13F-HR filed by DEUTSCHE BANK AG\
DEUTSCHE BANK AG\ filed this 13F-HR for the quarter ended 2014-06-30, filed 2014-08-15, with 6,077 holding rows worth $147,197,640,000.
- Accession
- 0000948046-14-000108
- Filer
- CIK 948046
- Filed
- 2014-08-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2014
A holdings report, 18,256 entries on the cover page, a total value of $147,197,640,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $147,197,640,000 with VALUE read as thousands by filing date, 13F file number 028-10103. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerDeutsche Bank Trust Co Americas028-13777
- included managerBT ALEX BROWN INC /028-05033
- included managerDWS Investment GmbH028-10152
- included managerDeutsche Asset Management Investmentgesellshaft028-10155
- included managerDEUTSCHE INVESTMENT MANAGEMENT AMERICAS INC028-10249
- included managerRREEF AMERICA LLC028-04760
- included managerDeutsche Bank (Suisse) SA028-11509
- included managerDEUTSCHE BANK NATIONAL TRUST CO028-11997
- included managerDeutsche Bank Trust CO Delaware028-11998
- included managerDeutsche Bank Trust Company, National Association028-12000
- included managerOppenheim Asset Management Services S.a.r.l028-13923
- included managerAbbey Life Assurance Co Ltd.028-13916
- included managerDeutsche Asset Management (UK) Ltd028-13988
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 34,395 | $475,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 36,382 | $475,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 32,206 | $475,000 | thousands by filing date | |
| EVERYWARE GLOBAL INC | 300439106 | COM | 365,080 | $474,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 5,968 | $473,000 | thousands by filing date | |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 7,069,343 | $473,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 4,975 | $471,000 | thousands by filing date | put |
| ENERNOC INC | 292764107 | COMMON STOCK | 24,888 | $470,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 25,576 | $470,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 100,463 | $469,000 | thousands by filing date | |
| API TECHNOLOGIES CORP | 00187E203 | COM NEW | 171,284 | $469,000 | thousands by filing date | |
| TCF FINANCIAL CORP-CW18 | 872275128 | WTS | 152,850 | $469,000 | thousands by filing date | |
| IKANG HEALTHCARE GROUP INC | 45174L108 | SPONSORED ADR | 27,139 | $469,000 | thousands by filing date | |
| CAMBRIDGE CAP ACQUISITION CO | 13215Q205 | UNIT 03/17/2014 | 46,488 | $469,000 | thousands by filing date | |
| BOTTOMLINE TECH DEL INC | 101388AA4 | NOTE 1.500%12/0 | 397,000 | $468,000 | thousands by filing date | principal |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 48,504 | $467,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN MEDI | 73935X823 | COM | 18,459 | $467,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP LOW | 73937B639 | EXCHANGE TRADED | 14,581 | $466,000 | thousands by filing date | |
| RITE AID CORP | 767754BU7 | CNV | 165,000 | $466,000 | thousands by filing date | principal |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 13,679 | $464,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F390 | ADR 2 PREF 2 | 18,299 | $464,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 115,415 | $464,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 8,262 | $463,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 6,145 | $463,000 | thousands by filing date | |
| VITESSE SEMICONDUCTOR CORP | 928497304 | COM NEW | 134,659 | $463,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 4,775 | $462,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 20,024 | $462,000 | thousands by filing date | |
| MAST THERAPEUTICS INC | 576314108 | COM | 735,600 | $461,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 5,304 | $460,000 | thousands by filing date | |
| BIOTA PHARMACEUTIALS INC | 090694100 | COM | 162,063 | $460,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 27,529 | $459,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 6,200 | $458,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 11,189 | $458,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 26,022 | $457,000 | thousands by filing date | |
| AVIAT NETWORKS INC | 05366Y102 | COMMON STOCK | 357,814 | $457,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 17,381 | $456,000 | thousands by filing date | call |
| MCGRATH RENTCORP | 580589109 | COM | 12,463 | $456,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 73,682 | $456,000 | thousands by filing date | |
| BANKFINANCIAL CORP | 06643P104 | COM | 41,018 | $456,000 | thousands by filing date | |
| SOUFUN HOLDINGS LTD | 836034108 | COMMON STOCK-FO | 46,535 | $454,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 32,661 | $453,000 | thousands by filing date | |
| BNC Bancorp | 05566T101 | Com | 26,648 | $453,000 | thousands by filing date | |
| MERIT MED SYS INC COM | 589889104 | Stock | 30,058 | $452,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 6,300 | $452,000 | thousands by filing date | put |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 66,814 | $452,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 20,836 | $452,000 | thousands by filing date | |
| KOHLBERG CAPITAL CORP | 500233AB7 | BOND | 392,000 | $452,000 | thousands by filing date | principal |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 10,693 | $451,000 | thousands by filing date | |
