13F-HR filed by MORGAN STANLEY
MORGAN STANLEY filed this 13F-HR for the quarter ended 2021-09-30, filed 2021-11-15, with 8,075 holding rows worth $742,479,307,000.
- Accession
- 0000895421-21-000571
- Filer
- CIK 895421
- Filed
- 2021-11-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A combination report, 33,150 entries on the cover page, a total value of $742,479,307,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $742,479,307,000 with VALUE read as thousands by filing date, 13F file number 028-03432. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerEATON VANCE MANAGEMENT028-04139
- reports for this filerATLANTA CAPITAL MANAGEMENT CO L L C028-05936
- reports for this filerPARAMETRIC PORTFOLIO ASSOCIATES LLC028-04558
- included managerMORGAN STANLEY & CO INTERNATIONAL PLC028-04312
- included managerMORGAN STANLEY & CO. LLC028-11873
- included managerMorgan Stanley Canada LTD028-13197
- included managerMorgan Stanley Capital Services LLC028-11865
- included managerMORGAN STANLEY AIP GP LP028-14710
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT CO028-11366
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT INC028-11866
- included managerMorgan Stanley Investment Management LTD028-11867
- included managerMORGAN STANLEY SMITH BARNEY LLC028-13935
- included managerMorgan Stanley Strategic Investments, Inc028-12509
- included managerMorgan Stanley Uruguay Ltda.028-11533
- included managerFundlogic Sas028-15873
- included managerMorgan Stanley Asia Ltd028-19343
- included managerMorgan Stanley Wealth Management Australia Pty Ltd028-19344
- included managerMorgan Stanley Bank Asia Ltd028-17710
- included managerETRADE Capital Management LLC028-14182
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TREAN INS GROUP INC | 89457R101 | COM | 19,398 | $199,000 | thousands by filing date | |
| VIA RENEWABLES INC | 92556D106 | COM | 19,634 | $199,000 | thousands by filing date | |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 9,885 | $198,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 30,182 | $198,000 | thousands by filing date | |
| HOOKIPA PHARMA INC | 43906K100 | COM | 33,725 | $198,000 | thousands by filing date | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 56,989 | $198,000 | thousands by filing date | |
| CAMBER ENERGY INC | 13200M508 | COM | 51,526 | $197,000 | thousands by filing date | |
| ONESPAWORLD HOLDINGS LIMITED | P73684113 | COM | 19,778 | $196,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119AB9 | NOTE 1.750%12/0 | 214,000 | $196,000 | thousands by filing date | principal |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 49,968 | $195,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 21,199 | $195,000 | thousands by filing date | |
| ISHARES TR | 46429B515 | CMN | 4,186 | $195,000 | thousands by filing date | |
| SAFETY SHOT INC | 48208F105 | COM NEW | 138,537 | $195,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J404 | CMN | 3,795 | $195,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188408 | LOW DURTIN ETF | 3,811 | $194,000 | thousands by filing date | |
| EVERSPIN TECHNOLOGIES INC | 30041T104 | COMMON STOCK | 29,898 | $194,000 | thousands by filing date | |
| EMBOTELLADORA ANDINA S A | 29081P303 | SPON ADR B | 15,005 | $194,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 14,128 | $193,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A826 | RANGE CANCER THE | 6,380 | $193,000 | thousands by filing date | |
| NULL | 68620A203 | NULL | 28,391 | $193,000 | thousands by filing date | |
| ZEALAND PHARMA A/S | 98920Y304 | CMN | 6,553 | $193,000 | thousands by filing date | |
| PDL CMNTY BANCORP | 69290X101 | COM | 13,561 | $193,000 | thousands by filing date | |
| EMPOWERMENT & INCLUSION CAPI | 29248N209 | UNIT 99/99/9999 | 19,298 | $193,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 55,283 | $192,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072AA9 | NOTE 0.375% 6/1 | 200,000 | $192,000 | thousands by filing date | principal |
| PATRIA INVESTMENTS LIMITED | G69451105 | COM CL A | 11,709 | $191,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 8,164 | $191,000 | thousands by filing date | |
| AVINGER INC | 053734604 | COM | 256,563 | $191,000 | thousands by filing date | |
| VIRTRA INC | 92827K301 | CMN | 18,721 | $190,000 | thousands by filing date | |
| SECUREWORKS CORP | 81374A105 | CL A | 9,557 | $190,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 91,689 | $190,000 | thousands by filing date | |
| NAUTILUS BIOTECHNOLOGY INC | 63909J108 | COM | 30,756 | $189,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E101 | MSCI NORWAY ETF | 6,113 | $189,000 | thousands by filing date | |
| BRASILAGRO COMPANHIA BRASILE | 10554B104 | SPONSORED ADR | 33,940 | $189,000 | thousands by filing date | |
| ACCESS NEWSWIRE INC | 46520M204 | COM NEW | 7,246 | $189,000 | thousands by filing date | |
| SPRING VALLEY ACQ CORP | G8377A108 | COMMON STOCK-FO | 21,800 | $189,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 28,034 | $189,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E240 | FUND | 8,065 | $189,000 | thousands by filing date | |
| PHUNWARE INC | 71948P100 | COMMON | 203,455 | $189,000 | thousands by filing date | |
| ELEVATE CREDIT INC | 28621V101 | COM | 45,205 | $187,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J602 | mc | 2,067 | $187,000 | thousands by filing date | |
| KOREA FD INC | 500634209 | COM NEW | 4,533 | $186,000 | thousands by filing date | |
| PARTNERS BANCORP | 70213Q108 | COM | 22,463 | $186,000 | thousands by filing date | |
| ONITY GROUP INC | 675746606 | COMMON STOCK | 6,592 | $185,000 | thousands by filing date | |
| PROTARA THERAPEUTICS INC | 74365U107 | COM STK | 26,582 | $184,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y392 | VDEO GAM ESPRT | 6,564 | $184,000 | thousands by filing date | |
| KALEIDO BIOSCIENCES INC | 483347100 | COM | 33,548 | $184,000 | thousands by filing date | |
| INFRA AND ENERGY ALTRNTIVE I | 45686J104 | COM | 16,181 | $184,000 | thousands by filing date | |
