13F-HR filed by DEUTSCHE BANK AG\
DEUTSCHE BANK AG\ filed this 13F-HR for the quarter ended 2014-06-30, filed 2014-08-15, with 6,077 holding rows worth $147,197,640,000.
- Accession
- 0000948046-14-000108
- Filer
- CIK 948046
- Filed
- 2014-08-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2014
A holdings report, 18,256 entries on the cover page, a total value of $147,197,640,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $147,197,640,000 with VALUE read as thousands by filing date, 13F file number 028-10103. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerDeutsche Bank Trust Co Americas028-13777
- included managerBT ALEX BROWN INC /028-05033
- included managerDWS Investment GmbH028-10152
- included managerDeutsche Asset Management Investmentgesellshaft028-10155
- included managerDEUTSCHE INVESTMENT MANAGEMENT AMERICAS INC028-10249
- included managerRREEF AMERICA LLC028-04760
- included managerDeutsche Bank (Suisse) SA028-11509
- included managerDEUTSCHE BANK NATIONAL TRUST CO028-11997
- included managerDeutsche Bank Trust CO Delaware028-11998
- included managerDeutsche Bank Trust Company, National Association028-12000
- included managerOppenheim Asset Management Services S.a.r.l028-13923
- included managerAbbey Life Assurance Co Ltd.028-13916
- included managerDeutsche Asset Management (UK) Ltd028-13988
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 19,784 | $245,000 | thousands by filing date | |
| CENTRAIS ELETRICAS BRASILEIR | 15234Q108 | SPON ADR PFD B | 51,500 | $245,000 | thousands by filing date | |
| RANDGOLD RES LTD | 752344309 | ADR | 2,902 | $245,000 | thousands by filing date | call |
| GULFMARK OFFSHORE INC | 402629208 | COMMON STOCK | 5,425 | $245,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 2,400 | $244,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 19,316 | $244,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 6,545 | $244,000 | thousands by filing date | |
| Taiwan Fund Inc/The/Md | 874036106 | COM | 11,928 | $244,000 | thousands by filing date | |
| GENERAL COMMUNICATION INC | 369385109 | CL A | 22,126 | $244,000 | thousands by filing date | |
| NEW SOURCE ENERGY PARTNERS L | 64881E109 | CMN | 10,200 | $244,000 | thousands by filing date | |
| LORILLARD INC | 544147101 | COM | 4,000 | $243,000 | thousands by filing date | call |
| PROMOTORA DE INFORMACIONES-A | 74343G204 | CMN | 129,623 | $243,000 | thousands by filing date | |
| LA QUINTA HLDGS INC | 50420D108 | COM | 12,717 | $243,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 2,817 | $242,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 46,311 | $242,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 5,613 | $241,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082108 | CL A | 36,849 | $241,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 10,183 | $241,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 1,500 | $240,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097713 | PREFERRED STOCK | 9,535 | $240,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 11,481 | $239,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 4,065 | $238,000 | thousands by filing date | |
| ARGOS THERAPEUTICS INC | 040221103 | COM | 29,692 | $238,000 | thousands by filing date | |
| INTERNATIONAL MULTI-ASSET DIVERSIFIED INCOME INDEX FUND | 33738R209 | ETF | 10,925 | $238,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 1,420 | $237,000 | thousands by filing date | put |
| ALBERTSONS CO SHS CL A CLASS CLASS A | 039380100 | COM | 65,362 | $237,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 131,005 | $237,000 | thousands by filing date | |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 8,624 | $237,000 | thousands by filing date | |
| ONEMAIN HOLDINGS | 85172J101 | COM | 9,202 | $237,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 16,806 | $236,000 | thousands by filing date | |
| Invesco Global Listed Private Equity ETF | 73935X195 | ETF | 19,200 | $236,000 | thousands by filing date | |
| CALIFORNIA FIRST NATL BANCOR | 130222102 | COM | 16,178 | $236,000 | thousands by filing date | |
| ZIPREALTY INC | 98974V107 | COM | 77,900 | $236,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013VAB4 | NOTE 7.000%12/1 | 231,000 | $236,000 | thousands by filing date | principal |
| HAWKINS INC | 420261109 | COM | 6,346 | $235,000 | thousands by filing date | |
| POWERSHARES | 73936Q793 | EXCHANGE TRADED | 9,000 | $235,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 10,761 | $235,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 19,644 | $235,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 5,413 | $234,000 | thousands by filing date | put |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 20,049 | $234,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 4,140 | $234,000 | thousands by filing date | |
| ELIZABETH ARDEN INC | 28660G106 | COM | 11,010 | $234,000 | thousands by filing date | |
| ACTIVE POWER INC | 00504W308 | COM NEW | 85,100 | $234,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 14,300 | $233,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 5,500 | $232,000 | thousands by filing date | put |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 12,359 | $232,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 13,628 | $232,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L845 | QLT DIV DEF IDX | 6,834 | $232,000 | thousands by filing date | |
| CIBER INC | 17163B102 | COM | 47,066 | $232,000 | thousands by filing date | |
