13F-HR filed by Creative Planning
Creative Planning filed this 13F-HR for the quarter ended 2014-03-31, filed 2014-04-11, with 3,777 holding rows worth $6,645,718,000.
- Accession
- 0000910472-14-001635
- Filer
- CIK 1540235
- Filed
- 2014-04-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2014
A holdings report, 3,834 entries on the cover page, a total value of $6,645,718,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $6,645,718,000 with VALUE read as thousands by filing date, 13F file number 028-14616. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 500 | $6,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462102 | COM | 100 | $6,000 | thousands by filing date | |
| GABELLI CONVERTIBLE & INCOME S | 36240B109 | COM | 1,000 | $6,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 500 | $6,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 320 | $6,000 | thousands by filing date | |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 301 | $6,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 230 | $6,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 182 | $6,000 | thousands by filing date | |
| PROSHARES TR | 74347R693 | PSHS ULTRA TECH | 55 | $6,000 | thousands by filing date | |
| UNITED STS GASOLINE FD LP | 91201T102 | UNITS | 100 | $6,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 146 | $6,000 | thousands by filing date | |
| VIMPELCOM LTD | 92719A106 | SPONSORED ADR | 700 | $6,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 200 | $6,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 195 | $6,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 306 | $6,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 105 | $6,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 553 | $6,000 | thousands by filing date | |
| NUVEEN MASS QUALITY MUN INC | 67061E104 | COM | 500 | $6,000 | thousands by filing date | |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 500 | $6,000 | thousands by filing date | |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 162 | $6,000 | thousands by filing date | |
| TORNIER NV | N87237108 | COMMON STOCK-FO | 300 | $6,000 | thousands by filing date | |
| CORECIVIC INC | 22025Y407 | COM | 200 | $6,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 200 | $6,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 181 | $6,000 | thousands by filing date | |
| Gevo Inc | 374396109 | COMMON | 5,000 | $6,000 | thousands by filing date | |
| DIGITALGLOBE INC | 25389M877 | COM | 213 | $6,000 | thousands by filing date | |
| BROADSOFT INC | 11133BAB8 | NOTE 1.500% 7/0 | 6,000 | $6,000 | thousands by filing date | principal |
| CUMULUS MEDIA INC | 231082108 | CL A | 910 | $6,000 | thousands by filing date | |
| HOME LN SERVICING SOLUTIONS | G6648D109 | ORD SHS | 300 | $6,000 | thousands by filing date | |
| ELLIE MAE INC | 28849P100 | COM | 200 | $6,000 | thousands by filing date | |
| GENCO SHIPPING & TRADING LTD | 36869MAA3 | NOTE 5.000% 8/1 | 8,000 | $6,000 | thousands by filing date | principal |
| BRIGGS & STRATTON CORP | 109043109 | COM | 280 | $6,000 | thousands by filing date | |
| FOREST OIL CORP | 346091705 | COM PAR $0.01 | 3,350 | $6,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 693 | $6,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 650 | $6,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 1,497 | $6,000 | thousands by filing date | |
| RUBICON MINERALS CORP | 780911103 | COM | 5,800 | $6,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 1,500 | $6,000 | thousands by filing date | |
| RTI INTL METALS INC 3.000 | 74973WAA5 | NOTE 3.000%12/0 | 6,000 | $6,000 | thousands by filing date | principal |
| HERSHA HOSPITALITY TR REIT | 427825104 | SH BEN INT A | 970 | $6,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 500 | $6,000 | thousands by filing date | |
| BLACKROCK MUNIYLD MICH QLTY | 09254W103 | COM | 500 | $6,000 | thousands by filing date | |
| GUGGENHEIM INTERNATIONAL MUL | 18383Q804 | GUG | 300 | $6,000 | thousands by filing date | |
| BOLT TECHNOLOGY CORP | 097698104 | COM | 300 | $6,000 | thousands by filing date | |
| GENCO SHIPPING + TRADING LTD | Y2685T107 | SHS | 3,200 | $6,000 | thousands by filing date | |
| TOWER GROUP INTL LTD | 891777AC8 | NOTE | 6,000 | $6,000 | thousands by filing date | principal |
| MARKET VECTORS - COAL ETF | 57060U837 | COM | 300 | $6,000 | thousands by filing date | |
| ENDURO ROYALTY TRUST | 29269K100 | COMMON | 500 | $6,000 | thousands by filing date | |
| M B T FINANCIAL CORP | 578877102 | Stock | 1,200 | $6,000 | thousands by filing date | |
| ISHARES TR | 464288232 | S&P NUCIDX ETF | 159 | $6,000 | thousands by filing date | |
| FTD COS INC | 30281V108 | COM | 204 | $6,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 500 | $5,000 | thousands by filing date | put |
| Comcast Corp | 20030N101 | COM | 1,000 | $5,000 | thousands by filing date | call |
| MasterCard, Inc | 57636Q104 | COM | 1,000 | $5,000 | thousands by filing date | put |
| Tesla Motors, Inc | 88160R101 | COM | 2,000 | $5,000 | thousands by filing date | call |
