13F-HR filed by MORGAN STANLEY
MORGAN STANLEY filed this 13F-HR for the quarter ended 2021-09-30, filed 2021-11-15, with 8,075 holding rows worth $742,479,307,000.
- Accession
- 0000895421-21-000571
- Filer
- CIK 895421
- Filed
- 2021-11-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A combination report, 33,150 entries on the cover page, a total value of $742,479,307,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $742,479,307,000 with VALUE read as thousands by filing date, 13F file number 028-03432. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerEATON VANCE MANAGEMENT028-04139
- reports for this filerATLANTA CAPITAL MANAGEMENT CO L L C028-05936
- reports for this filerPARAMETRIC PORTFOLIO ASSOCIATES LLC028-04558
- included managerMORGAN STANLEY & CO INTERNATIONAL PLC028-04312
- included managerMORGAN STANLEY & CO. LLC028-11873
- included managerMorgan Stanley Canada LTD028-13197
- included managerMorgan Stanley Capital Services LLC028-11865
- included managerMORGAN STANLEY AIP GP LP028-14710
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT CO028-11366
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT INC028-11866
- included managerMorgan Stanley Investment Management LTD028-11867
- included managerMORGAN STANLEY SMITH BARNEY LLC028-13935
- included managerMorgan Stanley Strategic Investments, Inc028-12509
- included managerMorgan Stanley Uruguay Ltda.028-11533
- included managerFundlogic Sas028-15873
- included managerMorgan Stanley Asia Ltd028-19343
- included managerMorgan Stanley Wealth Management Australia Pty Ltd028-19344
- included managerMorgan Stanley Bank Asia Ltd028-17710
- included managerETRADE Capital Management LLC028-14182
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INNOVATOR ETFS TRUST | 45782C474 | US SML CP PWR B | 2,500 | $78,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 7,319 | $78,000 | thousands by filing date | |
| ARCADIA BIOSCIENCES INC COM | 039014204 | Stock | 37,553 | $78,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 17,336 | $78,000 | thousands by filing date | |
| NEXTPLAY TECHNOLOGIES INC | 65344G102 | COM | 58,275 | $78,000 | thousands by filing date | |
| IMPEL PHARMACEUTICALS INC | 45258K109 | CMN | 6,349 | $78,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C433 | US EQTY BUFR FEB | 2,500 | $77,000 | thousands by filing date | |
| UNITED STS GASOLINE FD LP | 91201T102 | UNITS | 2,011 | $77,000 | thousands by filing date | |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 26,730 | $77,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J834 | MULTFCTR EMRNG | 2,596 | $77,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 24,505 | $77,000 | thousands by filing date | |
| ALLEGHENY TECHNOLOGIES INC | 01741RAG7 | NOTE | 58,000 | $77,000 | thousands by filing date | principal |
| HALL OF FAME RESORT & ENTMT | 40619L102 | COM | 29,139 | $77,000 | thousands by filing date | |
| GRANDSTAND LTD ORDINARY SHARES | G3R239101 | Stock | 8,318 | $76,000 | thousands by filing date | |
| CARECLOUD INC | 14167R100 | COM | 9,908 | $76,000 | thousands by filing date | |
| 1Stdibs.Com Inc | 320551104 | COM | 6,134 | $76,000 | thousands by filing date | |
| MEXICO EQUITY & INCOME FD | 592834105 | COM | 6,992 | $76,000 | thousands by filing date | |
| BIOFRONTERA AG ADR | 09075G105 | COM | 14,300 | $76,000 | thousands by filing date | |
| COVA ACQUISITION CORP | G2554Y112 | UNIT 04/01/2021 | 7,677 | $76,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 1,928 | $75,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 38149W812 | FUTURE TECH LEAD | 1,943 | $75,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y418 | DORSEY WRIGHT | 1,498 | $75,000 | thousands by filing date | |
| LUMIRADX LTD | G5709L109 | SHS | 9,055 | $75,000 | thousands by filing date | |
| VPC IMPACT ACQUISITION HLDG | G9460L126 | CLASS A ORD | 7,603 | $75,000 | thousands by filing date | |
| Mid-Southern Bancorp | 59548Q107 | COM | 5,001 | $75,000 | thousands by filing date | |
| POLARITYTE INC | 731094108 | COM | 115,672 | $75,000 | thousands by filing date | |
| EMERALD HOLDING INC | 29103W104 | COM | 17,142 | $74,000 | thousands by filing date | |
| NEXPOINT REAL ESTATE FINANCE | 65342V101 | REIT | 3,844 | $74,000 | thousands by filing date | |
| WOLFSPEED INC | 225447AD3 | NOTE 1.750% 5/0 | 40,000 | $74,000 | thousands by filing date | principal |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 11,095 | $74,000 | thousands by filing date | |
| INFLECTION POINT ACQUSTN COR | G47874105 | UNIT 09/21/2026 | 7,455 | $74,000 | thousands by filing date | |
| CONCORD ACQUISITION CORP II | 20607U207 | UNIT 99/99/9999 | 7,469 | $74,000 | thousands by filing date | |
| SOLUNA HOLDINGS INC | 583543103 | COM NEW | 9,285 | $74,000 | thousands by filing date | |
| BANNER ACQUISITION CORP | 06654K200 | UNIT 09/07/2026 | 7,421 | $74,000 | thousands by filing date | |
| SIERRA LAKE ACQUISITION CORP | 826332207 | UNIT 03/31/2028 | 7,402 | $74,000 | thousands by filing date | |
| ENGAGESMART INC | 29283F103 | COMMON STOCK | 2,150 | $73,000 | thousands by filing date | |
| VIRGINIA NATIONAL BANKSHARES | 928031103 | COMMON STOCK | 2,014 | $73,000 | thousands by filing date | |
| INTRICON CORP | 46121H109 | COM | 4,005 | $73,000 | thousands by filing date | |
| LIVE OAK CRESTVIEW CLIMATE A | 538086208 | UNIT 99/99/9999 | 7,485 | $73,000 | thousands by filing date | |
| CLEVER LEAVES HOLDINGS INC | 186760104 | COM | 9,368 | $73,000 | thousands by filing date | |
| SCVX CORP | G79448208 | COM | 7,395 | $73,000 | thousands by filing date | |
| VIRCO MFG CO | 927651109 | COM | 21,062 | $72,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235AB4 | NOTE 5.000% 5/0 | 32,000 | $72,000 | thousands by filing date | principal |
| PARTS ID INC | 702141102 | COM | 13,992 | $72,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID CAP ETF | 46434G202 | ETF | 7,003 | $72,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G771 | ETFMG TRAVEL TEC | 2,512 | $72,000 | thousands by filing date | |
| SILVERSUN TECHNOLOGIES INC | 82846H207 | COMMON | 11,801 | $72,000 | thousands by filing date | |
