13F-HR filed by MORGAN STANLEY
MORGAN STANLEY filed this 13F-HR for the quarter ended 2021-09-30, filed 2021-11-15, with 8,075 holding rows worth $742,479,307,000.
- Accession
- 0000895421-21-000571
- Filer
- CIK 895421
- Filed
- 2021-11-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A combination report, 33,150 entries on the cover page, a total value of $742,479,307,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $742,479,307,000 with VALUE read as thousands by filing date, 13F file number 028-03432. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerEATON VANCE MANAGEMENT028-04139
- reports for this filerATLANTA CAPITAL MANAGEMENT CO L L C028-05936
- reports for this filerPARAMETRIC PORTFOLIO ASSOCIATES LLC028-04558
- included managerMORGAN STANLEY & CO INTERNATIONAL PLC028-04312
- included managerMORGAN STANLEY & CO. LLC028-11873
- included managerMorgan Stanley Canada LTD028-13197
- included managerMorgan Stanley Capital Services LLC028-11865
- included managerMORGAN STANLEY AIP GP LP028-14710
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT CO028-11366
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT INC028-11866
- included managerMorgan Stanley Investment Management LTD028-11867
- included managerMORGAN STANLEY SMITH BARNEY LLC028-13935
- included managerMorgan Stanley Strategic Investments, Inc028-12509
- included managerMorgan Stanley Uruguay Ltda.028-11533
- included managerFundlogic Sas028-15873
- included managerMorgan Stanley Asia Ltd028-19343
- included managerMorgan Stanley Wealth Management Australia Pty Ltd028-19344
- included managerMorgan Stanley Bank Asia Ltd028-17710
- included managerETRADE Capital Management LLC028-14182
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| AVANTAX INC | 095229100 | COMMON STOCK | 244,110 | $3,806,000 | thousands by filing date | |
| BIONANO GENOMICS INC | 09075F107 | COM | 692,025 | $3,806,000 | thousands by filing date | |
| TUCOWS INC | 898697206 | COM NEW | 48,194 | $3,805,000 | thousands by filing date | |
| ASENSUS SURGICAL INC | 04367G103 | COM | 2,054,254 | $3,800,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V662 | PHARMACEUTICALS | 48,988 | $3,790,000 | thousands by filing date | |
| PRECISION DRILLING CORP COM NEW | 74022D407 | Stock | 93,662 | $3,785,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 175,100 | $3,785,000 | thousands by filing date | |
| HELLO GROUP INC | 60879BAB3 | NOTE 1.250% 7/0 | 4,500,000 | $3,779,000 | thousands by filing date | principal |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 87,056 | $3,778,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 196,201 | $3,775,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 120,212 | $3,770,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 523,019 | $3,770,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 87,487 | $3,767,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 171,790 | $3,765,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430305 | ACTIVEBETA EUR | 106,152 | $3,765,000 | thousands by filing date | |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 170,411 | $3,764,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 370,946 | $3,761,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R861 | STATE STRET SPDR | 177,523 | $3,746,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 1,716,550 | $3,743,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 58,811 | $3,742,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 1,027,527 | $3,740,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC | 928298AP3 | NOTE 2.250% 6/1 | 3,630,000 | $3,738,000 | thousands by filing date | principal |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 272,986 | $3,737,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 275,605 | $3,737,000 | thousands by filing date | |
| FREQUENCY THERAPEUTICS INC | 35803L108 | COM | 528,818 | $3,733,000 | thousands by filing date | |
| CUREVAC N V | N2451R105 | COM | 68,346 | $3,732,000 | thousands by filing date | |
| AC IMMUNE SA | H00263105 | SHS | 555,703 | $3,729,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 611,847 | $3,728,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 418,675 | $3,726,000 | thousands by filing date | |
| BLACKROCK TCP CAPITAL CORP | 09259E108 | COM | 273,818 | $3,715,000 | thousands by filing date | |
| FRANCHISE GROUP INC | 35180X105 | COM | 104,788 | $3,711,000 | thousands by filing date | |
| COMMVAULT SYS INC COM | 204166102 | Stock | 49,186 | $3,704,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 134,003 | $3,704,000 | thousands by filing date | |
| BYLINE BANCORP INC | 124411109 | COM | 150,609 | $3,699,000 | thousands by filing date | |
| NATURA &CO HLDG S A | 63884N108 | ADR | 222,151 | $3,699,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 34,566 | $3,698,000 | thousands by filing date | |
| JOBY AVIATION INC | g65163100 | COMMON STOCK | 367,571 | $3,698,000 | thousands by filing date | |
| PROPETRO HLDG CORP | 74347M108 | COM | 426,754 | $3,690,000 | thousands by filing date | |
| DBX ETF TR | 233051705 | XTRACK MUN INFRA | 127,065 | $3,690,000 | thousands by filing date | |
| iShares Emerging Markets Equity Factor ETF | 46434G889 | SHS | 71,445 | $3,687,000 | thousands by filing date | |
| OOMA INC | 683416101 | COM | 197,996 | $3,686,000 | thousands by filing date | |
| ISHARES TR ETF GENOMICS IMMUNOLOGY & HEALTHCARE | 46435U192 | ETF | 72,555 | $3,679,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 198,856 | $3,677,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 271,270 | $3,670,000 | thousands by filing date | |
