13F-HR filed by MORGAN STANLEY
MORGAN STANLEY filed this 13F-HR for the quarter ended 2021-09-30, filed 2021-11-15, with 8,075 holding rows worth $742,479,307,000.
- Accession
- 0000895421-21-000571
- Filer
- CIK 895421
- Filed
- 2021-11-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A combination report, 33,150 entries on the cover page, a total value of $742,479,307,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $742,479,307,000 with VALUE read as thousands by filing date, 13F file number 028-03432. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerEATON VANCE MANAGEMENT028-04139
- reports for this filerATLANTA CAPITAL MANAGEMENT CO L L C028-05936
- reports for this filerPARAMETRIC PORTFOLIO ASSOCIATES LLC028-04558
- included managerMORGAN STANLEY & CO INTERNATIONAL PLC028-04312
- included managerMORGAN STANLEY & CO. LLC028-11873
- included managerMorgan Stanley Canada LTD028-13197
- included managerMorgan Stanley Capital Services LLC028-11865
- included managerMORGAN STANLEY AIP GP LP028-14710
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT CO028-11366
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT INC028-11866
- included managerMorgan Stanley Investment Management LTD028-11867
- included managerMORGAN STANLEY SMITH BARNEY LLC028-13935
- included managerMorgan Stanley Strategic Investments, Inc028-12509
- included managerMorgan Stanley Uruguay Ltda.028-11533
- included managerFundlogic Sas028-15873
- included managerMorgan Stanley Asia Ltd028-19343
- included managerMorgan Stanley Wealth Management Australia Pty Ltd028-19344
- included managerMorgan Stanley Bank Asia Ltd028-17710
- included managerETRADE Capital Management LLC028-14182
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 115,584 | $2,173,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E127 | REIT ETF | 227,594 | $2,165,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 217,464 | $2,164,000 | thousands by filing date | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 340,194 | $2,160,000 | thousands by filing date | |
| ENVISTA HOLDINGS CORPORATION | 29415FAB0 | BOND | 1,043,000 | $2,158,000 | thousands by filing date | principal |
| Misonix Inc | 604871103 | COM | 85,242 | $2,157,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 88,776 | $2,156,000 | thousands by filing date | |
| CELSION CORP | 15117N503 | COM PAR NEW | 2,332,078 | $2,156,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 892,107 | $2,150,000 | thousands by filing date | |
| WOORI FINL GROUP INC SPONSORED ADS | 981064108 | ADR | 74,200 | $2,144,000 | thousands by filing date | |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 41,029 | $2,143,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430404 | ACTIVEBETA JAP | 55,346 | $2,140,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 422,822 | $2,139,000 | thousands by filing date | |
| BRIGHAM MINERALS INC | 10918L103 | COMMON STOCK | 111,554 | $2,138,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 236,170 | $2,137,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E214 | S&P INTL QULTY | 70,564 | $2,132,000 | thousands by filing date | |
| MYOVANT SCIENCES LTD | G637AM102 | COMMON STOCK-FO | 94,958 | $2,130,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 75,981 | $2,128,000 | thousands by filing date | |
| AGRIFY CORP | 00853E107 | COM | 114,735 | $2,127,000 | thousands by filing date | |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 85,928 | $2,126,000 | thousands by filing date | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 84,307 | $2,123,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 90,061 | $2,121,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 72,683 | $2,114,000 | thousands by filing date | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 143,787 | $2,112,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 281,722 | $2,112,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 162,081 | $2,109,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 541,048 | $2,106,000 | thousands by filing date | |
| SILICON LABORATORIES INC | 826919AD4 | NOTE 0.625% 6/1 | 1,639,000 | $2,104,000 | thousands by filing date | principal |
| ALTA EQUIPMENT GROUP INC COMMON STOCK | 02128L106 | Stock | 152,838 | $2,098,000 | thousands by filing date | |
| VERSO CORP | 92531L207 | CL A | 101,030 | $2,097,000 | thousands by filing date | |
| MONTE ROSA THERAPEUTICS INC | 61225M102 | COM | 93,901 | $2,092,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 126,459 | $2,091,000 | thousands by filing date | |
| OPTIMIZERX CORP | 68401U204 | COM NEW | 24,432 | $2,090,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 92,086 | $2,087,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 220,572 | $2,087,000 | thousands by filing date | |
| STRATA CRITICAL MEDICAL INC | 092667112 | *W EXP 05/07/202 | 700,000 | $2,086,000 | thousands by filing date | |
| THE LION ELECTRIC COMPANY | 536221104 | COMMON STOCK | 164,858 | $2,082,000 | thousands by filing date | |
| VIZIO HOLDING CORP | 92858V101 | COMMON STOCK | 97,813 | $2,078,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 681,427 | $2,078,000 | thousands by filing date | |
| ASPEN AEROGELS INC | 04523Y105 | COMMON STOCK | 45,083 | $2,075,000 | thousands by filing date | |
| BARINGS BDC INC | 06759L103 | COM | 188,085 | $2,072,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP WT EXP 080327 | 674599162 | Stock | 174,912 | $2,072,000 | thousands by filing date | |
| UR-ENERGY INC | 91688R108 | COM | 1,201,895 | $2,068,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 49,136 | $2,068,000 | thousands by filing date | |
| TRANSCAT INC | 893529107 | COM | 32,065 | $2,067,000 | thousands by filing date | |
| PAR TECHNOLOGY CORP | 698884103 | COM | 33,599 | $2,067,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 6,135 | $2,066,000 | thousands by filing date | |
