13F-HR filed by Creative Planning
Creative Planning filed this 13F-HR for the quarter ended 2014-03-31, filed 2014-04-11, with 3,777 holding rows worth $6,645,718,000.
- Accession
- 0000910472-14-001635
- Filer
- CIK 1540235
- Filed
- 2014-04-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2014
A holdings report, 3,834 entries on the cover page, a total value of $6,645,718,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $6,645,718,000 with VALUE read as thousands by filing date, 13F file number 028-14616. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 13 | $1,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 100 | $1,000 | thousands by filing date | |
| BLACKROCK STRATEGIC MUN TR | 09248T109 | COM | 100 | $1,000 | thousands by filing date | |
| DIRECTV | 25490A309 | COM | 300 | $1,000 | thousands by filing date | call |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 56 | $1,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 107 | $1,000 | thousands by filing date | |
| DB GOLD DOUBLE LONG ETN | 25154H749 | DB GOLD DBL LNG | 40 | $1,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 208 | $1,000 | thousands by filing date | |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 200 | $1,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 46 | $1,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 101 | $1,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 45 | $1,000 | thousands by filing date | |
| VALUE LINE INC | 920437100 | COMMON STOCK | 45 | $1,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 27 | $1,000 | thousands by filing date | |
| IMMUCELL CORP | 452525306 | COM PAR | 310 | $1,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 700 | $1,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 22 | $1,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 500 | $1,000 | thousands by filing date | call |
| ALLOT LTD | M0854Q105 | SHS | 109 | $1,000 | thousands by filing date | |
| AMERISERV FINL INC | 03074A102 | COM | 340 | $1,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 500 | $1,000 | thousands by filing date | |
| BROADWIND INC | 11161T207 | CMN | 110 | $1,000 | thousands by filing date | |
| ADVISORSHARES TR INSIDER ADVAN | 00768y818 | INDX FD | 15 | $1,000 | thousands by filing date | |
| MASTECH HLDGS INC | 57633B100 | COM | 73 | $1,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540109 | COM | 542 | $1,000 | thousands by filing date | |
| CONVERGYS CORP | 212485106 | COM | 26 | $1,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 70 | $1,000 | thousands by filing date | |
| THOMPSON CREEK METALS CO INC | 884768102 | COMMON STOCK | 500 | $1,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 63 | $1,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111108 | COM | 518 | $1,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 34 | $1,000 | thousands by filing date | |
| Hubbell Inc Class B | 443510201 | COM | 10 | $1,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 300 | $1,000 | thousands by filing date | |
| Q | 74876Y101 | Stock | 18 | $1,000 | thousands by filing date | |
| IRSA INVERSIONES Y REP S A SPON GDS ECH 10 | 450047204 | ADR | 100 | $1,000 | thousands by filing date | |
| PHARMERICA CORP | 71714F104 | COM | 18 | $1,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F101 | COM | 100 | $1,000 | thousands by filing date | |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 205 | $1,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 1,000 | $1,000 | thousands by filing date | call |
| Vale Sa | 91912E204 | COM | 78 | $1,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 100 | $1,000 | thousands by filing date | |
| TIVO INC | 888706108 | COM | 50 | $1,000 | thousands by filing date | |
| CHEMTURA CORP | 163893209 | COM NEW | 25 | $1,000 | thousands by filing date | |
| IMATION CORP | 45245A107 | COM | 88 | $1,000 | thousands by filing date | |
| EMULEX CORP | 292475209 | COM NEW | 100 | $1,000 | thousands by filing date | |
| OM GROUP INC | 670872100 | COM | 34 | $1,000 | thousands by filing date | |
| CAPITALSOURCE INC | 14055X102 | COM | 100 | $1,000 | thousands by filing date | |
| CARDIOME PHARMA CORP | 14159U301 | COM NO PAR | 120 | $1,000 | thousands by filing date | |
| P & F INDS INC | 692830508 | CL A NEW | 130 | $1,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 74 | $1,000 | thousands by filing date | |
| FUEL SYS SOLUTIONS INC | 35952W103 | COM | 100 | $1,000 | thousands by filing date | |
| REACHLOCAL INC | 75525F104 | COM | 100 | $1,000 | thousands by filing date | |
| APPLIED MICRO CIRCUITS CORP | 03822W406 | COM NEW | 150 | $1,000 | thousands by filing date | |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 100 | $1,000 | thousands by filing date | |
| MONSTER WORLDWIDE INC | 611742107 | COM | 100 | $1,000 | thousands by filing date | |
| LTX-CREDENCE CORP | 502403207 | COM NEW | 133 | $1,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 500 | $1,000 | thousands by filing date | |
| MARTHA STEWART LIVING OMNIME | 573083102 | CL A | 317 | $1,000 | thousands by filing date | |
| XOMA CORP DEL | 98419J107 | COM | 133 | $1,000 | thousands by filing date | |
| DIGITAL RIV INC | 25388B104 | COM | 71 | $1,000 | thousands by filing date | |
| ALLIED WRLD ASSUR COM HLDG A | H01531104 | SHS | 14 | $1,000 | thousands by filing date | |
| INTERVAL LEISURE GROUP INC | 46113M108 | COM | 42 | $1,000 | thousands by filing date | |
