13F-HR filed by Creative Planning
Creative Planning filed this 13F-HR for the quarter ended 2014-03-31, filed 2014-04-11, with 3,777 holding rows worth $6,645,718,000.
- Accession
- 0000910472-14-001635
- Filer
- CIK 1540235
- Filed
- 2014-04-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2014
A holdings report, 3,834 entries on the cover page, a total value of $6,645,718,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $6,645,718,000 with VALUE read as thousands by filing date, 13F file number 028-14616. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR | 464288620 | SHS | 148 | $16,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 300 | $16,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 5,000 | $16,000 | thousands by filing date | call |
| Wells Fargo & Company | 949746101 | COM | 2,000 | $16,000 | thousands by filing date | call |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 257 | $16,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 300 | $16,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 467 | $16,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 285 | $16,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 125 | $16,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 280 | $16,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 1,626 | $16,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 354 | $16,000 | thousands by filing date | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 800 | $16,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 1,328 | $16,000 | thousands by filing date | |
| TAUBMAN CTRS INC | 876664103 | COM | 222 | $16,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 400 | $16,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 1,100 | $16,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 1,200 | $16,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 337 | $16,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 1,100 | $16,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 560 | $16,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 700 | $16,000 | thousands by filing date | |
| WABCO HLDGS INC | 92927K102 | COM | 154 | $16,000 | thousands by filing date | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 526 | $16,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 917 | $16,000 | thousands by filing date | |
| RPX CORP | 74972G103 | COM | 1,010 | $16,000 | thousands by filing date | |
| PROTECTIVE LIFE CORP | 743674103 | COM | 300 | $16,000 | thousands by filing date | |
| MENS WEARHOUSE INC | 587118100 | COM | 322 | $16,000 | thousands by filing date | |
| TRIQUINT SEMICONDUCTOR INC | 89674K103 | COM | 1,200 | $16,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 1,100 | $16,000 | thousands by filing date | |
| MENTOR GRAPHICS CORP 4.000 | 587200AK2 | SDCV 4.000% 4/0 | 13,000 | $16,000 | thousands by filing date | principal |
| DOW 30SM ENHANCED PREM & INC | 260537105 | COM | 1,167 | $16,000 | thousands by filing date | |
| TORTOISE NORTH AMRN ENRGY CO | 89147T103 | COM | 535 | $16,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 3,000 | $16,000 | thousands by filing date | |
| MELA SCIENCES INC | 55277R100 | COM | 25,000 | $16,000 | thousands by filing date | |
| PROSPECT CAPITAL CORP | 74348TAD4 | NOTE | 15,000 | $16,000 | thousands by filing date | principal |
| MCG CAPITAL CORP | 58047P107 | COM | 4,200 | $16,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R201 | DEV MK 100 ADR | 662 | $16,000 | thousands by filing date | |
| PROSHARES TR | 74348A426 | ULTSHRT QQQ | 275 | $16,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 1,635 | $15,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 3,000 | $15,000 | thousands by filing date | call |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 402 | $15,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 1,160 | $15,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 212 | $15,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 642 | $15,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 503 | $15,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 600 | $15,000 | thousands by filing date | |
| PROSHARES TR | 74347X625 | ULT R/EST NEW | 190 | $15,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 500 | $15,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 1,344 | $15,000 | thousands by filing date | |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 1,070 | $15,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 769 | $15,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 1,000 | $15,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 400 | $15,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 1,499 | $15,000 | thousands by filing date | |
| SIFCO INDS INC | 826546103 | COM | 500 | $15,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 941 | $15,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 102 | $15,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 1,308 | $15,000 | thousands by filing date | |