| INDIE SEMICONDUCTOR INC | 45569U119 | *W EXP 06/10/202 | 20,350 | $72,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 155,365 | $71,000 | thousands by filing date | |
| LISTED FDS TR | 53656F417 | ROUNDHILL BALL | 5,000 | $71,000 | thousands by filing date | |
| Hartford Municipal Opportnits ETF | 41653L503 | ETF | 1,697 | $71,000 | thousands by filing date | |
| PROSHARES TR | 74347R131 | SHRT HGH YIELD | 4,028 | $71,000 | thousands by filing date | |
| BLUESCAPE OPPORTUNITIES ACQU | G1195N105 | COM | 7,219 | $71,000 | thousands by filing date | |
| 7GC & CO HOLDINGS INC | 81786A107 | COM CL A | 7,292 | $71,000 | thousands by filing date | |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 54,459 | $71,000 | thousands by filing date | |
| SOCIAL CAP SUVRETTA HLDS CP | G8253Y105 | CLASS A ORD SHS | 7,256 | $71,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G872 | DAILY TECHNOLOGY | 14,916 | $71,000 | thousands by filing date | |
| ERASCA INC COM | 29479A108 | Stock | 3,304 | $70,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 9,105 | $70,000 | thousands by filing date | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 14,827 | $70,000 | thousands by filing date | |
| CHAMPIONS ONCOLOGY INC | 15870P307 | COM NEW | 6,925 | $70,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767827 | ELEC VEH FUTUR | 1,511 | $70,000 | thousands by filing date | |
| Day One Biopharmaceuticals Inc | 23954D109 | Common Stock | 2,967 | $70,000 | thousands by filing date | |
| TAYLOR DEVICES INC | 877163105 | COMMON STOCK | 6,129 | $69,000 | thousands by filing date | |
| SIGHT SCIENCES INC | 82657M105 | COMMON STOCK | 3,049 | $69,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 9,746 | $69,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C763 | mc | 2,000 | $69,000 | thousands by filing date | |
| LUBYS CAFETERIAS INC COM | 549282101 | COM | 16,608 | $69,000 | thousands by filing date | |
| TEEKAY CORPORATION | 87900YAE3 | NOTE 5.000% 1/1 | 69,000 | $69,000 | thousands by filing date | principal |
| KLUDEIN I ACQUISITION CORP | 49878L208 | UNIT 99/99/9999 | 6,930 | $69,000 | thousands by filing date | |
| CAPSTONE GREEN ENERGY CORP. | 14067D508 | Common Stock | 14,369 | $69,000 | thousands by filing date | |
| EA SERIES TRUST | 02072L706 | MERLYN AI BULL | 1,999 | $69,000 | thousands by filing date | |
| Schwab 5-10 Year Corporate Bond ETF | 808524698 | SHS | 1,311 | $68,000 | thousands by filing date | |
| COGENT BIOSCIENCES INC | 19240Q201 | COM | 8,168 | $68,000 | thousands by filing date | |
| VALUE LINE INC | 920437100 | COMMON STOCK | 1,991 | $68,000 | thousands by filing date | |
| SACHEM CAP CORP | 78590A109 | COM | 12,454 | $68,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 151,558 | $68,000 | thousands by filing date | |
| ADVENT TECHNOLOGIES HOLDNG I | 00788A113 | *W EXP 02/03/202 | 43,045 | $68,000 | thousands by filing date | |
| BIORA THERAPEUTICS INC | 74319F107 | COM | 44,207 | $68,000 | thousands by filing date | |
| BRIDGETOWN 2 HOLDINGS LTD | G1355V103 | CL A | 6,890 | $68,000 | thousands by filing date | |
| HEALTH ASSURANCE ACQUISITION | 42226W208 | UNIT 99/99/9999 | 6,696 | $68,000 | thousands by filing date | |
| EVOLENT HEALTH INC | 30050BAB7 | NOTE 2.000%12/0 | 60,000 | $68,000 | thousands by filing date | principal |
| FIRST GTY BANCSHARES INC | 32043P106 | COM | 3,326 | $67,000 | thousands by filing date | |
| DBX ETF TR | 233051408 | FUND | 2,123 | $67,000 | thousands by filing date | |
| SOCIAL CAP SUVRETTA HLD CRPI | G8253W109 | CMN | 6,856 | $67,000 | thousands by filing date | |
| YELLOWSTONE ACQUISITION CO COM CL A | 98566K105 | Stock | 6,647 | $67,000 | thousands by filing date | |
| COASTAL FINL CORP WA | 19046P209 | COM NEW | 2,074 | $66,000 | thousands by filing date | |
| ASSERTIO HOLDINGS INC | 04546C205 | COM NEW | 72,444 | $66,000 | thousands by filing date | |
| COMMUNICATIONS SYSTEMS INC | 203900105 | COM | 7,600 | $66,000 | thousands by filing date | |
| NORTHERN REVIVAL ACQUISITION | G6546R127 | UNIT 01/31/2028 | 6,643 | $66,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044AD7 | NOTE 1.250% 9/0 | 64,000 | $66,000 | thousands by filing date | principal |
| CASCADE ACQUISITION CORP | 147151104 | COM CL A | 6,648 | $66,000 | thousands by filing date | |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 532 | $65,000 | thousands by filing date | |
| PERMA FIX ENVIRONMENTAL SVCS | 714157203 | COMMON STOCK | 9,701 | $65,000 | thousands by filing date | |
| ACME UNITED CORP | 004816104 | COMMON STOCK | 1,975 | $65,000 | thousands by filing date | |
| CAREMAX INC | 14171W103 | COM | 6,735 | $65,000 | thousands by filing date | |
| F-STAR THERAPEUTICS INC | 30315R107 | COM | 8,877 | $65,000 | thousands by filing date | |
| IMV INC | 44974L103 | COM | 39,180 | $65,000 | thousands by filing date | |
| AXS CHANGE FINANCE ESG ETF | 26922A560 | ETF | 2,000 | $65,000 | thousands by filing date | |
| L&F ACQUISITION CORP. CMN | G53702109 | COM | 6,500 | $65,000 | thousands by filing date | |
| HORIZON ACQUISITION CORP | G46049105 | COM CL A | 6,472 | $65,000 | thousands by filing date | |
| EYEPOINT INC COM NEW | 30233G209 | Stock | 6,180 | $64,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F847 | FT VEST US EQT | 1,675 | $64,000 | thousands by filing date | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 2,217 | $64,000 | thousands by filing date | |
| LIBERTY GLOBAL CL B ORD | G5480U112 | COM | 2,157 | $64,000 | thousands by filing date | |
| FNCB BANCORP INC | 302578109 | COM | 7,716 | $64,000 | thousands by filing date | |
| MEIWU TECHNOLOGY COMPANY LTD | G9604C107 | ORD SHS | 15,593 | $64,000 | thousands by filing date | |
| CALADRIUS BIOSCIENCES INC | 128058203 | COM NEW | 52,350 | $64,000 | thousands by filing date | |
| TIGA ACQUISITION CORP | G88672129 | UNIT 99/99/9999 | 6,212 | $64,000 | thousands by filing date | |
| TENAYA THERAPEUTICS INC | 87990A106 | COM | 3,066 | $63,000 | thousands by filing date | |
| ZETA GLOBAL HOLDINGS CORP CL A | 98956A105 | Stock | 10,847 | $63,000 | thousands by filing date | |
