13F-HR filed by DEUTSCHE BANK AG\
DEUTSCHE BANK AG\ filed this 13F-HR for the quarter ended 2014-06-30, filed 2014-08-15, with 6,077 holding rows worth $147,197,640,000.
- Accession
- 0000948046-14-000108
- Filer
- CIK 948046
- Filed
- 2014-08-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2014
A holdings report, 18,256 entries on the cover page, a total value of $147,197,640,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $147,197,640,000 with VALUE read as thousands by filing date, 13F file number 028-10103. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerDeutsche Bank Trust Co Americas028-13777
- included managerBT ALEX BROWN INC /028-05033
- included managerDWS Investment GmbH028-10152
- included managerDeutsche Asset Management Investmentgesellshaft028-10155
- included managerDEUTSCHE INVESTMENT MANAGEMENT AMERICAS INC028-10249
- included managerRREEF AMERICA LLC028-04760
- included managerDeutsche Bank (Suisse) SA028-11509
- included managerDEUTSCHE BANK NATIONAL TRUST CO028-11997
- included managerDeutsche Bank Trust CO Delaware028-11998
- included managerDeutsche Bank Trust Company, National Association028-12000
- included managerOppenheim Asset Management Services S.a.r.l028-13923
- included managerAbbey Life Assurance Co Ltd.028-13916
- included managerDeutsche Asset Management (UK) Ltd028-13988
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| EXELIXIS INC | 30161QAC8 | NOTE 4.250% 8/1 | 2,156,000 | $1,820,000 | thousands by filing date | principal |
| HHGREGG INC | 42833L108 | COM | 178,992 | $1,819,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A305 | ALPCLONE ALTER | 46,423 | $1,819,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 153,093 | $1,818,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 67,769 | $1,817,000 | thousands by filing date | |
| CAESARS ACQUISITION CO | 12768T103 | CL A | 146,985 | $1,817,000 | thousands by filing date | |
| TESSERA TECHNOLOGIES INC | 88164L100 | COM | 82,281 | $1,815,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 110,906 | $1,814,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 33,467 | $1,812,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 45,657 | $1,808,000 | thousands by filing date | |
| ACTAVIS PLC | G0083B108 | SHS | 8,099 | $1,806,000 | thousands by filing date | call |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 78,706 | $1,788,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 274,574 | $1,788,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 15,182 | $1,787,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST | 49803T102 | COMMON STOCK | 290,970 | $1,785,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 19,911 | $1,782,000 | thousands by filing date | |
| LATAM AIRLS GROUP S A | 51817R106 | SPONSORED ADR | 132,978 | $1,782,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 112,452 | $1,780,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 104,355 | $1,776,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 112,842 | $1,775,000 | thousands by filing date | |
| DIAMOND FOODS INC | 252603105 | COM | 62,928 | $1,774,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A599 | ST STR SW SERV | 20,033 | $1,772,000 | thousands by filing date | |
| OLD REP INTL CORP | 680223AH7 | NOTE 3.750% 3/1 | 1,423,000 | $1,770,000 | thousands by filing date | principal |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 31,873 | $1,762,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAD5 | NOTE 5.125% 6/0 | 1,636,000 | $1,755,000 | thousands by filing date | principal |
| NAVIGANT CONSULTING INC | 63935N107 | COM | 100,564 | $1,753,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 89,577 | $1,751,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 52,086 | $1,749,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 76,964 | $1,748,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AH8 | NOTE 2.625%12/1 | 1,489,000 | $1,746,000 | thousands by filing date | principal |
| SIERRA WIRELESS INC | 826516106 | COM | 86,561 | $1,745,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 43,993 | $1,744,000 | thousands by filing date | |
| MONTPELIER RE HLDGS LTD SH | G62185106 | COM | 54,485 | $1,739,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 21,012 | $1,738,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 22,780 | $1,737,000 | thousands by filing date | |
| PROSHARES TR | 74347X294 | HD REPLICATION | 41,052 | $1,737,000 | thousands by filing date | |
| LEGACY TEX FINL GROUP INC COM | 92672A101 | Stock | 64,605 | $1,737,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 229,550 | $1,736,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 91,562 | $1,735,000 | thousands by filing date | |
| MENS WEARHOUSE INC | 587118100 | COM | 30,954 | $1,726,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 60,852 | $1,725,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 49,740 | $1,718,000 | thousands by filing date | |
| CHEMICAL FINANCIAL CORP | 163731102 | COM | 61,236 | $1,717,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y439 | DLY TECBEARX NEW | 110,000 | $1,716,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 39,575 | $1,715,000 | thousands by filing date | |
| FOREST CITY ENTERPRISES INC | 345550107 | CL A | 86,164 | $1,710,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 136,068 | $1,708,000 | thousands by filing date | |
| AEP INDUSTRIES INC | 001031103 | COM | 48,857 | $1,703,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 95,633 | $1,696,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770V102 | COM | 35,166 | $1,696,000 | thousands by filing date | |
