13F-HR filed by Creative Planning
Creative Planning filed this 13F-HR for the quarter ended 2014-03-31, filed 2014-04-11, with 3,777 holding rows worth $6,645,718,000.
- Accession
- 0000910472-14-001635
- Filer
- CIK 1540235
- Filed
- 2014-04-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2014
A holdings report, 3,834 entries on the cover page, a total value of $6,645,718,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $6,645,718,000 with VALUE read as thousands by filing date, 13F file number 028-14616. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SUN CMNTYS INC COM | 866674104 | REIT | 808 | $36,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 660 | $36,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 565 | $36,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 4,266 | $36,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 800 | $36,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 2,900 | $36,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 894 | $36,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 6,435 | $36,000 | thousands by filing date | |
| THOMSON REUTERS CORP | 884903105 | COM | 1,044 | $36,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 562 | $36,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 755 | $36,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 858 | $36,000 | thousands by filing date | |
| RUBY TUESDAY INC | 781182100 | COMMON STOCK | 6,400 | $36,000 | thousands by filing date | |
| POWERSHARES | 73935X708 | EXCHANGE TRADED | 1,230 | $36,000 | thousands by filing date | |
| ROFIN-SINAR TECHNOLOGIES INC | 775043102 | COMMON STOCK | 1,500 | $36,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 1,742 | $36,000 | thousands by filing date | |
| SUN HYDRAULICS CORP | 866942105 | COM | 825 | $36,000 | thousands by filing date | |
| PMC-SIERRA INC | 69344F106 | COM | 4,690 | $36,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383105 | COM | 6,273 | $36,000 | thousands by filing date | |
| ZWEIG FUND INC. | 989834205 | COM | 2,392 | $36,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T474 | INSUR NATL MUN | 1,507 | $36,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E226 | GLB X MLP ENRG I | 2,131 | $36,000 | thousands by filing date | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 150 | $35,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 712 | $35,000 | thousands by filing date | |
| BALCHEM CORP | 057665200 | COM | 663 | $35,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 1,285 | $35,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 489 | $35,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 732 | $35,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 4,188 | $35,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 3,068 | $35,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 2,178 | $35,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 3,375 | $35,000 | thousands by filing date | |
| PROSHARES TR II | 74347W353 | ULTRA SILVER NEW | 550 | $35,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 6,251 | $35,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 4,153 | $35,000 | thousands by filing date | |
| POWERSHARES | 73936Q793 | EXCHANGE TRADED | 1,369 | $35,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP LOW | 73937B639 | EXCHANGE TRADED | 1,100 | $35,000 | thousands by filing date | |
| H & Q LIFE SCIENCES INVS | 404053100 | EXCHANGE TRADED | 1,618 | $35,000 | thousands by filing date | |
| BEMIS INC | 081437105 | COM | 893 | $35,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 19,777 | $35,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PL | 780097754 | ADR PREF SHS Q | 1,475 | $35,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M878 | GUGGEN DEFN EQTY | 1,006 | $35,000 | thousands by filing date | |
| GOLDMAN SACHS GROUP INC | 38143UTC5 | CNV | 22,000 | $35,000 | thousands by filing date | principal |
| VALERO ENERGY PARTNERS LP | 91914J102 | COM UNT REP LP | 878 | $35,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 16,000 | $34,000 | thousands by filing date | call |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 285 | $34,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 580 | $34,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 568 | $34,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 433 | $34,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 401 | $34,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 443 | $34,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 1,992 | $34,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 7,800 | $34,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 800 | $34,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 2,000 | $34,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 916 | $34,000 | thousands by filing date | |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 600 | $34,000 | thousands by filing date | |
