13F-HR filed by DEUTSCHE BANK AG\
DEUTSCHE BANK AG\ filed this 13F-HR for the quarter ended 2014-06-30, filed 2014-08-15, with 6,077 holding rows worth $147,197,640,000.
- Accession
- 0000948046-14-000108
- Filer
- CIK 948046
- Filed
- 2014-08-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2014
A holdings report, 18,256 entries on the cover page, a total value of $147,197,640,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $147,197,640,000 with VALUE read as thousands by filing date, 13F file number 028-10103. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerDeutsche Bank Trust Co Americas028-13777
- included managerBT ALEX BROWN INC /028-05033
- included managerDWS Investment GmbH028-10152
- included managerDeutsche Asset Management Investmentgesellshaft028-10155
- included managerDEUTSCHE INVESTMENT MANAGEMENT AMERICAS INC028-10249
- included managerRREEF AMERICA LLC028-04760
- included managerDeutsche Bank (Suisse) SA028-11509
- included managerDEUTSCHE BANK NATIONAL TRUST CO028-11997
- included managerDeutsche Bank Trust CO Delaware028-11998
- included managerDeutsche Bank Trust Company, National Association028-12000
- included managerOppenheim Asset Management Services S.a.r.l028-13923
- included managerAbbey Life Assurance Co Ltd.028-13916
- included managerDeutsche Asset Management (UK) Ltd028-13988
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 504 | $43,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 6,878 | $43,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 6,355 | $43,000 | thousands by filing date | |
| DICE HOLDINGS INC | 253017107 | COM | 5,687 | $43,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 500 | $42,000 | thousands by filing date | put |
| INVESCO SR INCOME TR | 46131H107 | COM | 8,450 | $42,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 2,611 | $42,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 270 | $42,000 | thousands by filing date | put |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 1,712 | $42,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 1,540 | $42,000 | thousands by filing date | put |
| PEABODY ENERGY CORP | 704549104 | COM | 2,614 | $42,000 | thousands by filing date | put |
| VANTAGE DRILLING COMPANY | G93205113 | ORD SHS | 21,912 | $42,000 | thousands by filing date | |
| BRIDGE CAP HLDGS | 108030107 | COM | 1,772 | $42,000 | thousands by filing date | |
| CLICKSOFTWARE TECHNOLOGIES L | M25082104 | ORD | 5,348 | $42,000 | thousands by filing date | |
| NUVEEN EQTY PRM OPPORTUNITYF | 6706EM102 | COM | 3,312 | $42,000 | thousands by filing date | |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 22,668 | $42,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 3,937 | $42,000 | thousands by filing date | |
| MODUSLINK GLOBAL SOLUTIONS I | 60786L107 | COM | 11,376 | $42,000 | thousands by filing date | |
| REVENUESHARES ETF TR | 761396209 | MID CAP FD | 900 | $42,000 | thousands by filing date | |
| QUNAR CAYMAN IS LTD SPNS ADR CL B | 74906P104 | ADR | 1,500 | $42,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 1,000 | $41,000 | thousands by filing date | put |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 2,952 | $41,000 | thousands by filing date | |
| CABELAS INC | 126804301 | COM | 671 | $41,000 | thousands by filing date | call |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 1,250 | $41,000 | thousands by filing date | put |
| GENERAL GROWTH PPTYS INC NEW | 370023103 | COM | 1,742 | $41,000 | thousands by filing date | call |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 11,450 | $41,000 | thousands by filing date | call |
| APOLLO GROUP INC | 037604105 | CL A | 1,322 | $41,000 | thousands by filing date | call |
| NUVEEN INVT QUALITY MUN FD I | 67062E103 | COM | 2,850 | $41,000 | thousands by filing date | |
| ESB FINANCIAL CORP | 26884F102 | COM | 3,220 | $41,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W858 | GUG S&P500EQWTFI | 1,000 | $41,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y470 | DLY EMKT 3X NEW | 1,308 | $41,000 | thousands by filing date | put |
| AQUASITION CORP | Y0192H111 | *W EXP 99/99/999 | 286,231 | $41,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 250 | $40,000 | thousands by filing date | put |
| AFLAC INC COM | 001055102 | Stock | 648 | $40,000 | thousands by filing date | call |
| FLOWSERVE CORP | 34354P105 | COM | 540 | $40,000 | thousands by filing date | call |
| CHARTER FINANCIAL CORP | 16122W108 | COM | 3,634 | $40,000 | thousands by filing date | |
| PERNIX THERAPEUTICS HOLDINGS | 71426V108 | COM | 4,563 | $40,000 | thousands by filing date | |
| KEURIG GREEN MTN INC | 49271M100 | COM | 322 | $40,000 | thousands by filing date | call |
| ACHAOGEN INC | 004449104 | COM | 2,949 | $40,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 606 | $39,000 | thousands by filing date | call |
| Vanguard Energy ETF | 92204A306 | SHS | 276 | $39,000 | thousands by filing date | |
| AVINO SILVER & GOLD MINES LT | 053906103 | COM | 17,200 | $39,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 989 | $39,000 | thousands by filing date | call |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 1,422 | $39,000 | thousands by filing date | put |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 900 | $39,000 | thousands by filing date | |
| EMPRESA DIST Y COMERCIAL NOR | 29244A102 | SPON ADR | 3,109 | $39,000 | thousands by filing date | |
| GUGGENHEIM | 18383Q507 | EXCHANGE TRADED | 1,300 | $39,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 5,884 | $39,000 | thousands by filing date | |
