13F-HR filed by DEUTSCHE BANK AG\
DEUTSCHE BANK AG\ filed this 13F-HR for the quarter ended 2015-09-30, filed 2015-11-17, with 5,284 holding rows worth $129,359,675,000.
- Accession
- 0000948046-15-000093
- Filer
- CIK 948046
- Filed
- 2015-11-17
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2015
A holdings report, 19,332 entries on the cover page, a total value of $129,359,675,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $129,359,675,000 with VALUE read as thousands by filing date, 13F file number 028-10103. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerDeutsche Bank Trust Co Americas028-13777
- included managerBT ALEX BROWN INC /028-05033
- included managerDWS Investment GmbH028-10152
- included managerDeutsche Asset Management Investmentgesellshaft028-10155
- included managerDEUTSCHE INVESTMENT MANAGEMENT AMERICAS INC028-10249
- included managerRREEF AMERICA LLC028-04760
- included managerDeutsche Bank (Suisse) SA028-11509
- included managerDEUTSCHE BANK NATIONAL TRUST CO028-11997
- included managerDeutsche Bank Trust CO Delaware028-11998
- included managerDeutsche Bank Trust Company, National Association028-12000
- included managerOppenheim Asset Management Services S.a.r.l028-13923
- included managerAbbey Life Assurance Co Ltd.028-13916
- included managerDeutsche Asset Management (UK) Ltd028-13988
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ASTORIA FINANCIAL CORP | 046265104 | COMMON STOCK | 236,580 | $3,808,000 | thousands by filing date | |
| EQT GP HLDGS LP | 26885J103 | COM UNIT REP | 167,500 | $3,808,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 91,438 | $3,804,000 | thousands by filing date | |
| CENTERSTATE BK CORP | 15201P109 | COM | 258,510 | $3,798,000 | thousands by filing date | |
| UTI WORLDWIDE INC | G87210103 | ORD | 824,847 | $3,785,000 | thousands by filing date | |
| PREMIER INC | 74051N102 | CL A | 110,008 | $3,779,000 | thousands by filing date | |
| MEMORIAL RESOURCE DEVELOPMENT | 58605Q109 | COM | 214,805 | $3,775,000 | thousands by filing date | |
| HORIZON PHARMA PLC | G4617B105 | SHS | 190,385 | $3,771,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 251,359 | $3,769,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 404,988 | $3,759,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 454,066 | $3,754,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 88,697 | $3,734,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 514,513 | $3,733,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 66,232 | $3,730,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 268,747 | $3,728,000 | thousands by filing date | |
| SPX FLOW INC COM | 78469X107 | Stock | 108,312 | $3,726,000 | thousands by filing date | |
| CALGON CARBON CORP | 129603106 | COM | 239,165 | $3,725,000 | thousands by filing date | |
| COMMUNICATIONS SALES&LEAS IN | 20341J104 | COM | 207,776 | $3,717,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 124,180 | $3,713,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 135,768 | $3,701,000 | thousands by filing date | |
| ALLIANCE FIBER OPTIC PRODUCT | 018680306 | COM | 215,749 | $3,686,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 185,238 | $3,677,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 51,475 | $3,675,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770VAF9 | NOTE 2.500% 1/3 | 3,650,000 | $3,672,000 | thousands by filing date | principal |
| OCWEN FINL CORP | 675746309 | COM NEW | 547,047 | $3,669,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 210,388 | $3,656,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 153,115 | $3,649,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 194,150 | $3,642,000 | thousands by filing date | |
| SYNERON MEDICAL LTD | M87245102 | ORD | 509,024 | $3,639,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 181,128 | $3,628,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 99,379 | $3,616,000 | thousands by filing date | |
| FIFTH STR SR FLOATNG RATE CORP COM | 31679F101 | CEF | 414,238 | $3,615,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 80,876 | $3,608,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAF8 | NOTE 1.500%10/1 | 2,685,000 | $3,607,000 | thousands by filing date | principal |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 347,623 | $3,606,000 | thousands by filing date | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 93,195 | $3,605,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 56,492 | $3,600,000 | thousands by filing date | |
| FTD COS INC | 30281V108 | COM | 120,768 | $3,597,000 | thousands by filing date | |
| Cynosure, Inc. | 232577205 | COM | 119,631 | $3,591,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 246,729 | $3,587,000 | thousands by filing date | |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 141,899 | $3,586,000 | thousands by filing date | |
| SIMPSON MFG INC | 829073105 | COM | 107,108 | $3,585,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 154,509 | $3,582,000 | thousands by filing date | |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 124,658 | $3,580,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 363,880 | $3,578,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M880 | LBT VENT COM A | 88,311 | $3,560,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075FAA4 | NOTE 2.625%12/0 | 5,000,000 | $3,556,000 | thousands by filing date | principal |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 207,831 | $3,551,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 94,547 | $3,548,000 | thousands by filing date | |