| STERIS CORP | 859152100 | COMMON STOCK | 714 | $34,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 864 | $34,000 | thousands by filing date | |
| SAPIENT CORPORATION | 803062108 | COMMON STOCK | 2,000 | $34,000 | thousands by filing date | |
| LIFEPOINT HEALTH INC | 53219L109 | COM | 617 | $34,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 1,681 | $34,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 8,000 | $34,000 | thousands by filing date | call |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 2,870 | $34,000 | thousands by filing date | |
| Revenueshares Etf Trust | 761396100 | LARGECAP FD | 925 | $34,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 2,300 | $34,000 | thousands by filing date | |
| VELOCITYSHARES INV VIX SH-TM | 22542D795 | INVR | 1,066 | $34,000 | thousands by filing date | |
| YONGYE INTL INC | 98607B106 | COM | 5,000 | $34,000 | thousands by filing date | |
| COHEN & STEERS DIV MJRS FDIN | 19248G106 | COM | 2,224 | $34,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 4,466 | $34,000 | thousands by filing date | |
| PROSHARES TR | 74348A319 | ULTSHT RUSS2000 | 750 | $34,000 | thousands by filing date | |
| GANNETT INC | 364730101 | COM | 1,198 | $33,000 | thousands by filing date | |
| GARTNERINC | 366651107 | STOK | 468 | $33,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 1,650 | $33,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 549 | $33,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 1,000 | $33,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 500 | $33,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 1,860 | $33,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 1,367 | $33,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 1,054 | $33,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 337 | $33,000 | thousands by filing date | |
| ETFS Gold Trust | 26922Y105 | ETF | 265 | $33,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 2,534 | $33,000 | thousands by filing date | |
| BON-TON STORES INC | 09776J101 | COM | 3,000 | $33,000 | thousands by filing date | |
| RR DONNELLEY + SONS CO | 257867101 | COM | 1,816 | $33,000 | thousands by filing date | |
| FUELCELL ENERGY INC COM | 35952H106 | COM | 13,204 | $33,000 | thousands by filing date | |
| WHITING USA TR II | 966388100 | TR UNIT | 2,519 | $33,000 | thousands by filing date | |
| EDGEWATER TECHNOLOGY INC | 280358102 | COM | 4,576 | $33,000 | thousands by filing date | |
| NUVEEN GA DIVID | 67072B107 | COM | 2,669 | $33,000 | thousands by filing date | |
| JETPAY CORP | 477177109 | COM | 13,416 | $33,000 | thousands by filing date | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 385 | $32,000 | thousands by filing date | |
| MESA LABS INC COM | 59064R109 | Stock | 350 | $32,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 1,058 | $32,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 1,062 | $32,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 850 | $32,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 3,028 | $32,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 2,780 | $32,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 3,269 | $32,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 2,300 | $32,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 4,089 | $32,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 1,070 | $32,000 | thousands by filing date | |
| Morningstar Wide Moat | 57060U134 | Common | 1,092 | $32,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 1,000 | $32,000 | thousands by filing date | |
| LIFEPOINT HEALTH INC | 53219LAH2 | CORPORATE OBLIG | 30,000 | $32,000 | thousands by filing date | principal |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 675 | $32,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 1,489 | $32,000 | thousands by filing date | |
| POST PPTYS INC | 737464107 | COM | 654 | $32,000 | thousands by filing date | |
| STANCORP FINL GROUP INC | 852891100 | COM | 476 | $32,000 | thousands by filing date | |
| WILLIS GROUP HOLDINGS PLC | G96666105 | COM | 724 | $32,000 | thousands by filing date | |
| CAPSTONE TURBINE CORP COM | 14067D102 | COM | 15,100 | $32,000 | thousands by filing date | |
| MOLYCORP INC DEL | 608753109 | COM | 6,800 | $32,000 | thousands by filing date | |
| NUVEEN EQUITY PREM ADV FD | 6706ET107 | COM | 2,500 | $32,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 1,441 | $31,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 353 | $31,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 632 | $31,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 433 | $31,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 1,040 | $31,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 532 | $31,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 1,297 | $31,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 1,060 | $31,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 1,530 | $31,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 2,800 | $31,000 | thousands by filing date | call |
