13F-HR filed by DEUTSCHE BANK AG\
DEUTSCHE BANK AG\ filed this 13F-HR for the quarter ended 2014-06-30, filed 2014-08-15, with 6,077 holding rows worth $147,197,640,000.
- Accession
- 0000948046-14-000108
- Filer
- CIK 948046
- Filed
- 2014-08-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2014
A holdings report, 18,256 entries on the cover page, a total value of $147,197,640,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $147,197,640,000 with VALUE read as thousands by filing date, 13F file number 028-10103. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerDeutsche Bank Trust Co Americas028-13777
- included managerBT ALEX BROWN INC /028-05033
- included managerDWS Investment GmbH028-10152
- included managerDeutsche Asset Management Investmentgesellshaft028-10155
- included managerDEUTSCHE INVESTMENT MANAGEMENT AMERICAS INC028-10249
- included managerRREEF AMERICA LLC028-04760
- included managerDeutsche Bank (Suisse) SA028-11509
- included managerDEUTSCHE BANK NATIONAL TRUST CO028-11997
- included managerDeutsche Bank Trust CO Delaware028-11998
- included managerDeutsche Bank Trust Company, National Association028-12000
- included managerOppenheim Asset Management Services S.a.r.l028-13923
- included managerAbbey Life Assurance Co Ltd.028-13916
- included managerDeutsche Asset Management (UK) Ltd028-13988
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| JARDEN CORP | 471109AH1 | NOTE 1.87 | 676,000 | $931,000 | thousands by filing date | principal |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 17,790 | $929,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 19,141 | $929,000 | thousands by filing date | |
| NATIONAL BK GREECE S A | 633643705 | SPN ADR REP 1 SH | 252,754 | $929,000 | thousands by filing date | |
| MIDSOUTH BANCORP INC | 598039105 | COMMON STOCK | 46,697 | $928,000 | thousands by filing date | |
| ASHFORD HOSPITALITY PRIME IN | 044102101 | COM | 54,123 | $928,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 21,150 | $927,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 24,462 | $925,000 | thousands by filing date | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 79,607 | $924,000 | thousands by filing date | |
| Tandem Diabetes Care, Inc. | 875372104 | COM | 56,766 | $923,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 147,900 | $922,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 27,472 | $921,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 12,844 | $920,000 | thousands by filing date | call |
| SCHOLASTIC CORP COM | 807066105 | Stock | 26,991 | $919,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 64,289 | $918,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 56,866 | $917,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 59,595 | $914,000 | thousands by filing date | |
| ARROWHEAD RESEARCH CORP | 042797209 | COM | 63,830 | $912,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871106 | COM | 232,241 | $911,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 27,581 | $908,000 | thousands by filing date | call |
| ALBANY INTL CORP | 012348108 | CL A | 23,944 | $907,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 57,290 | $907,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 24,652 | $906,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060u753 | INDONESIA ETF | 36,712 | $904,000 | thousands by filing date | |
| BOULEVARD ACQUI | 10157P104 | Common Stock | 92,288 | $904,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 24,541 | $903,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 70,106 | $901,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 37,752 | $900,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 21,450 | $899,000 | thousands by filing date | call |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 84,893 | $899,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044108 | COM | 213,590 | $899,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 19,077 | $898,000 | thousands by filing date | call |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 703,000 | $898,000 | thousands by filing date | principal |
| MARLIN MIDSTREAM PARTNERS LP | 57118V100 | COM UTLTD PTN IN | 44,143 | $898,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 62,620 | $897,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 20,648 | $897,000 | thousands by filing date | |
| INVESTMENT TECHNOLOGY GROUP | 46145F105 | COMMON STOCK | 53,242 | $897,000 | thousands by filing date | |
| AV HOMES INC | 00234PAB8 | BOND | 840,000 | $894,000 | thousands by filing date | principal |
| UNITED ONLINE INC | 911268209 | COM NEW | 85,999 | $893,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 47,392 | $892,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 8,942 | $891,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 12,723 | $890,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 126,481 | $890,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 18,800 | $889,000 | thousands by filing date | put |
| IRON MTN INC NEW REIT | 462846106 | COM | 25,088 | $889,000 | thousands by filing date | call |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 216,080 | $886,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 53,482 | $886,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 62,133 | $885,000 | thousands by filing date | |
| TRIANGLE PETE CORP | 89600B201 | COM NEW | 75,448 | $885,000 | thousands by filing date | |
| CUSHING MLP TOTAL RETURN FD | 231631102 | COM SHS | 100,322 | $885,000 | thousands by filing date | |