| FIRST SVGS FINL GROUP INC | 33621E109 | COM | 2,250 | $63,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746P555 | FUND | 3,054 | $63,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G658 | DLY S&P OIL GAS | 10,543 | $63,000 | thousands by filing date | |
| TUSCAN HLDGS CORP II | 90070A103 | COM | 6,227 | $63,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H706 | UNCVTL OIL GAS | 442 | $63,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740U208 | FT VEST US EQT | 1,800 | $62,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C748 | US EQTY PWR BUF | 2,000 | $62,000 | thousands by filing date | |
| RESERVOIR MEDIA INC | 76119X105 | COMMON STOCK | 6,813 | $62,000 | thousands by filing date | |
| SMARTRENT INC | 83193G107 | COMMON STOCK | 4,797 | $62,000 | thousands by filing date | |
| FIRST CAPITAL INC | 31942S104 | COMMON STOCK | 1,527 | $62,000 | thousands by filing date | |
| FLANIGANS ENTERPRISES INC | 338517105 | COM | 2,310 | $62,000 | thousands by filing date | |
| SINGULAR GENOMICS SYSTEMS IN | 82933R100 | COM | 5,573 | $62,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G773 | WORK FROM HOME | 832 | $62,000 | thousands by filing date | |
| RAMBUS INC DEL | 750917AG1 | NOTE 1.375% 2/0 | 49,000 | $62,000 | thousands by filing date | principal |
| NORTH ATLANTIC ACQUISITN COR | G66139117 | UNIT 10/20/2025 | 6,206 | $62,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366JAB7 | NOTE | 60,000 | $62,000 | thousands by filing date | principal |
| ETF SER SOLUTIONS | 26922A404 | VIDENT INTERNATI | 2,297 | $61,000 | thousands by filing date | |
| Zedge Inc | 98923T104 | COM | 4,608 | $61,000 | thousands by filing date | |
| IRIDEX CORP | 462684101 | COM | 8,023 | $61,000 | thousands by filing date | |
| STRATUS PPTYS INC | 863167201 | COM NEW | 1,881 | $61,000 | thousands by filing date | |
| VELO3D INC | 92259N104 | COM | 7,262 | $61,000 | thousands by filing date | |
| MARKER THERAPEUTICS INC | 57055L107 | COM | 36,343 | $61,000 | thousands by filing date | |
| RICHARDSON ELEC LTD | 763165107 | COMMON STOCK | 6,204 | $60,000 | thousands by filing date | |
| ALPHA ARCHITECT INTERNATIONAL QUANTITATIVE VALUE ETF | 02072L201 | ETF | 2,228 | $60,000 | thousands by filing date | |
| BLACKROCK ENHANCED GOVT FD (EGF) | 09255K108 | COM | 4,735 | $60,000 | thousands by filing date | |
| REDBALL ACQUISITION CORP | G7417R121 | UNIT 99/99/9999 | 5,996 | $60,000 | thousands by filing date | |
| SCP & CO HEALTHCARE ACQUSTN | 784065203 | UNT | 6,027 | $60,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B388 | IQ U.S. LRGE CAP | 1,793 | $60,000 | thousands by filing date | |
| ISHARES TR | 46436E502 | US TECH BRKTHR | 1,443 | $59,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 1,242 | $59,000 | thousands by filing date | |
| LIBERTY MEDIA ACQUISTION CORP | 53073L104 | COMMON STOCK | 5,751 | $59,000 | thousands by filing date | |
| BRIACELL THERAPEUTICS ORD | 10778Y302 | COM | 7,261 | $59,000 | thousands by filing date | |
| PIMCO NEW YORK MUN INCM | 72201E105 | FD 1 COM | 5,680 | $59,000 | thousands by filing date | |
| EXICURE INC | 30205M101 | COM | 49,176 | $59,000 | thousands by filing date | |
| CELLEBRITE DI LTD ORDINARY SHARES | M2197Q107 | Stock | 6,333 | $58,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A607 | SOYBEAN FD | 2,619 | $58,000 | thousands by filing date | |
| VALHI INC | 918905209 | COMMON STOCK | 2,530 | $58,000 | thousands by filing date | |
| GENASYS INC | 36872P103 | CMN | 11,250 | $58,000 | thousands by filing date | |
| SPINNAKER ETF SERIES | 84858T202 | CMN | 2,189 | $58,000 | thousands by filing date | |
| VIOMI TECHNOLOGY CO LTD | 92762J103 | SPONSORED ADS | 12,730 | $58,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108888 | BLACKSWAN GRWT | 1,700 | $58,000 | thousands by filing date | |
| CLS | 14070Y101 | Stock | 5,891 | $58,000 | thousands by filing date | |
| INSTRUCTURE HLDGS INC | 457790103 | COM | 2,576 | $58,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 30,227 | $58,000 | thousands by filing date | |
| GEMINI THERAPEUTICS INC | 36870G105 | CMN | 14,598 | $58,000 | thousands by filing date | |
| WBI BULLBEAR GLOBAL INCOME ETF | 00400R874 | ETF | 2,353 | $58,000 | thousands by filing date | |
| HENNESSY CAPITAL INVS CORP V | 42589T115 | *W EXP 01/20/202 | 46,173 | $58,000 | thousands by filing date | |
| ALKURI GLOBAL ACQUISITION CO | 66981N103 | COM CL A | 5,848 | $58,000 | thousands by filing date | |
| RIVERNORTH FLEXIBLE MUNI INC | 76883Y107 | COM | 2,825 | $57,000 | thousands by filing date | |
| TEADS HLDG CO | 69002R103 | COM | 3,867 | $57,000 | thousands by filing date | |
| AEROVATE THERAPEUTICS INC | 008064107 | COM | 2,741 | $57,000 | thousands by filing date | |
| PROMETHEUS BIOSCIENCES INC | 74349U108 | COM | 2,401 | $57,000 | thousands by filing date | |
| FAR PEAK ACQUISITION CORP | G3312L129 | UNIT 99/99/9999 | 5,561 | $57,000 | thousands by filing date | |
| ANTELOPE ENTERPRISE HLDGS LTD SHS NEW | G041JN106 | Stock | 20,381 | $57,000 | thousands by filing date | |
| BITNILE METAVERSE INC | 27888N307 | CMN | 10,900 | $57,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W755 | CMN | 2,614 | $56,000 | thousands by filing date | |
| LANDSEA HOMES CORP | 51509P103 | COM | 6,494 | $56,000 | thousands by filing date | |
| MANDIANT INC | 31816QAD3 | NOTE 1.625% 6/0 | 56,000 | $56,000 | thousands by filing date | principal |
| VIVEVE MED INC | 92852W501 | COM | 24,482 | $56,000 | thousands by filing date | |
| CYTEIR THERAPEUTICS INC | 23284P103 | COMMON | 3,189 | $56,000 | thousands by filing date | |
| ASTREA ACQUISITION CORP UNIT 012828 | 04637C205 | Stock | 5,286 | $56,000 | thousands by filing date | |
| FOXO TECHNOLOGIES INC UNIT | 24803C201 | Stock | 5,702 | $56,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C698 | US EQUT BUFR AUG | 1,750 | $55,000 | thousands by filing date | |
| BIGLARI HLDGS INC | 08986R408 | CMN | 67 | $55,000 | thousands by filing date | |
| BIOSIG TECHNOLOGIES INC | 09073N201 | COM NEW | 18,192 | $55,000 | thousands by filing date | |