| PAN AMERN SILVER CORP | 697900108 | COM | 366 | $5,000 | thousands by filing date | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 109 | $5,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 153 | $5,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 2,000 | $5,000 | thousands by filing date | call |
| NORTHERN TR CORP COM | 665859104 | Stock | 73 | $5,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 500 | $5,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 300 | $5,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 300 | $5,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 757 | $5,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 92 | $5,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 103 | $5,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 43 | $5,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 150 | $5,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 74 | $5,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 203 | $5,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 1,500 | $5,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 386 | $5,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 350 | $5,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 52 | $5,000 | thousands by filing date | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 200 | $5,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 288 | $5,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 500 | $5,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 200 | $5,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 400 | $5,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 123 | $5,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 200 | $5,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 208 | $5,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 500 | $5,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 500 | $5,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 180 | $5,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 210 | $5,000 | thousands by filing date | |
| ETRACS Wells Fargo Busine | 902641588 | ETRAC WELLS BDCI | 200 | $5,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 2,000 | $5,000 | thousands by filing date | call |
| MARINEMAX INC | 567908108 | COM | 344 | $5,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 500 | $5,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 264 | $5,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 170 | $5,000 | thousands by filing date | |
| PRIMEENERGY RESOURCES CORP | 74158E104 | COMMON STOCK | 100 | $5,000 | thousands by filing date | |
| BEL FUSE INC CL A | 077347201 | COMMON STOCK | 273 | $5,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 500 | $5,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 262 | $5,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 248 | $5,000 | thousands by filing date | |
| THE ULTIMATE SOFTWARE GROUP IN | 90385D107 | COM | 40 | $5,000 | thousands by filing date | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 105 | $5,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 306 | $5,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 175 | $5,000 | thousands by filing date | |
| NEW GERMANY FD INC | 644465106 | COM | 247 | $5,000 | thousands by filing date | |
| MOLYCORP INC | 608753AA7 | CORPORATE OBLIG | 6,000 | $5,000 | thousands by filing date | principal |
| SBA COMMUNICATIONS CORP | 78388J106 | COMMON STOCK | 52 | $5,000 | thousands by filing date | |
| BLACK DIAMOND INC | 09202G101 | COMMON STOCK | 418 | $5,000 | thousands by filing date | |
| YOUKU.COM INC | 98742U100 | COMMON STOCK-FO | 1,000 | $5,000 | thousands by filing date | call |
| MEDICAL ACTION INDS INC | 58449L100 | COMMON STOCK | 750 | $5,000 | thousands by filing date | |
| SWISHER HYGIENE INC | 870808102 | COMMON STOCK | 11,708 | $5,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 521 | $5,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 150 | $5,000 | thousands by filing date | |
| Invesco Global Listed Private Equity ETF | 73935X195 | ETF | 450 | $5,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 675 | $5,000 | thousands by filing date | |
| STERLING BANCORP DEL | 85917A100 | COM | 426 | $5,000 | thousands by filing date | |
| ICG GROUP INC | 44928D108 | COM | 230 | $5,000 | thousands by filing date | |
| Alamos Gold, Inc. | 011527108 | COM | 500 | $5,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 97 | $5,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892507 | CV 8% CUM PFD-D | 200 | $5,000 | thousands by filing date | |
| CIBER INC | 17163B102 | COM | 1,163 | $5,000 | thousands by filing date | |
| IMPAX LABORATORIES INC | 45256B101 | COM | 197 | $5,000 | thousands by filing date | |
| POINTS INTL LTD | 730843208 | COM NEW | 200 | $5,000 | thousands by filing date | |
| ENGILITY HLDGS INC | 29285W104 | COM | 109 | $5,000 | thousands by filing date | |
| TESSERA TECHNOLOGIES INC | 88164L100 | COM | 200 | $5,000 | thousands by filing date | |
