13F-HR filed by DEUTSCHE BANK AG\
DEUTSCHE BANK AG\ filed this 13F-HR for the quarter ended 2014-06-30, filed 2014-08-15, with 6,077 holding rows worth $147,197,640,000.
- Accession
- 0000948046-14-000108
- Filer
- CIK 948046
- Filed
- 2014-08-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2014
A holdings report, 18,256 entries on the cover page, a total value of $147,197,640,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $147,197,640,000 with VALUE read as thousands by filing date, 13F file number 028-10103. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerDeutsche Bank Trust Co Americas028-13777
- included managerBT ALEX BROWN INC /028-05033
- included managerDWS Investment GmbH028-10152
- included managerDeutsche Asset Management Investmentgesellshaft028-10155
- included managerDEUTSCHE INVESTMENT MANAGEMENT AMERICAS INC028-10249
- included managerRREEF AMERICA LLC028-04760
- included managerDeutsche Bank (Suisse) SA028-11509
- included managerDEUTSCHE BANK NATIONAL TRUST CO028-11997
- included managerDeutsche Bank Trust CO Delaware028-11998
- included managerDeutsche Bank Trust Company, National Association028-12000
- included managerOppenheim Asset Management Services S.a.r.l028-13923
- included managerAbbey Life Assurance Co Ltd.028-13916
- included managerDeutsche Asset Management (UK) Ltd028-13988
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GP STRATEGIES CORP | 36225V104 | COM | 4,367 | $113,000 | thousands by filing date | |
| STUDENT TRANSPORTATION INC | 86388A108 | COMMON | 17,200 | $113,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 1,481 | $112,000 | thousands by filing date | put |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 4,355 | $112,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 11,100 | $112,000 | thousands by filing date | |
| 1ST UNITED BANCORP INC/NORTH | 33740N105 | COM | 13,097 | $112,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 1,583 | $111,000 | thousands by filing date | call |
| DORAL FINL CORP COM | 25811P852 | COM | 25,726 | $111,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 1,242 | $110,000 | thousands by filing date | call |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 4,077 | $110,000 | thousands by filing date | |
| MEDTRONIC INC | 585055106 | COM | 1,738 | $110,000 | thousands by filing date | call |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 7,201 | $110,000 | thousands by filing date | |
| HANDY & HARMAN LTD | 410315105 | COMMON STOCK | 4,120 | $110,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 10,591 | $110,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 2,681 | $109,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 6,000 | $109,000 | thousands by filing date | put |
| INFUSYSTEM HOLDINGS INC | 45685K102 | COMMON STOCK | 41,740 | $109,000 | thousands by filing date | |
| FX ENERGY INC | 302695101 | COM | 30,281 | $109,000 | thousands by filing date | |
| SURGICAL CARE AFFILIATES INC COM | 86881L106 | Stock | 3,810 | $109,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 1,000 | $108,000 | thousands by filing date | put |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 11,199 | $108,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 15,953 | $108,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 7,000 | $108,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 2,825 | $108,000 | thousands by filing date | put |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 2,300 | $108,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 1,250 | $108,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 2,000 | $107,000 | thousands by filing date | call |
| PULTE GROUP INC COM | 745867101 | Stock | 5,356 | $107,000 | thousands by filing date | put |
| FRANCO NEV CORP COM | 351858105 | Stock | 1,868 | $107,000 | thousands by filing date | call |
| PATRICK INDS INC | 703343103 | COM | 2,311 | $107,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 1,000 | $107,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 3,215 | $107,000 | thousands by filing date | call |
| RUBICON TECHNOLOGY INC | 78112T107 | COM | 12,339 | $107,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 6,700 | $107,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 5,400 | $106,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 10,424 | $106,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 2,500 | $105,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 1,980 | $105,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 2,000 | $105,000 | thousands by filing date | put |
| E M C CORP MASS | 268648102 | COM | 4,017 | $105,000 | thousands by filing date | call |
| FAMILY DLR STORES INC | 307000109 | COM | 1,600 | $105,000 | thousands by filing date | call |
| OCWEN FINL CORP | 675746309 | COM NEW | 2,860 | $105,000 | thousands by filing date | call |
| QUALITY DISTR INC FLA | 74756M102 | COM | 7,162 | $105,000 | thousands by filing date | |
| FBR & CO | 30247C400 | COM NEW | 3,892 | $105,000 | thousands by filing date | |
| ENVENTIS CORP | 29402J101 | COM | 6,692 | $105,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 25,300 | $104,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 5,825 | $104,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 4,935 | $104,000 | thousands by filing date | call |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 5,062 | $104,000 | thousands by filing date | |
| OSIRIS THERAPEUTICS INC NEW | 68827R108 | COM | 6,690 | $104,000 | thousands by filing date | |
