13F-HR filed by Creative Planning
Creative Planning filed this 13F-HR for the quarter ended 2014-03-31, filed 2014-04-11, with 3,777 holding rows worth $6,645,718,000.
- Accession
- 0000910472-14-001635
- Filer
- CIK 1540235
- Filed
- 2014-04-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2014
A holdings report, 3,834 entries on the cover page, a total value of $6,645,718,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $6,645,718,000 with VALUE read as thousands by filing date, 13F file number 028-14616. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 4,801 | $85,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 2,001 | $85,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 6,873 | $85,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 1,400 | $85,000 | thousands by filing date | |
| CYAN INC | 23247W104 | COM | 20,000 | $85,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 3,149 | $84,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 4,871 | $84,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 1,081 | $84,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 1,300 | $84,000 | thousands by filing date | |
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 2,975 | $84,000 | thousands by filing date | |
| POWERSECURE INTERNATIONAL IN | 73936N105 | COM | 3,600 | $84,000 | thousands by filing date | |
| ISHARES TR | 464289552 | HLTH CR IDX FD | 1,000 | $84,000 | thousands by filing date | |
| EMCLAIRE FINL CORP | 290828102 | COM | 3,278 | $84,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 615 | $83,000 | thousands by filing date | |
| VEOLIA ENVIRONNEMENT F | 92334N103 | Equity | 4,152 | $83,000 | thousands by filing date | |
| FAMILY DLR STORES INC | 307000109 | COM | 1,423 | $83,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 2,724 | $82,000 | thousands by filing date | |
| ROCKWOOD HLDGS INC | 774415103 | COM | 1,104 | $82,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 11,924 | $82,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 2,880 | $81,000 | thousands by filing date | |
| CAMERON INTERNATIONAL CORP | 13342B105 | COM | 1,312 | $81,000 | thousands by filing date | |
| SOVRAN SELF STORAGE INC | 84610H108 | COM | 1,100 | $81,000 | thousands by filing date | |
| HEALTHSOUTH CORP | 421924309 | COM NEW | 2,241 | $81,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 2,900 | $80,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 2,019 | $80,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 2,191 | $80,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 1,396 | $80,000 | thousands by filing date | |
| BANK OF IRELAND-SPONS ADR | 46267Q202 | SPNS | 4,140 | $80,000 | thousands by filing date | |
| CENTRAL GOLDTRUST | 153546106 | TR U | 1,771 | $80,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 5,500 | $79,000 | thousands by filing date | |
| CABELAS INC | 126804301 | COM | 1,201 | $79,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 6,018 | $79,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 1,950 | $79,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 2,792 | $79,000 | thousands by filing date | |
| ALTERA CORP | 021441100 | COM | 2,171 | $79,000 | thousands by filing date | |
| SOLAZYME INC | 83415T101 | COM | 6,780 | $79,000 | thousands by filing date | |
| POWERSHARES NASDAQ INTERNE | 73935X146 | ETF | 1,199 | $79,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 6,000 | $78,000 | thousands by filing date | call |
| LITHIA MTRS INC COM | 536797103 | Stock | 1,175 | $78,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 1,184 | $78,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 715 | $78,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 1,062 | $78,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 39,801 | $78,000 | thousands by filing date | |
| COVANCE INC | 222816100 | COM | 750 | $78,000 | thousands by filing date | |
| HATTERAS FINL CORP | 41902R103 | COM | 4,129 | $78,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 781 | $77,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 2,891 | $77,000 | thousands by filing date | |
| SUNEDISON INC | 86732Y109 | COM | 4,087 | $77,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 9,615 | $77,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 992 | $76,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 2,098 | $76,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 1,840 | $76,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 5,951 | $76,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 1,208 | $76,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 1,375 | $76,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 5,433 | $76,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 1,589 | $76,000 | thousands by filing date | |
| BALLY TECHNOLOGIES | 05874B107 | COMMON STOCK | 1,150 | $76,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 2,881 | $76,000 | thousands by filing date | |