| DUN & BRADSTREET HLDGS INC | 26484T106 | COM | 218,265 | $3,670,000 | thousands by filing date | |
| BIOXCEL THERAPEUTICS INC | 09075P105 | COM | 120,740 | $3,664,000 | thousands by filing date | |
| ISHARES TR | 46435U366 | CMN | 76,072 | $3,662,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J585 | BULETSHS 2027 | 143,266 | $3,661,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 249,927 | $3,659,000 | thousands by filing date | |
| PROSHARES TR | 74347X864 | ULTRPRO S&P500 | 32,086 | $3,649,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 179,123 | $3,643,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 377,961 | $3,640,000 | thousands by filing date | |
| High Templar Tech Limit | 747798106 | COM | 2,488,774 | $3,634,000 | thousands by filing date | |
| ARENA PHARMACEUTICALS INC | 040047607 | COM NEW | 60,848 | $3,623,000 | thousands by filing date | |
| STRONGBRIDGE BIOPHARMA PLC | G85347105 | SHS USD | 1,774,307 | $3,619,000 | thousands by filing date | |
| IES HOLDINGS INC | 44951W106 | COM | 79,165 | $3,616,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680RAF4 | NOTE 3/0 | 3,661,000 | $3,616,000 | thousands by filing date | principal |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 454,667 | $3,610,000 | thousands by filing date | |
| COMMUNITY USD0.01 | 20369C106 | COM | 79,878 | $3,609,000 | thousands by filing date | |
| STOKE THERAPEUTICS INC | 86150R107 | COM | 141,725 | $3,606,000 | thousands by filing date | |
| 2U INC | 90214JAB7 | NOTE 2.250% 5/0 | 2,596,000 | $3,606,000 | thousands by filing date | principal |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 994,113 | $3,599,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 65,075 | $3,596,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 95,117 | $3,591,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 28,216 | $3,586,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 195,442 | $3,586,000 | thousands by filing date | |
| ISHARES INC ETF MSCI GLOBAL GOLD MINERS ETF NEW | 46434G855 | ETF | 145,715 | $3,583,000 | thousands by filing date | |
| PROSHARES TR | 74347B508 | DJ BRKFLD GLB | 79,149 | $3,575,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 100,501 | $3,575,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L845 | QLT DIV DEF IDX | 67,165 | $3,570,000 | thousands by filing date | |
| DELEK US HLDGS INC NEW COM | 24665A103 | Stock | 197,734 | $3,555,000 | thousands by filing date | |
| ICF INTL INC | 44925C103 | COM | 39,637 | $3,540,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC | 025537127 | UNIT 03/15/2022 | 73,505 | $3,537,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 154,729 | $3,533,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 344,392 | $3,520,000 | thousands by filing date | |
| CLARUS CORP NEW | 18270P109 | COM | 137,203 | $3,517,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 210,642 | $3,501,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 164,667 | $3,497,000 | thousands by filing date | |
| ISHARES MSCI INDIA SMALL-CAP ETF | 46429B614 | ETF | 58,071 | $3,490,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 32,148 | $3,489,000 | thousands by filing date | |
| 3D PRINTING ETF | 00214Q500 | ETF | 97,684 | $3,488,000 | thousands by filing date | |
| SOLARWINDS CORP | 83417Q204 | COM NEW | 208,454 | $3,488,000 | thousands by filing date | |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 443,855 | $3,485,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q783 | RIVRFRNT STR INC | 140,616 | $3,480,000 | thousands by filing date | |
| NOMAD FOODS LTD USD ORD SHS | G6564A105 | Stock | 125,907 | $3,470,000 | thousands by filing date | |
| SCULPTOR CAP MGMT | 811246107 | COM CL A | 124,395 | $3,469,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 68,649 | $3,455,000 | thousands by filing date | |
| SUNDIAL GROWERS INC | 86730L109 | COM | 5,089,640 | $3,451,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 49,534 | $3,445,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q845 | DIVERSFD EQT ETF | 79,679 | $3,444,000 | thousands by filing date | |
| NUVEEN PFD & INCOME 2022 TER | 67075T105 | COM | 138,084 | $3,440,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q668 | EM SECT DIV DG | 140,404 | $3,438,000 | thousands by filing date | |
| ARCUTIS BIOTHERAPEUTICS INC | 03969K108 | COM | 143,746 | $3,434,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E669 | GLOBAL EX US HGH | 158,025 | $3,434,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142409 | COM | 96,518 | $3,431,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 285,709 | $3,426,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 41,720 | $3,425,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 544,656 | $3,421,000 | thousands by filing date | |
| ISHARES TR | 46432F875 | MRNGSTR INC ETF | 142,735 | $3,419,000 | thousands by filing date | |
| NUVASIVE INC | 670704AJ4 | NOTE 0.375% 3/1 | 3,538,000 | $3,419,000 | thousands by filing date | principal |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 484,820 | $3,418,000 | thousands by filing date | |
| CURO GROUP HOLDINGS CORP | 23131L107 | COM | 197,203 | $3,417,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 112,180 | $3,414,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 58,183 | $3,412,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 249,252 | $3,412,000 | thousands by filing date | |
| ATENTO S A | L0427L204 | CMN | 120,665 | $3,404,000 | thousands by filing date | |