| FIRST NBC BK HLDG CO COM | 32115D106 | COM | 3,137 | $104,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 2,222 | $103,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 2,202 | $103,000 | thousands by filing date | |
| Morningstar Wide Moat | 57060U134 | Common | 3,365 | $103,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 913 | $103,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 2,800 | $103,000 | thousands by filing date | put |
| GLOBAL POWER EQUIPMENT GRP I | 37941P306 | COM PAR $0.01 | 6,420 | $103,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q796 | GUGG SHIPPNG ETF | 4,500 | $103,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 4,097 | $102,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 2,594 | $102,000 | thousands by filing date | put |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 2,145 | $102,000 | thousands by filing date | |
| BEBE STORES INC | 075571109 | COM | 33,737 | $102,000 | thousands by filing date | |
| SEQUANS COMMUNICATIONS SA | 817323108 | COM | 59,400 | $102,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 247 | $101,000 | thousands by filing date | put |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 1,941 | $101,000 | thousands by filing date | put |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 1,985 | $101,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 888 | $101,000 | thousands by filing date | call |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 5,064 | $101,000 | thousands by filing date | |
| UCP INC - CL A | 90265Y106 | Common Stock | 7,440 | $101,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 1,174 | $100,000 | thousands by filing date | call |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 8,730 | $100,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 6,883 | $100,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X784 | WSDM EMKTBD FD | 1,284 | $100,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 1,917 | $100,000 | thousands by filing date | put |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 1,917 | $100,000 | thousands by filing date | call |
| NUVEEN MUN MKT OPPORTUNITY | 67062W103 | COM | 7,500 | $100,000 | thousands by filing date | |
| BLACKROCK MUNI 2018 TERM TR | 09248C106 | COM | 6,265 | $100,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q744 | DWA SC TECHLDR | 2,556 | $100,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 1,885 | $99,000 | thousands by filing date | |
| ISHARES TR | 464288471 | EPRA/NAR DEV EUR | 2,600 | $99,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 2,552 | $98,000 | thousands by filing date | call |
| FASTENAL CO COM | 311900104 | Stock | 2,000 | $98,000 | thousands by filing date | put |
| POWER SOLUTIONS INTERNATIONA | 73933G202 | COMMON STOCK | 1,367 | $97,000 | thousands by filing date | |
| GLOBAL BRASS & COPPR HLDGS I | 37953G103 | COM | 5,793 | $97,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y462 | DLY CHINBR3X NEW | 5,000 | $97,000 | thousands by filing date | put |
| Eaton Corp. Plc | G29183103 | COM | 1,253 | $96,000 | thousands by filing date | call |
| ISHARES TR | 464288752 | US HOME CONS ETF | 3,901 | $96,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 3,467 | $96,000 | thousands by filing date | call |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 4,518 | $96,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 19,308 | $96,000 | thousands by filing date | |
| APPLOVIN CORP CLASS A | 023850100 | COM | 107,136 | $96,000 | thousands by filing date | |
| RYLAND GROUP INC | 783764103 | COM | 2,450 | $96,000 | thousands by filing date | call |
| HOMEAWAY INC | 43739Q100 | COM | 2,775 | $96,000 | thousands by filing date | call |
| NUVEEN PREM INCOME MUN FD | 67063W102 | COM | 7,000 | $96,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 5,084 | $95,000 | thousands by filing date | |
| HEWLETT PACKARD CO | 428236103 | COM | 2,837 | $95,000 | thousands by filing date | put |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 6,370 | $95,000 | thousands by filing date | put |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 7,368 | $95,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154K809 | PS CRD OIL ETN | 3,350 | $95,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 1,421 | $94,000 | thousands by filing date | call |
| Chubb Corporation | 171232101 | Equity | 1,026 | $94,000 | thousands by filing date | call |
| CONNS INC | 208242107 | COM | 1,910 | $94,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 6,376 | $94,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 6,084 | $94,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 1,046 | $93,000 | thousands by filing date | call |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 2,573 | $93,000 | thousands by filing date | call |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 6,214 | $93,000 | thousands by filing date | call |
| NUVEEN MUN ADVANTAGE FD IN | 67062H106 | COM | 6,950 | $93,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 1,150 | $92,000 | thousands by filing date | put |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 4,123 | $92,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 3,539 | $92,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 2,405 | $92,000 | thousands by filing date | call |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 2,982 | $92,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 6,004 | $92,000 | thousands by filing date | |
| ISHARES INC | 464286293 | ASIA/PAC DIV ETF | 1,582 | $92,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 1,662 | $92,000 | thousands by filing date | put |
