13F-HR filed by MORGAN STANLEY
MORGAN STANLEY filed this 13F-HR for the quarter ended 2021-09-30, filed 2021-11-15, with 8,075 holding rows worth $742,479,307,000.
- Accession
- 0000895421-21-000571
- Filer
- CIK 895421
- Filed
- 2021-11-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A combination report, 33,150 entries on the cover page, a total value of $742,479,307,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $742,479,307,000 with VALUE read as thousands by filing date, 13F file number 028-03432. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerEATON VANCE MANAGEMENT028-04139
- reports for this filerATLANTA CAPITAL MANAGEMENT CO L L C028-05936
- reports for this filerPARAMETRIC PORTFOLIO ASSOCIATES LLC028-04558
- included managerMORGAN STANLEY & CO INTERNATIONAL PLC028-04312
- included managerMORGAN STANLEY & CO. LLC028-11873
- included managerMorgan Stanley Canada LTD028-13197
- included managerMorgan Stanley Capital Services LLC028-11865
- included managerMORGAN STANLEY AIP GP LP028-14710
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT CO028-11366
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT INC028-11866
- included managerMorgan Stanley Investment Management LTD028-11867
- included managerMORGAN STANLEY SMITH BARNEY LLC028-13935
- included managerMorgan Stanley Strategic Investments, Inc028-12509
- included managerMorgan Stanley Uruguay Ltda.028-11533
- included managerFundlogic Sas028-15873
- included managerMorgan Stanley Asia Ltd028-19343
- included managerMorgan Stanley Wealth Management Australia Pty Ltd028-19344
- included managerMorgan Stanley Bank Asia Ltd028-17710
- included managerETRADE Capital Management LLC028-14182
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| QAD INC-A | 74727D306 | CL A | 5,711 | $499,000 | thousands by filing date | |
| EGAIN CORP | 28225C806 | COM NEW | 48,904 | $498,000 | thousands by filing date | |
| INVESCO DB PRECIOUS METALS FUND | 46140H502 | ETF | 10,556 | $497,000 | thousands by filing date | |
| IMMUCELL CORP | 452525306 | COM PAR | 52,875 | $495,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 16,201 | $494,000 | thousands by filing date | |
| SUTRO BIOPHARMA INC | 869367102 | COM | 26,143 | $493,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 8,108 | $492,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP VI | 17143W101 | COM | 50,000 | $489,000 | thousands by filing date | |
| LEAP THERAPEUTICS INC | 52187K101 | COM | 121,750 | $489,000 | thousands by filing date | |
| FERROGLOBE PLC | G33856108 | SHS | 56,134 | $488,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G831 | DAIL JR GOLD ETF | 9,222 | $488,000 | thousands by filing date | |
| ARK ETF TR | 00214Q609 | ISRAEL INOVATE | 16,655 | $487,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 19,088 | $487,000 | thousands by filing date | |
| ISHARES TR | 46434V266 | INTERNATIONAL SL | 13,363 | $487,000 | thousands by filing date | |
| KARAT PACKAGING INC | 48563L101 | COM | 23,124 | $486,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 9,438 | $486,000 | thousands by filing date | |
| LUXFER HOLDINGS PLC | G5698W116 | COMMON STOCK | 24,768 | $485,000 | thousands by filing date | |
| ORGANIGRAM GLOBAL ORD | 68620P101 | COM | 209,976 | $484,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 55,120 | $483,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V522 | BLOO AN RATI ETF | 8,032 | $482,000 | thousands by filing date | |
| FLUX PWR HLDGS INC | 344057302 | COM NEW | 94,356 | $480,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 99,575 | $479,000 | thousands by filing date | |
| EAGLE BANCORP MONTANA INC | 26942G100 | COMMON STOCK | 21,475 | $479,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 15,946 | $478,000 | thousands by filing date | |
| INMUNE BIO INC | 45782T105 | COM | 24,631 | $478,000 | thousands by filing date | |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 21,756 | $477,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 42,598 | $476,000 | thousands by filing date | |
| BELLUS HEALTH INC NEW | 07987C204 | COM | 77,451 | $476,000 | thousands by filing date | |
| IRONNET INC | 46323Q105 | COM | 27,892 | $476,000 | thousands by filing date | |
| ISHARES TR | 46435U861 | CORE DIVID ETF | 12,113 | $475,000 | thousands by filing date | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 14,152 | $475,000 | thousands by filing date | |
| SATSUMA PHARMACEUTICALS INC | 80405P107 | COM | 102,090 | $475,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J209 | CMN | 148,805 | $474,000 | thousands by filing date | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 8,862 | $473,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 66,865 | $473,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 271,033 | $471,000 | thousands by filing date | |
| LEVEL ONE BANCORP INC | 52730d208 | COM | 16,024 | $471,000 | thousands by filing date | |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 57,056 | $468,000 | thousands by filing date | |
| NXT-ID INC | 67091J206 | COM NEW | 1,124,067 | $468,000 | thousands by filing date | |
| AVEANNA HEALTHCARE HLDGS INC | 05356F105 | COM | 58,275 | $467,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 108,047 | $467,000 | thousands by filing date | |
| PRECIPIO INC | 74019L503 | COM | 165,736 | $467,000 | thousands by filing date | |
| Hippo Holdings, Inc. (HIPO) | 433539103 | Common Stocks | 99,683 | $466,000 | thousands by filing date | |
| SCPHARMACEUTICALS INC | 810648105 | COM | 70,093 | $465,000 | thousands by filing date | |
| ISHARES INC | 464286343 | US PWR INFRA ETF | 26,389 | $464,000 | thousands by filing date | |
| EVANS BANCORP INC | 29911Q208 | COM | 12,120 | $464,000 | thousands by filing date | |
| PHASEBIO PHARMACEUTICALS INC | 717224109 | COM | 149,162 | $464,000 | thousands by filing date | |
| RENOVACOR INC | 75989E106 | COM | 51,187 | $463,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G409 | S&P SMLCP UTIL | 7,013 | $462,000 | thousands by filing date | |