| NEW YORK & CO INC | 649295102 | COM | 10,711 | $39,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 2,110 | $39,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 1,152 | $38,000 | thousands by filing date | call |
| BEST BUY INC COM | 086516101 | Stock | 1,250 | $38,000 | thousands by filing date | put |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 3,171 | $38,000 | thousands by filing date | |
| NATIONAL WESTERN | 638522102 | COMMON STOCK | 155 | $38,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 2,589 | $38,000 | thousands by filing date | put |
| REMY INTL INC | 759663107 | COM | 1,644 | $38,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 3,947 | $38,000 | thousands by filing date | |
| PowerShares CEF Income Composite | 73936Q843 | Com | 1,500 | $38,000 | thousands by filing date | |
| ISRAMCO INC | 465141406 | COM | 306 | $38,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y454 | DLY ENERBR3X NEW | 3,000 | $38,000 | thousands by filing date | put |
| SYSOREX GLOBAL COM NEW | 87184N203 | Stock | 9,829 | $38,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 451 | $37,000 | thousands by filing date | put |
| EOG RES INC COM | 26875P101 | Stock | 325 | $37,000 | thousands by filing date | put |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 1,531 | $37,000 | thousands by filing date | call |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 500 | $37,000 | thousands by filing date | call |
| TERRENO RLTY CORP | 88146M101 | COM | 1,994 | $37,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 1,850 | $37,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 2,500 | $37,000 | thousands by filing date | |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 3,224 | $37,000 | thousands by filing date | |
| VEOLIA ENVIRONNEMENT F | 92334N103 | Equity | 2,014 | $37,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 4,159 | $37,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 575 | $37,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 159 | $37,000 | thousands by filing date | call |
| ENSERVCO CORP COM NEW | 29358Y102 | Stock | 14,372 | $37,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 500 | $37,000 | thousands by filing date | put |
| FIBROCELL SCIENCE INC | 315721209 | COM NEW | 9,298 | $37,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 791 | $37,000 | thousands by filing date | call |
| RYDEX ETF TRUST | 78355W791 | GUG S&P500EQWTUT | 500 | $37,000 | thousands by filing date | |
| ENVIVIO INC | 29413T106 | COM | 16,048 | $37,000 | thousands by filing date | |
| BIT MINING LIMITED | 33829R100 | SPON ADR REP A | 1,000 | $37,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 192 | $36,000 | thousands by filing date | call |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 575 | $36,000 | thousands by filing date | call |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 2,500 | $36,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 727 | $36,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 909 | $36,000 | thousands by filing date | call |
| DAILY JOURNAL CORP | 233912104 | COM | 175 | $36,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 250 | $36,000 | thousands by filing date | put |
| ALCOA INC | 013817101 | COM | 2,425 | $36,000 | thousands by filing date | put |
| QUESTCOR PHARMACEUTICALS INC | 74835Y101 | COM | 400 | $36,000 | thousands by filing date | put |
| APRICUS BIOSCIENCES INC | 03832V109 | COM | 16,134 | $36,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 3,130 | $35,000 | thousands by filing date | call |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 2,542 | $35,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 3,250 | $35,000 | thousands by filing date | put |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 1,113 | $35,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 250 | $35,000 | thousands by filing date | put |
| RARE ELEMENT RES LTD | 75381M102 | COM | 28,000 | $35,000 | thousands by filing date | |
| MERIDIAN INTERSTAT BANCORP I | 58964Q104 | COM | 1,378 | $35,000 | thousands by filing date | |
| NORTEK INC | 656559309 | COM NEW | 401 | $35,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH ETN L | 22542D852 | COM | 1,000 | $35,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U332 | MUN BD CLOSED | 1,390 | $35,000 | thousands by filing date | |
| NORCRAFT COS INC | 65557Y105 | COM | 2,476 | $35,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 400 | $34,000 | thousands by filing date | put |
| FASTENAL CO COM | 311900104 | Stock | 700 | $34,000 | thousands by filing date | call |
| WIX COM LTD SHS | M98068105 | Stock | 1,727 | $34,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 649 | $34,000 | thousands by filing date | call |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 1,200 | $34,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 3,600 | $34,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 547 | $34,000 | thousands by filing date | call |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 1,000 | $34,000 | thousands by filing date | call |
| GNC HLDGS INC | 36191G107 | COM CL A | 1,015 | $34,000 | thousands by filing date | call |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 3,800 | $34,000 | thousands by filing date | |
| KEWAUNEE SCIENTIFIC CP | 492854104 | COMM | 2,000 | $34,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 2,000 | $34,000 | thousands by filing date | put |
