON STOCK | 69,945 | $1,218,000 | thousands by filing date | |
| Biglari Holdings | 08986r101 | COM | 3,334 | $1,218,000 | thousands by filing date | |
| BLACKROCK DEFINED OPPRTY CR | 09255Q105 | COM | 94,400 | $1,218,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 1,518,000 | $1,216,000 | thousands by filing date | principal |
| PFSWEB INC | 717098206 | COM | 85,540 | $1,215,000 | thousands by filing date | |
| SILVER BAY REALTY TRUST CORP | 82735Q102 | COMMON STOCK | 76,008 | $1,214,000 | thousands by filing date | |
| TSL 3.5 06/19 | 89628EAC8 | Bond30E/360P2 U | 1,379,000 | $1,213,000 | thousands by filing date | principal |
| FIBROGEN INC | 31572Q808 | COM | 55,330 | $1,211,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 818,642 | $1,210,000 | thousands by filing date | |
| HANWHA Q CELL CO LTD | 41135V301 | SPONSORED ADR NE | 96,367 | $1,210,000 | thousands by filing date | |
| XURA INC COM | 98420V107 | COM | 54,071 | $1,209,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266SAA4 | NOTE 2.250%12/1 | 1,359,000 | $1,209,000 | thousands by filing date | principal |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 40,756 | $1,205,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GROUP | 42330PAG2 | CORPORATE OBLIG | 1,475,000 | $1,205,000 | thousands by filing date | principal |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 342,802 | $1,205,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 125,277 | $1,204,000 | thousands by filing date | |
| SUFFOLK BANCORP | 864739107 | COM | 44,025 | $1,202,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 100,497 | $1,198,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 72,442 | $1,190,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541TAD3 | CORPORATE OBLIG | 1,154,000 | $1,189,000 | thousands by filing date | principal |
| NATIONAL WESTMINSTER BK PLC | 638539882 | SPON ADR C | 46,633 | $1,189,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 520,940 | $1,185,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 96,604 | $1,185,000 | thousands by filing date | |
| DTS INC | 23335C101 | COM | 44,195 | $1,178,000 | thousands by filing date | |
| DHT HOLDINGS INC | 23335SAB2 | DEBT 4.50010/0 | 1,034,000 | $1,178,000 | thousands by filing date | principal |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 60,047 | $1,175,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 65,259 | $1,172,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 24,532 | $1,172,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 71,235 | $1,170,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 12,982 | $1,169,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 81,820 | $1,168,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763AAB4 | NOTE 2.750%12/1 | 1,310,000 | $1,166,000 | thousands by filing date | principal |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 1,556,264 | $1,165,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 134,303 | $1,162,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 96,092 | $1,160,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 24,176 | $1,158,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 106,006 | $1,158,000 | thousands by filing date | |
| REALD INC | 75604L105 | COMMON STOCK | 120,477 | $1,156,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 60,349 | $1,154,000 | thousands by filing date | |
| 1347 CAP CORP | 68245V103 | COM | 118,334 | $1,153,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 19,554 | $1,152,000 | thousands by filing date | call |
| NMI HLDGS INC | 629209305 | COM | 151,533 | $1,150,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 87,890 | $1,149,000 | thousands by filing date | |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 64,963 | $1,148,000 | thousands by filing date | |
| HEWLETT PACKARD CO | 428236103 | COM | 44,438 | $1,138,000 | thousands by filing date | put |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 168,037 | $1,137,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 92,304 | $1,136,000 | thousands by filing date | |
| ACCURAY INC | 004397AB1 | CNV | 1,136,000 | $1,133,000 | thousands by filing date | principal |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 29,878 | $1,132,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 82,485 | $1,132,000 | thousands by filing date | |
| LIFELOCK INC COM | 53224V100 | COM | 129,356 | $1,132,000 | thousands by filing date | |
| DREAMWORKS ANIMATION SKG INC | 26153C103 | CL A | 64,864 | $1,131,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 118,964 | $1,130,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 99,535 | $1,129,000 | thousands by filing date | |
| ARCTIC CAT INC | 039670104 | COMMON STOCK | 50,892 | $1,128,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 71,206 | $1,125,000 | thousands by filing date | |
| ARVINMERITOR INC | 043353AH4 | CORPORATE OBLIG | 1,139,000 | $1,125,000 | thousands by filing date | principal |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 24,826 | $1,125,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 97,686 | $1,124,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 55,986 | $1,120,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 13,434 | $1,119,000 | thousands by filing date | call |
