13F-HR filed by MORGAN STANLEY
MORGAN STANLEY filed this 13F-HR for the quarter ended 2021-09-30, filed 2021-11-15, with 8,075 holding rows worth $742,479,307,000.
- Accession
- 0000895421-21-000571
- Filer
- CIK 895421
- Filed
- 2021-11-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A combination report, 33,150 entries on the cover page, a total value of $742,479,307,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $742,479,307,000 with VALUE read as thousands by filing date, 13F file number 028-03432. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerEATON VANCE MANAGEMENT028-04139
- reports for this filerATLANTA CAPITAL MANAGEMENT CO L L C028-05936
- reports for this filerPARAMETRIC PORTFOLIO ASSOCIATES LLC028-04558
- included managerMORGAN STANLEY & CO INTERNATIONAL PLC028-04312
- included managerMORGAN STANLEY & CO. LLC028-11873
- included managerMorgan Stanley Canada LTD028-13197
- included managerMorgan Stanley Capital Services LLC028-11865
- included managerMORGAN STANLEY AIP GP LP028-14710
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT CO028-11366
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT INC028-11866
- included managerMorgan Stanley Investment Management LTD028-11867
- included managerMORGAN STANLEY SMITH BARNEY LLC028-13935
- included managerMorgan Stanley Strategic Investments, Inc028-12509
- included managerMorgan Stanley Uruguay Ltda.028-11533
- included managerFundlogic Sas028-15873
- included managerMorgan Stanley Asia Ltd028-19343
- included managerMorgan Stanley Wealth Management Australia Pty Ltd028-19344
- included managerMorgan Stanley Bank Asia Ltd028-17710
- included managerETRADE Capital Management LLC028-14182
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| KNOWBE4 INC | 49926T104 | COMMON STOCK | 49,065 | $1,078,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 520,797 | $1,078,000 | thousands by filing date | |
| BTRS HOLDINGS INC | 11778X104 | COM CL 1 | 101,122 | $1,076,000 | thousands by filing date | |
| JPMORGAN INTERNATIONAL GROWTH ETF | 46641Q324 | COM | 14,157 | $1,075,000 | thousands by filing date | |
| AQUESTIVE THERAPEUTICS INC COM | 03843E104 | Stock | 246,148 | $1,073,000 | thousands by filing date | |
| ISHARES MSCI AGRICULTUREPRODUCERS ETF | 464286350 | ETF | 27,506 | $1,071,000 | thousands by filing date | |
| KAMADA LTD | M6240T109 | SHS | 200,484 | $1,062,000 | thousands by filing date | |
| ICOSAVAX INC | 45114M109 | COM | 35,894 | $1,062,000 | thousands by filing date | |
| COMMUNITY FINL CORP MD | 20368X101 | COM | 28,774 | $1,061,000 | thousands by filing date | |
| HBT FINANCIAL INC DE | 404111106 | COMMON STOCK | 68,162 | $1,059,000 | thousands by filing date | |
| AGEAGLE AERIAL SYS INC NEW | 00848K101 | COMMON | 350,972 | $1,055,000 | thousands by filing date | |
| SOCIAL CAPITAL HEDOSOPHA HLD | G8251L121 | UNIT 99/99/9999 | 99,446 | $1,055,000 | thousands by filing date | |
| NEXTCURE INC | 65343E108 | COM | 155,492 | $1,048,000 | thousands by filing date | |
| PAYSIGN INC | 70451A104 | COM | 387,802 | $1,047,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 211,397 | $1,047,000 | thousands by filing date | |
| FALCON MINERALS CORP | 30607B109 | CL A COM | 222,479 | $1,045,000 | thousands by filing date | |
| SPERO THERAPEUTICS INC | 84833T103 | COM | 56,501 | $1,041,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 92,297 | $1,036,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 68,674 | $1,036,000 | thousands by filing date | |
| ZYNEX INC | 98986M103 | COM | 90,713 | $1,033,000 | thousands by filing date | |
| FAR PEAK ACQUISITION CORP | G3312L103 | SHS CL A | 103,816 | $1,033,000 | thousands by filing date | |
| PARK AEROSPACE CORP | 70014A104 | COM | 75,441 | $1,032,000 | thousands by filing date | |
| ACUITYADS HLDGS INC | 00510L106 | COM | 153,673 | $1,029,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 78,796 | $1,028,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G864 | FUND | 4,576 | $1,028,000 | thousands by filing date | |
| SYROS PHARMACEUTICALS INC | 87184Q107 | COM | 229,425 | $1,025,000 | thousands by filing date | |
| EARGO INC | 270087109 | COM | 151,216 | $1,018,000 | thousands by filing date | |
| INVESCO | 46090C305 | EXCHANGE TRADED | 21,014 | $1,017,000 | thousands by filing date | |
| GRAYBUG VISION INC COM | 38942Q103 | SHS | 305,948 | $1,016,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 110,258 | $1,015,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F759 | CHINA GROWTH LDR | 25,296 | $1,013,000 | thousands by filing date | |
| APOLLO STRATEGIC GROWTH CAPITAL | G0411R106 | COMMON STOCK-FO | 103,707 | $1,012,000 | thousands by filing date | |
| ORBITAL ENERGY GROUP INC | 68559A109 | COM | 328,463 | $1,011,000 | thousands by filing date | |
| TORTOISE ENERGY INDEPENDENC | 89148K200 | COM | 46,662 | $1,009,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 53,953 | $1,008,000 | thousands by filing date | |
| OPERA LTD SPONSORED ADS | 68373M107 | ADR | 113,769 | $1,007,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 80,378 | $1,006,000 | thousands by filing date | |
| FRIEDMAN INDUSTRIES | 358435105 | COMMON STOCK | 84,410 | $1,005,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 53,835 | $1,005,000 | thousands by filing date | |
| ARROW ETF TR | 04273H104 | ARROW DJ GLB YLD | 67,845 | $1,002,000 | thousands by filing date | |
| VSE CORP COM | 918284100 | Stock | 20,767 | $1,001,000 | thousands by filing date | |
| EXACT SCIENCES CORP | 30063PAA3 | NOTE 1.000% 1/1 | 683,000 | $997,000 | thousands by filing date | principal |
| INVESCO EXCHANGE TRADED FD T | 46137V688 | NEXT GEN CON ETF | 10,899 | $996,000 | thousands by filing date | |
| FLYWIRE CORPORATION | 302492103 | COM VTG | 22,712 | $995,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 39,418 | $995,000 | thousands by filing date | |