| MULTI FINELINE ELECTRONIX IN | 62541B101 | COM | 8,447 | $92,000 | thousands by filing date | |
| ALLIANCE FIBER OPTIC PRODUCT | 018680306 | COM | 5,131 | $92,000 | thousands by filing date | |
| QUARTET MERGER CORP RTS | 747717205 | RTS | 138,100 | $92,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 7,650 | $91,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 4,770 | $91,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 2,000 | $91,000 | thousands by filing date | call |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 5,000 | $91,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 1,226 | $91,000 | thousands by filing date | call |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 1,068 | $90,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 2,500 | $90,000 | thousands by filing date | call |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 6,200 | $90,000 | thousands by filing date | put |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 7,150 | $90,000 | thousands by filing date | |
| ABENGOA YIELD PLC | G00349103 | ORD SHS | 2,400 | $90,000 | thousands by filing date | |
| EP ENERGY CORP | 268785102 | CL A | 3,923 | $90,000 | thousands by filing date | |
| NUVEEN INSD QUALITY MUN FD I | 67062N103 | COM | 6,805 | $89,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 10,741 | $89,000 | thousands by filing date | call |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 6,300 | $89,000 | thousands by filing date | |
| KAMADA LTD | M6240T109 | SHS | 12,527 | $89,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 3,100 | $89,000 | thousands by filing date | |
| YOUKU.COM INC | 98742U100 | COMMON STOCK-FO | 3,750 | $89,000 | thousands by filing date | call |
| BODY CENTRAL CORP | 09689U102 | COM | 101,491 | $89,000 | thousands by filing date | |
| MITEL NETWORKS CORP | 60671Q104 | COM | 8,521 | $89,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 4,665 | $89,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 5,670 | $88,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 1,706 | $88,000 | thousands by filing date | call |
| CITRIX SYSTEMS INC | 177376100 | COM | 1,427 | $88,000 | thousands by filing date | call |
| WCI CMNTYS INC | 92923C807 | COM PAR $0.01 | 4,595 | $88,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 17,900 | $88,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 1,032 | $88,000 | thousands by filing date | call |
| REXAHN PHARMACEUTICALS INC | 761640101 | COM | 102,000 | $88,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y447 | DLYFINBEAR3X NEW | 5,000 | $88,000 | thousands by filing date | put |
| NEWMONT CORP | 651639106 | COM | 3,453 | $87,000 | thousands by filing date | call |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 3,000 | $87,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 5,000 | $87,000 | thousands by filing date | put |
| HERBALIFE LTD | G4412G101 | COM SHS | 1,351 | $87,000 | thousands by filing date | put |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 1,569 | $87,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 5,875 | $86,000 | thousands by filing date | |
| SWS GROUP INC | 78503N107 | COM | 11,931 | $86,000 | thousands by filing date | |
| GUARANTY BANCORP | 40075T607 | COM | 6,239 | $86,000 | thousands by filing date | |
| DIREXION SHS EXCH TRD FD DAILY 30 YR TREAS BEAR | 25459Y678 | ETF | 1,800 | $86,000 | thousands by filing date | put |
| GUGGENHEIM RUSSELL MCAP | 78355W577 | ETF | 1,700 | $86,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 5,765 | $85,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 4,800 | $85,000 | thousands by filing date | |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 6,039 | $85,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L837 | INTL QLTDV IDX | 2,983 | $85,000 | thousands by filing date | |
| HIGHER ONE HOLDINGS INC | 42983D104 | COM | 22,756 | $85,000 | thousands by filing date | |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 8,000 | $85,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 720 | $84,000 | thousands by filing date | call |
| MARATHON PETE CORP COM | 56585A102 | Stock | 1,090 | $84,000 | thousands by filing date | put |
| TWITTER INC | 90184L102 | COM | 2,074 | $84,000 | thousands by filing date | put |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 3,794 | $84,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 2,200 | $84,000 | thousands by filing date | |
| STARWOOD HOTELS&RESORTS WRLD | 85590A401 | COM | 1,048 | $84,000 | thousands by filing date | call |
| LORILLARD INC | 544147101 | COM | 1,390 | $84,000 | thousands by filing date | put |
| Cbs Corporation Cl A New | 124857103 | CLA | 1,375 | $84,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 540 | $83,000 | thousands by filing date | call |
| RESOLUTE ENERGY CORP | 76116A108 | COMMON STOCK | 9,764 | $83,000 | thousands by filing date | |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 7,203 | $83,000 | thousands by filing date | |
| RUBICON MINERALS CORP | 780911103 | COM | 57,000 | $83,000 | thousands by filing date | |
| JONESTOWN BK &TR CO PA COM | 48019R108 | COM | 4,093 | $83,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 712 | $82,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 1,693 | $82,000 | thousands by filing date | put |
| XILINX INC | 983919101 | COM | 1,750 | $82,000 | thousands by filing date | call |
| TIFFANY & CO NEW | 886547108 | COM | 825 | $82,000 | thousands by filing date | call |