| CARNEY TECHNOLOGY ACQU CORP | 143636207 | UNIT 12/10/2025 | 5,529 | $55,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 9,073 | $54,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 2,371 | $54,000 | thousands by filing date | |
| TORM PLC SHS CL A | G89479102 | Stock | 7,000 | $54,000 | thousands by filing date | |
| ISHARES TR | 464288216 | EMGR MKT INF ETF | 2,142 | $54,000 | thousands by filing date | |
| PROPHASE LABS INC | 74345W108 | COM | 10,314 | $54,000 | thousands by filing date | |
| HEPION PHARMACEUTICALS INC | 426897104 | COM | 35,036 | $54,000 | thousands by filing date | |
| IPATH DJ-UBS COCOA SUBINDEX | 06739H313 | CMN | 1,741 | $54,000 | thousands by filing date | |
| 4D PHARMA PLC | 35085K109 | SPONSORED ADS | 8,728 | $54,000 | thousands by filing date | |
| EZGO TECHNOLOGIES LTD | G5279F102 | COMMON | 18,616 | $54,000 | thousands by filing date | |
| AI POWERED EQUITY ETF | 26924G813 | FUND | 1,315 | $54,000 | thousands by filing date | |
| SOCIAL CAP SUVRETTA HLDS CRP | G8253U103 | CMN | 5,475 | $54,000 | thousands by filing date | |
| ALARUM TECHNOLOGIES LTD SPONSORD ADS NEW | 78643B401 | ADR | 49,175 | $54,000 | thousands by filing date | |
| IVANHOE CAPITAL ACQUISTIN CO | G4R87P122 | UNIT 99/99/9999 | 5,150 | $54,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A503 | VIDENT US EQUITY | 1,225 | $53,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N568 | USAA MSCI USA SM | 753 | $53,000 | thousands by filing date | |
| SIREN ETF TR | 829658202 | NEXGEN ECONOMY | 1,198 | $53,000 | thousands by filing date | |
| WILLAMETTE VY VINEYARD I | 969136100 | COMMON STOCK | 4,179 | $53,000 | thousands by filing date | |
| NEW CONCEPT ENERGY INC | 643611106 | COM | 12,552 | $53,000 | thousands by filing date | |
| AMRYT PHARMA LTD - SPNR ADR | 03217L106 | COMMON EQUITY | 4,431 | $53,000 | thousands by filing date | |
| NUVEEN MO QUALITY MUN INCOME | 67060Q108 | COM | 3,300 | $53,000 | thousands by filing date | |
| SOUTHERN STS BANCSHARES INC COM | 843878307 | Stock | 2,800 | $53,000 | thousands by filing date | |
| BRICKELL BIOTECH INC | 10802T105 | COM | 73,322 | $53,000 | thousands by filing date | |
| TREPONT ACQUISITION CORP I UNIT | G9095M119 | Stock | 5,252 | $53,000 | thousands by filing date | |
| GROWTH CAP ACQUISITION CORP | 39986V206 | UNIT 06/01/2027 | 5,152 | $53,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 2,398 | $52,000 | thousands by filing date | |
| GREENBOX POS | 39366L208 | COM NEW | 6,349 | $52,000 | thousands by filing date | |
| OWLET INC | 69120X107 | COM | 9,260 | $52,000 | thousands by filing date | |
| PSYCHEMEDICS CORP | 744375205 | COM NEW | 6,178 | $52,000 | thousands by filing date | |
| ADDVANTAGE TECHNOLOGIES GRP | 006743306 | CMN | 21,992 | $52,000 | thousands by filing date | |
| TRAVERE THERAPEUTICS INC | 761299AB2 | NOTE 2.500% 9/1 | 52,000 | $52,000 | thousands by filing date | principal |
| EDTECHX HOLDINGS ACQU CORP I | 28139A201 | UNIT 08/31/2027 | 5,150 | $52,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y665 | GBL X MSCI NIGER | 4,979 | $52,000 | thousands by filing date | |
| HEALTHCARE CAPITAL CORP | 42228c200 | COM | 5,091 | $52,000 | thousands by filing date | |
| MOTLEY FOOL SMALL-CAP GROWTH ETF | 74933W874 | ETF | 1,291 | $51,000 | thousands by filing date | |
| MEREO BIOPHARMA GROUP PLC | 589492107 | CMN | 21,142 | $51,000 | thousands by filing date | |
| QUTOUTIAO INC ADS REP SHS A | 74915J107 | ADR | 52,210 | $51,000 | thousands by filing date | |
| ADVAXIS INC | 007624307 | COM | 97,768 | $51,000 | thousands by filing date | |
| DUNE ACQUISITION CORP | 265334102 | COM | 5,103 | $51,000 | thousands by filing date | |
| BRIACELL THERAPEUTICS CORP | 10778Y112 | *W EXP 02/26/202 | 10,752 | $51,000 | thousands by filing date | |
| EDIFY ACQUISITION CORP | 28059Q202 | UNIT 11/25/2025 | 5,129 | $51,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602605 | COM NEW | 2,344 | $51,000 | thousands by filing date | |
| OTR ACQUISITION CORP | 67113Q204 | UNIT 10/01/2025 | 4,914 | $51,000 | thousands by filing date | |
| BOWMAN CONSULTING GROUP LTD | 103002101 | COM | 3,600 | $50,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AL5 | DEB 3.750% 2/1 | 64,000 | $50,000 | thousands by filing date | principal |
| Afya Ltd-Class A | G01125106 | COM | 2,503 | $50,000 | thousands by filing date | |
| DLH HLDGS CORP | 23335Q100 | COM | 4,064 | $50,000 | thousands by filing date | |
| ISHARES TR | 46429B200 | CHINA SM-CAP ETF | 987 | $50,000 | thousands by filing date | |
| IRSA INVERSIONES Y REP S A SPON GDS ECH 10 | 450047204 | ADR | 12,229 | $50,000 | thousands by filing date | |
| GUILD HLDGS CO | 40172N107 | CL A | 3,644 | $50,000 | thousands by filing date | |
| IMAGO BIOSCIENCES INC | 45250K107 | COM | 2,497 | $50,000 | thousands by filing date | |
| LIMINAL BIOSCIENCES INC | 53272L103 | COM | 21,641 | $50,000 | thousands by filing date | |
| FLORA GROWTH CORP | 339764102 | COM | 8,799 | $50,000 | thousands by filing date | |
| ALTITUDE ACQUISITION CORP | 02156Y103 | COM CL A | 5,067 | $50,000 | thousands by filing date | |
| AILERON THERAPEUTICS INC COM NEW | 00887A105 | Stock | 48,452 | $50,000 | thousands by filing date | |
| DOGNESS INTERNATIONAL CORP | G2788T103 | COM CL A | 17,849 | $50,000 | thousands by filing date | |
| ALTUS POWER INC COM CL A | 12510J106 | Stock | 5,027 | $50,000 | thousands by filing date | |
| POEMA GLOBAL HOLDINGS CORP | G7154B123 | UNIT 99/99/9999 | 4,842 | $50,000 | thousands by filing date | |
| ELUTIA INC | 05479K106 | CL A COM | 7,026 | $49,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 1,875 | $49,000 | thousands by filing date | |
| SMART POWERR CORP | 168913309 | COM | 8,127 | $49,000 | thousands by filing date | |
| METACRINE INC | 59101E103 | COM | 14,303 | $49,000 | thousands by filing date | |
| BURGERFI INTERNATIONAL INC | 12122L101 | COM | 5,591 | $49,000 | thousands by filing date | |
| LOGICBIO THERAPEUTICS INC | 54142F102 | COM | 10,692 | $49,000 | thousands by filing date | |
| TREBIA ACQUISITION CORP | G9027T109 | COM CL A | 4,923 | $49,000 | thousands by filing date | |
| DECARBONIZATION PLUS ACQU II | 24279D105 | CLASS A COM | 4,787 | $49,000 | thousands by filing date | |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 76,224 | $48,000 | thousands by filing date | |