| ROCKY MTN CHOCOLATE FACTORY | 774678403 | COM PAR $0.03 | 2,668 | $34,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X419 | CON DISCRE SEC | 800 | $34,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X658 | DYN EN EX PROD | 892 | $34,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D829 | INVRS VIX MDTERM | 740 | $34,000 | thousands by filing date | |
| GLOBAL X | 37950E275 | GBLX URANIUM NEW | 2,416 | $34,000 | thousands by filing date | |
| BOULEVARD ACQUISITION CORP | 10157P112 | *W EXP 02/19/201 | 68,430 | $34,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 419 | $33,000 | thousands by filing date | call |
| KINROSS GOLD CORP | 496902404 | COM | 8,000 | $33,000 | thousands by filing date | call |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 325 | $33,000 | thousands by filing date | call |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 1,471 | $33,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 300 | $33,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 350 | $33,000 | thousands by filing date | put |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 1,072 | $33,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 2,247 | $33,000 | thousands by filing date | |
| POWERSHARES WILDERHILL PRG | 73935X161 | ETF | 1,000 | $33,000 | thousands by filing date | |
| NASB FINANCIAL INC | 628968109 | COM | 1,408 | $33,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUISITION | Y62159101 | COMMON | 8,983 | $33,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAG8 | NOTE 4.875% 3/1 | 31,000 | $33,000 | thousands by filing date | principal |
| CIM COML TR CORP | 125525105 | COM | 1,563 | $33,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 1,542 | $32,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 675 | $32,000 | thousands by filing date | put |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 1,500 | $32,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 3,536 | $32,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 500 | $32,000 | thousands by filing date | call |
| MONSANTO CO NEW | 61166W101 | COM | 264 | $32,000 | thousands by filing date | put |
| QUICKLOGIC CORP | 74837P108 | COM | 6,373 | $32,000 | thousands by filing date | |
| IGNITE RESTAURANT GROUP INC | 451730105 | COM | 2,245 | $32,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W593 | GUG RUSS1000 EQL | 649 | $32,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 3,362 | $31,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 250 | $31,000 | thousands by filing date | put |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 1,865 | $31,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 1,458 | $31,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 300 | $31,000 | thousands by filing date | put |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 305 | $31,000 | thousands by filing date | call |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 415 | $31,000 | thousands by filing date | call |
| KKR & CO LP | 48248M102 | COMMON STOCK | 1,300 | $31,000 | thousands by filing date | call |
| MARINE PRODS CORP | 568427108 | cs | 3,846 | $31,000 | thousands by filing date | |
| VIASYSTEMS GROUP INC | 92553H803 | COM PAR$.01 | 2,860 | $31,000 | thousands by filing date | |
| HAWAIIAN TELCOM HOLDCO INC | 420031106 | COM | 1,097 | $31,000 | thousands by filing date | |
| MARKET VECTORS PHARM ETF T | 57060U217 | ETF | 500 | $31,000 | thousands by filing date | |
| ONCOLYTICS BIOTECH INC | 682310107 | COM | 24,500 | $31,000 | thousands by filing date | |
| POWERSHARES FDMNL PUR S CORE | 73935X435 | COM | 910 | $31,000 | thousands by filing date | |
| ADVAXIS INC | 007624208 | COM NEW | 10,000 | $31,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 314 | $30,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 300 | $30,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 200 | $30,000 | thousands by filing date | put |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 370 | $30,000 | thousands by filing date | call |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 600 | $30,000 | thousands by filing date | put |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 2,000 | $30,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 537 | $30,000 | thousands by filing date | call |
| PREFORMED LINE PRODS CO | 740444104 | COM | 574 | $30,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 503 | $30,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 615 | $30,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 300 | $30,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 242 | $30,000 | thousands by filing date | |
| OCEAN RIG UDW INC | Y64354205 | COMMON STOCK-FO | 1,655 | $30,000 | thousands by filing date | |
| MICROFINANCIAL INC | 595072109 | COMMON STOCK | 3,900 | $30,000 | thousands by filing date | |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 1,000 | $30,000 | thousands by filing date | |
| DYNEGY INC WARRANT | 26817R116 | WARRANT | 6,955 | $30,000 | thousands by filing date | |
| NORD ANGLIA EDUCATION INC | G6583A102 | SHS | 1,670 | $30,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 390 | $29,000 | thousands by filing date | call |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 475 | $29,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 1,500 | $29,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 424 | $29,000 | thousands by filing date | call |
| XENCOR INC | 98401F105 | COMMON STOCK | 2,554 | $29,000 | thousands by filing date | |
| ARROWHEAD RESEARCH CORP | 042797209 | COM | 2,060 | $29,000 | thousands by filing date | call |
| TAHOE RES INC | 873868103 | COM | 1,110 | $29,000 | thousands by filing date | call |