| HARMAN INTL INDS INC | 413086109 | COM | 718 | $76,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 3,065 | $76,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 405 | $75,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 7,843 | $75,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 1,400 | $75,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 7,000 | $75,000 | thousands by filing date | |
| Delta Apparel Inc | 247368103 | COM | 4,600 | $75,000 | thousands by filing date | |
| POWERSHARES INDIA ETF TR | 73935L100 | INDIA PORT | 4,000 | $75,000 | thousands by filing date | |
| FURMANITE CORPORATION | 361086101 | COM | 7,607 | $75,000 | thousands by filing date | |
| FIRST CASH FINL SVCS INC | 31942D107 | COM | 1,480 | $75,000 | thousands by filing date | |
| SILVERCREST MINES INC | 828365106 | COMMON | 41,000 | $75,000 | thousands by filing date | |
| ISHARES TR | 464288547 | RETAIL CAP IDX | 2,000 | $75,000 | thousands by filing date | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 1,255 | $74,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 1,720 | $74,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 2,100 | $74,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 3,216 | $74,000 | thousands by filing date | |
| LinnCo, LLC | 535782106 | LTD | 2,719 | $74,000 | thousands by filing date | |
| MAST THERAPEUTICS INC | 576314108 | COM | 108,700 | $74,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X799 | DYN PHRMA PORT | 1,313 | $74,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 1,236 | $73,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 1,550 | $73,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 781 | $73,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 1,275 | $73,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 4,050 | $73,000 | thousands by filing date | |
| Synta Pharmaceuticals Corp. | 87162T206 | COM | 17,000 | $73,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 10,000 | $73,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K106 | COM | 56,104 | $73,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 5,607 | $72,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 3,731 | $72,000 | thousands by filing date | |
| GENESEE & WYOMING INC | 371559105 | CL A | 737 | $72,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 2,870 | $72,000 | thousands by filing date | |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 1,315 | $72,000 | thousands by filing date | |
| Rydex S&P 500 Pure Value Etf | 78355W304 | S&P PUR VAL | 1,404 | $72,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D878 | EXCH NT LKD 20 | 3,000 | $72,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 1,200 | $71,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 181 | $71,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 1,555 | $71,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 535 | $71,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 1,200 | $71,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 2,172 | $71,000 | thousands by filing date | |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 2,272 | $71,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 3,480 | $71,000 | thousands by filing date | |
| NUVEEN CA MUN MKT OPPORTUNT | 67062U107 | COM | 5,000 | $71,000 | thousands by filing date | |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 4,311 | $71,000 | thousands by filing date | |
| JPMORGAN CHASE + CO-CW18 | 46634E114 | *W E | 3,500 | $71,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 1,026 | $70,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 1,000 | $70,000 | thousands by filing date | |
| PROSHARES TR | 74347R404 | PSHS ULT MCAP400 | 1,048 | $70,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 901 | $70,000 | thousands by filing date | |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 2,502 | $70,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 1,750 | $70,000 | thousands by filing date | |
| NUVEEN NC PREM INCOME MUN | 67060P100 | COM | 5,541 | $70,000 | thousands by filing date | |
| BARCLAYS BANK PLC ETN+ FI ENHANCED GLBL | 06742C152 | PFD | 585 | $70,000 | thousands by filing date | |
| DEUTSCHE BANK | 25153Q708 | ELE MORN TTL22 | 3,500 | $70,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 2,376 | $69,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 1,858 | $69,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 682 | $69,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 2,000 | $69,000 | thousands by filing date | |
| POLYONE CORP | 73179P106 | COM | 1,889 | $69,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B407 | TXBLE MUN PRTFLO | 2,400 | $69,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC N | 42805T105 | COM | 2,589 | $69,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W791 | GUG S&P500EQWTUT | 1,000 | $69,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 3,111 | $68,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 4,324 | $68,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 3,000 | $68,000 | thousands by filing date | |