| MERCHANTS BANCORP IND | 58844R108 | COM | 52,321 | $2,065,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 84,049 | $2,064,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 218,960 | $2,060,000 | thousands by filing date | |
| VENATOR MATERIALS PLC | G9329Z100 | Foreign Stock | 722,856 | $2,060,000 | thousands by filing date | |
| Youdao Inc - Adr | 98741T104 | COM | 169,796 | $2,052,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 159,990 | $2,051,000 | thousands by filing date | |
| RANGER OIL CORPORATION CLASS A COM | 70788V102 | Stock | 76,787 | $2,048,000 | thousands by filing date | |
| CLEANSPARK INC | 18452B209 | COM NEW | 176,535 | $2,046,000 | thousands by filing date | |
| FREYR BATTERY | L4135L100 | SHS | 207,247 | $2,045,000 | thousands by filing date | |
| Etfmg Prime Mobile | 26924G409 | COM | 30,162 | $2,041,000 | thousands by filing date | |
| INVESCO | 46138J544 | EXCHANGE TRADED | 79,499 | $2,039,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 46,645 | $2,037,000 | thousands by filing date | |
| COUPA SOFTWARE INC | 22266LAC0 | NOTE 0.125% 6/1 | 1,351,000 | $2,037,000 | thousands by filing date | principal |
| SURO CAP CORP | 86887Q109 | COM NEW | 157,689 | $2,036,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 117,582 | $2,036,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES SWISS | 46138R108 | SWISS FRANC | 20,993 | $2,034,000 | thousands by filing date | |
| CLEARWATER ANALYTICS HLDGS I | 185123106 | CL A | 79,422 | $2,034,000 | thousands by filing date | |
| LIVANOVA PLC | G5509L101 | SHS | 25,661 | $2,032,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 158,375 | $2,026,000 | thousands by filing date | |
| ETSY INC | 29786AAJ5 | NOTE 0.125%10/0 | 836,000 | $2,026,000 | thousands by filing date | principal |
| REMARK HLDGS INC | 75955K102 | COM | 1,928,650 | $2,025,000 | thousands by filing date | |
| INNOVIZ TECHNOLOGIES LTD | M5R635108 | SHS | 351,485 | $2,024,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 494,916 | $2,023,000 | thousands by filing date | |
| VIRTUS DIVERSIFIED INCM & CO | 92840N100 | COM | 59,552 | $2,018,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 185,852 | $2,018,000 | thousands by filing date | |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 485,015 | $2,016,000 | thousands by filing date | |
| IQIYI INC | 46267XAE8 | NOTE 4.000%12/1 | 2,344,000 | $2,013,000 | thousands by filing date | principal |
| EUROSEAS LTD | Y23592135 | COM | 59,844 | $2,012,000 | thousands by filing date | |
| TECTONIC THERAPEUTIC INC COM | 05455M100 | Stock | 360,120 | $2,010,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P102 | NUVEEN ENHNC YLD | 80,952 | $2,009,000 | thousands by filing date | |
| JIANPU TECHNOLOGY INC | 47738D309 | ADS COMMON | 1,367,017 | $2,009,000 | thousands by filing date | |
| JUST EAT TAKEAWAY COM N V NPV | 48214T305 | SPONSORED ADS | 138,139 | $2,008,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC COM | 665531307 | Stock | 93,764 | $2,007,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 342,950 | $2,007,000 | thousands by filing date | |
| GREIF INC | 397624206 | CL B | 30,964 | $2,006,000 | thousands by filing date | |
| McCormick & Company Inc | 579780107 | COM | 24,324 | $2,004,000 | thousands by filing date | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 124,761 | $2,002,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 246,362 | $2,000,000 | thousands by filing date | |
| Direxion Daily S&P 500 Bear 3X Shares | 25460E265 | ETF | 86,304 | $2,000,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P870 | NUVEEN ESG US | 77,153 | $1,997,000 | thousands by filing date | |
| TINGO GROUP INC | 55328R109 | COM | 1,288,339 | $1,997,000 | thousands by filing date | |
| MESA AIR GROUP INC | 590479135 | COM NEW | 260,247 | $1,996,000 | thousands by filing date | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 127,227 | $1,995,000 | thousands by filing date | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 147,542 | $1,992,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 142,789 | $1,981,000 | thousands by filing date | |
| PORCH GROUP INC | 733245104 | COM | 111,900 | $1,978,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092303 | CONSMR STAPLES | 47,271 | $1,978,000 | thousands by filing date | |
| SILVERCREST METALS INC | 828363101 | COM | 283,315 | $1,977,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 43,704 | $1,973,000 | thousands by filing date | |
| ABERDEEN GLOBAL DYNAMIC DIVIDE | 00302M106 | COM | 169,485 | $1,969,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 116,520 | $1,969,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 281,450 | $1,967,000 | thousands by filing date | |
| TALIS BIOMEDICAL CORP | 87424L108 | CMN | 314,614 | $1,966,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 96,317 | $1,963,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 235,013 | $1,956,000 | thousands by filing date | |
| FUSION FUEL GREEN PLC | G3R25D118 | CL A | 179,803 | $1,953,000 | thousands by filing date | |
| ANAPTYSBIO INC | 032724106 | COM | 71,946 | $1,951,000 | thousands by filing date | |
| iShares MSCI Russia ETF Special | 46434G798 | Exchange Traded Fund | 40,621 | $1,940,000 | thousands by filing date | |
| HILLMAN SOLUTIONS CORP | 431636109 | COM | 161,956 | $1,932,000 | thousands by filing date | |
| SPRUCE POWER HOLDING CORP | 9837FR100 | COMMON STOCK | 312,765 | $1,926,000 | thousands by filing date | |
| ISHARES TR | 46436E544 | ESG SELECT SCREE | 50,000 | $1,925,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 206,232 | $1,923,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 289,501 | $1,909,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 132,686 | $1,909,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 70,457 | $1,901,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 32,625 | $1,897,000 | thousands by filing date | |
| BRAINSWAY LTD | 10501L106 | CMN | 235,211 | $1,896,000 | thousands by filing date | |