| FURMANITE CORPORATION | 361086101 | COM | 20,065 | $232,000 | thousands by filing date | |
| MARKET VECTORS ETF TR MTG | 57060U324 | ETF | 9,127 | $232,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 4,828 | $231,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 2,000 | $231,000 | thousands by filing date | |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 18,793 | $231,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 7,202 | $231,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 26,109 | $231,000 | thousands by filing date | |
| DIAMOND RESORTS INTL INC | 25272T104 | COM | 9,964 | $231,000 | thousands by filing date | |
| RENTECH INC COM | 760112102 | COM | 88,832 | $230,000 | thousands by filing date | |
| GORDMANS STORES INC | 38269P100 | COM | 53,244 | $228,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 71,045 | $227,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 8,500 | $225,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 11,150 | $225,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 4,273 | $224,000 | thousands by filing date | call |
| MONSANTO CO NEW | 61166W101 | COM | 1,800 | $224,000 | thousands by filing date | call |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 38,632 | $223,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 2,011 | $223,000 | thousands by filing date | call |
| NOBLE CORP PLC | G65431101 | SHS USD | 6,650 | $223,000 | thousands by filing date | call |
| RADIAN GROUP INC COM | 750236101 | Stock | 15,022 | $222,000 | thousands by filing date | call |
| SHOE STA GROUP INC | 824889109 | COM | 10,848 | $222,000 | thousands by filing date | |
| COMPRESSCO PARTNERS L P | 20467A101 | COM UNIT | 8,100 | $222,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 2,726 | $221,000 | thousands by filing date | call |
| BARCLAYS BANK PLC | 06739H511 | ADS7.75%PFD S4 | 8,580 | $221,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 14,955 | $220,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 8,282 | $219,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 12,000 | $218,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 1,866 | $217,000 | thousands by filing date | call |
| TRIPADVISOR INC | 896945201 | COM | 2,000 | $217,000 | thousands by filing date | call |
| ARTIVION INC | 228903100 | COM | 24,395 | $217,000 | thousands by filing date | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 9,391 | $217,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 37,978 | $217,000 | thousands by filing date | |
| WARREN RESOURCES INC | 93564A100 | COM | 35,067 | $217,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 903 | $216,000 | thousands by filing date | call |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 9,900 | $216,000 | thousands by filing date | |
| AQUINOX PHARMACEUTICALS INC | 03842B101 | COM | 22,964 | $216,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 4,723 | $215,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 1,338 | $215,000 | thousands by filing date | put |
| TRAVELZOO | 89421Q205 | CMN | 11,121 | $215,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 2,500 | $214,000 | thousands by filing date | put |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 9,150 | $214,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 14,399 | $214,000 | thousands by filing date | call |
| iShares Msci Singapore | 464286673 | MSCI SINGAPORE | 15,801 | $213,000 | thousands by filing date | |
| COMPUCREDIT HLDGS CORP | 20478NAD2 | NOTE 5.875%11/3 | 520,000 | $213,000 | thousands by filing date | principal |
| MARTEN TRANSPORT LTD | 573075108 | COM | 9,557 | $212,000 | thousands by filing date | |
| INTRAWEST RESORTS HLDGS INC | 46090K109 | COM | 18,634 | $212,000 | thousands by filing date | |
| NANOVIRICIDES INC | 630087203 | COM NEW | 50,197 | $212,000 | thousands by filing date | |
| FIDELITY & GTY LIFE COM | 315785105 | Stock | 8,865 | $212,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 12,295 | $211,000 | thousands by filing date | put |
| PULASKI FINANCIAL CORP | 745548107 | COM | 18,700 | $211,000 | thousands by filing date | |
| BELLATRIX EXPLORATION LTD | 078314101 | COM | 24,300 | $211,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B654 | PWRSH S&P500HI | 6,710 | $211,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 13,750 | $210,000 | thousands by filing date | put |
| RADNET INC | 750491102 | COM | 31,866 | $210,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 5,256 | $210,000 | thousands by filing date | put |
| NUVEEN EQUITY PREM ADV FD | 6706ET107 | COM | 15,810 | $210,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 25,243 | $209,000 | thousands by filing date | |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 10,843 | $209,000 | thousands by filing date | |
| CONSTELLATION ENERGY PRTNR L | 21038E101 | COM UNIT LLC B | 78,600 | $209,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 17,225 | $208,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 8,221 | $208,000 | thousands by filing date | |
| CURRENCYSHARES SWEDISH KRONA | 23129R108 | SWEDISH KRONA | 1,400 | $208,000 | thousands by filing date | |
| ISHARES TR | 464288455 | EPRA/NAR NA IN | 3,900 | $207,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 2,565 | $206,000 | thousands by filing date | put |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 7,829 | $206,000 | thousands by filing date | |