| SAGENT PHARMACEUTICALS INC | 786692103 | COM | 65,536 | $1,694,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 52,684 | $1,693,000 | thousands by filing date | |
| PROSHARES ULTRASHORT RE | 74348A871 | COM | 108,333 | $1,693,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 29,215 | $1,689,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 20,521 | $1,689,000 | thousands by filing date | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 17,943 | $1,687,000 | thousands by filing date | |
| DSW INC-CLASS A | 23334L102 | CL A | 60,423 | $1,687,000 | thousands by filing date | |
| NEWMONT MINING CORP | 651639AH9 | NOTE | 1,687,000 | $1,687,000 | thousands by filing date | principal |
| MTS SYSTEMS CORP | 553777103 | COM | 24,911 | $1,686,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 69,395 | $1,684,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 167,524 | $1,684,000 | thousands by filing date | |
| CAPITOL ACQUISITION CORP II | 14056V105 | COM | 170,908 | $1,680,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 154,202 | $1,679,000 | thousands by filing date | |
| AVIANCA HLDGS SA | 05367G100 | SPON ADR REP PFD | 104,500 | $1,677,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 28,223 | $1,676,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 6,431 | $1,675,000 | thousands by filing date | put |
| HEADWATERS INC | 42210P102 | COMMON STOCK | 120,664 | $1,674,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 94,190 | $1,672,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 72,214 | $1,670,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 46,272 | $1,667,000 | thousands by filing date | |
| EARTHLINK HLDGS CORP | 27033X101 | COM | 447,538 | $1,664,000 | thousands by filing date | |
| IXIA | 45071R109 | COM | 145,624 | $1,663,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 28,890 | $1,658,000 | thousands by filing date | |
| MVC CAPITAL INC | 553829102 | COM | 127,403 | $1,648,000 | thousands by filing date | |
| DISCOVERY LABORATORIES INC N | 254668403 | COM NEW | 925,892 | $1,647,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 50,245 | $1,645,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 115,384 | $1,644,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 66,462 | $1,643,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 178,195 | $1,640,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 70,490 | $1,638,000 | thousands by filing date | |
| ASSOCIATED ESTATES RLTY CORP | 045604105 | COM | 91,018 | $1,638,000 | thousands by filing date | |
| FAIRCHILD SEMICONDUCTOR | 303726103 | COMMON STOCK | 105,023 | $1,637,000 | thousands by filing date | |
| AIRTRAN HLDGS INC | 00949PAD0 | NOTE 5.250%11/0 | 773,000 | $1,636,000 | thousands by filing date | principal |
| MEASUREMENT SPECIALTIES INC | 583421102 | COM | 18,995 | $1,634,000 | thousands by filing date | |
| HEARTLAND PMT SYS INC | 42235N108 | COM | 39,639 | $1,633,000 | thousands by filing date | |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 128,745 | $1,632,000 | thousands by filing date | |
| MERGEWORTHRX CORP | 58952R106 | COM | 200,790 | $1,630,000 | thousands by filing date | |
| Weyerhaeuser Co. | 962166872 | CONVERTIBLE PREFERRED STOCK | 28,665 | $1,626,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 24,559 | $1,624,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 38,989 | $1,623,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 147,242 | $1,623,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 26,087 | $1,621,000 | thousands by filing date | put |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 102,619 | $1,620,000 | thousands by filing date | |
| ESSENT GROUP LTD COM | G3198U102 | Stock | 80,058 | $1,608,000 | thousands by filing date | |
| RTI INTL METALS INC | 74973W107 | COM | 60,514 | $1,607,000 | thousands by filing date | |
| STANDARD PAC CORP 1.250 | 85375CBC4 | NOTE 1.250% 8/0 | 1,278,000 | $1,605,000 | thousands by filing date | principal |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 34,798 | $1,600,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 52,626 | $1,598,000 | thousands by filing date | put |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 96,829 | $1,596,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329YAC8 | CNV | 1,000,000 | $1,596,000 | thousands by filing date | principal |
| KCAP FINANCIAL INC | 48668E101 | COM | 188,100 | $1,595,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 57,890 | $1,593,000 | thousands by filing date | |
| INOGEN INC | 45780L104 | COM | 70,659 | $1,592,000 | thousands by filing date | |
| ISHARES TR | 464288208 | MRGSTR MD CP ETF | 11,286 | $1,591,000 | thousands by filing date | |
| Taser Intl Inc | 87651B104 | COM | 119,496 | $1,588,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 74,296 | $1,585,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 27,200 | $1,583,000 | thousands by filing date | call |
| DIREXION SHS ETF TR | 25459Y462 | DLY CHINBR3X NEW | 80,972 | $1,582,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 19,314 | $1,581,000 | thousands by filing date | |
| CBEYOND INC | 149847105 | COM | 158,847 | $1,578,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X350 | SOLACTIVE GERMNY | 26,200 | $1,571,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 53,221 | $1,569,000 | thousands by filing date | |
| DOMINION DIAMOND CORP | 257287102 | COM | 108,513 | $1,567,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 28,678 | $1,564,000 | thousands by filing date | |