| GEOPARK LTD USD SHS | G38327105 | Stock | 266,685 | $3,403,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E586 | KBW PPTY CASUT | 44,650 | $3,396,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 731,242 | $3,393,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 199,864 | $3,392,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147UAB3 | NOTE 4.500% 4/0 | 3,342,000 | $3,392,000 | thousands by filing date | principal |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 329,081 | $3,390,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 245,053 | $3,389,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 302,672 | $3,389,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 2,485,000 | $3,384,000 | thousands by filing date | principal |
| NKARTA INC | 65487U108 | COMMON STOCK | 121,209 | $3,372,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | 500688106 | COM | 1,136,988 | $3,366,000 | thousands by filing date | |
| OATLY GROUP AB | 67421J108 | SPONSORED ADS | 222,209 | $3,359,000 | thousands by filing date | |
| MANDIANT INC | 31816QAF8 | NOTE 0.875% 6/0 | 3,159,000 | $3,356,000 | thousands by filing date | principal |
| ISHARES INC | 464286582 | MSCI JAPN SMCETF | 40,701 | $3,348,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 169,351 | $3,342,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 162,818 | $3,341,000 | thousands by filing date | |
| PROSHARES TR II | 74347Y854 | FUND | 146,495 | $3,340,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 65,941 | $3,339,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 161,331 | $3,338,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 466,185 | $3,337,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q478 | DISRUPTIVE TECH | 68,481 | $3,320,000 | thousands by filing date | |
| READY CAPITAL CORP | 75574U101 | COM | 229,716 | $3,316,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 77,236 | $3,308,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q886 | COM | 191,423 | $3,308,000 | thousands by filing date | |
| UNITED STS NAT GAS FD LP | 912318300 | UNIT PAR | 163,757 | $3,302,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 315,398 | $3,300,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 86,588 | $3,295,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G888 | SHORT TERM ETF | 31,179 | $3,294,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 238,730 | $3,293,000 | thousands by filing date | |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 167,544 | $3,292,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 562,689 | $3,292,000 | thousands by filing date | |
| SAPIENS INTL CORP N V SHS | G7T16G103 | Stock | 114,179 | $3,286,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554AK8 | NOTE 3.250% 3/1 | 2,850,000 | $3,286,000 | thousands by filing date | principal |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 68,315 | $3,280,000 | thousands by filing date | |
| INVESCO | 46138J536 | EXCHANGE TRADED | 127,103 | $3,275,000 | thousands by filing date | |
| CANTALOUPE INC | 138103106 | COM | 302,940 | $3,265,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E128 | COM CL C | 248,743 | $3,264,000 | thousands by filing date | |
| EAGLE POINT CREDIT COMPANY I | 269808101 | COM | 239,293 | $3,260,000 | thousands by filing date | |
| SPDR Portfolio Corporate Bond ETF | 78464A144 | SHS | 92,821 | $3,258,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 200,957 | $3,253,000 | thousands by filing date | |
| KAZIA THERAPEUTICS LTD | 48669G105 | American Depository Shares | 287,346 | $3,253,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092782 | VLU FACTOR ETF | 68,240 | $3,252,000 | thousands by filing date | |
| Tuya Inc | 90114C107 | COM | 358,260 | $3,249,000 | thousands by filing date | |
| APTOSE BIOSCIENCES INC COM | 03835T200 | Stock | 1,487,428 | $3,242,000 | thousands by filing date | |
| EHANG HLDGS LTD ADS | 26853E102 | ADR | 135,434 | $3,239,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 331,054 | $3,237,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 75,511 | $3,230,000 | thousands by filing date | |
| Vaneck Long Muni ETF | 92189F536 | ETF | 149,998 | $3,228,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 211,571 | $3,226,000 | thousands by filing date | |
| LORDSTOWN MOTORS CORP | 54405Q100 | COM | 403,311 | $3,218,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 68,405 | $3,217,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 203,710 | $3,215,000 | thousands by filing date | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 78,628 | $3,215,000 | thousands by filing date | |
| ZENTALIS PHARMACEUTICALS INC | 98943L107 | COMMON STOCK | 48,231 | $3,214,000 | thousands by filing date | |
| RIVERNORTH OPPOR MUNI INCM FD | 76883F108 | COM | 138,920 | $3,212,000 | thousands by filing date | |
| BUTTERFLY NETWORK INC | 124155102 | COM CL A | 306,731 | $3,202,000 | thousands by filing date | |
| GOSSAMER BIO INC COM | 38341P102 | Stock | 253,903 | $3,192,000 | thousands by filing date | |
| ISHARES TR | 46435G417 | CR 5 10 YR ETF | 62,368 | $3,191,000 | thousands by filing date | |
| STEM INC | 85859N102 | COM | 133,326 | $3,186,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 96,942 | $3,181,000 | thousands by filing date | |
| OUTDOOR HOLDING CO | 00175J107 | COMMON STOCK | 517,263 | $3,181,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 618,345 | $3,178,000 | thousands by filing date | |
| KEROS THERAPEUTICS INC COM | 492327101 | Stock | 80,212 | $3,173,000 | thousands by filing date | |