| 38259p508 | COM | 5,550 | $3,542,000 | thousands by filing date | call | |
| IXIA | 45071R109 | COM | 244,300 | $3,538,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 83,811 | $3,533,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 173,081 | $3,533,000 | thousands by filing date | |
| PEP BOYS-MANNY MOE & JACK | 713278109 | COMMON STOCK | 289,799 | $3,531,000 | thousands by filing date | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 185,790 | $3,530,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 517,753 | $3,524,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 129,638 | $3,523,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 184,762 | $3,523,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 218,937 | $3,523,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 260,346 | $3,522,000 | thousands by filing date | |
| ZAFGEN INC | 98885E103 | COM | 110,269 | $3,521,000 | thousands by filing date | |
| OPUS BK IRVINE CALIF | 684000102 | COM | 92,034 | $3,517,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLD | 457985AK5 | NOTE | 2,966,000 | $3,516,000 | thousands by filing date | principal |
| REGAL ENTMT GROUP | 758766109 | CL A | 187,917 | $3,510,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 274,906 | $3,507,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 595,496 | $3,506,000 | thousands by filing date | |
| REPUBLIC AWYS HLDGS INC | 760276105 | COM | 605,561 | $3,498,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 155,445 | $3,487,000 | thousands by filing date | |
| QUIDEL CORP | 74838JAA9 | NOTE 3.250%12/1 | 3,742,000 | $3,463,000 | thousands by filing date | principal |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 82,401 | $3,461,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 700,899 | $3,459,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 3,658,000 | $3,458,000 | thousands by filing date | principal |
| BASIC ENERGY SERVICES INC | 06985P100 | COMMON STOCK | 1,045,536 | $3,448,000 | thousands by filing date | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 70,043 | $3,446,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 89,726 | $3,444,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 85,756 | $3,438,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 153,785 | $3,427,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 278,353 | $3,419,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 172,712 | $3,419,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS GROU | 45857P509 | SPON ADR NEW2014 | 98,727 | $3,418,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 89,390 | $3,417,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 71,455 | $3,416,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 170,846 | $3,410,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 119,914 | $3,410,000 | thousands by filing date | |
| PDLI 4 2/1/18 | 69329YAF1 | Bond 30/360P2 U | 3,868,000 | $3,408,000 | thousands by filing date | principal |
| UNIVERSAL AMERN CORP NEW | 91338E101 | COM | 497,963 | $3,403,000 | thousands by filing date | |
| TRAVELPORT WORLDWIDE LTD | G9019D104 | SHS | 256,768 | $3,392,000 | thousands by filing date | |
| ACETO CORP | 004446100 | COM | 123,580 | $3,391,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 193,486 | $3,391,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 128,714 | $3,390,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 106,258 | $3,389,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 80,743 | $3,380,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 25,328 | $3,376,000 | thousands by filing date | |
| FINISH LINE/THE CL A | 317923100 | COM | 174,834 | $3,372,000 | thousands by filing date | |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 92,820 | $3,361,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T104 | COM | 94,925 | $3,357,000 | thousands by filing date | |
| JARDEN CORP | 471109AL2 | NOTE 1.500 6/1 | 2,500,000 | $3,354,000 | thousands by filing date | principal |
| DIODES INC COM | 254543101 | Stock | 156,847 | $3,350,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 203,052 | $3,344,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 394,738 | $3,333,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240MBC1 | FRNT 4/1 | 2,980,000 | $3,326,000 | thousands by filing date | principal |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 244,246 | $3,322,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 51,133 | $3,315,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 146,620 | $3,311,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 241,634 | $3,310,000 | thousands by filing date | |
| REALPAGE INC | 75606N109 | COM | 199,073 | $3,308,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 136,434 | $3,304,000 | thousands by filing date | |
| WGL HLDGS INC | 92924F106 | COM | 57,224 | $3,298,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 534,269 | $3,295,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 358,782 | $3,293,000 | thousands by filing date | |
| ENDURANCE SPECIALTY HLDGS LT | G30397106 | SHS | 53,958 | $3,292,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 476,273 | $3,285,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 200,942 | $3,284,000 | thousands by filing date | |