| PROSHARES TR | 74347G861 | ULTRAPRO SHT QQQ | 219,703 | $1,896,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 97,814 | $1,895,000 | thousands by filing date | |
| 8X8 INC NEW | 282914AB6 | BOND | 1,684,000 | $1,892,000 | thousands by filing date | principal |
| ACV AUCTIONS INC | 00091G104 | COM CL A | 105,368 | $1,885,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 193,053 | $1,882,000 | thousands by filing date | |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 48,657 | $1,882,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 42,115 | $1,880,000 | thousands by filing date | |
| ROMEO POWER INC | 776153108 | COM | 379,300 | $1,879,000 | thousands by filing date | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 122,216 | $1,875,000 | thousands by filing date | |
| Inflarx Nv | N44821101 | COM | 722,975 | $1,873,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 606,049 | $1,866,000 | thousands by filing date | |
| DIVERSEY HLDGS LTD | G28923103 | COM | 116,020 | $1,861,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 79,055 | $1,860,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 64,341 | $1,860,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T104 | COM | 68,923 | $1,857,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 157,046 | $1,854,000 | thousands by filing date | |
| INVESCO RAFI DEVELOPED MARKETS EX-U.S. SMALL-MID ETF | 46138E735 | ETF | 49,343 | $1,853,000 | thousands by filing date | |
| AZUL S A | 05501U106 | OPT | 92,372 | $1,853,000 | thousands by filing date | |
| ADVANTAGE SOLUTIONS INC. | 00791N102 | COM CL A | 214,040 | $1,852,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N816 | VCSHS DEV ENH VL | 55,006 | $1,848,000 | thousands by filing date | |
| ANGI INC CLASS A | 00183L102 | CL A | 149,654 | $1,846,000 | thousands by filing date | |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 66,062 | $1,837,000 | thousands by filing date | |
| SOS LIMITED | 83587W106 | SPNSORD ADS NEW | 862,405 | $1,837,000 | thousands by filing date | |
| MAXEON SOLAR TECHNOLOGIES LT | Y58473102 | SHS | 104,132 | $1,836,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 71,538 | $1,833,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 157,720 | $1,833,000 | thousands by filing date | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 129,930 | $1,831,000 | thousands by filing date | |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 209,650 | $1,831,000 | thousands by filing date | |
| GLOBAL INDUSTRIAL COMPANY COM | 37892E102 | Stock | 48,305 | $1,830,000 | thousands by filing date | |
| FUTURE FINTECH GROUP INC | 36117V105 | COM PAR | 875,113 | $1,829,000 | thousands by filing date | |
| REPAY HLDGS CORP | 76029L100 | COM CL A | 79,342 | $1,827,000 | thousands by filing date | |
| AVIAT NETWORKS INC | 05366Y201 | COMMON STOCK | 55,485 | $1,823,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V712 | BLOO MVP MUL ETF | 15,354 | $1,821,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 165,311 | $1,820,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 106,273 | $1,817,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 488,389 | $1,816,000 | thousands by filing date | |
| ALIMERA SCIENCES INC | 016259202 | COM | 429,546 | $1,813,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F635 | ISRAEL ETF | 38,295 | $1,808,000 | thousands by filing date | |
| VOLITIONRX LTD | 928661107 | COM | 582,509 | $1,805,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P806 | RIVRFRNT DYN EUR | 24,724 | $1,802,000 | thousands by filing date | |
| MORPHOSYS AG | 617760202 | ADR | 152,621 | $1,794,000 | thousands by filing date | |
| Sohu.Com Ltd-Adr | 83410S108 | COM | 86,044 | $1,793,000 | thousands by filing date | |
| SOPHIA GENETICS SA | H82027105 | ORDINARY SHARES | 102,269 | $1,792,000 | thousands by filing date | |
| RBC BEARINGS INC | 75524B203 | CONV | 16,250 | $1,790,000 | thousands by filing date | |
| HUBSPOT INC | 443573AD2 | NOTE 0.375% 6/0 | 737,000 | $1,789,000 | thousands by filing date | principal |
| FANG HLDGS LTD | 30711Y300 | ADR NEW | 283,086 | $1,783,000 | thousands by filing date | |
| HANCOCK JAFFE LABORATORIES I | 41015N304 | COM NEW | 171,544 | $1,781,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 253,528 | $1,778,000 | thousands by filing date | |
| CTO REALTY GROWTH INC | 22948Q101 | REIT | 33,080 | $1,778,000 | thousands by filing date | |
| NEXA RES S A | L67359106 | COM | 233,375 | $1,774,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 197,442 | $1,773,000 | thousands by filing date | |
| NICOLET BANKSHARES INC | 65406E102 | COM | 23,890 | $1,773,000 | thousands by filing date | |
| CHINDATA GROUP HLDGS LTD | 16955F107 | ADS | 210,830 | $1,773,000 | thousands by filing date | |
| DATADOG INC | 23804LAB9 | NOTE 0.125% 6/1 | 1,068,000 | $1,769,000 | thousands by filing date | principal |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 22,603 | $1,768,000 | thousands by filing date | |
| CROSSFIRST BANKSHARES INC | 22766M109 | COM | 135,644 | $1,764,000 | thousands by filing date | |
| ABRDN GLOBAL INFRA INCOME FU | 00326W106 | COM SHS BEN INT | 87,904 | $1,752,000 | thousands by filing date | |
| NUVASIVE INC | 670704AL9 | BOND | 1,727,000 | $1,752,000 | thousands by filing date | principal |
| BLUECITY HLDGS LTD | 09610L106 | ADS | 584,005 | $1,752,000 | thousands by filing date | |
| NORTHEAST BK PORTLAND ME | 66405S100 | COM | 51,652 | $1,742,000 | thousands by filing date | |
| NOVAVAX INC | 670002AB0 | NOTE 3.750% 2/0 | 1,009,000 | $1,737,000 | thousands by filing date | principal |
| KRYSTAL BIOTECH INC COM | 501147102 | Stock | 33,234 | $1,736,000 | thousands by filing date | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 334,971 | $1,732,000 | thousands by filing date | |
| AUDACY INC | 05070N103 | COM | 470,651 | $1,732,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 114,117 | $1,723,000 | thousands by filing date | |