| APOLLO COML REAL EST FIN INC | 03762UAB1 | NOTE 4.750% 8/2 | 183,000 | $184,000 | thousands by filing date | principal |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 5,928 | $183,000 | thousands by filing date | |
| ENLIVEX LTD | M4130Y106 | CMN | 18,543 | $183,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 141,179 | $182,000 | thousands by filing date | |
| ARQIT QUANTUM ORD | G0567U101 | COM | 9,014 | $181,000 | thousands by filing date | |
| SPORTS ENTERTAINMENT ACQU CO | 84918M106 | COM CL A | 18,011 | $180,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 43,195 | $179,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 6,411 | $179,000 | thousands by filing date | |
| ORANGE COUNTY BANCORP INC | 68417L107 | COMMON STOCK | 5,100 | $179,000 | thousands by filing date | |
| FIRSTMARK HORIZON ACQUISITIO | 33765Y101 | CL A COM | 18,344 | $179,000 | thousands by filing date | |
| PROSHARES TR | 74347G747 | ULTPRO SHT 2017 | 18,539 | $179,000 | thousands by filing date | |
| IMMUNEERING CORP | 45254E107 | CLASS A COM | 6,708 | $178,000 | thousands by filing date | |
| TRAWS PHARMA INC COM NEW | 68232V801 | Stock | 46,307 | $177,000 | thousands by filing date | |
| H WORLD GROUP LTD | 16949NAC3 | NOTE 0.375%11/0 | 157,000 | $177,000 | thousands by filing date | principal |
| O2MICRO INTERNATIONAL LTD | 67107W100 | SPONS ADR | 29,260 | $177,000 | thousands by filing date | |
| LOOP INDS INC | 543518104 | COM | 15,363 | $176,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G708 | DAIL MS BRAZ ETF | 2,148 | $176,000 | thousands by filing date | |
| KHOSLA VENTURES ACQUISITION | 482504107 | CL A | 17,785 | $176,000 | thousands by filing date | |
| ETON PHARMACEUTICALS INC | 29772L108 | COMMON STOCK | 34,749 | $175,000 | thousands by filing date | |
| ARROWMARK FINANCIAL CORP | 861780104 | COM | 7,955 | $175,000 | thousands by filing date | |
| UBS AG LONDON BRANCH | 90274D382 | ETRACS ALER MLP | 11,250 | $175,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 995 | $175,000 | thousands by filing date | |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 23,705 | $175,000 | thousands by filing date | |
| LISTED FDS TR | 53656F805 | SHARES LAG CAP | 4,685 | $174,000 | thousands by filing date | |
| ONCOLYTICS BIOTECH INC | 682310875 | COM NEW | 83,152 | $174,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E521 | FUND | 8,976 | $174,000 | thousands by filing date | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 52,514 | $174,000 | thousands by filing date | |
| AMPLITUDE INC COM CL A | 03213A104 | Stock | 3,182 | $173,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 20,665 | $173,000 | thousands by filing date | |
| YUNJI INC | 98873N107 | ADS RP CL A | 241,380 | $173,000 | thousands by filing date | |
| ADIAL PHARMACEUTICALS INC | 00688A106 | COM | 40,228 | $173,000 | thousands by filing date | |
| MARIN SOFTWARE INC | 56804T205 | COM NEW | 18,876 | $173,000 | thousands by filing date | |
| BROADSTONE ACQ CORP; TNT ACQ DT: 9/11/2022; CASH: $10.00 | G1739V100 | SHS CL A | 17,403 | $173,000 | thousands by filing date | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 7,885 | $172,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746P563 | FUND | 3,225 | $172,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746P480 | FUND | 7,330 | $172,000 | thousands by filing date | |
| ORLA MNG LTD NEW | 68634K106 | COM | 52,189 | $170,000 | thousands by filing date | |
| WESTWATER RES INC | 961684206 | COM NEW | 47,429 | $170,000 | thousands by filing date | |
| JAWS MUSTANG ACQUISITION COR | G50737116 | UNIT 99/99/9999 | 16,900 | $170,000 | thousands by filing date | |
| APTEVO THERAPEUTICS INC | 03835L207 | COMMON | 11,028 | $170,000 | thousands by filing date | |
| CVRX INC | 126638105 | COMMON STOCK | 10,175 | $169,000 | thousands by filing date | |
| TITAN PHARMACEUTICALS INC DE | 888314606 | COMMON | 90,483 | $169,000 | thousands by filing date | |
| MICROVAST HOLDINGS INC COM | 59516C106 | Stock | 20,421 | $168,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R655 | SP KENSHO CLEAN | 1,787 | $168,000 | thousands by filing date | |
| PCM FD INC | 69323T101 | COM | 14,769 | $168,000 | thousands by filing date | |
| SFL CORPORATION LTD | G81075AF3 | NOTE 5.750%10/1 | 167,000 | $168,000 | thousands by filing date | principal |
| SENDAS DISTRIBUIDORA S A | 81689T104 | SPON ADS | 9,578 | $167,000 | thousands by filing date | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N855 | SIMPLIFY INTERST | 4,075 | $165,000 | thousands by filing date | |
| Cango Inc/KY | 137586103 | ADS | 40,873 | $165,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C672 | US EQT ULTRA BF | 5,750 | $164,000 | thousands by filing date | |
| NEW GERMANY FD INC | 644465106 | COM | 8,326 | $164,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 21,351 | $164,000 | thousands by filing date | |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 91,266 | $164,000 | thousands by filing date | |
| VIRIDIAN THERAPEUTICS INC | 92790C104 | COM | 9,922 | $163,000 | thousands by filing date | |
| CLIMB GLOBAL SOLUTIONS INC | 946760105 | COMMON STOCK | 6,058 | $163,000 | thousands by filing date | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 5,072 | $163,000 | thousands by filing date | |
| ASCENT INDUSTRIES CO | 871565107 | COM | 14,713 | $162,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 22,748 | $161,000 | thousands by filing date | |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 6,469 | $161,000 | thousands by filing date | |
| PROSHARES TR | 74347R214 | PSHS ULT NASB | 1,702 | $161,000 | thousands by filing date | |
| AVALO THERAPEUTICS INC | 05338F108 | CMN | 73,825 | $160,000 | thousands by filing date | |
| INPIXON | 45790J800 | COM | 192,578 | $160,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 2,500 | $159,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 15,789 | $159,000 | thousands by filing date | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 5,587 | $159,000 | thousands by filing date | |