| LOMA NEGRA C I A S A MTN 14 | 54150E104 | SPONSORED ADS | 444,892 | $3,173,000 | thousands by filing date | |
| COGNYTE SOFTWARE LTD | M25133105 | ORD SHS | 154,314 | $3,171,000 | thousands by filing date | |
| ISHARES TR | 46435U226 | IBONDS 21 TRM HG | 131,077 | $3,167,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 137,442 | $3,166,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q308 | DIV RTN EM EQT | 54,927 | $3,165,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 255,036 | $3,164,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 1,455,644 | $3,158,000 | thousands by filing date | |
| Fidelity MSCI Real Estate Index ETF | 316092857 | SHS | 103,784 | $3,155,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P553 | US CORE BOND ETF | 124,523 | $3,150,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 198,645 | $3,147,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N J FD I | 09254Y109 | COM | 202,791 | $3,145,000 | thousands by filing date | |
| BOOKING HOLDINGS INC | 09857LAN8 | NOTE 0.750% 5/0 | 2,140,000 | $3,143,000 | thousands by filing date | principal |
| NEXTERA ENERGY INC | 65339F796 | COM | 53,721 | $3,142,000 | thousands by filing date | |
| CORTEXYME INC | 22053A107 | COM | 34,253 | $3,139,000 | thousands by filing date | |
| ARRIVAL GROUP | L0423Q108 | SHS | 238,078 | $3,130,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 21,522 | $3,117,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 245,859 | $3,115,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 164,519 | $3,115,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 441,156 | $3,110,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 103,420 | $3,103,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 814,585 | $3,103,000 | thousands by filing date | |
| WHOLE EARTH BRANDS INC | 96684W100 | COM CL A | 268,233 | $3,097,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 88,834 | $3,091,000 | thousands by filing date | |
| Akoustis Technologies Inc | 00973N102 | COM | 318,448 | $3,089,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 209,770 | $3,088,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 463,739 | $3,088,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 64,024 | $3,078,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 257,605 | $3,076,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 328,359 | $3,076,000 | thousands by filing date | |
| WHEELS UP EXPERIENCE I F | 96328L106 | Com | 466,299 | $3,073,000 | thousands by filing date | |
| SUNWORKS INC | 86803X204 | COMMON STOCK | 500,147 | $3,071,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 193,813 | $3,070,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 202,059 | $3,069,000 | thousands by filing date | |
| ABRDN SILVER ETF TRUST | 003264108 | PHYSCL SILVR SHS | 143,224 | $3,060,000 | thousands by filing date | |
| PHENIXFIN CORP | 71742W103 | COM | 71,172 | $3,053,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 80,823 | $3,051,000 | thousands by filing date | |
| AZURE POWER GLOBAL LTD | V0393H103 | COM | 138,586 | $3,049,000 | thousands by filing date | |
| MORPHIC HLDG INC | 61775R105 | COM | 53,823 | $3,048,000 | thousands by filing date | |
| INFINERA CORP | 45667GAE3 | BOND | 2,301,000 | $3,048,000 | thousands by filing date | principal |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 303,911 | $3,045,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 197,024 | $3,040,000 | thousands by filing date | |
| NIO INC | 62914VAB2 | NOTE 4.500% 2/0 | 800,000 | $3,040,000 | thousands by filing date | principal |
| PROTALIX BIOTHERAPEUTICS INC | 74365A309 | COMMON STOCK | 2,285,075 | $3,039,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 115,035 | $3,038,000 | thousands by filing date | |
| ISHARES MSCI UNITED KINGDOM SMALL-CAP ETF | 46429B416 | ETF | 65,114 | $3,037,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 326,220 | $3,037,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 66,455 | $3,036,000 | thousands by filing date | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 146,278 | $3,035,000 | thousands by filing date | |
| BOSTON OMAHA CORP CL A | 101044105 | COMMON STOCK | 78,133 | $3,030,000 | thousands by filing date | |
| AVIDITY BIOSCIENCES INC COM | 05370A108 | Stock | 122,837 | $3,026,000 | thousands by filing date | |
| DANAOS CORPORATION SHS | Y1968P121 | Stock | 36,928 | $3,024,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 246,800 | $3,024,000 | thousands by filing date | |
| VERITONE INC | 92347M100 | COM | 126,508 | $3,024,000 | thousands by filing date | |
| VISTA ENERGY S.A.B. DE C.V. SPONSORED ADS | 92837L109 | ADR | 600,344 | $3,020,000 | thousands by filing date | |
| COMPASS PATHWAYS PLC | 20451W101 | SPONSORED ADS | 100,965 | $3,017,000 | thousands by filing date | |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 161,027 | $3,015,000 | thousands by filing date | |
| ROCKET LAB USA INC | 773122106 | COM | 186,587 | $3,010,000 | thousands by filing date | |
| SILICOM LTD | M84116108 | ORD | 69,603 | $3,010,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 2,280,023 | $3,009,000 | thousands by filing date | |
| ARLO TECHNOLOGIES INC | 04206A101 | COMMON STOCK | 468,522 | $3,004,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 45,705 | $3,000,000 | thousands by filing date | |
| NGM BIOPHARMACEUTICALS INC | 62921N105 | COM | 142,748 | $3,000,000 | thousands by filing date | |
| DUTCH BROS INC | 26701L100 | CL A | 69,118 | $2,994,000 | thousands by filing date | |