| BIOAMBER INC | 09072Q106 | COM | 88,979 | $885,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R803 | RBA QUALIN ETF | 42,477 | $885,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 41,685 | $883,000 | thousands by filing date | |
| ROUNDY'S INC | 779268101 | COM | 160,370 | $882,000 | thousands by filing date | |
| TEXTURA CORP | 883211104 | COM | 37,236 | $879,000 | thousands by filing date | |
| TELEFLEX INC | 879369AA4 | NOTE 3.875% 8/0 | 501,000 | $878,000 | thousands by filing date | principal |
| FIRST TR EXCH TRADED FD III | 33739N108 | MANAGD MUN ETF | 17,500 | $875,000 | thousands by filing date | |
| NTT DOCOMO INC | 62942M201 | SPONS ADR | 51,199 | $874,000 | thousands by filing date | |
| SUPPORT COM INC | 86858W101 | COM | 322,770 | $874,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 63,296 | $872,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 11,737 | $871,000 | thousands by filing date | |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 33,562 | $871,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 28,052 | $869,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 28,106 | $867,000 | thousands by filing date | put |
| SPARTANNASH CO | 847215100 | COM | 41,234 | $864,000 | thousands by filing date | |
| HANWHA SOLARONE CO LTD | 41135V103 | SPONSORED ADR | 312,044 | $864,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329YAE4 | CNV | 475,000 | $863,000 | thousands by filing date | principal |
| LAKELAND FINL CORP | 511656100 | COM | 22,594 | $861,000 | thousands by filing date | |
| ETFS Gold Trust | 26922Y105 | ETF | 6,580 | $858,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 33,928 | $857,000 | thousands by filing date | |
| HEIDELBERG MATLS AG FSPONSORED ADR 1 ADR REPS 0.2 ORD SHS | 427093109 | ADR | 213,491 | $857,000 | thousands by filing date | |
| Timmins Gold Corp | 88741P103 | COM | 490,226 | $857,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 27,821 | $856,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 L | 73937B779 | COM | 24,049 | $855,000 | thousands by filing date | |
| YADKIN FINANCIAL CORP | 984305102 | COM | 45,466 | $855,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 24,488 | $854,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 12,500 | $853,000 | thousands by filing date | call |
| UR-ENERGY INC | 91688R108 | COM | 745,924 | $849,000 | thousands by filing date | |
| VALERO ENERGY PARTNERS LP | 91914J102 | COM UNT REP LP | 16,892 | $849,000 | thousands by filing date | |
| QR ENERGY LP | 74734R108 | UNIT LTD PRTNS | 44,650 | $847,000 | thousands by filing date | |
| PROSPECT CAPITAL CORP | 74348TAC6 | NOTE 6.250% | 790,000 | $847,000 | thousands by filing date | principal |
| TARGACEPT INC | 87611R306 | COM | 187,393 | $843,000 | thousands by filing date | |
| PARK STERLING CORP | 70086Y105 | COM | 128,145 | $843,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 40,350 | $841,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620RAE5 | NOTE 4.250% 8/1 | 511,000 | $838,000 | thousands by filing date | principal |
| STEPAN CO | 858586100 | COM | 15,836 | $836,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 69,344 | $836,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 49,710 | $833,000 | thousands by filing date | |
| NEWPORT CORP | 651824104 | COM | 45,049 | $832,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 63,325 | $830,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 13,327 | $828,000 | thousands by filing date | call |
| WINNEBAGO INDS INC | 974637100 | COM | 32,853 | $826,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 62,164 | $824,000 | thousands by filing date | |
| MENTOR GRAPHICS CORP 4.000 | 587200AK2 | SDCV 4.000% 4/0 | 671,000 | $821,000 | thousands by filing date | principal |
| DYCOM INDS INC COM | 267475101 | Stock | 26,219 | $820,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 698 | $818,000 | thousands by filing date | |
| ALLIANCE ONE INTL | 018772103 | COMMON STOCK | 327,859 | $818,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 130,471 | $816,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 13,000 | $816,000 | thousands by filing date | put |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 21,985 | $815,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 22,823 | $815,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 23,221 | $815,000 | thousands by filing date | put |
| RENESOLA LTD | 75971T103 | SPONS ADS | 276,762 | $815,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 8,602 | $814,000 | thousands by filing date | call |
| EBAY INC. COM | 278642103 | Stock | 16,279 | $814,000 | thousands by filing date | call |
| KELLY SVCS INC | 488152208 | CL A | 47,529 | $814,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 43,595 | $813,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 18,767 | $812,000 | thousands by filing date | call |
| CARRIZO OIL & GAS INC | 144577103 | COM | 11,714 | $810,000 | thousands by filing date | |
| JETBLUE AIRWAYS CORP | 477143AG6 | DBCV 6.750%10/1 | 350,000 | $810,000 | thousands by filing date | principal |
| AUDIOCODES LTD | M15342104 | ORD | 114,890 | $809,000 | thousands by filing date | |
| ALZA CORP 7/2 | 02261WAB5 | SDCV | 563,000 | $809,000 | thousands by filing date | principal |
| CEMENTOS PACASMAYO SAA - ADR | 15126Q109 | SPON | 96,003 | $809,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 196,510 | $809,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y272 | DL FTSE BEA 3X | 24,600 | $809,000 | thousands by filing date | |