| DESTINATION MATERNITY CORP | 25065D100 | COM | 3,663 | $82,000 | thousands by filing date | |
| NORTH AMERN ENERGY PARTNERS | 656844107 | COM | 10,311 | $82,000 | thousands by filing date | |
| UNITED STS SHORT OIL FD LP | 912613205 | UNITS | 2,700 | $82,000 | thousands by filing date | |
| CORDIA BANCORP INC | 218513109 | COM | 20,000 | $82,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 450 | $81,000 | thousands by filing date | call |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 3,325 | $81,000 | thousands by filing date | put |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 4,567 | $81,000 | thousands by filing date | |
| Revenueshares Etf Trust | 761396100 | LARGECAP FD | 2,100 | $81,000 | thousands by filing date | |
| NOVABAY PHARMACEUTICALS INC | 66987P102 | COM | 101,800 | $80,000 | thousands by filing date | |
| CACHE INC | 127150308 | COM | 50,000 | $80,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 1,843 | $79,000 | thousands by filing date | put |
| FIRST TR EXCHANGE TRADED FD | 33738R704 | RBA INDL ETF | 4,084 | $79,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 2,000 | $79,000 | thousands by filing date | put |
| GABELLI CONVERTIBLE & INCOME S | 36240B109 | COM | 12,700 | $79,000 | thousands by filing date | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 3,300 | $79,000 | thousands by filing date | |
| ISHARES | 464286830 | EXCHANGE TRADED | 5,000 | $79,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 1,550 | $79,000 | thousands by filing date | call |
| PENDRELL CORP | 70686R104 | COM | 45,583 | $79,000 | thousands by filing date | |
| MARIN SOFTWARE INC | 56804T106 | COM | 6,715 | $79,000 | thousands by filing date | |
| BMC Stock Holdings Inc | 86101X104 | COM | 4,063 | $79,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 1,010 | $78,000 | thousands by filing date | put |
| ATI INC COM | 01741R102 | Stock | 1,750 | $78,000 | thousands by filing date | call |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 1,027 | $78,000 | thousands by filing date | call |
| ISHARES INC | 464286103 | MSCI AUST ETF | 3,055 | $78,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 7,844 | $78,000 | thousands by filing date | |
| CORE MOLDING TECHNOLOGIES IN | 218683100 | COMMON STOCK | 6,000 | $78,000 | thousands by filing date | |
| VOC ENERGY TR | 91829B103 | TR UNIT | 4,600 | $78,000 | thousands by filing date | |
| GUGGENHEIM | 18383M605 | EXCHANGE TRADED | 1,700 | $78,000 | thousands by filing date | |
| DEMAND MEDIA INC | 24802N109 | COM | 16,477 | $78,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y439 | DLY TECBEARX NEW | 5,000 | $78,000 | thousands by filing date | put |
| TOP IMAGE SYSTEMS LTD | M87896102 | ORD | 20,000 | $78,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 675 | $77,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 1,259 | $77,000 | thousands by filing date | |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 2,216 | $77,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 1,200 | $77,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 5,981 | $77,000 | thousands by filing date | |
| FTSE RAFI Emerg Mkts | 73936T763 | COM | 3,620 | $77,000 | thousands by filing date | |
| MIDSTATES PETROLEUM CO INC | 59804T100 | COM | 10,894 | $77,000 | thousands by filing date | |
| HARVEST NATURAL RESOURCES IN | 41754V103 | COM | 15,586 | $77,000 | thousands by filing date | |
| BARRACUDA NETWORKS INC | 068323104 | COM | 2,484 | $77,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 1,057 | $76,000 | thousands by filing date | call |
| Berkshire Hathaway Inc | 084670702 | COM | 608 | $76,000 | thousands by filing date | call |
| AUTODESK INC COM | 052769106 | Stock | 1,361 | $76,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 2,628 | $76,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 1,976 | $76,000 | thousands by filing date | call |
| CM FIN INC COM | 12574Q103 | COM | 5,230 | $76,000 | thousands by filing date | |
| CUMBERLAND PHARMACEUTICALS I | 230770109 | COM | 17,019 | $76,000 | thousands by filing date | |
| CODORUS VY BANCORP INC | 192025104 | COM | 3,627 | $76,000 | thousands by filing date | |
| MARKET VECTORS PRE-REFUND MUNI ETF(PRB) | 57060U738 | ETF | 3,100 | $76,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 1,050 | $75,000 | thousands by filing date | put |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 3,702 | $75,000 | thousands by filing date | |
| CAVIUM INC | 14964U108 | COM | 1,530 | $75,000 | thousands by filing date | call |
| ALMOST FAMILY INC | 020409108 | COM | 3,447 | $75,000 | thousands by filing date | |
| VRINGO INC | 92911N104 | COM | 22,075 | $75,000 | thousands by filing date | |
| FIRSTSERVICE CORP | 33761N109 | SUB VTG SH | 1,500 | $75,000 | thousands by filing date | |
| COMMUNITY BANKERS TRUST CORP | 203612106 | COM | 17,207 | $75,000 | thousands by filing date | |
| LDR HLDG CORP | 50185U105 | COM | 3,038 | $75,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 1,143 | $74,000 | thousands by filing date | put |
| ENZON PHARMACEUTICALS INC | 293904108 | COM | 71,994 | $74,000 | thousands by filing date | |
| AES TR III | 00808N202 | PFD CV 6.75% | 1,446 | $74,000 | thousands by filing date | |
| FRONTLINE LTD | G3682E127 | COM | 25,554 | $74,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06738G407 | ETN DJUBS IND MT | 2,423 | $74,000 | thousands by filing date | |
| USMD HLDGS INC | 903313104 | COM | 6,253 | $74,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 900 | $73,000 | thousands by filing date | put |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 5,390 | $73,000 | thousands by filing date | |