| GIANT INTERACTIVE GROUP INC | 374511103 | ADR | 400 | $5,000 | thousands by filing date | |
| QUALITY DISTR INC FLA | 74756M102 | COM | 400 | $5,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232AB7 | NOTE 3.750% 3/0 | 5,000 | $5,000 | thousands by filing date | principal |
| SIGMATRON INTL INC | 82661L101 | COM | 400 | $5,000 | thousands by filing date | |
| DREAMWORKS ANIMATION SKG INC | 26153C103 | CL A | 187 | $5,000 | thousands by filing date | |
| DEALERTRACK TECHNOLOGIES INC | 242309102 | COM | 100 | $5,000 | thousands by filing date | |
| XO GROUP INC | 983772104 | COM | 500 | $5,000 | thousands by filing date | |
| INTEGRATED SILICON SOLUTION | 45812P107 | COM | 300 | $5,000 | thousands by filing date | |
| BLUE NILE INC | 09578R103 | COM | 150 | $5,000 | thousands by filing date | |
| Female Health Company | 314462102 | COM | 650 | $5,000 | thousands by filing date | |
| Ft Dearborn Inc Sec Inc | 347200107 | COM | 350 | $5,000 | thousands by filing date | |
| BURGER KING WORLDWIDE INC | 121220107 | COM | 200 | $5,000 | thousands by filing date | |
| DWS STRATEGIC MUN INCOME TR | 23338T101 | COM | 400 | $5,000 | thousands by filing date | |
| RENESOLA LTD | 75971T103 | SPONS ADS | 1,525 | $5,000 | thousands by filing date | |
| FAMOUS DAVE'S OF AMERICA | 307068106 | COM | 200 | $5,000 | thousands by filing date | |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 63 | $5,000 | thousands by filing date | |
| RUCKUS WIRELESS INC | 781220108 | COM | 450 | $5,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 300 | $5,000 | thousands by filing date | |
| GORDMANS STORES INC | 38269P100 | COM | 1,000 | $5,000 | thousands by filing date | |
| ROCKVILLE FINANCIAL INC | 774188106 | COM | 400 | $5,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 453 | $5,000 | thousands by filing date | |
| INFOSONICS CORP | 456784107 | COM | 1,495 | $5,000 | thousands by filing date | |
| FIRSTSERVICE CORP | 33761N109 | SUB VTG SH | 100 | $5,000 | thousands by filing date | |
| CIMATRON LTD | M23798107 | ORD | 5,000 | $5,000 | thousands by filing date | call |
| iShares MSCI Frontier 100 | 464286145 | cs | 144 | $5,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP | 67076P102 | CMN | 1,000 | $5,000 | thousands by filing date | |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 493 | $5,000 | thousands by filing date | |
| INSPIREMD INC | 45779A309 | COM | 1,500 | $5,000 | thousands by filing date | |
| INTERNET GOLD-GOLDEN LINES | M56595107 | COM | 500 | $5,000 | thousands by filing date | |
| CITIZENS FIRST CORP | 17462Q107 | COM | 500 | $5,000 | thousands by filing date | |
| ISHARES TR | 46429B432 | MSCI SING SMCP | 200 | $5,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 1,000 | $4,000 | thousands by filing date | call |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 108 | $4,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 33 | $4,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 108 | $4,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 2,000 | $4,000 | thousands by filing date | call |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 432 | $4,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 203 | $4,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 75 | $4,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 300 | $4,000 | thousands by filing date | call |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 606 | $4,000 | thousands by filing date | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 59 | $4,000 | thousands by filing date | |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 2,000 | $4,000 | thousands by filing date | call |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 200 | $4,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 200 | $4,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 193 | $4,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 46 | $4,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 153 | $4,000 | thousands by filing date | |
| PROSHARES TR | 74347R818 | PSHS ULT SCAP600 | 38 | $4,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 53 | $4,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 296 | $4,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 365 | $4,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 262 | $4,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 34 | $4,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 202 | $4,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 60 | $4,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 248 | $4,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 100 | $4,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 975 | $4,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 600 | $4,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 400 | $4,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 91 | $4,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 300 | $4,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 200 | $4,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 600 | $4,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 590 | $4,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 42 | $4,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 120 | $4,000 | thousands by filing date | |