| HUDSON CITY BANCORP | 443683107 | COM | 6,886 | $68,000 | thousands by filing date | |
| DOW 30 PREMIUM & DIV INC FD | 260582101 | COM | 4,239 | $68,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 2,232 | $67,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 2,634 | $67,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 6,996 | $67,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 2,000 | $67,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 3,500 | $67,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 1,650 | $67,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 854 | $67,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 2,795 | $67,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 963 | $67,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 806 | $66,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 1,450 | $66,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 660 | $66,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 1,935 | $66,000 | thousands by filing date | |
| TECO ENERGY INC | 872375100 | COM | 3,836 | $66,000 | thousands by filing date | |
| CYANOTECH CORP | 232437301 | COM PAR $0.02 | 12,576 | $66,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 7,800 | $65,000 | thousands by filing date | call |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 693 | $65,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 12,866 | $65,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 1,375 | $65,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 6,494 | $65,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 3,429 | $65,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 1,925 | $65,000 | thousands by filing date | |
| PACHOLDER HIGH YIELD FD INC | 693742108 | COM | 7,900 | $65,000 | thousands by filing date | |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 18,800 | $65,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X693 | GLOBL CP BD FD | 864 | $65,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B720 | KBW INS PORT | 1,000 | $65,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 1,107 | $64,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 5,779 | $64,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 661 | $64,000 | thousands by filing date | |
| ENLINK MIDSTREAM PARTNERS LP | 29336U107 | COM UNIT REP LTD | 2,096 | $64,000 | thousands by filing date | |
| MFC INDUSTRIAL LTD | 55278T105 | COMMON | 8,045 | $64,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 1,395 | $63,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 672 | $63,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 2,000 | $63,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 2,811 | $63,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 4,550 | $63,000 | thousands by filing date | |
| CLARCOR INC | 179895107 | COM | 1,101 | $63,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 2,695 | $63,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 824 | $62,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 1,106 | $62,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 2,227 | $62,000 | thousands by filing date | |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 2,185 | $62,000 | thousands by filing date | |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 2,619 | $62,000 | thousands by filing date | |
| CHARTER COMMUNICATION - A | 16117M305 | COM | 500 | $62,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD 4 | 6706K4105 | COM | 5,000 | $62,000 | thousands by filing date | |
| FIRST FINANCIAL HOLDINGS INC | 32023E105 | COM | 986 | $62,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 1,326 | $61,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 1,000 | $61,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 1,195 | $61,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 961 | $61,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 1,412 | $61,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 1,744 | $61,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 1,385 | $61,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 4,085 | $61,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 1,738 | $61,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060207 | COM SH BEN INT N | 7,316 | $61,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | 459902102 | COM | 4,325 | $61,000 | thousands by filing date | |
| SALIX PHARMACEUTICALS INC | 795435106 | COM | 591 | $61,000 | thousands by filing date | |
| UNS ENERGY CORP | 903119105 | COM | 1,018 | $61,000 | thousands by filing date | |
| PRIVATEBANCORP INC | 742962103 | COM | 2,000 | $61,000 | thousands by filing date | |
| HORSEHEAD HLDG CORP | 440694305 | COM | 3,625 | $61,000 | thousands by filing date | |