| NUVEEN NY PERFORMANCE PLUS FD | 67062R104 | COMMON STOCK | 2,208 | $31,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 2,400 | $31,000 | thousands by filing date | |
| LINKEDIN CORP | 53578A108 | COM | 1,000 | $31,000 | thousands by filing date | put |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 815 | $31,000 | thousands by filing date | |
| STANDARD PAC CORP NEW | 85375C101 | COM | 3,747 | $31,000 | thousands by filing date | |
| NUVEEN CA DIV ADVANTG MUN FD | 67069X104 | COM | 2,300 | $31,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 7,600 | $31,000 | thousands by filing date | |
| SIFY TECHNOLOGIES LTD | 82655M107 | ADR | 15,000 | $31,000 | thousands by filing date | |
| DEUTSCHE BK AG LDN BRH | 25154H467 | PS CMDTY SH ETN | 1,000 | $31,000 | thousands by filing date | |
| ELMIRA SVGS BK ELMIRA N Y | 289660102 | COM | 1,270 | $31,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 434 | $30,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 1,589 | $30,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 2,027 | $30,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 1,125 | $30,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630102 | COM | 596 | $30,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 600 | $30,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06742A669 | IPATH SHILR CAPE | 437 | $30,000 | thousands by filing date | |
| EZCHIP SEMICONDUCTOR LIMITED | M4146Y108 | ORD | 1,200 | $30,000 | thousands by filing date | |
| MEDIVATION INC | 58501N101 | COM | 461 | $30,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 429 | $30,000 | thousands by filing date | |
| STAR SCIENTIFIC INC COM | 85517P101 | COM | 37,814 | $30,000 | thousands by filing date | |
| PHILIPPINE LONG DISTANCE TEL | 718252604 | SPONSORED ADR | 488 | $30,000 | thousands by filing date | |
| CORNERSTONE TOTAL RTRN FD IN | 21924U201 | COM NEW | 5,104 | $30,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 2,218 | $30,000 | thousands by filing date | |
| DB-X FUNDS | 233052505 | XTRAK INDEP TRGT | 1,042 | $30,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 1,182 | $29,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 1,700 | $29,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 13,650 | $29,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 940 | $29,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 608 | $29,000 | thousands by filing date | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 492 | $29,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 332 | $29,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 1,936 | $29,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 2,400 | $29,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 400 | $29,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 1,085 | $29,000 | thousands by filing date | |
| FIRST TR MTG INCOME FD | 33734E103 | COM SHS | 1,827 | $29,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 6,000 | $29,000 | thousands by filing date | |
| HOME PROPERTIES INC | 437306103 | COM | 485 | $29,000 | thousands by filing date | |
| MADISON SQUARE GARDEN CO | 55826P100 | CL A | 505 | $29,000 | thousands by filing date | |
| CYTEC INDS INC | 232820100 | COM | 296 | $29,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X427 | BASIC MAT SECT | 547 | $29,000 | thousands by filing date | |
| WESTELL TECHNOLOGIES INC | 957541105 | CL A | 7,750 | $29,000 | thousands by filing date | |
| FURIEX PHARMACEUTICALS | 36106P101 | COM | 328 | $29,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC | 398905AE9 | FRNT | 24,000 | $29,000 | thousands by filing date | principal |
| POWERSHARES FUNDAMENTAL PURE MID GROWTH | 73935X807 | COMMON | 971 | $29,000 | thousands by filing date | |
| JPMORGAN CHINA | 48126T104 | Cl-EndFund Eq 1 | 2,058 | $29,000 | thousands by filing date | |
| EVERCORE INC CLASS A | 29977A105 | Stock | 500 | $28,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 291 | $28,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 24 | $28,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 1,660 | $28,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 370 | $28,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 1,100 | $28,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 706 | $28,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 500 | $28,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 2,000 | $28,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 2,056 | $28,000 | thousands by filing date | |
| PCM FD INC | 69323T101 | COM | 2,322 | $28,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 9,647 | $28,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 200 | $28,000 | thousands by filing date | |
| LIGHTBRIDGE CORP | 53224K104 | COMMON STOCK | 10,500 | $28,000 | thousands by filing date | |
| KEY ENERGY SVCS INC | 492914106 | COM | 3,000 | $28,000 | thousands by filing date | |
| CORELOGIC INC | 21871D103 | COM | 920 | $28,000 | thousands by filing date | |