| AETNA INC NEW | 00817Y108 | COM | 361 | $29,000 | thousands by filing date | call |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 797 | $29,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 2,180 | $29,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 3,608 | $29,000 | thousands by filing date | |
| NASDAQ PREM INCM & GRW FD IN | 63110R105 | COM | 1,546 | $29,000 | thousands by filing date | |
| GUGGENHEIM INTERNATIONAL MUL | 18383Q804 | GUG | 1,500 | $29,000 | thousands by filing date | |
| ABERDEEN LATIN AMER EQTY FD | 00306K106 | COM | 1,000 | $29,000 | thousands by filing date | |
| NET ELEMENT INTL INC | 64111R102 | CMN | 15,404 | $29,000 | thousands by filing date | |
| AUSPEX PHARMACE | 05211J102 | Common Stock | 1,345 | $29,000 | thousands by filing date | |
| CIE 3.125 05/24 | 19075FAB2 | Bond 30/360P2 U | 27,000 | $29,000 | thousands by filing date | principal |
| OIL DRI CORP AMER COM | 677864100 | Stock | 931 | $28,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 1,316 | $28,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 2,000 | $28,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 500 | $28,000 | thousands by filing date | call |
| CITIZENS INC | 174740100 | COMMON STOCK | 3,808 | $28,000 | thousands by filing date | |
| REIS INC | 75936P105 | COM | 1,362 | $28,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 5,041 | $28,000 | thousands by filing date | |
| LIFEPOINT HEALTH INC | 53219L109 | COM | 455 | $28,000 | thousands by filing date | call |
| NATIONAL INTERSTATE CORP | 63654U100 | COM | 1,030 | $28,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B886 | ETF - EQUITY | 500 | $28,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 3,381 | $28,000 | thousands by filing date | |
| FORBES ENERGY SVCS LTD | 345143101 | COM | 6,300 | $28,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 325 | $27,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 270 | $27,000 | thousands by filing date | call |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 398 | $27,000 | thousands by filing date | put |
| COTERRA ENERGY INC COM | 127097103 | Stock | 800 | $27,000 | thousands by filing date | call |
| BRT APARTMENTS CORP | 055645303 | REIT | 3,702 | $27,000 | thousands by filing date | |
| ALDERON IRON ORE CORP | 01434T100 | COM | 23,100 | $27,000 | thousands by filing date | |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 3,668 | $27,000 | thousands by filing date | |
| NIDEC CORP | 654090109 | COMMON STOCK-FO | 1,817 | $27,000 | thousands by filing date | |
| ASHFORD HOSPITALITY TR INC | 044103505 | 9% CUM PFD SER E | 1,000 | $27,000 | thousands by filing date | |
| RESOURCE AMERICA INC-CL A | 761195205 | CL A | 2,944 | $27,000 | thousands by filing date | |
| REDIFFCOM INDIA LTD | 757479100 | ADR | 9,000 | $27,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y488 | DLY SC BEAR3XNEW | 2,000 | $27,000 | thousands by filing date | put |
| DIREXION DLY MID CAP BEAR 3X | 25459Y421 | COM | 2,000 | $27,000 | thousands by filing date | put |
| COVISINT CORP | 22357R103 | COM | 5,709 | $27,000 | thousands by filing date | |
| EGALET CORP | 28226B104 | COM | 2,120 | $27,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 370 | $26,000 | thousands by filing date | call |
| FORTINET INC COM | 34959E109 | Stock | 1,050 | $26,000 | thousands by filing date | put |
| TIPTREE INC | 88822Q103 | COM | 3,184 | $26,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 1,900 | $26,000 | thousands by filing date | |
| LAMAR ADVERTISING | 512815101 | COMMON STOCK | 500 | $26,000 | thousands by filing date | put |
| CROWN MEDIA HLDGS INC | 228411104 | CL A | 7,276 | $26,000 | thousands by filing date | |
| AMYRIS INC | 03236M101 | COM | 7,032 | $26,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X822 | RUSS NOM SC JP | 500 | $26,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 5,000 | $26,000 | thousands by filing date | call |
| M B T FINANCIAL CORP | 578877102 | Stock | 4,821 | $26,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 500 | $25,000 | thousands by filing date | put |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 1,000 | $25,000 | thousands by filing date | call |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 900 | $25,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 1,074 | $25,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 140 | $25,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 21 | $25,000 | thousands by filing date | put |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 1,900 | $25,000 | thousands by filing date | |
| HIGHLAND FDS I | 430101774 | HI LD IBOXX SRLN | 1,300 | $25,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 1,925 | $25,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 4,860 | $25,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 4,700 | $25,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | 459902102 | COM | 1,609 | $25,000 | thousands by filing date | call |
| DIREXION SHS ETF TR | 25459W540 | FUND | 410 | $25,000 | thousands by filing date | |
| FAIRWAY GROUP HLDGS CORP | 30603D109 | CL A | 3,806 | $25,000 | thousands by filing date | |
| WISDOMTREE TRUST CHINESE YUAN | 97717W182 | COM | 1,000 | $25,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 6,080 | $25,000 | thousands by filing date | |
| GOODRICH PETROLEUM CORP | 382410AC2 | NOTE | 25,000 | $25,000 | thousands by filing date | principal |
| CENVEO INC | 15670S105 | COM | 6,752 | $25,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 755 | $25,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740C337 | S&P 500 VEQTOR | 170 | $25,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 700 | $25,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H214 | ETN DJUBS SGAR38 | 475 | $25,000 | thousands by filing date | |