| INVESCO | 46138J528 | EXCHANGE TRADED | 115,301 | $2,994,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 168,519 | $2,992,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 37,760 | $2,991,000 | thousands by filing date | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 175,433 | $2,991,000 | thousands by filing date | |
| LAKELAND INDS INC | 511795106 | COM | 142,213 | $2,987,000 | thousands by filing date | |
| IGM BIOSCIENCES INC | 449585108 | COM | 45,418 | $2,987,000 | thousands by filing date | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 41,615 | $2,979,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F304 | ENVIRONMENTAL SR | 20,774 | $2,978,000 | thousands by filing date | |
| FIDELITY HIGH YIELD FACTOR ETF | 316092618 | HIGH YILD ETF | 53,194 | $2,974,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 44,342 | $2,970,000 | thousands by filing date | |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 167,434 | $2,969,000 | thousands by filing date | |
| ISHARES GLOBAL HIGH YIELD CO | 464286178 | US INTL HGH YLD | 59,293 | $2,967,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 39,706 | $2,963,000 | thousands by filing date | |
| COMPANHIA PARANAENSE DE ENERGI | 20441B605 | SPON ADS | 453,392 | $2,960,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 442,317 | $2,959,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 63,477 | $2,958,000 | thousands by filing date | |
| CURIS INC | 231269200 | COM | 377,412 | $2,954,000 | thousands by filing date | |
| MOATABLE INC | 759892300 | COM | 212,233 | $2,952,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP | 780153BB7 | NOTE 4.250% 6/1 | 2,102,000 | $2,951,000 | thousands by filing date | principal |
| Veru Inc | 92536C103 | Common Stock | 345,635 | $2,948,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 99,684 | $2,947,000 | thousands by filing date | |
| MASTERCRAFT BOAT HOLDINGS IN | 57637H103 | COMMON STOCK | 117,472 | $2,946,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 171,655 | $2,945,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J775 | BLOO PRI PWR ETF | 44,349 | $2,931,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 539,137 | $2,928,000 | thousands by filing date | |
| INTERNATIONAL MONEY EXPRESS | 46005L101 | COM | 174,774 | $2,919,000 | thousands by filing date | |
| ISHARES INC | 464286327 | MSCI GLB SLV&MTL | 236,737 | $2,918,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 58,217 | $2,917,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 350,178 | $2,917,000 | thousands by filing date | |
| TALOS ENERGY INC | 87484T108 | COM | 211,690 | $2,915,000 | thousands by filing date | |
| KINIKSA PHARMACEUTICALS LTD | G5269C101 | COM CL A | 255,320 | $2,909,000 | thousands by filing date | |
| EURONET WORLDWIDE INC | 298736AL3 | NOTE 0.750% 3/1 | 2,640,000 | $2,908,000 | thousands by filing date | principal |
| ISHARES TR | 46429B408 | CMN | 97,460 | $2,899,000 | thousands by filing date | |
| VILLAGE FARMS INTL INC | 92707Y108 | COM | 347,259 | $2,895,000 | thousands by filing date | |
| NATUZZI S P A | 63905A200 | SPON ADS | 177,675 | $2,891,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 183,177 | $2,879,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 215,260 | $2,878,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 152,083 | $2,871,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC | 02557T307 | UNIT 08/15/2023 | 57,989 | $2,868,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 136,176 | $2,862,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 286,159 | $2,862,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 181,522 | $2,861,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 279,900 | $2,860,000 | thousands by filing date | |
| SIGILON THERAPEUTICS INC | 82657L107 | COM | 506,317 | $2,860,000 | thousands by filing date | |
| CENTERRA GOLD INC COM | 152006102 | Stock | 419,483 | $2,856,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 51,301 | $2,851,000 | thousands by filing date | |
| KRONOS BIO INC | 50107A104 | COM | 135,640 | $2,841,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 166,139 | $2,840,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 273,785 | $2,839,000 | thousands by filing date | |
| WISDOMTREE TRUST CHINESE YUAN | 97717W182 | COM | 101,575 | $2,838,000 | thousands by filing date | |
| TECNOGLASS INC | G87264100 | ORD SHS | 130,560 | $2,837,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 94,066 | $2,834,000 | thousands by filing date | |
| Yalla Group Ltd | 98459U103 | COM | 373,314 | $2,833,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 73,300 | $2,832,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108847 | HIGH INCOME | 167,997 | $2,825,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 726,740 | $2,820,000 | thousands by filing date | |
| EASTERN BANKSHARES INC COM | 27627N105 | Stock | 138,436 | $2,810,000 | thousands by filing date | |
| SCULLY ROYALTY LTD | G7T96K107 | COM SHS | 247,260 | $2,806,000 | thousands by filing date | |
| COMPANHIA BRASILEIRA DE DISTRI | 20440T300 | SPONSORED ADR | 594,634 | $2,801,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F841 | NATURAL RESOURC | 61,313 | $2,788,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y607 | PRIN U S SMALL | 61,262 | $2,787,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 76,757 | $2,786,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 161,332 | $2,785,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505715 | NORTH SHOR GBL | 36,202 | $2,782,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 435,111 | $2,780,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 202,439 | $2,773,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 212,327 | $2,767,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 57,904 | $2,766,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 222,501 | $2,763,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 184,781 | $2,761,000 | thousands by filing date | |