| ISHARES TR | 46432FAZ0 | IBONDS MAR23 ETF | 17,108 | $462,000 | thousands by filing date | |
| GALMED PHARMACEUTICALS LTD | M47238106 | SHS | 164,500 | $459,000 | thousands by filing date | |
| LIPOCINE INC NEW | 53630X104 | CMN | 421,218 | $459,000 | thousands by filing date | |
| ZEVIA PBC | 98955K104 | CL A | 39,738 | $457,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A289 | DEFIANCE SPACE A | 12,546 | $456,000 | thousands by filing date | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 29,228 | $456,000 | thousands by filing date | |
| SPRUCE BIOSCIENCES INC | 85209E109 | COM | 75,911 | $456,000 | thousands by filing date | |
| MARKFORGED HOLDING CORPORATI | 57064N102 | COM | 69,526 | $456,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 107,412 | $456,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 14,064 | $454,000 | thousands by filing date | |
| MIND MEDICINE (MINDMED) INC | 60255C109 | COMMON STOCK-FO | 194,828 | $453,000 | thousands by filing date | |
| GRITSTONE BIO INC | 39868T105 | COM | 41,841 | $451,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F770 | CONV | 8,822 | $451,000 | thousands by filing date | |
| FIRST TRUST | 33733G109 | COM BEN INTR | 112,907 | $449,000 | thousands by filing date | |
| ABRDN JAPAN EQUITY FUND INC | 00306J109 | COM | 45,978 | $448,000 | thousands by filing date | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 41,334 | $447,000 | thousands by filing date | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 25,754 | $446,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588307 | COM | 71,916 | $445,000 | thousands by filing date | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 6,839 | $444,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 75,378 | $444,000 | thousands by filing date | |
| ASPEN GROUP INC | 04530L203 | COM NEW | 79,524 | $444,000 | thousands by filing date | |
| RBB BANCORP | 74930B105 | COMMON STOCK | 17,590 | $443,000 | thousands by filing date | |
| VIDLER WATER RESOUCES INC | 92660E107 | COM | 38,880 | $443,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC | 594837403 | SPON ADR NEW | 81,189 | $442,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 168,271 | $440,000 | thousands by filing date | |
| THE CENTRAL AND EASTERN EU I | 153436100 | COM | 15,197 | $439,000 | thousands by filing date | |
| POWER REIT | 73933H101 | COM | 8,765 | $438,000 | thousands by filing date | |
| FIRST UNITED CORP | 33741H107 | COMMON STOCK | 23,477 | $437,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 317,925 | $435,000 | thousands by filing date | |
| CENTRUS ENERGY CORP | 15643U104 | CL A | 11,267 | $435,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 9,510 | $435,000 | thousands by filing date | |
| PIONEER NAT RES CO | 723787AP2 | NOTE 0.250% 5/1 | 269,000 | $434,000 | thousands by filing date | principal |
| VOLTA INC | 92873V102 | COM CL A | 50,125 | $434,000 | thousands by filing date | |
| OFFERPAD SOLUTIONS INC | 67623L109 | COM | 49,758 | $434,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 18,595 | $433,000 | thousands by filing date | |
| ORIGIN AGRITECH LIMITED | G67828205 | SHS NEW | 53,014 | $433,000 | thousands by filing date | |
| DAILY JOURNAL CORP | 233912104 | COM | 1,339 | $430,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 15,564 | $429,000 | thousands by filing date | |
| GUGGENHEIM CR ALLOCATION FD | 40168G108 | COM | 20,675 | $429,000 | thousands by filing date | |
| LIGHTWAVE LOGIC INC | 532275104 | COM | 45,239 | $428,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 12,822 | $428,000 | thousands by filing date | |
| ASLAN PHARMACEUTICALS LTD | 04522R101 | ADR | 239,508 | $426,000 | thousands by filing date | |
| PROVIDENT ACQUISITION CORP | G7282L118 | UNIT 99/99/9999 | 42,705 | $426,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y857 | US MULTIFACTOR | 10,906 | $425,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 106,494 | $425,000 | thousands by filing date | |
| ObsEva SA | H5861P103 | COM | 136,599 | $425,000 | thousands by filing date | |
| BETTERWARE DE MEXC S A P I D | P1666E105 | SHS | 11,921 | $424,000 | thousands by filing date | |
| HOEGH LNG PARTNERS LP | Y3262R100 | COM UNIT LTD | 86,448 | $424,000 | thousands by filing date | |
| BRT APARTMENTS CORP | 055645303 | REIT | 21,946 | $423,000 | thousands by filing date | |
| KBR INC | 48242WAB2 | BOND | 263,000 | $422,000 | thousands by filing date | principal |
| CBM BANCORP INC | 1248XT104 | COM | 26,500 | $422,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 40,496 | $421,000 | thousands by filing date | |
| ARGO BLOCKCHAIN PLC | 040126104 | ADS | 26,336 | $421,000 | thousands by filing date | |
| INDIE SEMICONDUCTOR INC | 45569U101 | CLASS A COM | 34,158 | $420,000 | thousands by filing date | |
| CALIFORNIA BANCORP INC | 13005U101 | COM | 23,823 | $418,000 | thousands by filing date | |
| AVAYA HLDGS CORP | 05351XAB7 | NOTE 2.250% 6/1 | 400,000 | $418,000 | thousands by filing date | principal |
| ATHERSYS INC | 04744L106 | COM | 313,079 | $416,000 | thousands by filing date | |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 17,663 | $414,000 | thousands by filing date | |
| ALPINE INCOME PROPERTY TRUST | 02083X103 | REIT | 22,517 | $414,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 55,277 | $413,000 | thousands by filing date | |
| AENZA S.A.A | 00776D103 | SPONSORED ADS | 224,644 | $413,000 | thousands by filing date | |
| VALARIS LTD | G9460G101 | CL A | 11,788 | $412,000 | thousands by filing date | |
| LIFEMD INC | 53216B104 | COM | 66,336 | $412,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 6,680 | $411,000 | thousands by filing date | |
| FORESIGHT AUTONOMOUS HLDGS L | 345523104 | SPONSORED ADS | 131,383 | $411,000 | thousands by filing date | |
| Renalytix PLC | 75973T101 | ADS | 20,518 | $411,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 89,354 | $410,000 | thousands by filing date | |