| SUNGY MOBILE LTD | 86737M100 | ADR | 1,828 | $25,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 325 | $24,000 | thousands by filing date | call |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 538 | $24,000 | thousands by filing date | call |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 1,276 | $24,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 2,806 | $24,000 | thousands by filing date | |
| GUANGSHEN RAILWAY CO LTD-ADR | 40065W107 | SPONSORED ADR | 1,346 | $24,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 2,000 | $24,000 | thousands by filing date | put |
| KKR & CO LP | 48248M102 | COMMON STOCK | 1,000 | $24,000 | thousands by filing date | put |
| QUESTAR CORP | 748356102 | COM | 975 | $24,000 | thousands by filing date | call |
| AV HOMES INC | 00234P102 | COM | 1,565 | $24,000 | thousands by filing date | |
| WISDOMTREE AUSTRALIA | 97717W810 | AUSTRALIA DIV FD | 400 | $24,000 | thousands by filing date | |
| DOMINION RES BLACK WARRIOR T | 25746Q108 | UNITS BEN INT | 4,059 | $24,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 1,857 | $24,000 | thousands by filing date | |
| BLACKSTONE MTG TR INC | 09257WAA8 | NOTE 5.250pcnt12/0 | 22,000 | $24,000 | thousands by filing date | principal |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 288 | $23,000 | thousands by filing date | call |
| Salesforce.com, Inc | 79466L302 | COM | 400 | $23,000 | thousands by filing date | call |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 186 | $23,000 | thousands by filing date | call |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 2,577 | $23,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 368 | $23,000 | thousands by filing date | put |
| ARISTA NETWORKS INC | 040413106 | COM | 394 | $23,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 690 | $23,000 | thousands by filing date | put |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 2,000 | $23,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 1,793 | $23,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 1,364 | $23,000 | thousands by filing date | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 1,163 | $23,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 1,146 | $23,000 | thousands by filing date | |
| YOUKU.COM INC | 98742U100 | COMMON STOCK-FO | 1,000 | $23,000 | thousands by filing date | put |
| QIHOO 360 TECHNOLOGY CO LTD | 74734M109 | COMMON STOCK-FO | 250 | $23,000 | thousands by filing date | put |
| ALTISOURCE ASSET MGMT CORP | 02153X108 | COM | 34 | $23,000 | thousands by filing date | |
| CEPHEID | 15670R107 | COM | 500 | $23,000 | thousands by filing date | call |
| ISIS PHARMACEUTICALS INC | 464330109 | COM | 680 | $23,000 | thousands by filing date | call |
| HAMPTON ROADS BANKSHARES INC | 409321502 | COM | 14,282 | $23,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 597 | $23,000 | thousands by filing date | |
| FIRST TRUST | 33737J208 | CANADA ALPHA | 619 | $23,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B867 | CAN SML CP ETF | 914 | $23,000 | thousands by filing date | |
| TRIVASCULAR TECHNOLOGIES INC | 89685A102 | COM | 1,497 | $23,000 | thousands by filing date | |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 500 | $22,000 | thousands by filing date | |
| FIVE9 INC | 338307101 | COM | 3,173 | $22,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 600 | $22,000 | thousands by filing date | put |
| FORD MTR CO COM | 345370860 | Stock | 1,327 | $22,000 | thousands by filing date | call |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 316 | $22,000 | thousands by filing date | call |
| SUNPOWER CORP | 867652406 | COM | 542 | $22,000 | thousands by filing date | call |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 990 | $22,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 500 | $22,000 | thousands by filing date | call |
| MANNATECH INC | 563771203 | COM NEW | 1,874 | $22,000 | thousands by filing date | |
| PHH CORP | 693320202 | COM NEW | 1,000 | $22,000 | thousands by filing date | call |
| POWERSHARES ETF TRUST | 73935X427 | BASIC MAT SECT | 400 | $22,000 | thousands by filing date | |
| PENNYMAC FINANCIAL SERVICE-A | 70932B101 | CL A | 1,500 | $22,000 | thousands by filing date | |
| AVIS BUDGET GROUP | 053774AB1 | NOTE 3.500%10/0 | 6,000 | $22,000 | thousands by filing date | principal |
| RYLAND GROUP INC | 783764AQ6 | NOTE 1.625% | 16,000 | $22,000 | thousands by filing date | principal |
| NUVEEN FLEXIBLE INVT INCOME | 67075B104 | COM | 1,200 | $22,000 | thousands by filing date | |
| GT Advanced Technologies Inc. | 36191UAB2 | CONV | 13,000 | $22,000 | thousands by filing date | principal |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 1,085 | $21,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 1,000 | $21,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 2,650 | $21,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 5,868 | $21,000 | thousands by filing date | put |
| XUEDA ED GROUP | 98418W109 | SPONSORED ADR | 4,737 | $21,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 2,750 | $21,000 | thousands by filing date | call |
| U S GEOTHERMAL INC | 90338S102 | COM | 35,600 | $21,000 | thousands by filing date | |
| BROOKDALE SENIOR LIVING | 112463AA2 | NOTE | 16,000 | $21,000 | thousands by filing date | principal |
| DELHAIZE GROUP - SPONS ADR | 29759W101 | SPON | 1,299 | $21,000 | thousands by filing date | |