| XBIOTECH INC | 98400H102 | COM | 12,346 | $159,000 | thousands by filing date | |
| CENTOGENE N V | N1976T109 | COM | 14,513 | $159,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 25,619 | $159,000 | thousands by filing date | |
| GLOBAL SYNERGY ACQUISIT CORP UNIT EX 010124 | G3934J114 | Stock | 15,864 | $159,000 | thousands by filing date | |
| iShares ESG Aware US Aggregate Bond ETF | 46435U549 | SHS | 2,871 | $158,000 | thousands by filing date | |
| MONUMENT CIRCLE ACQUISITN CO | 61531M200 | UNIT 01/14/2026 | 15,799 | $158,000 | thousands by filing date | |
| ISHARES TR | 46435G268 | RUSEL 2500 ETF | 2,453 | $157,000 | thousands by filing date | |
| IMMATICS N.V | N44445109 | SHS | 12,102 | $157,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X426 | ST STR MSCI EM | 2,320 | $157,000 | thousands by filing date | |
| TONIX PHARMACEUTICALS HOLDIN | 890260706 | COM | 262,449 | $157,000 | thousands by filing date | |
| MIX TELEMATICS LTD | 60688N102 | SPONSORED ADR | 12,661 | $156,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C615 | GRWT100 PWR BUF | 4,000 | $156,000 | thousands by filing date | |
| REDHILL BIOPHARMA LTD | 757468103 | ADR | 34,041 | $156,000 | thousands by filing date | |
| BLUESCAPE OPPORTUNITIES ACQU | G1195N121 | UNIT 99/99/9999 | 15,230 | $156,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460E661 | CMN | 7,566 | $155,000 | thousands by filing date | |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 151,040 | $155,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 168,107 | $154,000 | thousands by filing date | |
| DASEKE INC | 23753F115 | *W EXP 02/27/202 | 718,296 | $154,000 | thousands by filing date | |
| PERPETUA RESOURCES CORP | 714266103 | COM | 30,959 | $153,000 | thousands by filing date | |
| ISHARES TR | 46435G433 | MSCI USA SMCP MN | 4,116 | $153,000 | thousands by filing date | |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 45,434 | $153,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 28,185 | $153,000 | thousands by filing date | |
| CONCRETE PUMPING HOLDINGS IN | 206704108 | COMMON STOCK | 17,885 | $153,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W771 | CHINA BULL 3X | 14,886 | $153,000 | thousands by filing date | |
| PROSHARES TR II | 74347W387 | UL DJUBSNATG NEW | 21,522 | $153,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 15,834 | $152,000 | thousands by filing date | |
| Avantis Emerging Markets Equity ETF | 025072604 | SHS | 2,340 | $151,000 | thousands by filing date | |
| UNITED STS COMMODITY INDEX F | 911718104 | CM REP COPP FD | 6,048 | $151,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 16,941 | $151,000 | thousands by filing date | |
| GRUPO SUPERVIELLE S.A. | 40054A108 | CMN | 67,150 | $151,000 | thousands by filing date | |
| Aravive Inc | 03890D108 | Common / Ordinary Stock | 40,786 | $151,000 | thousands by filing date | |
| DIREXION DAILY REAL ESTATE BEAR 3X SHARES | 25460E141 | ETF | 29,604 | $151,000 | thousands by filing date | |
| ISHARES TR | 46436E726 | IBONDS DEC 2030 | 5,948 | $150,000 | thousands by filing date | |
| NEMAURA MED INC | 640442208 | COMMON | 24,948 | $150,000 | thousands by filing date | |
| OMNICHANNEL ACQUISITION CORP | 68218L108 | COM CL A | 15,191 | $150,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 191,000 | $149,000 | thousands by filing date | principal |
| SIO GENE THERAPIES INC | 829399104 | COM | 68,383 | $149,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 4,985 | $148,000 | thousands by filing date | |
| US VEGAN CLIMATE ETF | 26922A297 | ETF | 3,762 | $148,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 49,643 | $148,000 | thousands by filing date | |
| SPDR SER TR | 78468R689 | S&P KENSHO SMART | 2,703 | $148,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 31,009 | $148,000 | thousands by filing date | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 67,924 | $148,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E606 | CHINA FINL ETF | 10,344 | $148,000 | thousands by filing date | |
| MSP RECOVERY INC COM CL A | 53625R104 | Stock | 14,970 | $148,000 | thousands by filing date | |
| EVOKE PHARMA INC | 30049G104 | COM | 113,480 | $148,000 | thousands by filing date | |
| DELWINDS INS ACQUISITION COR | 24803C102 | CMN | 14,974 | $148,000 | thousands by filing date | |
| Lixte Biotech HLDG | 539319202 | COM | 71,054 | $148,000 | thousands by filing date | |
| MALACCA STRAITS ACQUISITION | G5859B117 | COM CL A | 14,817 | $147,000 | thousands by filing date | |
| SANARA MEDTECH INC | 79957L100 | COMMON STOCK | 4,251 | $146,000 | thousands by filing date | |
| XWELL INC COM NEW | 98420U703 | Stock | 98,671 | $146,000 | thousands by filing date | |
| COMSTOCK INC | 205750300 | COM NEW | 54,820 | $146,000 | thousands by filing date | |
| SENIOR CONNECT ACQUISITN COR | 81723H108 | COM CL A | 14,974 | $146,000 | thousands by filing date | |
| CORVUS PHARMACEUTICALS INC | 221015100 | COM | 29,943 | $145,000 | thousands by filing date | |
| HIGH INCOME SECS FD | 42968F108 | SHS BEN INT | 16,595 | $145,000 | thousands by filing date | |
| JANUX THERAPEUTICS INC | 47103J105 | COM | 6,702 | $145,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 30,477 | $145,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E259 | GB MSCI AR ETF | 4,356 | $145,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 70,617 | $145,000 | thousands by filing date | |
| CUSTOM TRUCK ONE SOURCE INC | 23204X111 | WARRANT | 66,600 | $145,000 | thousands by filing date | |
| PMV CONSUMER ACQUISITION COR | 693486102 | CMN | 14,817 | $145,000 | thousands by filing date | |
| RBB FD INC | 74933W601 | MOTLEY FOL ETF | 3,623 | $144,000 | thousands by filing date | |
| EVOFEM BIOSCIENCES INC | 30048L104 | COM | 195,836 | $144,000 | thousands by filing date | |
| SPORTS VENTURES ACQUISIN COR | G8372A103 | CMN | 14,817 | $144,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G400 | INFRACP REIT PFD | 5,857 | $143,000 | thousands by filing date | |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 4,707 | $143,000 | thousands by filing date | |