| AMBER INTL HLDG LTD SPON ADS NEW | 45113Y104 | ADR | 8,725 | $48,000 | thousands by filing date | |
| POLYMET MNG CORP | 731916409 | COM | 15,678 | $48,000 | thousands by filing date | |
| SVF INVESTMENT CORP | G8601L102 | CL A SHS | 4,906 | $48,000 | thousands by filing date | |
| CF ACQUISITION CORP IV | 12520T201 | UNIT 12/31/2027 | 4,853 | $48,000 | thousands by filing date | |
| BCLS ACQUISITION CORP | G0904B105 | CMN | 4,819 | $48,000 | thousands by filing date | |
| DOCUMENT SEC SYS INC | 25614T309 | COM NEW | 37,147 | $48,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A248 | CMN | 1,600 | $47,000 | thousands by filing date | |
| ZENVIA CL A ORD | G9889V101 | COM | 3,403 | $47,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 14,000 | $47,000 | thousands by filing date | principal |
| DIREXION SHS ETF TR | 25459W540 | FUND | 1,793 | $47,000 | thousands by filing date | |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 28,556 | $47,000 | thousands by filing date | |
| TFF PHARMACEUTICALS INC | 87241J104 | COM | 6,051 | $47,000 | thousands by filing date | |
| TRITIUM DCFC LIMITED ORDINARY SHARES | 242794105 | Stock | 4,673 | $47,000 | thousands by filing date | |
| 5 01 ACQUISITION CORP | 33836P105 | CMN | 4,800 | $47,000 | thousands by filing date | |
| CCC INTELLIGENT SOLUTIONS HL | 12510Q118 | W EXP 07/30/202 | 20,226 | $47,000 | thousands by filing date | |
| REE AUTOMOTIVE LTD | M8287R103 | CLASS A ORD SHS | 10,126 | $46,000 | thousands by filing date | |
| DIAMEDICA THERAPEUTICS INC | 25253X207 | COMMON STOCK | 11,400 | $46,000 | thousands by filing date | |
| NETWORK-1 TECHNOLOGIES INC | 64121N109 | COM | 15,543 | $46,000 | thousands by filing date | |
| X4 Pharmaceuticals, Inc. | 98420X103 | COM | 8,800 | $46,000 | thousands by filing date | |
| MASTECH HLDGS INC | 57633B100 | COM | 2,748 | $46,000 | thousands by filing date | |
| TESLA INC | 88160RAD3 | NOTE 2.375% 3/1 | 3,960 | $46,000 | thousands by filing date | principal |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 39,185 | $46,000 | thousands by filing date | |
| TRINITY CAP INC | 896442308 | COM | 2,795 | $45,000 | thousands by filing date | |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 4,254 | $45,000 | thousands by filing date | |
| THREDUP INC CLASS A | 88556E102 | COMMON STOCK | 2,096 | $45,000 | thousands by filing date | |
| VERONA PHARMA PLC | 925050106 | SPONSORED ADS | 8,194 | $45,000 | thousands by filing date | |
| GALERA THERAPEUTICS EQUICLASS EQUITY | 36338D108 | COMMON STOCK | 5,608 | $45,000 | thousands by filing date | |
| SEANERGY MARITIME HLDGS CORP | Y73760194 | COM | 30,755 | $45,000 | thousands by filing date | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 20,765 | $45,000 | thousands by filing date | |
| PROSPECTOR CAPITAL CORP | G7273A121 | UNIT 01/01/2030 | 4,500 | $45,000 | thousands by filing date | |
| EAST RES ACQUISITION CO | 274681105 | COM CL A | 4,596 | $45,000 | thousands by filing date | |
| SUPER LEAGUE ENTERPRISE INC COM | 86804F202 | Stock | 14,667 | $45,000 | thousands by filing date | |
| BEAM GLOBAL | 07373B117 | *W EXP 04/15/202 | 2,000 | $45,000 | thousands by filing date | |
| DBX ETF TR | 233051820 | XTRACK MSCI ALL | 1,330 | $44,000 | thousands by filing date | |
| OXBRIDGE RE HLDGS LTD | G6856M106 | SHS | 14,996 | $44,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 12,246 | $44,000 | thousands by filing date | |
| THERAVANCE INC | 88338TAB0 | CORPORATE OBLIG | 41,000 | $44,000 | thousands by filing date | principal |
| UPHEALTH INC | 91532B101 | COM | 13,741 | $44,000 | thousands by filing date | |
| PROFESSIONAL HLDG CORP | 743139107 | COM | 2,361 | $44,000 | thousands by filing date | |
| COMMUNITY BANKERS TRUST CORP | 203612106 | COM | 3,839 | $44,000 | thousands by filing date | |
| EPIPHANY TECHNOLOGY ACQUISIT | 29429X208 | UNIT 99/99/9999 | 4,367 | $44,000 | thousands by filing date | |
| PROSHARES TR | 74347G689 | ULTSHT RUSS2000 | 3,175 | $44,000 | thousands by filing date | |
| DPCM CAP INC | 23344P101 | CMN | 4,518 | $44,000 | thousands by filing date | |
| LMF ACQUISITION OPPORTUNITIES, INC. | 502015209 | COM | 4,216 | $44,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H252 | MONARCH BLUE ELI | 1,515 | $43,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H245 | MONA PROC IN ETF | 1,634 | $43,000 | thousands by filing date | |
| LAIRD SUPERFOOD INC | 50736T102 | CMN | 2,285 | $43,000 | thousands by filing date | |
| EMX RTY CORP | 26873J107 | COM | 16,596 | $43,000 | thousands by filing date | |
| CALLIDITAS THERAPEUTICS AB SPONSERED | 13124Q106 | ADS | 2,005 | $43,000 | thousands by filing date | |
| RIBBIT LEAP LTD | G7552B105 | SHS CL A | 4,269 | $43,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P707 | RIVR FRNT DYN | 622 | $42,000 | thousands by filing date | |
| TRISALUS LIFE SCIENCES INC COM | 58507N105 | Stock | 4,204 | $42,000 | thousands by filing date | |
| MEDAVAIL HOLDINGS INC | 58406B103 | COM | 14,490 | $42,000 | thousands by filing date | |
| NEW YORK MTG TRUST | 649604AD7 | NOTE 6.250% 1/1 | 42,000 | $42,000 | thousands by filing date | principal |
| iShares High Yield Systematic Bond ETF | 46435G250 | SHS | 801 | $41,000 | thousands by filing date | |
| QUANTUM COMPUTING INC | 74766W108 | COM | 6,561 | $41,000 | thousands by filing date | |
| PAYMENTUS HOLDINGS INC | 70439P108 | COM CL A | 1,689 | $41,000 | thousands by filing date | |
| DYADIC INTL INC DEL | 26745T101 | COM | 7,233 | $41,000 | thousands by filing date | |
| MANNATECH INC | 563771203 | COM NEW | 1,250 | $41,000 | thousands by filing date | |
| IKENA ONCOLOGY INC | 45175G108 | COM | 3,231 | $41,000 | thousands by filing date | |
| POP CULTURE GROUP CO LTD | G71700101 | CLASS A ORD SHS | 13,370 | $41,000 | thousands by filing date | |
| SOCIAL CAP SUVRETTA HLDS CRP | G8253T106 | CLASS A ORD SHS | 4,100 | $41,000 | thousands by filing date | |
| LUX HEALTH TECH ACQUISITION | 55068A209 | UNIT 11/30/2027 | 4,056 | $41,000 | thousands by filing date | |