| BIOMED REALTY TRUST COM | 09063h107 | COM | 200 | $4,000 | thousands by filing date | |
| PROSHARES TR II | 74347W569 | ULTRASHORT YEN N | 66 | $4,000 | thousands by filing date | |
| FUEL TECH INC | 359523107 | COM | 712 | $4,000 | thousands by filing date | |
| KOSS CORP | 500692108 | COM | 900 | $4,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 200 | $4,000 | thousands by filing date | |
| ENERGEN CORP | 29265N108 | COM | 45 | $4,000 | thousands by filing date | |
| MANAGED DURATION INVT GRD FU | 56165R103 | COM | 305 | $4,000 | thousands by filing date | |
| STONE HBR EMERG MKTS TL INC | 86164W100 | COM | 204 | $4,000 | thousands by filing date | |
| FIRST TR STRATEGIC HIGH INC | 337353304 | COM SHS NEW | 257 | $4,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 178 | $4,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 61 | $4,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 800 | $4,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 264 | $4,000 | thousands by filing date | |
| Waste Connections | 941053100 | COM | 100 | $4,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 300 | $4,000 | thousands by filing date | |
| ROVI CORP | 779376102 | COM | 196 | $4,000 | thousands by filing date | |
| PHOTRONICS INC | 719405AH5 | NOTE 3.250% 4/0 | 4,000 | $4,000 | thousands by filing date | principal |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 35 | $4,000 | thousands by filing date | |
| PHARMATHENE INC | 71714G102 | COM | 2,000 | $4,000 | thousands by filing date | |
| PHH CORP | 693320202 | COM NEW | 147 | $4,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 100 | $4,000 | thousands by filing date | |
| ENTROPIC COMMUNICATIONS INC | 29384R105 | COM | 1,000 | $4,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 200 | $4,000 | thousands by filing date | |
| ARUBA NETWORKS INC | 043176106 | COM | 200 | $4,000 | thousands by filing date | |
| RYANAIR HLDGS PLC | 783513104 | SPONSORED ADR | 65 | $4,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235T107 | COM | 124 | $4,000 | thousands by filing date | |
| ABAXIS INC | 002567105 | COM | 100 | $4,000 | thousands by filing date | |
| CALGON CARBON CORP | 129603106 | COM | 200 | $4,000 | thousands by filing date | |
| CAMAC ENERGY INC | 131745101 | COM | 4,893 | $4,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 2,000 | $4,000 | thousands by filing date | |
| NUVEEN EQTY PRM OPPORTUNITYF | 6706EM102 | COM | 339 | $4,000 | thousands by filing date | |
| BLACKROCK MUNI 2018 TERM TR | 09248C106 | COM | 250 | $4,000 | thousands by filing date | |
| REED ELSEVIER PLC-SPONS ADR | 758205207 | SPON | 60 | $4,000 | thousands by filing date | |
| ALLIANCE FIBER OPTIC PRODUCT | 018680306 | COM | 300 | $4,000 | thousands by filing date | |
| NORTH AMERN PALLADIUM LTD | 656912102 | COM | 9,000 | $4,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 445 | $4,000 | thousands by filing date | |
| ABERDEEN INDONESIA FUND INC(IF) | 00305P106 | COM | 395 | $4,000 | thousands by filing date | |
| PROSHARES TR SHORT QQQ (PSQ) | 74347R602 | ETF | 200 | $4,000 | thousands by filing date | |
| DEPT TECHNOLOGY INC | 006854202 | COM NEW | 200 | $4,000 | thousands by filing date | |
| ISHARES TR | 46429B705 | MSCI RUSS INDX | 200 | $4,000 | thousands by filing date | |
| CSR PLC | 12640Y205 | SPONSORED ADR | 73 | $4,000 | thousands by filing date | |
| POWERSHARES GLOBAL | 73936T615 | GBL CLEAN ENER | 284 | $4,000 | thousands by filing date | |
| ABERDEEN LATIN AMER EQTY FD | 00306K106 | COM | 159 | $4,000 | thousands by filing date | |
| MORGAN STANLEY EASTN EUR FD | 616988101 | COM | 200 | $4,000 | thousands by filing date | |
| LUMENIS LTD | M6778Q121 | SHS CL B | 351 | $4,000 | thousands by filing date | |
| CONTROL4 CORP | 21240D107 | COM | 190 | $4,000 | thousands by filing date | |
| CELSION CORPORATION COM PAR | 15117N404 | Stock | 1,332 | $4,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 175 | $3,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 104 | $3,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 1,000 | $3,000 | thousands by filing date | call |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 194 | $3,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 109 | $3,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 30 | $3,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 30 | $3,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 140 | $3,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 100 | $3,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 500 | $3,000 | thousands by filing date | call |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 14 | $3,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 100 | $3,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 300 | $3,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 50 | $3,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 100 | $3,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 200 | $3,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 30 | $3,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 40 | $3,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 200 | $3,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 104 | $3,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 50 | $3,000 | thousands by filing date | |