| TWO RDS SHARED TR | 90214Q733 | ANFIELD US EQU | 30,036 | $409,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 41,333 | $409,000 | thousands by filing date | |
| ZEVRA THERAPEUTICS INC COM NEW | 488445206 | Stock | 43,650 | $407,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C573 | TOTAL CORP BND | 4,459 | $407,000 | thousands by filing date | |
| INVESCO FUNDAMENTAL INVESTMENT GRADE CORPORATE BOND ETF | 46138E693 | ETF | 15,154 | $406,000 | thousands by filing date | |
| OPIANT PHARMACEUTICALS INC | 683750103 | COM | 15,789 | $406,000 | thousands by filing date | |
| ARKO CORP | 041242108 | COMMON STOCK | 40,144 | $405,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X784 | WSDM EMKTBD FD | 5,372 | $405,000 | thousands by filing date | |
| ALKALINE WTR CO INC | 01643A207 | COM NEW | 255,160 | $405,000 | thousands by filing date | |
| LARIMAR THERAPEUTICS INC | 517125100 | COM | 35,060 | $404,000 | thousands by filing date | |
| VanEck Vectors Energy Inc | 92189H870 | ENERGY INCOME | 7,406 | $402,000 | thousands by filing date | |
| ENDRA LIFE SCIENCES INC COM NEW | 29273B104 | Stock | 232,312 | $402,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 12,842 | $400,000 | thousands by filing date | |
| STRATEGY SHS | 86280R803 | DAY HAGAN SMART | 11,930 | $400,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577AB8 | NOTE 1.000% 5/1 | 424,000 | $400,000 | thousands by filing date | principal |
| CPS TECHNOLOGIES CORP | 12619F104 | COM | 80,159 | $399,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 114,106 | $398,000 | thousands by filing date | |
| iShares U.S. Small Cap Equity Factor ETF | 46434V290 | SHS | 7,374 | $396,000 | thousands by filing date | |
| POSTAL REALTY TRUST INC | 73757R102 | CL A | 21,253 | $396,000 | thousands by filing date | |
| ORIC PHARMACEUTICALS INC | 68622P109 | COM | 18,914 | $396,000 | thousands by filing date | |
| CENTRAIS ELETRICAS BRASILEIR | 15234Q108 | SPON ADR PFD B | 54,700 | $395,000 | thousands by filing date | |
| AMPLIFY BLUESTAR ISRAEL TECHNOLOGY ETF | 26924G870 | COM | 5,970 | $394,000 | thousands by filing date | |
| INSIGHT SELECT INCOME FD | 45781W109 | COM | 18,766 | $394,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T807 | COM | 164,426 | $391,000 | thousands by filing date | |
| SCORPIUS HOLDINGS INC | 42237K409 | COMMON | 65,735 | $391,000 | thousands by filing date | |
| DIMENSIONAL ETF TRUST | 25434V609 | US TARGETED VLU | 8,789 | $390,000 | thousands by filing date | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 43,310 | $390,000 | thousands by filing date | |
| ACTINIUM PHARMACEUTICALS | 00507W206 | COM | 43,972 | $390,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K200 | COM NEW | 564,462 | $390,000 | thousands by filing date | |
| Checkpoint Therapeutics Inc Com | 162828107 | COM | 118,044 | $390,000 | thousands by filing date | |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 24,722 | $387,000 | thousands by filing date | |
| FENNEC PHARMACEUTICALS INC | 31447P100 | COMMON STOCK | 40,983 | $386,000 | thousands by filing date | |
| KEWAUNEE SCIENTIFIC CP | 492854104 | COMM | 28,880 | $386,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 176,263 | $386,000 | thousands by filing date | |
| ANGION BIOMEDICA CORP | 03476J107 | COM | 39,453 | $385,000 | thousands by filing date | |
| GLOBAL INDEMNITY GROUP LLC | 37959R103 | COM CL A | 14,056 | $383,000 | thousands by filing date | |
| VERA THERAPEUTICS INC | 92337R101 | COMMON STOCK | 22,006 | $382,000 | thousands by filing date | |
| MOGO INC | 60800C109 | COM | 88,554 | $382,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION COM U | G9108L173 | SHS | 35,628 | $381,000 | thousands by filing date | |
| SELECT BANCORP INC NEW COM | 81617L108 | Stock | 22,095 | $381,000 | thousands by filing date | |
| NRX PHARMACEUTICALS INC | 629444100 | COMMON | 41,052 | $381,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G609 | CMN | 14,544 | $380,000 | thousands by filing date | |
| FIRST COMMUNITY CORP | 319835104 | COMMON STOCK | 19,087 | $379,000 | thousands by filing date | |
| BARINTHUS BIOTHERAPEUTICS PL | 91864C107 | ADS | 24,074 | $379,000 | thousands by filing date | |
| DARIOHEALTH CORP | 23725P209 | COM | 27,765 | $379,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G690 | DLY SEMICNDTR BR | 53,653 | $379,000 | thousands by filing date | |
| ACNB CORP | 000868109 | COMMON STOCK | 13,442 | $376,000 | thousands by filing date | |
| LEE ENTERPRISES INC | 523768406 | COM | 16,600 | $376,000 | thousands by filing date | |
| Target Hospitality Corp. | 87615L107 | Common Stock, par value $0.0001 per share | 100,214 | $374,000 | thousands by filing date | |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 9,117 | $374,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y808 | YIELD ENHANCED | 7,303 | $373,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y228 | CLEANTECH ETF | 19,985 | $373,000 | thousands by filing date | |
| EUROPEAN WAX CTR INC | 29882P106 | CLASS A COM | 13,277 | $371,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 22,490 | $371,000 | thousands by filing date | |
| PLDT INC SPONSORED ADR | 69344D408 | ADR | 11,344 | $370,000 | thousands by filing date | |
| GOLD ROYALTY CORP | 38071H106 | COMMON SHARES | 73,768 | $369,000 | thousands by filing date | |
| ALPHA PRO TECH LTD | 020772109 | COM | 54,762 | $369,000 | thousands by filing date | |
| ISHARES SYSTEMATIC BOND ETF | 46435U796 | COM | 3,674 | $368,000 | thousands by filing date | |
| ESCALADE INC | 296056104 | COMMON STOCK | 19,489 | $368,000 | thousands by filing date | |
| LYFT INC | 55087PAB0 | NOTE 1.500% 5/1 | 236,000 | $368,000 | thousands by filing date | principal |
| FIRST LONG IS CORP | 320734106 | COM | 17,738 | $365,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC DEL | 464337AJ3 | NOTE 1.000%11/1 | 364,000 | $365,000 | thousands by filing date | principal |
| EOS ENERGY ENTERPRISES INC COM CL A | 29415C101 | Stock | 25,983 | $364,000 | thousands by filing date | |