| LEXINFINTECH HLDGS LTD ADR | 528877103 | ADR | 292,129 | $1,721,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W812 | INT RT HD LONG | 68,437 | $1,721,000 | thousands by filing date | |
| EXACT SCIENCES CORP | 30063PAB1 | NOTE 0.375% 3/1 | 1,513,000 | $1,721,000 | thousands by filing date | principal |
| TILLYS INC | 886885102 | CL A | 122,805 | $1,720,000 | thousands by filing date | |
| SABRE GLBL INC | 78573NAE2 | BOND | 992,000 | $1,720,000 | thousands by filing date | principal |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 945,419 | $1,720,000 | thousands by filing date | |
| AKOYA BIOSCIENCES INC COM | 00974H104 | Stock | 123,151 | $1,719,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y683 | ENHNCD CMMDTY ST | 76,896 | $1,715,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 213,384 | $1,712,000 | thousands by filing date | |
| CORMEDIX INC COM | 21900C308 | Stock | 367,688 | $1,710,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 100,665 | $1,710,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 35,438 | $1,708,000 | thousands by filing date | |
| KIMBELL RTY PARTNERS LP | 49435R102 | UNIT | 120,842 | $1,707,000 | thousands by filing date | |
| HARMONY BIOSCIENCES HLDGS IN | 413197104 | COM | 44,484 | $1,706,000 | thousands by filing date | |
| ZSCALER INC | 98980GAB8 | NOTE 0.125% 7/0 | 935,000 | $1,706,000 | thousands by filing date | principal |
| CHENIERE ENERGY INC | 16411RAG4 | NOTE 4.250% 3/1 | 1,986,000 | $1,704,000 | thousands by filing date | principal |
| TRIP COM GROUP LTD | 22943FAM2 | DBCV 1.250% 9/1 | 1,807,000 | $1,704,000 | thousands by filing date | principal |
| INDUSTRIAS BACHOCO S A B DE | 456463108 | ADR | 38,526 | $1,702,000 | thousands by filing date | |
| GT BIOPHARMA INC | 36254L209 | COM NEW | 252,291 | $1,701,000 | thousands by filing date | |
| MEDIAALPHA INC | 58450V104 | CL A | 90,868 | $1,698,000 | thousands by filing date | |
| PORTMAN RIDGE FIN CORP | 73688F201 | COM NEW | 69,686 | $1,697,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 125,301 | $1,694,000 | thousands by filing date | |
| SELLAS LIFE SCIENCES GROUP I | 81642T209 | COM NEW | 184,868 | $1,694,000 | thousands by filing date | |
| Couchbase Inc | 22207T101 | Common Stock | 54,440 | $1,693,000 | thousands by filing date | |
| VINCI COMPASS INVESTMENTS LTD | G9451V109 | COM CL A | 129,772 | $1,690,000 | thousands by filing date | |
| ORIGIN BANCORP INC | 68621T102 | COMMON STOCK | 39,859 | $1,689,000 | thousands by filing date | |
| DYNE THERAPEUTICS INC COM | 26818M108 | Stock | 103,778 | $1,685,000 | thousands by filing date | |
| ISHARES TR | 46435G102 | CONV BD ETF | 16,877 | $1,684,000 | thousands by filing date | |
| NUVEEN MASS QUALITY MUN INC | 67061E104 | COM | 109,465 | $1,684,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 88,245 | $1,681,000 | thousands by filing date | |
| AMNEAL PHARMACEUTICALS INC | 03168L105 | COM STK CL A | 314,383 | $1,679,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V175 | S&P SML600 GWT | 10,515 | $1,679,000 | thousands by filing date | |
| DIREXION DAILY S&P BIOTECH BULL 3X ETF | 25490K323 | ETF | 30,361 | $1,679,000 | thousands by filing date | |
| ATHIRA PHARMA INC | 04746L104 | COM | 178,773 | $1,677,000 | thousands by filing date | |
| ARQ INC | 00770C101 | COM | 262,230 | $1,676,000 | thousands by filing date | |
| NEWTEKONE INC | 652526203 | COM NEW | 60,296 | $1,672,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 14,460 | $1,672,000 | thousands by filing date | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 13,711 | $1,672,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 151,247 | $1,671,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 353,326 | $1,668,000 | thousands by filing date | |
| BLACKSKY TECHNOLOGY INC | 09263B108 | COM CL A | 160,910 | $1,666,000 | thousands by filing date | |
| BIT MINING LIMITED | 055474100 | SPON ADR REP A | 203,787 | $1,665,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 106,454 | $1,662,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 30,277 | $1,659,000 | thousands by filing date | |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 147,795 | $1,648,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F866 | AFRICA INDEX ETF | 79,295 | $1,647,000 | thousands by filing date | |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 245,968 | $1,645,000 | thousands by filing date | |
| CTI BIOPHARMA CORP | 12648L601 | COM | 556,477 | $1,641,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 20,531 | $1,640,000 | thousands by filing date | |
| RYAN SPECIALTY HOLDINGS INC CL A | 78351F107 | Stock | 48,382 | $1,639,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 219,920 | $1,639,000 | thousands by filing date | |
| EVO PMTS INC | 26927E104 | CL A COM | 68,874 | $1,630,000 | thousands by filing date | |
| DBX ETF TR | 233051663 | XTRACK JAPAN JPX | 48,047 | $1,629,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383204 | COM NEW | 66,027 | $1,627,000 | thousands by filing date | |
| DBX ETF TR | 233051101 | XTRACK MSCI EMRG | 59,747 | $1,624,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 616,988 | $1,622,000 | thousands by filing date | |
| CELLECTIS ADS | 15117K103 | COM | 128,352 | $1,618,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 257,739 | $1,617,000 | thousands by filing date | |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 1,263,579 | $1,617,000 | thousands by filing date | |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 34,436 | $1,614,000 | thousands by filing date | |
| EVOLUS INC | 30052C107 | COM | 211,257 | $1,610,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180DAB2 | BOND | 1,692,000 | $1,609,000 | thousands by filing date | principal |
| EXTERRAN CORP | 30227H106 | COM | 362,128 | $1,608,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 86,733 | $1,607,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 229,255 | $1,607,000 | thousands by filing date | |