| PROSHARES TR II | 74347W395 | FUND | 5,500 | $451,000 | thousands by filing date | put |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 13,149 | $450,000 | thousands by filing date | |
| EXPAND ENERGY CORP | 165167BZ9 | CORPORATE OBLIG | 600,000 | $450,000 | thousands by filing date | principal |
| MERITOR INC | 59001KAC4 | NOTE 7.875% 3/0 | 280,000 | $450,000 | thousands by filing date | principal |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 288,397 | $449,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 36,205 | $449,000 | thousands by filing date | |
| DELTA NATURAL GAS CO INC | 247748106 | COM | 20,480 | $449,000 | thousands by filing date | |
| NEW YORK REIT INC | 64976L109 | COM | 40,628 | $448,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 12,658 | $447,000 | thousands by filing date | put |
| KRISPY KREME DOUGHNUTS INC | 501014104 | COM | 28,053 | $447,000 | thousands by filing date | |
| MICREL INC | 594793101 | COM | 39,605 | $445,000 | thousands by filing date | |
| FUELCELL ENERGY INC COM | 35952H106 | COM | 186,197 | $445,000 | thousands by filing date | |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 20,956 | $445,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 1,367 | $443,000 | thousands by filing date | call |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 36,067 | $443,000 | thousands by filing date | |
| INTRALINKS HLDGS INC | 46118H104 | COM | 50,058 | $443,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111108 | COM | 271,338 | $441,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 35,564 | $440,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 13,721 | $438,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 20,202 | $438,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 17,000 | $438,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 16,936 | $438,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 5,193 | $437,000 | thousands by filing date | call |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 29,843 | $437,000 | thousands by filing date | |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 15,516 | $437,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 30,621 | $436,000 | thousands by filing date | |
| TRINSEO S A | L9340P101 | SHS | 21,001 | $436,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 31,587 | $435,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 35,863 | $433,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 9,251 | $433,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 55,135 | $433,000 | thousands by filing date | |
| MIX TELEMATICS LTD | 60688N102 | SPONSORED ADR | 43,000 | $432,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 9,378 | $432,000 | thousands by filing date | |
| INVENTURE FOODS INC | 461212102 | COM | 38,371 | $432,000 | thousands by filing date | |
| SENOMYX INC | 81724Q107 | COM | 49,953 | $432,000 | thousands by filing date | |
| MERCHANTS BANCSHARES INC | 588448100 | COM | 13,551 | $432,000 | thousands by filing date | |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 11,031 | $430,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 18,344 | $429,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 5,234 | $427,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 13,308 | $427,000 | thousands by filing date | |
| 38259p508 | COM | 733 | $427,000 | thousands by filing date | put | |
| Rentech Nitrogen Partners, LP | 760113100 | LTD | 25,167 | $427,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 14,446 | $425,000 | thousands by filing date | |
| Market Vectors Etf | 57060U878 | HG YLD MUN ETF | 14,100 | $425,000 | thousands by filing date | |
| CHIPMOS TECH BERMUDA LTD | G2110R114 | SHS | 17,605 | $424,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 12,675 | $423,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872104 | COM | 263,627 | $423,000 | thousands by filing date | |
| ENERSYS 3.375 | 29275YAA0 | NOTE | 246,000 | $423,000 | thousands by filing date | principal |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 32,142 | $421,000 | thousands by filing date | |
| GIANT INTERACTIVE GROUP INC | 374511103 | ADR | 35,605 | $421,000 | thousands by filing date | |
| Cal Dive International | 12802TAB7 | CONV BOND | 495,000 | $421,000 | thousands by filing date | principal |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 12,777 | $419,000 | thousands by filing date | |
| KYTHERA BIOPHARMACEUTICALS I | 501570105 | COM | 10,958 | $419,000 | thousands by filing date | |
| HORSEHEAD HLDG CORP | 440694305 | COM | 22,992 | $419,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 8,696 | $418,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 39,273 | $418,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 27,700 | $418,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 8,477 | $417,000 | thousands by filing date | |
| CAN-FITE BIOPHARMA LTD | 13471N102 | SPONSORED ADR | 117,000 | $417,000 | thousands by filing date | |
| NORTH VALLEY BANCORP | 66304M204 | COM NEW | 19,120 | $416,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 1,997 | $414,000 | thousands by filing date | call |
| POWERSHARES DYNAMIC OTC | 73935X203 | COM | 5,982 | $414,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 3,168 | $413,000 | thousands by filing date | put |
| MARCHEX INC | 56624R108 | CMN | 34,421 | $412,000 | thousands by filing date | |