| TETRA TECH INC NEW | 88162G103 | COM | 100 | $3,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 147 | $3,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 200 | $3,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 204 | $3,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 134 | $3,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 2,000 | $3,000 | thousands by filing date | call |
| BGC PARTNERS INC | 05541T101 | CL A | 436 | $3,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 200 | $3,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 1,000 | $3,000 | thousands by filing date | call |
| VERA BRADLEY INC | 92335C106 | COM | 100 | $3,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 92 | $3,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 221 | $3,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 200 | $3,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 650 | $3,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 300 | $3,000 | thousands by filing date | |
| U S GLOBAL INVS INC | 902952100 | CL A | 1,000 | $3,000 | thousands by filing date | |
| MESA RTY TR | 590660106 | UNIT BEN INT | 100 | $3,000 | thousands by filing date | |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 125 | $3,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 102 | $3,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 100 | $3,000 | thousands by filing date | |
| NII HOLDINGS INC | 62913F201 | COMMON STOCK | 2,816 | $3,000 | thousands by filing date | |
| QLT INC | 746927102 | COMMON STOCK | 500 | $3,000 | thousands by filing date | |
| OCEAN RIG UDW INC | Y64354205 | COMMON STOCK-FO | 187 | $3,000 | thousands by filing date | |
| GRAFTECH INTERNATIONAL LTD | 384313102 | COMMON STOCK | 307 | $3,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 100 | $3,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 55 | $3,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 400 | $3,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 300 | $3,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 200 | $3,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 225 | $3,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 1,790 | $3,000 | thousands by filing date | |
| MECHEL OAO | 583840103 | SPONSORED ADR | 1,400 | $3,000 | thousands by filing date | |
| ATLAS RESOURCE PARTNERS LP | 04941A101 | COM UNT LTD PR | 151 | $3,000 | thousands by filing date | |
| HSN INC | 404303109 | COM | 42 | $3,000 | thousands by filing date | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 113 | $3,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 300 | $3,000 | thousands by filing date | |
| UNION FIRST MKT BANKSH CP | 90662P104 | COM | 100 | $3,000 | thousands by filing date | |
| TOWER INTL INC | 891826109 | COM | 100 | $3,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 20,000 | $3,000 | thousands by filing date | call |
| METABOLIX INC | 591018809 | COM | 2,000 | $3,000 | thousands by filing date | |
| REPUBLIC AWYS HLDGS INC | 760276105 | COM | 350 | $3,000 | thousands by filing date | |
| MINDRAY MEDICAL INTL LTD | 602675100 | SPON ADR | 100 | $3,000 | thousands by filing date | |
| ANADIGICS INC | 032515108 | COM | 2,000 | $3,000 | thousands by filing date | |
| APOLLO GROUP INC | 037604105 | CL A | 100 | $3,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 5,000 | $3,000 | thousands by filing date | call |
| ZOGENIX INC | 98978L105 | COM | 1,000 | $3,000 | thousands by filing date | |
| DOMINION DIAMOND CORP | 257287102 | COM | 217 | $3,000 | thousands by filing date | |
| ALERE INC | 01449J204 | PERP PFD CONV SE | 10 | $3,000 | thousands by filing date | |
| PHOENIX COS INC NEW | 71902E604 | COM NEW | 67 | $3,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 133 | $3,000 | thousands by filing date | |
| FRED S INC CLASS A | 356108100 | COM | 150 | $3,000 | thousands by filing date | |
| MAGELLAN PETROLEUM CORP | 559091301 | com | 2,300 | $3,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY S | 40167K100 | COM | 174 | $3,000 | thousands by filing date | |
| LEGG MASON BW GLB INC OPP FD | 52469B100 | COM | 167 | $3,000 | thousands by filing date | |
| MEETME INC | 585141104 | COM | 1,000 | $3,000 | thousands by filing date | |
| DEX MEDIA INC | 25213A107 | COM | 307 | $3,000 | thousands by filing date | |
| ORIENT EXPRESS HOTELS LTD -A | G67743107 | CL A | 202 | $3,000 | thousands by filing date | |
| ZYGO CORP | 989855101 | COM | 200 | $3,000 | thousands by filing date | |