| EAGLE ROCK ENERGY PARTNERS L | 26985R104 | UNIT | 162,217 | $807,000 | thousands by filing date | |
| IMATION CORP | 45245A107 | COM | 234,677 | $806,000 | thousands by filing date | |
| ABERDEEN SINGAPORE FD INC | 003244100 | COM | 61,818 | $806,000 | thousands by filing date | |
| WAUSAU PAPER CORP | 943315101 | COM | 74,413 | $805,000 | thousands by filing date | |
| TURTLE BEACH CORP COM | 900450107 | Stock | 86,988 | $803,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 30,264 | $802,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 107,601 | $802,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 55,289 | $802,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 10,085 | $798,000 | thousands by filing date | call |
| SEADRILL ORD | G7945E105 | COM | 19,952 | $797,000 | thousands by filing date | call |
| ALLIED NEVADA GOLD CORP | 019344100 | COM | 212,414 | $797,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 15,398 | $796,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 54,192 | $792,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y280 | DLY FTS BUL 3X | 17,800 | $792,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 22,926 | $791,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 13,113 | $791,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 89,627 | $791,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 237,478 | $788,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 63,500 | $786,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 31,902 | $786,000 | thousands by filing date | |
| INTERVAL LEISURE GROUP INC | 46113M108 | COM | 35,840 | $786,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 61,593 | $785,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M571 | GUGG CRP BD 2014 | 37,200 | $785,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K106 | COM | 544,223 | $783,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 19,293 | $779,000 | thousands by filing date | |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 27,510 | $778,000 | thousands by filing date | |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 173,282 | $777,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 15,702 | $777,000 | thousands by filing date | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 10,115 | $775,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 70,396 | $774,000 | thousands by filing date | |
| POWERSHARES | 73936T565 | EXCHANGE TRADED | 52,933 | $774,000 | thousands by filing date | |
| COLONY FINL INC | 19624RAA4 | NOTE 5.000% 4/1 | 720,000 | $774,000 | thousands by filing date | principal |
| HESS CORP | 42809H107 | COM | 7,810 | $772,000 | thousands by filing date | call |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 14,042 | $772,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 7,611 | $771,000 | thousands by filing date | |
| AMTRUST FINANCIAL SERVICES I | 032359AC5 | NOTE 5.500%12/1 | 470,000 | $771,000 | thousands by filing date | principal |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 124,960 | $770,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 17,093 | $770,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 35,475 | $767,000 | thousands by filing date | |
| INTELLIPHARMACEUTICS INTERNA | 458173101 | CMN | 201,476 | $767,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 14,114 | $766,000 | thousands by filing date | put |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 42,502 | $766,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q207 | DWA EMRG MKTS | 41,150 | $766,000 | thousands by filing date | |
| SKYPEOPLE FRUIT JUICE INC | 83086T208 | COM NEW | 555,458 | $766,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 18,855 | $764,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 33,068 | $764,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25155L293 | FI ENH GL0BAL HY | 5,814 | $764,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 14,605 | $763,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 9,058 | $762,000 | thousands by filing date | |
| ALERE INC | 01449JAA3 | CORPORATE OBLIG | 689,000 | $762,000 | thousands by filing date | principal |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 5,944 | $761,000 | thousands by filing date | call |
| ELY 3.75 08/19 | 131193AC8 | Bond 30/360P2 U | 620,000 | $761,000 | thousands by filing date | principal |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 50,033 | $760,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 56,425 | $760,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 57,819 | $760,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 81,765 | $759,000 | thousands by filing date | |
| AMERISAFE INC | 03071H100 | COM | 18,703 | $759,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 16,504 | $756,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 104,706 | $756,000 | thousands by filing date | |
| COBIZ FINANCIAL INC | 190897108 | COM | 70,369 | $756,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X799 | DYN PHRMA PORT | 12,393 | $756,000 | thousands by filing date | |
| ELECTRO RENT CORP | 285218103 | COM | 45,308 | $756,000 | thousands by filing date | |
| BURCON NUTRASCIENCE CORP | 120831102 | COM | 200,000 | $756,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 8,613 | $753,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 114,449 | $753,000 | thousands by filing date | |
| FQF TR | 351680400 | QUANTSHARE SIZ | 29,378 | $752,000 | thousands by filing date | |
| MERITAGE HOMES CORP | 59001AAR3 | NOTE | 715,000 | $751,000 | thousands by filing date | principal |