| SEQUENOM INC COM NEW | 817337405 | COM | 1,874,004 | $3,278,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 121,518 | $3,272,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 93,848 | $3,264,000 | thousands by filing date | |
| PNC FINANCIAL SERVICES GROUP | 693475121 | CMN | 133,811 | $3,262,000 | thousands by filing date | call |
| BROADSOFT INC | 11133BAB8 | NOTE 1.500% 7/0 | 3,186,000 | $3,260,000 | thousands by filing date | principal |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 584,322 | $3,259,000 | thousands by filing date | |
| INTRALINKS HLDGS INC | 46118H104 | COM | 393,306 | $3,258,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R108 | COM | 157,521 | $3,254,000 | thousands by filing date | |
| CASH AMER INTL INC | 14754D100 | COM | 116,234 | $3,250,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 138,381 | $3,234,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 92,326 | $3,233,000 | thousands by filing date | |
| RUCKUS WIRELESS INC | 781220108 | COM | 272,165 | $3,232,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 213,973 | $3,230,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385PAA6 | NOTE 2.750% 2/0 | 4,414,000 | $3,226,000 | thousands by filing date | principal |
| GLOBUS MED INC CL A | 379577208 | Stock | 155,954 | $3,219,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 124,370 | $3,213,000 | thousands by filing date | |
| J2 GLOBAL INC | 48123VAC6 | NOTE 3.250% 6/1 | 2,705,000 | $3,208,000 | thousands by filing date | principal |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 69,567 | $3,205,000 | thousands by filing date | |
| PRIMERO MNG CORP | 74164W106 | COM | 1,375,871 | $3,205,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 167,919 | $3,202,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 179,749 | $3,199,000 | thousands by filing date | |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 69,796 | $3,198,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 382,816 | $3,195,000 | thousands by filing date | |
| FINANCIAL ENGINES INC | 317485100 | COM | 108,400 | $3,193,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 67,000 | $3,189,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 291,090 | $3,189,000 | thousands by filing date | |
| MERIT MED SYS INC COM | 589889104 | Stock | 133,465 | $3,188,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 35,766 | $3,184,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 52,924 | $3,179,000 | thousands by filing date | |
| DOMINION ENERGY MIDSTRM PRTN | 257454108 | COM UT REP LTD | 118,095 | $3,170,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 156,831 | $3,161,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 65,938 | $3,159,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 128,940 | $3,157,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AX1 | NOTE 3.125% 5/0 | 1,900,000 | $3,151,000 | thousands by filing date | principal |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 42,527 | $3,147,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 40,708 | $3,136,000 | thousands by filing date | |
| TERRAFORM POWER INC | 88104R100 | Common Stock | 220,545 | $3,134,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 41,516 | $3,127,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 169,743 | $3,127,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 81,313 | $3,125,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 804,716 | $3,120,000 | thousands by filing date | |
| EXTERRAN HLDGS INC | 30225X103 | COM | 173,228 | $3,116,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 86,945 | $3,114,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 230,189 | $3,113,000 | thousands by filing date | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 124,344 | $3,111,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 51,937 | $3,105,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 110,983 | $3,104,000 | thousands by filing date | |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 934,195 | $3,080,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 54,838 | $3,079,000 | thousands by filing date | |
| BOB EVANS FARMS | 096761101 | COM | 71,017 | $3,076,000 | thousands by filing date | |
| CARDINAL FINANCIAL CORP | 14149F109 | COMMON STOCK | 133,530 | $3,071,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F390 | ADR 2 PREF 2 | 120,466 | $3,071,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 73,221 | $3,065,000 | thousands by filing date | |
| NAVIGATORS GROUP INC | 638904102 | COM | 39,318 | $3,064,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 71,290 | $3,056,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 64,946 | $3,056,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 189,895 | $3,054,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 125,648 | $3,050,000 | thousands by filing date | |
| INFINITY PROPERTY & CASUALTY | 45665Q103 | COMMON STOCK | 37,877 | $3,048,000 | thousands by filing date | |
| VTTI ENERGY PARTNERS LP COM UNIT RP LT | Y9384M101 | Stock | 155,489 | $3,042,000 | thousands by filing date | |
| CLIFTON BANCORP INC | 186873105 | COM | 219,031 | $3,038,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 214,729 | $3,033,000 | thousands by filing date | |
| HYDRA INDS ACQUISITION CORP | 448740209 | UNIT 10/20/2021 | 295,421 | $3,028,000 | thousands by filing date | |
| TALEN ENERGY CORP | 87422J105 | COM | 299,367 | $3,022,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 49,138 | $3,021,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 148,100 | $3,018,000 | thousands by filing date | |