| CLENE INC | 185634102 | COM | 20,979 | $143,000 | thousands by filing date | |
| DEFINITIVE HEALTHCARE CORP | 24477E103 | CLASS A COM | 3,320 | $142,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 1,535 | $142,000 | thousands by filing date | |
| VISTAGEN THERAPEUTICS INC | 92840H202 | COM | 51,930 | $142,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 140,324 | $142,000 | thousands by filing date | |
| EXCHANGE LISTED FDS TR | 30151E616 | CMN | 5,811 | $142,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 305,584 | $141,000 | thousands by filing date | |
| LIGHTJUMP ACQUISITION CORP | 53228M205 | UNIT 01/06/2026 | 13,986 | $141,000 | thousands by filing date | |
| FREELINE THERAPEUTICS HLDGS | 35655L107 | SPONSORED ADS | 41,341 | $141,000 | thousands by filing date | |
| AEROCENTURY CORP | 007737109 | COM | 2,335 | $140,000 | thousands by filing date | |
| AEQUI ACQUISITION CORP | 00775W201 | UNIT 11/30/2027 | 14,037 | $140,000 | thousands by filing date | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 7,833 | $138,000 | thousands by filing date | |
| DIANTHUS THERAPEUTICS INC COM | 55910K108 | Stock | 18,944 | $138,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 6,553 | $138,000 | thousands by filing date | |
| IBIO INC | 451033203 | COM NEW | 130,311 | $138,000 | thousands by filing date | |
| SPACE EX TECH SPACEX CLASS A | 19423L672 | Equity | 4,783 | $137,000 | thousands by filing date | |
| MICROBOT MED INC | 59503A204 | COM NEW | 19,438 | $137,000 | thousands by filing date | |
| CONCORD ACQUISITION CORP | 206071102 | COM CL A | 13,572 | $137,000 | thousands by filing date | |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 18,914 | $136,000 | thousands by filing date | |
| AEA-BRIDGES IMPACT CORP | G01046104 | CMN | 13,903 | $136,000 | thousands by filing date | |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 27,432 | $135,000 | thousands by filing date | |
| ISHARES TR | 46435G219 | INVESTMENT GRADE | 2,503 | $135,000 | thousands by filing date | |
| NEW IRELAND FD INCORPORATED | 645673104 | Closed End Funds - Taxable | 10,954 | $135,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C508 | US EQTY PWR BUF | 4,100 | $134,000 | thousands by filing date | |
| PIONEER PWR SOLUTIONS IN | 723836300 | COMMON STOCK | 40,571 | $134,000 | thousands by filing date | |
| KOSS CORP | 500692108 | COM | 8,193 | $134,000 | thousands by filing date | |
| AMERICAN VRTUAL CLOUD TECH I | 030382105 | COM | 48,000 | $134,000 | thousands by filing date | |
| D-MARKET ELECTR SVCS TRY 0.2 | 23292B104 | SPONSORED ADS | 19,317 | $133,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C557 | US EQTY BUF DEC | 3,980 | $133,000 | thousands by filing date | |
| POINTS INTL LTD | 730843208 | COM NEW | 7,769 | $133,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K405 | COM PAR | 130,283 | $133,000 | thousands by filing date | |
| Kaspien Holdings Inc | 485837108 | COM | 7,970 | $133,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R811 | NASDQ SEMCNDTR | 1,940 | $132,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C409 | US EQTY BUFR JAN | 3,650 | $132,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W133 | EMERG CUR STR FD | 7,463 | $132,000 | thousands by filing date | |
| EXTRACTION OIL & GAS INC | 30227M303 | COMMON STOCK | 2,367 | $132,000 | thousands by filing date | |
| MOONLAKE IMMUNOTHERAPEUTICS | G4444C102 | COM | 13,449 | $132,000 | thousands by filing date | |
| X FINL | 98372W202 | SPONSORED ADS | 31,606 | $131,000 | thousands by filing date | |
| Instil Bio, Inc. | 45783C101 | Common Stock | 7,326 | $131,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 4,269 | $130,000 | thousands by filing date | |
| XOS INC | 98423B108 | COM | 28,048 | $130,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 43,104 | $130,000 | thousands by filing date | |
| AURORA MOBILE LTD | 051857100 | ADS | 77,551 | $129,000 | thousands by filing date | |
| HYZON MOTORS INC | 44951Y102 | COM CL A | 18,460 | $128,000 | thousands by filing date | |
| CENTESSA PHARMACEUTICALS PLC | 152309100 | SPONSORED ADS | 7,630 | $128,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H304 | ENERGY FD | 7,546 | $128,000 | thousands by filing date | |
| UNITED BANCORP INC OHIO | 909911109 | COM | 8,933 | $128,000 | thousands by filing date | |
| BURLINGTON STORES INC | 122017AB2 | NOTE 2.250% 4/1 | 88,000 | $128,000 | thousands by filing date | principal |
| ADVISORSHARES TR | 00768Y727 | NEWFLT MULSINC | 2,619 | $128,000 | thousands by filing date | |
| SONIM TECHNOLOGIES INC | 83548F200 | COM NEW | 47,590 | $128,000 | thousands by filing date | |
| INVESCO DB MLTI SECTR CMMTY | 46140H601 | GOLD FD | 2,547 | $128,000 | thousands by filing date | |
| EVOLV TECHNOLOGIES HLDNGS IN | 30049H102 | COM CL A | 21,159 | $127,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 2,574 | $127,000 | thousands by filing date | |
| BANK7 CORP | 06652N107 | COMMON STOCK | 5,959 | $127,000 | thousands by filing date | |
| INTELLICHECK MOBILISA INC | 45817G201 | COM NEW | 15,572 | $127,000 | thousands by filing date | |
| FEDNAT HOLDING COMPANY | 31431B109 | Common Stock | 51,266 | $127,000 | thousands by filing date | |
| PROSHARES TR II | 74347Y847 | FUND | 4,116 | $127,000 | thousands by filing date | |
| VERB TECHNOLOGY CO INC | 92337U104 | COM | 65,999 | $127,000 | thousands by filing date | |
| CARNEY TECHNOLOGY ACQU CORP | 143636108 | CL A COMMON STK | 13,000 | $127,000 | thousands by filing date | |
| LIVE OAK ACQUISITION CORP II | 53804W114 | *W EXP 12/07/202 | 66,666 | $127,000 | thousands by filing date | |
| DIMENSIONAL ETF TRUST | 25434V708 | US CORE EQUITY 2 | 4,755 | $126,000 | thousands by filing date | |
| INTL GNRL INSURANCE HLDNGS L | G4809J114 | WTS | 190,584 | $126,000 | thousands by filing date | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 8,652 | $125,000 | thousands by filing date | |
| FIVE STAR BANCORP | 33830T103 | COMMON STOCK | 5,245 | $125,000 | thousands by filing date | |