| FIRST TR ISE REVERE NAT GAS | 33734J102 | COM | 8,800 | $206,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 1,949 | $205,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 3,015 | $205,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 16,954 | $205,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 2,500 | $205,000 | thousands by filing date | put |
| GOOGLE INC | 38259P706 | CL C | 358 | $205,000 | thousands by filing date | call |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 7,500 | $205,000 | thousands by filing date | |
| WOORI FIN HLDGS CO LTD | 981063209 | ADR NEW | 5,862 | $205,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 73,013 | $204,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 2,000 | $204,000 | thousands by filing date | put |
| REVLON INC | 761525609 | OPT | 6,697 | $203,000 | thousands by filing date | |
| PHI INC-NON VOTING | 69336T205 | COM | 4,568 | $203,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 2,815 | $202,000 | thousands by filing date | call |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 32,642 | $202,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 24,793 | $202,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 14,285 | $200,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 2,000 | $199,000 | thousands by filing date | put |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 4,046 | $199,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 38,991 | $199,000 | thousands by filing date | |
| BPZ RESOURCES INC | 055639108 | COMMON STOCK | 65,023 | $199,000 | thousands by filing date | |
| VICAL INC | 925602104 | COM | 163,505 | $199,000 | thousands by filing date | |
| CORONADO BIOSCIENCES INC | 21976U109 | COM | 116,216 | $199,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 18,631 | $198,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 23,253 | $198,000 | thousands by filing date | put |
| NUTRI SYS INC NEW | 67069D108 | COM | 11,634 | $198,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 3,359 | $197,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 20,123 | $197,000 | thousands by filing date | |
| BIND THERAPEUTICS INC | 05548N107 | Cmn | 14,971 | $197,000 | thousands by filing date | |
| HENNESSY CAPITAL ACQUIS-CW19 | 425886116 | W | 439,837 | $197,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 19,595 | $196,000 | thousands by filing date | |
| IRSA INVERSIONES Y REP S A SPON GDS ECH 10 | 450047204 | ADR | 12,000 | $196,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 930 | $195,000 | thousands by filing date | put |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 10,537 | $195,000 | thousands by filing date | |
| EG DJ EMRG MKT CNSUMR TITA | 268461779 | EGS EMKTCONS ETF | 7,058 | $195,000 | thousands by filing date | |
| SPARTON CORP | 847235108 | COM | 7,057 | $195,000 | thousands by filing date | |
| CAVCO INDS INC DEL | 149568107 | COM | 2,297 | $194,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 1,696 | $194,000 | thousands by filing date | call |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 17,020 | $194,000 | thousands by filing date | put |
| GALMED PHARMACEUTICALS LTD | M47238106 | SHS | 20,000 | $194,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 3,486 | $193,000 | thousands by filing date | call |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 7,798 | $193,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 8,808 | $193,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA | 153443AH9 | NOTE 5.000%11/1 | 196,000 | $193,000 | thousands by filing date | principal |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 4,144 | $192,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 4,933 | $191,000 | thousands by filing date | |
| ACORN ENERGY INC | 004848107 | COMMON STOCK | 81,506 | $191,000 | thousands by filing date | |
| Swisher Hygiene Inc | 870808300 | Common Stock | 44,703 | $191,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 10,434 | $190,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 71,642 | $190,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 55,645 | $190,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PL | 780097770 | ADR PREF SER N | 7,874 | $189,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 7,229 | $188,000 | thousands by filing date | put |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 2,063 | $188,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 41,023 | $188,000 | thousands by filing date | |
| BON-TON STORES INC | 09776J101 | COM | 18,387 | $188,000 | thousands by filing date | |
| EDAP TMS S A | 268311107 | SPONSORED ADR | 37,700 | $187,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 7,859 | $187,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 3,650 | $187,000 | thousands by filing date | put |
| DYNAMIC MATLS CORP | 267888105 | COM | 8,559 | $187,000 | thousands by filing date | |
| LHC GROUP | 50187A107 | COM | 8,798 | $186,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 3,655 | $185,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 10,120 | $185,000 | thousands by filing date | call |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 10,924 | $185,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 7,517 | $185,000 | thousands by filing date | |
| Foundation Medicine Inc | 350465100 | COM | 6,884 | $185,000 | thousands by filing date | |
| QUINPARIO ACQUISITION CORP | 74874R116 | W | 136,652 | $185,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 14,750 | $184,000 | thousands by filing date | |