| SIGMA DESIGNS INC | 826565103 | COM | 200 | $1,000 | thousands by filing date | |
| CHRISTOPHER + BANKS CORP | 171046105 | COM | 200 | $1,000 | thousands by filing date | |
| CTC MEDIA INC | 12642X106 | COM | 100 | $1,000 | thousands by filing date | |
| STRATEGIC HOTEL & RESORTS | 86272T106 | COM | 55 | $1,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 110 | $1,000 | thousands by filing date | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 1,500 | $1,000 | thousands by filing date | |
| CLEVELAND BIOLABS INC | 185860103 | COM | 1,000 | $1,000 | thousands by filing date | |
| HELIOS STRATEGIC INCOME FD I | 42328A203 | COM NEW | 159 | $1,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 100 | $1,000 | thousands by filing date | |
| ING ASIA PAC HGH DIVID EQ IN | 44983J107 | COM | 100 | $1,000 | thousands by filing date | |
| SYNERON MEDICAL LTD | M87245102 | ORD | 100 | $1,000 | thousands by filing date | |
| ONCOTHYREON INC | 682324108 | COM | 214 | $1,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 238 | $1,000 | thousands by filing date | |
| PLANAR SYSTEMS INC | 726900103 | COM | 600 | $1,000 | thousands by filing date | |
| ALEXZA PHARMACEUTICALS INC | 015384209 | COM | 150 | $1,000 | thousands by filing date | |
| ALIMERA SCIENCES INC | 016259103 | COM | 100 | $1,000 | thousands by filing date | |
| WINTHROP REALTY TRUST | 976391300 | SH B | 123 | $1,000 | thousands by filing date | |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 50 | $1,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 10,000 | $1,000 | thousands by filing date | put |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 210 | $1,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y488 | DLY SC BEAR3XNEW | 1,200 | $1,000 | thousands by filing date | call |
| SAMSON OIL AND GAS LIMITED ADR | 796043107 | ADR | 1,450 | $1,000 | thousands by filing date | |
| QUEST RARE MINERALS LTD | 74836T101 | CMN | 2,210 | $1,000 | thousands by filing date | |
| PROSHARES ULTRASHORT RE | 74348A871 | COM | 66 | $1,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON | 25153Q658 | ETN DJ HY 2022 | 100 | $1,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154K841 | MTLS DBL ETN38 | 100 | $1,000 | thousands by filing date | |
| CERES INC | 156773103 | COM | 1,000 | $1,000 | thousands by filing date | |
| OXFORD RESOURCE PARTNERS LP | 691807101 | COM UNIT RP LP | 400 | $1,000 | thousands by filing date | |
| Full Circle Capital Corp. | 359671104 | COM | 100 | $1,000 | thousands by filing date | |
| ORIENT PAPER INC | 68619F205 | COM NEW | 370 | $1,000 | thousands by filing date | |
| GAS NAT INC | 367204104 | COM | 100 | $1,000 | thousands by filing date | |
| ADDVANTAGE TECHNOLOGIES GRP | 006743306 | CMN | 419 | $1,000 | thousands by filing date | |
| STREAMLINE HEALTH SOLUTIONS | 86323X106 | COM | 200 | $1,000 | thousands by filing date | |
| AMERICAN CARESOURCE HLDGS IN | 02505A202 | COM | 416 | $1,000 | thousands by filing date | |
| AMERICAN SPECTRUM REALTY INC | 02970Q203 | COM | 582 | $1,000 | thousands by filing date | |
| CLEAN DIESEL TECHNOLOGIES INC | 18449C401 | COM PAR $.01 | 200 | $1,000 | thousands by filing date | |
| TELIK INC | 87959M208 | COM NEW | 377 | $1,000 | thousands by filing date | |
| NOVOGEN LIMITED | 67010F202 | SPON ADR 1:25 SH | 200 | $1,000 | thousands by filing date | |
| CHINAEDU CORP | 16945L107 | SPONS ADR | 200 | $1,000 | thousands by filing date | |
| Attunity Ltd | M15332121 | SHS NEW | 100 | $1,000 | thousands by filing date | |
| HUTTIG BUILDING PRODUCTS | 448451104 | COMM | 153 | $1,000 | thousands by filing date | |
| Knight Capital Group, Inc. | 48244B100 | common stock | 80 | $1,000 | thousands by filing date | |
| PROSHARES ULTRASHORT FTSE CHINA 50 | 74348A350 | ETF | 15 | $1,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740P320 | IPTH LIVESTK | 28 | $1,000 | thousands by filing date | |
| DARA BIOSCIENCES INC | 23703P304 | COM PAR $ | 500 | $1,000 | thousands by filing date | |
| SUPERTEL HOSPITALITY INC MD | 868526401 | COM NEW ADDED | 358 | $1,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 500 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| iShares Russell 2000 ETF | 464287655 | SHS | 1,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Netflix, Inc | 64110L106 | COM | 400 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| AMERICAN STRATEGIC INCOME II | 03009T101 | COM | 46 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PEGASYSTEMS INC COM | 705573103 | Stock | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MERCURY SYS INC COM | 589378108 | Stock | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WORKDAY INC CL A | 98138H101 | Stock | 400 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 105 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COEUR MNG INC COM NEW | 192108504 | Stock | 600 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 900 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 300 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IDEX CORP COM | 45167R104 | Stock | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MASIMO CORP COM | 574795100 | Stock | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CABOT CORP | 127055101 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SHOE STA GROUP INC | 824889109 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CODEXIS INC | 192005106 | COM | 46 