| AULT GLOBAL HOLDINGS INC | 05150X104 | COM | 51,404 | $125,000 | thousands by filing date | |
| RISKIFIED LTD A | M8216R109 | COMMON STOCK | 5,465 | $124,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 33,544 | $124,000 | thousands by filing date | |
| EVERBRIDGE INC | 29978AAC8 | NOTE 0.125%12/1 | 84,000 | $124,000 | thousands by filing date | principal |
| MEI PHARMA INC | 55279B202 | COM NEW | 44,593 | $124,000 | thousands by filing date | |
| ESPORTS TECHNOLOGIES INC | 29667L106 | COM | 3,707 | $124,000 | thousands by filing date | |
| CC NEUBERGER PRIN HLDGS II | G3166T129 | UNIT 99/99/9999 | 12,384 | $124,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C466 | GRWT100 PWR BF | 3,000 | $123,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 9,903 | $123,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 32,512 | $123,000 | thousands by filing date | |
| ADICET BIO INC | 007002108 | COM | 15,578 | $123,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 29,891 | $123,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 57,115 | $123,000 | thousands by filing date | |
| EXPAND ENERGY CORPORATION | 165167164 | *W EXP 02/09/202 | 3,368 | $123,000 | thousands by filing date | |
| NANTHEALTH INC | 630104107 | CMN | 76,940 | $123,000 | thousands by filing date | |
| OYSTER ENTERPRISES ACQUISITION CORP. | 69242M203 | COM | 12,326 | $123,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 33,285 | $122,000 | thousands by filing date | |
| CONTRAFECT CORP | 212326300 | COM | 30,256 | $122,000 | thousands by filing date | |
| TILRAY BRANDS INC | 88688TAB6 | NOTE 5.000%10/0 | 124,000 | $122,000 | thousands by filing date | principal |
| NEUROPACE INC | 641288105 | COMMON STOCK | 7,658 | $121,000 | thousands by filing date | |
| NEPHROS INC | 640671400 | COM | 13,837 | $121,000 | thousands by filing date | |
| STEALTHGAS INC | Y81669106 | COM | 45,241 | $121,000 | thousands by filing date | |
| VTV THERAPEUTICS INC CL A | 918385105 | Stock | 78,895 | $121,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G716 | DAILY S&P BIOTEC | 5,657 | $120,000 | thousands by filing date | |
| NI HOLDINGS INC | 65342T106 | COMMON STOCK | 6,870 | $120,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061862 | TAIL RISK | 6,385 | $120,000 | thousands by filing date | |
| PROSHARES TR | 74347G887 | ULSH 20YRTRE NEW | 3,422 | $120,000 | thousands by filing date | |
| AGILITI INC | 00848J104 | COMMON STOCK | 6,340 | $120,000 | thousands by filing date | |
| SHAPEWAYS HOLDINGS INC | 81947T102 | COMMON STOCK | 15,500 | $120,000 | thousands by filing date | |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 4,912 | $119,000 | thousands by filing date | |
| PROCURE SPACE ETF | 74280R205 | ETF | 3,928 | $119,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 37,432 | $119,000 | thousands by filing date | |
| WALKME LTD ORD SHS | M97628107 | Stock | 4,007 | $119,000 | thousands by filing date | |
| PROSHARES TR | 74347B276 | PSHS ULDOW30 NEW | 12,373 | $119,000 | thousands by filing date | |
| RED RIVER BANCSHARES INC | 75686R202 | COMMON STOCK | 2,363 | $118,000 | thousands by filing date | |
| LIGHTBRIDGE CORP | 53224K302 | COMMON STOCK | 24,210 | $118,000 | thousands by filing date | |
| 9 METERS BIOPHARMA INC | 654405109 | COM | 89,968 | $118,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W448 | GERMANY HEDEQ FD | 3,365 | $118,000 | thousands by filing date | |
| NABRIVA THERAPEUTICS PLC | G63637113 | SHS | 99,183 | $118,000 | thousands by filing date | |
| LIMBACH HLDGS INC | 53263P105 | COM | 17,657 | $117,000 | thousands by filing date | |
| PLUMAS BANCORP | 729273102 | COMMON STOCK | 3,693 | $117,000 | thousands by filing date | |
| INTL GNRL INSURANCE HLDNGS L | G4809J106 | SHS | 13,998 | $117,000 | thousands by filing date | |
| SB FINL GROUP INC | 78408D105 | COM | 6,405 | $117,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070105 | CL B | 2,480 | $117,000 | thousands by filing date | |
| ACE Convergence Acquisition Corp | G0083D120 | COM | 11,767 | $117,000 | thousands by filing date | |
| SCION TECH GROWTH I | G31067120 | UNIT 12/17/2025 | 11,777 | $117,000 | thousands by filing date | |
| HIGHPEAK ENERGY INC | 43114Q105 | COMMON STOCK | 12,979 | $116,000 | thousands by filing date | |
| PROFOUND MED CORP | 74319B502 | COM NEW | 7,941 | $116,000 | thousands by filing date | |
| OLD POINT FINL CORP | 680194107 | COM | 5,478 | $116,000 | thousands by filing date | |
| STARWOOD PROPERTY TRUST | 85571BAH8 | Convertible Debt | 111,000 | $116,000 | thousands by filing date | principal |
| DATCHAT INC | 23816M107 | COM | 8,525 | $116,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F171 | GREEN BOND ETF | 4,232 | $115,000 | thousands by filing date | |
| VASTA PLATFORM LTD CL A | G9440A109 | Stock | 25,268 | $115,000 | thousands by filing date | |
| EXPAND ENERGY CORPORATION | 165167172 | *W EXP 02/09/202 | 3,520 | $115,000 | thousands by filing date | |
| HALL OF FAME RESORT & ENTMT | 40619L110 | *W EXP 07/01/202 | 170,281 | $115,000 | thousands by filing date | |
| VPC IMPACT ACQUISITION HLDNG | G9441E100 | SHS CL A | 11,353 | $115,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y863 | GLOBAL X GOLD EX | 4,304 | $114,000 | thousands by filing date | |
| FIRST TR MTG INCOME FD | 33734E103 | COM SHS | 8,292 | $114,000 | thousands by filing date | |
| MASON INDUSTRIAL TECHNOLGY I | 57520Y205 | UNIT 99/99/9999 | 11,317 | $113,000 | thousands by filing date | |
| EPSILON ENERGY LTD | 294375209 | COMMON STOCK | 17,389 | $112,000 | thousands by filing date | |
| CARDIOL THERAPEUTICS INC | 14161Y200 | COM CL A | 27,090 | $112,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62197119 | COM | 23,679 | $112,000 | thousands by filing date | |
| NORTHERN TECHNOLOGIES INTL C | 665809109 | COM | 7,326 | $111,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 7,240 | $111,000 | thousands by filing date | |
| ProShares UltraPro Short S&P 500 | 74347B110 | COM | 6,315 | $111,000 | thousands by filing date | |