| IXYS CORP | 46600W106 | COMMON STOCK | 15,114 | $184,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTGB | 73936T623 | COM | 7,519 | $184,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 18,392 | $183,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 4,581 | $183,000 | thousands by filing date | put |
| CHART ACQUISITION CORP | 161151113 | *W EXP 12/19/201 | 403,498 | $183,000 | thousands by filing date | |
| CVENT INC | 23247G109 | COM | 6,329 | $183,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 1,925 | $182,000 | thousands by filing date | |
| MATTRESS FIRM HLDG CORP | 57722W106 | COM | 3,833 | $182,000 | thousands by filing date | |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 10,908 | $182,000 | thousands by filing date | |
| CSS INDS INC | 125906107 | COMMON STOCK | 6,959 | $182,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 2,980 | $181,000 | thousands by filing date | call |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 6,050 | $181,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 55,790 | $181,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 7,109 | $181,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328601 | COM NEW | 27,832 | $181,000 | thousands by filing date | |
| RYDEX S&P EQ WEIGHT TECHN ETF(RYT) | 78355W817 | ETF | 2,175 | $181,000 | thousands by filing date | |
| PACIFIC CONTINENTAL CORP | 69412V108 | COMMON STOCK | 13,166 | $180,000 | thousands by filing date | |
| HARBINGER GROUP INC | 41146A106 | COM | 14,294 | $180,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 11,916 | $179,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 11,939 | $179,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 13,613 | $179,000 | thousands by filing date | |
| CAMERON INTERNATIONAL CORP | 13342B105 | COM | 2,652 | $179,000 | thousands by filing date | call |
| GENESEE & WYO INC | 371559204 | UNIT 10/01/2015 | 1,330 | $179,000 | thousands by filing date | |
| Female Health Company | 314462102 | COM | 32,692 | $179,000 | thousands by filing date | |
| INTL SHIPHOLDING CORP | 460321201 | COM | 7,876 | $179,000 | thousands by filing date | |
| AMERICAN TOWER CORP NEW | 03027X308 | PFD CONV SER A | 1,690 | $179,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 1,977 | $178,000 | thousands by filing date | call |
| MULTI-COLOR | 625383104 | COM | 4,493 | $178,000 | thousands by filing date | |
| E2OPEN INC | 29788A104 | COM | 8,672 | $178,000 | thousands by filing date | |
| STEINER LEISURE LTD | P8744Y102 | ORD | 4,137 | $178,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W601 | GUG S&P MC400 PG | 1,427 | $178,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 5,797 | $177,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 6,561 | $177,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 11,100 | $177,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 300,000 | $177,000 | thousands by filing date | |
| BLUELINX HOLDINGS INC | 09624H109 | COM | 127,387 | $177,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 7,641 | $177,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 1,900 | $176,000 | thousands by filing date | call |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 7,269 | $176,000 | thousands by filing date | |
| APCO OIL & GAS INTERNATIONAL | g0471f109 | SHS | 12,268 | $176,000 | thousands by filing date | |
| BALDWIN + LYONS INC -CL B | 057755209 | CL B | 6,853 | $176,000 | thousands by filing date | |
| PRINCIPAL REAL ESTATE INCOME | 74255X104 | SHS BEN INT | 9,200 | $175,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 1,389 | $175,000 | thousands by filing date | call |
| GLOBAL X FDS | 37950E341 | GLB X GURU INDEX | 6,620 | $175,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 2,100 | $174,000 | thousands by filing date | call |
| Oracle Corporation | 68389X105 | COM | 4,310 | $174,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 2,433 | $174,000 | thousands by filing date | |
| LIONBRIDGE TECHNOLOGIES INC | 536252109 | COM | 29,578 | $174,000 | thousands by filing date | |
| ALIMERA SCIENCES INC | 016259103 | COM | 29,225 | $174,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 2,336 | $173,000 | thousands by filing date | call |
| ALLOT LTD | M0854Q105 | SHS | 13,261 | $173,000 | thousands by filing date | |
| EVERYDAY HEALTH INC COM | 300415106 | Stock | 9,437 | $173,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 1,618 | $171,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 6,500 | $171,000 | thousands by filing date | call |
| RE MAX HLDGS INC | 75524W108 | CL A | 5,800 | $171,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 7,135 | $171,000 | thousands by filing date | |
| AMERICAS CAR-MART INC | 03062T105 | COM | 4,335 | $171,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 10,056 | $170,000 | thousands by filing date | |
| IMMUNOCELLULAR THERAPEUTICS | 452536105 | COM | 152,854 | $170,000 | thousands by filing date | |
| BANK OF KENTUCKY FINL CORP | 062896105 | COM | 4,894 | $170,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 5,250 | $169,000 | thousands by filing date | put |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 5,080 | $169,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 21,340 | $169,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 6,590 | $168,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 11,298 | $168,000 | thousands by filing date | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 7,349 | $168,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119TAE4 | DEBT 5.000% 6/0 | 240,000 | $168,000 | thousands by filing date | principal |