| NOVUS CAPITAL CORPORATION II | 67012W203 | UNIT 99/99/9999 | 4,023 | $41,000 | thousands by filing date | |
| ENVIRONMENTAL IMPACT ACQU CO | 29408N205 | UNIT 11/05/2025 | 3,987 | $41,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y801 | DAIL CONS DI ETF | 600 | $40,000 | thousands by filing date | |
| URBAN-GRO INC | 91704K202 | COM NEW | 3,024 | $40,000 | thousands by filing date | |
| FARADAY FUTRE INTLGT ELCTR I | 307359109 | COM | 4,224 | $40,000 | thousands by filing date | |
| NANOVIBRONIX INC | 63008J108 | COM | 19,576 | $40,000 | thousands by filing date | |
| AUTHENTIC EQUITY ACQUISTN CO | G06607116 | UNIT 10/31/2027 | 4,031 | $40,000 | thousands by filing date | |
| GOLDEN FALCON ACQUISITION CO | 38102H208 | UNIT 99/99/9999 | 3,950 | $40,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 30,341 | $40,000 | thousands by filing date | |
| ALFI INC | 00161P109 | COM | 6,044 | $40,000 | thousands by filing date | |
| PRUDENTIAL BANCORP INC NEW | 74431A101 | COM | 2,586 | $40,000 | thousands by filing date | |
| ROMAN DBDR TECH ACQUISITION | 77584N119 | *W EXP 10/31/202 | 25,000 | $40,000 | thousands by filing date | |
| TIMOTHY PLAN US LARGE/MID CAP CORE ETF | 887432359 | ETF | 1,131 | $39,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F601 | URANI NUCLE ETF | 728 | $39,000 | thousands by filing date | |
| HAWTHORN BANCSHARES INC | 420476103 | COMMON STOCK | 1,687 | $39,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 1,060 | $39,000 | thousands by filing date | |
| OPPFI INC | 68386H103 | COMMON STOCK | 4,914 | $39,000 | thousands by filing date | |
| PAMT CORP | 693149106 | COMMON STOCK | 881 | $39,000 | thousands by filing date | |
| ACQUIRERS SMALL AND MICRO DEEP VALUE ETF | 26922A701 | ETF | 1,123 | $39,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W557 | DAI 710 BEA ETF | 4,586 | $39,000 | thousands by filing date | |
| GRUPO SIMEC SAB DE C V | 400491106 | ADR | 1,598 | $39,000 | thousands by filing date | |
| ADVANCED MICRO DEVICES INC | 007903BD8 | COM | 3,000 | $39,000 | thousands by filing date | principal |
| URBAN ONE INC | 91705J204 | CL D NON VTG | 5,738 | $39,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G706 | WEDBUSH VID GAME | 468 | $39,000 | thousands by filing date | |
| DMY TECHNOLOGY GROUP INC III | 233278100 | COM CLASS A | 3,804 | $39,000 | thousands by filing date | |
| MANHATTAN BRDG CAP INC | 562803106 | COM | 5,661 | $38,000 | thousands by filing date | |
| GLOBAL SELF STORAGE INC | 37955N106 | CMN | 7,284 | $38,000 | thousands by filing date | |
| MV OIL TR | 553859109 | TR UNITS | 4,375 | $38,000 | thousands by filing date | |
| RALLYBIO CORP | 75120L100 | COM | 2,152 | $38,000 | thousands by filing date | |
| MINIM INC | 60365W102 | COM | 20,641 | $38,000 | thousands by filing date | |
| AMBRX BIOPHARMA, INC. SPONSORED ADR | 02290A102 | COM | 2,800 | $38,000 | thousands by filing date | |
| EUCRATES BIOMEDICAL ACQU COR | G3141W106 | CMN | 3,900 | $38,000 | thousands by filing date | |
| Pershing Square T 25 WTS Warrants Exp 07/24/25 | 71531R117 | WT | 29,783 | $38,000 | thousands by filing date | |
| OAKTREE ACQUISITION CORP II | G6715X103 | CL A SHS | 3,850 | $38,000 | thousands by filing date | |
| LEFTERIS ACQUISITION CORP UNIT EX | 52470X208 | Stock | 3,752 | $38,000 | thousands by filing date | |
| DBX ETF TR | 233051846 | XTRACK INTL REAL | 1,341 | $37,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W606 | IT RT HDG HGYL | 423 | $37,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C516 | EMRGNG MKT JAN | 1,250 | $37,000 | thousands by filing date | |
| ISHARES TR | 46434V787 | YLD OPTIM BD | 1,478 | $37,000 | thousands by filing date | |
| NEONODE INC | 64051M709 | CMN | 3,650 | $37,000 | thousands by filing date | |
| SENSUS HEALTHCARE INC | 81728J109 | COM | 10,195 | $37,000 | thousands by filing date | |
| EA SERIES TRUST | 02072L508 | ALPHA ARCHITECT | 1,388 | $37,000 | thousands by filing date | |
| TAILWIND ACQUISITION CORP | 87403Q102 | COM CL A | 3,751 | $37,000 | thousands by filing date | |
| QUMU CORP | 749063103 | COM | 15,000 | $37,000 | thousands by filing date | |
| INVESCO DB MLTI SECTR CMMTY | 46140H205 | SILVER FD | 1,199 | $37,000 | thousands by filing date | |
| OCA ACQUISITION CORP | 670865203 | UNIT 01/14/2026 | 3,718 | $37,000 | thousands by filing date | |
| FUTURE HEALTH ESG CORP | 36118W201 | UNIT 09/09/2026 | 3,698 | $37,000 | thousands by filing date | |
| ATHLON ACQUISITION CORP | 04748A205 | UNIT 01/12/2026 | 3,714 | $37,000 | thousands by filing date | |
| FULL HSE RESORTS INC | 359678109 | COM | 3,432 | $36,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460E364 | CMN | 449 | $36,000 | thousands by filing date | |
| CKX LDS INC | 12562N104 | COM | 3,233 | $36,000 | thousands by filing date | |
| SHARECARE INC | 81948W104 | COM | 4,280 | $36,000 | thousands by filing date | |
| STARTEK INC | 85569C107 | COM | 6,420 | $36,000 | thousands by filing date | |
| ORGENESIS INC | 68619K204 | COM | 7,457 | $36,000 | thousands by filing date | |
| AEYE INC | 008183105 | COM | 6,497 | $36,000 | thousands by filing date | |
| LIVEVOX HOLDING INC | 53838L100 | COM | 5,419 | $36,000 | thousands by filing date | |
| APPLIED DNA SCIENCES INC | 03815U300 | COMMON | 6,637 | $36,000 | thousands by filing date | |
| QILIAN INTL HLDG GROUP LTD | G7307E107 | COM | 8,794 | $36,000 | thousands by filing date | |
| ELECTRAMECCANICA VEHS CORP | 284849114 | W EXP 08/03/202 | 26,955 | $36,000 | thousands by filing date | |
| TELIGENT INC NEW COM NEW | 87960W203 | COM | 92,122 | $36,000 | thousands by filing date | |
| BIOLASE INC | 090911207 | COM NEW | 57,550 | $36,000 | thousands by filing date | |
| CASCADE ACQUISITION CORP UNIT | 147151203 | Stock | 3,640 | $36,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R308 | BUYWRIT INCM ETF | 1,654 | $35,000 | thousands by filing date | |
| HARTFORD FDS EXCHANGE TRADED | 41653L305 | TOTAL RTRN ETF | 850 | $35,000 | thousands by filing date | |
| ISHARES TR | 46434V423 | MSCI SAUDI ARBIA | 828 | $35,000 | thousands by filing date | |
| DATA I O CORP | 237690102 | COM | 5,297 | $35,000 | thousands by filing date | |