| CDI CORP | 125071100 | COM | 28,650 | $412,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 13,338 | $411,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 34,793 | $411,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAF8 | NOTE 1.500%10/1 | 391,000 | $411,000 | thousands by filing date | principal |
| ISHARES TR | 464288539 | MRTG PLS CAP IDX | 32,329 | $408,000 | thousands by filing date | |
| GRIFFIN LAND + NURSERIES | 398231100 | CL A | 13,829 | $407,000 | thousands by filing date | |
| HUDSON VALLEY HOLDING CORP | 444172100 | COM | 22,643 | $407,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 20,335 | $406,000 | thousands by filing date | |
| SEARS HOMETOWN & OUTLET STOR | 812362101 | COM | 18,973 | $406,000 | thousands by filing date | |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 4,546 | $405,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 35,496 | $405,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 3,800 | $405,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 13,177 | $405,000 | thousands by filing date | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 17,614 | $405,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 15,074 | $405,000 | thousands by filing date | |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 14,902 | $405,000 | thousands by filing date | |
| INNOVATIVE SOLUTIONS SUPP | 45769N105 | COMMON STOCK | 54,495 | $404,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 10,375 | $404,000 | thousands by filing date | |
| PROSHARES TR | 74347R404 | PSHS ULT MCAP400 | 5,610 | $403,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 22,910 | $402,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 7,152 | $401,000 | thousands by filing date | |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 15,016 | $401,000 | thousands by filing date | |
| AMERICAN RESIDENTIAL PROPERTIES INC | 02927E303 | COM | 21,449 | $401,000 | thousands by filing date | |
| RPM INTL INC | 749685AT0 | NOTE 2.250%12/1 | 323,000 | $401,000 | thousands by filing date | principal |
| 1ST SOURCE CORP COM | 336901103 | Stock | 13,118 | $400,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 2,606 | $400,000 | thousands by filing date | |
| BROOKFIELD RESIDENTIAL PPTYS | 11283W104 | COM | 19,293 | $400,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 6,969 | $399,000 | thousands by filing date | put |
| CAPITALA FIN CORP | 14054R106 | COM | 21,152 | $399,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 12,837 | $399,000 | thousands by filing date | |
| BIOLINERX LTD-SPONS ADR | 09071M106 | SPON | 191,850 | $399,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 48,146 | $399,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 26,135 | $399,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 47,114 | $398,000 | thousands by filing date | |
| AVENUE INCOME CR STRATEGIES | 05358E106 | COM | 22,144 | $398,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 12,000 | $397,000 | thousands by filing date | put |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 12,000 | $397,000 | thousands by filing date | call |
| LIQUIDITY SVCS INC | 53635B107 | COM | 25,310 | $397,000 | thousands by filing date | |
| SanDisk Corporation | 80004C101 | COM | 3,813 | $397,000 | thousands by filing date | call |
| SYNERGY RES CORP | 87164P103 | COM | 30,061 | $397,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 26,147 | $397,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 18,639 | $396,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 78,769 | $396,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 7,055 | $395,000 | thousands by filing date | |
| HORSEHEAD HLDG CORP | 440694AB3 | NOTE 3.800% 7/0 | 289,000 | $395,000 | thousands by filing date | principal |
| SPARK NETWORKS INC | 84651P100 | COM | 69,748 | $395,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 4,088 | $393,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 7,495 | $393,000 | thousands by filing date | put |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 7,808 | $393,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855RAC4 | NOTE 1.125% 1/1 | 314,000 | $392,000 | thousands by filing date | principal |
| MONROE CAPITAL CORP | 610335101 | COM | 29,500 | $391,000 | thousands by filing date | |
| GIGAMON INC | 37518B102 | COM | 20,513 | $391,000 | thousands by filing date | |
| WET SEAL INC/THE-CLASS A | 961840105 | CL A | 431,071 | $391,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 11,250 | $389,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 56,301 | $389,000 | thousands by filing date | |
| EVERBANK FINANCIAL CORPORATION | 29977G102 | COMMON STOCK | 19,337 | $389,000 | thousands by filing date | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 12,203 | $388,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 10,000 | $388,000 | thousands by filing date | call |
| ROYAL BK SCOTLAND GROUP PL | 780097796 | SP ADR PREF M | 16,079 | $387,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 9,697 | $386,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 3,200 | $386,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 2,865 | $386,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 49,550 | $386,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 219,409 | $386,000 | thousands by filing date | |
| BARNES GROUP INC | 067806AD1 | BOND | 286,000 | $386,000 | thousands by filing date | principal |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 8,413 | $385,000 | thousands by filing date | |