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENERGY FUELS INC | 292671708 | COM NEW | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BEACON FINANCIAL CORP. | 084680107 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HERBALIFE LTD | G4412G101 | COM SHS | 2,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| U S PHYSICAL THERAPY | 90337L108 | COM | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VICOR CORP | 925815102 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CANADIAN SOLAR INC | 136635109 | COM | 400 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPLUNK INC | 848637104 | COM | 300 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PERFICIENT INC | 71375U101 | COM | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIREEYE INC | 31816Q101 | COM | 200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 500 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| UNIVERSAL FST PRODS INC | 913543104 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PHOTRONICS INC | 719405102 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FREIGHTCAR AMER INC | 357023100 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 2,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 500 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 500 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CUMBERLAND PHARMACEUTICALS I | 230770109 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SYPRIS SOLUTIONS INC | 871655106 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CVD EQUIP CORP | 126601103 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIRKS GROUP INC | 09088U109 | CL A COM | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EMERSON RADIO CORP | 291087203 | COM NEW | 215 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DYNEGY INC NEW DEL | 26817R108 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 75 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 400 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| BIOLASE INC | 090911108 | COMMON STOCK | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SANOFI | 80105N113 | COMMON STOCK-FO | 1,487 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RADIOSHACK CORP | 750438103 | COMMON STOCK | 170 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KITE REALTY GROUP TRUST | 49803T102 | COMMON STOCK | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EDGIO INC | 53261M104 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WIDEPOINT CORP COMMON | 967590100 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GREENHILL & CO INC COM | 395259104 | Stock | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LUBYS CAFETERIAS INC COM | 549282101 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LENDINGTREE INC NEW | 894675107 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL X ARTIFICIAL INTELLIGENCE & TECHNOLOGY ETF | 018606301 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PLANTRONICS INC NEW | 727493108 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QLIK TECHNOLOGIES INC | 74733T105 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| REVLON INC | 761525609 | OPT | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RTI INTL METALS INC | 74973W107 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RYLAND GROUP INC | 783764103 | COM | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CRAY INC | 225223304 | COM NEW | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CROWN MEDIA HLDGS INC | 228411104 | CL A | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CURIS INC | 231269101 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HOME INNS & HOTELS MGMT INC | 43713W107 | SPON ADR | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BANRO CORP | 066800103 | COM | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENZON PHARMACEUTICALS INC | 293904108 | COM | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PARKWAY PPTYS INC | 70159Q104 | COM | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TELETECH HOLDINGS INC | 879939106 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NATIONAL PENN BANCSHARES INC | 637138108 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| THRESHOLD PHARMACEUTICAL INC | 885807206 | COM NEW | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QUANTUM CORP | 747906204 | COM DSSG | 500 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| BROOKFIELD OFFICE PPTYS INC | 112900105 | COM | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MEADOWBROOK INS GROUP INC | 58319P108 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MEASUREMENT SPECIALTIES INC | 583421102 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| VOLCANO CORPORATION | 928645100 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALTISOURCE RESIDENTIAL CORP | 02153W100 | CL B | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SOLARCITY CORP | 83416T100 | COM | 1,500 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| UNWIRED PLANET INC NEW | 91531F103 | COM | 90 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UTSTARCOM HOLDINGS CORP | G9310A114 | SHS NEW | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STERLING FINL CORP WASH | 859319303 | COM NEW | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POWERSHARES ETF TR II S&P500 H | 73937B829 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RYDEX ETF TRUST HEALTH CARE | 78355W841 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SCHULMAN (A.) INC | 808194104 