| BIG SKY INDL INC | 911805307 | COM | 79,480 | $364,000 | thousands by filing date | |
| THRYV HLDGS INC | 886029206 | COM NEW | 12,071 | $364,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 25,074 | $364,000 | thousands by filing date | |
| SEMLER SCIENTIFIC INC | 81684M104 | COM | 2,914 | $364,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 37,061 | $364,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 10,151 | $362,000 | thousands by filing date | |
| CELULARITY INC | 151190105 | COM | 51,000 | $361,000 | thousands by filing date | |
| SOL GEL TECHNOLOGIES | M8694L103 | SHS | 35,835 | $359,000 | thousands by filing date | |
| RICHMOND MUTUAL BANCORPORATI | 76525P100 | COMMON STOCK | 22,655 | $357,000 | thousands by filing date | |
| ZOMEDICA CORP COM | 98980M109 | Stock | 680,497 | $356,000 | thousands by filing date | |
| FTC SOLAR INC | 30320C103 | COM | 45,722 | $356,000 | thousands by filing date | |
| FARMERS MERCHANTS BANCO OH | 30779N105 | COMMON STOCK | 15,818 | $354,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 7,121 | $354,000 | thousands by filing date | |
| GUARDION HEALTH SCIENCES INC | 40145Q401 | COM | 278,697 | $354,000 | thousands by filing date | |
| FIVE9 INC | 338307AB7 | NOTE 0.125% 5/0 | 91,000 | $354,000 | thousands by filing date | principal |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 86,659 | $351,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 5,752 | $351,000 | thousands by filing date | |
| ATLAS TECHNICAL CONSULTANTS | 049430101 | COM | 34,558 | $351,000 | thousands by filing date | |
| LILIUM N V | N52586109 | COM | 33,218 | $350,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 329,858 | $350,000 | thousands by filing date | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 9,772 | $349,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 51,233 | $348,000 | thousands by filing date | |
| PACTIV EVERGREEN INC | 69526K105 | COM | 27,832 | $348,000 | thousands by filing date | |
| MVB FINANCIAL CORP | 553810102 | COMMON STOCK | 8,096 | $346,000 | thousands by filing date | |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 15,636 | $345,000 | thousands by filing date | |
| RENAISSANCE CAP GREENWICH FD | 759937204 | IPO ETF | 5,362 | $345,000 | thousands by filing date | |
| VAREX IMAGING CORP | 92214XAB2 | NOTE 4.000% 6/0 | 225,000 | $345,000 | thousands by filing date | principal |
| ALSET EHOME INTERNATIONAL IN | 02116A104 | COM | 146,772 | $345,000 | thousands by filing date | |
| BLUE RIDGE BANKSHARES INC | 095825105 | COMMON STOCK | 19,628 | $344,000 | thousands by filing date | |
| IMMUNOME INC | 45257U108 | COM | 14,086 | $343,000 | thousands by filing date | |
| PROSHARES TR | 74347G739 | FUND | 17,103 | $342,000 | thousands by filing date | |
| ORCHARD THERAPEUTICS PLC | 68570P101 | ADR | 148,798 | $342,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E708 | DIVIDEND STRNGTH | 7,196 | $340,000 | thousands by filing date | |
| ELMIRA SVGS BK ELMIRA N Y | 289660102 | COM | 25,470 | $340,000 | thousands by filing date | |
| ESPORTS ENTMT GROUP INC | 29667K306 | COM | 50,698 | $340,000 | thousands by filing date | |
| SHARPLINK GAMING LTD | M8273L102 | SHS | 74,277 | $340,000 | thousands by filing date | |
| DD3 ACQUISITION CORP II | 23318M100 | COM CL A | 34,355 | $340,000 | thousands by filing date | |
| FREQUENCY ELECTRONICS INC | 358010106 | COMMON STOCK | 32,800 | $339,000 | thousands by filing date | |
| POWER & DIGITAL INFRA ACQ CO | 739190106 | COM CL A | 33,546 | $339,000 | thousands by filing date | |
| AES CORP | 00130H204 | CONV | 3,499 | $338,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 54,776 | $335,000 | thousands by filing date | |
| GENIUS BRANDS INTERNATIONAL INC | 37229T301 | COMMON STOCK | 246,080 | $335,000 | thousands by filing date | |
| BLACKLINE INC | 09239BAB5 | NOTE 0.125% 8/0 | 200,000 | $335,000 | thousands by filing date | principal |
| REINVENT TECHNOLOGY PARTNERS | G7484L106 | CLASS A ORD SHS | 33,614 | $334,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 32,895 | $333,000 | thousands by filing date | |
| CORNERSTONE TOTAL RETURN FD | 21924U300 | COM | 26,789 | $333,000 | thousands by filing date | |
| BM TECHNOLOGIES INC | 05591L107 | COM | 37,342 | $333,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E747 | GLOB X NOR ETF | 23,043 | $333,000 | thousands by filing date | |
| Invesco BulletShares 2030 Corp Bd ETF | 46138J460 | SHS | 17,011 | $332,000 | thousands by filing date | |
| WISDOMTREE TR | 97717x552 | EUROP OPPOR FD | 9,302 | $331,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F627 | CHINE INNOV ETF | 6,533 | $331,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AF1 | NOTE 1.625% 2/1 | 145,000 | $331,000 | thousands by filing date | principal |
| DUNE ACQUISITION CORP | 265334201 | UNIT 10/29/2027 | 32,511 | $330,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 67,118 | $329,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 17,963 | $327,000 | thousands by filing date | |
| YIELD10 BIOSCIENCE INC | 98585K862 | COM | 54,661 | $327,000 | thousands by filing date | |
| QUANTUM CORP | 747906501 | COM | 63,203 | $327,000 | thousands by filing date | |
| CENTRAL PUERTO S A | 155038201 | SPONSORED ADR | 105,243 | $326,000 | thousands by filing date | |
| CAN FITE BIOPHARMA LTD | 13471N201 | SPONSORED ADS | 196,675 | $326,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G822 | VIRTUS INFRCAP | 13,074 | $325,000 | thousands by filing date | |
| SEELOS THERAPEUTICS INC | 81577F109 | COM | 134,812 | $325,000 | thousands by filing date | |
| NUVEEN MINN QUALITY MUN INM | 670734102 | SHS | 20,204 | $323,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 32,028 | $323,000 | thousands by filing date | |
| TALARIS THERAPEUTICS INC | 87410C104 | COM | 23,845 | $323,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 22,081 | $322,000 | thousands by filing date | |