| CRA INTL INC | 12618T105 | COM | 3,185 | $73,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 5,000 | $73,000 | thousands by filing date | call |
| RALPH LAUREN CORP | 751212101 | CL A | 456 | $73,000 | thousands by filing date | call |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 3,154 | $73,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 4,250 | $73,000 | thousands by filing date | |
| TIME WARNER CABLE INC | 88732J207 | COM | 500 | $73,000 | thousands by filing date | call |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 2,680 | $73,000 | thousands by filing date | |
| RICK'S CABARET INTL INC | 765641303 | COM | 7,210 | $73,000 | thousands by filing date | |
| NUMEREX CORP -CL A | 67053A102 | CL A | 6,374 | $73,000 | thousands by filing date | |
| PETROBRAS ARGENTINA SA-B | 71646J109 | CMN | 11,334 | $73,000 | thousands by filing date | |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 3,900 | $72,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 3,700 | $72,000 | thousands by filing date | |
| PLY GEM HLDGS INC | 72941W100 | COM | 7,255 | $72,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 8,643 | $72,000 | thousands by filing date | |
| Onconova Therapeutics | 68232V108 | Common | 13,327 | $72,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 427 | $71,000 | thousands by filing date | put |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 1,100 | $71,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 7,236 | $71,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 3,886 | $71,000 | thousands by filing date | |
| ZILLOW INC | 98954A107 | COMMON STOCK | 500 | $71,000 | thousands by filing date | put |
| COCA COLA ENTERPRISES INC NE | 19122T109 | COM | 1,500 | $71,000 | thousands by filing date | call |
| KB HOME 1.375 | 48666KAS8 | NOTE 1.375% 2/0 | 71,000 | $71,000 | thousands by filing date | principal |
| LEJU HLDGS LTD | 50187J108 | SPONSORED ADS | 6,837 | $71,000 | thousands by filing date | |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 4,974 | $70,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 2,000 | $70,000 | thousands by filing date | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 4,107 | $70,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 4,152 | $70,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736M103 | ALERIAN US NXTGN | 1,350 | $70,000 | thousands by filing date | |
| CONTROL4 CORP | 21240D107 | COM | 3,601 | $70,000 | thousands by filing date | |
| ANW 4 11/1/18 | Y0020QAA9 | Bond 30/360P2 U | 70,000 | $70,000 | thousands by filing date | principal |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 4,312 | $69,000 | thousands by filing date | call |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 23,985 | $69,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 1,540 | $69,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 805 | $69,000 | thousands by filing date | call |
| Hugoton Royalty Trust | 444717102 | COM | 6,401 | $69,000 | thousands by filing date | |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 3,944 | $69,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 13,693 | $68,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 6,500 | $68,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 18,654 | $68,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 12,343 | $68,000 | thousands by filing date | |
| COMPX INTERNATIONAL INC | 20563P101 | COMMON STOCK | 6,595 | $68,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 1,050 | $68,000 | thousands by filing date | put |
| GLOBAL X | 37950E762 | EXCHANGE TRADED | 5,000 | $68,000 | thousands by filing date | |
| POWERSHARES | 73935X708 | EXCHANGE TRADED | 2,250 | $68,000 | thousands by filing date | |
| NUVEEN DIVER CURRENCY OPPOR | 67090N109 | COM | 6,080 | $68,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 400 | $67,000 | thousands by filing date | call |
| SLM CORP COM | 78442P106 | Stock | 8,103 | $67,000 | thousands by filing date | put |
| LEAR CORP COM NEW | 521865204 | Stock | 760 | $67,000 | thousands by filing date | call |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 6,798 | $67,000 | thousands by filing date | |
| ELEMENTS ROGERS INTL CMDTY AGRI TR ETN | 870297603 | ETF | 8,155 | $67,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 8,457 | $67,000 | thousands by filing date | |
| UNWIRED PLANET INC NEW | 91531F103 | COM | 30,476 | $67,000 | thousands by filing date | |
| KEARNY FINANCIAL CORP | 487169104 | Domestic Common | 4,434 | $67,000 | thousands by filing date | |
| SUFFOLK BANCORP | 864739107 | COM | 3,065 | $67,000 | thousands by filing date | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 2,600 | $66,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 7,230 | $66,000 | thousands by filing date | put |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 650 | $66,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 10,000 | $66,000 | thousands by filing date | put |
| POWERSHARES ETF TR II S&P SMCP | 73937B878 | ETF - EQUITY | 1,450 | $66,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B628 | US RL EST SMCP | 2,500 | $66,000 | thousands by filing date | |
| ROI ACQUISITION CORP II | 74966G119 | *W EXP 09/17/201 | 229,300 | $66,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 8,614 | $65,000 | thousands by filing date | call |
| MOSAIC CO COM | 61945C103 | Stock | 1,321 | $65,000 | thousands by filing date | call |