| AMERICAN PUB ED INC | 02913V103 | COM | 47,803 | $1,119,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 111,487 | $1,118,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 25,226 | $1,115,000 | thousands by filing date | put |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 687,117 | $1,111,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 22,634 | $1,111,000 | thousands by filing date | |
| TESCO CORP | 88157K101 | COMMON STOCK-FO | 155,743 | $1,110,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 90,413 | $1,109,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 156,689 | $1,106,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 640,556 | $1,100,000 | thousands by filing date | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 96,274 | $1,100,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 75,030 | $1,091,000 | thousands by filing date | |
| JUNO THERAPEUTICS INC | 48205A109 | COM | 26,833 | $1,090,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 52,607 | $1,089,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 44,007 | $1,088,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 143,352 | $1,087,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 37,653 | $1,085,000 | thousands by filing date | |
| AMERICAN SCIENCE + ENGINEERI | 029429107 | COM | 30,539 | $1,085,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097804 | SPON | 42,664 | $1,084,000 | thousands by filing date | |
| BIOAMBER INC | 09072Q106 | COM | 202,351 | $1,082,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 147,116 | $1,081,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 17,164 | $1,080,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 110,985 | $1,078,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 80,462 | $1,077,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 1,440 | $1,075,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 22,102 | $1,072,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 55,009 | $1,072,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 75,800 | $1,068,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219117 | *W EXP 07/08/202 | 571,600 | $1,068,000 | thousands by filing date | call |
| REVLON INC | 761525609 | OPT | 36,179 | $1,065,000 | thousands by filing date | |
| MULTI FINELINE ELECTRONIX IN | 62541B101 | COM | 63,794 | $1,064,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 164,218 | $1,063,000 | thousands by filing date | |
| OPHTHOTECH CORP | 683745103 | COM | 26,277 | $1,063,000 | thousands by filing date | |
| ACCESS NATIONAL CORP | 004337101 | COMMON STOCK | 52,284 | $1,062,000 | thousands by filing date | |
| PARK STERLING CORP | 70086Y105 | COM | 156,243 | $1,061,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAD5 | NOTE 5.125% 6/0 | 1,052,000 | $1,061,000 | thousands by filing date | principal |
| INTELSAT S A | L5140P101 | COM | 165,021 | $1,059,000 | thousands by filing date | |
| BOJANGLES INC | 097488100 | COM | 62,572 | $1,056,000 | thousands by filing date | |
| Boulevard Acquisition Corp II | 10157Q201 | CL A | 106,000 | $1,056,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 75,102 | $1,053,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 355,833 | $1,052,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 51,071 | $1,051,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 254,071 | $1,046,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 29,946 | $1,044,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 65,782 | $1,043,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 27,120 | $1,041,000 | thousands by filing date | |
| TERRENO RLTY CORP | 88146M101 | COM | 52,976 | $1,040,000 | thousands by filing date | |
| COLLIERS INTL GROUP INC SUB VTG SHS | 194693107 | Stock | 25,586 | $1,038,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 840 | $1,038,000 | thousands by filing date | call |
| QLT INC | 746927102 | COMMON STOCK | 389,483 | $1,035,000 | thousands by filing date | |
| BOOT BARN HLDGS INC | 099406100 | COM | 56,136 | $1,033,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 49,639 | $1,031,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 90,780 | $1,028,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 104,739 | $1,027,000 | thousands by filing date | |
| DATALINK CORP | 237934104 | COMMON STOCK | 172,132 | $1,027,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 138,795 | $1,024,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 13,722 | $1,023,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 140,646 | $1,022,000 | thousands by filing date | |
| FOX CHASE BANCORP INC | 35137T108 | COM | 58,956 | $1,021,000 | thousands by filing date | |
| GLOBAL NET LEASE INC | 379378102 | COM | 110,724 | $1,018,000 | thousands by filing date | |
| CONE MIDSTREAM PARTNERS LP | 206812109 | COM UNIT REPST | 102,598 | $1,018,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 40,323 | $1,016,000 | thousands by filing date | put |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 333,560 | $1,016,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 58,883 | $1,014,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 60,640 | $1,014,000 | thousands by filing date | |
| SAGENT PHARMACEUTICALS INC | 786692103 | COM | 66,267 | $1,014,000 | thousands by filing date | |
| ENLINK MIDSTREAM PARTNERS LP | 29336U107 | COM UNIT REP LTD | 64,325 | $1,013,000 | thousands by filing date | |
| PARK ELECTROCHEMICAL CORP | 700416209 | COM | 57,612 | $1,012,000 | thousands by filing date | |