| Crown Castle | 228227104 | COM | 200 | $15,000 | thousands by filing date | |
| ANIXTER INTL INC | 035290105 | COM | 153 | $15,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871106 | COM | 4,302 | $15,000 | thousands by filing date | |
| FRESH MKT INC | 35804H106 | COM | 455 | $15,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 2,000 | $15,000 | thousands by filing date | |
| MICROS SYS INC | 594901100 | COM | 277 | $15,000 | thousands by filing date | |
| ROCKY MTN CHOCOLATE FACTORY | 774678403 | COM PAR $0.03 | 1,300 | $15,000 | thousands by filing date | |
| SOLAZYME INC | 83415T101 | COM | 11,500 | $15,000 | thousands by filing date | call |
| COMPUWARE CORP | 205638109 | COM | 1,433 | $15,000 | thousands by filing date | |
| PROCERA NETWORKS INC | 74269U203 | COM | 1,490 | $15,000 | thousands by filing date | |
| DWS MUN INCOME TR COM | 23338M106 | COM | 1,129 | $15,000 | thousands by filing date | |
| JAVELIN MTG INVT CORP | 47200B104 | COM | 1,148 | $15,000 | thousands by filing date | |
| LUCAS ENERGY INC | 549333201 | COM NEW | 20,000 | $15,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 1,000 | $15,000 | thousands by filing date | |
| Niska Gas Storage Partners L | 654678101 | Unit Ltd Liabi | 1,000 | $15,000 | thousands by filing date | |
| PROSHARES TR | 74348A335 | COM | 375 | $15,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 3,890 | $14,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 628 | $14,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 350 | $14,000 | thousands by filing date | |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 700 | $14,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 300 | $14,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 233 | $14,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 800 | $14,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 487 | $14,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 368 | $14,000 | thousands by filing date | |
| MCGRATH RENTCORP | 580589109 | COM | 400 | $14,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 1,010 | $14,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 1,110 | $14,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 454 | $14,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 500 | $14,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 2,320 | $14,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 487 | $14,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 200 | $14,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 600 | $14,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GROUP | 42330PAG2 | CORPORATE OBLIG | 11,000 | $14,000 | thousands by filing date | principal |
| MEMORIAL PRODUCTION PARTNERS | 586048100 | COMMON STOCK | 600 | $14,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 500 | $14,000 | thousands by filing date | |
| VALARIS ORD | 920355104 | COM | 197 | $14,000 | thousands by filing date | |
| APEX SILVER MINES LTD ORD | 37950E853 | COM | 1,091 | $14,000 | thousands by filing date | |
| EVANS BANCORP INC | 29911Q208 | COM | 606 | $14,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305RAC3 | NOTE 3.250% 5/1 | 14,000 | $14,000 | thousands by filing date | principal |
| MOVE INC | 62458M207 | COM NEW | 1,250 | $14,000 | thousands by filing date | |
| ROSETTA RESOURCES INC | 777779307 | COM | 300 | $14,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 969 | $14,000 | thousands by filing date | |
| NUVEEN GBL VL OPPORTUNITIES | 6706EH103 | COM | 1,089 | $14,000 | thousands by filing date | |
| VRINGO INC | 92911N104 | COM | 4,050 | $14,000 | thousands by filing date | |
| LRAD CORP | 50213V109 | COM | 6,468 | $14,000 | thousands by filing date | |
| SYNERGETICS USA INC | 87160G107 | COM | 4,574 | $14,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383Q861 | GUGG CHN RL EST | 700 | $14,000 | thousands by filing date | |
| CAESARS ACQUISITION CO | 12768T103 | CL A | 1,000 | $14,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 2,000 | $13,000 | thousands by filing date | call |
| KINROSS GOLD CORP | 496902404 | COM | 3,121 | $13,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 1,000 | $13,000 | thousands by filing date | call |
| REPLIGEN CORP COM | 759916109 | Stock | 990 | $13,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 1,000 | $13,000 | thousands by filing date | call |
| BROWN FORMAN CORP | 115637100 | CL A | 150 | $13,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 243 | $13,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 200 | $13,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 1,634 | $13,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 163 | $13,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 1,000 | $13,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 150 | $13,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 305 | $13,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 700 | $13,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 1,845 | $13,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 200 | $13,000 | thousands by filing date | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 500 | $13,000 | thousands by filing date | |