| PACIFIC SUNWEAR OF CALIF | 694873100 | COM | 1,100 | $3,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIO | 205826AF7 | NOTE | 3,000 | $3,000 | thousands by filing date | principal |
| GUGGENHEIM FRONTIER MARKETS ETF | 18383Q838 | COM | 158 | $3,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M860 | GUG S&PG DIV OPP | 200 | $3,000 | thousands by filing date | |
| PROSHARES TR | 74347X146 | PSHS ULTSHT FINL | 200 | $3,000 | thousands by filing date | |
| REDIFFCOM INDIA LTD | 757479100 | ADR | 1,200 | $3,000 | thousands by filing date | |
| INTERMOUNTAIN COMMUNITY BANCOR NEW | 45881M308 | COM | 189 | $3,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E200 | FTSE COLOMBIA20 | 150 | $3,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y686 | DLY EMRGMKT BULL | 96 | $3,000 | thousands by filing date | |
| POWERSHARES DYN SEMICONDUCT | 73935X781 | COM | 136 | $3,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R102 | ASIA 50 ADR | 100 | $3,000 | thousands by filing date | |
| XRS CORP | 983845108 | COM | 1,100 | $3,000 | thousands by filing date | |
| CHINA ZENIX AUTO INTL LTD | 16951E104 | ADS | 1,000 | $3,000 | thousands by filing date | |
| CHINA BAK BATTERY INC | 16936Y209 | COM | 1,000 | $3,000 | thousands by filing date | |
| CHINA AUTO LOGISTICS INC | 16936J202 | COM NEW | 900 | $3,000 | thousands by filing date | |
| ZULILY INC | 989774104 | CL A | 50 | $3,000 | thousands by filing date | |
| ZULILY INC | 989774104 | CL A | 300 | $3,000 | thousands by filing date | call |
| ADVISORSHARES TR | 00768Y719 | INTL BEAR ETF | 150 | $3,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 300 | $2,000 | thousands by filing date | call |
| AT&T Inc | 00206R102 | COM | 1,000 | $2,000 | thousands by filing date | call |
| Citigroup Inc. | 172967424 | COM | 800 | $2,000 | thousands by filing date | call |
| International Business Machines Corporation | 459200101 | COM | 600 | $2,000 | thousands by filing date | call |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 25 | $2,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 100 | $2,000 | thousands by filing date | call |
| LULULEMON ATHLETICA INC | 550021109 | COM | 700 | $2,000 | thousands by filing date | call |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 2,000 | $2,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 150 | $2,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 231 | $2,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 100 | $2,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 49 | $2,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 142 | $2,000 | thousands by filing date | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 90 | $2,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 29 | $2,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 100 | $2,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 33 | $2,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 400 | $2,000 | thousands by filing date | put |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 42 | $2,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 296 | $2,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 235 | $2,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 32 | $2,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 100 | $2,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 15 | $2,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 60 | $2,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 100 | $2,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 28 | $2,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 199 | $2,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 50 | $2,000 | thousands by filing date | |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 150 | $2,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 200 | $2,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 56 | $2,000 | thousands by filing date | |
| SOUND FINL BANCORP INC | 83607A100 | COM | 87 | $2,000 | thousands by filing date | |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 1,000 | $2,000 | thousands by filing date | |
| CLIMB GLOBAL SOLUTIONS INC | 946760105 | COMMON STOCK | 100 | $2,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 100 | $2,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 28 | $2,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 110 | $2,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 33 | $2,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 500 | $2,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 500 | $2,000 | thousands by filing date | put |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 100 | $2,000 | thousands by filing date | |
| RENN FD INC | 759720105 | COM | 1,306 | $2,000 | thousands by filing date | |
| KINDRED HEALTHCARE INC | 494580103 | COM | 102 | $2,000 | thousands by filing date | |
| PRUDENTIAL SHT DURATION HG Y | 74442F107 | COM | 100 | $2,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 52 | $2,000 | thousands by filing date | |
| BLACK BOX CORP | 091826107 | COMMON STOCK | 100 | $2,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 111 | $2,000 | thousands by filing date | |