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ANALOGIC CORP | 032657207 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WAUSAU PAPER CORP | 943315101 | COM | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LAKES GAMING INC COM | 51206P109 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| METALICO INC | 591176102 | COM | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HUDSON GLOBAL INC | 443787106 | COM | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OI S.A. | 670851203 | SPN ADR REP PFD | 192 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OI S.A. | 670851104 | SPONSORED ADR | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VITESSE SEMICONDUCTOR CORP | 928497304 | COM NEW | 106 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CARDICA INC | 14141R101 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JOES JEANS INC | 47777N101 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PowerShares CEF Income Composite | 73936Q843 | Com | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BBX CAPITAL CORP-A | 05540P100 | CL A | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CACHE INC | 127150308 | COM | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PHOTOMEDEX INC | 719358301 | COM | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST FED BNCSHS OF ARKANSAS | 32020F303 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ORBITZ WORLDWIDE INC | 68557K109 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SYNTROLEUM CORP | 871630208 | COM | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROYAL BANCSHARES OF PENN-A | 780081105 | CL A | 109 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SOUTHWEST BANCORP INC/OKLA | 844767103 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KANSAS CITY LIFE INS CO | 484836101 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ECHELON CORP | 27874N105 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PULSE ELECTRONICS CORP | 74586W205 | COM | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HARVEST NATURAL RESOURCES IN | 41754V103 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MGC DIAGNOSTICS CORP | 552768103 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| L+L ENERGY INC | 50162D100 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VISIONCHINA MEDIA INC | 92833U202 | SPON ADR NEW | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SONIC FDRY INC | 83545R207 | COM NEW | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WRIGHT MED GROUP INC | 98235T115 | RIGHT 03/01/2019 | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORDION INC | 65563c105 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MERUS LABS INTL INC NEW | 59047R101 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| USEC INC | 90333E207 | COMMON | 60 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NATIONAL BK GREECE S A | 633643705 | SPN ADR REP 1 SH | 1,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| DYNEGY INC WARRANT | 26817R116 | WARRANT | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HYDROGENICS CORPORATION NEW | 448883207 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VOLTARI CORP NEW | 92870X309 | COM | 65 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LDK SOLAR CO LTD | 50183L107 | SPONSORED ADR | 1,450 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA SUNERGY CO LTD | 16942X302 | SPONSORED ADR NE | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUPERCONDUCTOR TECHNOLOGIES | 867931404 | COM PAR $0.001 | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347X575 | SHT MSCI NEW | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMBOW ED HLDG LTD | 02322P101 | ADR REPSTG CL A | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NTN BUZZTIME INC | 629410309 | COM | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIOANALYTICAL SYS INC | 09058M103 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TSR INC | 872885207 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENTREMED INC | 29382F202 | COM | 56 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AGRIA CORP | 00850H103 | SPONSORED ADR | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ATLATSA RES CORP | 049477102 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COEUR MNG INC | 192108116 | *W EXP 04/16/201 | 145 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RADIO ONE INC | 75040P108 | CL A | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OTELCO INC | 688823301 | CL A NEW | 80 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA PRECISION STEEL INC | 16941J205 | COM NEW | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARC GROUP WORLDWIDE INC | 00213H105 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA NATURAL RESOURCES INC | G2110U109 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CEL SCI CORP | 150837508 | COM PAR $0.01 | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 400 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST MARBLEHEAD CORP COM NEW | 320771207 | Stock | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COLUMBIA LABS INC | 197779200 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AASTROM BIOSCIENCES INC | 00253U404 | COM PAR$ | 56 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEWLEAD HOLDINGS LTD | G64626156 | SHS PAR $0.01 NW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000910472-14-001635 | this filing | 2014-04-11 | acceptance time not in the bulk data set |