| CATALYST BIOSCIENCES INC | 14888D208 | COM | 78,080 | $321,000 | thousands by filing date | |
| PHILLIPS EDISON & CO INC COMMON STOCK | 71844V201 | REIT | 10,406 | $319,000 | thousands by filing date | |
| NATIONAL ENERGY SERVICES REU | G6375R107 | SHS | 25,270 | $317,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 3,828 | $317,000 | thousands by filing date | |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 125,343 | $316,000 | thousands by filing date | |
| SOMALOGIC INC | 83444k113 | WT | 91,600 | $316,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086AB7 | BOND | 298,000 | $316,000 | thousands by filing date | principal |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 1,722 | $315,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 32,712 | $314,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 16,915 | $313,000 | thousands by filing date | |
| JPMORGAN INT BOND OPPORTUNITIE | 46641Q852 | INTL BD OPP ETF | 6,093 | $313,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 9,156 | $313,000 | thousands by filing date | |
| KALEYRA INC | 483379103 | COMMON EQUITY | 28,491 | $313,000 | thousands by filing date | |
| DIREXION SHS TR ETF DAILY S&P OIL & GAS EXP & PROD BULL 2X | 25460G500 | ETF | 3,394 | $312,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G301 | VIRTUS LIFESC CT | 6,818 | $312,000 | thousands by filing date | |
| COLONY FINL INC | 19624RAA4 | NOTE 5.000% 4/1 | 306,000 | $312,000 | thousands by filing date | principal |
| PHARVARIS NV | N69605108 | COMMON STOCK | 17,547 | $311,000 | thousands by filing date | |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 36,381 | $310,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L654 | US QT LW VLTY | 6,108 | $310,000 | thousands by filing date | |
| EXCHANGE LISTED FDS TR | 30151E624 | ETC CABANA TARGT | 12,592 | $310,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 24,321 | $310,000 | thousands by filing date | |
| REDBALL ACQUISITION CORP | G7417R105 | COM CL A | 31,426 | $310,000 | thousands by filing date | |
| ELANCO ANIMAL HEALTH INC | 28414H202 | CONV | 6,215 | $309,000 | thousands by filing date | |
| CODE CHAIN NEW CONTINENT LTD | 19200A105 | COM | 239,793 | $309,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 99,873 | $308,000 | thousands by filing date | |
| Avantis International Equity ETF | 025072703 | SHS | 4,911 | $307,000 | thousands by filing date | |
| VERSABANK NEW | 92512J106 | COM | 27,600 | $305,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAT0 | NOTE 3.750% 2/0 | 285,000 | $305,000 | thousands by filing date | principal |
| AYRO INC | 054748108 | COM | 89,373 | $305,000 | thousands by filing date | |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 122,123 | $305,000 | thousands by filing date | |
| MERITOR INC | 59001KAF7 | NOTE 3.250%10/1 | 294,000 | $305,000 | thousands by filing date | principal |
| NEPTUNE WELLNESS SOLUTIONS I | 64079L105 | COM | 503,122 | $304,000 | thousands by filing date | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 11,922 | $303,000 | thousands by filing date | |
| DWS STRATEGIC MUN INCOME TR | 23342Q101 | COM | 24,687 | $303,000 | thousands by filing date | |
| RESHAPE LIFESCIENCES INC | 76090R101 | CMN | 105,265 | $303,000 | thousands by filing date | |
| ERO COPPER CORP COM | 296006109 | Stock | 17,001 | $302,000 | thousands by filing date | |
| CB FINANCIAL SERVICES INC | 12479G101 | COMMON STOCK | 12,864 | $302,000 | thousands by filing date | |
| LISTED FDS TR | 53656F789 | ROUN SPOR BE ETF | 10,045 | $302,000 | thousands by filing date | |
| AMERICA MOVIL SAB DE CV | 02364W204 | SPONSORED ADR | 17,117 | $301,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460402 | SPONSORED ADR | 90,652 | $301,000 | thousands by filing date | |
| KALVISTA PHARMACEUTICALS INC | 483497103 | COM | 17,121 | $300,000 | thousands by filing date | |
| ONCOCYTE CORP | 68235C107 | COM | 84,238 | $300,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R705 | ST STR 1500MOM | 1,633 | $299,000 | thousands by filing date | |
| ADVENT TECHNOLOGIES HOLDNG I | 00788A105 | COM CL A | 34,383 | $299,000 | thousands by filing date | |
| E MERGE TECHNOLOGY ACQUISITI | 26873Y104 | CMN | 30,545 | $299,000 | thousands by filing date | |
| MAYVILLE ENGINEERING CO INC | 578605107 | COMMON STOCK | 15,810 | $298,000 | thousands by filing date | |
| RELIANT BANCORP INC | 75956B101 | COM | 9,446 | $298,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 11,767 | $296,000 | thousands by filing date | |
| 1895 Bancorp Of Wisconsin, Inc. | 28253R105 | NON 13F SECURITY | 27,088 | $296,000 | thousands by filing date | |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 36,250 | $295,000 | thousands by filing date | |
| MYOMO INC | 62857J201 | COM NEW | 24,776 | $295,000 | thousands by filing date | |
| LIQTECH INTL INC | 53632A201 | COM | 53,400 | $293,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A508 | WHEAT FD | 41,242 | $292,000 | thousands by filing date | |
| VOXELJET AG | 92912L206 | ADS | 31,942 | $292,000 | thousands by filing date | |
| EURODRY LTD | Y23508107 | COM | 9,328 | $291,000 | thousands by filing date | |
| COLONY BANKCORP | 19623P101 | COMMON STOCK | 15,604 | $291,000 | thousands by filing date | |
| ROCKLEY PHOTONICS HLDGS LTD | G7614L109 | COM | 38,586 | $290,000 | thousands by filing date | |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 36,108 | $289,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052W104 | COM | 40,807 | $287,000 | thousands by filing date | |
| MEDIWOUND LTD | M68830104 | ORD SHS | 85,947 | $287,000 | thousands by filing date | |
| SCWORX CORP COM | 78396V109 | Stock | 132,928 | $286,000 | thousands by filing date | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 12,321 | $285,000 | thousands by filing date | |
| SECURITY NATL FINL CORP CL A | 814785309 | COMMON STOCK | 34,552 | $284,000 | thousands by filing date | |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 90,620 | $284,000 | thousands by filing date | |