| MARKET VECTORS - COAL ETF | 57060U837 | COM | 20,600 | $385,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 24,749 | $384,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 6,649 | $383,000 | thousands by filing date | call |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 35,314 | $383,000 | thousands by filing date | |
| WILLIAMS CLAYTON ENERGY INC | 969490101 | COM | 2,795 | $383,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 11,064 | $382,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 35,409 | $382,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 118,919 | $382,000 | thousands by filing date | |
| Empire District Electric Co/Th | 291641108 | COM | 14,944 | $382,000 | thousands by filing date | |
| CINEDIGM CORP COM | 172406100 | COM | 153,132 | $381,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 26,250 | $380,000 | thousands by filing date | |
| BLYTH INC | 09643P207 | COM NEW | 49,018 | $380,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 9,410 | $379,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 75,005 | $379,000 | thousands by filing date | |
| XCERRA CORP | 98400J108 | COM | 41,717 | $379,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 114,008 | $378,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 20,746 | $378,000 | thousands by filing date | |
| UAL CORP | 902549AJ3 | NOTE 6.000%10/1 | 80,000 | $378,000 | thousands by filing date | principal |
| MERCURY SYS INC COM | 589378108 | Stock | 33,303 | $377,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 64,878 | $377,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 9,408 | $377,000 | thousands by filing date | |
| SILICOM LTD | M84116108 | ORD | 9,000 | $377,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 14,149 | $376,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 26,156 | $375,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097804 | SPON | 14,480 | $375,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 1,460 | $374,000 | thousands by filing date | put |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 10,294 | $374,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 41,700 | $374,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 8,156 | $373,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 76,116 | $373,000 | thousands by filing date | |
| BANK OF AMERICA CORP | 060505153 | CMN | 496,596 | $372,000 | thousands by filing date | |
| ASCENT CAP GROUP INC | 043632AA6 | NOTE 4.000 7/1 | 400,000 | $372,000 | thousands by filing date | principal |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 57,988 | $371,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 17,181 | $370,000 | thousands by filing date | |
| Rydex S&P 500 Pure Value Etf | 78355W304 | S&P PUR VAL | 6,814 | $370,000 | thousands by filing date | |
| BIOLASE INC | 090911108 | COMMON STOCK | 168,461 | $369,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 40,795 | $369,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 4,382 | $368,000 | thousands by filing date | put |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 24,815 | $368,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 4,544 | $367,000 | thousands by filing date | call |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 24,349 | $366,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 26,640 | $366,000 | thousands by filing date | |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 11,461 | $366,000 | thousands by filing date | |
| QLT INC | 746927102 | COMMON STOCK | 59,300 | $366,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 13,842 | $366,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 12,695 | $365,000 | thousands by filing date | |
| UNION BANKSHARES CORP | 90539J109 | COM | 14,284 | $365,000 | thousands by filing date | |
| PETROQUEST ENERGY INC | 716748108 | COMMON STOCK | 48,636 | $365,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 3,100 | $364,000 | thousands by filing date | put |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 14,552 | $364,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 21,057 | $364,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 15,337 | $363,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 51,500 | $363,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 13,406 | $360,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 74,963 | $360,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 9,663 | $359,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 11,770 | $357,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 7,714 | $357,000 | thousands by filing date | |
| AMIRA NATURE FOODS LTD | G0335L102 | SHS | 26,100 | $357,000 | thousands by filing date | |
| MARTHA STEWART LIVING OMNIME | 573083102 | CL A | 76,193 | $357,000 | thousands by filing date | |
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 14,072 | $357,000 | thousands by filing date | |
| BARRY (R.G.) | 068798107 | COM | 18,854 | $357,000 | thousands by filing date | |
| DBX ETF TR | 233051408 | FUND | 13,762 | $356,000 | thousands by filing date | |
| NEONODE INC | 64051M402 | COM NEW | 113,637 | $355,000 | thousands by filing date | |
| DTS INC | 23335C101 | COM | 19,346 | $355,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 3,516 | $354,000 | thousands by filing date | call |