| ERIE INDTY CO CL A | 29530P102 | Stock | 9,984 | $750,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 7,301 | $748,000 | thousands by filing date | call |
| INTERPARFUMS INC COM | 458334109 | Stock | 25,293 | $747,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 15,884 | $746,000 | thousands by filing date | |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 132,464 | $746,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 6,815 | $745,000 | thousands by filing date | put |
| IMPERIAL HOLDINGS INC | 452834104 | COM | 109,477 | $745,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 9,201 | $744,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 23,489 | $744,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 40,640 | $744,000 | thousands by filing date | |
| K2M GROUP HLDGS INC | 48273J107 | COM | 50,043 | $744,000 | thousands by filing date | |
| PERION NETWORK LTD | M78673106 | COMMON STOCK USD.01 | 73,672 | $743,000 | thousands by filing date | |
| HEWLETT PACKARD CO | 428236103 | COM | 22,041 | $742,000 | thousands by filing date | call |
| RESOURCE CAP CORP | 76120WAA2 | NOTE 6.000prct12/0 | 737,000 | $742,000 | thousands by filing date | principal |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 19,886 | $741,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 91,605 | $740,000 | thousands by filing date | |
| VIRTUSA CORP | 92827P102 | COM | 20,627 | $738,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 32,419 | $736,000 | thousands by filing date | call |
| INTEGRATED SILICON SOLUTION | 45812P107 | COM | 49,900 | $736,000 | thousands by filing date | |
| TOWN SPORTS INTL HLDGS INC | 89214A102 | COM | 110,794 | $735,000 | thousands by filing date | |
| PACIRA PHARMACEUTICALS INC | 695127AB6 | NOTE 3.250 2/0 | 197,000 | $734,000 | thousands by filing date | principal |
| ONEBEACON INSURANCE GROUP LT | G67742109 | COMMON STOCK | 47,293 | $733,000 | thousands by filing date | |
| NIMBLE STORAGE INC | 65440R101 | COM | 23,849 | $732,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 16,450 | $731,000 | thousands by filing date | |
| DIODES INC COM | 254543101 | Stock | 25,191 | $729,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 4,202 | $726,000 | thousands by filing date | |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 24,682 | $726,000 | thousands by filing date | |
| Del Taco Restaurants | 52748T104 | COM | 74,519 | $725,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 9,239 | $723,000 | thousands by filing date | |
| PHOTRONICS INC | 719405AH5 | NOTE 3.250% 4/0 | 670,000 | $721,000 | thousands by filing date | principal |
| CODEXIS INC | 192005106 | COM | 493,698 | $720,000 | thousands by filing date | |
| WASHINGTON FED INC | 938824117 | *W EXP 11/14/201 | 117,562 | $720,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U605 | AGRIBUS ETF | 13,108 | $719,000 | thousands by filing date | |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 40,255 | $717,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD | 92763WAA1 | NOTE 1.500% 3/1 | 610,000 | $717,000 | thousands by filing date | principal |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 141,723 | $716,000 | thousands by filing date | |
| CENVEO CORP | 15671BAJ0 | NOTE 7.000% 5/1 | 605,000 | $716,000 | thousands by filing date | principal |
| GAZIT GLOBE LTD | M4793C102 | SHS | 53,769 | $713,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 19,543 | $712,000 | thousands by filing date | put |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 19,335 | $712,000 | thousands by filing date | |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 32,275 | $709,000 | thousands by filing date | |
| PARAMOUNT GOLD & SILVER CORP | 69924P102 | COM | 738,274 | $707,000 | thousands by filing date | |
| LUMENIS LTD | M6778Q121 | SHS CL B | 72,671 | $707,000 | thousands by filing date | |
| OPUS BK IRVINE CALIF | 684000102 | COM | 24,360 | $707,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 36,316 | $704,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 30,293 | $702,000 | thousands by filing date | |
| PACIFIC DRILLING SA LUXEMBOU | L7257P106 | REG SHS | 70,307 | $702,000 | thousands by filing date | |
| Gevo Inc | 374396109 | COMMON | 816,229 | $701,000 | thousands by filing date | |
| TESCO CORP | 88157K101 | COMMON STOCK-FO | 32,819 | $699,000 | thousands by filing date | |
| DFC GLOBAL CORP | 256664AC7 | NOTE | 700,000 | $699,000 | thousands by filing date | principal |
| MIG 5 3/15/20 | 58319PAC2 | Bond 30/360P2 U | 660,000 | $698,000 | thousands by filing date | principal |
| EXAR CORP | 300645108 | COMMON STOCK | 61,774 | $697,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 21,746 | $696,000 | thousands by filing date | |
| ROUSE PPTYS INC | 779287101 | COM | 40,792 | $696,000 | thousands by filing date | |
| LUXOTTICA GROUP SPA ADR | 55068R202 | SPONS ADR | 12,041 | $696,000 | thousands by filing date | |
| TEKMIRA PHARMACEUTICALS COR | 87911B209 | COM NEW | 53,246 | $695,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 13,510 | $692,000 | thousands by filing date | |
| RICHARDSON ELEC LTD | 763165107 | COMMON STOCK | 66,176 | $692,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 17,176 | $691,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 51,831 | $690,000 | thousands by filing date | |
| ARAY 3.5 02/18 | 004397AD7 | Bond 30/360P2 U | 390,000 | $690,000 | thousands by filing date | principal |
| TRI POINTE HOMES INC | 87265H109 | COM | 43,918 | $689,000 | thousands by filing date | |