| RENAISSANCE CAP GREENWICH FD | 759937204 | IPO ETF | 600 | $13,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 1,112 | $13,000 | thousands by filing date | |
| ARROWHEAD RESEARCH CORP | 042797209 | COM | 3,000 | $13,000 | thousands by filing date | call |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 300 | $13,000 | thousands by filing date | |
| HOLOGIC INC | 436440AC5 | CORPORATE OBLIG | 13,000 | $13,000 | thousands by filing date | principal |
| TEXAS | 882610108 | COMMON STOCK | 100 | $13,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 850 | $13,000 | thousands by filing date | |
| COMMONWEALTH REIT | 203233101 | COMMON STOCK | 478 | $13,000 | thousands by filing date | |
| ROCKET FUEL INC | 773111109 | COMMON STOCK | 300 | $13,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 900 | $13,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 760 | $13,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 380 | $13,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 1,000 | $13,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 1,535 | $13,000 | thousands by filing date | |
| HOMEAWAY INC | 43739Q100 | COM | 349 | $13,000 | thousands by filing date | |
| CHIPMOS TECH BERMUDA LTD | G2110R114 | SHS | 600 | $13,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 1,891 | $13,000 | thousands by filing date | |
| QLOGIC CORP | 747277101 | COM | 1,056 | $13,000 | thousands by filing date | |
| IXIA | 45071R109 | COM | 1,000 | $13,000 | thousands by filing date | |
| Cbs Corporation Cl A New | 124857103 | CLA | 210 | $13,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 1,771 | $13,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 600 | $13,000 | thousands by filing date | |
| ALON USA ENERGY INC | 020520102 | COM | 880 | $13,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 1,000 | $13,000 | thousands by filing date | |
| WESTERN ASSET GLB PTNRS INCO | 95766G108 | COM | 1,167 | $13,000 | thousands by filing date | |
| NATIONAL WESTMINSTER BK PLC | 638539882 | SPON ADR C | 500 | $13,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM | 73936B101 | DB ENERGY FUND | 436 | $13,000 | thousands by filing date | |
| RYDEX ETF TRUST GUG | 78355W502 | S\&P.* PV | 250 | $13,000 | thousands by filing date | |
| INTELIQUENT INC | 45825N107 | COM | 912 | $13,000 | thousands by filing date | |
| POWERSHARES EXCHANGE | 73937B647 | S&P400 LOVL PT | 450 | $13,000 | thousands by filing date | |
| HERCULES TECHNOLOGY GROWTH | 427096AB8 | CNV | 11,000 | $13,000 | thousands by filing date | principal |
| UBS AG LONDON BRH | 90270L859 | ETRAC MP2X LEV | 500 | $13,000 | thousands by filing date | |
| ZALICUS INC | 98887C204 | COM | 10,587 | $13,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 3,000 | $12,000 | thousands by filing date | call |
| ServiceNow,Inc. | 81762P102 | COM | 206 | $12,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 859 | $12,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 2,000 | $12,000 | thousands by filing date | call |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 316 | $12,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 436 | $12,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 2,000 | $12,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 600 | $12,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 1,505 | $12,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 831 | $12,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 678 | $12,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 625 | $12,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 491 | $12,000 | thousands by filing date | |
| POPEYES LA KITCHEN INC | 732872106 | COM | 300 | $12,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 1,000 | $12,000 | thousands by filing date | call |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 1,000 | $12,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 237 | $12,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 600 | $12,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 910 | $12,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 330 | $12,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 3,100 | $12,000 | thousands by filing date | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 500 | $12,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q726 | BARRONS 400 ETF | 400 | $12,000 | thousands by filing date | |
| PS BUSINESS PKS INC CALIF | 69360J107 | COM | 146 | $12,000 | thousands by filing date | |
| TOWERSTREAM CORP | 892000100 | COM | 5,000 | $12,000 | thousands by filing date | |
| WESTERN REFNG INC | 959319104 | COM | 301 | $12,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN MEDI | 73935X823 | COM | 467 | $12,000 | thousands by filing date | |
| ISHARES INC MSCI ITALY CAP | 464286855 | ETF | 660 | $12,000 | thousands by filing date | |