| AMERICAN RIVER BANKSHRS (CA) | 029326105 | COM | 2,541 | $21,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W833 | GUG S&P500 EQ WT | 250 | $21,000 | thousands by filing date | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 500 | $20,000 | thousands by filing date | |
| SAFEWAY INC | 786514208 | COM NEW | 600 | $20,000 | thousands by filing date | call |
| 3M CO COM | 88579Y101 | Stock | 140 | $20,000 | thousands by filing date | put |
| GRAHAM CORP | 384556106 | COM | 596 | $20,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 1,330 | $20,000 | thousands by filing date | |
| HENNESSY ADVISORS INC | 425885100 | COM | 1,373 | $20,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E259 | GB MSCI AR ETF | 950 | $20,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 2,353 | $20,000 | thousands by filing date | call |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 1,249 | $20,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 1,448 | $20,000 | thousands by filing date | |
| Galena Biopharma Inc | 363256108 | COM | 6,692 | $20,000 | thousands by filing date | call |
| WESTERN ASSET EMRG MKT INCM | 95766E103 | COM | 1,601 | $20,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461829 | EGS BRAZ INF ETF | 1,200 | $20,000 | thousands by filing date | |
| U.S. AUTO PARTS NETWORK INC | 90343C100 | COM | 5,800 | $20,000 | thousands by filing date | |
| SPDR S&P | 78463X806 | MIDEAST AFRICA | 277 | $20,000 | thousands by filing date | |
| ETRACS ALERIAN NAT GAS MLP | 902641620 | CMN | 500 | $20,000 | thousands by filing date | |
| PARAGON SHIPPING INC | 69913R408 | CL A NEW | 3,500 | $20,000 | thousands by filing date | |
| SOLARCITY CORP | 83416TAA8 | NOTE 2.750%11/0 | 15,000 | $20,000 | thousands by filing date | principal |
| REGADO BIOSCIENCE INC | 75874Q107 | COM | 3,146 | $20,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 150 | $19,000 | thousands by filing date | call |
| AIR PRODS & CHEMS INC | 009158106 | COM | 155 | $19,000 | thousands by filing date | call |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 200 | $19,000 | thousands by filing date | put |
| NISOURCE INC COM | 65473P105 | Stock | 500 | $19,000 | thousands by filing date | call |
| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 1,576 | $19,000 | thousands by filing date | |
| WESTERN ASSET MGD HI INCM FD | 95766L107 | COM | 3,400 | $19,000 | thousands by filing date | |
| CENTER COAST BRKFLD MLP ENRG | 151461100 | SHS BEN INT | 1,000 | $19,000 | thousands by filing date | |
| OHR PHARMACEUTICAL INC | 67778H200 | COMMON STOCK | 2,103 | $19,000 | thousands by filing date | |
| SYNUTRA INTERNATIONAL INC | 87164C102 | COMMON STOCK | 2,930 | $19,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 1,065 | $19,000 | thousands by filing date | |
| ISHARES INC MSCI ITALY CAP | 464286855 | ETF | 1,094 | $19,000 | thousands by filing date | |
| Chesapeake Energy Corp PFD Conv | 165167842 | Pfd Stk | 200 | $19,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 6,879 | $19,000 | thousands by filing date | put |
| SARATOGA RES INC | 803521103 | COM | 11,058 | $19,000 | thousands by filing date | |
| CIS ACQUISITION LTD | G21490506 | UNIT 99/99/9999 | 1,900 | $19,000 | thousands by filing date | |
| BIO PATH HOLDINGS INC | 09057N102 | COM | 6,286 | $19,000 | thousands by filing date | |
| SILVER EAGLE ACQUISITION | 827694118 | W | 38,540 | $19,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 240 | $18,000 | thousands by filing date | call |
| DENISON MINES CORP | 248356107 | COM | 15,400 | $18,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 1,935 | $18,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 500 | $18,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 2,000 | $18,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235T107 | COM | 600 | $18,000 | thousands by filing date | call |
| POWERSHARES ETF TR II S&P SMCP | 73937B860 | ETF - EQUITY | 400 | $18,000 | thousands by filing date | |
| PATRIOT TRANSPORTATION HLDG | 70337B102 | COM | 540 | $18,000 | thousands by filing date | |
| CURRENCYSHARES CANADIAN DOLLAR TRUST | 23129X105 | COM | 200 | $18,000 | thousands by filing date | |
| NUVEEN LG/SHT COMMODITY TOTR | 670731108 | COM UT BEN INT | 1,170 | $18,000 | thousands by filing date | |
| PROVIDENCE & WORCESTER RR CO | 743737108 | COM | 1,000 | $18,000 | thousands by filing date | |
| CORIUM INTL INC | 21887L107 | COM | 2,360 | $18,000 | thousands by filing date | |
| DARA BIOSCIENCES INC | 23703P304 | COM PAR $ | 14,789 | $18,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 207 | $17,000 | thousands by filing date | call |
| Walt Disney Co | 254687106 | COM | 200 | $17,000 | thousands by filing date | call |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 187 | $17,000 | thousands by filing date | call |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 116 | $17,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 7,100 | $17,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 289 | $17,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 931 | $17,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 171 | $17,000 | thousands by filing date | call |
| PAMPA ENERGIA SA | 697660207 | SPONS ADR LVL I | 1,806 | $17,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 666 | $17,000 | thousands by filing date | |
| TESORO CORP | 881609101 | COM | 300 | $17,000 | thousands by filing date | call |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 1,400 | $17,000 | thousands by filing date | call |