| STERLING BANCORP INC | 85917W102 | COM | 6,878 | $35,000 | thousands by filing date | |
| SENSEI BIOTHERAPEUTICS INC | 81728A108 | COM | 3,315 | $35,000 | thousands by filing date | |
| LEFTERIS ACQUISITION CORP | 52470X109 | COM CL A | 3,594 | $35,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E412 | RUSEL 1000 LOW | 900 | $35,000 | thousands by filing date | |
| PRIVETERRA ACQUISITION CORP | 876545203 | UNIT 12/31/2025 | 3,486 | $35,000 | thousands by filing date | |
| FORTRESS VALUE ACQUIS CORP I | 34964G206 | UNIT 12/31/2027 | 3,562 | $35,000 | thousands by filing date | |
| BIOCEPT INC | 09072V501 | COM | 8,866 | $35,000 | thousands by filing date | |
| SPDR SER TR | 78468R127 | S&P INTERNET ETF | 213 | $35,000 | thousands by filing date | |
| NEXIMMUNE INC | 65344D109 | COM | 2,323 | $35,000 | thousands by filing date | |
| WTS/NOVUS CAPITAL CORP11.5000EXP06/30/2027 | 03783T111 | WARR | 26,285 | $35,000 | thousands by filing date | |
| GOLAR LNG LTD | 38046YAB7 | NOTE 2.750% 2/1 | 35,000 | $35,000 | thousands by filing date | principal |
| SWITCHBACK II CORPORATION | G8633T123 | Cmn | 3,474 | $35,000 | thousands by filing date | |
| ABSCI CORPORATION | 00091E109 | COM | 2,915 | $34,000 | thousands by filing date | |
| GREENE COUNTY BANCORP INC | 394357107 | COMMON STOCK | 922 | $34,000 | thousands by filing date | |
| SSGA ACTIVE TR | 78470P507 | ST STR SECTO ETF | 1,100 | $34,000 | thousands by filing date | |
| AWARE INC MASS | 05453N100 | CMN | 8,568 | $34,000 | thousands by filing date | |
| FORGEROCK INC | 34631B101 | CL A | 885 | $34,000 | thousands by filing date | |
| BROOGE ENERGY LTD | G1611B107 | SHS | 3,700 | $34,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F734 | RUSSIA SMALL CAP | 888 | $34,000 | thousands by filing date | |
| NORTHERN STAR INVEST CORP II | 66574L209 | UNIT 02/25/2028 | 3,450 | $34,000 | thousands by filing date | |
| NUCANA PLC | 67022C106 | ADR | 13,192 | $34,000 | thousands by filing date | |
| Invesco DB Agriculture | 45173W105 | SPONSORED ADR | 1,639 | $34,000 | thousands by filing date | |
| TRANSCONTINENTAL RLTY INVS | 893617209 | COM NEW | 838 | $33,000 | thousands by filing date | |
| NEW FOUND GOLD CORP | 64440N103 | COM | 5,391 | $33,000 | thousands by filing date | |
| FRANKLIN FTSE CHINA ETF | 35473P819 | ETF | 1,252 | $33,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 38149W820 | CMN | 555 | $33,000 | thousands by filing date | |
| WILLIAMS INDUSTRIAL SERVICES | 96951A104 | COMMON STOCK | 7,622 | $33,000 | thousands by filing date | |
| SIFY TECHNOLOGIES LTD | 82655M107 | ADR | 9,762 | $33,000 | thousands by filing date | |
| WESTERN COPPER & GOLD CORP | 95805V108 | COM | 21,306 | $32,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y491 | DAX GERMANY ETF | 1,000 | $32,000 | thousands by filing date | |
| INTERCURE LTD | M549GJ111 | COM NEW | 4,608 | $32,000 | thousands by filing date | |
| BGSF INC | 05601C105 | COM | 2,528 | $32,000 | thousands by filing date | |
| WIRELESS TELECOM GROUP INC | 976524108 | COM | 15,411 | $32,000 | thousands by filing date | |
| E-HOME HOUSEHOLD SVC HLDGS L | G2952X104 | ORD SHS | 12,000 | $32,000 | thousands by filing date | |
| BINAH CAP GROUP INC | 496861204 | BCG | 3,063 | $32,000 | thousands by filing date | |
| AEA-BRIDGES IMPACT CORP | G01046112 | *W EXP 09/19/202 | 49,473 | $32,000 | thousands by filing date | |
| BETTER WORLD ACQUISITION COR | 08772B203 | UNIT 11/15/2027 | 2,985 | $32,000 | thousands by filing date | |
| BENESSERE CAPITAL ACQUSTN CO | 08179B202 | UNIT 12/22/2025 | 3,042 | $32,000 | thousands by filing date | |
| THAYER VENTURES ACQU CORP | 88332T209 | UNIT 01/01/2030 | 2,979 | $32,000 | thousands by filing date | |
| KENON HLDGS LTD SHS | Y46717107 | Stock | 729 | $31,000 | thousands by filing date | |
| ENVELA CORP | 29402E102 | COMMON STOCK | 7,505 | $31,000 | thousands by filing date | |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 2,741 | $31,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 12,363 | $31,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746P522 | FUND | 493 | $31,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E547 | DAILY MSCI EMERG | 3,289 | $31,000 | thousands by filing date | |
| ALTAMIRA THERAPEUTICS LTD | G0360L100 | SHS | 15,648 | $31,000 | thousands by filing date | |
| SPRING VY ACQUISITION CORP | G8377A116 | UNIT 11/11/2025 | 3,380 | $31,000 | thousands by filing date | |
| IRSA PROPIEDADES COMERCIALES | 463588103 | SPONSORED ADR | 10,264 | $31,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C573 | US EQTY PWR BUF | 1,000 | $30,000 | thousands by filing date | |
| OHIO VY BANC CORP | 677719106 | COM | 1,092 | $30,000 | thousands by filing date | |
| ELECTROMED INC | 285409108 | COMMON STOCK | 2,765 | $30,000 | thousands by filing date | |
| VIRTUS ETF TR II | 92790A504 | VIRTUS US QLTY | 1,000 | $30,000 | thousands by filing date | |
| SOCKET MOBILE INC | 83368E200 | COM NEW | 4,813 | $30,000 | thousands by filing date | |
| FORIAN INC | 34630N106 | cs | 2,884 | $30,000 | thousands by filing date | |
| MIDDLEFIELD BANC CORP | 596304204 | COM NEW | 1,231 | $30,000 | thousands by filing date | |
| GENOCEA BIOSCIENCES INC | 372427401 | COMMON STOCK | 15,669 | $30,000 | thousands by filing date | |
| RENEO PHARMACEUTICALS INC | 75974E103 | COM | 4,160 | $30,000 | thousands by filing date | |
| APOLLO ENDOSURGERY INC | 03767D108 | COM | 3,295 | $30,000 | thousands by filing date | |
| PARTNER COMMUNICATIONS CO LT | 70211M109 | ADR | 6,407 | $30,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L852 | COM | 509 | $30,000 | thousands by filing date | |
| PRESIDIO PPTY TR INC | 74102L303 | COM CL A | 7,851 | $30,000 | thousands by filing date | |
| Global X Cannabis ETF | 37954Y426 | EX TRD EQ FD | 3,350 | $30,000 | thousands by filing date | |
| SINTX TECHNOLOGIES INC | 829392307 | COM NEW | 23,459 | $30,000 | thousands by filing date | |
| ORPHAZYME A S F UNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 687305102 | ADS | 7,236 | $30,000 | thousands by filing date | |
| ALTIMAR ACQUISITION CORP II | G03709113 | UNIT 99/99/9999 | 3,000 | $30,000 | thousands by filing date | |