| INVESTORS BANCORP INC | 46146P102 | COM | 1,000 | $28,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X681 | INTL HLTH ETF | 600 | $28,000 | thousands by filing date | |
| DS HEALTHCARE GROUP INC | 23336Q109 | COM | 14,000 | $28,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 1,492 | $27,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 400 | $27,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 332 | $27,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 404 | $27,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 2,000 | $27,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 2,000 | $27,000 | thousands by filing date | call |
| ENPRO INC | 29355X107 | COM | 368 | $27,000 | thousands by filing date | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 1,801 | $27,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 1,100 | $27,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 3,000 | $27,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 1,876 | $27,000 | thousands by filing date | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 3,055 | $27,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 2,491 | $27,000 | thousands by filing date | |
| PORTUGAL TELECOM SGPS | 737273102 | COMMON STOCK-FO | 6,370 | $27,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 600 | $27,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 2,600 | $27,000 | thousands by filing date | |
| TEARLAB CORP | 878193101 | COM | 4,040 | $27,000 | thousands by filing date | |
| HYPERION THERAPEUTICS INC | 44915N101 | COM | 1,050 | $27,000 | thousands by filing date | |
| CHIQUITA BRANDS INTL INC | 170032809 | COM | 2,174 | $27,000 | thousands by filing date | |
| ASPEN INSURANCE HOLDINGS LTD | G05384105 | SHS | 684 | $27,000 | thousands by filing date | |
| PROGRESSIVE WASTE SOLUTIONS | 74339G101 | COM | 1,085 | $27,000 | thousands by filing date | |
| KRISPY KREME DOUGHNUTS INC | 501014104 | COM | 1,518 | $27,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 7,600 | $27,000 | thousands by filing date | |
| ARABIAN AMERICAN DEVELOPMENT | 038465100 | COM | 2,500 | $27,000 | thousands by filing date | |
| AMREIT INC | 03216B208 | CL B | 1,600 | $27,000 | thousands by filing date | |
| ERICKSON AIR-CRANE INC | 29482P100 | COM | 1,385 | $27,000 | thousands by filing date | |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 2,000 | $27,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 2,900 | $26,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 5,800 | $26,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 3,282 | $26,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 1,048 | $26,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 249 | $26,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 395 | $26,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 830 | $26,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 44 | $26,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 923 | $26,000 | thousands by filing date | |
| ISHARES INC | 464286582 | MSCI JAPN SMCETF | 500 | $26,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 5,000 | $26,000 | thousands by filing date | call |
| QIHOO 360 TECHNOLOGY CO LTD | 74734M109 | COMMON STOCK-FO | 1,700 | $26,000 | thousands by filing date | call |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 14,500 | $26,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 1,023 | $26,000 | thousands by filing date | |
| VCA ANTECH INC | 918194101 | COM | 800 | $26,000 | thousands by filing date | |
| IXIA | 45071RAB5 | NOTE 3.000%12/1 | 25,000 | $26,000 | thousands by filing date | principal |
| QUALITY SYS INC | 747582104 | COM | 1,537 | $26,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 5,208 | $26,000 | thousands by filing date | |
| PARTNERRE LTD | G6852T105 | COM | 250 | $26,000 | thousands by filing date | |
| CALAMOS ASSET MANAGEMENT A | 12811R104 | COM | 2,000 | $26,000 | thousands by filing date | |
| ADVISORY BOARD CO/THE | 00762W107 | Domestic Common | 400 | $26,000 | thousands by filing date | |
| Galena Biopharma Inc | 363256108 | COM | 10,200 | $26,000 | thousands by filing date | |
| NEXPOINT CR STRATEGIES FD | 65340G106 | COM | 2,372 | $26,000 | thousands by filing date | |
| INTL SHIPHOLDING CORP | 460321201 | COM | 875 | $26,000 | thousands by filing date | |
| MANAGED HIGH YIELD PLUS FD I | 561911108 | COM | 12,385 | $26,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R783 | SOLAR ENRG NEW | 306 | $26,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 562 | $25,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 35 | $25,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 2,523 | $25,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 820 | $25,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 2,000 | $25,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 468 | $25,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 495 | $25,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 1,980 | $25,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 1,049 | $25,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 2,000 | $25,000 | thousands by filing date | |