| ANALOGIC CORP | 032657207 | COM | 36,589 | $3,001,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 108,985 | $3,000,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 134,652 | $2,998,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 51,064 | $2,996,000 | thousands by filing date | |
| ONEBEACON INSURANCE GROUP LT | G67742109 | COMMON STOCK | 212,667 | $2,984,000 | thousands by filing date | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 71,438 | $2,982,000 | thousands by filing date | |
| PACE HLDGS CORP | G6865N129 | UNIT 99/99/9999 | 292,405 | $2,982,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 248,929 | $2,979,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 246,988 | $2,971,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 50,960 | $2,965,000 | thousands by filing date | |
| ONEMAIN HOLDINGS | 85172J101 | COM | 67,858 | $2,964,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 122,404 | $2,940,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 20,575 | $2,939,000 | thousands by filing date | |
| POZEN INC | 73941U102 | COMMON STOCK | 503,278 | $2,935,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 89,939 | $2,930,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 227,358 | $2,929,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 590,492 | $2,927,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 333,397 | $2,922,000 | thousands by filing date | |
| BBCN BANCORP INC | 073295107 | COM | 194,432 | $2,919,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 249,994 | $2,916,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 190,324 | $2,914,000 | thousands by filing date | |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 342,236 | $2,914,000 | thousands by filing date | |
| FINISAR CORP | 31787AAM3 | NOTE 0.500%12/1 | 3,282,000 | $2,914,000 | thousands by filing date | principal |
| Taser Intl Inc | 87651B104 | COM | 132,296 | $2,912,000 | thousands by filing date | |
| TRINET GROUP INC COM | 896288107 | Stock | 173,309 | $2,909,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 62,489 | $2,905,000 | thousands by filing date | |
| NAVIGANT CONSULTING INC | 63935N107 | COM | 182,611 | $2,903,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC | 00971TAG6 | DBCV 2/1 | 2,771,000 | $2,902,000 | thousands by filing date | principal |
| TARENA INTL INC | 876108101 | SPONSORED ADS | 306,045 | $2,901,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 26,891 | $2,900,000 | thousands by filing date | |
| QUANTUM CORP | 747906204 | COM DSSG | 4,153,400 | $2,894,000 | thousands by filing date | |
| NRG YIELD INC | 62942X306 | COM | 258,646 | $2,881,000 | thousands by filing date | |
| AMERISAFE INC | 03071H100 | COM | 57,955 | $2,879,000 | thousands by filing date | |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 106,651 | $2,879,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554AH5 | NOTE 2.875% 3/1 | 3,423,000 | $2,879,000 | thousands by filing date | principal |
| EHEALTH INC | 28238P109 | COM | 224,812 | $2,878,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 139,981 | $2,875,000 | thousands by filing date | |
| INFRAREIT INC | 45685L100 | COM | 121,297 | $2,871,000 | thousands by filing date | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 53,060 | $2,870,000 | thousands by filing date | |
| DCT INDUSTRIAL TRUST INC | 233153204 | COM NEW | 85,317 | $2,870,000 | thousands by filing date | |
| Seadrill Partners, LLC | Y7545W109 | LTD | 304,758 | $2,864,000 | thousands by filing date | |
| PRESS GANEY HOL | 74113L102 | Common Stock | 96,823 | $2,864,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 164,783 | $2,860,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 45,015 | $2,857,000 | thousands by filing date | |
| BROOKDALE SENIOR LIVING | 112463AA2 | NOTE | 2,687,000 | $2,855,000 | thousands by filing date | principal |
| RAMBUS INC DEL COM | 750917106 | Stock | 241,975 | $2,854,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 69,470 | $2,850,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 80,398 | $2,847,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 351,088 | $2,846,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 889,311 | $2,845,000 | thousands by filing date | |
| VALERO ENERGY PARTNERS LP | 91914J102 | COM UNT REP LP | 64,451 | $2,845,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 461,878 | $2,839,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 225,445 | $2,834,000 | thousands by filing date | |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 226,482 | $2,833,000 | thousands by filing date | |
| EVERTEC INC | 30040P103 | COM | 156,775 | $2,831,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222AD6 | NOTE 3.250%10/0 | 2,520,000 | $2,830,000 | thousands by filing date | principal |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 150,769 | $2,827,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892507 | CV 8% CUM PFD-D | 110,866 | $2,824,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 66,543 | $2,821,000 | thousands by filing date | call |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 39,599 | $2,809,000 | thousands by filing date | |
| VERITEX HLDGS INC | 923451108 | COM | 179,937 | $2,809,000 | thousands by filing date | |
| THRESHOLD PHARMACEUTICAL INC | 885807206 | COM NEW | 690,627 | $2,809,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 154,308 | $2,808,000 | thousands by filing date | |