| SIERRA BANCORP | 82620P102 | COM | 10,637 | $167,000 | thousands by filing date | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 6,555 | $167,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 39,210 | $167,000 | thousands by filing date | |
| CHINDEX INTERNATIONAL INC | 169467107 | COM | 7,123 | $167,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 17,739 | $166,000 | thousands by filing date | |
| NORDIC AMERN OFFSHORE LTD | Y6366T112 | SHS | 8,700 | $166,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 32,367 | $165,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 15,000 | $165,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 8,885 | $165,000 | thousands by filing date | |
| TRANS WORLD ENTERTAINMENT CP | 89336Q100 | COM | 43,795 | $165,000 | thousands by filing date | |
| PROSHARES TR | 74348A673 | ULT MSCIBZL CAPP | 2,700 | $165,000 | thousands by filing date | put |
| ASIA PAC FD INC | 044901106 | COM | 15,000 | $165,000 | thousands by filing date | |
| SOPHIRIS BIO INC F | 83578Q209 | FOREIGN CANADIAN | 73,861 | $165,000 | thousands by filing date | |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 5,654 | $164,000 | thousands by filing date | |
| ROYAL BANK SCOTLAND GRP PLC 6.6% PFD SER B | 780097739 | PFD | 6,687 | $164,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 5,000 | $163,000 | thousands by filing date | call |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 9,036 | $163,000 | thousands by filing date | |
| HUTCHINSON TECHNOLOGY INC | 448407AG1 | CNV | 170,000 | $163,000 | thousands by filing date | principal |
| ANGIODYNAMICS INC | 03475V101 | COM | 10,000 | $162,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 1,968 | $162,000 | thousands by filing date | call |
| Lifetime Brands Inc | 53222Q103 | COM | 10,367 | $162,000 | thousands by filing date | |
| GLOBAL X ARTIFICIAL INTELLIGENCE & TECHNOLOGY ETF | 018606301 | COM | 6,017 | $162,000 | thousands by filing date | |
| ACTAVIS PLC | G0083B108 | SHS | 730 | $162,000 | thousands by filing date | put |
| INCONTACT INC | 45336E109 | COM | 17,806 | $162,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 11,857 | $161,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 4,460 | $161,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 8,080 | $161,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 2,949 | $160,000 | thousands by filing date | put |
| XOOM CORP | 98419Q101 | COM | 6,086 | $160,000 | thousands by filing date | |
| ZHAOPIN LTD-SPONSORED ADR | 98954L103 | ADR | 10,475 | $160,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 3,194 | $159,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 10,233 | $159,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 51,720 | $159,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 6,451 | $159,000 | thousands by filing date | |
| MILLENNIAL MEDIA INC | 60040N105 | COM | 32,166 | $159,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 16,900 | $158,000 | thousands by filing date | |
| ACCURIDE CORP NEW | 00439T206 | COM NEW | 32,517 | $158,000 | thousands by filing date | |
| CHRISTOPHER + BANKS CORP | 171046105 | COM | 18,151 | $158,000 | thousands by filing date | |
| Powershares Etf Fd Tr II | 73937B506 | S&P SMCP C DIS | 3,300 | $158,000 | thousands by filing date | |
| AMREIT INC | 03216B208 | CL B | 8,684 | $158,000 | thousands by filing date | |
| NORTH ATLANTIC DRILLING LTD | G6613P202 | COM | 15,016 | $158,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 13,459 | $157,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 2,153 | $157,000 | thousands by filing date | |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 3,210 | $157,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 1,332 | $156,000 | thousands by filing date | call |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 1,226 | $156,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 11,386 | $156,000 | thousands by filing date | |
| SL INDS INC | 784413106 | COMMON STOCK | 5,300 | $156,000 | thousands by filing date | |
| OMEGA PROTEIN CORP | 68210P107 | COM | 11,490 | $156,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 18,229 | $155,000 | thousands by filing date | |
| PHILIPPINE LONG DISTANCE TEL | 718252604 | SPONSORED ADR | 2,319 | $155,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 49,613 | $155,000 | thousands by filing date | |
| Guggenheim ETF Trust 2 Timber | 18383Q879 | GUGG TIMBER ETF | 6,150 | $155,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 3,176 | $154,000 | thousands by filing date | call |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 17,010 | $154,000 | thousands by filing date | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 24,701 | $154,000 | thousands by filing date | |
| INTERMOLECULAR INC | 45882D109 | COM | 66,620 | $154,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 12,335 | $154,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 2,825 | $153,000 | thousands by filing date | |
| VSE CORP COM | 918284100 | Stock | 2,191 | $153,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 970 | $153,000 | thousands by filing date | put |
| COACH INC | 189754104 | COM | 4,477 | $153,000 | thousands by filing date | call |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 3,300 | $153,000 | thousands by filing date | |