| Uxin Ltd | 91818X108 | ADS | 360,631 | $995,000 | thousands by filing date | |
| FRONTIER GROUP HLDGS INC COM | 35909R108 | Stock | 62,963 | $994,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 24,082 | $991,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 38,351 | $988,000 | thousands by filing date | |
| KINETIK HOLDINGS INC COM NEW CL A | 02215L209 | Stock | 14,287 | $986,000 | thousands by filing date | |
| OPTINOSE INC | 68404V100 | COM | 327,267 | $982,000 | thousands by filing date | |
| BROADSCALE ACQUISITION CORP UNIT EX 020226 | 11134Y200 | Stock | 99,100 | $980,000 | thousands by filing date | |
| ANNEXON INC | 03589W102 | COM | 52,620 | $979,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460E232 | DAILY SMALL CAP | 31,731 | $979,000 | thousands by filing date | |
| AUDIOEYE INC | 050734201 | COM NEW | 88,665 | $978,000 | thousands by filing date | |
| ISHARES TR | 46432FAN7 | 2023 INVTGR BD | 39,500 | $976,000 | thousands by filing date | |
| IDENTIV INC | 45170X205 | COM NEW | 51,794 | $975,000 | thousands by filing date | |
| CABALETTA BIO INC | 12674W109 | COMMON STOCK | 79,918 | $972,000 | thousands by filing date | |
| WEATHERFORD INTL PLC ORD SHS | G48833118 | Stock | 49,385 | $971,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 87,485 | $970,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 19,652 | $967,000 | thousands by filing date | |
| VAXCYTE INC COM | 92243G108 | Stock | 38,076 | $966,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 271,378 | $966,000 | thousands by filing date | |
| BROADMARK RLTY CAP INC | 11135B100 | COM | 98,167 | $966,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W521 | JAPAN OPPOR FD | 21,250 | $965,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F767 | INDIA GROWTH LDR | 22,958 | $964,000 | thousands by filing date | |
| VICTORY CAP HLDGS INC DEL COM CL A | 92645B103 | Stock | 27,485 | $962,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J109 | ASIA EX JAPAN | 29,702 | $961,000 | thousands by filing date | |
| NUVEEN N Y SELECT TAX FREE I | 67063V104 | SH BEN INT | 69,237 | $960,000 | thousands by filing date | |
| HANNON ARMSTRONG SUST INFR C | 41068XAD2 | BOND | 800,000 | $960,000 | thousands by filing date | principal |
| PCSB FINL CORP COM | 69324R104 | Stock | 51,907 | $958,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 46,689 | $957,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 215,219 | $957,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 199,439 | $954,000 | thousands by filing date | |
| U S WELL SERVICES INC | 91274U101 | CLASS A | 1,314,475 | $953,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 221,184 | $950,000 | thousands by filing date | |
| SPROTT ETF TRUST | 85210B201 | JR GOLD MINERS E | 25,723 | $950,000 | thousands by filing date | |
| Bitfarms Ltd/Canada | 09173B107 | Common Stock | 223,230 | $948,000 | thousands by filing date | |
| SEACOR MARINE HLDGS INC COM | 78413P101 | Stock | 204,434 | $946,000 | thousands by filing date | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 60,358 | $946,000 | thousands by filing date | |
| APREA THERAPEUTICS INC | 03836J102 | COM | 184,964 | $945,000 | thousands by filing date | |
| NEURONETICS INC | 64131A105 | COM | 143,962 | $944,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 1,355 | $944,000 | thousands by filing date | |
| Gilat Satellite Network | M51474118 | COM | 104,812 | $943,000 | thousands by filing date | |
| Allena Pharmaceuticals, Inc. | 018119107 | COM | 1,045,481 | $943,000 | thousands by filing date | |
| ACHIEVE LIFE SCIENCES INC | 004468500 | COMMON STOCK | 110,869 | $942,000 | thousands by filing date | |
| EZCORP INC | 302301AE6 | NOTE 2.375% 5/0 | 1,035,000 | $942,000 | thousands by filing date | principal |
| TAKUNG ART LTD | 87407Q207 | COM NEW | 124,248 | $942,000 | thousands by filing date | |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 40,203 | $934,000 | thousands by filing date | |
| FVCBANKCORP INC | 36120Q101 | COMMON STOCK | 46,683 | $933,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 593,773 | $932,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 132,216 | $930,000 | thousands by filing date | |
| PROQR THERAPEUTICS NV | N71542109 | SHS EURO | 111,070 | $930,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 130,885 | $929,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 68,723 | $925,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 30,148 | $924,000 | thousands by filing date | |
| PHX MINERALS INC CL A | 69291A100 | Stock | 302,031 | $924,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 8,016 | $924,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 324,817 | $922,000 | thousands by filing date | |
| SPIRIT OF TEX BANCSHARES INC | 84861D103 | COM | 38,054 | $921,000 | thousands by filing date | |
| Renovaro Inc | 29350E104 | Common Stock | 136,729 | $920,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD | 23248VAB1 | NOTE 11/1 | 774,000 | $919,000 | thousands by filing date | principal |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 96,400 | $917,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 283,956 | $914,000 | thousands by filing date | |
| ADVISORSHARES TR INSIDER ADVAN | 00768y818 | INDX FD | 9,773 | $913,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 19,157 | $912,000 | thousands by filing date | |
| ESSA PHARMA INC | 29668H708 | COM NEW | 113,981 | $912,000 | thousands by filing date | |
| CASA SYS INC | 14713L102 | COM | 134,361 | $912,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 76,718 | $911,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 229,303 | $906,000 | thousands by filing date | |
| TRIVAGO N V SPON ADS A SHS N | 89686D105 | ADR | 366,533 | $905,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 8,061 | $904,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 58,300 | $904,000 | thousands by filing date | |