| POWERSHARES ETF TRUST DYN OIL | 73935X625 | COM | 600 | $17,000 | thousands by filing date | |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 1,000 | $17,000 | thousands by filing date | put |
| WELLS FARGO & CO NEW | 949746119 | *W EXP 10/28/201 | 800 | $17,000 | thousands by filing date | |
| OXFORD RESOURCE PARTNERS LP | 691807101 | COM UNIT RP LP | 20,968 | $17,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 217 | $16,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 1,536 | $16,000 | thousands by filing date | put |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 2,172 | $16,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 1,315 | $16,000 | thousands by filing date | |
| FIRST UNITED CORP | 33741H107 | COMMON STOCK | 1,900 | $16,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 700 | $16,000 | thousands by filing date | |
| CSP INC | 126389105 | CMN | 2,307 | $16,000 | thousands by filing date | |
| NAM TAI PROPERTY INC | G63907102 | Com | 2,200 | $16,000 | thousands by filing date | |
| NUTRACEUTICAL INTERNATIONAL | 67060Y101 | COMMON STOCK | 702 | $16,000 | thousands by filing date | |
| MAGNETEK INC | 559424403 | COMMON STOCK | 700 | $16,000 | thousands by filing date | |
| XL GROUP PLC | G98290102 | SHS | 500 | $16,000 | thousands by filing date | call |
| PFSWEB INC | 717098206 | COM | 2,023 | $16,000 | thousands by filing date | |
| GT ADVANCED TECHNOLOGIES INC | 36191U106 | COM | 862 | $16,000 | thousands by filing date | put |
| LIFE TIME FITNESS INC | 53217R207 | COM | 335 | $16,000 | thousands by filing date | put |
| DISCOVERY LABORATORIES INC N | 254668403 | COM NEW | 9,217 | $16,000 | thousands by filing date | call |
| NORTHEAST BANCORP | 663904209 | COM | 1,834 | $16,000 | thousands by filing date | |
| CENCOSUD S A | 15132H101 | SPONSORED ADS | 1,650 | $16,000 | thousands by filing date | |
| FIRST FINANCIAL HOLDINGS INC | 32023E105 | COM | 263 | $16,000 | thousands by filing date | |
| OPHTHOTECH CORP | 683745103 | COM | 400 | $16,000 | thousands by filing date | call |
| KBHOME | 48666K109 | COM | 828 | $15,000 | thousands by filing date | call |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 500 | $15,000 | thousands by filing date | call |
| ALKERMES PLC | G01767105 | SHS | 300 | $15,000 | thousands by filing date | call |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 1,448 | $15,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 500 | $15,000 | thousands by filing date | call |
| NRC HEALTH | 637372202 | COMMON STOCK | 1,083 | $15,000 | thousands by filing date | |
| ESPEY MFG &ELECTRONICS CORP | 296650104 | COM | 600 | $15,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 761 | $15,000 | thousands by filing date | put |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 200 | $15,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 724 | $15,000 | thousands by filing date | |
| BLACKROCK VA MUN BD TR | 092481100 | COM | 1,000 | $15,000 | thousands by filing date | |
| FTSE RAFI US 1500 Small Cap | 73935X567 | COM | 155 | $15,000 | thousands by filing date | |
| ULTRAPETROL BAHAMAS LTD | P94398107 | COM | 5,291 | $15,000 | thousands by filing date | |
| NICHOLAS FINANCIAL INC | 65373J209 | COM NEW | 1,087 | $15,000 | thousands by filing date | |
| ALLIANT TECHSYSTEMS INC | 018804104 | COM | 116 | $15,000 | thousands by filing date | call |
| AVIVA PLC | 05382A104 | ADR | 870 | $15,000 | thousands by filing date | |
| NEXPOINT CR STRATEGIES FD | 65340G106 | COM | 1,243 | $15,000 | thousands by filing date | |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 1,000 | $15,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 5,512 | $15,000 | thousands by filing date | call |
| MARKET VECTORS ETF TR | 57060U514 | INVT GRD FL RT | 600 | $15,000 | thousands by filing date | |
| INDUSTRIAS BACHOCO S A B DE | 456463108 | ADR | 292 | $15,000 | thousands by filing date | |
| VERMILLION INC | 92407M206 | COM NEW | 6,156 | $15,000 | thousands by filing date | |
| BROOKFIELD MTG OPP INC FD IN | 112792106 | COM | 900 | $15,000 | thousands by filing date | |
| SESEN BIO, INC. | 286221106 | COM | 1,203 | $15,000 | thousands by filing date | |
| DIPEXIUM PHARMACEUTICALS INC | 25456J104 | COM | 1,579 | $15,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 291 | $14,000 | thousands by filing date | put |
| ENBRIDGE INC COM | 29250N105 | Stock | 300 | $14,000 | thousands by filing date | call |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 200 | $14,000 | thousands by filing date | call |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 1,000 | $14,000 | thousands by filing date | put |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 1,000 | $14,000 | thousands by filing date | put |
| CRH PLC ADS | 12626K203 | ADR | 562 | $14,000 | thousands by filing date | |
| BLACKROCK STRATEGIC MUN TR | 09248T109 | COM | 1,050 | $14,000 | thousands by filing date | |
| TORTOISE ENERGY INDEPENDENC | 89148K101 | COM | 500 | $14,000 | thousands by filing date | |
| OILTANKING PARTNERS L P | 678049107 | UNIT LTD | 150 | $14,000 | thousands by filing date | |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 100 | $14,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B705 | COM | 850 | $14,000 | thousands by filing date | |
| WISDOMTREE TOTAL EARNINGS | 97717W596 | TTL | 200 | $14,000 | thousands by filing date | |
| CORMEDIX INC | 21900C118 | *W EXP 03/24/201 | 29,608 | $14,000 | thousands by filing date | |
| PRANA BIOTECHNOLOGY LTD | 739727105 | SPONSORED ADR | 6,423 | $14,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 110 | $13,000 | thousands by filing date | put |