| ECPG 3 11/27/17 | 292554AD4 | Bond 30/360P2 U | 100,000 | $153,000 | thousands by filing date | principal |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 13,900 | $152,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 2,476 | $152,000 | thousands by filing date | |
| SALIX PHARMACEUTICALS INC SR NT CONV DTD 6/3/2010 2.75% 5/15/2015 | 795435AC0 | CONVERTIBLE | 57,000 | $152,000 | thousands by filing date | principal |
| Chevron Corporation | 166764100 | COM | 1,159 | $151,000 | thousands by filing date | call |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 3,000 | $151,000 | thousands by filing date | call |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 10,722 | $151,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 16,000 | $151,000 | thousands by filing date | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 18,042 | $151,000 | thousands by filing date | |
| ZAZA ENERGY CORP | 98919T100 | COM | 172,755 | $151,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 4,994 | $151,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR GUGG INSDR | 18383M209 | SENT | 3,050 | $151,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 4,507 | $150,000 | thousands by filing date | put |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 6,296 | $150,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 1,600 | $150,000 | thousands by filing date | |
| PROFIRE ENERGY INC | 74316X101 | COM | 33,524 | $150,000 | thousands by filing date | |
| ROYAL BK SCOTLAND PLC | 78009L407 | GOLD TRENDP ETN | 5,606 | $150,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 7,045 | $149,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 5,685 | $148,000 | thousands by filing date | |
| WEST CORP | 952355204 | COM | 5,547 | $148,000 | thousands by filing date | |
| JOY GLOBAL INC | 481165108 | COM | 2,404 | $148,000 | thousands by filing date | call |
| INTERDIGITAL INC | 458660AB3 | NOTE 2.500% 3/1 | 135,000 | $148,000 | thousands by filing date | principal |
| JTH HLDG INC | 46637N103 | CL A | 4,463 | $148,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 11,500 | $148,000 | thousands by filing date | |
| L N B BANCORP INC | 502100100 | COM | 12,200 | $148,000 | thousands by filing date | |
| QTM 4.5 11/17 | 747906AJ4 | Bond 30/360P2 U | 150,000 | $148,000 | thousands by filing date | principal |
| CELLADON CORP | 15117E107 | Cmn | 9,274 | $148,000 | thousands by filing date | |
| CALLIDUS SOFTWARE INC | 13123E500 | COM | 12,330 | $147,000 | thousands by filing date | |
| INLAND REAL ESTATE CORP 5% CB 11/15/2029-REGISTERED | 457461AC5 | Bond | 132,000 | $147,000 | thousands by filing date | principal |
| ARQ INC | 00770C101 | COM | 6,404 | $146,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 13,841 | $146,000 | thousands by filing date | |
| BRAVO BRIO RESTAURANT GROUP | 10567B109 | COMMON STOCK | 9,413 | $146,000 | thousands by filing date | |
| Galena Biopharma Inc | 363256108 | COM | 47,979 | $146,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 2,513 | $145,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 4,353 | $145,000 | thousands by filing date | |
| ENZYMOTEC LTD | M4059L101 | SHS | 10,759 | $145,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 1,147 | $144,000 | thousands by filing date | put |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 10,000 | $144,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 1,800 | $144,000 | thousands by filing date | call |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 3,269 | $144,000 | thousands by filing date | call |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 2,885 | $144,000 | thousands by filing date | call |
| CORINTHIAN COLLEGES INC | 218868107 | COMMON STOCK | 488,794 | $144,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 3,681 | $144,000 | thousands by filing date | |
| XERIUM TECHNOLOGIES INC | 98416J118 | COM | 10,332 | $144,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 1,000 | $143,000 | thousands by filing date | call |
| TWIN DISC INC | 901476101 | COMMON STOCK | 4,356 | $143,000 | thousands by filing date | |
| PCM INC | 69323K100 | COM | 13,514 | $143,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 2,850 | $142,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 1,539 | $142,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 1,547 | $142,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 5,572 | $142,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 9,985 | $142,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 12,481 | $142,000 | thousands by filing date | |
| EASTMAN KODAK CO WT EXP 090318 | 277461133 | Stock | 15,109 | $142,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 1,709 | $141,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 6,000 | $141,000 | thousands by filing date | |
| POZEN INC | 73941U102 | COMMON STOCK | 16,986 | $141,000 | thousands by filing date | |
| QIHOO 360 TECHNOLOGY CO LTD | 74734M109 | COMMON STOCK-FO | 1,536 | $141,000 | thousands by filing date | call |
| E-COMMERCE CHINA DANGDANG IN | 26833A105 | SPN ADS COM A | 10,588 | $141,000 | thousands by filing date | |
| MARKET VECTORS BIOTECH ETF | 57060U183 | BIOT | 1,480 | $141,000 | thousands by filing date | |
| DIVERSIFIED RESTAURANT HOLDI | 25532M105 | COM | 29,708 | $141,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 1,345 | $140,000 | thousands by filing date | call |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 13,572 | $140,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097762 | PREFERRED STOCK | 5,910 | $140,000 | thousands by filing date | |