| PROSHARES TR | 74347R180 | ULTR 7-10 TREA | 493 | $25,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 5,300 | $25,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 1,207 | $25,000 | thousands by filing date | |
| INVESCO AEROSPACE & DEFENSE ETF | 73935X690 | COM | 779 | $25,000 | thousands by filing date | |
| MWI VETERINARY SUPPLY INC | 55402X105 | COM | 162 | $25,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 5,000 | $25,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 3,450 | $25,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 897 | $25,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 1,104 | $24,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 1,674 | $24,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 807 | $24,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 1,225 | $24,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 1,823 | $24,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 2,500 | $24,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R101 | CL A | 783 | $24,000 | thousands by filing date | |
| XL GROUP PLC | G98290102 | SHS | 764 | $24,000 | thousands by filing date | |
| SUSQUEHANNA BANCSHARES INC P | 869099101 | COM | 2,154 | $24,000 | thousands by filing date | |
| SWIFT ENERGY CO | 870738101 | COM | 2,210 | $24,000 | thousands by filing date | |
| BBCN BANCORP INC | 073295107 | COM | 1,375 | $24,000 | thousands by filing date | |
| ALERE INC | 01449J105 | COM | 693 | $24,000 | thousands by filing date | |
| PARKERVISION INC | 701354102 | COM | 5,000 | $24,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLD | 457985AK5 | NOTE | 23,000 | $24,000 | thousands by filing date | principal |
| DANAOS CORP | Y1968P105 | SHS | 3,211 | $24,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC | Y2187A119 | SHS | 5,927 | $24,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H206 | ETN DJUBS AGRI37 | 437 | $24,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 506 | $23,000 | thousands by filing date | |
| RLI CORP COM | 749607107 | Stock | 524 | $23,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 621 | $23,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 1,100 | $23,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 280 | $23,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 491 | $23,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 517 | $23,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 825 | $23,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 868 | $23,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 883 | $23,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W125 | FUTRE STRAT FD | 550 | $23,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 25,000 | $23,000 | thousands by filing date | call |
| IMPERVA INC | 45321L100 | COM | 410 | $23,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 895 | $23,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 1,950 | $23,000 | thousands by filing date | |
| NEWPARK RES INC 4.000 | 651718AC2 | NOTE 4.000%10/0 | 18,000 | $23,000 | thousands by filing date | principal |
| ROYAL BK SCOTLND GRP PLC | 780097879 | SPON | 900 | $23,000 | thousands by filing date | |
| BELLATRIX EXPLORATION LTD | 078314101 | COM | 2,690 | $23,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X830 | RUSS NOMURA PR | 535 | $23,000 | thousands by filing date | |
| DB-X FUNDS | 233052406 | XTRAK 2040TGT DT | 796 | $23,000 | thousands by filing date | |
| EMPIRE RESORTS INC | 292052206 | COM | 3,233 | $23,000 | thousands by filing date | |
| CONVERSANT INC | 21249J105 | COM | 833 | $23,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 606 | $22,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 755 | $22,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 4,300 | $22,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 800 | $22,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 1,062 | $22,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 4,300 | $22,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 1,700 | $22,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 1,580 | $22,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 560 | $22,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 2,007 | $22,000 | thousands by filing date | |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 4,000 | $22,000 | thousands by filing date | |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 725 | $22,000 | thousands by filing date | |
| PROSHARES | 74348A442 | EXCHANGE TRADED | 397 | $22,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 650 | $22,000 | thousands by filing date | |
| MID-CON ENERGY PARTNERS LP | 59560V109 | COMMON STOCK | 1,000 | $22,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097762 | PREFERRED STOCK | 1,000 | $22,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 1,320 | $22,000 | thousands by filing date | |
| CORPORATE EXECUTIVE BRD CO | 21988R102 | COM | 297 | $22,000 | thousands by filing date | |