| PLATINUM GROUP METALS LTD | 72765Q882 | CMN | 1,369,127 | $2,752,000 | thousands by filing date | |
| BNY MELLON STRATEGIC MUN BD | 09662E109 | COM | 344,776 | $2,751,000 | thousands by filing date | |
| REVOLUTION MEDICINES INC COM | 76155X100 | Stock | 99,983 | $2,750,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 71,753 | $2,750,000 | thousands by filing date | |
| ASSETMARK FINL HLDGS INC | 04546L106 | COM | 110,576 | $2,750,000 | thousands by filing date | |
| ROVER GROUP INC | 77936F103 | COM CL A | 201,909 | $2,744,000 | thousands by filing date | |
| MOLECULAR TEMPLATES INC | 608550109 | COM | 406,861 | $2,730,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 120,775 | $2,728,000 | thousands by filing date | |
| NIU TECHNOLOGIES | 65481N100 | CMN | 117,682 | $2,727,000 | thousands by filing date | |
| DIGITAL TRANSFORMATN OPT COR | 25401K206 | UNIT 03/31/2028 | 278,281 | $2,727,000 | thousands by filing date | |
| ISHARES TR | 46435U176 | IBONDS 22 TRM HG | 112,609 | $2,726,000 | thousands by filing date | |
| VERTEX INC | 92538J106 | CL A | 141,753 | $2,725,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 181,131 | $2,725,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 2,669,794 | $2,723,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 77,697 | $2,709,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 60,725 | $2,708,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 105,699 | $2,706,000 | thousands by filing date | |
| PROSHARES SHORT | 74347R396 | PSHS SH MSCI EMR | 213,736 | $2,705,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 203,607 | $2,700,000 | thousands by filing date | |
| BLUELINX HOLDINGS INC | 09624H208 | COMMON STOCK | 55,146 | $2,696,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 92,406 | $2,692,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767678 | INDX FD | 65,511 | $2,691,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 234,972 | $2,690,000 | thousands by filing date | |
| TURNING PT THERAPEUTICS | 90041T108 | COM | 40,403 | $2,685,000 | thousands by filing date | |
| RHYTHM PHARMACEUTICALS INC | 76243J105 | COM | 205,466 | $2,684,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V886 | S&P500 EX-RATE | 29,961 | $2,680,000 | thousands by filing date | |
| FLJ GROUP LIMITED SPON ADS | 74738J102 | ADR | 4,000,000 | $2,680,000 | thousands by filing date | |
| CARVER BANCORP ORD | 146875604 | COM | 150,450 | $2,678,000 | thousands by filing date | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 173,055 | $2,675,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 517,186 | $2,675,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X610 | EURO QTLY DIV GR | 83,238 | $2,674,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 290,380 | $2,674,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 127,209 | $2,671,000 | thousands by filing date | |
| PREMIER INC | 74051N102 | CL A | 68,768 | $2,665,000 | thousands by filing date | |
| INDUS REALTY TRUST INC | 45580R103 | TRUS | 37,932 | $2,659,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459JAA2 | NOTE 2.625% 2/1 | 2,674,000 | $2,657,000 | thousands by filing date | principal |
| VANECK ETF TRUST | 92189F684 | RETAIL ETF | 15,180 | $2,655,000 | thousands by filing date | |
| USD PARTNERS LP LP | 903318103 | STOK | 425,067 | $2,654,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 54,965 | $2,649,000 | thousands by filing date | |
| ABERDEEN INCOME CR STRATEGIE | 003057106 | COM | 239,023 | $2,641,000 | thousands by filing date | |
| VELODYNE LIDAR INC | 92259F101 | COM | 446,114 | $2,640,000 | thousands by filing date | |
| SPLUNK INC | 848637AC8 | NOTE 0.500% 9/1 | 2,260,000 | $2,639,000 | thousands by filing date | principal |
| FUNKO INC CLASS A | 361008105 | COMMON STOCK | 144,880 | $2,638,000 | thousands by filing date | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 120,005 | $2,637,000 | thousands by filing date | |
| VAXART INC NEW | 92243A200 | COM | 331,740 | $2,636,000 | thousands by filing date | |
| FREEDOM HOLDING CORP | 356390104 | COM | 41,847 | $2,627,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 134,197 | $2,627,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 113,625 | $2,625,000 | thousands by filing date | |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 209,665 | $2,623,000 | thousands by filing date | |
| Rafael Holdings Inc Class B | 75062E106 | COM | 84,972 | $2,611,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 164,645 | $2,608,000 | thousands by filing date | |
| BRISTOW GROUP INC | 11040G103 | COM | 81,871 | $2,606,000 | thousands by filing date | |
| INNOVATE CORP | 45784J105 | COM | 635,867 | $2,606,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 344,038 | $2,605,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 83,113 | $2,599,000 | thousands by filing date | |
| OPORTUN FINANCIAL CORP | 68376D104 | COMMON STOCK | 103,760 | $2,597,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 147,264 | $2,597,000 | thousands by filing date | |