| SARATOGA INVESTMENT CORP | 80349A208 | COM NEW | 31,434 | $903,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 126,974 | $902,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 35,619 | $901,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 148,657 | $901,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 44,533 | $898,000 | thousands by filing date | |
| 111 INC | 68247Q102 | ADR | 145,427 | $898,000 | thousands by filing date | |
| BANCO BBVA ARGENTINA S A | 058934100 | SPONSORED ADS | 230,833 | $897,000 | thousands by filing date | |
| TURQUOISE HILL RES LTD | 900435207 | COM | 60,737 | $897,000 | thousands by filing date | |
| ZIPRECRUITER INC A | 98980B103 | COMMON STOCK | 32,396 | $894,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2029 CORPORATE BOND ETF | 46138J577 | ETF | 42,342 | $894,000 | thousands by filing date | |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 44,870 | $893,000 | thousands by filing date | |
| BIODESIX INC | 09075X108 | COM | 108,523 | $892,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC | 16961L106 | COM | 69,901 | $891,000 | thousands by filing date | |
| MEIRAGTX HOLDINGS PLC | G59665102 | COMMON STOCK | 67,592 | $890,000 | thousands by filing date | |
| VINE ENERGY INC CL A | 92735P103 | Stock | 54,008 | $890,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 295,912 | $890,000 | thousands by filing date | |
| IQ HEDGE MARKET NEUT TRACK | 45409B503 | CMN | 32,604 | $886,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 155,610 | $884,000 | thousands by filing date | |
| High Yield ETF | 30151E814 | HIGH YIELD ETF | 27,482 | $880,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 55,855 | $879,000 | thousands by filing date | |
| CYTEK BIOSCIENCES INC | 23285D109 | COMMON STOCK | 40,915 | $875,000 | thousands by filing date | |
| LAZYDAYS HLDGS INC | 52110H100 | COM | 40,996 | $875,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 46,347 | $874,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FUND TRUST INVESCO DORSEY WRIGHT UTILITIES MOMENTUM ETF | 46137V795 | ETF | 26,894 | $874,000 | thousands by filing date | |
| PREMIER FINANCIAL CORP | 74052F108 | COMMON STOCK | 27,407 | $874,000 | thousands by filing date | |
| HARBORONE BANCORP INC NEW | 41165Y100 | COM NEW | 62,220 | $874,000 | thousands by filing date | |
| ELECTRAMECCANICA VEHS | 284849205 | COM | 244,147 | $869,000 | thousands by filing date | |
| CARLOTZ INC | 142552108 | COMMON STOCK | 227,981 | $868,000 | thousands by filing date | |
| ZEPP HEALTH CORPORATION SPONSORED ADR | 98945L105 | ADR | 107,997 | $867,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A706 | ST STR GLB DOW | 7,922 | $864,000 | thousands by filing date | |
| ISHARES TR | 464288125 | 3YRTB ETF | 10,694 | $861,000 | thousands by filing date | |
| SPRAGUE RES LP | 849343108 | COM UNIT REP LTD | 46,280 | $861,000 | thousands by filing date | |
| BEYOND AIR INC | 08862L103 | COM | 77,188 | $859,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 275,053 | $858,000 | thousands by filing date | |
| PHATHOM PHARMACEUTICALS INC | 71722W107 | COMMON STOCK | 26,733 | $857,000 | thousands by filing date | |
| FS BANCORP INC | 30263Y104 | COM | 24,643 | $853,000 | thousands by filing date | |
| First Foundation Inc | 32026V104 | Common Stock | 32,388 | $853,000 | thousands by filing date | |
| BLUE FOUNDRY BANCORP | 09549B104 | COM | 61,853 | $853,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 26,251 | $850,000 | thousands by filing date | |
| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 53,365 | $847,000 | thousands by filing date | |
| Berry Corp | 08579X101 | Common Stock | 117,272 | $845,000 | thousands by filing date | |
| ARCIMOTO INC | 039587100 | COM | 73,945 | $845,000 | thousands by filing date | |
| NAKED BRAND GROUP LIMITED | Q6519T117 | SHS NEW | 1,189,672 | $845,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L787 | GLB QLT R/E IDX | 12,765 | $843,000 | thousands by filing date | |
| SMARTFINANCIAL INC | 83190L208 | COMMON STOCK | 32,602 | $843,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 123,911 | $842,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R696 | CMN | 26,530 | $841,000 | thousands by filing date | |
| HUMACYTE INC | 44486Q103 | COM | 72,343 | $840,000 | thousands by filing date | |
| ONEWATER MARINE INC CL A | 68280L101 | COMMON STOCK | 20,880 | $840,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 24,422 | $831,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E388 | S&P 500 EX RAT | 17,772 | $830,000 | thousands by filing date | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 82,616 | $826,000 | thousands by filing date | |
| KLX ENERGY SERVICES HOLDINGS | 48253L205 | COM NEW | 173,595 | $826,000 | thousands by filing date | |
| RIVERNORTH CAP AND INCM FD I | 76882B108 | COM | 43,045 | $826,000 | thousands by filing date | |
| AIRGAIN INC | 00938A104 | COM | 65,454 | $825,000 | thousands by filing date | |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 98,757 | $824,000 | thousands by filing date | |
| INNOVATIVE SOLUTIONS SUPP | 45769N105 | COMMON STOCK | 117,315 | $824,000 | thousands by filing date | |
| ARCO PLATFORM LTD | G04553106 | COM CL A | 37,957 | $824,000 | thousands by filing date | |
| CLOOPEN GROUP HOLDING LIMITE | 18900M104 | ADS | 186,370 | $824,000 | thousands by filing date | |
| ENOVIX CORPORATION COM | 293594107 | Stock | 43,575 | $823,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 202,299 | $823,000 | thousands by filing date | |
| USIO INC | 917313108 | CMN | 139,058 | $823,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 34,610 | $823,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 237,022 | $823,000 | thousands by filing date | |