| POWERSHARES NASDAQ INTERNE | 73935X146 | ETF | 10,145 | $689,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 35,450 | $688,000 | thousands by filing date | |
| ONCOGENEX PHARMACEUTICALS IN | 68230A106 | COM | 184,550 | $688,000 | thousands by filing date | |
| DAQO NEW ENERGY CORP. (ADR) | 23703Q203 | SPNSRD ADS NEW | 21,500 | $687,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 44,028 | $686,000 | thousands by filing date | |
| MIDCOAST ENERGY PARTNERSHIP LP | 59564N103 | COMMON STOCK | 31,203 | $686,000 | thousands by filing date | |
| USA MOBILITY INC | 90341G103 | COM | 44,355 | $682,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 13,995 | $681,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 8,596 | $680,000 | thousands by filing date | put |
| ENPRO INDS INC | 29355XAB3 | DBCV 3.938%10/1 | 310,000 | $680,000 | thousands by filing date | principal |
| FARO TECHNOLOGIES INC | 311642102 | COM | 13,802 | $677,000 | thousands by filing date | |
| NUVEEN NC PREM INCOME MUN | 67060P100 | COM | 51,260 | $677,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 30,494 | $676,000 | thousands by filing date | |
| CROWN CRAFTS INC | 228309100 | COM | 86,896 | $676,000 | thousands by filing date | |
| SI FINL GROUP INC MD | 78425V104 | COM | 58,765 | $676,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 30,187 | $675,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232AB7 | NOTE 3.750% 3/0 | 621,000 | $673,000 | thousands by filing date | principal |
| HILLSHIRE BRANDS CO | 432589109 | COM | 10,800 | $672,000 | thousands by filing date | call |
| PREMIERE GLOBAL SVCS INC | 740585104 | COM | 50,464 | $672,000 | thousands by filing date | |
| MYLAN INC | 628530107 | COM | 12,981 | $669,000 | thousands by filing date | call |
| iShares Global Healthcare ETF | 464287325 | SHS | 7,086 | $668,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 42,678 | $668,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 66,515 | $667,000 | thousands by filing date | |
| ROFIN-SINAR TECHNOLOGIES INC | 775043102 | COMMON STOCK | 27,665 | $664,000 | thousands by filing date | |
| CUSHING RENAISSANCE FD | 231647108 | COM | 23,354 | $663,000 | thousands by filing date | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 26,059 | $663,000 | thousands by filing date | |
| CAL DIVE INTL INC DEL | 12802T101 | COM | 501,222 | $660,000 | thousands by filing date | |
| ROCKET FUEL INC | 773111109 | COMMON STOCK | 21,216 | $659,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 21,715 | $656,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 546 | $656,000 | thousands by filing date | call |
| WILLBROS GROUP INC | 969203108 | COMMON STOCK | 53,274 | $656,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 46,475 | $656,000 | thousands by filing date | |
| Biglari Holdings | 08986r101 | COM | 1,556 | $656,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 79,197 | $654,000 | thousands by filing date | |
| ISHARES INC | 464286368 | MSCI GL SL MET | 32,500 | $653,000 | thousands by filing date | |
| CURRENCYSHARES EURO TRUST | 23130C108 | COMMON STOCK | 4,840 | $652,000 | thousands by filing date | |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 15,200 | $651,000 | thousands by filing date | |
| TOWERSTREAM CORP | 892000100 | COM | 335,252 | $650,000 | thousands by filing date | |
| AMERICAN SCIENCE + ENGINEERI | 029429107 | COM | 9,358 | $650,000 | thousands by filing date | |
| RIGNET INC | 766582100 | COM | 12,080 | $649,000 | thousands by filing date | |
| SIGMA DESIGNS INC | 826565103 | COM | 141,725 | $648,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 26,242 | $647,000 | thousands by filing date | |
| SWIFT ENERGY CO | 870738101 | COM | 49,992 | $647,000 | thousands by filing date | |
| LOMBARD MED INC | G55598109 | COM | 90,023 | $647,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 52,542 | $645,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 49,341 | $645,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 59,326 | $644,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 8,310 | $643,000 | thousands by filing date | call |
| QTS RLTY TR INC | 74736A103 | COM CL A | 22,422 | $641,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 44,345 | $640,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 31,072 | $640,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 40,566 | $639,000 | thousands by filing date | |
| FTD COS INC | 30281V108 | COM | 20,130 | $639,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 33,108 | $635,000 | thousands by filing date | |
| SMART TECHNOLOGIES INC | 83172R108 | CL A SUB VTG S | 223,000 | $635,000 | thousands by filing date | |
| ZULILY INC | 989774104 | CL A | 15,512 | $634,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 69,897 | $632,000 | thousands by filing date | put |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 37,750 | $631,000 | thousands by filing date | |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 72,514 | $631,000 | thousands by filing date | |
| IMPERVA INC | 45321L100 | COM | 24,136 | $631,000 | thousands by filing date | |
| JMP GROUP INC | 46629U107 | COMMON STOCK | 83,136 | $628,000 | thousands by filing date | |
| TELETECH HOLDINGS INC | 879939106 | COM | 21,713 | $628,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 30,737 | $627,000 | thousands by filing date | |