| CAPSTONE TURBINE CORP COM | 14067D102 | COM | 93,397 | $140,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 49,646 | $139,000 | thousands by filing date | |
| PHOTOMEDEX INC | 719358301 | COM | 11,458 | $139,000 | thousands by filing date | |
| SOLARFUN POWER HOLDINGS CO L | 83415UAB4 | NOTE 3.500% 1/1 | 146,000 | $139,000 | thousands by filing date | principal |
| CONTINENTAL BUILDING PRODUCTS | 211171103 | COMMON STOCK | 8,995 | $138,000 | thousands by filing date | |
| Telecom Italia S P A New Spons | 87927Y201 | ADR | 14,109 | $138,000 | thousands by filing date | |
| GLOBAL INDEMNITY PLC | G39319101 | SHS | 5,341 | $138,000 | thousands by filing date | |
| EASTMAN KODAK CO WT EXP 090318 | 277461141 | Stock | 15,109 | $138,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 2,355 | $137,000 | thousands by filing date | put |
| LEMAITRE VASCULAR INC | 525558201 | COM | 16,630 | $137,000 | thousands by filing date | |
| AUTHENTIDATE HLDG CORP | 052666203 | COM | 208,517 | $137,000 | thousands by filing date | |
| SILVER WHEATON CORP | 828336107 | COM | 5,216 | $137,000 | thousands by filing date | call |
| FIRST CONNECTICUT BANCORP | 319850103 | COM | 8,532 | $136,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 6,351 | $135,000 | thousands by filing date | put |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 5,553 | $134,000 | thousands by filing date | |
| PROSHARES TR | 74347R313 | PSHS ULSHT 7-10Y | 5,000 | $134,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 9,146 | $134,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723100 | COM | 10,785 | $134,000 | thousands by filing date | |
| SCIQUEST INC NEW | 80908T101 | COM | 7,652 | $134,000 | thousands by filing date | |
| TALMER BANCORP INC | 87482X101 | COM | 9,810 | $134,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 25,273 | $133,000 | thousands by filing date | |
| INTERACTIVE INTELLIGENCE GROUP | 45841V109 | COMMON STOCK | 2,383 | $133,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 11,442 | $133,000 | thousands by filing date | |
| ROYAL BK SCOTLAND PLC | 78009L308 | US LC TRENDP ETN | 3,466 | $133,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 4,501 | $132,000 | thousands by filing date | put |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 1,035 | $132,000 | thousands by filing date | |
| BROADCOM CORP | 111320107 | CL A | 3,588 | $132,000 | thousands by filing date | call |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 16,591 | $132,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 6,250 | $131,000 | thousands by filing date | |
| BEASLEY BROADCAST GRP INC -A | 074014101 | CL A | 20,857 | $131,000 | thousands by filing date | |
| NEPTUNE TECHNOLOGIES BIORESO | 64077P108 | COM | 47,500 | $131,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 939 | $130,000 | thousands by filing date | put |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 2,265 | $130,000 | thousands by filing date | call |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 15,430 | $130,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 5,000 | $130,000 | thousands by filing date | put |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 5,364 | $130,000 | thousands by filing date | call |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 5,297 | $130,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 2,454 | $129,000 | thousands by filing date | put |
| COCA COLA CONS INC | 191098102 | COM | 1,761 | $129,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 14,285 | $128,000 | thousands by filing date | |
| BLACKROCK DEBT STRAT FD INC | 09255R103 | COM | 31,373 | $128,000 | thousands by filing date | |
| LAYNE CHRISTENSEN CO | 521050104 | COM | 9,634 | $128,000 | thousands by filing date | |
| ZELTIQ AESTHETICS INC | 98933Q108 | COM | 8,435 | $127,000 | thousands by filing date | |
| SKILLED HEALTHCARE GROU-CL A | 83066R107 | CL A | 20,527 | $127,000 | thousands by filing date | |
| FRANKLIN FINANCIAL CORP/VA | 35353C102 | COM | 5,863 | $127,000 | thousands by filing date | |
| MONARCH FINANCIAL HOLDINGS | 60907Q100 | COM | 10,850 | $127,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 2,628 | $126,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 50,000 | $126,000 | thousands by filing date | |
| SILICON GRAPHICS INTL CORP COM | 82706L108 | COM | 13,180 | $126,000 | thousands by filing date | |
| CASTLE AM & CO | 148411101 | COMMON STOCK | 11,453 | $126,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 44,228 | $126,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 1,250 | $125,000 | thousands by filing date | call |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 15,786 | $125,000 | thousands by filing date | |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 4,739 | $125,000 | thousands by filing date | call |
| MILLER ENERGY RES INC | 600527105 | COM | 19,704 | $125,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 2,445 | $124,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 1,401 | $124,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 30,785 | $124,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 14,854 | $123,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 2,241 | $123,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 10,550 | $123,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 5,059 | $123,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 3,759 | $123,000 | thousands by filing date | |