| DOUBLEVERIFY HLDGS INC COM | 25862V105 | Stock | 75,992 | $2,596,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 78,617 | $2,596,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 49,990 | $2,594,000 | thousands by filing date | |
| SELECT INTERIOR CONCEPTS INC CLASS | 816120307 | CL A | 179,780 | $2,593,000 | thousands by filing date | |
| MASONITE INTERNATIONAL CORP | 575385109 | COMMON STOCK-FO | 24,416 | $2,591,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 183,452 | $2,590,000 | thousands by filing date | |
| GLATFELTER CORP | 377320106 | COMMON STOCK | 183,662 | $2,589,000 | thousands by filing date | |
| INTERNATIONAL SEAWAYS INC COM | Y41053102 | Stock | 141,889 | $2,584,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 324,759 | $2,582,000 | thousands by filing date | |
| PLYMOUTH INDL REIT INC COM | 729640102 | REIT | 113,086 | $2,572,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X263 | CURRNCY INT EQ | 86,004 | $2,567,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 118,147 | $2,564,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 172,676 | $2,563,000 | thousands by filing date | |
| STEREOTAXIS INC | 85916J409 | COMMON STOCK | 476,114 | $2,562,000 | thousands by filing date | |
| PLIANT THERAPEUTICS INC | 729139105 | COM | 151,245 | $2,554,000 | thousands by filing date | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 153,078 | $2,547,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 386,224 | $2,545,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 76,091 | $2,545,000 | thousands by filing date | |
| NUVEEN CALIFORNIA SELECT TAX-F | 67063R103 | SH BEN INT | 161,185 | $2,540,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 117,777 | $2,530,000 | thousands by filing date | |
| ADVANCED FLOWER CAP INC | 00109K105 | COM | 117,294 | $2,530,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MLP TOTAL R | 18469Q207 | COM | 104,959 | $2,519,000 | thousands by filing date | |
| SNAP INC | 83304AAD8 | NOTE 0.250% 5/0 | 740,000 | $2,519,000 | thousands by filing date | principal |
| INVESCO EXCHANGE TRADED FD T | 46137Y500 | ZACKS MULT AST | 105,203 | $2,502,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W323 | CMN | 89,215 | $2,501,000 | thousands by filing date | |
| ISHARES INC | 464286210 | EURO HIGH YIELD | 45,385 | $2,497,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 204,109 | $2,496,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 175,464 | $2,490,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 36,337 | $2,489,000 | thousands by filing date | |
| SHIFT TECHNOLOGIES INC | 82452T107 | CL A | 358,353 | $2,488,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 134,227 | $2,483,000 | thousands by filing date | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 123,522 | $2,480,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D304 | COMMON STOCK | 269,569 | $2,480,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 38,976 | $2,479,000 | thousands by filing date | |
| LAUREATE ED INC COMMON STOCK | 518613203 | Stock | 145,695 | $2,475,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E156 | S&P SMLCP FINL | 42,411 | $2,475,000 | thousands by filing date | |
| PAMPA ENERGIA SA | 697660207 | SPONS ADR LVL I | 141,185 | $2,466,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 345,676 | $2,465,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H403 | OIL FD | 179,537 | $2,464,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 671,745 | $2,458,000 | thousands by filing date | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 114,103 | $2,457,000 | thousands by filing date | |
| LIBERTY MEDIA CORP | 530715AN1 | DEB 3.500% 1/1 | 2,002,000 | $2,457,000 | thousands by filing date | principal |
| SOCIAL CAPITAL HEDOSOPHA HLD | G8251L105 | SHS CL A | 241,950 | $2,456,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P409 | NUVEEN ESG MIDCP | 44,816 | $2,437,000 | thousands by filing date | |
| GINKGO BIOWORKS HOLDINGS INC WT EXP 091626 | 37611X118 | Stock | 718,267 | $2,435,000 | thousands by filing date | |
| AMERICAN FINANCE TRUST INC | 02607T109 | COM CLASS A | 302,518 | $2,432,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 328,708 | $2,429,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 140,613 | $2,421,000 | thousands by filing date | |
| TATTOOED CHEF INC | 87663X102 | COM | 131,340 | $2,420,000 | thousands by filing date | |
| HEADHUNTER GROUP PLC ADR | 42207L106 | COM | 49,374 | $2,410,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 45,487 | $2,409,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 83,625 | $2,408,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L803 | M STAR DEV MKT | 33,521 | $2,406,000 | thousands by filing date | |
| VINCO VENTURES INC | 927330100 | COM | 374,507 | $2,401,000 | thousands by filing date | |
| FULCRUM THERAPEUTICS INC | 359616109 | COMMON STOCK | 85,011 | $2,398,000 | thousands by filing date | |
| Y-mAbs Therapeutics Inc | 984241109 | Common Stock | 84,006 | $2,397,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 127,155 | $2,396,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J406 | EX US SML CP | 50,980 | $2,394,000 | thousands by filing date | |
| TRICIDA INC | 89610F101 | COM | 515,950 | $2,394,000 | thousands by filing date | |
| ISHARES TR | 46435G532 | MSCI GBL SUS DEV | 24,895 | $2,392,000 | thousands by filing date | |
| Canadian $ ETF | 46138T104 | ETF | 30,893 | $2,392,000 | thousands by filing date | |
| ATERIAN INC | 02156U101 | COM | 220,744 | $2,391,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 94,025 | $2,389,000 | thousands by filing date | |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 50,022 | $2,389,000 | thousands by filing date | |