| FLAMEL TECHNOLOGIES-SP ADR | 338488109 | SPON | 104,240 | $1,562,000 | thousands by filing date | |
| MCG CAPITAL CORP | 58047P107 | COM | 398,600 | $1,561,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 22,685 | $1,560,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 10,351 | $1,559,000 | thousands by filing date | |
| FOREST CITY ENTERPRISES | 345550AP2 | NOTE | 1,380,000 | $1,559,000 | thousands by filing date | principal |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 18,793 | $1,558,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 22,003 | $1,557,000 | thousands by filing date | |
| ANALOGIC CORP | 032657207 | COM | 19,923 | $1,557,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 38,418 | $1,556,000 | thousands by filing date | call |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 34,302 | $1,556,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 186,856 | $1,554,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 195,124 | $1,552,000 | thousands by filing date | |
| FARMERS CAP BANK CORP | 309562106 | COMMON STOCK | 68,694 | $1,550,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 641,333 | $1,544,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240MAS7 | CNV | 1,000,000 | $1,544,000 | thousands by filing date | principal |
| ZAIS FINANCIAL CORP | 98886K108 | COM | 92,689 | $1,540,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 5,295 | $1,539,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 45,497 | $1,538,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 121,966 | $1,533,000 | thousands by filing date | |
| STEWART INFO SVCS 6% CB 10/15/2014-REGISTERED | 860372AB7 | Bond | 625,000 | $1,532,000 | thousands by filing date | principal |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 79,755 | $1,519,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 86,676 | $1,519,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 57,971 | $1,515,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 54,370 | $1,515,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 38,668 | $1,511,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 37,086 | $1,511,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 70,350 | $1,511,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385PAA6 | NOTE 2.750% 2/0 | 1,594,000 | $1,511,000 | thousands by filing date | principal |
| PTC THERAPEUTICS INC | 69366J200 | COM | 57,839 | $1,510,000 | thousands by filing date | |
| TIBCO SOFTWARE INC | 88632QAB9 | NOTE | 1,495,000 | $1,509,000 | thousands by filing date | principal |
| OXFORD LANE CAP CORP | 691543102 | COM | 89,211 | $1,508,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 19,476 | $1,502,000 | thousands by filing date | |
| DENDREON CORP | 24823Q107 | COM | 653,287 | $1,501,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 45,164 | $1,500,000 | thousands by filing date | |
| STERLITE INDS INDIA LTD | 859737AB4 | NOTE 4.000%10/3 | 1,500,000 | $1,500,000 | thousands by filing date | principal |
| GENCORP INC | 368682100 | COM | 78,449 | $1,497,000 | thousands by filing date | |
| TOWER INTL INC | 891826109 | COM | 40,655 | $1,496,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 33,470 | $1,494,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 412,106 | $1,494,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 50,889 | $1,490,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 161,855 | $1,489,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 171,459 | $1,484,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 97,102 | $1,481,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 33,373 | $1,475,000 | thousands by filing date | |
| HUDSON PAC PPTYS INC | 444097109 | COM | 58,182 | $1,473,000 | thousands by filing date | |
| UBS AG | 90270KAW9 | NOTE 2/1 | 1,501,000 | $1,472,000 | thousands by filing date | principal |
| GDL FD | 361570104 | COM SH BEN IT | 135,500 | $1,471,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 38,722 | $1,469,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 29,842 | $1,469,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 47,444 | $1,468,000 | thousands by filing date | |
| REED ELSEVIER N V | 758204200 | SPONS ADR NEW | 31,955 | $1,468,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 65,275 | $1,463,000 | thousands by filing date | |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 52,245 | $1,463,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 70,057 | $1,462,000 | thousands by filing date | |
| CTC MEDIA INC | 12642X106 | COM | 132,856 | $1,462,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 48,355 | $1,461,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 12,254 | $1,458,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 25,011 | $1,455,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 90,384 | $1,453,000 | thousands by filing date | |
| DIREXION SHS EXCH TRD FD DAILY 30 YR TREAS BEAR | 25459Y678 | ETF | 30,100 | $1,452,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y355 | DLY DEV MKT BEAR | 52,300 | $1,452,000 | thousands by filing date | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 14,515 | $1,444,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 90,077 | $1,443,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 117,853 | $1,438,000 | thousands by filing date | |
| RADIOSHACK CORP | 750438103 | COMMON STOCK | 1,448,511 | $1,435,000 | thousands by filing date | |
| GLOBAL CASH ACCESS HLDGS INC | 378967103 | COM | 161,149 | $1,433,000 | thousands by filing date | |