| GUGGENHEIM | 18383M605 | EXCHANGE TRADED | 50 | $2,000 | thousands by filing date | |
| FIBRIA CELULOSE | 31573A109 | COMMON STOCK-FO | 173 | $2,000 | thousands by filing date | |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 1,000 | $2,000 | thousands by filing date | call |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 210 | $2,000 | thousands by filing date | |
| ASTROTECH CORP | 046484101 | COMMON STOCK | 1,000 | $2,000 | thousands by filing date | |
| AVIAT NETWORKS INC | 05366Y102 | COMMON STOCK | 1,368 | $2,000 | thousands by filing date | |
| ECA MARCELLUS TRUST I | 26827L109 | COMMON STOCK | 200 | $2,000 | thousands by filing date | |
| HEADWATERS INC | 42210P102 | COMMON STOCK | 126 | $2,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 191 | $2,000 | thousands by filing date | |
| PEP BOYS-MANNY MOE & JACK | 713278109 | COMMON STOCK | 171 | $2,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 265 | $2,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 200 | $2,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 100 | $2,000 | thousands by filing date | |
| FOX CORP CLASS B | 90130A200 | COM | 5,000 | $2,000 | thousands by filing date | call |
| OFFICE DEPOT INC | 676220106 | COM | 447 | $2,000 | thousands by filing date | |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 61 | $2,000 | thousands by filing date | |
| RARE ELEMENT RES LTD | 75381M102 | COM | 1,200 | $2,000 | thousands by filing date | |
| ALTISOURCE ASSET MGMT CORP | 02153X108 | COM | 2 | $2,000 | thousands by filing date | |
| VANTAGE DRILLING COMPANY | G93205113 | ORD SHS | 1,000 | $2,000 | thousands by filing date | |
| SWS GROUP INC | 78503N107 | COM | 225 | $2,000 | thousands by filing date | |
| CHINA FIN ONLINE CO LTD | 169379104 | SPONSORED ADR | 400 | $2,000 | thousands by filing date | |
| PLATINUM UNDERWRITER HLDGS L | G7127P100 | COM | 40 | $2,000 | thousands by filing date | |
| JOS A BANK CLOTHIERS INC | 480838101 | COM | 25 | $2,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 299 | $2,000 | thousands by filing date | |
| EXFO INC | 302046107 | SUB VTG SHS | 400 | $2,000 | thousands by filing date | |
| LIBERTY MEDIA CORP | 530715AN1 | DEB 3.500% 1/1 | 3,000 | $2,000 | thousands by filing date | principal |
| LIFE TIME FITNESS INC | 53217R207 | COM | 40 | $2,000 | thousands by filing date | |
| TOWERS WATSON & CO | 891894107 | CL A | 1,000 | $2,000 | thousands by filing date | call |
| FBL FINL GROUP INC | 30239F106 | CL A | 52 | $2,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 142 | $2,000 | thousands by filing date | |
| MENTOR GRAPHICS CORP | 587200106 | COM | 76 | $2,000 | thousands by filing date | |
| RENREN INC | 759892102 | SPONSORED ADR | 600 | $2,000 | thousands by filing date | |
| SOLERA HOLDINGS INC | 83421A104 | COM | 24 | $2,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC | 464330109 | COM | 300 | $2,000 | thousands by filing date | call |
| ROUSE PPTYS INC | 779287101 | COM | 134 | $2,000 | thousands by filing date | |
| XUEDA ED GROUP | 98418W109 | SPONSORED ADR | 300 | $2,000 | thousands by filing date | |
| INTEROIL CORP | 460951106 | COM | 1,000 | $2,000 | thousands by filing date | put |
| NOVACOPPER INC | 66988K102 | COM | 1,252 | $2,000 | thousands by filing date | |
| GENCORP INC | 368682100 | COM | 100 | $2,000 | thousands by filing date | |
| SPARTAN STORES INC | 846822104 | COM | 90 | $2,000 | thousands by filing date | |
| TRIQUINT SEMICONDUCTOR INC | 89674K103 | COM | 500 | $2,000 | thousands by filing date | call |
| HITTITE MICROWAVE CORP | 43365Y104 | COM | 25 | $2,000 | thousands by filing date | |
| NAVIGANT CONSULTING INC | 63935N107 | COM | 100 | $2,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INDL SEC | 73935X369 | COM | 50 | $2,000 | thousands by filing date | |
| CAMPUS CREST COMMUNITIES I | 13466Y105 | COM | 200 | $2,000 | thousands by filing date | |
| LIGHTINTHEBOX HOLDING CO LTD SPONSORED ADR | 53225G102 | COM | 300 | $2,000 | thousands by filing date | |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 250 | $2,000 | thousands by filing date | |
| MINES MGMT INC | 603432105 | COM | 1,500 | $2,000 | thousands by filing date | |
| ACTIVE POWER INC | 00504W308 | COM NEW | 604 | $2,000 | thousands by filing date | |
| GOODRICH PETE CORP | 382410405 | COM NEW | 100 | $2,000 | thousands by filing date | |
| ING EMERGING MKTS HGH DIV EQ | 45685X104 | COM | 130 | $2,000 | thousands by filing date | |
| JAMES RIVER COAL CO | 470355207 | COM | 2,640 | $2,000 | thousands by filing date | |
| AVG TECHNOLOGIES | N07831105 | SHS | 100 | $2,000 | thousands by filing date | |
| MTR GAMING GROUP INC | 553769100 | COM | 400 | $2,000 | thousands by filing date | |
| LCA-VISION INC | 501803308 | COM | 300 | $2,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 215 | $2,000 | thousands by filing date | |
| MERITAGE HOMES CORP | 59001AAR3 | NOTE | 2,000 | $2,000 | thousands by filing date | principal |