| ISHARES TR | 46435G508 | MSCI INTL SZE FT | 26,383 | $822,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524789 | FUNDAMENTAL US B | 15,321 | $821,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q205 | COM | 77,028 | $820,000 | thousands by filing date | |
| ARK ETF TR | 00214Q807 | SPACE & DEFENSE | 41,890 | $820,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 431,594 | $816,000 | thousands by filing date | |
| PROTERRA INC | 74374T109 | COM | 80,699 | $816,000 | thousands by filing date | |
| TPG RE FIN TR INC COM | 87266M107 | REIT | 65,993 | $815,000 | thousands by filing date | |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 3,864 | $813,000 | thousands by filing date | |
| TRAVELZOO | 89421Q205 | CMN | 69,872 | $811,000 | thousands by filing date | |
| MID PENN BANCORP INC | 59540G107 | COMMON STOCK | 29,380 | $809,000 | thousands by filing date | |
| ASTRA SPACE INC | 04634X103 | COM CL A | 93,063 | $809,000 | thousands by filing date | |
| VOR BIOPHARMA INC | 929033108 | COM | 51,614 | $809,000 | thousands by filing date | |
| SALISBURY BANCORP INC | 795226109 | COM | 15,887 | $808,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R720 | NASDQ ARTFCIAL | 15,002 | $805,000 | thousands by filing date | |
| EURO TECH HOLDINGS CO LTD | G32030127 | SHS NEW | 253,264 | $805,000 | thousands by filing date | |
| KALA BIO INC COM | 483119103 | Stock | 306,381 | $802,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J452 | INVSCO 28 HYCORP | 31,361 | $800,000 | thousands by filing date | |
| SOCIETAL CDMO INC | 75629F109 | COM | 388,807 | $800,000 | thousands by filing date | |
| HYRECAR INC | 44916T107 | COM | 94,074 | $799,000 | thousands by filing date | |
| GIGAMEDIA LTD | Y2711Y112 | SHS NEW | 324,366 | $798,000 | thousands by filing date | |
| LIVEXLIVE MEDIA INC | 53839L208 | COM NEW | 267,111 | $798,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 87,647 | $797,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 128,782 | $797,000 | thousands by filing date | |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 72,551 | $797,000 | thousands by filing date | |
| CORTLAND BANCORP COM | 220587109 | COM | 28,787 | $796,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 163,833 | $795,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 64,662 | $793,000 | thousands by filing date | |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 56,190 | $792,000 | thousands by filing date | |
| PROSHARES ULTRAPRO DOW30 | 74347X823 | UIT EXCHANGE TRADED | 11,523 | $792,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 18,764 | $790,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 159,695 | $789,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 54,712 | $785,000 | thousands by filing date | |
| CBAK ENERGY TECHNOLOGY INC | 14986C102 | COM | 336,613 | $785,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 53,614 | $785,000 | thousands by filing date | |
| LUXEXPERIENCE BV | 55406W103 | SPONSORED ADS | 29,162 | $784,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102100 | UNIT LTD PRTNSP | 77,828 | $782,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAT9 | BOND | 722,000 | $780,000 | thousands by filing date | principal |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 81,208 | $776,000 | thousands by filing date | |
| ORIGIN MATERIALS INC | 68622D106 | COM | 113,958 | $776,000 | thousands by filing date | |
| Atossa Therapeutics Inc | 04962H506 | Common Stock | 238,126 | $776,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 747,432 | $776,000 | thousands by filing date | |
| ALTO INGREDIENTS INC | 021513106 | COMMON STOCK | 156,786 | $775,000 | thousands by filing date | |
| SALARIUS PHARMACEUTICALS INC | 79400X107 | COM NEW | 759,772 | $775,000 | thousands by filing date | |
| HARROW INC | 415858109 | COM | 84,991 | $773,000 | thousands by filing date | |
| MILESTONE PHARMACEUTICALS IN | 59935P209 | COM NEW | 413,340 | $773,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC | 40171VAA8 | BOND | 642,000 | $773,000 | thousands by filing date | principal |
| MILLICOM INTL CELLULAR S A | L6388F110 | COM STK | 21,373 | $772,000 | thousands by filing date | |
| A-MARK PRECIOUS METALS INC | 00181T107 | COM | 12,857 | $771,000 | thousands by filing date | |
| CEREVEL THERAPEUTICS HLDNG I | 15678U128 | COM | 26,078 | $768,000 | thousands by filing date | |
| TRITERRAS INC | G9103H102 | COM CL A | 131,177 | $768,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A101 | CMN | 7,437 | $767,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 30,147 | $765,000 | thousands by filing date | |
| NUVATION BIO INC COM CL A | 67080N101 | Stock | 76,859 | $764,000 | thousands by filing date | |
| METROMILE INC | 591697107 | COM | 215,036 | $763,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533AC2 | NOTE 5.000% 6/1 | 762,000 | $763,000 | thousands by filing date | principal |
| APYX MEDICAL CORPORATION | 03837C106 | COM | 55,043 | $762,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 15,187 | $762,000 | thousands by filing date | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 21,946 | $760,000 | thousands by filing date | |
| DELCATH SYSTEMS INC | 24661P807 | COMMON STOCK | 72,835 | $760,000 | thousands by filing date | |
| CHICAGO RIVET & MACH CO | 168088102 | COM | 28,241 | $759,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 210,077 | $759,000 | thousands by filing date | |
| ICL GROUP LTD SHS | M53213100 | Stock | 104,285 | $758,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 110,560 | $756,000 | thousands by filing date | |
| TOASTINCCLASSCLASSA | 888787108 | STOK | 15,117 | $755,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 61,949 | $755,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 238,718 | $752,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y624 | AUTONMOUS EV ETF | 27,444 | $752,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 62,679 | $750,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857FAB3 | NOTE 1.500% 5/1 | 500,000 | $750,000 | thousands by filing date | principal |