| FIRST POTOMAC RLTY TR | 33610F109 | COM | 254,381 | $2,796,000 | thousands by filing date | |
| FIRST CASH FINL SVCS INC | 31942D107 | COM | 69,777 | $2,795,000 | thousands by filing date | |
| GARNERO GROUP ACQUISITION CO | G5866L108 | SHS | 283,562 | $2,795,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 10,334,669 | $2,789,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 263,343 | $2,788,000 | thousands by filing date | |
| QIHOO 360 TECHNOLOGY CO LTD | 74734MAE9 | NOTE 0.500% 8/1 | 3,190,000 | $2,784,000 | thousands by filing date | principal |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 507,162 | $2,782,000 | thousands by filing date | |
| AFFYMETRIX INC | 00826TAH1 | NOTE 4.000% 7/0 | 1,795,000 | $2,779,000 | thousands by filing date | principal |
| ERIE INDTY CO CL A | 29530P102 | Stock | 33,520 | $2,778,000 | thousands by filing date | |
| JDS UNIPHASE CORP | 46612JAF8 | DBCV 0.625% 8/1 | 2,978,000 | $2,778,000 | thousands by filing date | principal |
| OMNIVISION TECHNOLOGIES INC | 682128103 | COM | 105,701 | $2,774,000 | thousands by filing date | |
| SYNTEL INC | 87162H103 | COM | 61,160 | $2,769,000 | thousands by filing date | |
| UTI WORLDWIDE INC (UTIW) 68.97 | 90349LAB0 | CONV | 3,750,000 | $2,765,000 | thousands by filing date | principal |
| ANCHOR BANCORP WIS INC DEL | 03283P106 | COM | 64,916 | $2,764,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 134,160 | $2,763,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 112,369 | $2,760,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 79,785 | $2,759,000 | thousands by filing date | |
| HUBSPOTINC | 443573100 | STOK | 59,442 | $2,755,000 | thousands by filing date | |
| CHEMICAL FINANCIAL CORP | 163731102 | COM | 85,197 | $2,754,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 481,488 | $2,752,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 856,187 | $2,747,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 187,154 | $2,731,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 103,173 | $2,730,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 53,745 | $2,730,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 76,048 | $2,728,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 182,010 | $2,728,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 89,675 | $2,725,000 | thousands by filing date | |
| RAPTOR PHARMACEUTICAL CORP | 75382F106 | COM | 449,677 | $2,719,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 167,061 | $2,712,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 105,555 | $2,710,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 588,773 | $2,706,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 52,916 | $2,705,000 | thousands by filing date | |
| HSN INC | 404303109 | COM | 47,169 | $2,698,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 131,450 | $2,694,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 39,704 | $2,690,000 | thousands by filing date | |
| PAPA MURPHYS HLDGS INC | 698814100 | COM | 183,324 | $2,689,000 | thousands by filing date | |
| IMPERVA INC | 45321L100 | COM | 41,039 | $2,685,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 393,070 | $2,680,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 255,813 | $2,679,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 345,459 | $2,672,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 145,054 | $2,668,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 78,961 | $2,666,000 | thousands by filing date | |
| MERITOR INC | 59001KAC4 | NOTE 7.875% 3/0 | 1,965,000 | $2,665,000 | thousands by filing date | principal |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 1,044,946 | $2,663,000 | thousands by filing date | |
| CHEMTURA CORP | 163893209 | COM NEW | 93,074 | $2,662,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 57,764 | $2,655,000 | thousands by filing date | |
| CARETRUST REIT INC COM | 14174T107 | REIT | 233,577 | $2,649,000 | thousands by filing date | |
| SUN HYDRAULICS CORP | 866942105 | COM | 96,220 | $2,642,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 48,790 | $2,629,000 | thousands by filing date | |
| AMRI 2.25 11/18 | 012423AB5 | Bond 30/360P2 U | 2,125,000 | $2,624,000 | thousands by filing date | principal |
| CUBIC CORP | 229669106 | COM | 62,578 | $2,623,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 81,717 | $2,623,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 510,423 | $2,617,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 336,640 | $2,616,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 80,929 | $2,616,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 205,772 | $2,614,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 134,860 | $2,612,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240MAY4 | CORPORATE OBLIG | 1,735,000 | $2,610,000 | thousands by filing date | principal |
| AMERIS BANCORP | 03076K108 | COM | 90,636 | $2,605,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 154,208 | $2,605,000 | thousands by filing date | |
| SHORETEL INC | 825211105 | COM | 348,024 | $2,598,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 26,664 | $2,597,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 211,635 | $2,594,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 176,797 | $2,593,000 | thousands by filing date | |
| CORPBANCA | 21987A209 | SPONSORED ADR | 194,190 | $2,586,000 | thousands by filing date | |