| FIFTH STR FIN CORP | 31679BAC4 | NOTE 5.375% 4/0 | 1,000,000 | $1,012,000 | thousands by filing date | principal |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 48,643 | $1,009,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 97,687 | $1,008,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 69,831 | $1,007,000 | thousands by filing date | |
| CAMBRIDGE CAP ACQUISITION CO | 13215Q106 | COM | 101,267 | $1,007,000 | thousands by filing date | |
| SHOE STA GROUP INC | 824889109 | COM | 42,358 | $1,006,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 56,269 | $1,006,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 51,077 | $1,005,000 | thousands by filing date | |
| TRC COS INC | 872625108 | COM | 85,136 | $1,005,000 | thousands by filing date | |
| SILGAN HLDGS INC | 827048109 | COM | 19,344 | $1,004,000 | thousands by filing date | |
| AVIVA PLC | 05382A104 | ADR | 73,224 | $1,004,000 | thousands by filing date | |
| ELLIS PERRY INTL INC | 288853104 | COM | 45,770 | $1,003,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 60,999 | $1,001,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 68,194 | $1,000,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 75,786 | $998,000 | thousands by filing date | |
| JARDEN CORP | 471109AM0 | NOTE 1.125% 3/1 | 870,000 | $995,000 | thousands by filing date | put |
| MERRIMACK PHARMACEUTICALS IN | 590328AA8 | NOTE 4.500% 7/1 | 632,000 | $993,000 | thousands by filing date | principal |
| JPMorgan Chase & Co | 46625H100 | COM | 16,296 | $992,000 | thousands by filing date | call |
| COTT CORP QUE | 22163N106 | COM | 91,665 | $992,000 | thousands by filing date | |
| BANKFINANCIAL CORP | 06643P104 | COM | 79,866 | $991,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 23,092 | $990,000 | thousands by filing date | |
| ELECTRUM SPL ACQUISITION COR | G3105C120 | UNIT 99/99/9999 | 100,000 | $988,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 159,156 | $986,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 38,431 | $986,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 69,043 | $985,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 11,838 | $983,000 | thousands by filing date | call |
| RESOURCE CAP CORP | 76120WAB0 | NOTE 8.000% 1/1 | 1,049,000 | $983,000 | thousands by filing date | principal |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 181,265 | $979,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 77,297 | $977,000 | thousands by filing date | |
| XUEDA ED GROUP | 98418W109 | SPONSORED ADR | 189,488 | $977,000 | thousands by filing date | |
| MVC CAPITAL INC | 553829102 | COM | 118,780 | $974,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917TAB0 | NOTE 3.750%12/1 | 1,054,000 | $973,000 | thousands by filing date | call |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 57,312 | $972,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 41,278 | $970,000 | thousands by filing date | |
| XO GROUP INC | 983772104 | COM | 68,666 | $969,000 | thousands by filing date | |
| GUARANTY BANCORP | 40075T607 | COM | 58,924 | $969,000 | thousands by filing date | |
| ONCOMED PHARMACEUTICALS INC COM | 68234X102 | Stock | 58,475 | $969,000 | thousands by filing date | |
| CEMENTOS PACASMAYO SAA - ADR | 15126Q109 | SPON | 162,397 | $968,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 150,338 | $965,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 108,589 | $965,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 74,577 | $964,000 | thousands by filing date | |
| HALYARD HEALTH INC | 40650V100 | COM | 34,084 | $964,000 | thousands by filing date | |
| TRINSEO S A | L9340P101 | SHS | 38,107 | $961,000 | thousands by filing date | |
| TERRA NITROGEN CO L P | 881005201 | COM UNIT | 8,900 | $960,000 | thousands by filing date | |
| BLACKSTONE MTG TR INC | 09257WAA8 | NOTE 5.250pcnt12/0 | 916,000 | $960,000 | thousands by filing date | principal |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 72,987 | $958,000 | thousands by filing date | |
| POINTS INTL LTD | 730843208 | COM NEW | 88,000 | $955,000 | thousands by filing date | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 16,254 | $954,000 | thousands by filing date | |
| CABLE ONE INC | 12685J105 | COM | 2,276 | $953,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 50,171 | $951,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 19,975 | $948,000 | thousands by filing date | |
| SEVENTY SEVEN ENERGY INC | 818097107 | COM | 688,881 | $948,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 19,524 | $945,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AH8 | NOTE 2.625%12/1 | 846,000 | $945,000 | thousands by filing date | principal |
| CEB INC | 125134106 | COM | 13,835 | $944,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 62,954 | $942,000 | thousands by filing date | call |
| CAPE BANCORP INC | 139209100 | COM | 75,839 | $941,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 113,122 | $938,000 | thousands by filing date | |
| GORES HLDGS INC | 382866200 | UNIT 99/99/9999 | 93,037 | $938,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097879 | SPON | 36,943 | $936,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 30,948 | $935,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 27,407 | $931,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000948046-15-000093 | this filing | 2015-11-17 | acceptance time not in the bulk data set |