| COCRYSTAL PHARMA INC | 19188J300 | CMN | 714,006 | $750,000 | thousands by filing date | |
| GUARANTY BANCSHARES INC | 400764106 | COMMON STOCK | 20,925 | $749,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 82,021 | $748,000 | thousands by filing date | |
| SPRINKLR INC | 85208T107 | CL A | 42,731 | $747,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U117 | *W EXP 01/01/202 | 126,592 | $747,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 191,272 | $746,000 | thousands by filing date | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 25,632 | $744,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 116,105 | $743,000 | thousands by filing date | |
| VENUS CONCEPT INC | 92332W105 | COM | 295,741 | $742,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 35,344 | $740,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L100 | MORNSTAR USMKT | 4,377 | $739,000 | thousands by filing date | |
| BROOKFIELD BUSINESS PARTNERS | G16234109 | COMMON STOCK-FO | 16,080 | $739,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 26,357 | $738,000 | thousands by filing date | |
| STRATA CRITICAL MEDICAL INC | 092667104 | CL A COM | 70,864 | $737,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 72,246 | $736,000 | thousands by filing date | |
| UROGEN PHARMA LTD | M96088105 | COMMON STOCK | 43,703 | $734,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 992,467 | $734,000 | thousands by filing date | |
| INDEXIQ ETF TR IQ GLB | 45409B883 | RES ETF | 25,486 | $732,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464AC4 | NOTE 1.250% 5/0 | 1,015,000 | $732,000 | thousands by filing date | principal |
| SSGA ACTIVE ETF TR | 78467V202 | ST STR INCOM ETF | 20,822 | $731,000 | thousands by filing date | |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 109,174 | $730,000 | thousands by filing date | |
| PAE INC | 69290Y109 | COM CL A | 122,282 | $730,000 | thousands by filing date | |
| 180 LIFE SCIENCES CORP | 68236V104 | COM | 135,155 | $730,000 | thousands by filing date | |
| MAINSTREET BANCSHARES INC | 56064Y100 | COMMON STOCK | 30,391 | $729,000 | thousands by filing date | |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 121,714 | $728,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 41,634 | $727,000 | thousands by filing date | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 33,734 | $726,000 | thousands by filing date | |
| NUVEEN MULTI-MKT INCOME FD | 67075J107 | COM | 96,308 | $723,000 | thousands by filing date | |
| ALTERITY THERAPEUTICS LTD | 02155X106 | SPONSORED ADR | 568,964 | $723,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 32,122 | $722,000 | thousands by filing date | |
| ADMA BIOLOGICS INC | 000899104 | COM | 638,534 | $721,000 | thousands by filing date | |
| ONCORUS INC | 68236R103 | COM | 77,197 | $721,000 | thousands by filing date | |
| BNY MELLON HIGH YIELD STRATE | 09660L105 | SH BEN INT | 223,037 | $720,000 | thousands by filing date | |
| EXCHANGE LISTED FDS TR | 30151E699 | CABANA TARGET 13 | 25,863 | $720,000 | thousands by filing date | |
| CARDIFF ONCOLOGY INC | 14147L108 | COM | 108,100 | $719,000 | thousands by filing date | |
| MUSTANG BIO INC | 62818Q104 | COM | 267,056 | $718,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 265,638 | $716,000 | thousands by filing date | |
| DELAWARE INVESTMENTS | 246101109 | EXCHANGE TRADED | 48,528 | $714,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736M103 | ALERIAN US NXTGN | 13,230 | $712,000 | thousands by filing date | |
| LIQUIDIA CORPORATION COM NEW | 53635D202 | Stock | 257,559 | $710,000 | thousands by filing date | |
| SPECIAL OPPORTUNITIES FD INC | 84741T104 | COM | 46,205 | $710,000 | thousands by filing date | |
| LOANDEPOT INC | 53946R106 | COM CL A | 104,825 | $709,000 | thousands by filing date | |
| CAPITAL BANCORP INC MD | 139737100 | COMMON STOCK | 29,432 | $707,000 | thousands by filing date | |
| TELUS INTL CDA INC | 87975H100 | SUB VTG SHS | 20,190 | $707,000 | thousands by filing date | |
| ALERUS FINL CORP | 01446U103 | COM | 23,640 | $706,000 | thousands by filing date | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 37,774 | $706,000 | thousands by filing date | |
| LUMENTUM HLDGS INC | 55024UAB5 | NOTE 0.250% 3/1 | 481,000 | $706,000 | thousands by filing date | principal |
| BYRNA TECHNOLOGIES INC | 12448X201 | COM NEW | 32,290 | $705,000 | thousands by filing date | |
| BIT DIGITAL INC | G1144A105 | COMMON STOCK | 97,295 | $704,000 | thousands by filing date | |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 46,453 | $704,000 | thousands by filing date | |
| WEBER INC | 94770D102 | COM | 39,999 | $703,000 | thousands by filing date | |
| STONE HBR EMERG MKTS TL INC | 86164W100 | COM | 83,553 | $701,000 | thousands by filing date | |
| NEXTIER OILFIELD SOLUTIONS INC | 65290C105 | COMMON STOCK | 152,267 | $701,000 | thousands by filing date | |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 49,349 | $700,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 154,127 | $699,000 | thousands by filing date | |
| IDEAYA BIOSCIENCES INC COM | 45166A102 | Stock | 27,383 | $698,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 32,922 | $696,000 | thousands by filing date | |
| PRIMIS FINANCIAL CORP | 74167B109 | COMMON STOCK | 47,805 | $691,000 | thousands by filing date | |
| SO YOUNG INTERNATIONAL INC | 83356Q108 | SPONSORED ADS | 162,449 | $691,000 | thousands by filing date | |
| Fidelity Blue Chip Growth ETF | 316092352 | SHS | 21,237 | $690,000 | thousands by filing date | |
| USA TRUCK INC | 902925106 | COM | 45,090 | $689,000 | thousands by filing date | |
| PROSHARES TR II | 74347W601 | ULTRA GOLD | 12,374 | $688,000 | thousands by filing date | |