| MONTPELIER RE HLDGS LTD SH | G62185106 | COM | 390 | $12,000 | thousands by filing date | |
| U S GEOTHERMAL INC | 90338S102 | COM | 16,000 | $12,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097804 | SPON | 481 | $12,000 | thousands by filing date | |
| AV HOMES INC | 00234P102 | COM | 669 | $12,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 4,089 | $12,000 | thousands by filing date | |
| SPARTON CORP | 847235108 | COM | 400 | $12,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W825 | GUG S&P500EQWTMA | 150 | $12,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q744 | DWA SC TECHLDR | 300 | $12,000 | thousands by filing date | |
| NEPTUNE TECHNOLOGIES BIORESO | 64077P108 | COM | 5,000 | $12,000 | thousands by filing date | |
| AAR CORP 2.25% CB 03/01/2016-REGISTERED | 000361AM7 | Bond | 12,000 | $12,000 | thousands by filing date | principal |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 259 | $11,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 5,900 | $11,000 | thousands by filing date | call |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 370 | $11,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 200 | $11,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 64 | $11,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 480 | $11,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 185 | $11,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 679 | $11,000 | thousands by filing date | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 379 | $11,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 1,000 | $11,000 | thousands by filing date | call |
| VISTEON CORP | 92839U206 | COM NEW | 124 | $11,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 200 | $11,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 780 | $11,000 | thousands by filing date | |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 625 | $11,000 | thousands by filing date | |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 300 | $11,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 272 | $11,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 375 | $11,000 | thousands by filing date | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 753 | $11,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 290 | $11,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 2,175 | $11,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 348 | $11,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVESTMENT | 09254T100 | COM | 860 | $11,000 | thousands by filing date | |
| IGC PHARMA INC | 45408X308 | COM NEW | 14,180 | $11,000 | thousands by filing date | |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 500 | $11,000 | thousands by filing date | |
| Equinix, Inc. | 29444U502 | EQIX | 57 | $11,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 649 | $11,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 500 | $11,000 | thousands by filing date | |
| ALERE INC | 01449JAA3 | CORPORATE OBLIG | 10,000 | $11,000 | thousands by filing date | principal |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 675 | $11,000 | thousands by filing date | |
| CHINA AUTOMOTIVE SYS INC | 16936R105 | COM | 1,400 | $11,000 | thousands by filing date | |
| FOSTER WHEELER AG | H27178104 | COM | 350 | $11,000 | thousands by filing date | |
| FIBROCELL SCIENCE INC | 315721209 | COM NEW | 2,072 | $11,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 10,000 | $11,000 | thousands by filing date | call |
| GREATBATCH INC | 39153L106 | COM | 250 | $11,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 1,412 | $11,000 | thousands by filing date | |
| GENERAL COMMUNICATION INC | 369385109 | CL A | 1,000 | $11,000 | thousands by filing date | |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 1,160 | $11,000 | thousands by filing date | |
| CONSTANT CONTACT INC | 210313102 | COM | 450 | $11,000 | thousands by filing date | |
| ODYSSEY MARINE EXPLORATION I | 676118102 | COM | 5,000 | $11,000 | thousands by filing date | |
| CHELSEA THERAPEUTICS INTL LT | 163428105 | COM | 2,000 | $11,000 | thousands by filing date | |
| SALIX PHARMACEUTICALS INC SR NT CONV DTD 6/3/2010 2.75% 5/15/2015 | 795435AC0 | CONVERTIBLE | 5,000 | $11,000 | thousands by filing date | principal |
| CLAYMORE EXCHANGE TRD FD TR | 18383Q135 | GUGG CHN TECH | 300 | $11,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 312 | $11,000 | thousands by filing date | |
| NATIONAL BK GREECE S A | 633643705 | SPN ADR REP 1 SH | 2,034 | $11,000 | thousands by filing date | |
| BARNES GROUP INC | 067806AD1 | BOND | 8,000 | $11,000 | thousands by filing date | principal |
| MORGAN STANLEY EMER MKTS FD | 61744G107 | COM | 700 | $11,000 | thousands by filing date | |
| NORTH ATLANTIC DRILLING LTD | G6613P202 | COM | 1,200 | $11,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 2,500 | $10,000 | thousands by filing date | call |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 290 | $10,000 | thousands by filing date | |
| OMNICELL COM COM | 68213N109 | Stock | 343 | $10,000 | thousands by filing date | |