| CLIMB BIO INC | 28658R106 | COMMON STOCK | 6,113 | $110,000 | thousands by filing date | |
| CEMENTOS PACASMAYO S A FUNSPONSORED ADR 1 ADR REPS 5 ORD SHS | 15126Q208 | Equity | 20,471 | $110,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y327 | GLBX MSCI COLUM | 3,761 | $110,000 | thousands by filing date | |
| GRUPO AVAL ACCIONES Y VALORE | 40053W101 | SPONSORED ADS | 19,015 | $110,000 | thousands by filing date | |
| CYXTERA TECHNOLOGIES INC | 23284C102 | COMMON STOCK | 11,851 | $110,000 | thousands by filing date | |
| SILVERSPAC INC | G8136V120 | UNIT 09/09/2026 | 11,059 | $110,000 | thousands by filing date | |
| INNATE PHARMA S A | 45781K204 | SPONSORED ADS | 17,729 | $109,000 | thousands by filing date | |
| GRINDROD SHIPPING HOLDINGS L | Y28895103 | COM | 7,018 | $109,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 12,510 | $109,000 | thousands by filing date | |
| PROTAGENIC THERAPEUTICS INC | 74365N103 | COM | 58,063 | $109,000 | thousands by filing date | |
| ADIT EDTECH ACQUISITION CORP | 007024201 | UNIT 99/99/9999 | 10,886 | $109,000 | thousands by filing date | |
| DESIGN THERAPEUTICS INC | 25056L103 | COM | 7,404 | $108,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 13,843 | $108,000 | thousands by filing date | |
| GREAT ELM GROUP INC COM NEW | 39037G109 | COM NEW | 48,222 | $108,000 | thousands by filing date | |
| INHIBRX INC | 45720L107 | COM | 3,268 | $108,000 | thousands by filing date | |
| OPTIBASE LTD | M7524R116 | SHS NEW NIS0.13 | 10,100 | $108,000 | thousands by filing date | |
| PURPLE BIOTECH LTD SPONSORED ADR | 74638P109 | ADR | 23,560 | $108,000 | thousands by filing date | |
| CC NEUBERGER PRIN HLDGS II | G3166T103 | SHS CL A | 11,026 | $108,000 | thousands by filing date | |
| BIO-PATH HLDGS INC | 09057N300 | COM | 21,130 | $108,000 | thousands by filing date | |
| JPMORGAN EQUITY PREMIUM INCOME ETF | 46641Q332 | ETF | 1,794 | $107,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y632 | ARTIFICIAL ETF | 3,512 | $107,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING INC | 33832D205 | COM NEW | 24,604 | $107,000 | thousands by filing date | |
| TRILOGY METALS INC | 89621C105 | COMMON STOCK | 57,647 | $107,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108805 | AMPLIFY LITHIUM | 6,189 | $107,000 | thousands by filing date | |
| AMCON DISTRG CO | 02341Q205 | COM NEW | 723 | $107,000 | thousands by filing date | |
| UNION BANKSHARES INC | 905400107 | CMN | 3,348 | $107,000 | thousands by filing date | |
| MFS INTER HIGH INCOME FD | 59318T109 | SH BEN INT | 35,450 | $107,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAB1 | NOTE 2.000%10/0 | 108,000 | $107,000 | thousands by filing date | principal |
| MEDICENNA THERAPEUTICS F | 58490H107 | FOREIGN CANADIAN | 38,605 | $107,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C656 | US EQTY PWR BUF | 3,647 | $106,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G202 | VIRTUS LIFESC BT | 2,076 | $106,000 | thousands by filing date | |
| SVF INVESTMENT CORP | G8601L110 | COMMON STOCK-FO | 10,631 | $106,000 | thousands by filing date | |
| IKONICS CORP | 45172K102 | COM | 3,727 | $106,000 | thousands by filing date | |
| CPI CARD GROUP INC | 12634H200 | COMMON STOCK | 3,026 | $105,000 | thousands by filing date | |
| UNITED GUARDIAN INC | 910571108 | COM | 7,413 | $105,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 20,163 | $105,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC | 707569AU3 | NOTE 2.750% 5/1 | 33,000 | $105,000 | thousands by filing date | principal |
| LUCIRA HEALTH INC | 54948U105 | COM | 13,973 | $105,000 | thousands by filing date | |
| INNOVATOR ETFS TR II | 45783G102 | LADRD FD US EQT | 3,000 | $105,000 | thousands by filing date | |
| iShares ESG Aware MSCI USA Small-Cap ETF | 46435U663 | SHS | 2,662 | $104,000 | thousands by filing date | |
| DUOS TECHNOLOGIES GROUP INC | 266042407 | COMMON STOCK | 16,804 | $104,000 | thousands by filing date | |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 7,422 | $104,000 | thousands by filing date | |
| IF BANCORP INC | 44951J105 | COM | 4,574 | $104,000 | thousands by filing date | |
| Cinedigm Corp CL A | 172406209 | COM NEW | 41,340 | $104,000 | thousands by filing date | |
| NEWEGG COMMERCE INC | G6483G100 | COM | 7,300 | $104,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 174,306 | $104,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 15,655 | $103,000 | thousands by filing date | |
| FIRST WESTERN FINANCIAL INC | 33751L105 | COMMON STOCK | 3,590 | $103,000 | thousands by filing date | |
| CITIZENS COMMUNITY BANCORP I | 174903104 | COMMON STOCK | 7,511 | $103,000 | thousands by filing date | |
| BIOCERES CROP SOLUTIONS CORP | G1117K114 | CMN | 7,619 | $103,000 | thousands by filing date | |
| BIOMEA FUSION INC | 09077A106 | CMN | 8,655 | $103,000 | thousands by filing date | |
| PERFORMANT HEALTHCARE INC | 71377E105 | COM | 25,866 | $103,000 | thousands by filing date | |
| CUENTAS INC | 229794201 | COM | 35,631 | $103,000 | thousands by filing date | |
| WESTERN ASSET MORTGAGE CAPIT | 95790DAA3 | NOTE 6.750%10/0 | 104,000 | $103,000 | thousands by filing date | principal |
| ISHARES TR | 46434V779 | MSCI QATAR ETF | 5,043 | $102,000 | thousands by filing date | |
| THE9 LTD | 88337K302 | ADR | 9,835 | $102,000 | thousands by filing date | |
| VIEW INC | 92671V106 | COM | 18,712 | $102,000 | thousands by filing date | |
| HOUSTON AMERN ENERGY CORP | 44183U209 | COM | 45,035 | $102,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 104,950 | $102,000 | thousands by filing date | |
| NEOVASC INC | 64065J304 | COM | 140,466 | $102,000 | thousands by filing date | |
| CELYAD ONCOLOGY SA | 151205200 | ADR | 24,820 | $102,000 | thousands by filing date | |
| ZANITE ACQUISITION CORP | 98907K103 | COM CL A | 10,050 | $102,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G772 | INFRAC ACT MLP | 3,899 | $101,000 | thousands by filing date | |