| CALEDONIA MINING CORP PLC | G1757E113 | COMMON STOCK | 23,335 | $283,000 | thousands by filing date | |
| DZS INC | 268211109 | COMMON STOCK | 22,904 | $281,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 6,602 | $280,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 178,081 | $280,000 | thousands by filing date | |
| INVESCO BULLETSHARES (R)2026 MUNICIPAL BOND ETF | 46138J510 | UIE | 10,815 | $280,000 | thousands by filing date | |
| YELLOW CORP | 985510106 | COM | 49,552 | $280,000 | thousands by filing date | |
| TWO RDS SHARED TR ANFIELD DIVERSIF | 90213U115 | ETF | 27,446 | $280,000 | thousands by filing date | |
| MIDATECH PHARMA PLC | 59564R302 | SPONSORED ADS | 160,792 | $280,000 | thousands by filing date | |
| CITIC CAPITAL ACQUISITION CO | G21513109 | COM CL A | 28,088 | $280,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 21,395 | $279,000 | thousands by filing date | |
| SOC TELEMED | 78472F101 | COM | 123,885 | $279,000 | thousands by filing date | |
| NORTHEAST CMNTY BANCORP INC | 664121100 | COM | 25,515 | $278,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C821 | US EQTY ULTRA B | 10,000 | $278,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 8,399 | $278,000 | thousands by filing date | |
| CBTX INC | 12481V104 | COM | 10,524 | $278,000 | thousands by filing date | |
| OP BANCORP | 67109R109 | COMMON STOCK | 26,911 | $277,000 | thousands by filing date | |
| PROSHARES TR PSHS ULTRA DOW30 | 74347r305 | INDX FD | 3,976 | $276,000 | thousands by filing date | |
| CONX CORP | 212873103 | WRNT | 28,068 | $276,000 | thousands by filing date | |
| VERVE THERAPEUTICS INC | 92539P101 | COM | 5,889 | $276,000 | thousands by filing date | |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 17,689 | $275,000 | thousands by filing date | |
| SCYNEXIS INC | 811292200 | COM NEW | 51,885 | $275,000 | thousands by filing date | |
| LYRA THERAPEUTICS INC | 55234L105 | COM | 30,163 | $275,000 | thousands by filing date | |
| GREENIDGE GENERATION HLDGS I | 39531G100 | COM | 10,782 | $275,000 | thousands by filing date | |
| TITAN MED INC | 88830X819 | COM | 179,747 | $273,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 75,064 | $272,000 | thousands by filing date | |
| PROVIDENT BANCORP INC | 74383L105 | COM NEW | 17,032 | $272,000 | thousands by filing date | |
| IG ACQUISITION CORP | 449534106 | COM CL A | 27,705 | $272,000 | thousands by filing date | |
| TERNS PHARMACEUTICALS INC COM | 880881107 | Stock | 26,044 | $271,000 | thousands by filing date | |
| ALKAMI TECHNOLOGY INC | 01644J108 | COM | 10,996 | $271,000 | thousands by filing date | |
| VYNE THERAP. | 92941V209 | COM | 194,618 | $271,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y434 | GENOMIC BIOTECH | 12,213 | $271,000 | thousands by filing date | |
| SQUARESPACE INC | 85225A107 | CLASS A | 6,968 | $270,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 7,846 | $270,000 | thousands by filing date | |
| SKYWATER TECHNOLOGY INC COM | 83089J108 | Stock | 9,867 | $269,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 14,861 | $269,000 | thousands by filing date | |
| PROSHARES TR II | 74347Y862 | mc | 17,760 | $269,000 | thousands by filing date | |
| ALEXANDERS INC COM | 014752109 | REIT | 1,032 | $268,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 6,795 | $268,000 | thousands by filing date | |
| PRO DEX INC | 74265M205 | COMMON STOCK | 10,456 | $268,000 | thousands by filing date | |
| Delek Logistics Partners LP | 24664T103 | Com | 5,915 | $268,000 | thousands by filing date | |
| PRAXIS PRECISION MEDICINES I | 74006W108 | COM | 14,484 | $267,000 | thousands by filing date | |
| SEA LTD | 81141RAF7 | NOTE 2.375%12/0 | 75,000 | $267,000 | thousands by filing date | principal |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 17,478 | $266,000 | thousands by filing date | |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 10,868 | $266,000 | thousands by filing date | |
| LMP Automotive Holdings | 53952P101 | COM | 17,276 | $266,000 | thousands by filing date | |
| NORWOOD FINANCIAL CORP | 669549107 | COMMON STOCK | 10,397 | $265,000 | thousands by filing date | |
| MOMENTUS INC | 60879E101 | COM | 25,030 | $265,000 | thousands by filing date | |
| ISHARES TR | 46429B465 | MSCI GERMNY ETF | 3,266 | $265,000 | thousands by filing date | |
| MARINE PETE TR | 568423107 | UNIT BEN INT | 62,900 | $264,000 | thousands by filing date | |
| TIGA ACQUISITION CORP | G88672103 | SHS CL A | 26,070 | $264,000 | thousands by filing date | |
| MARINUS PHARMACEUTICALS INC | 56854Q200 | COM NEW | 23,217 | $263,000 | thousands by filing date | |
| ISHARES TR | 46435G441 | ESG ADVNCD HY BD | 5,001 | $262,000 | thousands by filing date | |
| Axonics | 88875G101 | COM | 179,461 | $262,000 | thousands by filing date | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 49,019 | $258,000 | thousands by filing date | |
| CLIPPER REALTY INC | 18885T306 | COM | 31,869 | $258,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 17,351 | $258,000 | thousands by filing date | |
| TRANSACT TECHNOLOGIES INC | 892918103 | CMN | 18,581 | $258,000 | thousands by filing date | |
| MARKETWISE INC | 57064P107 | COM CL A | 31,098 | $257,000 | thousands by filing date | |
| GENPREX INC | 372446104 | COM | 96,115 | $257,000 | thousands by filing date | |
| FRP HOLDINGS INC | 30292L107 | COMMON STOCK | 4,587 | $256,000 | thousands by filing date | |
| Greenpower Motor Co | 39540E302 | COM | 17,178 | $256,000 | thousands by filing date | |
| GAMIDA CELL LTD | M47364100 | SHS | 65,364 | $256,000 | thousands by filing date | |
| MERIDIAN CORP | 58958P104 | COMMON STOCK | 8,888 | $255,000 | thousands by filing date | |
| ITERUM THERAPEUTICS PLC SHS NEW | G6333L101 | Stock | 456,410 | $255,000 | thousands by filing date | |
| POSEIDA THERAPEUTICS INC | 73730P108 | COM | 34,955 | $254,000 | thousands by filing date | |
| SOFI TECHNOLOGIES INC | 83406F110 | *W EXP 05/28/202 | 40,758 | $254,000 | thousands by filing date | |