| COMPANHIA BRASILEIRA DE DIST | 20440T201 | SPN ADR PFD CL A | 205,636 | $2,578,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 83,163 | $2,573,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 573,655 | $2,572,000 | thousands by filing date | |
| CIENA CORP | 171779AE1 | NOTE | 2,604,000 | $2,568,000 | thousands by filing date | principal |
| STARWOOD WAYPOINT RESIDENTL | 85571WAB5 | NOTE 3.000% 7/0 | 2,708,000 | $2,568,000 | thousands by filing date | principal |
| KADANT INC | 48282T104 | COM | 65,823 | $2,565,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 423,091 | $2,563,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 64,132 | $2,562,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 41,812 | $2,556,000 | thousands by filing date | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 140,321 | $2,555,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 102,595 | $2,553,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 114,730 | $2,553,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 210,381 | $2,543,000 | thousands by filing date | |
| BAZAARVOICE INC | 073271108 | COM | 564,358 | $2,543,000 | thousands by filing date | |
| AMERICAS CAR-MART INC | 03062T105 | COM | 76,656 | $2,535,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 51,046 | $2,531,000 | thousands by filing date | call |
| ELEVANCE HEALTH INC | 036752202 | PREFERRED STOCK | 52,379 | $2,531,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 4,197,456 | $2,530,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 70,436 | $2,528,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 87,050 | $2,520,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 103,355 | $2,520,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 142,368 | $2,509,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 95,299 | $2,502,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 78,900 | $2,501,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 200,000 | $2,500,000 | thousands by filing date | |
| MGIC INVESTMENT CORP | 552848AD5 | CONV BND | 2,362,000 | $2,500,000 | thousands by filing date | principal |
| HARMONIC INC | 413160102 | COM | 431,253 | $2,499,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 126,362 | $2,492,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 450,331 | $2,491,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 60,474 | $2,489,000 | thousands by filing date | |
| WESTERN REFNG LOGISTICS LP | 95931Q205 | COM UNIT REP LTP | 119,193 | $2,487,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462102 | COM | 39,720 | $2,483,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 9,133 | $2,482,000 | thousands by filing date | call |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 305,343 | $2,481,000 | thousands by filing date | |
| STARWOOD WAYPOINT RESIDENTL | 85571W109 | COM SHS | 104,129 | $2,480,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305RAD1 | NOTE 1.750%12/1 | 2,829,000 | $2,476,000 | thousands by filing date | principal |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 289,772 | $2,475,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 138,333 | $2,471,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 174,127 | $2,467,000 | thousands by filing date | |
| VIMPELCOM LTD | 92719A106 | SPONSORED ADR | 599,205 | $2,465,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 48,710 | $2,459,000 | thousands by filing date | |
| APOLLO GROUP INC | 037604105 | CL A | 222,501 | $2,459,000 | thousands by filing date | |
| ALBANY MOLECULAR RESH | 012423109 | COMMON STOCK | 141,032 | $2,455,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 144,125 | $2,442,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 88,648 | $2,440,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 83,888 | $2,429,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 73,390 | $2,428,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F200 | PFD CV A $1.95 | 97,830 | $2,428,000 | thousands by filing date | |
| BBVA BANCO FRANCES S A | 07329M100 | CMN | 156,692 | $2,428,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 62,265 | $2,425,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 118,000 | $2,424,000 | thousands by filing date | |
| AMERISOURCEBERGEN COR | 000307108 | COMMON | 108,751 | $2,418,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 120,582 | $2,415,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC | 079481107 | COM | 166,070 | $2,412,000 | thousands by filing date | |
| TAL INTERNATIONAL GROUP | 874083108 | COMMON STOCK | 176,329 | $2,409,000 | thousands by filing date | |
| NEVSUN RES LTD | 64156L101 | COM | 830,145 | $2,406,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 90,076 | $2,405,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 97,689 | $2,403,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 302,255 | $2,399,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 138,697 | $2,396,000 | thousands by filing date | |
| CARRIAGE SVCS INC | 143905AM9 | NOTE 2.750% 3/1 | 2,160,000 | $2,395,000 | thousands by filing date | principal |
| SUNRUN INC | 86771W105 | COM | 229,825 | $2,382,000 | thousands by filing date | |
| ATLANTIC TELE NETWORK INC | 049079205 | COM NEW | 32,201 | $2,379,000 | thousands by filing date | |
| TOLL BROS FIN CORP | 88947EAM2 | NOTE 0.500% 9/1 | 2,316,000 | $2,379,000 | thousands by filing date | principal |
| EXTREME NETWORKS INC | 30226D106 | COM | 708,262 | $2,377,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 91,157 | $2,374,000 | thousands by filing date | |