| BLUE APRON HLDGS INC | 09523Q200 | COM | 93,774 | $688,000 | thousands by filing date | |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 223,423 | $683,000 | thousands by filing date | |
| PULMONX CORP | 745848101 | COM | 18,878 | $680,000 | thousands by filing date | |
| TPG PACE BEN FIN CORP | G8990D125 | CL A COM | 64,462 | $680,000 | thousands by filing date | |
| BANK OF N T BUTTERFIELD & SO | G0772R208 | SHS NEW | 19,125 | $679,000 | thousands by filing date | |
| ELEDON PHARMACEUTICALS INC | 28617k101 | COM | 109,456 | $677,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P863 | CALIF MUN INCM | 12,423 | $677,000 | thousands by filing date | |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 61,370 | $677,000 | thousands by filing date | |
| RIVERNORTH FLEXIBLE MUN INCO | 76883H104 | COM | 28,859 | $676,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 66,050 | $674,000 | thousands by filing date | |
| GREENTREE HOSPITALITY GROUP | 39579V100 | SPONSORED ADS | 81,856 | $668,000 | thousands by filing date | |
| ISHARES SHORT MATURITY MUNICIPAL BOND ACTIVE ETF | 46431W838 | ETF | 13,254 | $665,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 126,422 | $665,000 | thousands by filing date | |
| NEUBERGER BERMAN CALIFORNIA IN | 64123C101 | COM | 46,389 | $664,000 | thousands by filing date | |
| KORU MEDICAL SYSTEMS INC | 759910102 | COMMON STOCK | 233,051 | $664,000 | thousands by filing date | |
| VERADIGM INC | 01988PAF5 | BOND | 565,000 | $663,000 | thousands by filing date | principal |
| BSQUARE CORP | 11776U300 | COM | 275,280 | $663,000 | thousands by filing date | |
| QUANTUM SI INC | 74765K105 | COM CL A | 79,408 | $662,000 | thousands by filing date | |
| SIERRA METALS INC | 82639W106 | COM | 368,048 | $662,000 | thousands by filing date | |
| WISDOMTREE U S VALUE ETF | 97717W547 | COM | 11,140 | $661,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 96,981 | $660,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 42,563 | $660,000 | thousands by filing date | |
| NULL | 09071M205 | NULL | 240,128 | $660,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 42,505 | $658,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 179,868 | $656,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 198,871 | $651,000 | thousands by filing date | |
| FUSION PHARMACEUTICALS INC | 36118A100 | COM | 82,286 | $651,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 29,891 | $648,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E804 | NASDQ CHINA TECH | 32,582 | $647,000 | thousands by filing date | |
| INVESCO TR II ETF S&P 500 EMERGING MKTS LOW VOLATILITY | 46138E297 | ETF | 26,145 | $644,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082801 | COM CL A | 52,600 | $644,000 | thousands by filing date | |
| FULL TRUCK ALLIANCE CO LTD SPONSORED ADS | 35969L108 | ADR | 41,901 | $642,000 | thousands by filing date | |
| REV Group Inc | 749527107 | Common Stock | 37,408 | $642,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 67,480 | $642,000 | thousands by filing date | |
| WISDOMTREE TOTAL EARNINGS | 97717W596 | TTL | 13,706 | $641,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 40,607 | $638,000 | thousands by filing date | |
| POLAR PWR INC | 73102V105 | COM | 115,042 | $638,000 | thousands by filing date | |
| DIMENSIONAL ETF TRUST | 25434V401 | US EQUI MARK ETF | 13,491 | $636,000 | thousands by filing date | |
| Ramaco Resources Inc | 75134P303 | COM CL B | 51,580 | $635,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 70,192 | $630,000 | thousands by filing date | |
| STERLING CHECK CORP | 85917T109 | COM | 24,263 | $630,000 | thousands by filing date | |
| GORES GUGGENHEIM INC | 38286Q107 | CLASS A COM | 61,544 | $629,000 | thousands by filing date | |
| TORTOISE PIPELINE & ENERGY F | 89148H207 | COM | 26,206 | $628,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 99,804 | $626,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AP0 | NOTE 1.625%10/1 | 277,000 | $624,000 | thousands by filing date | principal |
| XENON PHARMACEUTICALS INC COM | 98420N105 | Stock | 40,736 | $623,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A334 | BLOMBERG BRC INT | 20,041 | $623,000 | thousands by filing date | |
| CALYXT INC | 13173L107 | COM | 184,193 | $621,000 | thousands by filing date | |
| VAPOTHERM INC | 922107107 | COM | 27,815 | $619,000 | thousands by filing date | |
| KALTURA INC | 483467106 | COMMON STOCK | 59,996 | $618,000 | thousands by filing date | |
| TARSUS PHARMACEUTICALS INC | 87650L103 | COMMON STOCK | 28,530 | $615,000 | thousands by filing date | |
| GATOS SILVER INC | 368036109 | COM | 52,982 | $615,000 | thousands by filing date | |
| STEEL PARTNERS HLDGS L P | 85814R107 | LTD PRTRSHIP U | 21,613 | $615,000 | thousands by filing date | |
| AVANTI ACQUISITION CORP | G0682V109 | CMN | 62,779 | $615,000 | thousands by filing date | |
| CHINA FIN ONLINE CO LTD | 169379203 | SPONSORD ADS NEW | 118,332 | $613,000 | thousands by filing date | |
| RESONANT INC | 76118L102 | COM | 252,787 | $612,000 | thousands by filing date | |
| NRG ENERGY INC | 629377CG5 | DBCV 2.750% 6/0 | 521,000 | $611,000 | thousands by filing date | principal |
| PUXIN LTD | 74704P108 | ADS | 1,050,984 | $610,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 45,885 | $608,000 | thousands by filing date | |
| WILLIAM PENN BANCORPORATION | 96927A105 | COM | 49,824 | $608,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 46,291 | $605,000 | thousands by filing date | |
| FRANKLIN FINANCIAL SERVICES | 353525108 | COMMON STOCK | 18,986 | $603,000 | thousands by filing date | |
| XERIS PHARMACEUTICALS INC | 98422L107 | COM | 245,957 | $603,000 | thousands by filing date | |