| VALE S A | 91912E105 | SPONSORED ADS | 1,000 | $13,000 | thousands by filing date | call |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 437 | $13,000 | thousands by filing date | |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 500 | $13,000 | thousands by filing date | call |
| CARRIZO OIL & GAS INC | 144577103 | COM | 200 | $13,000 | thousands by filing date | put |
| TANDY LEATHER FACTORY INC | 87538X105 | COM | 1,518 | $13,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 1,500 | $13,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 877 | $13,000 | thousands by filing date | |
| QUESTCOR PHARMACEUTICALS INC | 74835Y101 | COM | 148 | $13,000 | thousands by filing date | call |
| CONTINENTAL AIRLS INC | 210795PU8 | NOTE 4.500% 1/1 | 6,000 | $13,000 | thousands by filing date | principal |
| Powershs Db US Dollar Tr | 73936D206 | DOLL INDX BEAR | 500 | $13,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN FD & | 73935X849 | ETF - EQUITY | 500 | $13,000 | thousands by filing date | |
| SEMICONDUCTOR MFG INTL CORP | 81663N206 | SPONSORED ADR | 3,100 | $13,000 | thousands by filing date | |
| LMI AEROSPACE INC | 502079106 | COM | 1,063 | $13,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC | 854502804 | UNIT 11/17/20166 | 116 | $13,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 154 | $12,000 | thousands by filing date | put |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 2,331 | $12,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 600 | $12,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 242 | $12,000 | thousands by filing date | call |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 1,620 | $12,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 532 | $12,000 | thousands by filing date | call |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 207 | $12,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 120 | $12,000 | thousands by filing date | |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 4,481 | $12,000 | thousands by filing date | |
| FIRST TR EMERGING ETF MARKETS SMALL CAP ALPHADEX FUND | 33737J307 | ETF | 325 | $12,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 321 | $12,000 | thousands by filing date | call |
| POWERSHARES GLOBAL ETF FD | 73936G308 | S&P 500 BUYWRT | 572 | $12,000 | thousands by filing date | |
| PROVECTUS BIOPHARMACEUTICALS | 74373P108 | COMMON STOCK | 14,500 | $12,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 878 | $12,000 | thousands by filing date | call |
| CEMPRA INC | 15130J109 | COM | 1,187 | $12,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 1,827 | $12,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TR I | 80007V106 | SH BEN INT | 1,500 | $12,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U597 | CHINA A SHS ETF | 450 | $12,000 | thousands by filing date | |
| IPATH DJ-UBS COCOA SUBINDEX | 06739H313 | CMN | 300 | $12,000 | thousands by filing date | |
| CHIPOTLE MEXICAN GRILL INC | 73937B738 | COM | 250 | $12,000 | thousands by filing date | |
| BIOLIFE SOLUTIONS INC COM NEW | 09062W204 | Stock | 4,865 | $11,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 328 | $11,000 | thousands by filing date | call |
| BXP INC COM | 101121101 | REIT | 100 | $11,000 | thousands by filing date | call |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 155 | $11,000 | thousands by filing date | call |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 238 | $11,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 82 | $11,000 | thousands by filing date | call |
| GREIF INC | 397624206 | CL B | 200 | $11,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 1,169 | $11,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 1,000 | $11,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 1,000 | $11,000 | thousands by filing date | call |
| CIGNA CORPORATION | 125509109 | COM | 125 | $11,000 | thousands by filing date | put |
| ISHARES TR | 464287846 | DOW JONES US ETF | 118 | $11,000 | thousands by filing date | |
| STEALTHGAS INC | Y81669106 | COM | 1,000 | $11,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 141 | $11,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 443 | $11,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J190 | GERMANY ALPHA | 286 | $11,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 279 | $11,000 | thousands by filing date | |
| CBS OUTDOOR AMERICAS INC | 14987J106 | COMMON STOCK | 344 | $11,000 | thousands by filing date | |
| PROSHARES | 74347R503 | COMMON STOCK | 500 | $11,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 949 | $11,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 260 | $11,000 | thousands by filing date | call |
| ARRHYTHMIA RESH TECHNOLOGY I | 042698308 | COM PAR $0.01 | 1,770 | $11,000 | thousands by filing date | |
| WI-LAN INC | 928972108 | COM | 3,500 | $11,000 | thousands by filing date | |
| WEST MARINE INC | 954235107 | COM | 1,087 | $11,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B662 | EM MRK LOW VOL | 420 | $11,000 | thousands by filing date | |
| CNINSURE INC | 18976M103 | SPONSORED ADR | 1,654 | $11,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E481 | GLB X CDA PFD | 890 | $11,000 | thousands by filing date | |
| MORGAN STANLEY EASTN EUR FD | 616988101 | COM | 600 | $11,000 | thousands by filing date | |
| NEW HOME CO INC COM | 645370107 | COM | 794 | $11,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 474 | $10,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000948046-14-000108 | this filing | 2014-08-15 | acceptance time not in the bulk data set |