| KILROY REALTY CORP COM | 49427F108 | REIT | 170 | $10,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 2,772 | $10,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 145 | $10,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 94 | $10,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 229 | $10,000 | thousands by filing date | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 175 | $10,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 445 | $10,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 2,500 | $10,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 324 | $10,000 | thousands by filing date | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 201 | $10,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 136 | $10,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 850 | $10,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 824 | $10,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 121 | $10,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 500 | $10,000 | thousands by filing date | |
| GUANGSHEN RAILWAY CO LTD-ADR | 40065W107 | SPONSORED ADR | 451 | $10,000 | thousands by filing date | |
| Gilat Satellite Network | M51474118 | COM | 2,000 | $10,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 583 | $10,000 | thousands by filing date | |
| ISHARES INC | 464286301 | CMN | 559 | $10,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 350 | $10,000 | thousands by filing date | |
| LRR ENERGY LP | 50214A104 | COMMON STOCK | 600 | $10,000 | thousands by filing date | |
| POLYCOM | 73172K104 | COMMON STOCK | 700 | $10,000 | thousands by filing date | |
| SOUFUN HOLDINGS LTD | 836034108 | COMMON STOCK-FO | 150 | $10,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS I | 45773H102 | COM | 2,900 | $10,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 1,000 | $10,000 | thousands by filing date | |
| CLICKSOFTWARE TECHNOLOGIES L | M25082104 | ORD | 1,000 | $10,000 | thousands by filing date | |
| BOB EVANS FARMS | 096761101 | COM | 194 | $10,000 | thousands by filing date | |
| DWS MULTI MKT INCOME TR | 23338L108 | SHS | 1,103 | $10,000 | thousands by filing date | |
| PARTNER COMMUNICATIONS CO LT | 70211M109 | ADR | 1,112 | $10,000 | thousands by filing date | |
| DELTA NATURAL GAS CO INC | 247748106 | COM | 468 | $10,000 | thousands by filing date | |
| WHITING USA TRUST I | 966389108 | TR U | 3,800 | $10,000 | thousands by filing date | |
| PCM INC | 69323K100 | COM | 1,000 | $10,000 | thousands by filing date | |
| D.R. HORTON INC | 23331ABB4 | NOTE | 6,000 | $10,000 | thousands by filing date | principal |
| DIANA CONTAINERSHIPS, INC. | Y2069P101 | COMMON STOCK | 2,609 | $10,000 | thousands by filing date | |
| IPATH DJ UBS COFFEE SUBINDEX | 06739H297 | COMMON | 287 | $10,000 | thousands by filing date | |
| AMER MUN INCOME PORT INC | 027649102 | COM | 675 | $10,000 | thousands by filing date | |
| ASIA PAC FD INC | 044901106 | COM | 1,000 | $10,000 | thousands by filing date | |
| SUPERTEL HOSPITALITY INC MD | 868526203 | PFD CONV SER A | 2,100 | $10,000 | thousands by filing date | |
| RetailMeNot Inc | 76132B106 | COM SER 1 | 300 | $10,000 | thousands by filing date | |
| Coupons Com Inc | 22265J102 | Common Stock | 400 | $10,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 1,000 | $9,000 | thousands by filing date | call |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 202 | $9,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 270 | $9,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 99 | $9,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 93 | $9,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 550 | $9,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 300 | $9,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 216 | $9,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 805 | $9,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 500 | $9,000 | thousands by filing date | call |
| CHART INDS INC | 16115Q308 | COM | 110 | $9,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 668 | $9,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 2,000 | $9,000 | thousands by filing date | call |
| WISDOMTREE INC | 97717P104 | COM | 700 | $9,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 335 | $9,000 | thousands by filing date | |
| CARTERS INC | 146229109 | COM | 121 | $9,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 200 | $9,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 318 | $9,000 | thousands by filing date | |
| MAXIMUS INC | 577933104 | COM | 200 | $9,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 213 | $9,000 | thousands by filing date | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 600 | $9,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 600 | $9,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 607 | $9,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 412 | $9,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 5,000 | $9,000 | thousands by filing date | call |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 702 | $9,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 200 | $9,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 1,567 | $9,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 300 | $9,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 250 | $9,000 | thousands by filing date | |