| THRESHOLD PHARMACEUTICAL INC | 885807206 | COM NEW | 361,173 | $1,429,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208RAE6 | NOTE 2.750% 3/0 | 990,000 | $1,428,000 | thousands by filing date | principal |
| FINISH LINE/THE CL A | 317923100 | COM | 47,942 | $1,425,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 40,169 | $1,424,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 113,524 | $1,424,000 | thousands by filing date | |
| BBCN BANCORP INC | 073295107 | COM | 89,004 | $1,419,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 47,275 | $1,418,000 | thousands by filing date | |
| SPEEDWAY MOTORSPORTS INC | 847788106 | COM | 77,779 | $1,418,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 84,673 | $1,414,000 | thousands by filing date | |
| APPLIED MICRO CIRCUITS CORP | 03822W406 | COM NEW | 130,926 | $1,414,000 | thousands by filing date | |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 91,910 | $1,414,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 98,813 | $1,412,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 39,562 | $1,412,000 | thousands by filing date | call |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 78,146 | $1,410,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 82,717 | $1,408,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 92,278 | $1,407,000 | thousands by filing date | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 52,139 | $1,406,000 | thousands by filing date | |
| RAPTOR PHARMACEUTICAL CORP | 75382F106 | COM | 121,718 | $1,405,000 | thousands by filing date | |
| EXCEL TR INC | 30068C109 | COM | 105,326 | $1,402,000 | thousands by filing date | |
| TANGOE INC/CT | 87582Y108 | COM | 93,215 | $1,402,000 | thousands by filing date | |
| GOLDMAN SACHS GROUP INC | 38141GMG6 | CNV | 1,324,000 | $1,399,000 | thousands by filing date | principal |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 16,100 | $1,397,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 83,247 | $1,397,000 | thousands by filing date | |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 24,291 | $1,397,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266SAA4 | NOTE 2.250%12/1 | 1,400,000 | $1,396,000 | thousands by filing date | principal |
| EQUAL ENERGY LTD | 29390Q109 | COM | 256,393 | $1,388,000 | thousands by filing date | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 25,951 | $1,387,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 38,327 | $1,386,000 | thousands by filing date | |
| Pangaea Logistics Solutions Lt | 747717106 | PANGAEA LOGISTIC | 138,100 | $1,386,000 | thousands by filing date | |
| CALAMOS ASSET MANAGEMENT A | 12811R104 | COM | 103,490 | $1,383,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543AN6 | NOTE 1.500 9/0 | 1,141,000 | $1,379,000 | thousands by filing date | principal |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 87,371 | $1,378,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 40,598 | $1,376,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 44,889 | $1,374,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 56,125 | $1,374,000 | thousands by filing date | |
| SIMPSON MFG INC | 829073105 | COM | 37,616 | $1,366,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 28,242 | $1,364,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 80,795 | $1,363,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 30,697 | $1,360,000 | thousands by filing date | |
| PANTRY INC | 698657103 | COM | 84,044 | $1,359,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 32,601 | $1,358,000 | thousands by filing date | call |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 31,542 | $1,356,000 | thousands by filing date | |
| STONE ENERGY CORP | 861642106 | COMMON STOCK | 29,020 | $1,356,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 64,860 | $1,354,000 | thousands by filing date | |
| RUBY TUESDAY INC | 781182100 | COMMON STOCK | 178,457 | $1,353,000 | thousands by filing date | |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 62,350 | $1,353,000 | thousands by filing date | |
| FORESTAR GROUP, INC. | 346233109 | COMMON STOCK | 70,811 | $1,351,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 65,728 | $1,349,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 43,365 | $1,349,000 | thousands by filing date | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 19,639 | $1,348,000 | thousands by filing date | |
| M/I HOMES INC | 55292PAB1 | NOTE 3.000% 3/0 | 1,237,000 | $1,348,000 | thousands by filing date | principal |
| STOCK YDS BANCORP INC | 861025104 | COM | 45,079 | $1,347,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 43,471 | $1,342,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 43,426 | $1,341,000 | thousands by filing date | call |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 21,823 | $1,341,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 48,723 | $1,341,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 77,722 | $1,340,000 | thousands by filing date | |
| ALON USA PARTNERS LP UNIT LTD PARTNERSHIP INT | 02052T109 | COM | 74,589 | $1,337,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 14,041 | $1,335,000 | thousands by filing date | |
| WABASH NATL CORP | 929566AH0 | CNV | 955,000 | $1,335,000 | thousands by filing date | principal |
| AVIV REIT INC | 05381L101 | COMMON STOCK | 47,386 | $1,333,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S106 | COM | 87,679 | $1,333,000 | thousands by filing date | |