| HUMANA INC COM | 444859102 | Stock | 512 | $65,000 | thousands by filing date | call |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 797 | $65,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 1,765 | $65,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 8,400 | $65,000 | thousands by filing date | |
| CARBONITE INC | 141337105 | COM | 5,535 | $65,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 2,361 | $65,000 | thousands by filing date | |
| QUANTUM CORP | 747906204 | COM DSSG | 53,885 | $65,000 | thousands by filing date | |
| REVENUESHARES FINANCIALS | 761396506 | S&P500 FINL FD | 1,400 | $65,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 3,164 | $64,000 | thousands by filing date | put |
| Mondelez International,Inc. Class A | 609207105 | COM | 1,737 | $64,000 | thousands by filing date | call |
| LENNAR CORP CL A | 526057104 | Stock | 1,537 | $64,000 | thousands by filing date | call |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 1,800 | $64,000 | thousands by filing date | call |
| UNIVERSAL AMERN CORP NEW | 91338E101 | COM | 7,720 | $64,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 6,760 | $63,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 2,425 | $63,000 | thousands by filing date | put |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 980 | $63,000 | thousands by filing date | |
| FRIEDMAN INDUSTRIES | 358435105 | COMMON STOCK | 7,500 | $63,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W133 | EMERG CUR STR FD | 3,101 | $63,000 | thousands by filing date | |
| FTSE RAFI Internat'l Dev Mkts | 73936T789 | COM | 1,397 | $63,000 | thousands by filing date | |
| KYOCERA CORP -SPONS ADR | 501556203 | COM | 1,372 | $63,000 | thousands by filing date | |
| KIOR INC - CL A | 497217109 | CL A | 177,934 | $63,000 | thousands by filing date | |
| FIRST FED NORTHN MICH BANCOR | 32021X105 | COM | 10,300 | $63,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 1,100 | $62,000 | thousands by filing date | call |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 1,443 | $62,000 | thousands by filing date | call |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 2,000 | $62,000 | thousands by filing date | call |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 3,000 | $62,000 | thousands by filing date | |
| GOLDMAN SACHS MLP INC OPP FD | 38147W103 | COM SHS | 3,000 | $62,000 | thousands by filing date | |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 5,021 | $62,000 | thousands by filing date | |
| RACKSPACE HOSTING INC | 750086100 | COM | 1,858 | $62,000 | thousands by filing date | call |
| NEWSTAR FINANCIAL INC | 65251F105 | COM | 4,462 | $62,000 | thousands by filing date | |
| RELYPSA INC | 759531106 | Common Stock | 2,554 | $62,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 7,219 | $61,000 | thousands by filing date | |
| THE ADT CORPORATION | 00101J106 | COM | 1,753 | $61,000 | thousands by filing date | call |
| TELECOMMUNICATION SYS INC | 87929J103 | COM | 18,862 | $61,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 2,249 | $60,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 579 | $60,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 1,786 | $60,000 | thousands by filing date | call |
| ATRIUM THERAPEUTICS INC | N71546100 | COM | 4,811 | $60,000 | thousands by filing date | |
| PIKE ELEC CORP | 721283109 | COM | 6,864 | $60,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INCOME FD | 67071S101 | COM | 7,140 | $60,000 | thousands by filing date | |
| GTX INC | 40052B108 | COM | 44,489 | $60,000 | thousands by filing date | |
| NAVISTAR INTL CORP | 63934EAL2 | NOTE | 60,000 | $60,000 | thousands by filing date | principal |
| CHINA MING YANG WIND ADR | 16951C108 | EQUITY | 17,722 | $60,000 | thousands by filing date | |
| FIRST TR ISE GLOBL COPPR IND | 33733J103 | CMN | 2,500 | $60,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 4,500 | $59,000 | thousands by filing date | put |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 1,390 | $59,000 | thousands by filing date | call |
| DENBURY RES INC | 247916208 | COM NEW | 3,200 | $59,000 | thousands by filing date | put |
| RTI BIOLOGICS INC | 74975N105 | COM | 13,620 | $59,000 | thousands by filing date | |
| PHOENIX COS INC NEW | 71902E604 | COM NEW | 1,239 | $59,000 | thousands by filing date | |
| THORATEC CORP | 885175307 | COM | 1,708 | $59,000 | thousands by filing date | call |
| BARCLAYS BANK PLC | 06739H248 | ETN DJUBS PMET38 | 888 | $59,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q853 | GUGG CHN SML CAP | 2,361 | $59,000 | thousands by filing date | |
| PLATINUM GROUP METALS LTD | 72765Q205 | COMM STK | 50,000 | $59,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 1,000 | $58,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 1,184 | $58,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 9,034 | $58,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 2,229 | $58,000 | thousands by filing date | |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 1,820 | $58,000 | thousands by filing date | |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 12,250 | $58,000 | thousands by filing date | |
| PAREXEL INTL CORP | 699462107 | COM | 1,100 | $58,000 | thousands by filing date | put |
| BALLANTYNE STRONG INC | 058516105 | COM | 13,969 | $58,000 | thousands by filing date | |
| ASTRONOVA INC | 04638F108 | COM | 4,217 | $57,000 | thousands by filing date | |
| EXACTECH INC | 30064E109 | COM | 2,282 | $57,000 | thousands by filing date | |