| AEHR TEST SYSTEMS | 00760J108 | COMMON STOCK | 117,554 | $1,604,000 | thousands by filing date | |
| PAYONEER GLOBAL INC COM | 70451X104 | Stock | 186,998 | $1,599,000 | thousands by filing date | |
| CULLINAN THERAPEUTICS INC | 230031106 | COM | 70,799 | $1,599,000 | thousands by filing date | |
| ECOVYST INC | 27923Q109 | COM | 136,854 | $1,596,000 | thousands by filing date | |
| THE BEACHBODY COMPANY INC | 073463101 | COM | 288,149 | $1,596,000 | thousands by filing date | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 158,299 | $1,594,000 | thousands by filing date | |
| DECIPHERA PHARMACEUTICALS IN | 24344T101 | COM | 46,931 | $1,594,000 | thousands by filing date | |
| GCM GROSVENOR INC | 36831E108 | COM CL A | 138,214 | $1,592,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 541,175 | $1,592,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 242,515 | $1,586,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC | 02376RAF9 | NOTE 6.500% 7/0 | 1,040,000 | $1,586,000 | thousands by filing date | principal |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 388,895 | $1,582,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 53,885 | $1,577,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 49,730 | $1,577,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 109,500 | $1,575,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P603 | CMN | 60,565 | $1,572,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E648 | GBL X FTSE ETF | 108,862 | $1,569,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 1,065,609 | $1,566,000 | thousands by filing date | |
| SPROTT FOCUS TR INC | 85208J109 | COM | 188,736 | $1,565,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 41,950 | $1,561,000 | thousands by filing date | |
| SCIPLAY CORPORATION | 809087109 | CL A | 75,456 | $1,561,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R643 | ENHANCD SHORT | 15,500 | $1,560,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 33,201 | $1,554,000 | thousands by filing date | |
| 908 DEVICES INC COM | 65443P102 | Stock | 47,727 | $1,552,000 | thousands by filing date | |
| METROPOLITAN BANK HOLDING CO | 591774104 | COMMON STOCK | 18,392 | $1,551,000 | thousands by filing date | |
| LIZHI INC | 53933L104 | ADS | 488,741 | $1,549,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 34,117 | $1,545,000 | thousands by filing date | |
| AEGLEA BIOTHERAPEUTICS INC | 00773J103 | COM | 194,225 | $1,544,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 362,544 | $1,541,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 43,339 | $1,530,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 167,459 | $1,529,000 | thousands by filing date | |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 42,396 | $1,524,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 83,710 | $1,523,000 | thousands by filing date | |
| RANPAK HOLDINGS CORP | 75321W103 | COMMON STOCK | 56,767 | $1,523,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 19,906 | $1,517,000 | thousands by filing date | |
| META MATERIALS INC | 59134N104 | COM | 262,113 | $1,515,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 40,581 | $1,512,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 459,690 | $1,512,000 | thousands by filing date | |
| COREPOINT LODGING INC | 21872L104 | COM | 97,445 | $1,510,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 187,642 | $1,508,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 111,437 | $1,502,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 31,936 | $1,502,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 92,635 | $1,499,000 | thousands by filing date | |
| UNITY BIOTECHNOLOGY INC | 91381U101 | COM | 499,497 | $1,499,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 33,863 | $1,495,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 1,333,179 | $1,494,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 147,554 | $1,493,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 504,367 | $1,493,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 294,239 | $1,492,000 | thousands by filing date | |
| SURGALIGN HOLDINGS INC | 86882C105 | COM | 1,363,311 | $1,485,000 | thousands by filing date | |
| RISE ED CAYMAN LTD | 76761L102 | SPONSORED ADR | 2,389,175 | $1,481,000 | thousands by filing date | |
| INFUSYSTEM HOLDINGS INC | 45685K102 | COMMON STOCK | 113,588 | $1,479,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q676 | ALERIAN ENERGY | 75,010 | $1,476,000 | thousands by filing date | |
| NLIGHT INC | 65487K100 | COM | 52,226 | $1,472,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 102,714 | $1,471,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L308 | MSTAR EMKT FAC | 24,204 | $1,468,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G102 | PRIME JUNIR SLVR | 124,356 | $1,468,000 | thousands by filing date | |
| EQUITY BANCSHARES INC CL A | 29460X109 | COMMON STOCK | 43,857 | $1,465,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y285 | FUND | 82,685 | $1,465,000 | thousands by filing date | |
| WIMI HOLOGRAM CLOUD INC | 97264L100 | SPON ADS CL B | 354,918 | $1,463,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 42,031 | $1,461,000 | thousands by filing date | |
| PANGAEA LOGISTICS SOLUTIONS | G6891L105 | COMMON STOCK | 288,153 | $1,455,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES IN | 34984V209 | COMMON STOCK | 64,435 | $1,453,000 | thousands by filing date | |
| CRINETICS PHARMACEUTICALS INC COM | 22663K107 | Stock | 68,954 | $1,451,000 | thousands by filing date | |
| AMERICAN RES CORP | 02927U208 | CL A | 762,744 | $1,449,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC | 00971TAL5 | NOTE 0.375% 9/0 | 1,330,000 | $1,448,000 | thousands by filing date | principal |
| INVESCO EXCH TRADED FD TR II | 46138G201 | S&P SMLCP MATL | 22,862 | $1,447,000 | thousands by filing date | |