| LIFE TIME FITNESS INC | 53217R207 | COM | 27,359 | $1,332,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 119,005 | $1,327,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 150,563 | $1,323,000 | thousands by filing date | |
| SELECT COMFORT CORP | 81616X103 | COM | 64,033 | $1,321,000 | thousands by filing date | |
| FIRST SECURITY GROUP INC/TN | 336312202 | COM | 608,737 | $1,319,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 76,616 | $1,317,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W771 | CHINA BULL 3X | 49,799 | $1,316,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 19,221 | $1,313,000 | thousands by filing date | put |
| SOUTHWEST BANCORP INC/OKLA | 844767103 | COM | 76,967 | $1,312,000 | thousands by filing date | |
| WELLS FARGO & CO | 94986RQF1 | MTNF 6/0 | 1,194,000 | $1,312,000 | thousands by filing date | principal |
| CARDINAL FINANCIAL CORP | 14149F109 | COMMON STOCK | 70,973 | $1,308,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 273,814 | $1,307,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 116,111 | $1,307,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 99,741 | $1,306,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 195,925 | $1,306,000 | thousands by filing date | |
| RetailMeNot Inc | 76132B106 | COM SER 1 | 49,090 | $1,306,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q709 | UNIT 99/99/9999 | 40,000 | $1,303,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 47,997 | $1,302,000 | thousands by filing date | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 20,341 | $1,301,000 | thousands by filing date | |
| BALCHEM CORP | 057665200 | COM | 24,299 | $1,301,000 | thousands by filing date | |
| BABSON CAP GLB SHT DURHGH YL | 05617T100 | COM | 53,177 | $1,299,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 44,994 | $1,296,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 39,519 | $1,296,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 39,136 | $1,296,000 | thousands by filing date | |
| LIONS GATE ENTERTAINMENT 3.625% CB 03/15/2025- REG | 53626YAA6 | Bond | 375,000 | $1,296,000 | thousands by filing date | principal |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 47,178 | $1,291,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701115 | WARRANT | 243,948 | $1,283,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541TAD3 | CORPORATE OBLIG | 1,210,000 | $1,282,000 | thousands by filing date | principal |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 431,926 | $1,281,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 16,651 | $1,277,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 50,040 | $1,276,000 | thousands by filing date | |
| MEMORIAL RESOURCE DEVELOPMENT | 58605Q109 | COM | 52,381 | $1,276,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 43,862 | $1,274,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 10,156 | $1,273,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 52,125 | $1,264,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GROUP | 42330PAG2 | CORPORATE OBLIG | 936,000 | $1,262,000 | thousands by filing date | principal |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 25,813 | $1,261,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 61,563 | $1,260,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 35,053 | $1,260,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 170,307 | $1,259,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 80,814 | $1,258,000 | thousands by filing date | |
| INFINITY PROPERTY & CASUALTY | 45665Q103 | COMMON STOCK | 18,734 | $1,258,000 | thousands by filing date | |
| REED ELSEVIER PLC-SPONS ADR | 758205207 | SPON | 19,435 | $1,256,000 | thousands by filing date | |
| PERICOM SEMICONDUCTOR CORP | 713831105 | COM | 139,055 | $1,255,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 92,125 | $1,250,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 144,965 | $1,247,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 38,134 | $1,246,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 18,401 | $1,245,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 154,085 | $1,245,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 21,700 | $1,241,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 114,304 | $1,241,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 37,008 | $1,239,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 23,530 | $1,237,000 | thousands by filing date | |
| AFFYMETRIX INC | 00826T108 | COM | 139,055 | $1,237,000 | thousands by filing date | |
| CAMBREX CORP | 132011107 | COM | 59,729 | $1,235,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 21,324 | $1,233,000 | thousands by filing date | put |
| Procter & Gamble Co | 742718109 | COM | 15,672 | $1,231,000 | thousands by filing date | call |
| APOGEE ENTERPRISES INC | 037598109 | COM | 35,304 | $1,229,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 28,456 | $1,225,000 | thousands by filing date | |
| TIME WARNER CABLE INC | 88732J207 | COM | 8,303 | $1,223,000 | thousands by filing date | put |
| DYNAVAX TECHNOLOGIES CORP | 268158102 | COM | 764,138 | $1,222,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 46,207 | $1,220,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 90,256 | $1,220,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 46,323 | $1,219,000 | thousands by filing date | |
| Knight Capital Group, Inc. | 48244B100 | common stock | 102,545 | $1,217,000 | thousands by filing date | |
| ISHARES MSCI BRAZIL SMALL-CAP ETF | 464289131 | ETF | 60,000 | $1,216,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 22,925 | $1,216,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 28,746 | $1,211,000 | thousands by filing date | |