| VITACOST.COM INC | 92847A200 | COM | 9,237 | $57,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 475 | $56,000 | thousands by filing date | call |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 337 | $56,000 | thousands by filing date | call |
| Prologis,Inc. | 74340W103 | COM | 1,364 | $56,000 | thousands by filing date | call |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 4,226 | $56,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 1,500 | $56,000 | thousands by filing date | call |
| AMERICAN CAPITAL AGENCY CORP | 02503X105 | COMMON STOCK | 2,400 | $56,000 | thousands by filing date | put |
| PRIMERO MNG CORP | 74164W106 | COM | 7,074 | $56,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 3,720 | $55,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 3,030 | $55,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 4,026 | $55,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 2,434 | $55,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 2,500 | $55,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 1,634 | $55,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 1,250 | $55,000 | thousands by filing date | put |
| HYPERION THERAPEUTICS INC | 44915N101 | COM | 2,168 | $55,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T474 | INSUR NATL MUN | 2,250 | $55,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B605 | S&P SMCP CONSU | 1,100 | $55,000 | thousands by filing date | |
| CARE COM INC | 141633107 | COM | 4,366 | $55,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 1,100 | $54,000 | thousands by filing date | put |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 1,225 | $54,000 | thousands by filing date | put |
| BP PLC SPONSORED ADR | 055622104 | ADR | 1,039 | $54,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 1,575 | $54,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 800 | $54,000 | thousands by filing date | call |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 2,300 | $54,000 | thousands by filing date | |
| MITCHAM INDS INC COM | 606501104 | COM | 3,913 | $54,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M415 | GUG BLT2016 HY | 2,000 | $54,000 | thousands by filing date | |
| POWERSECURE INTERNATIONAL IN | 73936N105 | COM | 5,625 | $54,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 7,890 | $54,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 286 | $53,000 | thousands by filing date | put |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 2,430 | $53,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 2,986 | $53,000 | thousands by filing date | |
| MEAD JOHNSON NUTRITION CO | 582839106 | COM | 576 | $53,000 | thousands by filing date | call |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 1,000 | $53,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917T104 | COM | 4,288 | $53,000 | thousands by filing date | call |
| CIFC CORP | 12547R105 | COM | 6,053 | $53,000 | thousands by filing date | |
| MARKET VECTORS TREASURY-HEDG | 57061R775 | HI YLD TREA BD | 2,000 | $53,000 | thousands by filing date | |
| VIGGLE INC | 92672V204 | COM NEW | 12,587 | $53,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 950 | $52,000 | thousands by filing date | put |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 589 | $52,000 | thousands by filing date | call |
| AH RLTY TR INC | 04208T108 | COM | 5,488 | $52,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 1,500 | $52,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 7,081 | $52,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 1,400 | $52,000 | thousands by filing date | put |
| PARKERVISION INC | 701354102 | COM | 35,698 | $52,000 | thousands by filing date | |
| GUIDANCE SOFTWARE INC | 401692108 | COM | 5,811 | $52,000 | thousands by filing date | |
| CLAYMORE EXCHANGE-TRD FD TR | 18385P101 | GUGG CHINA ALLCP | 2,000 | $52,000 | thousands by filing date | |
| NORDION INC | 65563c105 | COM | 4,200 | $52,000 | thousands by filing date | |
| POWERSHARES DB | 73935Y102 | COM UT BEN INT | 2,014 | $52,000 | thousands by filing date | |
| VANTAGESOUTH BANCSHARES INC | 92209W105 | COM | 9,022 | $52,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 125 | $51,000 | thousands by filing date | call |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 691 | $51,000 | thousands by filing date | call |
| STATE STREET | 78463X798 | COMMON STOCK | 2,179 | $51,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC | 446150401 | PREFERRED STOCK | 39 | $51,000 | thousands by filing date | |
| NUVEEN PERFORMANCE PLUS MUN | 67062P108 | COM | 3,500 | $51,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 6,888 | $51,000 | thousands by filing date | |
| SUCAMPO PHARMACEUTICALS-CL A | 864909106 | CL A | 7,596 | $51,000 | thousands by filing date | |
| QUOTIENT LTD | G73268107 | SHS | 6,175 | $51,000 | thousands by filing date | |
| N 0.25 6/1/18 | 64118QAB3 | Bond 30/360P2 U | 50,000 | $51,000 | thousands by filing date | principal |
| APACHE CORP | 037411105 | COM | 500 | $50,000 | thousands by filing date | put |
| SIGMA ALDRICH CORP | 826552101 | COM | 494 | $50,000 | thousands by filing date | call |
| RENREN INC | 759892102 | SPONSORED ADR | 15,151 | $50,000 | thousands by filing date | |
| EDUCATION MANAGEMENT CORP | 28140M103 | COM | 29,949 | $50,000 | thousands by filing date | |
| GRUMA S.A.B. SPONSORED ADR | 400131306 | ADR | 1,062 | $50,000 | thousands by filing date | |
| CAPITOL ACQUISITION CORP | 14056V113 | W | 102,331 | $50,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 1,206 | $49,000 | thousands by filing date | call |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 844 | $49,000 | thousands by filing date | call |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 762 | $49,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 14,425 | $49,000 | thousands by filing date | call |