| VTEX SHS CL A | G9470A102 | Stock | 1,434 | $29,000 | thousands by filing date | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 455 | $29,000 | thousands by filing date | |
| METROCITY BANKSHARES INC | 59165J105 | COMMON STOCK | 1,425 | $29,000 | thousands by filing date | |
| PERMIANVILLE RTY TR | 71425H100 | TR UNIT | 15,019 | $29,000 | thousands by filing date | |
| PROSHARES TR | 74348A814 | INFLATN EXPECTNS | 975 | $29,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R712 | DORSEY WRIGHT | 1,173 | $29,000 | thousands by filing date | |
| Tempest Therapeutics, Inc. | 87978U108 | Common Stock | 1,989 | $29,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y335 | MSCI PAKISTAN | 1,188 | $29,000 | thousands by filing date | |
| DIGITAL ALLY INC | 25382P208 | COM NEW | 24,000 | $29,000 | thousands by filing date | |
| FUSION FUEL GREEN PLC | G3R25D100 | *W EXP 12/10/202 | 8,000 | $29,000 | thousands by filing date | |
| GREAT ELM CAP CORP | 390320109 | COM | 8,200 | $29,000 | thousands by filing date | |
| ACASTI PHARMA INC | 00430K873 | CL A | 14,749 | $29,000 | thousands by filing date | |
| INFRA AND ENERGY ALTRNTIVE I | 45686J112 | WTS | 24,319 | $29,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM | 063679591 | NT LKD 41 | 1,200 | $29,000 | thousands by filing date | |
| MOTORSPORT GAMES INC | 62011B102 | COM CL A | 2,060 | $29,000 | thousands by filing date | |
| CYPRESS ENVIRONMENTL PARTNR | 232751107 | LTD PARTNER INT | 16,600 | $29,000 | thousands by filing date | |
| Goldman Sachs Physical Gold ETF | 38150K103 | SHS | 1,576 | $28,000 | thousands by filing date | |
| ASTRIA THERAPEUTICS INC COM | 04635X102 | Stock | 3,069 | $28,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H102 | DURABLE HGH DIV | 901 | $28,000 | thousands by filing date | |
| UBS AG LONDON BRANCH | 90274D390 | ETRA BL CO MAT 5 | 1,373 | $28,000 | thousands by filing date | |
| PLAYSTUDIOS INC | 72815G108 | CLASS A COM | 6,070 | $28,000 | thousands by filing date | |
| Direxion Daily Technology Bull 3X Shares | 25459W102 | ETF | 494 | $28,000 | thousands by filing date | |
| DBX ETF TR | 233051267 | XTRACKERS LOW | 562 | $28,000 | thousands by filing date | |
| BRAGG GAMING GROUP INC | 104833306 | CMN | 2,900 | $28,000 | thousands by filing date | |
| BROADWIND INC | 11161T207 | CMN | 10,748 | $28,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25490K869 | DAIL CSI 300 ETF | 729 | $28,000 | thousands by filing date | |
| MOOG INC | 615394301 | CL B | 361 | $28,000 | thousands by filing date | |
| ACKRELL SPAC PARTNERS I CO | 00461L204 | COMMON STOCK | 2,763 | $28,000 | thousands by filing date | |
| ALPINE IMMUNE SCIENCES INC | 02083G100 | COM | 2,734 | $28,000 | thousands by filing date | |
| Merrimack Pharmaceuticals Inc | 590328209 | Common / Ordinary Stock | 5,828 | $28,000 | thousands by filing date | |
| PROSHARES TR | 74347B185 | FUND | 2,285 | $28,000 | thousands by filing date | |
| EMCLAIRE FINL CORP | 290828102 | COM | 1,058 | $28,000 | thousands by filing date | |
| COMPUTE HEALTH ACQUISITIN CO | 204833206 | UNIT 99/99/9999 | 2,815 | $28,000 | thousands by filing date | |
| FORTE BIOSCIENCES INC | 34962G109 | COM | 9,635 | $28,000 | thousands by filing date | |
| PACIRA BIOSCIENCES | 695127AD2 | NOTE 2.375% 4/0 | 27,000 | $28,000 | thousands by filing date | principal |
| MOTUS GI HLDGS INC | 62014P108 | COM | 39,629 | $28,000 | thousands by filing date | |
| OMNICHANNEL ACQUISITION CORP | 68218L207 | UNIT 99/99/9999 | 2,704 | $28,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q647 | MUNICIPAL ETF | 495 | $27,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33741X201 | INDXX INOVTV ETF | 640 | $27,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R671 | STATE STREET SPD | 544 | $27,000 | thousands by filing date | |
| GREENWICH LIFESCIENCES INC | 396879108 | COMMON STOCK | 697 | $27,000 | thousands by filing date | |
| VANGUARD WELLINGTON FD | 921935409 | US MINIMUM | 280 | $27,000 | thousands by filing date | |
| ESPEY MFG &ELECTRONICS CORP | 296650104 | COM | 1,832 | $27,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q746 | USD EMRNG MKT | 551 | $27,000 | thousands by filing date | |
| II VI INC | 902104AB4 | NOTE 0.250% 9/0 | 20,000 | $27,000 | thousands by filing date | principal |
| POINT BIOPHARMA GLOBAL INC | 730541109 | COM | 3,485 | $27,000 | thousands by filing date | |
| ZOSANO PHARMA CORP | 98979H202 | COM NEW | 37,282 | $27,000 | thousands by filing date | |
| CINCINNATI BANCORP INC | 17187C102 | COM | 1,800 | $27,000 | thousands by filing date | |
| BLUESCAPE OPPORTUNITIES ACQU | G1195N113 | *W EXP 10/28/202 | 26,732 | $27,000 | thousands by filing date | |
| SOCIAL CAPITAL HEDOSOPHA HLD | G82514129 | UNIT 99/99/9999 | 2,567 | $27,000 | thousands by filing date | |
| NORTHERN GENESIS ACQUISITION | 66516U200 | UNIT 99/99/9999 | 2,585 | $27,000 | thousands by filing date | |
| VIRTUOSO ACQUISITION CORP | 92837j203 | COM | 2,578 | $27,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K273 | COM | 851 | $27,000 | thousands by filing date | |
| MEXCO ENERGY CORP | 592770101 | COM | 2,501 | $26,000 | thousands by filing date | |
| RF INDUSTRIES LTD | 749552105 | COMMON STOCK | 3,150 | $26,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R697 | SP KENSHO INFRA | 592 | $26,000 | thousands by filing date | |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 3,941 | $26,000 | thousands by filing date | |
| HENNESSY ADVISORS INC | 425885100 | COM | 2,757 | $26,000 | thousands by filing date | |
| WEREWOLF THERAPEUTICS INC | 95075A107 | CMN | 1,514 | $26,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460E711 | CMN | 896 | $26,000 | thousands by filing date | |
| ZOVIO INC | 98979V102 | COMMON STOCK | 10,741 | $26,000 | thousands by filing date | |
| MECHEL PAO | 583840608 | SPONSORED ADR NE | 6,476 | $26,000 | thousands by filing date | |
| QUANTUM FINTECH ACQUISTIN CO | 74767A204 | UNIT 10/30/2026 | 2,567 | $26,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000895421-21-000571 | this filing | 2021-11-15 | acceptance time not in the bulk data set |