| ARGAN INC | 04010E109 | COM | 9,532 | $354,000 | thousands by filing date | |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 10,900 | $353,000 | thousands by filing date | |
| SFX ENTMT INC | 784178303 | COM | 43,736 | $353,000 | thousands by filing date | |
| GOLDMAN SACHS GROUP INC | 38147QMF0 | CNV | 355,000 | $353,000 | thousands by filing date | principal |
| Johnson & Johnson | 478160104 | COM | 3,369 | $352,000 | thousands by filing date | put |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 28,600 | $352,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 3,157 | $351,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 4,941 | $351,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 13,031 | $351,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 28,778 | $351,000 | thousands by filing date | |
| XO GROUP INC | 983772104 | COM | 28,831 | $351,000 | thousands by filing date | |
| SIZMEK INC | 83013P105 | COM | 36,899 | $351,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 15,695 | $350,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 14,171 | $350,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 7,934 | $350,000 | thousands by filing date | |
| PROSHARES TR | 74348A335 | COM | 9,800 | $348,000 | thousands by filing date | put |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 7,629 | $346,000 | thousands by filing date | |
| SPS COMM INC COM | 78463M107 | Stock | 5,467 | $345,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 10,206 | $345,000 | thousands by filing date | |
| INTERNAP NETWORK SVCS CORP | 45885A300 | COM PAR $.001 | 49,098 | $345,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 13,458 | $344,000 | thousands by filing date | |
| M/I HOMES INC | 55292PAA3 | NOTE 3.250% 9/1 | 275,000 | $344,000 | thousands by filing date | principal |
| WISDOMTREE TRUST | 97717W711 | GLB NAT RES FD | 15,000 | $343,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 10,995 | $342,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 3,850 | $341,000 | thousands by filing date | put |
| CADENCE DESIGN SYSTEM INC | 127387AJ7 | NOTE | 147,000 | $341,000 | thousands by filing date | principal |
| HARVARD APPARATUS REGENER TE | 41690A106 | COM | 32,721 | $341,000 | thousands by filing date | |
| BLACK BOX CORP | 091826107 | COMMON STOCK | 14,553 | $340,000 | thousands by filing date | |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 296,804 | $340,000 | thousands by filing date | |
| OPOWER INC | 68375Y109 | COM | 18,083 | $340,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 3,129 | $339,000 | thousands by filing date | |
| CELLCOM ISRAEL LTD | M2196U109 | SHS | 28,094 | $339,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 4,676 | $338,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M613 | GUG RAYM JAMES S | 9,577 | $338,000 | thousands by filing date | |
| MARKET VECTORS GLOBAL ALT | 57061R593 | COMMON | 5,150 | $338,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 112 | $337,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 26,777 | $337,000 | thousands by filing date | |
| ACETO CORP | 004446100 | COM | 18,660 | $337,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 81,006 | $336,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 75,981 | $335,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 16,960 | $334,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055AE7 | NOTE | 231,000 | $334,000 | thousands by filing date | principal |
| DBX ETF TR | 233051101 | XTRACK MSCI EMRG | 15,034 | $332,000 | thousands by filing date | |
| CARMIKE CINEMAS INC | 143436400 | COMMON STOCK | 9,452 | $332,000 | thousands by filing date | |
| MAGICJACK VOCALTEC LTD | M6787E101 | SHS | 21,997 | $332,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 18,281 | $331,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 3,350 | $331,000 | thousands by filing date | |
| UNI-PIXEL INC | 904572203 | COM | 41,200 | $331,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 5,700 | $328,000 | thousands by filing date | put |
| U S ENERGY CORP - WYOMING | 911805109 | COM | 75,817 | $328,000 | thousands by filing date | |
| NANOMETRICS | 630077105 | COM | 17,945 | $327,000 | thousands by filing date | |
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 11,393 | $326,000 | thousands by filing date | |
| JOURNAL COMMUNICATIONS INC-A | 481130102 | COMMON STOCK | 36,725 | $325,000 | thousands by filing date | |
| FOX CHASE BANCORP INC | 35137T108 | COM | 19,335 | $325,000 | thousands by filing date | |
| SPDR Portfolio High Yield Bond ETF | 78468R606 | SHS | 12,182 | $324,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 19,356 | $324,000 | thousands by filing date | |
| ETRACS Wells Fargo Busine | 902641588 | ETRAC WELLS BDCI | 12,225 | $323,000 | thousands by filing date | |
| SPDR Series Trust | 78464A680 | SPDR Bloomberg 1-3 Month T-Bill ETF | 7,071 | $323,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 8,817 | $322,000 | thousands by filing date | |
| SUN HYDRAULICS CORP | 866942105 | COM | 7,925 | $321,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 36,831 | $321,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 9,344 | $320,000 | thousands by filing date | |
| DREYFUS MUN BD INFRSTRCTR FD | 26203D101 | SHS | 27,060 | $320,000 | thousands by filing date | |