| YINGLI GREEN ENERGY HLDG CO | 98584B103 | ADR | 324,110 | $1,211,000 | thousands by filing date | |
| OXFORD IMMUNOTEC GLOBAL PLC | G6855A103 | ORD SHS | 71,992 | $1,211,000 | thousands by filing date | |
| GT ADVANCED TECHNOLOGIES INC | 36191UAA4 | NOTE 3.000%10/0 | 485,000 | $1,205,000 | thousands by filing date | principal |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 50,747 | $1,203,000 | thousands by filing date | |
| GILEAD SCIENCES INC | 375558AP8 | CORPORATE OBLIG | 330,000 | $1,202,000 | thousands by filing date | principal |
| SILVER BAY REALTY TRUST CORP | 82735Q102 | COMMON STOCK | 73,521 | $1,197,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 58,154 | $1,195,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 22,096 | $1,193,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 15,874 | $1,192,000 | thousands by filing date | |
| SONIC CORP | 835451105 | COM | 54,019 | $1,192,000 | thousands by filing date | |
| SOLAZYME INC | 83415T101 | COM | 101,268 | $1,192,000 | thousands by filing date | |
| BANK MUTUAL CORP | 063750103 | COM | 205,557 | $1,191,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 17,856 | $1,188,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 9,745 | $1,186,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657AH4 | NOTE 3.500% 4/0 | 708,000 | $1,186,000 | thousands by filing date | principal |
| NGP CAPITAL RESOURCES CO | 62912R107 | COM | 190,449 | $1,186,000 | thousands by filing date | |
| QUICKSILVER RESOURCES INC. | 74837R104 | COMMON STOCK | 444,279 | $1,185,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 45,372 | $1,184,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 36,147 | $1,183,000 | thousands by filing date | put |
| INTERVEST BANCSHARES CORP-A | 460927106 | COM | 152,280 | $1,178,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 80,519 | $1,177,000 | thousands by filing date | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 48,911 | $1,175,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 16,382 | $1,175,000 | thousands by filing date | |
| MEDICAL ACTION INDS INC | 58449L100 | COMMON STOCK | 85,627 | $1,175,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972AAA1 | NOTE 2.750 6/1 | 1,060,000 | $1,169,000 | thousands by filing date | principal |
| META PLATFORMS INC CL A | 30303M102 | COM | 17,376 | $1,168,000 | thousands by filing date | put |
| ENCORE WIRE CORP | 292562105 | COM | 23,834 | $1,167,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 54,517 | $1,167,000 | thousands by filing date | |
| VANTAGE DRILLING COMPANY | G93205AA3 | NOTE 7.875% 9/0 | 1,000,000 | $1,165,000 | thousands by filing date | principal |
| WEB COM GROUP INC | 94733AAA2 | NOTE 1.000% 8/1 | 1,085,000 | $1,164,000 | thousands by filing date | principal |
| INTERNATIONAL RECTIFIER CORP | 460254105 | COMMON STOCK | 41,727 | $1,163,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 27,219 | $1,162,000 | thousands by filing date | |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 54,386 | $1,155,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 26,314 | $1,154,000 | thousands by filing date | |
| ATWOOD OCEANICS INC | 050095108 | COM | 22,047 | $1,154,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 85,390 | $1,151,000 | thousands by filing date | |
| AVANIR PHARMACEUTICALS INC | 05348P401 | CL A NEW | 203,681 | $1,147,000 | thousands by filing date | |
| OMNICELL COM COM | 68213N109 | Stock | 39,952 | $1,145,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 12,031 | $1,144,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 45,855 | $1,137,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 134,425 | $1,137,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 96,307 | $1,132,000 | thousands by filing date | |
| LIFELOCK INC COM | 53224V100 | COM | 81,217 | $1,132,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 76,963 | $1,130,000 | thousands by filing date | |
| WELLS FARGO & CO | 94986RQH7 | MTNF 6/1 | 1,185,000 | $1,128,000 | thousands by filing date | principal |
| Vanguard Small-Cap ETF | 922908751 | SHS | 9,612 | $1,124,000 | thousands by filing date | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 47,257 | $1,123,000 | thousands by filing date | |
| PETROLOGISTICS LP UNIT LTD PARTNERSHIP INT | 71672U101 | COM | 78,206 | $1,123,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 46,810 | $1,121,000 | thousands by filing date | |
| TERRAVIA HLDGS INC | 83415TAB7 | NOTE 6.000% 2/0 | 715,000 | $1,118,000 | thousands by filing date | principal |
| GENERAL CABLE CORP | 369300AL2 | CORPORATE OBLIG | 1,129,000 | $1,117,000 | thousands by filing date | principal |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 886,809 | $1,117,000 | thousands by filing date | |
| IMS HEALTH HOLDINGS | 44970B109 | COM | 43,487 | $1,116,000 | thousands by filing date | |
| CANTEL MEDICAL CORP | 138098108 | COM | 30,444 | $1,114,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 14,839 | $1,113,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 41,188 | $1,113,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 82,912 | $1,112,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y405 | 20YR TRES BEAR | 42,322 | $1,112,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 8,658 | $1,108,000 | thousands by filing date | put |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 37,701 | $1,107,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 19,277 | $1,105,000 | thousands by filing date | call |