| THORATEC CORP | 885175307 | COM | 625 | $22,000 | thousands by filing date | |
| Taser Intl Inc | 87651B104 | COM | 1,210 | $22,000 | thousands by filing date | |
| ALLIANT TECHSYSTEMS 3.000/15/24 | 018804AK0 | NOTE | 12,000 | $22,000 | thousands by filing date | principal |
| NUVEEN QUALITY PFD INCOME FD | 67071S101 | COM | 2,751 | $22,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PLC | 780097747 | ADR PREF SHS R | 1,000 | $22,000 | thousands by filing date | |
| STARWOOD WAYPOINT RESIDENTL | 85571W109 | COM SHS | 753 | $22,000 | thousands by filing date | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 202 | $21,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 3,300 | $21,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 594 | $21,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 2,325 | $21,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 923 | $21,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 180 | $21,000 | thousands by filing date | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 500 | $21,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 2,000 | $21,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 696 | $21,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 950 | $21,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 500 | $21,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 1,664 | $21,000 | thousands by filing date | |
| HAWTHORN BANCSHARES INC | 420476103 | COMMON STOCK | 1,580 | $21,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 996 | $21,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 2,808 | $21,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 593 | $21,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 575 | $21,000 | thousands by filing date | |
| THE CENTRAL AND EASTERN EU I | 153436100 | COM | 816 | $21,000 | thousands by filing date | |
| SILICON GRAPHICS INTL CORP COM | 82706L108 | COM | 1,695 | $21,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 873 | $21,000 | thousands by filing date | |
| VOLCANO CORP | 928645AB6 | CORPORATE OBLIG | 21,000 | $21,000 | thousands by filing date | principal |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 2,094 | $21,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 4,640 | $21,000 | thousands by filing date | |
| Hugoton Royalty Trust | 444717102 | COM | 2,645 | $21,000 | thousands by filing date | |
| KINDER MORGAN ENERGY PARTNER | 494550106 | UT LTD PARTNER | 9,000 | $21,000 | thousands by filing date | call |
| ELEMENTS ROGERS INTL CMDTY AGRI TR ETN | 870297603 | ETF | 2,310 | $21,000 | thousands by filing date | |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 281 | $21,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 5,011 | $21,000 | thousands by filing date | |
| BABCOCK & WILCOX CO NEW | 05615F102 | COM | 641 | $21,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 890 | $21,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 9,050 | $21,000 | thousands by filing date | |
| ACTUANT CORP | 00508X203 | CL A NEW | 609 | $21,000 | thousands by filing date | |
| JINPAN INTL LTD | G5138L100 | ORD | 2,853 | $21,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 300 | $21,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 3,550 | $21,000 | thousands by filing date | |
| AVALON RARE METALS INC | 053470100 | COM | 33,000 | $21,000 | thousands by filing date | |
| SUMMER INFANT INC | 865646103 | COMM STK | 10,000 | $21,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 2,500 | $20,000 | thousands by filing date | put |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 200 | $20,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 5,000 | $20,000 | thousands by filing date | call |
| PAYCHEX INC | 704326107 | COM | 8,000 | $20,000 | thousands by filing date | call |
| NETGEAR INC | 64111Q104 | COM | 600 | $20,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 327 | $20,000 | thousands by filing date | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 409 | $20,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 10,000 | $20,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 400 | $20,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 560 | $20,000 | thousands by filing date | |
| TELEFLEX INCORPORATED | 879369106 | COM | 191 | $20,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 2,140 | $20,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 1,700 | $20,000 | thousands by filing date | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 700 | $20,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 200 | $20,000 | thousands by filing date | |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 310 | $20,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 1,000 | $20,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 4,200 | $20,000 | thousands by filing date | |
| ARK RESTAURANTS CORP | 040712101 | COM | 900 | $20,000 | thousands by filing date | |