| SUMMIT ST BK SANTA ROSA CALI | 866264203 | COM | 5,106 | $101,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 6,207 | $101,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP V | 17144T206 | UNIT 99/99/9999 | 10,016 | $101,000 | thousands by filing date | |
| CHIPMOS TECHNOLOGIES INC SPONSORD ADS NEW | 16965P202 | ADR | 2,933 | $100,000 | thousands by filing date | |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 6,866 | $100,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F763 | FT VEST US EQT | 2,718 | $100,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102209 | UNIT LTD PRT 60 | 9,822 | $100,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 7,732 | $100,000 | thousands by filing date | |
| SPIRE GLOBAL, INC. | 848560108 | COM | 8,032 | $100,000 | thousands by filing date | |
| BIONDVAX PHARMACEUTICALS LTD | 09073Q105 | SPOND ADS | 45,544 | $100,000 | thousands by filing date | |
| HUMANCO ACQUISITION CORP | 44487N208 | UNIT 12/08/2023 | 9,794 | $100,000 | thousands by filing date | |
| AMERANT BANCORP INC | 023576200 | CL B | 4,264 | $100,000 | thousands by filing date | |
| 17 ED & TECHNOLOGY GROUP INC | 81807M106 | ADS | 110,608 | $100,000 | thousands by filing date | |
| OPUS GENETICS INC | 67577R102 | COMMON STOCK | 19,160 | $99,000 | thousands by filing date | |
| NUVVE HOLDING CORP | 67079Y100 | COMMON STOCK | 9,180 | $99,000 | thousands by filing date | |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 26,489 | $99,000 | thousands by filing date | |
| VINTAGE WINE ESTATES INC | 92747V106 | COM | 9,711 | $99,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 51,243 | $99,000 | thousands by filing date | |
| LIBERTY MEDIA ACQUISITION CO | 53073L203 | UNIT 01/22/2026 | 9,578 | $99,000 | thousands by filing date | |
| LISTED FD TR | 53656F623 | HORIZON KINETICS | 3,376 | $98,000 | thousands by filing date | |
| GOLDMINING INC | 38149E101 | COM | 83,554 | $98,000 | thousands by filing date | |
| INNODATA INC | 457642205 | COM NEW | 10,277 | $98,000 | thousands by filing date | |
| COMPUTER TASK GROUP INC | 205477102 | COM | 12,250 | $98,000 | thousands by filing date | |
| BOXED, INC. | 81787X205 | COM | 9,570 | $98,000 | thousands by filing date | |
| SGOCO GROUP LTD | G80751129 | SHS NEW | 17,302 | $98,000 | thousands by filing date | |
| BIG CYPRESS ACQUISITION CORP | 089115208 | UNIT 07/25/2027 | 8,814 | $98,000 | thousands by filing date | |
| RED CAT HLDGS INC | 75644T100 | COM | 27,930 | $97,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C649 | US EQTY ULTRA B | 3,500 | $97,000 | thousands by filing date | |
| TREACE MED CONCEPTS INC | 89455T109 | COM | 3,610 | $97,000 | thousands by filing date | |
| Valneva SE ADR | 92025Y103 | COM | 3,090 | $97,000 | thousands by filing date | |
| DBX ETF TR | 233051754 | XTRACK CSI 500 A | 2,392 | $97,000 | thousands by filing date | |
| BROOKLYN IMMUNOTHERAPEUTICS | 114082100 | COM | 10,325 | $97,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 3,808 | $96,000 | thousands by filing date | |
| PROSHARES TR | 74347B375 | LONG ONLINE SHRT | 1,388 | $96,000 | thousands by filing date | |
| MONEYLION INC | 60938K106 | COM | 14,129 | $96,000 | thousands by filing date | |
| TRACON PHARMACEUTICALS INC | 89237H209 | COM NEW | 24,704 | $96,000 | thousands by filing date | |
| TMC THE METALS CO INC | 87261Y106 | COMMON STOCK | 20,878 | $95,000 | thousands by filing date | |
| IMMUNIC INC | 4525EP101 | COM | 10,785 | $95,000 | thousands by filing date | |
| SPINNAKER ETF SERIES | 84858T400 | CANNABIS ETF | 7,367 | $95,000 | thousands by filing date | |
| CONSTELLATION ACQUISITN CORP | G2R18K121 | UNIT 99/99/9999 | 9,615 | $95,000 | thousands by filing date | |
| SPORTS ENTERTAINMENT ACQU CO | 84918M114 | *W EXP 10/30/202 | 40,000 | $95,000 | thousands by filing date | |
| BRIDGEWATER BANCSHARES INC | 108621103 | COMMON STOCK | 5,358 | $94,000 | thousands by filing date | |
| IBEX LTD | G4690M101 | COMMON STOCK | 5,553 | $94,000 | thousands by filing date | |
| INNOVATOR TR ETF S&P 500 ULTRA BUFFER JULY | 45782C839 | ETF | 3,500 | $94,000 | thousands by filing date | |
| FLEXSHARES INTERNATIONALQUALITY DIVIDEND DYNAMICINDEX FUND | 33939L829 | ETF | 3,159 | $94,000 | thousands by filing date | |
| SQZ BIOTECHNOLOGIES CO | 78472W104 | COM | 6,586 | $94,000 | thousands by filing date | |
| CODEX DNA INC | 192003101 | COM | 8,426 | $94,000 | thousands by filing date | |
| KINS TECHNOLOGY GROUP INC | 49714K208 | UNIT 10/14/2025 | 9,400 | $94,000 | thousands by filing date | |
| PULMATRIX INC COM | 74584P202 | Stock | 117,911 | $94,000 | thousands by filing date | |
| PROPTECH INVESTMENT CORP II | 743497109 | CMN | 9,600 | $94,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F825 | DEFENSE ETF | 4,887 | $93,000 | thousands by filing date | |
| EQUUS TOTAL RETURN INC | 294766100 | COM | 40,011 | $93,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 10,381 | $93,000 | thousands by filing date | |
| PORTAGE BIOTECH INC | G7185A128 | COM | 4,538 | $93,000 | thousands by filing date | |
| GENETIC TECHNOLOGIES LIMITED NEW SPONSRD ADR | 37185R307 | NEW SPONSRD ADR | 30,113 | $93,000 | thousands by filing date | |
| THIMBLE POINT ACQUISITION CO | 88408P206 | COM | 9,221 | $93,000 | thousands by filing date | |
| RANGER ENERGY SERVICES CL A | 75282U104 | COMMON STOCK | 10,017 | $92,000 | thousands by filing date | |
| ESQUIRE FINL HLDGS INC | 29667J101 | COM | 3,196 | $91,000 | thousands by filing date | |
| HOLLEY INC | 43538H103 | COMMON STOCK | 7,646 | $91,000 | thousands by filing date | |
| XPONENTIAL FITNESS INC A | 98422X101 | COMMON STOCK | 7,215 | $91,000 | thousands by filing date | |
| ISHARES TR | 46435U184 | IBONDS 24 TRM HG | 3,675 | $91,000 | thousands by filing date | |
| APTORUM GROUP LIMITED | G6096M106 | CL A ORD SHS | 35,500 | $91,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J701 | MLTFACTOR ENRG | 4,294 | $91,000 | thousands by filing date | |
| TREPONT ACQUISITION CORP I | G9095M101 | SHS CL A | 9,100 | $91,000 | thousands by filing date | |
| ABACUS FCF ETF TR | 89628W302 | LEADERS ETF | 1,668 | $90,000 | thousands by filing date | |