| ARCHER AVIATION INC | 03945R102 | COM CL A | 28,513 | $253,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 25,936 | $253,000 | thousands by filing date | |
| VIRACTA THERAPEUTICS INC | 92765F108 | COM | 31,501 | $253,000 | thousands by filing date | |
| PONTEM CORPORATION | G71707114 | UNIT 99/99/9999 | 25,303 | $252,000 | thousands by filing date | |
| ARCHAEA ENERGY INC | 03940F103 | COM CL A | 13,246 | $251,000 | thousands by filing date | |
| SILVERBOW RES INC | 82836G102 | COM | 10,223 | $251,000 | thousands by filing date | |
| GREENLANE HLDGS INC | 395330103 | CL A | 106,213 | $251,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R300 | COM NEW | 95,081 | $251,000 | thousands by filing date | |
| ANGEL OAK FINL STRATEGIES IN | 03464A118 | RIGHT 10/14/2021 | 1,164,212 | $250,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 104,106 | $249,000 | thousands by filing date | |
| JMP GROUP INC | 46629U107 | COMMON STOCK | 33,126 | $248,000 | thousands by filing date | |
| EXPAND ENERGY CORPORATION | 165167180 | *W EXP 02/09/202 | 8,486 | $248,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G880 | FUND | 10,256 | $248,000 | thousands by filing date | |
| HEALTH ASSURANCE ACQUIS- | 42226W109 | COM CL A | 25,205 | $247,000 | thousands by filing date | |
| XOMA ROYALTY CORPORATION | 98419J206 | COMMON STOCK | 9,889 | $245,000 | thousands by filing date | |
| AEVA TECHNOLOGIES INC | 00835Q103 | COM | 30,829 | $245,000 | thousands by filing date | |
| CHINA ONLINE ED GROUP | 16954L105 | SPONSORED ADR | 93,749 | $245,000 | thousands by filing date | |
| RETRACTABLE TECHNOLOGIES INC | 76129W105 | COM | 22,143 | $244,000 | thousands by filing date | |
| FINCH THERAPEUTICS GROUP INC | 31773D101 | COM | 18,789 | $244,000 | thousands by filing date | |
| THE BANK OF PRINCETON | 064520109 | COMMON | 8,122 | $243,000 | thousands by filing date | |
| WATSCO INC | 942622101 | CL B CONV | 900 | $242,000 | thousands by filing date | |
| Applied Therapeutics Inc | 03828A101 | Common Stock | 14,597 | $242,000 | thousands by filing date | |
| CARTER BANKSHARES INC | 146103106 | COMMON STOCK | 16,930 | $240,000 | thousands by filing date | |
| INTEGRAL AD SCIENCE HLDNG CO | 45828L108 | COM | 11,617 | $240,000 | thousands by filing date | |
| AURORA CANNABIS INC | 05156XAG3 | NOTE 5.500% 2/2 | 287,000 | $240,000 | thousands by filing date | principal |
| DIREXION SHARES ETF TRUST | 25490K596 | DAIL HO SUPP ETF | 3,629 | $238,000 | thousands by filing date | |
| PROSHARES TR | 74347R693 | PSHS ULTRA TECH | 2,392 | $237,000 | thousands by filing date | |
| LEGACY HOUSING CORP | 52472M101 | COMMON STOCK | 13,163 | $237,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 143,631 | $237,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 9,842 | $236,000 | thousands by filing date | |
| INVESCO BULLETSHARES (R)2027 MUNICIPAL BOND ETF | 46138J494 | UIE | 9,176 | $236,000 | thousands by filing date | |
| GAIA INC NEW | 36269P104 | CL A | 24,891 | $236,000 | thousands by filing date | |
| Tscan Therapeutics Inc | 89854M101 | COM | 28,236 | $235,000 | thousands by filing date | |
| SUNLIGHT FINANCIAL HOLDINGS | 86738J106 | COM | 44,200 | $235,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 9,849 | $235,000 | thousands by filing date | |
| BERKSHIRE GREY INC | 084656107 | COM | 33,317 | $235,000 | thousands by filing date | |
| DOMA HOLDINGS INC | 25703A104 | COM | 31,738 | $235,000 | thousands by filing date | |
| AMERICAS GOLD AND SILVER COR | 03062D100 | COM | 293,963 | $234,000 | thousands by filing date | |
| OAK VALLEY BANCORP | 671807105 | COMMON STOCK | 13,336 | $234,000 | thousands by filing date | |
| SOUNDTHINKING INC | 82536T107 | COM | 6,447 | $234,000 | thousands by filing date | |
| HOWARD BANCORP INC COM | 442496105 | COM | 11,557 | $234,000 | thousands by filing date | |
| CSG SYS INTL INC | 126349AF6 | NOTE 4.250% 3/1 | 227,000 | $234,000 | thousands by filing date | principal |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 3,319 | $232,000 | thousands by filing date | |
| MAVERIX METALS INC | 57776F405 | COMMON STOCK-FO | 51,942 | $232,000 | thousands by filing date | |
| ELECTRIC LAST MILE SOLUTCLASS A | 28489L104 | STOK | 31,321 | $232,000 | thousands by filing date | |
| SYNLOGIC INC | 87166L100 | COM | 76,157 | $232,000 | thousands by filing date | |
| BANK FIRST CORP | 06211J100 | COM | 3,246 | $231,000 | thousands by filing date | |
| BURCON NUTRASCIENCE CORP | 120831102 | COM | 147,589 | $231,000 | thousands by filing date | |
| MUDRICK CAPITAL ACQU CORP II | 62477L107 | COM CL A | 23,175 | $231,000 | thousands by filing date | |
| CLEARPOINT NEURO INC | 18507C103 | COM | 12,936 | $230,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P207 | EMER MKT COR DIV | 7,529 | $230,000 | thousands by filing date | |
| Dimensional US Small Cap ETF | 25434V500 | COM | 3,983 | $229,000 | thousands by filing date | |
| LANTRONIX INC | 516548203 | COMMON STOCK | 39,367 | $229,000 | thousands by filing date | |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 9,462 | $229,000 | thousands by filing date | |
| CYCLERION THERAPEUTICS INC | 23255M105 | COM | 74,508 | $229,000 | thousands by filing date | |
| EVERCOMMERCE INC | 29977X105 | COMMON STOCK | 13,842 | $228,000 | thousands by filing date | |
| PYROGENESIS CDA INC | 74734T104 | COM | 56,762 | $228,000 | thousands by filing date | |
| SONIDA SENIOR LIVING INC | 140475203 | COMMON STOCK | 6,453 | $227,000 | thousands by filing date | |
| CORECARD CORPORATION | 45816D100 | COM | 5,592 | $227,000 | thousands by filing date | |
| XTL BIOPHARMACEUTICALS LTD | 98386D307 | SPONSORED ADR NE | 51,671 | $226,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 38,666 | $226,000 | thousands by filing date | |
| WIDEPOINT CORP | 967590209 | COMMON | 42,807 | $225,000 | thousands by filing date | |
| FRANKLIN WIRELESS CORP | 355184102 | COM | 31,006 | $225,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733A201 | DOW 30 EQL WGT | 7,490 | $224,000 | thousands by filing date | |