| REGIS CORP | 758932AA5 | NOTE | 1,100,000 | $1,100,000 | thousands by filing date | principal |
| CENTER BANCORP INC | 151408101 | COM | 56,910 | $1,094,000 | thousands by filing date | |
| NII HOLDINGS INC | 62913F201 | COMMON STOCK | 1,989,418 | $1,092,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 48,511 | $1,088,000 | thousands by filing date | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 66,664 | $1,088,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 59,345 | $1,088,000 | thousands by filing date | |
| CHART INDUSTRIES INC | 16115QAC4 | NOTE | 780,000 | $1,088,000 | thousands by filing date | principal |
| CORESITE RLTY CORP | 21870Q105 | COM | 32,927 | $1,087,000 | thousands by filing date | |
| BOLT TECHNOLOGY CORP | 097698104 | COM | 59,232 | $1,086,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 22,012 | $1,083,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 23,579 | $1,083,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAB6 | DBCV 2.750% 8/1 | 1,020,000 | $1,081,000 | thousands by filing date | principal |
| DEUTSCHE BK AG RT | D17698107 | RIGHT 06/24/2014 | 561,187 | $1,080,000 | thousands by filing date | |
| MULTIMEDIA GAMES HOLDING CO | 625453105 | COM | 36,462 | $1,079,000 | thousands by filing date | |
| ACCESS NATIONAL CORP | 004337101 | COMMON STOCK | 71,155 | $1,077,000 | thousands by filing date | |
| HOLOGIC INC | 436440AC5 | CORPORATE OBLIG | 986,000 | $1,077,000 | thousands by filing date | principal |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 45,515 | $1,076,000 | thousands by filing date | |
| CTI BIOPHARMA CORP COM NEW | 12648L106 | Stock | 383,379 | $1,076,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAM4 | NOTE 5.875% 1/1 | 1,024,000 | $1,075,000 | thousands by filing date | principal |
| CAMPUS CREST COMMUNITIES I | 13466Y105 | COM | 124,070 | $1,074,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H230 | ETN DJUBSSOFT 38 | 21,900 | $1,073,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 31,213 | $1,071,000 | thousands by filing date | |
| EMULEX CORP | 292475209 | COM NEW | 187,541 | $1,068,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 12,983 | $1,067,000 | thousands by filing date | put |
| OM GROUP INC | 670872100 | COM | 32,923 | $1,067,000 | thousands by filing date | |
| RESTORATION HARDWARE HLDGS I | 761283100 | COM | 11,481 | $1,067,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 19,170 | $1,066,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 60,857 | $1,065,000 | thousands by filing date | |
| AK STL CORP | 001546AP5 | NOTE 5.000%11/1 | 640,000 | $1,063,000 | thousands by filing date | principal |
| MAINSOURCE FINANCIAL GP INC | 56062Y102 | COM | 61,497 | $1,059,000 | thousands by filing date | |
| MANNKIND CORP | 56400PAC6 | BOND | 650,000 | $1,059,000 | thousands by filing date | principal |
| FIFTH STR FIN CORP | 31679BAC4 | NOTE 5.375% 4/0 | 1,000,000 | $1,055,000 | thousands by filing date | principal |
| LORAL SPACE & COM INC | 543881106 | COM | 14,521 | $1,054,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 29,009 | $1,053,000 | thousands by filing date | call |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 25,349 | $1,050,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q835 | INTL CORP BOND | 34,256 | $1,050,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 8,510 | $1,046,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 28,830 | $1,046,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 26,297 | $1,046,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 50,932 | $1,045,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 35,172 | $1,043,000 | thousands by filing date | call |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 146,544 | $1,042,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 38,484 | $1,040,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 62,823 | $1,039,000 | thousands by filing date | |
| SPECTRANETICS CORP | 84760CAA5 | MTNF 2.625% 6/0 | 1,000,000 | $1,039,000 | thousands by filing date | principal |
| CASCADE BANCORP | 147154207 | COM | 199,486 | $1,038,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 26,301 | $1,037,000 | thousands by filing date | |
| INFOBLOX INC | 45672H104 | COM | 78,910 | $1,036,000 | thousands by filing date | |
| Nippon Telegraph Telephone Corp | 654624105 | Equity | 33,222 | $1,035,000 | thousands by filing date | |
| NANOSPHERE INC | 63009F105 | COM | 655,242 | $1,033,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 30,695 | $1,032,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 15,839 | $1,030,000 | thousands by filing date | call |
| COURIER CORP | 222660102 | COMMON STOCK | 69,174 | $1,030,000 | thousands by filing date | |
| FT MEGA CAP ALPHADEX FD ETF(FMK) | 33737M508 | ETF | 38,869 | $1,030,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 47,654 | $1,026,000 | thousands by filing date | |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 22,958 | $1,025,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 56,498 | $1,024,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 50,724 | $1,022,000 | thousands by filing date | call |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 37,477 | $1,022,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 44,589 | $1,019,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 44,987 | $1,019,000 | thousands by filing date | |
| WILSHIRE BANCORP INC | 97186T108 | COM | 99,277 | $1,018,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 34,923 | $1,017,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 82,476 | $1,015,000 | thousands by filing date | |