| NXSTAGE MEDICAL INC | 67072V103 | COMMON STOCK | 43,778 | $627,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 73,924 | $627,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 153,153 | $626,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 23,575 | $626,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 24,059 | $624,000 | thousands by filing date | |
| PLANET PAYMENT INC | U72603118 | SHS | 219,918 | $624,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 14,969 | $623,000 | thousands by filing date | put |
| ATHLON ENERGY INC | 047477104 | COM | 13,078 | $623,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 25,309 | $622,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 47,975 | $621,000 | thousands by filing date | |
| Peregrine Semiconductor | 71366R703 | COM | 90,640 | $621,000 | thousands by filing date | |
| PENFORD CORP | 707051108 | COM | 48,525 | $621,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 79,033 | $620,000 | thousands by filing date | |
| SILICONWARE PRECISION INDS L | 827084864 | SPONSD ADR SPL | 75,631 | $620,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 31,001 | $617,000 | thousands by filing date | |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 49,559 | $614,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 41,310 | $613,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 65,398 | $612,000 | thousands by filing date | |
| SPECTRANETICS CORP | 84760C107 | COM | 26,736 | $611,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 134,318 | $610,000 | thousands by filing date | |
| J2 GLOBAL INC | 48123VAC6 | NOTE 3.250% 6/1 | 602,000 | $610,000 | thousands by filing date | principal |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 23,505 | $609,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 34,888 | $609,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 182,445 | $608,000 | thousands by filing date | |
| PARTNER COMMUNICATIONS CO LT | 70211M109 | ADR | 77,860 | $607,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 39,113 | $605,000 | thousands by filing date | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 101,541 | $604,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 6,708 | $603,000 | thousands by filing date | |
| PMFG INC | 69345P103 | COM | 114,448 | $603,000 | thousands by filing date | |
| AVATAR HLDGS INC | 053494AG5 | NOTE 7.500% 2/1 | 585,000 | $602,000 | thousands by filing date | principal |
| DIREXION SHS ETF TR | 25459Y363 | DLY R/E BEAR3X | 16,000 | $602,000 | thousands by filing date | put |
| ARES MULTI STRATEGY CR FD IN | 04014Q108 | COM | 27,580 | $602,000 | thousands by filing date | |
| TEARLAB CORP | 878193101 | COM | 123,667 | $601,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 18,641 | $599,000 | thousands by filing date | |
| ACCURAY INC | 004397AB1 | CNV | 525,000 | $598,000 | thousands by filing date | principal |
| DEX MEDIA INC | 25213A107 | COM | 53,873 | $597,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 27,470 | $596,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 29,773 | $594,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 16,700 | $589,000 | thousands by filing date | |
| DEALERTRACK TECHNOLOGIES INC | 242309AB8 | NOTE 1.500% 3/1 | 440,000 | $589,000 | thousands by filing date | principal |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 25,625 | $588,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 137,438 | $585,000 | thousands by filing date | |
| POWERSHARES CHINESE YUAN DIM SUM BOND | 73937B753 | COM | 23,662 | $583,000 | thousands by filing date | |
| Market Vectors Small Cap India | 57061r551 | COM | 11,300 | $583,000 | thousands by filing date | |
| STATE STREET | 78464A425 | EXCHANGE TRADED | 23,998 | $582,000 | thousands by filing date | |
| METRO BANCORP INC | 59161R101 | COM | 25,171 | $581,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 200,299 | $580,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 14,110 | $579,000 | thousands by filing date | put |
| TOWER GROUP INTERNATIONAL LT | G8988C105 | COM | 322,065 | $579,000 | thousands by filing date | |
| WINTRUST FINANCIAL CORP | 97650W157 | *W EXP 12/19/201 | 25,000 | $579,000 | thousands by filing date | |
| LUBYS CAFETERIAS INC COM | 549282101 | COM | 98,477 | $578,000 | thousands by filing date | |
| OMNICARE INC | 681904AN8 | NOTE 3.750%12/1 | 227,000 | $578,000 | thousands by filing date | principal |
| FIRST BUSEY CORP | 319383105 | COM | 99,715 | $578,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 6,609 | $574,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 6,491 | $573,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 7,072 | $572,000 | thousands by filing date | put |
| CHIQUITA BRANDS INTL INC | 170032809 | COM | 52,678 | $570,000 | thousands by filing date | |
| RICE ENERGY INC | 762760106 | COM | 18,748 | $569,000 | thousands by filing date | |
| APOLLO COML REAL EST FIN INC | 03762UAA3 | NOTE 5.500% 3/1 | 540,000 | $569,000 | thousands by filing date | principal |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 26,052 | $568,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 8,430 | $567,000 | thousands by filing date | |
| ROCK CREEK PHARMACEUTICALS INC COM NEW | 772081105 | ROCK CREEK PHARMACEUTICALS INC COM NEW | 960,771 | $566,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 18,208 | $564,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 1,733 | $564,000 | thousands by filing date | |
| ATLANTIC TELE NETWORK INC | 049079205 | COM NEW | 9,732 | $564,000 | thousands by filing date | |
| WESTELL TECHNOLOGIES INC | 957541105 | CL A | 230,614 | $564,000 | thousands by filing date | |
| WEBSTER FINL CORP CONN | 947890117 | *W EXP 11/21/201 | 44,002 | $564,000 | thousands by filing date | |