| ISHARES TR | 464289404 | S&P TARGET 20 | 1,535 | $61,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 774 | $60,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 700 | $60,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 1,310 | $60,000 | thousands by filing date | |
| CHEMED CORP NEW | 16359R103 | COM | 676 | $60,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 1,355 | $60,000 | thousands by filing date | |
| IBERIABANK CORP | 450828108 | COM | 855 | $60,000 | thousands by filing date | |
| Walter Energy Inc | 93317Q105 | COM | 7,995 | $60,000 | thousands by filing date | |
| HORIZON PHARMA INC | 44047T109 | COM | 4,000 | $60,000 | thousands by filing date | |
| TCF FINL CORP | 872275102 | COM | 3,584 | $60,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 791 | $60,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 2,719 | $59,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 704 | $59,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 12,000 | $59,000 | thousands by filing date | call |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 1,040 | $59,000 | thousands by filing date | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 1,000 | $59,000 | thousands by filing date | |
| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 5,000 | $59,000 | thousands by filing date | |
| DENTSPLY INTL INC | 249030107 | COM | 1,282 | $59,000 | thousands by filing date | |
| ZWEIG TOTAL RETURN FD INC | 989837208 | COM | 4,177 | $59,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 1,171 | $58,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 1,057 | $58,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 5,873 | $58,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 1,189 | $58,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 1,760 | $58,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 911 | $58,000 | thousands by filing date | |
| Rentech Nitrogen Partners, LP | 760113100 | LTD | 3,125 | $58,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH ETN L | 22542D852 | COM | 1,832 | $58,000 | thousands by filing date | |
| FX ENERGY INC | 302695101 | COM | 17,225 | $58,000 | thousands by filing date | |
| Guggenheim ETF Trust 2 Timber | 18383Q879 | GUGG TIMBER ETF | 2,300 | $58,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 2,649 | $57,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 640 | $57,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 5,800 | $57,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 1,103 | $57,000 | thousands by filing date | |
| TRINA SOLAR LIMITED | 89628E104 | SPON ADR | 4,225 | $57,000 | thousands by filing date | |
| POWERSHARESETF TRUST DYN SFTWR | 73935X773 | ETF - EQUITY | 1,582 | $57,000 | thousands by filing date | |
| E-COMMERCE CHINA DANGDANG IN | 26833A105 | SPN ADS COM A | 3,952 | $57,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E838 | GLB X BRZ FINL | 5,200 | $57,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 798 | $56,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 790 | $56,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 1,900 | $56,000 | thousands by filing date | |
| MEAD JOHNSON NUTRITION CO | 582839106 | COM | 668 | $56,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 5,000 | $56,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 5,800 | $56,000 | thousands by filing date | |
| ROCKET COMPANIES CLA A CLASS A | 772739207 | COM | 526 | $56,000 | thousands by filing date | |
| IRON MTN INC NEW REIT | 462846106 | COM | 2,022 | $56,000 | thousands by filing date | |
| PARAMETRIC SOUND CORP | 699172201 | COM NEW | 4,000 | $56,000 | thousands by filing date | |
| REX ENERGY CORPORATION | 761565100 | COM | 3,000 | $56,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 1,105 | $55,000 | thousands by filing date | |
| KOREA FD INC | 500634209 | COM NEW | 1,359 | $55,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 2,750 | $55,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 4,598 | $55,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 7,000 | $55,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097713 | PREFERRED STOCK | 2,200 | $55,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 5,593 | $55,000 | thousands by filing date | |
| KEARNY FINANCIAL CORP | 487169104 | Domestic Common | 3,750 | $55,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770V102 | COM | 1,318 | $55,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 5,288 | $55,000 | thousands by filing date | |
| CORNERSTONE STRATEGIC VALUE | 21924B203 | COM NEW | 8,445 | $55,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06742C129 | BARC ETN EUR50 | 445 | $55,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 5,859 | $54,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 6,484 | $54,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 1,600 | $54,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q676 | ALERIAN ENERGY | 2,050 | $54,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 1,737 | $54,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 14,906 | $54,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 473 | $54,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 1,172 | $54,000 | thousands by filing date | |