| SCHAWK INC | 806373106 | CL A | 15,725 | $320,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 6,097 | $319,000 | thousands by filing date | call |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 16,608 | $319,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J224 | UNIT KING ALPH | 7,572 | $319,000 | thousands by filing date | |
| E*TRADE FINANCIAL | 269246AZ7 | CONV BND | 155,000 | $319,000 | thousands by filing date | principal |
| KALOBIOS PHARMACEUTICALS INC | 48344T100 | COM | 140,281 | $318,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 63,264 | $318,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 8,377 | $317,000 | thousands by filing date | put |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 8,201 | $316,000 | thousands by filing date | |
| EZCHIP SEMICONDUCTOR LIMITED | M4146Y108 | ORD | 12,295 | $316,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M431 | GUGG BULL 2014 | 11,962 | $316,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 55,943 | $316,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 3,263 | $315,000 | thousands by filing date | call |
| LENDINGTREE INC NEW | 894675107 | COM | 10,861 | $315,000 | thousands by filing date | |
| LUMOS NETWORKS CORP | 550283105 | COM | 21,851 | $315,000 | thousands by filing date | |
| MARKET VECTORS ETF TR BUSI DEVCO | 57060U316 | ETF | 14,960 | $315,000 | thousands by filing date | |
| Delek Logistics Partners LP | 24664T103 | Com | 9,116 | $314,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC | 538034AB5 | CORPORATE OBLIG | 315,000 | $314,000 | thousands by filing date | principal |
| SKULLCANDY INC | 83083J104 | COM | 43,414 | $314,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 5,841 | $313,000 | thousands by filing date | put |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 3,784 | $313,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 15,000 | $313,000 | thousands by filing date | |
| ERA GROUP INC | 26885G109 | COM | 10,957 | $313,000 | thousands by filing date | |
| NORTHERN LTS ETF TR | 66537H105 | ARROW DJ GLOBL | 11,100 | $313,000 | thousands by filing date | |
| INSULET CORP | 45784PAD3 | NOTE 2.000% 6/1 | 284,000 | $313,000 | thousands by filing date | principal |
| OPLINK COMMUNICATIONS INC | 68375Q403 | COM | 18,405 | $312,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 23,578 | $311,000 | thousands by filing date | call |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 16,556 | $311,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 18,068 | $311,000 | thousands by filing date | |
| EMC INS GROUP INC | 268664109 | COM | 10,163 | $311,000 | thousands by filing date | |
| INTERSECTIONS INC | 460981301 | COM | 63,466 | $311,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W448 | GERMANY HEDEQ FD | 11,181 | $311,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 6,351 | $310,000 | thousands by filing date | call |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 17,412 | $310,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 8,666 | $310,000 | thousands by filing date | |
| BLOUNT INTL INC NEW | 095180105 | COM | 22,047 | $310,000 | thousands by filing date | |
| RRSAT GLOBAL COMM NTWRK LTD | M8183P102 | SHS | 34,687 | $310,000 | thousands by filing date | |
| TEJON RANCH CO-CW16 | 879080133 | WTS | 110,837 | $309,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 6,577 | $307,000 | thousands by filing date | |
| ICG GROUP INC | 44928D108 | COM | 14,784 | $307,000 | thousands by filing date | |
| ANADIGICS INC | 032515108 | COM | 379,467 | $306,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904AM3 | NOTE 2.500%12/1 | 268,000 | $305,000 | thousands by filing date | principal |
| E HOUSE CHINA HLDGS LTD | 26852W103 | ADR | 35,252 | $304,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761UAE6 | NOTE 5.750% 1/1 | 288,000 | $304,000 | thousands by filing date | principal |
| CHESAPEAKE GRANITE WASH TRUST | 165185109 | COMMON STOCK | 27,729 | $303,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 2,000 | $302,000 | thousands by filing date | call |
| AMBARELLA INC | G037AX101 | SHS | 9,693 | $302,000 | thousands by filing date | |
| ORTHOFIX INTL N V | N6748L102 | COM | 8,359 | $302,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 72,557 | $302,000 | thousands by filing date | |
| WL ROSS HLDG CORP | 92939D203 | UNIT 06/11/2019 | 29,306 | $302,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 5,199 | $301,000 | thousands by filing date | put |
| HOLOGIC INC 2.000 | 436440AB7 | FRNT 2.000%12/1 | 240,000 | $301,000 | thousands by filing date | principal |
| NAUGATUCK VY FINL CORP MD | 63906P107 | COM | 36,137 | $301,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 3,653 | $300,000 | thousands by filing date | call |
| IDT CORP | 448947507 | CL B NEW | 17,259 | $300,000 | thousands by filing date | |
| LANDAUER INC | 51476K103 | COM | 7,168 | $300,000 | thousands by filing date | |
| YUME INC | 98872B104 | COM | 50,828 | $299,000 | thousands by filing date | |
| THOMPSON CREEK METALS CO INC | 884768102 | COMMON STOCK | 100,796 | $298,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 35,450 | $297,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y454 | DLY ENERBR3X NEW | 23,333 | $297,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 7,334 | $296,000 | thousands by filing date | put |
| LULULEMON ATHLETICA INC | 550021109 | COM | 7,326 | $296,000 | thousands by filing date | call |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 4,348 | $296,000 | thousands by filing date | call |