| RUBY TUESDAY INC | 781182100 | COMMON STOCK | 382,603 | $2,374,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 155,929 | $2,372,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 406,347 | $2,371,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 170,500 | $2,370,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 118,108 | $2,365,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 233,882 | $2,362,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 146,063 | $2,362,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 220,112 | $2,362,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 36,504 | $2,360,000 | thousands by filing date | |
| WORKDAY INC | 98138HAC5 | NOTE 0.750% 7/1 | 2,189,000 | $2,358,000 | thousands by filing date | principal |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 126,934 | $2,355,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 201,016 | $2,352,000 | thousands by filing date | |
| MARKETO INC | 57063L107 | COM | 82,692 | $2,349,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 239,991 | $2,338,000 | thousands by filing date | |
| SHUTTERFLY INC | 82568P304 | COM | 65,229 | $2,330,000 | thousands by filing date | |
| MAGICJACK VOCALTEC LTD | M6787E101 | SHS | 261,214 | $2,326,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 88,609 | $2,321,000 | thousands by filing date | |
| FEDERATED NATIONAL HOLDING C | 31422T101 | COM | 96,593 | $2,318,000 | thousands by filing date | |
| INC RESH HLDGS INC | 45329R109 | CL A | 57,983 | $2,317,000 | thousands by filing date | |
| BOTTOMLINE TECH DEL INC | 101388AA4 | NOTE 1.500%12/0 | 2,179,000 | $2,308,000 | thousands by filing date | principal |
| Matrix Service Company | 576853105 | COM | 102,682 | $2,306,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 445,432 | $2,306,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 2,138 | $2,302,000 | thousands by filing date | |
| TIDEWATER INC | 886423102 | COM | 174,122 | $2,287,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 117,633 | $2,286,000 | thousands by filing date | |
| AAR CORP 2.25% CB 03/01/2016-REGISTERED | 000361AM7 | Bond | 2,379,000 | $2,280,000 | thousands by filing date | principal |
| COWEN INC | 223622AB7 | NOTE 3.000 3/1 | 2,176,000 | $2,279,000 | thousands by filing date | principal |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 100,284 | $2,273,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 69,455 | $2,273,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 91,277 | $2,263,000 | thousands by filing date | |
| WEST CORP | 952355204 | COM | 100,948 | $2,259,000 | thousands by filing date | |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 190,022 | $2,259,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 52,808 | $2,249,000 | thousands by filing date | |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 74,920 | $2,245,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 45,574 | $2,244,000 | thousands by filing date | |
| MULTI-COLOR | 625383104 | COM | 29,347 | $2,243,000 | thousands by filing date | |
| EARTHLINK HLDGS CORP | 27033X101 | COM | 288,301 | $2,241,000 | thousands by filing date | |
| COLONY FINL INC | 19624RAA4 | NOTE 5.000% 4/1 | 2,270,000 | $2,238,000 | thousands by filing date | principal |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 109,296 | $2,237,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 84,223 | $2,231,000 | thousands by filing date | |
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 60,868 | $2,223,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 192,741 | $2,222,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 115,107 | $2,221,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 739,904 | $2,218,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 52,175 | $2,212,000 | thousands by filing date | put |
| PFPT1.25 12/18 | 743424AB9 | Bond 30/360P2 U | 1,351,000 | $2,207,000 | thousands by filing date | principal |
| SQUARE 1 FINL INC | 85223W101 | CL A | 85,950 | $2,205,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 65,594 | $2,196,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 119,734 | $2,195,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 142,140 | $2,195,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H139 | W EXP 11/14/2018 | 69,232 | $2,194,000 | thousands by filing date | call |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 126,531 | $2,187,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 54,428 | $2,183,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 210,776 | $2,179,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 92,350 | $2,178,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 62,452 | $2,176,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 153,432 | $2,173,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 200,590 | $2,171,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 102,649 | $2,171,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 146,850 | $2,168,000 | thousands by filing date | |
| SUNCOKE ENERGY PARTNERS LP | 86722Y101 | COMMON STOCK | 195,941 | $2,165,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 79,761 | $2,161,000 | thousands by filing date | |
| ALLIANCE HOLDINGS GP LP | 01861G100 | COM UNITS LP | 69,703 | $2,157,000 | thousands by filing date | |
| LIONSGATE STUDIOS CORP F | 316394105 | COM | 101,678 | $2,148,000 | thousands by filing date | |