| CUI GLOBAL INC | 126576206 | COMMON STOCK | 67,108 | $563,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879AD3 | NOTE 5.000% 3/1 | 311,000 | $562,000 | thousands by filing date | principal |
| PROSHARES TR II | 74347W742 | PROSHS SHT EUR | 15,767 | $562,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 67,113 | $560,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 14,019 | $559,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 19,015 | $559,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 26,098 | $559,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 7,625 | $557,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q734 | US EQTHIVOLPT WR | 22,765 | $557,000 | thousands by filing date | |
| POWERSHARES GLOBAL | 73936T615 | GBL CLEAN ENER | 40,000 | $557,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 38,904 | $556,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TRUST I | 80007T101 | COMMON STOCK | 85,601 | $556,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INTL DIV | 73935X716 | COM | 28,787 | $555,000 | thousands by filing date | |
| BIO REFERENCE LABS INC | 09057G602 | COM | 18,382 | $555,000 | thousands by filing date | |
| DIREXION DLY MID CAP BEAR 3X | 25459Y421 | COM | 40,000 | $554,000 | thousands by filing date | |
| CAS 7 12/15/17 | 148411AF8 | Bond 30/360P2 U | 430,000 | $554,000 | thousands by filing date | principal |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 19,234 | $553,000 | thousands by filing date | |
| FAIRPOINT COMMUNICATIONS INC | 305560302 | COM NEW | 39,712 | $553,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 7,200 | $552,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 32,453 | $552,000 | thousands by filing date | |
| MYLAN INC | 628530107 | COM | 10,716 | $552,000 | thousands by filing date | put |
| PEOPLES BANCORP INC | 709789101 | COM | 20,816 | $550,000 | thousands by filing date | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 37,899 | $550,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 32,667 | $550,000 | thousands by filing date | |
| MOSYS INC COM | 619718109 | COM | 175,337 | $550,000 | thousands by filing date | |
| RADISYS CORP | 750459109 | COM | 157,681 | $549,000 | thousands by filing date | |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 27,484 | $548,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 6,087 | $548,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 18,857 | $548,000 | thousands by filing date | |
| AAR CORP 2.25% CB 03/01/2016-REGISTERED | 000361AM7 | Bond | 523,000 | $547,000 | thousands by filing date | principal |
| XOMA CORP DEL | 98419J107 | COM | 119,226 | $546,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 11,970 | $545,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 7,600 | $544,000 | thousands by filing date | put |
| POWERSHARES ETF TRUST | 73935X856 | DYN BIOT & GEN | 12,466 | $544,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 12,040 | $543,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 15,915 | $543,000 | thousands by filing date | |
| EMPRESAS ICA S A DE CV | 292448206 | SPONS ADR NEW | 69,400 | $542,000 | thousands by filing date | |
| CARETRUST REIT INC COM | 14174T107 | REIT | 27,395 | $541,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 45,611 | $541,000 | thousands by filing date | |
| REALD INC | 75604L105 | COMMON STOCK | 42,495 | $541,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X302 | HI YLD EQ DVDN | 42,382 | $541,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 11,059 | $540,000 | thousands by filing date | |
| ECA MARCELLUS TRUST I | 26827L109 | COMMON STOCK | 73,313 | $540,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 26,138 | $537,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 25,917 | $536,000 | thousands by filing date | |
| VASCULAR SOLUTIONS INC | 92231M109 | COMMON STOCK | 24,156 | $535,000 | thousands by filing date | |
| REAL GOODS SOLAR INC | 75601N104 | CL A | 179,598 | $535,000 | thousands by filing date | |
| NAVIGATORS GROUP INC | 638904102 | COM | 7,995 | $535,000 | thousands by filing date | |
| RECEPTOS, INC. | 756207106 | COMMON STOCK | 12,557 | $534,000 | thousands by filing date | |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 15,000 | $533,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E218 | MSCI NXT EMRNG | 20,072 | $533,000 | thousands by filing date | |
| MOVE INC | 62458M207 | COM NEW | 36,030 | $532,000 | thousands by filing date | |
| EGAIN CORP | 28225C806 | COM NEW | 78,572 | $531,000 | thousands by filing date | |
| ENTROPIC COMMUNICATIONS INC | 29384R105 | COM | 159,656 | $531,000 | thousands by filing date | |
| OMNICOM GROUP INC | 681919AV8 | NOTE 7/3 | 400,000 | $528,000 | thousands by filing date | principal |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 17,049 | $527,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 50,863 | $527,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 97,062 | $526,000 | thousands by filing date | |
| INVESCO AEROSPACE & DEFENSE ETF | 73935X690 | COM | 16,325 | $526,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 47,319 | $526,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN LSR | 73935X757 | COM | 15,475 | $526,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 87,149 | $523,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549AG9 | CORPORATE OBLIG | 697,000 | $523,000 | thousands by filing date | principal |
| DERMA SCIENCES INC | 249827502 | COM PAR $.01 | 45,283 | $523,000 | thousands by filing date | |