| WESTERN ASSET MGD HI INCM FD | 95766L107 | COM | 9,346 | $54,000 | thousands by filing date | |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 1,989 | $54,000 | thousands by filing date | |
| ASTORIA FINANCIAL CORP | 046265104 | COMMON STOCK | 3,937 | $54,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 3,630 | $54,000 | thousands by filing date | |
| INTERMUNE INC | 45884X103 | COM | 1,600 | $54,000 | thousands by filing date | |
| ORBITAL SCIENCES CORP | 685564106 | COM | 1,925 | $54,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 2,055 | $53,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 6,125 | $53,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 1,009 | $53,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 1,510 | $53,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 700 | $53,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 3,132 | $53,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E341 | GLB X GURU INDEX | 2,150 | $53,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 1,350 | $53,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 2,000 | $53,000 | thousands by filing date | |
| LEAPFROG ENTERPRISES INC | 52186N106 | COMMON STOCK | 7,085 | $53,000 | thousands by filing date | |
| AUXILIUM PHARMACEUTICALS | 05334D107 | COMMON STOCK | 1,953 | $53,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 10,000 | $53,000 | thousands by filing date | call |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 3,065 | $53,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 4,263 | $52,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 1,000 | $52,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 550 | $52,000 | thousands by filing date | |
| DAILY JOURNAL CORP | 233912104 | COM | 300 | $52,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 907 | $52,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 503 | $52,000 | thousands by filing date | |
| TALISMAN ENERGY INC | 87425E103 | COM | 5,228 | $52,000 | thousands by filing date | |
| AVANIR PHARMACEUTICALS INC | 05348P401 | CL A NEW | 14,061 | $52,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657AH4 | NOTE 3.500% 4/0 | 37,000 | $52,000 | thousands by filing date | principal |
| GLATFELTER | 377316104 | COM | 1,910 | $52,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 2,355 | $52,000 | thousands by filing date | |
| GUGGENHEIM MID-CAP CORE ETF | 18383M720 | GUG | 1,125 | $52,000 | thousands by filing date | |
| SNAP ON INC COM | 833034101 | Stock | 451 | $51,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 4,633 | $51,000 | thousands by filing date | |
| ICAD INC | 44934S206 | COM NEW | 5,600 | $51,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 2,800 | $51,000 | thousands by filing date | |
| GT ADVANCED TECHNOLOGIES INC | 36191U106 | COM | 2,970 | $51,000 | thousands by filing date | |
| ALLEGHENY TECHNOLOGIES INC | 01741RAD4 | NOTE | 50,000 | $51,000 | thousands by filing date | principal |
| MARKET VECTORS ETF TR JR GOLD | 57061R544 | GOLD MINER ETF | 1,397 | $51,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 2,777 | $50,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 584 | $50,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 1,004 | $50,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 1,660 | $50,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 3,970 | $50,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 2,500 | $50,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 1,209 | $50,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 5,860 | $50,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 684 | $50,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 702 | $50,000 | thousands by filing date | |
| ATLAS ENERGY LP | 04930A104 | COM UNITS LP | 1,157 | $50,000 | thousands by filing date | |
| SIRONA DENTAL SYSTEMS INC | 82966C103 | COM | 669 | $50,000 | thousands by filing date | |
| WABASH NATL CORP | 929566AH0 | CNV | 36,000 | $50,000 | thousands by filing date | principal |
| CREDIT SUISSE AG NASSAU BRH | 22539T597 | VELOCITY SHS EXC | 1,100 | $50,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 3,653 | $49,000 | thousands by filing date | |
| MV OIL TR | 553859109 | TR UNITS | 1,948 | $49,000 | thousands by filing date | |
| HECLA MINING COMPANY | 422704205 | PFD CV SER B | 1,000 | $49,000 | thousands by filing date | |
| JANUS CAPITAL GROUP INC | 47102X105 | COMMON STOCK | 4,470 | $49,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 1,650 | $49,000 | thousands by filing date | |
| SANDISK CORP | 80004CAD3 | CORPORATE OBLIG | 30,000 | $49,000 | thousands by filing date | principal |