| VOC ENERGY TR | 91829B103 | TR UNIT | 600 | $9,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 1,000 | $9,000 | thousands by filing date | call |
| ENERNOC INC | 292764107 | COMMON STOCK | 410 | $9,000 | thousands by filing date | |
| ZEP INC | 98944B108 | COMMON STOCK | 518 | $9,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 1,200 | $9,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 479 | $9,000 | thousands by filing date | |
| POLYPORE INTL INC | 73179V103 | COM | 257 | $9,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082102 | COM | 200 | $9,000 | thousands by filing date | |
| OMNIVISION TECHNOLOGIES INC | 682128103 | COM | 500 | $9,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AH8 | NOTE 2.625%12/1 | 7,000 | $9,000 | thousands by filing date | principal |
| PARAMOUNT GOLD & SILVER CORP | 69924P102 | COM | 7,666 | $9,000 | thousands by filing date | |
| RF MICRODEVICES INC | 749941100 | COM | 5,000 | $9,000 | thousands by filing date | call |
| DFC GLOBAL CORP | 23324T107 | COM | 1,000 | $9,000 | thousands by filing date | |
| WISDOMTREE TR ASIA LC DBT FD | 97717X842 | COM | 180 | $9,000 | thousands by filing date | |
| NUVEEN MUN MKT OPPORTUNITY | 67062W103 | COM | 667 | $9,000 | thousands by filing date | |
| PETROLOGISTICS LP UNIT LTD PARTNERSHIP INT | 71672U101 | COM | 696 | $9,000 | thousands by filing date | |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 4,500 | $9,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U787 | AFRICA ETF | 300 | $9,000 | thousands by filing date | |
| CHINA HYDROELECTRIC CP-ADS | 16949D101 | COM | 2,766 | $9,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X764 | S&PINTL MC ETF | 280 | $9,000 | thousands by filing date | |
| DB-X FUNDS | 233052208 | XTRAK 2020TGT DT | 316 | $9,000 | thousands by filing date | |
| PARAGON SHIPPING INC | 69913R408 | CL A NEW | 1,308 | $9,000 | thousands by filing date | |
| CSX CORP | 126408GA5 | US DOMESTIC | 3,000 | $9,000 | thousands by filing date | principal |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 637 | $8,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 100 | $8,000 | thousands by filing date | |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 200 | $8,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 200 | $8,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 277 | $8,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 234 | $8,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 700 | $8,000 | thousands by filing date | call |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 602 | $8,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 200 | $8,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 900 | $8,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 200 | $8,000 | thousands by filing date | |
| UR-ENERGY INC | 91688R108 | COM | 5,000 | $8,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 300 | $8,000 | thousands by filing date | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 235 | $8,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 500 | $8,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 884 | $8,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 150 | $8,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 1,189 | $8,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 290 | $8,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 1,000 | $8,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 256 | $8,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 188 | $8,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 1,100 | $8,000 | thousands by filing date | call |
| DAQO NEW ENERGY CORP. (ADR) | 23703Q203 | SPNSRD ADS NEW | 196 | $8,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 145 | $8,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 169 | $8,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 200 | $8,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 1,469 | $8,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 975 | $8,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 500 | $8,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 641 | $8,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 604 | $8,000 | thousands by filing date | |
| CORECARD CORPORATION | 45816D100 | COM | 5,000 | $8,000 | thousands by filing date | |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 300 | $8,000 | thousands by filing date | |
| NUTRACEUTICAL INTERNATIONAL | 67060Y101 | COMMON STOCK | 300 | $8,000 | thousands by filing date | |
| NUVASIVE INC | 670704AC9 | CORPORATE OBLIG | 7,000 | $8,000 | thousands by filing date | principal |