| ALPHATEC HOLDINGS INC | 02081G102 | COM | 320,726 | $522,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 22,255 | $520,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 38,503 | $520,000 | thousands by filing date | |
| GAFISA S A | 362607301 | SPONS ADR | 170,000 | $520,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 61,556 | $519,000 | thousands by filing date | |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 84,694 | $519,000 | thousands by filing date | |
| ANTHERA PHARMACEUTCLS INC | 03674U201 | Common equity shares | 153,277 | $519,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097788 | PREFERRED STOCK | 22,440 | $517,000 | thousands by filing date | |
| TECUMSEH PRODS CO | 878895309 | COM | 101,840 | $517,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN BLDG | 73935X666 | COM | 23,155 | $516,000 | thousands by filing date | |
| GARRISON CAP INC | 366554103 | COM | 33,702 | $515,000 | thousands by filing date | |
| ETF | 26923A106 | EXCHANGE TRADED | 6,288 | $515,000 | thousands by filing date | |
| MIDWAY GOLD CORP CAD COM | 598153104 | COM | 571,354 | $514,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 9,382 | $513,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 54,560 | $511,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 13,491 | $511,000 | thousands by filing date | |
| Call - MTB $73.86 Exp 12/23/2018 | 55261F112 | Warrants | 10,200 | $511,000 | thousands by filing date | |
| RADIO ONE INC | 75040P405 | CL D NON VTG | 103,571 | $510,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 14,402 | $509,000 | thousands by filing date | call |
| TIME WARNER INC | 887317303 | COM NEW | 7,251 | $509,000 | thousands by filing date | call |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 23,942 | $509,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 14,713 | $508,000 | thousands by filing date | |
| POWERSHARES | 73935X286 | COMMON STOCK | 11,336 | $508,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 19,244 | $507,000 | thousands by filing date | put |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 7,743 | $506,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 54,801 | $505,000 | thousands by filing date | |
| ISTAR FINL INC | 45031UBR1 | NOTE 3.000%11/1 | 356,000 | $503,000 | thousands by filing date | principal |
| MONTAGE TECHNOLOGY GROUP LTD | G6209T105 | SHS | 24,330 | $503,000 | thousands by filing date | |
| ENGILITY HLDGS INC | 29285W104 | COM | 13,195 | $502,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 27,136 | $501,000 | thousands by filing date | |
| MEDIA GENERAL INC | 584404107 | COMMON STOCK | 24,428 | $501,000 | thousands by filing date | |
| MASTEC INC | 576323AM1 | NOTE 4.250%12/1 | 250,000 | $499,000 | thousands by filing date | principal |
| SBA COMMUNICATIONS CORP | 78388JAM8 | CORPORATE OBLIG | 149,000 | $498,000 | thousands by filing date | principal |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 35,177 | $496,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 10,309 | $495,000 | thousands by filing date | |
| JETBLUE AIRWAYS CORP | 477143AE1 | DBCV 5.500%10/1 | 200,000 | $493,000 | thousands by filing date | principal |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 10,936 | $493,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 30,493 | $492,000 | thousands by filing date | |
| ACTUATE CORP | 00508B102 | COM | 103,210 | $491,000 | thousands by filing date | |
| JETBLUE AIRWAYS CORP | 477143AF8 | DBCV 6.750%10/1 | 220,000 | $490,000 | thousands by filing date | principal |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 14,364 | $489,000 | thousands by filing date | |
| CRAY INC | 225223304 | COM NEW | 18,427 | $489,000 | thousands by filing date | |
| CAMBRIDGE CAP ACQUISITION CO | 13215Q106 | COM | 50,200 | $489,000 | thousands by filing date | |
| SILVER EAGLE ACQUISITION | 827694100 | COM | 50,200 | $489,000 | thousands by filing date | |
| EPIQ SYSTEMS INC | 26882D109 | COM | 34,798 | $488,000 | thousands by filing date | |
| SILICON IMAGE INC | 82705T102 | COM | 97,077 | $488,000 | thousands by filing date | |
| B COMMUNICATIONS LTD | M15629104 | SHS | 25,025 | $488,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 146,215 | $487,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 65,112 | $486,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 48,216 | $486,000 | thousands by filing date | |
| HARTE-HANKS INC | 416196103 | COM | 67,779 | $486,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 29,826 | $485,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 23,479 | $485,000 | thousands by filing date | |
| AVG TECHNOLOGIES | N07831105 | SHS | 24,138 | $485,000 | thousands by filing date | |
| PARK ELECTROCHEMICAL CORP | 700416209 | COM | 17,205 | $484,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 24,480 | $483,000 | thousands by filing date | |
| LIONSGATE STUDIOS CORP F | 316394105 | COM | 37,241 | $483,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 30,530 | $481,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 1,474 | $478,000 | thousands by filing date | put |
| PRUDENTIAL SHT DURATION HG Y | 74442F107 | COM | 26,639 | $478,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 20,241 | $477,000 | thousands by filing date | |
| HERCULES TECHNOLOGY GROWTH | 427096AB8 | CNV | 347,000 | $477,000 | thousands by filing date | principal |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000948046-14-000108 | this filing | 2014-08-15 | acceptance time not in the bulk data set |