| CIT GROUP INC COM NEW | 125581801 | Stock | 1,004 | $49,000 | thousands by filing date | |
| HCC INS HLDGS INC | 404132102 | COM | 1,071 | $49,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394103 | COM | 655 | $49,000 | thousands by filing date | |
| FIRST SOUTH BANCORP INC VA | 33646W100 | COM | 5,598 | $49,000 | thousands by filing date | |
| VOXELJET AG | 92912L107 | ADS | 1,950 | $49,000 | thousands by filing date | |
| PLEXUS CORP COM | 729132100 | Stock | 1,200 | $48,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 608 | $48,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 2,394 | $48,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 1,427 | $48,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 3,780 | $48,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 800 | $48,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 5,076 | $48,000 | thousands by filing date | |
| 51JOB INC | 316827104 | SPONSORED ADS | 680 | $48,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 5,400 | $48,000 | thousands by filing date | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 1,400 | $48,000 | thousands by filing date | |
| ETF | 26923A106 | EXCHANGE TRADED | 629 | $48,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 1,500 | $48,000 | thousands by filing date | |
| TESORO LOGISTICS LP | 88160T107 | COM UNIT LP | 800 | $48,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 14,470 | $48,000 | thousands by filing date | |
| NAM TAI ELECTRS INC | 629865205 | COM PAR $0.02 | 8,100 | $48,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461654 | LOW VOL EM DIV | 3,000 | $48,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X102 | COM | 657 | $47,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 640 | $47,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 750 | $47,000 | thousands by filing date | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 1,000 | $47,000 | thousands by filing date | |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 1,233 | $47,000 | thousands by filing date | |
| NUVEEN CALIFORNIA SELECT TAX-F | 67063R103 | SH BEN INT | 3,304 | $47,000 | thousands by filing date | |
| KCAP FINANCIAL INC | 48668E101 | COM | 5,400 | $47,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 878 | $47,000 | thousands by filing date | |
| ALLIANCE CALIFORNIA MUNICIPAL | 018546101 | COM | 3,682 | $47,000 | thousands by filing date | |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 1,009 | $47,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 1,200 | $47,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 1,925 | $47,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 2,200 | $47,000 | thousands by filing date | |
| INTERSIL CORP | 46069S109 | CL A | 3,600 | $47,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H776 | SP ADR 7.1%PF3 | 1,833 | $47,000 | thousands by filing date | |
| DWS HIGH INCOME TR | 23337C208 | SHS NEW | 4,987 | $47,000 | thousands by filing date | |
| RYDEX S&P EQ WEIGHT TECHN ETF(RYT) | 78355W817 | ETF | 590 | $47,000 | thousands by filing date | |
| FISHER ENHANCED BIG CAP GROWTH ETN(FBG) | 90267L508 | ETF | 1,006 | $47,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 909 | $46,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 453 | $46,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 1,337 | $46,000 | thousands by filing date | |
| CNO FINL GROUP INC | 12621E103 | COM | 2,569 | $46,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 4,696 | $46,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 2,674 | $46,000 | thousands by filing date | |
| PROSHARES TR PSHS ULTRA DOW30 | 74347r305 | INDX FD | 408 | $46,000 | thousands by filing date | |
| Nippon Telegraph Telephone Corp | 654624105 | Equity | 1,705 | $46,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 1,737 | $46,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 713 | $46,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 707 | $46,000 | thousands by filing date | |
| AOL INC | 00184X105 | COM | 1,040 | $46,000 | thousands by filing date | |
| YINGLI GREEN ENERGY HLDG CO | 98584B103 | ADR | 10,473 | $46,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 491 | $45,000 | thousands by filing date | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 500 | $45,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 2,000 | $45,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 1,059 | $45,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 3,656 | $45,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 10,838 | $45,000 | thousands by filing date | |
| SOLARWINDS INC | 83416B109 | COM | 1,063 | $45,000 | thousands by filing date | |
| POWERSHARES ETF TRUST ZACKS MC | 73935X740 | COM | 2,626 | $45,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 8,000 | $45,000 | thousands by filing date | call |
| Costco Wholesale Corporation | 22160K105 | COM | 5,000 | $44,000 | thousands by filing date | call |