| WINMARK CORP | 974250102 | COM | 725 | $49,000 | thousands by filing date | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 2,004 | $49,000 | thousands by filing date | |
| COVIDIEN PLC | G2554F113 | SHS | 551 | $49,000 | thousands by filing date | call |
| COMPUTER TASK GROUP INC | 205477102 | COM | 3,072 | $49,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T433 | WK VRDO TX FR | 2,000 | $49,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 550 | $48,000 | thousands by filing date | put |
| YUM BRANDS INC COM | 988498101 | Stock | 600 | $48,000 | thousands by filing date | put |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 3,340 | $48,000 | thousands by filing date | |
| OFS CAPITAL CORP | 67103B100 | COM | 3,758 | $48,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 1,895 | $48,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 1,280 | $48,000 | thousands by filing date | |
| NUVEEN NY PERFORMANCE PLUS FD | 67062R104 | COMMON STOCK | 3,350 | $48,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 48,700 | $48,000 | thousands by filing date | |
| TYCO INTERNATIONAL LTD | H89128104 | SHS | 1,070 | $48,000 | thousands by filing date | call |
| LAKE SHORE GOLD CORP | 510728108 | COM | 53,500 | $48,000 | thousands by filing date | |
| ITT EDUCATIONAL SERVICES INC | 45068B109 | COM | 2,900 | $48,000 | thousands by filing date | call |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 2,476 | $48,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097879 | SPON | 1,935 | $48,000 | thousands by filing date | |
| INTERNET INITIATIVE JAPAN | 46059T109 | COM | 4,000 | $48,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 1,000 | $47,000 | thousands by filing date | put |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 5,125 | $47,000 | thousands by filing date | call |
| STATE STR CORP COM | 857477103 | Stock | 700 | $47,000 | thousands by filing date | put |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 5,100 | $47,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 3,350 | $47,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 5,577 | $47,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 1,250 | $47,000 | thousands by filing date | call |
| ABRDN PHYSICAL SILVER SHARES ETF | 26922X107 | COM | 2,280 | $47,000 | thousands by filing date | |
| REACHLOCAL INC | 75525F104 | COM | 6,888 | $47,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 2,075 | $47,000 | thousands by filing date | put |
| INVENSENSE INC | 46123D205 | COM | 2,075 | $47,000 | thousands by filing date | call |
| USA TRUCK INC | 902925106 | COM | 2,577 | $47,000 | thousands by filing date | |
| POWERSHARES GOLDEN DRAGON (PGJ) | 73935X401 | ETF | 1,525 | $47,000 | thousands by filing date | |
| PRUDENTIAL BANCORP INC NEW | 74431A101 | COM | 4,105 | $47,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 606 | $46,000 | thousands by filing date | put |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 2,500 | $46,000 | thousands by filing date | call |
| AGCO CORP 1.250/15/36 | 001084AM4 | NOTE | 46,000 | $46,000 | thousands by filing date | principal |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 2,700 | $45,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W521 | JAPAN OPPOR FD | 1,500 | $45,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 869 | $45,000 | thousands by filing date | call |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 2,250 | $45,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 1,500 | $45,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 2,670 | $45,000 | thousands by filing date | |
| QLIK TECHNOLOGIES INC | 74733T105 | COM | 1,998 | $45,000 | thousands by filing date | call |
| Invesco Intl Developed Low Vol | 73937B688 | INTL DEV LOWVL | 1,360 | $45,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 4,470 | $45,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X385 | ENERGY SEC POR | 700 | $45,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 1,000 | $44,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 935 | $44,000 | thousands by filing date | call |
| PPL CORP COM | 69351T106 | Stock | 1,250 | $44,000 | thousands by filing date | call |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 3,138 | $44,000 | thousands by filing date | |
| Equinix, Inc. | 29444U502 | EQIX | 214 | $44,000 | thousands by filing date | put |
| ISLE OF CAPRI CASINOS | 464592104 | COMMON STOCK | 5,315 | $44,000 | thousands by filing date | |
| UNILIFE CORP NEW | 90478E103 | COM | 15,192 | $44,000 | thousands by filing date | |
| LEXMARK INTL NEW | 529771107 | CL A | 932 | $44,000 | thousands by filing date | call |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 611 | $44,000 | thousands by filing date | |
| Janus Velocity Tail Risk Hdgd Lg Cp ETF | 00162Q817 | com | 1,600 | $44,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 1,424 | $43,000 | thousands by filing date | put |
| Eaton Corp. Plc | G29183103 | COM | 564 | $43,000 | thousands by filing date | put |
| MACYS INC COM | 55616P104 | Stock | 750 | $43,000 | thousands by filing date | call |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 550 | $43,000 | thousands by filing date | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000948046-14-000108 | this filing | 2014-08-15 | acceptance time not in the bulk data set |