| HOME FEDERAL BANCORP INC/ID | 43710G105 | COM | 100 | $2,000 | thousands by filing date | |
| BIODEL INC | 09064M204 | COM | 650 | $2,000 | thousands by filing date | |
| WPCS INTERNATIONAL INC | 92931L302 | COM | 1,100 | $2,000 | thousands by filing date | |
| FEDERATED ENHANC TREAS INCM | 314162108 | COM SH BEN INT | 137 | $2,000 | thousands by filing date | |
| MADISON STRTG SECTOR PREM FD | 558268108 | COM | 200 | $2,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U886 | MKTVEC LMUNETF | 123 | $2,000 | thousands by filing date | |
| ABERDEEN ISRAEL FUND INC | 00301L109 | COM | 100 | $2,000 | thousands by filing date | |
| STAR BULK CARRIERS CORP SHS NEW | Y8162K121 | Stock | 140 | $2,000 | thousands by filing date | |
| CAPE BANCORP INC | 139209100 | COM | 200 | $2,000 | thousands by filing date | |
| CHINA GERUI ADVANCED MATERIA | G21101103 | CMN | 2,000 | $2,000 | thousands by filing date | |
| Misonix Inc | 604871103 | COM | 300 | $2,000 | thousands by filing date | |
| CNINSURE INC | 18976M103 | SPONSORED ADR | 200 | $2,000 | thousands by filing date | |
| OXIGENE INC | 691828404 | COM PAR$.001 | 634 | $2,000 | thousands by filing date | |
| POWERSHARES DB | 73935Y102 | COM UT BEN INT | 87 | $2,000 | thousands by filing date | |
| CRESUD SA COMERCIAL | P3311R192 | *W EXP 05/22/201 | 48,899 | $2,000 | thousands by filing date | |
| ORIGIN AGRITECH LIMITED | G67828106 | SHS | 1,000 | $2,000 | thousands by filing date | |
| HELIOS ADVANTAGE INCOME FD I | 42327W206 | COM NEW | 265 | $2,000 | thousands by filing date | |
| DRAGONWAVE INC | 26144M103 | COM | 1,670 | $2,000 | thousands by filing date | |
| GLOBALSCAPE INC | 37940G109 | COM | 755 | $2,000 | thousands by filing date | |
| EVER GLORY INTL GRP INC | 299766204 | COM | 300 | $2,000 | thousands by filing date | |
| NINETOWNS INTERNET TECH GRP | 654407105 | ADR | 1,000 | $2,000 | thousands by filing date | |
| EURASIAN MINERALS INC | 29843R100 | COM | 2,000 | $2,000 | thousands by filing date | |
| ROSETTA GENOMICS LTD | M82183126 | SHS NEW NIS 0.6 | 400 | $2,000 | thousands by filing date | |
| KINGOLD JEWELRY INC | 49579A204 | COM NEW | 1,000 | $2,000 | thousands by filing date | |
| SINOCOKING COAL & COKE CH IN | 829357102 | COM | 1,800 | $2,000 | thousands by filing date | |
| QUMU CORP | 749063103 | COM | 100 | $2,000 | thousands by filing date | |
| ASHFORD HOSPITALITY PRIME IN | 044102101 | COM | 100 | $2,000 | thousands by filing date | |
| BARRACUDA NETWORKS INC | 068323104 | COM | 50 | $2,000 | thousands by filing date | |
| UNITED ONLINE INC | 911268209 | COM NEW | 144 | $2,000 | thousands by filing date | |
| FREESEAS INC | Y26496300 | SHS PAR 0.001NEW | 1,000 | $2,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 300 | $1,000 | thousands by filing date | put |
| CYTOKINETICS INC | 23282W605 | COM NEW | 83 | $1,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 1,000 | $1,000 | thousands by filing date | put |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 1,000 | $1,000 | thousands by filing date | call |
| LITTELFUSE INC COM | 537008104 | Stock | 15 | $1,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 33 | $1,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 1,000 | $1,000 | thousands by filing date | call |
| GENTEX CORP COM | 371901109 | Stock | 17 | $1,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 100 | $1,000 | thousands by filing date | call |
| AUTOZONE INC COM | 053332102 | Stock | 400 | $1,000 | thousands by filing date | put |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 29 | $1,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 500 | $1,000 | thousands by filing date | call |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 13 | $1,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 100 | $1,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 500 | $1,000 | thousands by filing date | call |
| CROWN HLDGS INC COM | 228368106 | Stock | 13 | $1,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 400 | $1,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 101 | $1,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 500 | $1,000 | thousands by filing date | call |
| NEOGENOMICS INC | 64049M209 | COM NEW | 300 | $1,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 150 | $1,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 21 | $1,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 30 | $1,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 37 | $1,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 66 | $1,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 54 | $1,000 | thousands by filing date | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 35 | $1,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 100 | $1,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 200 | $1,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 100 | $1,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 58 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000910472-14-001635 | this filing | 2014-04-11 | acceptance time not in the bulk data set |