| AMER STATES WTR CO COM | 029899101 | Stock | 1,351 | $44,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 891 | $44,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 407 | $44,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 4,348 | $44,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 775 | $44,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 325 | $44,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 1,000 | $44,000 | thousands by filing date | |
| TRUEBLUE INC | 89785X101 | COM | 1,500 | $44,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 6,758 | $44,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 1,025 | $44,000 | thousands by filing date | |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 1,031 | $44,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 1,823 | $44,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 6,200 | $44,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 2,000 | $44,000 | thousands by filing date | |
| IGATE CORP | 45169U105 | COM | 1,380 | $44,000 | thousands by filing date | |
| SPANSION INC | 84649R200 | COM CL A NEW | 2,500 | $44,000 | thousands by filing date | |
| JAMBA INC | 47023A309 | COM NEW | 3,660 | $44,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B200 | ETF - EQUITY | 1,058 | $44,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 5,611 | $44,000 | thousands by filing date | |
| PHI INC-NON VOTING | 69336T205 | COM | 1,000 | $44,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q304 | JEFF TRJ CRB GLO | 1,005 | $44,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208RAE6 | NOTE 2.750% 3/0 | 31,000 | $44,000 | thousands by filing date | principal |
| Prologis,Inc. | 74340W103 | COM | 1,058 | $43,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 12,000 | $43,000 | thousands by filing date | call |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 709 | $43,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 631 | $43,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 1,314 | $43,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 1,000 | $43,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 1,500 | $43,000 | thousands by filing date | |
| SILVER BAY REALTY TRUST CORP | 82735Q102 | COMMON STOCK | 2,773 | $43,000 | thousands by filing date | |
| ATMEL CORP | 049513104 | COM | 5,116 | $43,000 | thousands by filing date | |
| LACLEDE GROUP INC/THE | 505597104 | COM | 914 | $43,000 | thousands by filing date | |
| BIO REFERENCE LABS INC | 09057G602 | COM | 1,550 | $43,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W828 | ASIA PAC EXJP FD | 651 | $43,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 586 | $42,000 | thousands by filing date | |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 428 | $42,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 1,972 | $42,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 2,500 | $42,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 700 | $42,000 | thousands by filing date | |
| CLUBCORP HLDGS INC | 18948M108 | COM | 2,200 | $42,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919203 | COM NEW | 1,557 | $42,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 817 | $42,000 | thousands by filing date | |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 1,287 | $42,000 | thousands by filing date | |
| Ashland | 044209104 | Common | 424 | $42,000 | thousands by filing date | |
| PENN VIRGINIA CORP | 707882106 | COMMON STOCK | 2,405 | $42,000 | thousands by filing date | |
| EPL Oil & Gas, Inc. | 26883D108 | COM | 1,100 | $42,000 | thousands by filing date | |
| WUXI PHARMATECH CAYMAN INC | 929352102 | SPONS ADR SHS | 1,150 | $42,000 | thousands by filing date | |
| DEVRY INC DEL | 251893103 | COM | 1,000 | $42,000 | thousands by filing date | |
| SCHAWK INC | 806373106 | CL A | 2,125 | $42,000 | thousands by filing date | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 705 | $41,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 699 | $41,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 1,000 | $41,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 3,050 | $41,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 3,000 | $41,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 995 | $41,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 3,000 | $41,000 | thousands by filing date | |
| MVC CAPITAL INC | 553829102 | COM | 3,000 | $41,000 | thousands by filing date | |
| MAGYAR BANCORP INC COM | 55977T109 | Stock | 5,000 | $41,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M880 | LBT VENT COM A | 317 | $41,000 | thousands by filing date | |
| LUXOTTICA GROUP SPA ADR | 55068R202 | SPONS ADR | 710 | $41,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PL | 780097796 | SP ADR PREF M | 1,800 | $41,000 | thousands by filing date | |