| CODORUS VY BANCORP INC | 192025104 | COM | 3,984 | $90,000 | thousands by filing date | |
| PAGAYA TECHNOLOGIES LTD CL A SHS | G2955B109 | COM | 9,100 | $90,000 | thousands by filing date | |
| JAZZ INVESTMENTS I LTD | 472145AD3 | NOTE 1.500% 8/1 | 88,000 | $89,000 | thousands by filing date | principal |
| VANECK EGYPT INDEX ETF | 92189F775 | FUND | 3,571 | $89,000 | thousands by filing date | |
| VYANT BIO INC | 92942V109 | COM | 38,050 | $89,000 | thousands by filing date | |
| BIOVENTUS INC | 09075A108 | COM CL A | 6,250 | $88,000 | thousands by filing date | |
| NEW PAC METALS CORP | 64782A107 | COM | 26,458 | $88,000 | thousands by filing date | |
| CHOICEONE FINANCIAL SVCS INC | 170386106 | COMMON STOCK | 3,541 | $88,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061508 | GLB MOMENT ETF | 3,000 | $88,000 | thousands by filing date | |
| XOMETRY INC | 98423F109 | CLASS A COM | 1,511 | $87,000 | thousands by filing date | |
| POWERFLEET INC | 73931J109 | COMMON STOCK | 13,051 | $87,000 | thousands by filing date | |
| DBX ETF TR | 233051515 | XTRACKERS FTSE | 2,789 | $87,000 | thousands by filing date | |
| ENETI INC | Y2294C107 | COM | 5,209 | $87,000 | thousands by filing date | |
| ATI PHYSICAL THERAPY INC | 00216W109 | COM CL A | 22,650 | $87,000 | thousands by filing date | |
| VIVOPOWER INTERNATIO ORD | G9376R100 | COM | 15,316 | $87,000 | thousands by filing date | |
| TWO HARBORS INVENTMENT CORPO | 90187BAA9 | NOTE 6.250% 1/1 | 87,000 | $87,000 | thousands by filing date | principal |
| IMMUNOCORE HLDGS PLC ADS | 45258D105 | ADR | 2,321 | $86,000 | thousands by filing date | |
| COMPX INTERNATIONAL INC | 20563P101 | COMMON STOCK | 4,166 | $86,000 | thousands by filing date | |
| AUBURN NATL BANCORP | 050473107 | COM | 2,554 | $86,000 | thousands by filing date | |
| ISUN INC | 465246106 | COMMON | 10,388 | $86,000 | thousands by filing date | |
| SILVER CREST ACQUISITION CORP | G81355110 | COM | 8,497 | $86,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 28,677 | $85,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C276 | GRWT100 PWR BUF | 1,825 | $85,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C300 | US EQT ULTRA BF | 2,750 | $85,000 | thousands by filing date | |
| PDS BIOTECHNOLOGY CORP | 70465T107 | COM | 5,726 | $85,000 | thousands by filing date | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 3,762 | $85,000 | thousands by filing date | |
| VOC ENERGY TR | 91829B103 | TR UNIT | 18,285 | $85,000 | thousands by filing date | |
| PROSHARES ULTRASHORT FTSE CHINA 50 | 74347B227 | ETF | 2,203 | $85,000 | thousands by filing date | |
| CEMTREX INC | 15130G600 | COM | 73,389 | $85,000 | thousands by filing date | |
| BIOTECH ACQUISITION COMPANY | G1125A124 | UNIT 11/30/2027 | 8,447 | $85,000 | thousands by filing date | |
| ARES ACQUISITION CORPORATION | G33032114 | UNIT 99/99/9999 | 8,591 | $85,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 38,978 | $85,000 | thousands by filing date | |
| BUSINESS FIRST BANCSHARES | 12326C105 | COMMON STOCK | 3,594 | $84,000 | thousands by filing date | |
| ROCKY MTN CHOCOLATE FACT | 77467X101 | Equity | 11,403 | $84,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V670 | DYNMC OIL GAS | 23,885 | $84,000 | thousands by filing date | |
| MFS SPECIAL VALUE TRUST | 55274E102 | CMN | 12,631 | $84,000 | thousands by filing date | |
| OTONOMO TECHNOLOGIES LTD | M7571L103 | ORDINARY SHARES | 17,449 | $84,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G732 | MOONSHOT INNOVAT | 2,625 | $84,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C417 | US EQTY PWR BUF | 2,895 | $83,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06742A669 | IPATH SHILR CAPE | 3,920 | $83,000 | thousands by filing date | |
| VISLINK TECHNOLOGIES INC | 92836Y300 | COM | 45,879 | $83,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E192 | GBL X MSCI PT ET | 7,530 | $83,000 | thousands by filing date | |
| KENSINGTON CAPITAL ACQUISITI | 49006L104 | COM CL A | 10,000 | $83,000 | thousands by filing date | |
| RENN FD INC | 759720105 | COM | 31,083 | $82,000 | thousands by filing date | |
| PEDEVCO CORP C | 70532Y303 | OM PAR | 55,118 | $82,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q258 | BETABLDRS 1-5YR | 1,595 | $82,000 | thousands by filing date | |
| LIQUID MEDIA GROUP LTD NEW | 53634Q204 | COM NEW | 51,499 | $82,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A370 | LONCAR CHINA BIO | 2,188 | $82,000 | thousands by filing date | |
| ASTRONOVA INC | 04638F108 | COM | 5,402 | $81,000 | thousands by filing date | |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 2,929 | $81,000 | thousands by filing date | |
| TANTECH HLDGS LTD | G8675X107 | COM | 121,369 | $81,000 | thousands by filing date | |
| iShares U.S. Infrastructure ETF | 46435U713 | SHS | 2,350 | $80,000 | thousands by filing date | |
| BLEND LABS INC | 09352U108 | CL A | 5,905 | $80,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y495 | PURE CANNABIS | 4,819 | $80,000 | thousands by filing date | |
| SPORTRADAR GROUP AG | H8088L103 | COM | 3,561 | $80,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 15,112 | $80,000 | thousands by filing date | |
| CBDMD INC | 12482W101 | COM | 38,771 | $80,000 | thousands by filing date | |
| GOLD STD VENTURES CORP | 380738104 | COM | 175,817 | $80,000 | thousands by filing date | |
| THUNDER BRIDGE CAP PRTNRS II | 88605T209 | UNIT 02/15/2028 | 8,047 | $80,000 | thousands by filing date | |
| JPMORGAN ULTRA-SHORT MUNICIPAL INCOME ETF | 46641Q654 | ETF | 1,546 | $79,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 1,471 | $79,000 | thousands by filing date | |
| BROADWAY FINL CORP DEL | 111444105 | COM | 23,671 | $79,000 | thousands by filing date | |
| JAGUAR HEALTH INC | 47010C607 | COM | 35,025 | $79,000 | thousands by filing date | |
| AVINO SILVER & GOLD MINES LT | 053906103 | COM | 95,603 | $78,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000895421-21-000571 | this filing | 2021-11-15 | acceptance time not in the bulk data set |