| RANDGOLD RES LTD | 752344309 | ADR | 265 | $20,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 600 | $20,000 | thousands by filing date | |
| CAPITAL BANK FINANCIAL CORP | 139794101 | COMMON STOCK | 778 | $20,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 1,630 | $20,000 | thousands by filing date | |
| ABRDN PHYSICAL SILVER SHARES ETF | 26922X107 | COM | 1,000 | $20,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 1,213 | $20,000 | thousands by filing date | |
| STARWOOD HOTELS&RESORTS WRLD | 85590A401 | COM | 2,000 | $20,000 | thousands by filing date | call |
| SPECTRANETICS CORP | 84760C107 | COM | 655 | $20,000 | thousands by filing date | |
| CELL THERAPEUTICS INC | 150934883 | COM NPV NEW 2012 | 5,766 | $20,000 | thousands by filing date | |
| RAPTOR PHARMACEUTICAL CORP | 75382F106 | COM | 2,000 | $20,000 | thousands by filing date | |
| CON-WAY INC | 205944101 | COM | 480 | $20,000 | thousands by filing date | |
| NPS PHARMACEUTICALS INC | 62936P103 | COM | 4,000 | $20,000 | thousands by filing date | call |
| INLAND REAL ESTATE CORP | 457461200 | COM | 1,939 | $20,000 | thousands by filing date | |
| MONTGOMERY STR INCOME SECS I | 614115103 | COM | 1,250 | $20,000 | thousands by filing date | |
| STEMCELLS INC | 85857R204 | COM NEW | 14,957 | $20,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M654 | GUGG ENH SHT DUR | 400 | $20,000 | thousands by filing date | |
| ABERDEEN EMERGING MKTS SMALL | 00301T102 | COM | 1,469 | $20,000 | thousands by filing date | |
| POWERSHARES GOLDEN DRAGON (PGJ) | 73935X401 | ETF | 675 | $20,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B605 | S&P SMCP CONSU | 400 | $20,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 280 | $19,000 | thousands by filing date | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 100 | $19,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 1,646 | $19,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 362 | $19,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 1,000 | $19,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 862 | $19,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 275 | $19,000 | thousands by filing date | |
| MADDEN STEVEN LTD | 556269108 | COM | 540 | $19,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 8,231 | $19,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 1,714 | $19,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 2,600 | $19,000 | thousands by filing date | |
| SIGNATURE BANK | 82669G104 | COM | 154 | $19,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 1,380 | $19,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 1,000 | $19,000 | thousands by filing date | |
| SOHU.COM INC | 83408W103 | COMMON STOCK | 294 | $19,000 | thousands by filing date | |
| WILLBROS GROUP INC | 969203108 | COMMON STOCK | 1,500 | $19,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 1,000 | $19,000 | thousands by filing date | |
| ACTAVIS PLC | G0083B108 | SHS | 1,000 | $19,000 | thousands by filing date | call |
| BIOSCRIP INC | 09069N108 | COM | 2,700 | $19,000 | thousands by filing date | |
| CATAMARAN CORP | 148887102 | COM | 432 | $19,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872104 | COM | 11,000 | $19,000 | thousands by filing date | |
| NORTHERN TIER ENERGY LP | 665826103 | COM UN REPR PART | 744 | $19,000 | thousands by filing date | |
| STEINER LEISURE LTD | P8744Y102 | ORD | 400 | $19,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044108 | COM | 4,600 | $19,000 | thousands by filing date | |
| Guggenheim Exch Trd Fd | 18383M506 | ZACKS YLD HOG | 770 | $19,000 | thousands by filing date | |
| YANZHOU COAL MNG CO LTD | 984846105 | SPON ADR H SHS | 2,590 | $19,000 | thousands by filing date | |
| FIRST TR VALUE LINE 100 ETF | 33735G107 | COM SHS | 1,000 | $19,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394AC7 | NOTE | 15,000 | $19,000 | thousands by filing date | principal |
| CHART INDUSTRIES INC | 16115QAC4 | NOTE | 14,000 | $19,000 | thousands by filing date | principal |
| DEUTSCHE BK AG LONDON BRH | 25154K809 | PS CRD OIL ETN | 600 | $19,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855RAA8 | NOTE | 15,000 | $19,000 | thousands by filing date | principal |
| BABSON CAP GLB SHT DURHGH YL | 05617T100 | COM | 800 | $19,000 | thousands by filing date | |
| BBVA BANCO FRANCES S A | 07329M100 | CMN | 2,250 | $19,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90270L842 | ETRACS MTH 2XLV | 700 | $19,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 10,000 | $18,000 | thousands by filing date | call |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 324 | $18,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 1,077 | $18,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 350 | $18,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 2,000 | $18,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 500 | $18,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 294 | $18,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 770 | $18,000 | thousands by filing date | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 250 | $18,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 980 | $18,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 4,000 | $18,000 | thousands by filing date | call |