| HERITAGE OAKS BANCORP | 42724R107 | COM | 38,730 | $295,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 12,397 | $294,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 17,004 | $294,000 | thousands by filing date | |
| VINCE HLDG CORP | 92719W108 | COM | 8,063 | $294,000 | thousands by filing date | |
| CYTRX CORP | 232828509 | COM PAR $.001 | 70,312 | $293,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 3,035 | $292,000 | thousands by filing date | |
| ETFS PRECIOUS METALSBASKET TR ETFS PHYSICAL PM BASKET SHS | 26922W109 | ETF | 4,052 | $292,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 9,164 | $291,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 198,267 | $291,000 | thousands by filing date | |
| HERITAGE FINANCIAL GROUP INC | 42726X102 | COM | 14,694 | $291,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 11,450 | $290,000 | thousands by filing date | put |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 36,373 | $290,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X309 | S NETWRK FUT VEH | 7,113 | $290,000 | thousands by filing date | |
| PEP BOYS-MANNY MOE & JACK | 713278109 | COMMON STOCK | 25,466 | $290,000 | thousands by filing date | |
| FRED S INC CLASS A | 356108100 | COM | 18,979 | $289,000 | thousands by filing date | |
| BLACKROCK REAL ASSET EQUITY | 09254B109 | COM | 30,800 | $289,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 5,889 | $288,000 | thousands by filing date | put |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 2,772 | $288,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 21,973 | $288,000 | thousands by filing date | |
| DATALINK CORP | 237934104 | COMMON STOCK | 28,878 | $288,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 20,781 | $288,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 2,802 | $287,000 | thousands by filing date | call |
| SCICLONE PHARMACEUTICALS INC | 80862K104 | COM | 54,637 | $287,000 | thousands by filing date | |
| T.G.C. INDUSTRIES INC | 872417308 | COM | 52,878 | $287,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 20,560 | $286,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 9,051 | $286,000 | thousands by filing date | |
| BROOKFIELD CANADA OFFICE PRO | 112823109 | TR U | 11,251 | $286,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 46,643 | $285,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F291 | IPMS INDIA ETN | 4,139 | $285,000 | thousands by filing date | |
| DEPOMED INC | 249908104 | COM | 20,539 | $284,000 | thousands by filing date | |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 28,876 | $284,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 101,172 | $284,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235T115 | RIGHT 03/01/2019 | 191,070 | $284,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 4,008 | $283,000 | thousands by filing date | put |
| QUINSTREET INC | 74874Q100 | COM | 51,475 | $282,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 13,168 | $282,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 11,199 | $280,000 | thousands by filing date | |
| SHORETEL INC | 825211105 | COM | 43,006 | $280,000 | thousands by filing date | |
| RTI INTL METALS INC 3.000 | 74973WAA5 | NOTE 3.000%12/0 | 270,000 | $279,000 | thousands by filing date | principal |
| FORTEGRA FINANCIAL CORP | 34954W104 | COM | 36,768 | $279,000 | thousands by filing date | |
| RSP PERMIAN INC | 74978Q105 | COM | 8,606 | $279,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 9,163 | $278,000 | thousands by filing date | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 6,523 | $278,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 4,453 | $277,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 21,904 | $277,000 | thousands by filing date | |
| GFI GROUP INC | 361652209 | COM | 83,965 | $277,000 | thousands by filing date | |
| HUTCHINSON TECHNOLOGY INC | 448407106 | COM | 110,875 | $277,000 | thousands by filing date | |
| ENDEAVOUR INTERNATIONAL CORP | 29259G200 | COM | 202,385 | $277,000 | thousands by filing date | |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 20,543 | $277,000 | thousands by filing date | |
| MEADOWBROOK INS GROUP INC | 58319P108 | COM | 38,658 | $276,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 5,647 | $275,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 43,478 | $275,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328AA8 | NOTE 4.500% 7/1 | 208,000 | $275,000 | thousands by filing date | principal |
| Stryker Corporation | 863667101 | COM | 3,253 | $274,000 | thousands by filing date | call |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 22,746 | $274,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 40,000 | $273,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 13,450 | $273,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 3,939 | $273,000 | thousands by filing date | call |
| K12 INC | 48273U102 | COM | 11,408 | $273,000 | thousands by filing date | |
| PLX TECHNOLOGY INC | 693417107 | COM | 42,181 | $272,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 2,600 | $271,000 | thousands by filing date | call |
| GLADSTONE LAND CORP | 376549101 | REIT | 20,868 | $271,000 | thousands by filing date | |
| SYMMETRY MEDICAL INC | 871546206 | COM | 30,691 | $271,000 | thousands by filing date | |
| NATIONAL WESTMINSTER BK PLC | 638539882 | SPON ADR C | 10,358 | $271,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 15,839 | $270,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 28,554 | $270,000 | thousands by filing date | |