| INVIVYD INC | 00534A102 | COMMON STOCK | 14,252 | $602,000 | thousands by filing date | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 118,232 | $601,000 | thousands by filing date | |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 426,413 | $601,000 | thousands by filing date | |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 115,459 | $600,000 | thousands by filing date | |
| AMERANT BANCORP INC | 023576101 | COMMON STOCK | 24,131 | $597,000 | thousands by filing date | |
| ALBIREO PHARMA INC | 01345P106 | COMMON STOCK | 19,145 | $597,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 36,729 | $596,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 81,946 | $596,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 5,850 | $596,000 | thousands by filing date | |
| 1ST CONSTITUTION BANCORP | 31986N102 | COM | 25,212 | $596,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 75,114 | $594,000 | thousands by filing date | |
| Galiano Gold Inc | 36352H100 | COM | 823,846 | $593,000 | thousands by filing date | |
| AMERICAN CENTY ETF TR | 025072109 | DIVERSIFID CRP | 11,298 | $592,000 | thousands by filing date | |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 49,335 | $592,000 | thousands by filing date | |
| CYCLACEL PHARMACE 6percent PFDCONV | 23254L603 | Stock | 112,221 | $591,000 | thousands by filing date | |
| ISHARES ESG AWARE USD CORPORATE BOND ETF | 46435G193 | ETF | 21,420 | $589,000 | thousands by filing date | |
| Wisdomtree Equity Premium Income Fund | 97717X560 | COM | 18,090 | $589,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 191,419 | $589,000 | thousands by filing date | |
| IZEA WORLDWIDE INC COM NEW | 46604H105 | Stock | 305,440 | $587,000 | thousands by filing date | |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 32,472 | $585,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 56,230 | $584,000 | thousands by filing date | |
| YY INC | 98426TAF3 | NOTE 1.375% 6/1 | 628,000 | $584,000 | thousands by filing date | principal |
| HEALTH CATALYST INC | 42225TAB3 | BOND | 332,000 | $584,000 | thousands by filing date | principal |
| INVESTINDUSTRIAL ACQUISITION | G4771L105 | CMN | 58,787 | $584,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 86,209 | $583,000 | thousands by filing date | |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 26,973 | $583,000 | thousands by filing date | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 120,388 | $583,000 | thousands by filing date | |
| HARPOON THERAPEUTICS INC | 41358P106 | COM | 73,762 | $583,000 | thousands by filing date | |
| DREAM FINDERS HOMES INC COM CL A | 26154D100 | Stock | 33,552 | $581,000 | thousands by filing date | |
| FATHOM HOLDINGS | 31189V109 | COM | 21,704 | $580,000 | thousands by filing date | |
| INVESCO INTERNATIONAL CORPORAT | 46138E636 | INTL CORP BD | 20,554 | $579,000 | thousands by filing date | |
| Ouster Inc | 68989M103 | COM | 79,197 | $579,000 | thousands by filing date | |
| BURGUNDY TECHNOLOGY ACQU COR | G1702T116 | CL A | 58,087 | $578,000 | thousands by filing date | |
| EBANG INTL HLDGS INC | G3R33A106 | CL A SHS | 303,304 | $577,000 | thousands by filing date | |
| TRAEGER INC | 89269P103 | COMMON STOCK | 27,555 | $576,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAK7 | NOTE 1.250% 5/1 | 581,000 | $575,000 | thousands by filing date | principal |
| EVGO INC | 30052F100 | CL A COM | 70,506 | $575,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 13,607 | $572,000 | thousands by filing date | |
| AIR T INC | 009207101 | COM | 19,950 | $572,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 62,617 | $570,000 | thousands by filing date | |
| BARK INC | 68622E112 | *W EXP 05/01/202 | 334,874 | $570,000 | thousands by filing date | |
| PROSHARES TR | 74347G648 | FUND | 16,903 | $568,000 | thousands by filing date | |
| KAMAN CORP | 483548AF0 | BOND | 560,000 | $568,000 | thousands by filing date | principal |
| EMAGIN CORP | 29076N206 | COM | 250,636 | $567,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A705 | S&P500 DOWNSID | 15,860 | $566,000 | thousands by filing date | |
| LIGHTNING EMOTORS INC | 53228T101 | COM | 66,164 | $566,000 | thousands by filing date | |
| EVELO BIOSCIENCES INC | 299734103 | COM | 80,144 | $564,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 23,778 | $563,000 | thousands by filing date | |
| VINCERX PHARMA INC | 92731L106 | COM NEW | 34,751 | $562,000 | thousands by filing date | |
| ISHARES TR | 46434V761 | MSCI UAE ETF | 37,601 | $558,000 | thousands by filing date | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 113,634 | $557,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 13,313 | $557,000 | thousands by filing date | |
| INOTIV INC | 45783Q100 | COM | 19,048 | $557,000 | thousands by filing date | |
| SPI ENERGY CO LTD | G8651P110 | SHS NEW | 110,998 | $557,000 | thousands by filing date | |
| VERRICA PHARMACEUTICALS INC | 92511W108 | COM | 44,580 | $556,000 | thousands by filing date | |
| SAVARA INC | 805111101 | COM | 401,658 | $554,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J569 | BULSHS 2021 MUNI | 21,913 | $553,000 | thousands by filing date | |
| CHICKEN SOUP FOR THE SOUL EN | 16842Q100 | COM | 24,159 | $552,000 | thousands by filing date | |
| ARDAGH GROUP S A | L0223L101 | COM | 21,649 | $552,000 | thousands by filing date | |
| AST SPACEMOBILE INC COM CL A | 00217D100 | Stock | 50,753 | $550,000 | thousands by filing date | |
| TWO RDS SHARED TR | 90214Q766 | ANFIELD UNVL ETF | 57,145 | $550,000 | thousands by filing date | |
| SMITH MICRO SOFTWARE INC | 832154207 | COMMON | 113,813 | $550,000 | thousands by filing date | |
| PERMA PIPE INTERNATIONAL HOL | 714167103 | COMMON STOCK | 70,509 | $547,000 | thousands by filing date | |
| SOCIAL CAPITAL HEDOSOPHA HLD | G82514103 | SHS CL A | 54,111 | $547,000 | thousands by filing date | |
| SOUTH PLAINS FINANCIAL INC | 83946P107 | COM | 22,408 | $546,000 | thousands by filing date | |