| OREXIGEN THERAPEUTICS INC | 686164104 | COMMON STOCK | 1,200 | $8,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550309 | CORPORATE OBLIG | 105 | $8,000 | thousands by filing date | |
| BPZ RESOURCES INC | 055639108 | COMMON STOCK | 2,502 | $8,000 | thousands by filing date | |
| Check Point Software Technologies Ltd | 162825103 | COM | 560 | $8,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 1,014 | $8,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 430 | $8,000 | thousands by filing date | |
| EMAGIN CORP | 29076N206 | COM | 3,000 | $8,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 6,000 | $8,000 | thousands by filing date | call |
| TW TELECOM INC | 87311L104 | COM | 250 | $8,000 | thousands by filing date | |
| UNILIFE CORP NEW | 90478E103 | COM | 2,000 | $8,000 | thousands by filing date | |
| ADMINISTRADORA FONDOS PENSIO | 00709P108 | SPONSORED ADR | 88 | $8,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 750 | $8,000 | thousands by filing date | |
| SEQUENOM INC COM NEW | 817337405 | COM | 3,100 | $8,000 | thousands by filing date | |
| FIRST NBC BK HLDG CO COM | 32115D106 | COM | 240 | $8,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X856 | DYN BIOT & GEN | 200 | $8,000 | thousands by filing date | |
| COMMONWEALTH REIT | 203233606 | CV PFD-E 7.25% | 300 | $8,000 | thousands by filing date | |
| NUVEEN PERFORMANCE PLUS MUN | 67062P108 | COM | 584 | $8,000 | thousands by filing date | |
| AMERN STRATEGIC INCOME PTFL | 030099105 | COM | 977 | $8,000 | thousands by filing date | |
| ING GLBL ADV & PREM OPP FUND | 44982N109 | COM | 700 | $8,000 | thousands by filing date | |
| ING RISK MANAGED NAT RES FD | 449810100 | COM | 785 | $8,000 | thousands by filing date | |
| GREENHAVEN CONTINUOUS CMDTY | 395258106 | UNIT | 277 | $8,000 | thousands by filing date | |
| COSTCO COMPANIES INC | 22160QAC6 | NOTE 8/1 | 3,000 | $8,000 | thousands by filing date | principal |
| STILLWATER MINING CO | 86074QAF9 | CNV | 8,000 | $8,000 | thousands by filing date | principal |
| WISDOMTREE GLOBAL | 97717W653 | GLB EX US UTIL | 400 | $8,000 | thousands by filing date | |
| BARRETT BILL CORP | 06846NAA2 | NOTE 5.000% 3/1 | 8,000 | $8,000 | thousands by filing date | principal |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 510 | $8,000 | thousands by filing date | |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 1,000 | $8,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 380 | $8,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 1,000 | $7,000 | thousands by filing date | call |
| META PLATFORMS INC CL A | 30303M102 | COM | 3,000 | $7,000 | thousands by filing date | put |
| NIKE,Inc. Class B | 654106103 | COM | 1,000 | $7,000 | thousands by filing date | call |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 61 | $7,000 | thousands by filing date | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 400 | $7,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 200 | $7,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 100 | $7,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 571 | $7,000 | thousands by filing date | |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 151 | $7,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 100 | $7,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 126 | $7,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 200 | $7,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 250 | $7,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 151 | $7,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 200 | $7,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 5,000 | $7,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 105 | $7,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 102 | $7,000 | thousands by filing date | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 100 | $7,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 320 | $7,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 1,000 | $7,000 | thousands by filing date | call |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 290 | $7,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941109 | COM | 200 | $7,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 293 | $7,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 217 | $7,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 485 | $7,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 147 | $7,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 500 | $7,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 900 | $7,000 | thousands by filing date | call |
| GENESCO INC | 371532102 | COM | 100 | $7,000 | thousands by filing date | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 50 | $7,000 | thousands by filing date | |
| NANOMETRICS | 630077105 | COM | 400 | $7,000 | thousands by filing date | |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 1,000 | $7,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 210 | $7,000 | thousands by filing date | |