| ONEIDA FINL CORP MD | 682479100 | COM | 105,108 | $2,144,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC | 21925YAB9 | NOTE 1.500% 7/0 | 2,142,000 | $2,143,000 | thousands by filing date | principal |
| TVIA 5 10/1/19 | 83415TAC5 | Bond 30/360P2 U | 3,745,000 | $2,141,000 | thousands by filing date | principal |
| Gilead Sciences,Inc. | 375558103 | COM | 21,766 | $2,135,000 | thousands by filing date | put |
| ELECTRONIC ARTS INC | 285512AA7 | NOTE 0.750% 7/1 | 1,005,000 | $2,133,000 | thousands by filing date | principal |
| GENERAL COMMUNICATION INC | 369385109 | CL A | 123,649 | $2,132,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 191,645 | $2,127,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 113,549 | $2,126,000 | thousands by filing date | |
| Check Point Software Technologies Ltd | 162825103 | COM | 293,436 | $2,125,000 | thousands by filing date | |
| AIRMEDIA GROUP INC | 009411109 | ADR | 395,724 | $2,125,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 150,133 | $2,123,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 80,366 | $2,121,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 78,430 | $2,117,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 20,510 | $2,116,000 | thousands by filing date | call |
| Empire District Electric Co/Th | 291641108 | COM | 96,095 | $2,115,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 79,856 | $2,112,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 5,355 | $2,105,000 | thousands by filing date | |
| ERA GROUP INC | 26885G109 | COM | 140,553 | $2,103,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 141,874 | $2,095,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 29,845 | $2,089,000 | thousands by filing date | |
| RELYPSA INC | 759531106 | Common Stock | 112,912 | $2,088,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 132,064 | $2,085,000 | thousands by filing date | |
| SINA CORP | 82922RAD5 | NOTE 1.000%12/0 | 2,200,000 | $2,081,000 | thousands by filing date | principal |
| HEALTHEQUITY INC COM | 42226A107 | Stock | 70,354 | $2,078,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 35,783 | $2,076,000 | thousands by filing date | |
| CALAMOS ASSET MANAGEMENT A | 12811R104 | COM | 218,708 | $2,071,000 | thousands by filing date | |
| SMART & FINAL STORES INC | 83190B101 | COM | 131,893 | $2,071,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 123,365 | $2,068,000 | thousands by filing date | |
| STANLEY BLACK & DECKER CON | 854502309 | UNIT 99/99/9999 | 15,467 | $2,067,000 | thousands by filing date | |
| K12 INC | 48273U102 | COM | 166,269 | $2,066,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 272,866 | $2,061,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 120,135 | $2,060,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 109,743 | $2,059,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 64,746 | $2,056,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS | 67020YAF7 | CORPORATE OBLIG | 2,020,000 | $2,056,000 | thousands by filing date | principal |
| VECTREN CORP | 92240G101 | COM | 48,992 | $2,054,000 | thousands by filing date | |
| NTT DOCOMO INC | 62942M201 | SPONS ADR | 121,273 | $2,046,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 182,094 | $2,044,000 | thousands by filing date | |
| VIRTU FINL INC | 928254101 | CL A | 89,200 | $2,043,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 68,654 | $2,042,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 259,203 | $2,039,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 151,063 | $2,038,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 109,029 | $2,034,000 | thousands by filing date | |
| RPX CORP | 74972G103 | COM | 148,228 | $2,032,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 134,389 | $2,030,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 242,068 | $2,029,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 129,867 | $2,028,000 | thousands by filing date | |
| HARTE-HANKS INC | 416196103 | COM | 574,533 | $2,025,000 | thousands by filing date | |
| INTERACTIVE INTELLIGENCE GROUP | 45841V109 | COMMON STOCK | 68,185 | $2,024,000 | thousands by filing date | |
| STONEGATE BANK | 861811107 | COM | 63,598 | $2,022,000 | thousands by filing date | |
| HUDSON PAC PPTYS INC | 444097109 | COM | 70,159 | $2,018,000 | thousands by filing date | |
| Niska Gas Storage Partners L | 654678101 | Unit Ltd Liabi | 648,773 | $2,017,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 80,906 | $2,016,000 | thousands by filing date | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 64,026 | $2,012,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 503,554 | $2,012,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 81,356 | $2,007,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 63,846 | $2,005,000 | thousands by filing date | |
| FOREST CITY ENTERPRISES INC | 345550AR8 | NOTE 3.625% 8/1 | 1,930,000 | $1,996,000 | thousands by filing date | principal |
| DT ASIA INVTS LTD | G2615J104 | SHS | 200,000 | $1,990,000 | thousands by filing date | |
| WILSHIRE BANCORP INC | 97186T108 | COM | 189,359 | $1,988,000 | thousands by filing date | |
| ANW 4 11/1/18 | Y0020QAA9 | Bond 30/360P2 U | 2,390,000 | $1,983,000 | thousands by filing date | principal |
| CONVERGYS CORP | 212485AE6 | SDCV | 950,000 | $1,981,000 | thousands by filing date | principal |
| GRIFFON CORP | 398433102 | COM | 125,517 | $1,976,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000948046-15-000093 | this filing | 2015-11-17 | acceptance time not in the bulk data set |