| PROSHARES TR | 74347X294 | HD REPLICATION | 28,165 | $1,446,000 | thousands by filing date | |
| TABOOLA.COM LTD | M8744T106 | ORD SHS | 170,815 | $1,445,000 | thousands by filing date | |
| NORTH AMERN CONSTR GROUP LTD | 656811106 | COM | 98,199 | $1,445,000 | thousands by filing date | |
| LI-CYCLE HOLDINGS CORP | 50202P105 | COMMON SHARES | 123,015 | $1,439,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 62,904 | $1,435,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAR3 | NOTE 4.950% 7/1 | 1,402,000 | $1,435,000 | thousands by filing date | principal |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 42,877 | $1,434,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229AF9 | NOTE 1.000% 1/3 | 1,005,000 | $1,426,000 | thousands by filing date | principal |
| PROSHARES TR II | 74347Y870 | ULTRA BLOOMBERG | 17,258 | $1,421,000 | thousands by filing date | |
| ISHARES IBONDS 2023 TERM HIGH YIELD & INCOME ETF | 46435U150 | ETF | 57,582 | $1,421,000 | thousands by filing date | |
| THE ONE GROUP HOSPITALITY IN | 88338K103 | COM | 132,930 | $1,420,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X309 | S NETWRK FUT VEH | 24,347 | $1,420,000 | thousands by filing date | |
| United States Brent Oil Fund L | 91167Q100 | COM | 68,664 | $1,417,000 | thousands by filing date | |
| TCP Cap Corp Sr Conv Nt | 87238qad5 | CONV | 1,400,000 | $1,417,000 | thousands by filing date | principal |
| PIMCO MUN INCOME FD | 72200R107 | COM | 96,446 | $1,410,000 | thousands by filing date | |
| FIRST ADVANTAGE CORP NEW | 31846B108 | COM | 73,851 | $1,407,000 | thousands by filing date | |
| BRIDGEBIO PHARMA INC | 10806XAB8 | NOTE 2.500% 3/1 | 1,021,000 | $1,405,000 | thousands by filing date | principal |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 96,169 | $1,404,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 29,262 | $1,402,000 | thousands by filing date | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 34,358 | $1,401,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 497,328 | $1,396,000 | thousands by filing date | |
| OYSTER POINT PHARMA INC | 69242L106 | COMMON STOCK | 117,728 | $1,395,000 | thousands by filing date | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 19,116 | $1,392,000 | thousands by filing date | |
| AERSALE CORPORATION | 00810F106 | COM | 81,911 | $1,392,000 | thousands by filing date | |
| SUMMIT THERAPEUTICS INC | 86627T108 | COM | 277,946 | $1,392,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F593 | CMN | 41,347 | $1,388,000 | thousands by filing date | |
| VASCULAR BIOGENICS LTD | M96883109 | COM | 676,211 | $1,386,000 | thousands by filing date | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 9,694 | $1,384,000 | thousands by filing date | |
| ABITS GROUP INC | G6S34K105 | ORDINARY SHARES | 173,888 | $1,375,000 | thousands by filing date | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 107,328 | $1,374,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N535 | SHORT TRM BD ETF | 26,502 | $1,373,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 202,684 | $1,373,000 | thousands by filing date | |
| QUANTERIX CORP | 74766Q101 | COMMON STOCK | 27,586 | $1,372,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G862 | FLOAT RATE ETF | 55,123 | $1,371,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 11,428 | $1,368,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 190,599 | $1,368,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 109,729 | $1,364,000 | thousands by filing date | |
| PROVENTION BIO INC | 74374N102 | COM | 213,017 | $1,364,000 | thousands by filing date | |
| RIVERNORTH DOUBLELINE STRATE | 76882G107 | COM | 93,555 | $1,363,000 | thousands by filing date | |
| ONDAS HLDGS INC | 68236H204 | COM NEW | 148,599 | $1,362,000 | thousands by filing date | |
| ALLOVIR INC | 019818103 | COM | 54,225 | $1,358,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 102,000 | $1,357,000 | thousands by filing date | |
| SAILPOINT TECHNOLOGIES HLDGS | 78781PAB1 | NOTE | 839,000 | $1,352,000 | thousands by filing date | principal |
| Fidelity Low Volatility Factor ETF | 316092824 | SHS | 28,425 | $1,351,000 | thousands by filing date | |
| N-ABLE INC COMMON STOCK | 62878D100 | Stock | 108,941 | $1,351,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 108,624 | $1,349,000 | thousands by filing date | |
| MISSION PRODUCE INC | 60510V108 | COM | 73,238 | $1,346,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B628 | US RL EST SMCP | 52,548 | $1,342,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X194 | SST SPDR MSCI | 10,678 | $1,341,000 | thousands by filing date | |
| GOSSAMER BIO INC | 38341PAA0 | NOTE 5.000% 6/0 | 1,300,000 | $1,341,000 | thousands by filing date | principal |
| FIDELITY COVINGTON TRUST | 316092881 | MSCI MATLS INDEX | 30,222 | $1,338,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 41,757 | $1,337,000 | thousands by filing date | |
| CO-DIAGNOSTICS INC | 189763105 | COM | 137,302 | $1,336,000 | thousands by filing date | |
| Avantis US Small Cap Value ETF | 025072877 | SHS | 17,651 | $1,335,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 137,995 | $1,334,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 84,444 | $1,334,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 274,010 | $1,332,000 | thousands by filing date | |
| SOUTHERN CO | 842587602 | UNIT 08/01/2022 | 26,144 | $1,328,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES | 05614L209 | COM | 206,297 | $1,322,000 | thousands by filing date | |
| FORWARD PHARMA A/S | 34986J204 | SPONSORED ADS NEW | 194,129 | $1,320,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 178,552 | $1,319,000 | thousands by filing date | |
| AMALGAMATED FINANCIAL CORP | 022671101 | COM | 83,249 | $1,317,000 | thousands by filing date | |
| ICAD INC | 44934S206 | COM NEW | 122,458 | $1,316,000 | thousands by filing date | |