| PROSHARES TR | 74347R180 | ULTR 7-10 TREA | 18,867 | $1,014,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 47,903 | $1,013,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 42,231 | $1,012,000 | thousands by filing date | |
| BRADY CORP | 104674106 | CL A | 33,881 | $1,011,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 124,834 | $1,008,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 234,011 | $1,008,000 | thousands by filing date | |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 21,407 | $1,008,000 | thousands by filing date | |
| XENOPORT INC | 98411C100 | COM | 208,547 | $1,006,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 29,429 | $1,005,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 28,991 | $1,004,000 | thousands by filing date | |
| DEMANDWARE INC | 24802Y105 | COM | 14,440 | $1,001,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 13,244 | $1,000,000 | thousands by filing date | |
| ONCOTHYREON INC | 682324108 | COM | 308,516 | $998,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 183,770 | $997,000 | thousands by filing date | |
| SYNAGEVA BIOPHARMA CORP | 87159A103 | COM | 9,514 | $997,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892507 | CV 8% CUM PFD-D | 37,944 | $996,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 147,595 | $995,000 | thousands by filing date | |
| DAWSON GEOPHYSICAL CO | 239359102 | COM | 34,772 | $995,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 26,860 | $994,000 | thousands by filing date | put |
| SPARTAN MTRS INC | 846819100 | COM | 219,195 | $994,000 | thousands by filing date | |
| HARDINGE INC | 412324303 | COM | 78,475 | $991,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 23,865 | $990,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956AB8 | NOTE 2.000% 8/0 | 987,000 | $988,000 | thousands by filing date | principal |
| GENERAL MTRS CO COM | 37045V100 | Stock | 27,215 | $987,000 | thousands by filing date | put |
| AMERICAN VANGUARD CORP | 030371108 | COM | 74,608 | $985,000 | thousands by filing date | |
| ODYSSEY MARINE EXPLORATION I | 676118102 | COM | 586,724 | $985,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 25,662 | $984,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 17,112 | $983,000 | thousands by filing date | |
| DREW INDS INC | 26168L205 | COM NEW | 19,682 | $983,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 22,647 | $982,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 69,116 | $978,000 | thousands by filing date | |
| TITAN MACHINERY INC | 88830RAB7 | NOTE | 1,118,000 | $976,000 | thousands by filing date | principal |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 82,750 | $974,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 23,944 | $972,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 4,686 | $972,000 | thousands by filing date | put |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 66,437 | $969,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H776 | SP ADR 7.1%PF3 | 37,747 | $965,000 | thousands by filing date | |
| MIDDLEBURG FINL CORP COM | 596094102 | COM | 48,141 | $962,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U191 | OIL SVCS ETF | 16,653 | $961,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 31,793 | $959,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 47,820 | $959,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 27,318 | $959,000 | thousands by filing date | call |
| HWAY 1.5 7/18 | 422245AB6 | Bond 30/360P2 U | 875,000 | $958,000 | thousands by filing date | principal |
| PENN VIRGINIA CORP | 707882106 | COMMON STOCK | 56,463 | $957,000 | thousands by filing date | |
| OMNICARE | 681904AQ1 | NOTE3 | 846,000 | $957,000 | thousands by filing date | principal |
| ELLIE MAE INC | 28849P100 | COM | 30,722 | $956,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 58,150 | $952,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770VAH5 | NOTE 2.250% 3/3 | 925,000 | $951,000 | thousands by filing date | principal |
| M/I HOMES INC | 55305B101 | COM | 39,203 | $950,000 | thousands by filing date | |
| NEWPARK RES INC 4.000 | 651718AC2 | NOTE 4.000%10/0 | 710,000 | $950,000 | thousands by filing date | principal |
| STANDEX INTL CORP | 854231107 | COM | 12,750 | $949,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 17,557 | $948,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DIV ACHV | 73935X732 | ETF - EQUITY | 45,183 | $948,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 23,451 | $947,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 509,302 | $946,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 73,048 | $945,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 63,404 | $945,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 9,761 | $944,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 87,500 | $941,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 73,815 | $941,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 20,786 | $938,000 | thousands by filing date | |
| CEMEX SAB DE CV | 151290AV5 | NOTE | 750,000 | $938,000 | thousands by filing date | principal |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 24,415 | $935,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 29,771 | $933,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 28,300 | $933,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000948046-14-000108 | this filing | 2014-08-15 | acceptance time not in the bulk data set |