| AMEDISYS INC | 023436108 | COM | 1,202 | $18,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 325 | $18,000 | thousands by filing date | |
| COMPANHIA BRASILEIRA DE DIST | 20440T201 | SPN ADR PFD CL A | 400 | $18,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 1,400 | $18,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W730 | CMN | 207 | $18,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 484 | $18,000 | thousands by filing date | |
| ALLIANCE ONE INTL | 018772103 | COMMON STOCK | 6,000 | $18,000 | thousands by filing date | |
| ISLE OF CAPRI CASINOS | 464592104 | COMMON STOCK | 2,400 | $18,000 | thousands by filing date | |
| MEDIA GENERAL INC | 584404107 | COMMON STOCK | 1,000 | $18,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 1,300 | $18,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 473 | $18,000 | thousands by filing date | |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 1,200 | $18,000 | thousands by filing date | |
| OMNICARE INC | 681904108 | COM | 305 | $18,000 | thousands by filing date | |
| EXTERRAN HLDGS INC | 30225X103 | COM | 400 | $18,000 | thousands by filing date | |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 705 | $18,000 | thousands by filing date | |
| REGAL ENTMT GROUP | 758766109 | CL A | 970 | $18,000 | thousands by filing date | |
| NEUSTAR INC | 64126X201 | CL A | 550 | $18,000 | thousands by filing date | |
| PRIMERO MNG CORP | 74164W106 | COM | 2,463 | $18,000 | thousands by filing date | |
| AMERICAN SCIENCE + ENGINEERI | 029429107 | COM | 262 | $18,000 | thousands by filing date | |
| BROWN SHOE COMPANY INC | 115736100 | COM | 670 | $18,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 208 | $18,000 | thousands by filing date | |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 620 | $18,000 | thousands by filing date | |
| HOUSTON AMERN ENERGY CORP | 44183U100 | COM | 33,000 | $18,000 | thousands by filing date | |
| DELHAIZE GROUP - SPONS ADR | 29759W101 | SPON | 246 | $18,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 668 | $18,000 | thousands by filing date | |
| PROSHARES ULTRA | 74347R719 | PSHS ULTRA O&G | 260 | $18,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 5,000 | $17,000 | thousands by filing date | call |
| MATADOR RES CO COM | 576485205 | Stock | 681 | $17,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 444 | $17,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 210 | $17,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 400 | $17,000 | thousands by filing date | |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 2,050 | $17,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 775 | $17,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 1,500 | $17,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 1,000 | $17,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 500 | $17,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 131 | $17,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 500 | $17,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 900 | $17,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 959 | $17,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 3,000 | $17,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A706 | ST STR GLB DOW | 249 | $17,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 713 | $17,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 1,831 | $17,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 413 | $17,000 | thousands by filing date | |
| Delek Logistics Partners LP | 24664T103 | Com | 500 | $17,000 | thousands by filing date | |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 1,000 | $17,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 850 | $17,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 1,850 | $17,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q835 | INTL CORP BOND | 567 | $17,000 | thousands by filing date | |
| CABLEVISION SYS CORP | 12686C109 | CL A NY CABLVS | 983 | $17,000 | thousands by filing date | |
| E2OPEN INC | 29788A104 | COM | 712 | $17,000 | thousands by filing date | |
| INVENTURE FOODS INC | 461212102 | COM | 1,181 | $17,000 | thousands by filing date | |
| PREMIERE GLOBAL SVCS INC | 740585104 | COM | 1,400 | $17,000 | thousands by filing date | |
| HUTCHINSON TECHNOLOGY INC | 448407106 | COM | 6,000 | $17,000 | thousands by filing date | |
| NUVEEN PREMIER MUN INCOME FD | 670988104 | COM | 1,324 | $17,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M613 | GUG RAYM JAMES S | 500 | $17,000 | thousands by filing date | |
| MARKET VECTORS EGYPT INDEX ETF | 57061R569 | Exchange Traded Product | 250 | $17,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000910472-14-001635 | this filing | 2014-04-11 | acceptance time not in the bulk data set |