| NUVEEN DIV ADVANTAGE MUN FD | 67070F100 | COM | 3,056 | $41,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 3,703 | $41,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X658 | DYN EN EX PROD | 1,162 | $41,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 10,000 | $41,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 407 | $40,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 4,250 | $40,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 3,294 | $40,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 5,613 | $40,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 670 | $40,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 3,436 | $40,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 4,451 | $40,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 1,097 | $40,000 | thousands by filing date | |
| E HOUSE CHINA HLDGS LTD | 26852W103 | ADR | 3,273 | $40,000 | thousands by filing date | |
| Susser Petroleum Partners, LP | 869239103 | LTD | 1,150 | $40,000 | thousands by filing date | |
| EXTERRAN PARTNERS LP | 30225N105 | COM UNITS | 1,417 | $40,000 | thousands by filing date | |
| EAGLE ROCK ENERGY PARTNERS L | 26985R104 | UNIT | 7,572 | $40,000 | thousands by filing date | |
| BLACKROCK INCOME OPP TRUST I | 092475102 | COM | 3,903 | $40,000 | thousands by filing date | |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 3,316 | $40,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 2,153 | $40,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 2,647 | $40,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 2,000 | $39,000 | thousands by filing date | call |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 872 | $39,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 864 | $39,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 2,500 | $39,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 230 | $39,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 3,965 | $39,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 3,206 | $39,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 1,100 | $39,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 996 | $39,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 1,282 | $39,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 1,765 | $39,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 4,489 | $39,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 4,295 | $39,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 4,813 | $39,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 1,857 | $39,000 | thousands by filing date | |
| KKR FINL HLDGS LLC | 48248A306 | COM | 3,400 | $39,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871403 | PFD CV DEP1/20 | 850 | $39,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 20,300 | $38,000 | thousands by filing date | call |
| RESMED INC COM | 761152107 | Stock | 860 | $38,000 | thousands by filing date | |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 441 | $38,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 900 | $38,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 1,213 | $38,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 400 | $38,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 5,774 | $38,000 | thousands by filing date | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 624 | $38,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 4,137 | $38,000 | thousands by filing date | |
| CHINA GREEN AGRICULTURE INC | 16943W105 | COMMON STOCK | 13,300 | $38,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 2,535 | $38,000 | thousands by filing date | |
| AIRGAS INC | 009363102 | COM | 361 | $38,000 | thousands by filing date | |
| POWERSHS DB US DOLLAR INDEX DO | 73936D107 | COM | 1,760 | $38,000 | thousands by filing date | |
| RED LION HOTELS CORP | 756764106 | COM | 6,500 | $38,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 547 | $37,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 240 | $37,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 1,716 | $37,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 1,842 | $37,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 1,230 | $37,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 600 | $37,000 | thousands by filing date | |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 1,400 | $37,000 | thousands by filing date | |
| Plains Group Hldgs LP | 72651A108 | UT LTD PTNR | 1,328 | $37,000 | thousands by filing date | |
| G & K SVCS INC | 361268105 | CL A | 600 | $37,000 | thousands by filing date | |
| WALTER INVT MGMT CORP | 93317W102 | COM | 1,226 | $37,000 | thousands by filing date | |
| ARKANSAS BEST CORP | 040790107 | COM | 1,000 | $37,000 | thousands by filing date | |
| FRONTLINE LTD | G3682E127 | COM | 9,359 | $37,000 | thousands by filing date | |
| Chesapeake Energy Corp PFD Conv | 165167842 | Pfd Stk | 400 | $37,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 819 | $36,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000910472-14-001635 | this filing | 2014-04-11 | acceptance time not in the bulk data set |