| TETRALOGIC PHARMACEUTICALS COR | 88165U109 | COMMON | 20,903 | $123,000 | thousands by filing date | |
| FUEL SYS SOLUTIONS INC | 35952W103 | COM | 11,105 | $123,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 6,799 | $123,000 | thousands by filing date | |
| EMERALD OIL INC | 29101U209 | COM NEW | 16,297 | $123,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC | Y2187A119 | SHS | 40,000 | $123,000 | thousands by filing date | |
| CHINA NEPSTAR CHAIN DRUGSTORE | 16943C109 | ADR | 52,700 | $123,000 | thousands by filing date | |
| BEAR ST FINL INC | 073844102 | COM | 13,856 | $123,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 1,124 | $122,000 | thousands by filing date | call |
| Cisco Systems,Inc. | 17275R102 | COM | 4,925 | $122,000 | thousands by filing date | put |
| Vanguard Communication Services ETF | 92204A884 | SHS | 1,398 | $122,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 5,430 | $122,000 | thousands by filing date | put |
| TILLYS INC | 886885102 | CL A | 15,351 | $122,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 1,481 | $122,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 6,871 | $122,000 | thousands by filing date | |
| PROCERA NETWORKS INC | 74269U203 | COM | 12,201 | $122,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 3,760 | $121,000 | thousands by filing date | call |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 4,095 | $121,000 | thousands by filing date | |
| ASANKO GOLD INC | 04341Y105 | COM | 47,070 | $121,000 | thousands by filing date | |
| ISHARES TR | 46429B184 | UTILITIES SECT | 2,398 | $121,000 | thousands by filing date | |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 5,588 | $120,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 20,439 | $120,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 5,076 | $120,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 7,334 | $120,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 3,000 | $120,000 | thousands by filing date | put |
| SUNEDISON INC | 86732Y109 | COM | 5,325 | $120,000 | thousands by filing date | call |
| INTELSAT S A | L5140P119 | MAN CONV JR PFD | 2,369 | $120,000 | thousands by filing date | |
| BALTIC TRADING LTD | Y0553W103 | COM | 20,298 | $120,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 2,117 | $119,000 | thousands by filing date | call |
| WPP PLC NEW ADR | 92937A102 | ADR | 1,103 | $119,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 16,600 | $119,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 5,700 | $119,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 4,110 | $119,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 4,834 | $119,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 1,400 | $118,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 10,648 | $118,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 3,815 | $118,000 | thousands by filing date | call |
| HACKETT GROUP INC | 404609109 | COM | 19,806 | $117,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 800 | $117,000 | thousands by filing date | |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 1,503 | $117,000 | thousands by filing date | |
| BIOAMBER INC | 09072Q114 | *W EXP 05/09/201 | 47,374 | $117,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 7,600 | $116,000 | thousands by filing date | call |
| Cisco Systems,Inc. | 17275R102 | COM | 4,676 | $116,000 | thousands by filing date | call |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 16,655 | $116,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L308 | MSTAR EMKT FAC | 2,150 | $116,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 10,284 | $116,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 1,953 | $116,000 | thousands by filing date | call |
| HURCO CO | 447324104 | COM | 4,157 | $116,000 | thousands by filing date | |
| BLACK DIAMOND INC | 09202G101 | COMMON STOCK | 10,410 | $116,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC N | 42805T105 | COM | 4,166 | $116,000 | thousands by filing date | call |
| Tesla Motors, Inc | 88160R101 | COM | 481 | $115,000 | thousands by filing date | put |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 8,750 | $115,000 | thousands by filing date | put |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 2,659 | $115,000 | thousands by filing date | put |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 4,867 | $115,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 1,034 | $114,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 1,900 | $114,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 6,185 | $114,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 7,265 | $114,000 | thousands by filing date | |
| NUVEEN INS MUNICIPAL OPP FD | 670984103 | mf | 8,107 | $114,000 | thousands by filing date | |
| KANSAS CITY LIFE INS CO | 484836101 | COM | 2,531 | $114,000 | thousands by filing date | |
| PARSLEY ENERGY INC | 701877102 | CL A | 4,702 | $113,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 4,000 | $113,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 2,375 | $113,000 | thousands by filing date | |
| AEROFLEX HOLDING CORP | 007767106 | COMMON STOCK | 10,889 | $113,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000948046-14-000108 | this filing | 2014-08-15 | acceptance time not in the bulk data set |