| Mkt Vectors Semiconductor ETF | 57060U233 | Equity | 145 | $7,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 219 | $7,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 5,000 | $7,000 | thousands by filing date | call |
| DELEK US HOLDINGS INC | 246647101 | COMMON STOCK | 250 | $7,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 1,000 | $7,000 | thousands by filing date | |
| POWERSHARES | 73935X278 | EXCHANGE TRADED | 211 | $7,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 2,000 | $7,000 | thousands by filing date | |
| BRAVO BRIO RESTAURANT GROUP | 10567B109 | COMMON STOCK | 500 | $7,000 | thousands by filing date | |
| PETROQUEST ENERGY INC | 716748108 | COMMON STOCK | 1,300 | $7,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 2,200 | $7,000 | thousands by filing date | |
| NUVEEN MO QUALITY MUN INCOME | 67060Q108 | COM | 500 | $7,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 200 | $7,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 200 | $7,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 472 | $7,000 | thousands by filing date | |
| SONUS NETWORKS INC | 835916107 | COM | 2,042 | $7,000 | thousands by filing date | |
| IHS INC | 451734107 | CL A | 54 | $7,000 | thousands by filing date | |
| ELLINGTON FINANCIAL LLC | 288522303 | COM | 283 | $7,000 | thousands by filing date | |
| HEARTLAND PMT SYS INC | 42235N108 | COM | 160 | $7,000 | thousands by filing date | |
| SELECT COMFORT CORP | 81616X103 | COM | 408 | $7,000 | thousands by filing date | |
| ROYCE FOCUS TR | 78080N108 | COM | 854 | $7,000 | thousands by filing date | |
| PARK ELECTROCHEMICAL CORP | 700416209 | COM | 225 | $7,000 | thousands by filing date | |
| RAND CAP CORP | 752185108 | COM | 2,000 | $7,000 | thousands by filing date | |
| LAM RESEARCH CORP 0.500 | 512807AJ7 | NOTE 0.500% 5/1 | 6,000 | $7,000 | thousands by filing date | principal |
| POWERSHS DB MULTI SECT COMM DB | 73936B705 | COM | 413 | $7,000 | thousands by filing date | |
| LMI AEROSPACE INC | 502079106 | COM | 500 | $7,000 | thousands by filing date | |
| MODUSLINK GLOBAL SOLUTIONS I | 60786L107 | COM | 1,670 | $7,000 | thousands by filing date | |
| BOOKS-A-MILLION INC | 098570104 | COM | 2,900 | $7,000 | thousands by filing date | |
| STILLWATER MINING COMPAN | 86074QAL6 | NOTE | 5,000 | $7,000 | thousands by filing date | principal |
| USA TRUCK INC | 902925106 | COM | 500 | $7,000 | thousands by filing date | |
| NGP CAPITAL RESOURCES CO | 62912R107 | COM | 1,000 | $7,000 | thousands by filing date | |
| REEDS INC COM | 758338107 | Stock | 1,228 | $7,000 | thousands by filing date | |
| GRUMA S.A.B. SPONSORED ADR | 400131306 | ADR | 200 | $7,000 | thousands by filing date | |
| MARKET VECTORS GLOBAL ALT | 57061R593 | COMMON | 114 | $7,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X617 | DYN RETAIL PTF | 200 | $7,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U779 | GULF STS ETF | 226 | $7,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID CAP ETF | 46434G202 | ETF | 271 | $7,000 | thousands by filing date | |
| NANOVIRICIDES INC | 630087203 | COM NEW | 2,286 | $7,000 | thousands by filing date | |
| ATHLON ENERGY INC | 047477104 | COM | 197 | $7,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 400 | $6,000 | thousands by filing date | put |
| Automatic Data Processing,Inc. | 053015103 | COM | 2,000 | $6,000 | thousands by filing date | call |
| PepsiCo,Inc. | 713448108 | COM | 1,000 | $6,000 | thousands by filing date | call |
| Procter & Gamble Co | 742718109 | COM | 1,000 | $6,000 | thousands by filing date | call |
| FEDEX CORP COM | 31428X106 | Stock | 1,000 | $6,000 | thousands by filing date | call |
| BADGER METER INC COM | 056525108 | Stock | 118 | $6,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 139 | $6,000 | thousands by filing date | |
| SANMINA CORP COM | 801056102 | Stock | 324 | $6,000 | thousands by filing date | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 98 | $6,000 | thousands by filing date | |
| MSCI INC COM | 55354G100 | Stock | 136 | $6,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 1,110 | $6,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 382 | $6,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 233 | $6,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 260 | $6,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 141 | $6,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 301 | $6,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 140 | $6,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 108 | $6,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 149 | $6,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 207 | $6,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 137 | $6,000 | thousands by filing date | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 220 | $6,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 431 | $6,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 714 | $6,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000910472-14-001635 | this filing | 2014-04-11 | acceptance time not in the bulk data set |