| EMEREN GROUP LTD | 75971T301 | SPONSORED ADS | 199,852 | $1,313,000 | thousands by filing date | |
| NUVEEN GA DIVID | 67072B107 | COM | 96,887 | $1,313,000 | thousands by filing date | |
| KATAPULT HOLDINGS INC | 485859102 | COM | 241,290 | $1,311,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y201 | COM | 42,195 | $1,304,000 | thousands by filing date | |
| VICARIOUS SURGICAL INC | 92561V109 | COM | 86,910 | $1,299,000 | thousands by filing date | |
| GOODRICH PETE CORP COM PAR | 382410843 | Stock | 54,853 | $1,297,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 118,410 | $1,297,000 | thousands by filing date | |
| PROSHARES TR | 74347B383 | ULTRASHRT S&P500 | 146,317 | $1,296,000 | thousands by filing date | |
| BATTALION OIL CORP | 07134L107 | COM | 133,068 | $1,295,000 | thousands by filing date | |
| UWM HOLDINGS CORPORATION COM CL A | 91823B109 | Stock | 185,541 | $1,290,000 | thousands by filing date | |
| BIGLARI HOLDINGS INC B | 08986R309 | COMMON STOCK | 7,489 | $1,287,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V423 | S&P 500 VLU MOMN | 26,580 | $1,284,000 | thousands by filing date | |
| MESOBLAST LTD F SPONSORED ADR 1 ADR REPS 10 ORD SHS | 590717104 | SPONS ADR | 213,673 | $1,284,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 332,774 | $1,281,000 | thousands by filing date | |
| INTERCORP FINL SVCS INC | P5626F128 | SHS | 57,342 | $1,280,000 | thousands by filing date | |
| AKERO THERAPEUTICS INC | 00973Y108 | COM | 57,249 | $1,279,000 | thousands by filing date | |
| FTS INTERNATIONAL INC | 30283W302 | COM NEW CL A | 51,585 | $1,269,000 | thousands by filing date | |
| AUTOLUS THERAPEUTICS PLC SPON | 05280R100 | COM | 193,045 | $1,264,000 | thousands by filing date | |
| CARIBOU BIOSCIENCES INC COM | 142038108 | Stock | 52,756 | $1,259,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 368,291 | $1,259,000 | thousands by filing date | |
| CASPER SLEEP INC | 147626105 | COM | 294,684 | $1,258,000 | thousands by filing date | |
| DBX ETF TR | 233051697 | XTRACK MSCI EURO | 33,232 | $1,257,000 | thousands by filing date | |
| ORION S.A. | L72967109 | COM | 68,802 | $1,254,000 | thousands by filing date | |
| DOUYU INTL HLDGS LTD | 25985W105 | SPONSORED ADS | 380,438 | $1,251,000 | thousands by filing date | |
| POLISHED COM INC | 28252C109 | CMN | 398,347 | $1,251,000 | thousands by filing date | |
| ALIGHT INC | 01626W101 | COM CL A | 108,831 | $1,250,000 | thousands by filing date | |
| TORRID HOLDINGS INC | 89142B107 | COMMON STOCK | 80,748 | $1,246,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771VAB4 | NOTE 1.500%10/0 | 1,374,000 | $1,246,000 | thousands by filing date | principal |
| SPDR S&P 500 Fossil Fuel Reserves Free ETF | 78468R796 | SHS | 11,705 | $1,243,000 | thousands by filing date | |
| CURIOSITYSTREAM INC | 23130Q107 | COMMON STOCK | 118,008 | $1,243,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 27,432 | $1,242,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q886 | DIVERSFED RTRN | 14,197 | $1,241,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA | 88339KAA0 | NOTE 3.250%11/0 | 1,339,000 | $1,232,000 | thousands by filing date | principal |
| BRF SA | 10552T107 | SPONSORED ADR | 244,791 | $1,229,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 1,336,690 | $1,229,000 | thousands by filing date | |
| AMERICAN CENTY ETF TR | 025072505 | DIVERSIFIED MU | 22,293 | $1,228,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2029 MUNICIPAL BOND ETF | 46138J478 | ETF | 47,329 | $1,227,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 108,240 | $1,226,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 40,892 | $1,223,000 | thousands by filing date | |
| SNAP ONE HOLDINGS CORP | 83303Y105 | COM | 73,283 | $1,222,000 | thousands by filing date | |
| RADA ELECTR INDS LTD | M81863124 | CMN | 114,552 | $1,219,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 169,435 | $1,217,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 212,325 | $1,217,000 | thousands by filing date | |
| HOVNANIAN ENTERPRISES INC | 442487401 | CL A NEW | 12,607 | $1,215,000 | thousands by filing date | |
| AIRNET TECHNOLOGY INC | 00941Q104 | SPONSORED ADR | 465,616 | $1,215,000 | thousands by filing date | |
| EVOGENE LTD | M4119S104 | SHS | 457,225 | $1,207,000 | thousands by filing date | |
| Hive Blockchain Technologies L | 43366H100 | COM | 451,586 | $1,206,000 | thousands by filing date | |
| BLUE OWL CAPITAL INC COM CL A | 09581B103 | Stock | 77,399 | $1,205,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 96,965 | $1,205,000 | thousands by filing date | |
| ANNOVIS BIO INC | 03615A108 | COM | 37,966 | $1,205,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 62,742 | $1,205,000 | thousands by filing date | |
| TPG MORTGAGE INVESTMENT TRUS | 001228501 | REIT | 105,295 | $1,204,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 169,677 | $1,202,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNICIP | 27826F101 | SH BEN INT | 88,199 | $1,201,000 | thousands by filing date | |
| iShares Future AI & Tech ETF | 46435U556 | SHS | 28,320 | $1,200,000 | thousands by filing date | |
| FINVOLUTION GROUP SPONSORED ADS | 31810T101 | ADR | 212,731 | $1,200,000 | thousands by filing date | |
| IDEANOMICS INC | 45166V106 | COM | 608,772 | $1,200,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 70,789 | $1,199,000 | thousands by filing date | |
| INVESCO INDIA EXCHANGE-TRADE | 46137R109 | INDIA ETF | 42,059 | $1,198,000 | thousands by filing date | |
| CAMBRIDGE BANCORP | 132152109 | COM | 13,604 | $1,197,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061409 | GLOBAL VALUE ETF | 51,594 | $1,196,000 | thousands by filing date | |
| NEWAGE INC | 650194103 | COMMON STOCK | 860,731 | $1,196,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 43,584 | $1,194,000 | thousands by filing date | |