| SIMPLICITY BANCORP INC | 828867101 | COM | 15,498 | $269,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 25,097 | $268,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 8,438 | $268,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 33,747 | $268,000 | thousands by filing date | |
| BBX CAPITAL CORP-A | 05540P100 | CL A | 14,898 | $268,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 46,075 | $267,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 25,100 | $267,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 6,028 | $267,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18451C109 | CL A | 32,805 | $267,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 10,350 | $267,000 | thousands by filing date | |
| ROYAL BK OF SCOTLAND PLC | 78009P176 | ROGRS ENH ETNS | 10,999 | $267,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 3,500 | $266,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 17,607 | $266,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 28,226 | $265,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 7,534 | $265,000 | thousands by filing date | |
| PERFORMANT HEALTHCARE INC | 71377E105 | COM | 26,339 | $265,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M423 | GUGG BULL 2015 | 9,871 | $265,000 | thousands by filing date | |
| CURRENCYSHARES SWISS FRANC TRU | 23129V109 | ETF | 2,400 | $264,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 12,760 | $263,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 3,459 | $263,000 | thousands by filing date | call |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 28,594 | $262,000 | thousands by filing date | |
| ELLIS PERRY INTL INC | 288853104 | COM | 15,146 | $262,000 | thousands by filing date | |
| AUTOBYTEL INC | 05275N205 | COM | 20,000 | $262,000 | thousands by filing date | |
| OPHTHOTECH CORP | 683745103 | COM | 6,232 | $262,000 | thousands by filing date | |
| KOFAX LTD | G5307C105 | COM USD | 30,538 | $262,000 | thousands by filing date | |
| STEREOTAXIS INC | 85916J409 | COMMON STOCK | 73,531 | $261,000 | thousands by filing date | |
| ARCELORMITTAL | L0302D178 | PREFERRED STOCK | 1,166,018 | $261,000 | thousands by filing date | principal |
| REPUBLIC AWYS HLDGS INC | 760276105 | COM | 24,183 | $261,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 23,852 | $260,000 | thousands by filing date | |
| MERUS LABS INTL INC NEW | 59047R101 | COM | 118,400 | $260,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 11,763 | $259,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 13,373 | $259,000 | thousands by filing date | |
| TRC COS INC | 872625108 | COM | 41,886 | $259,000 | thousands by filing date | |
| STAR BULK CARRIERS CORP SHS NEW | Y8162K121 | Stock | 20,000 | $259,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 8,250 | $257,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 2,347 | $256,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 14,000 | $256,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 165,405 | $256,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B746 | KBW BK PORT | 7,000 | $256,000 | thousands by filing date | |
| STRAIGHT PATH COMMUNICATNS I | 862578101 | CL B | 25,206 | $256,000 | thousands by filing date | |
| CHINA DISTANCE ED HLDGS LTD | 16944W104 | SPONS ADR | 15,268 | $255,000 | thousands by filing date | |
| ZOGENIX INC | 98978L105 | COM | 127,156 | $254,000 | thousands by filing date | |
| RENTRAK CORP | 760174102 | COM | 4,852 | $254,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 5,301 | $253,000 | thousands by filing date | |
| ARADIGM CORP | 038505400 | COM NO PAR NEW | 28,640 | $253,000 | thousands by filing date | |
| RAS 4 10/1/33 | 749227AB0 | Bond 30/360P2 U | 260,000 | $253,000 | thousands by filing date | principal |
| JGWPT HLDGS INC | 46617m109 | CL A | 22,604 | $253,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 4,300 | $252,000 | thousands by filing date | call |
| INTEROIL CORP | 460951AC0 | NOTE 2.750%11/1 | 250,000 | $252,000 | thousands by filing date | principal |
| TWITTER INC | 90184L102 | COM | 6,148 | $251,000 | thousands by filing date | call |
| ARBOR REALTY TRUST INC | 038923108 | COM | 36,090 | $250,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 13,960 | $250,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 3,956 | $249,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 8,328 | $249,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 12,025 | $249,000 | thousands by filing date | |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 14,427 | $249,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 4,021 | $248,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 3,407 | $248,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 45,188 | $248,000 | thousands by filing date | |
| LINKEDIN CORP | 53578A108 | COM | 1,450 | $248,000 | thousands by filing date | call |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 8,577 | $247,000 | thousands by filing date | |
| ALLERGAN INC | 018490102 | COM | 1,464 | $247,000 | thousands by filing date | call |
| FIRST MARBLEHEAD CORP COM NEW | 320771207 | Stock | 47,337 | $247,000 | thousands by filing date | |
| GLORI ENERGY INC | 379606106 | Cmn | 22,834 | $247,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000948046-14-000108 | this filing | 2014-08-15 | acceptance time not in the bulk data set |