| INVESCO BULLETSHARES (R)2028 MUNICIPAL BOND ETF | 46138J486 | UIE | 8,586 | $224,000 | thousands by filing date | |
| RECURSION PHARMACEUTICALS IN | 75629V104 | CL A | 9,700 | $223,000 | thousands by filing date | |
| VELOCITY FINANCIAL INC | 92262D101 | COMMON STOCK | 16,965 | $223,000 | thousands by filing date | |
| VANECK SOCIAL SENTIMENT ETF | 92189H839 | UIT EXCHANGE TRADED | 9,046 | $223,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C102 | mc | 4,692 | $223,000 | thousands by filing date | |
| ATRENEW INC | 00138L108 | SPONSORED ADS | 22,088 | $222,000 | thousands by filing date | |
| SIMILARWEB LTD | M84137104 | SHS | 10,600 | $222,000 | thousands by filing date | |
| LOGAN RIDGE FINANCE CORP | 541098109 | COM | 8,597 | $221,000 | thousands by filing date | |
| MIRUM PHARMACEUTICALS INC | 604749101 | COM | 11,025 | $220,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y319 | CMN | 8,108 | $220,000 | thousands by filing date | |
| UNITED STS 12 MONTH OIL FD L | 91288V103 | UNIT BEN INT | 8,139 | $220,000 | thousands by filing date | |
| BLACKROCK VA MUN BD TR | 092481100 | COM | 12,386 | $220,000 | thousands by filing date | |
| Constellation Brands Inc Cl B | 21036P207 | Com | 1,046 | $220,000 | thousands by filing date | |
| INTEST CORP | 461147100 | COMMON STOCK | 19,044 | $219,000 | thousands by filing date | |
| WEIBO CORP | 948596AC5 | NOTE 1.250%11/1 | 226,000 | $219,000 | thousands by filing date | principal |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 146,082 | $219,000 | thousands by filing date | |
| NOVAN INC COM NEW | 66988N205 | Stock | 27,024 | $219,000 | thousands by filing date | |
| SILENCE THERAPEUTICS PLC | 82686Q101 | ADS | 10,615 | $218,000 | thousands by filing date | |
| Taiwan Fund Inc/The/Md | 874036106 | COM | 6,184 | $218,000 | thousands by filing date | |
| Ohr Pharmaceutical Inc | 64132K102 | COM | 60,230 | $218,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F771 | FT VEST US | 6,345 | $217,000 | thousands by filing date | |
| SOLID BIOSCIENCES INC COM NEW | 83422E105 | Stock | 91,402 | $217,000 | thousands by filing date | |
| DECIBEL THERAPEUTICS INC | 24343R106 | COM | 28,154 | $217,000 | thousands by filing date | |
| INTAPP INC | 45827U109 | COM | 8,369 | $216,000 | thousands by filing date | |
| LISTED FDS TR | 53656F862 | SHARES CORE BD | 8,319 | $216,000 | thousands by filing date | |
| SCHMITT INDS INC ORE | 806870200 | COM | 50,320 | $216,000 | thousands by filing date | |
| HORIZON ACQUISITION CORPORAT | G46044106 | CMN | 22,000 | $216,000 | thousands by filing date | |
| MERIDIANLINK INC | 58985J105 | COMMON STOCK | 9,634 | $215,000 | thousands by filing date | |
| CHEGG INC | 163092AD1 | NOTE 0.125% 3/1 | 150,000 | $215,000 | thousands by filing date | principal |
| ZILLOW GROUP INC | 98954MAE1 | NOTE 0.750% 9/0 | 104,000 | $214,000 | thousands by filing date | principal |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 36,673 | $213,000 | thousands by filing date | |
| United Parcel Service, Inc | 917286106 | COM | 12,354 | $211,000 | thousands by filing date | |
| FIDELITY DD BANCORP INC | 31609R100 | COMMON STOCK | 4,153 | $210,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 970 | $209,000 | thousands by filing date | |
| Yatra Online Incorporated Ord SHS | G98338109 | Common Stock | 103,352 | $209,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 84,340 | $209,000 | thousands by filing date | |
| NEW ENGLAND RLTY ASSOC LTD P | 644206104 | DEPOSITRY RCPT | 3,433 | $209,000 | thousands by filing date | |
| INOZYME PHARMA INC | 45790W108 | COM | 17,994 | $209,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 5,953 | $208,000 | thousands by filing date | |
| CELCUITY INC | 15102K100 | COM | 11,589 | $207,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y876 | DAIL HEAL BU ETF | 1,924 | $207,000 | thousands by filing date | |
| RED VIOLET INC | 75704L104 | COMMON STOCK | 8,002 | $207,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 37,173 | $207,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A172 | NATIONWIDE NASDQ | 7,561 | $207,000 | thousands by filing date | |
| ANIXA BIOSCIENCES INC | 03528H109 | COM | 43,213 | $206,000 | thousands by filing date | |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 13,176 | $206,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 56,437 | $206,000 | thousands by filing date | |
| OCEAN PWR TECHNOLOGIES I | 674870506 | Equity | 88,629 | $206,000 | thousands by filing date | |
| FORMULA SYSTEMS 1985 LTD | 346414105 | SPONSORED ADS | 2,101 | $206,000 | thousands by filing date | |
| POWERSCHOOL HOLDINGS INC | 73939C106 | COMMON STOCK | 8,354 | $206,000 | thousands by filing date | |
| VANECK INTERNATIONAL HIGH YIEL | 92189F445 | INTERNATIONAL HI | 8,261 | $205,000 | thousands by filing date | |
| EQUITY DISTR ACQUISITION COR | 29465E106 | CMN | 20,849 | $205,000 | thousands by filing date | |
| CAPRICOR THERAPEUTICS INC | 14070B309 | COMMON STOCK | 50,663 | $204,000 | thousands by filing date | |
| MESA RTY TR | 590660106 | UNIT BEN INT | 35,900 | $204,000 | thousands by filing date | |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 7,704 | $203,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 24,162 | $203,000 | thousands by filing date | |
| VIEMED HEALTHCARE INC | 92663R105 | COM | 36,187 | $202,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 32,481 | $202,000 | thousands by filing date | |
| CORE MOLDING TECHNOLOGIES IN | 218683100 | COMMON STOCK | 17,437 | $201,000 | thousands by filing date | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 18,110 | $201,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 3,812 | $201,000 | thousands by filing date | |
| GENFIT S A | 372279109 | ADS | 54,336 | $201,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000895421-21-000571 | this filing | 2021-11-15 | acceptance time not in the bulk data set |