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 90,859 | $1,193,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E529 | NY AMT FRE MUN | 45,775 | $1,190,000 | thousands by filing date | |
| NUVEEN CORE PLUS IMPACT FUND | 67080D103 | COM BEN INT | 60,852 | $1,190,000 | thousands by filing date | |
| RATTLER MIDSTREAM LP | 75419T103 | CMN | 101,240 | $1,189,000 | thousands by filing date | |
| REDFIN CORP | 75737FAA6 | NOTE 1.750% 7/1 | 690,000 | $1,188,000 | thousands by filing date | principal |
| IMARA INC | 45249V107 | COM | 290,648 | $1,186,000 | thousands by filing date | |
| OLAPLEX HLDGS INC | 679369108 | COM | 48,246 | $1,182,000 | thousands by filing date | |
| ACCEL ENTERTAINMENT INC | 00436Q106 | COMMON STOCK | 97,536 | $1,182,000 | thousands by filing date | |
| ODONATE THERAPEUTICS INC | 676079106 | COM | 405,899 | $1,181,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 164,624 | $1,179,000 | thousands by filing date | |
| PROSHARES | 74347Y839 | EXCHANGE TRADED | 48,038 | $1,179,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L810 | WESTN ASET TTL | 43,717 | $1,178,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 221,600 | $1,175,000 | thousands by filing date | |
| LIFESTANCE HEALTH GROUP INC | 53228F101 | COM | 80,607 | $1,168,000 | thousands by filing date | |
| BEAM GLOBAL | 07373B109 | COM | 42,681 | $1,167,000 | thousands by filing date | |
| ALTIMETER GROWTH CORP 2 | G0371B109 | CMN | 117,866 | $1,166,000 | thousands by filing date | |
| PROSHARES TR II | 74347W353 | ULTRA SILVER NEW | 36,421 | $1,165,000 | thousands by filing date | |
| LIBERTY ENERGY INC | 53115L104 | COM CL A | 95,988 | $1,164,000 | thousands by filing date | |
| ATRECA INC | 04965G109 | COM | 186,806 | $1,163,000 | thousands by filing date | |
| Avantis International Small Cap Val ETF | 025072802 | SHS | 17,989 | $1,162,000 | thousands by filing date | |
| NATWEST GROUP PLC | 639057108 | COMMON STOCK-FO | 190,749 | $1,162,000 | thousands by filing date | |
| TRANSPORTATION & LOGISTI | 438083107 | COM | 147,780 | $1,162,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 46,467 | $1,159,000 | thousands by filing date | |
| I3 VERTICALS INC | 46571Y107 | COM CL A | 47,646 | $1,153,000 | thousands by filing date | |
| CIVEO CORP | 17878Y207 | COMMON STOCK | 51,283 | $1,153,000 | thousands by filing date | |
| CASTOR MARITIME INC | Y1146L125 | COMMON | 471,990 | $1,152,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 98,877 | $1,150,000 | thousands by filing date | |
| 180 DEGREE CAP CORP | 68235B208 | COM NEW | 158,414 | $1,148,000 | thousands by filing date | |
| WRAP TECHNOLOGIES INC | 98212N107 | COM | 191,016 | $1,144,000 | thousands by filing date | |
| EQONEX LIMITED | Y2074E109 | SHS | 352,737 | $1,143,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT IN | 538034AU3 | NOTE 2.000% 2/1 | 1,000,000 | $1,142,000 | thousands by filing date | principal |
| VIANT TECHNOLOGY INC A | 92557A101 | COMMON STOCK | 93,320 | $1,140,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E172 | S&P SMLCP STAP | 11,325 | $1,139,000 | thousands by filing date | |
| BRIGHT SCHOLAR ED HLDGS LTD | 109199109 | SPONSORED ADS | 395,798 | $1,136,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G781 | DAI GOL BUL ETF | 26,610 | $1,135,000 | thousands by filing date | |
| ISHARES MSCI DENMARK ETF | 46429B523 | ETF | 10,541 | $1,131,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188101 | CORP BOND ETF | 20,428 | $1,131,000 | thousands by filing date | |
| PMV PHARMACEUTICALS INC | 69353Y103 | COM | 37,889 | $1,128,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 219,383 | $1,125,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R858 | WBI PWR FACTOR | 41,949 | $1,125,000 | thousands by filing date | |
| DWS MUNICIPAL INCOME TRUST | 233368109 | COM | 94,343 | $1,123,000 | thousands by filing date | |
| FIRST EAGLE ALTR CAP BDC INC | 26943B100 | COM | 254,467 | $1,122,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 30,153 | $1,120,000 | thousands by filing date | |
| JASPER THERAPEUTICS INC | 471871103 | COM | 108,860 | $1,117,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 35,117 | $1,110,000 | thousands by filing date | |
| REDWIRE CORPORATION | 75776W103 | COM | 115,271 | $1,110,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAW3 | NOTE 4.625% 3/0 | 1,004,000 | $1,110,000 | thousands by filing date | principal |
| BRIDGETOWN HOLDINGS LTD | G1355U113 | COM | 113,119 | $1,109,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 25,797 | $1,109,000 | thousands by filing date | |
| GULFPORT ENERGY CORP COMMON SHARES | 402635502 | Stock | 13,455 | $1,106,000 | thousands by filing date | |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 24,623 | $1,106,000 | thousands by filing date | |
| CENTER COAST BRKFLD MLP ENRGY SHS BEN INT | 151461209 | CEF | 79,520 | $1,106,000 | thousands by filing date | |
| TCR2 THERAPEUTICS INC | 87808K106 | COM | 129,377 | $1,102,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 74,259 | $1,101,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V753 | FOOD & BEVERAGE | 26,125 | $1,100,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 43,267 | $1,100,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E341 | GLB X GURU INDEX | 22,541 | $1,096,000 | thousands by filing date | |
| DESWELL INDS INC | 250639101 | COM | 307,947 | $1,095,000 | thousands by filing date | |
| LEGALZOOM COM INC | 52466B103 | COM | 41,390 | $1,093,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X475 | ST STR MSCI GLB | 19,883 | $1,088,000 | thousands by filing date | |
| AYTU BIOPHARMA INC | 054754874 | COM | 377,922 | $1,088,000 | thousands by filing date | |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 20,433 | $1,084,000 | thousands by filing date | |
| INTRUSION INC COM NEW | 46121e205 | COM | 266,065 | $1,081,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000895421-21-000571 | this filing | 2021-11-15 | acceptance time not in the bulk data set |