| BLUEGREEN VACATIONS HLDG COR | 096308101 | COM | 21,186 | $546,000 | thousands by filing date | |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 35,580 | $545,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V159 | CMN | 8,671 | $545,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 442,479 | $544,000 | thousands by filing date | |
| AVEPOINT INC COM CL A | 053604104 | Stock | 64,015 | $543,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K281 | DLY EMG MK BL 3X | 6,842 | $543,000 | thousands by filing date | |
| PIMCO NEW YORK MUN FD II | 72200Y102 | COM | 46,659 | $542,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E107 | EQUAL WEGT 0-30 | 14,947 | $542,000 | thousands by filing date | |
| XAI OCTAGN FLT RAT & ALT INM | 98400T106 | COM | 62,975 | $540,000 | thousands by filing date | |
| ENTHUSIAST GAMING HLDGS INC | 29385B109 | COM | 148,719 | $540,000 | thousands by filing date | |
| AIR TRANS SVCS GROUP INC | 00922RAB1 | BOND | 500,000 | $538,000 | thousands by filing date | principal |
| FIELD TRIP HEALTH LTD | 31656R102 | COM | 117,159 | $538,000 | thousands by filing date | |
| J JILL INC | 46620W201 | COMMON STOCK | 30,921 | $537,000 | thousands by filing date | |
| VY GLOBAL GROWTH | G9444H100 | CMN | 54,750 | $537,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B453 | CANDRIAM INTL EQ | 18,277 | $535,000 | thousands by filing date | |
| LANTERN PHARMA INC | 51654W101 | COM | 47,928 | $535,000 | thousands by filing date | |
| CELLECTAR BIOSCIENCES INC | 15117F500 | COM PAR | 578,361 | $535,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 110,684 | $534,000 | thousands by filing date | |
| ACUTUS MED INC | 005111109 | COM | 60,409 | $533,000 | thousands by filing date | |
| HUMANIGEN INC | 444863203 | COM NEW | 90,096 | $533,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 29,714 | $532,000 | thousands by filing date | |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 18,275 | $532,000 | thousands by filing date | |
| ALTERYX INC | 02156BAD5 | BOND | 560,000 | $529,000 | thousands by filing date | principal |
| CODIAK BIOSCIENCES INC | 192010106 | COM | 32,447 | $529,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 18,391 | $528,000 | thousands by filing date | |
| PEGASYSTEMS INC | 705573AB9 | NOTE 0.750% 3/0 | 467,000 | $528,000 | thousands by filing date | principal |
| REKOR SYSTEMS INC | 759419104 | COM | 45,788 | $525,000 | thousands by filing date | |
| TESLA INC | 88160RAG6 | NOTE 2.000% 5/1 | 42,000 | $525,000 | thousands by filing date | principal |
| CAPSTAR FINL HLDGS INC | 14070T102 | COM | 24,657 | $525,000 | thousands by filing date | |
| LATHAM GROUP INC | 51819L107 | COMMON STOCK | 31,962 | $524,000 | thousands by filing date | |
| BAYCOM CORP | 07272M107 | COMMON STOCK | 28,113 | $523,000 | thousands by filing date | |
| BANKFINANCIAL CORP | 06643P104 | COM | 45,500 | $523,000 | thousands by filing date | |
| Angel Oak DFS Inc TR | 03462A102 | COM | 25,517 | $522,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 35,216 | $520,000 | thousands by filing date | |
| LUTHER BURBANK CORP | 550550107 | COM | 38,760 | $519,000 | thousands by filing date | |
| RENEW ENERGY GLOBAL PLC CL A SHS | G7500M104 | Stock | 50,833 | $518,000 | thousands by filing date | |
| BANK SOUTH CAROLINA CORP | 065066102 | COM | 25,726 | $518,000 | thousands by filing date | |
| SESEN BIO INC | 817763105 | COM | 653,437 | $518,000 | thousands by filing date | |
| CRA INTL INC | 12618T105 | COM | 5,208 | $517,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 165,354 | $515,000 | thousands by filing date | |
| Sun Country Airlines Holding | 866683105 | COM | 15,337 | $514,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572108 | CL B | 692 | $514,000 | thousands by filing date | |
| APTINYX INC | 03836N103 | COM | 219,440 | $514,000 | thousands by filing date | |
| EXELA TECHNOLOGIES INC | 30162V409 | COM NEW | 264,716 | $514,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 171,162 | $513,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS INC | 02875D109 | COM | 20,825 | $512,000 | thousands by filing date | |
| COHN ROBBINS HOLDINGS CORP | G23726105 | COM CL A | 52,107 | $512,000 | thousands by filing date | |
| JOANN INC | 47768J101 | COM | 45,906 | $511,000 | thousands by filing date | |
| CORPORACION AMER ARPTS S A | L1995B107 | COM | 90,371 | $509,000 | thousands by filing date | |
| ISHARES INC | 464286293 | ASIA/PAC DIV ETF | 13,562 | $509,000 | thousands by filing date | |
| OUTLOOK THERAPEUTICS INC | 69012T206 | COM | 234,927 | $509,000 | thousands by filing date | |
| SPDR S&P North American Natural Resources ETF | 78463X152 | SHS | 12,753 | $508,000 | thousands by filing date | |
| FINTECH ACQUISITION CORP V | 31810Q107 | COM CL A | 50,139 | $508,000 | thousands by filing date | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 563,040 | $507,000 | thousands by filing date | |
| AVITA THERAPEUTICS, INC. | 05380C102 | COM | 28,576 | $506,000 | thousands by filing date | |
| BNY MELLON MUN INCOME INC | 05589T104 | COM | 52,585 | $506,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 318,436 | $506,000 | thousands by filing date | |
| F45 TRAINING HLDGS INC | 30322L101 | COM | 33,804 | $505,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524722 | 1000 INDEX ETF | 11,830 | $504,000 | thousands by filing date | |
| TUESDAY MORNING CORP | 89904V101 | COM | 179,772 | $503,000 | thousands by filing date | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 10,980 | $501,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 34,208 | $500,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 520,607 | $500,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E396 | S&P 500 CONC ETF | 12,112 | $499,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000895421-21-000571 | this filing | 2021-11-15 | acceptance time not in the bulk data set |