| ISHARES INC | 46434G509 | CUR HD MSCI EM | 78,072 | $2,380,000 | thousands by filing date | |
| PURPLE INNOVATION INC | 74640Y106 | CMN | 113,149 | $2,378,000 | thousands by filing date | |
| HIGHLAND FDS I | 430101774 | HI LD IBOXX SRLN | 148,547 | $2,377,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 238,000 | $2,377,000 | thousands by filing date | |
| INNOVAGE HLDG CORP | 45784A104 | COM | 359,510 | $2,376,000 | thousands by filing date | |
| OLEMA PHARMACEUTICALS INC | 68062P106 | COM | 86,124 | $2,373,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 245,996 | $2,372,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC | 854502846 | UNIT 11/15/2022 | 22,396 | $2,372,000 | thousands by filing date | |
| ONESMART INTL ED GROUP LTD | 68276W103 | CMN | 4,839,671 | $2,372,000 | thousands by filing date | |
| JANUS DETROIT STR TR | 47103U787 | NET ZERO TRANS | 100,000 | $2,371,000 | thousands by filing date | |
| Avantis US Equity ETF | 025072885 | SHS | 32,153 | $2,370,000 | thousands by filing date | |
| CS DISCO INC | 126327105 | COM | 49,420 | $2,369,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 27,862 | $2,369,000 | thousands by filing date | |
| BLUE BIRD CORP | 095306106 | COM | 113,529 | $2,367,000 | thousands by filing date | |
| COLUMBIA FINANCIAL INC | 197641103 | COMMON STOCK | 127,856 | $2,365,000 | thousands by filing date | |
| JANUS DETROIT STR TR | 47103U811 | US SUSTAINABLE | 100,000 | $2,360,000 | thousands by filing date | |
| Invesco Bulletshares 2022 Munic | 46138J551 | Equities | 92,872 | $2,358,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 111,970 | $2,355,000 | thousands by filing date | |
| INVESCO S&P MIDCAP 400 GARP ETF | 46137V225 | ETF | 26,171 | $2,353,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 333,609 | $2,352,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 192,179 | $2,341,000 | thousands by filing date | |
| ALLSPRING UTILITIES AND HIGH | 94987E109 | WF UTILITIES INC | 173,671 | $2,341,000 | thousands by filing date | |
| CUSHING NEXTGEN INFRASTRUCTURE | 231647207 | COM | 49,660 | $2,337,000 | thousands by filing date | |
| FORTIVE CORP | 34959JAK4 | NOTE 0.875% 2/1 | 2,327,000 | $2,333,000 | thousands by filing date | principal |
| TAYSHA GENE THERAPIES INC | 877619106 | COMMON STOCK | 125,094 | $2,328,000 | thousands by filing date | |
| SPROTT ETF TRUST | 85210B102 | GOLD MINERS ETF | 93,744 | $2,328,000 | thousands by filing date | |
| JANUS DETROIT STR TR | 47103U795 | INTERN SUSTAINBL | 100,000 | $2,321,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 49,092 | $2,318,000 | thousands by filing date | |
| DOMINION ENERGY INC | 25746U133 | UNIT 99/99/9999 | 23,817 | $2,316,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 204,566 | $2,312,000 | thousands by filing date | |
| BOLT BIOTHERAPEUTICS INC | 097702104 | COM | 182,277 | $2,306,000 | thousands by filing date | |
| ADC THERAPEUTICS SA | H0036K147 | COMMON STOCK | 84,857 | $2,304,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V449 | S&P 100 EQL WIGH | 28,737 | $2,301,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E218 | MSCI NXT EMRNG | 112,192 | $2,299,000 | thousands by filing date | |
| PROSHARES TR | 74347G606 | S&P TECH DIVIDEN | 38,405 | $2,295,000 | thousands by filing date | |
| INVESCO DB US DLR INDEX TR | 46141D104 | BEARISH FD | 111,221 | $2,293,000 | thousands by filing date | |
| REPARE THERAPEUTICS INC | 760273102 | COM | 87,352 | $2,292,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049MAA8 | Convertible Debt | 1,553,000 | $2,292,000 | thousands by filing date | principal |
| MESABI TR | 590672101 | CTF BEN INT | 77,065 | $2,289,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 317,800 | $2,282,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 36,403 | $2,282,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 62,286 | $2,277,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 61,365 | $2,273,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 361,668 | $2,272,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 51,534 | $2,270,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 953,148 | $2,269,000 | thousands by filing date | |
| BARINGS CORPORATE INVS | 06759X107 | COM | 145,015 | $2,255,000 | thousands by filing date | |
| NATURAL ALTERNATIVES INTL IN | 638842302 | COM NEW | 166,903 | $2,253,000 | thousands by filing date | |
| DIXIE GROUP INC | 255519100 | COMMON STOCK | 462,750 | $2,249,000 | thousands by filing date | |
| Coupa Software | 22266LAF3 | CONV BOND | 2,079,000 | $2,243,000 | thousands by filing date | principal |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 367,295 | $2,241,000 | thousands by filing date | |
| MODEL N INC | 607525AB8 | NOTE 2.625% 6/0 | 1,805,000 | $2,241,000 | thousands by filing date | principal |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 192,977 | $2,239,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 63,084 | $2,237,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 279,526 | $2,236,000 | thousands by filing date | |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 259,847 | $2,235,000 | thousands by filing date | |
| RUBIUS THERAPEUTICS INC | 78116T103 | COM | 124,723 | $2,231,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 218,838 | $2,223,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 106,841 | $2,212,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092816 | MOMENTUM FACTR | 45,122 | $2,211,000 | thousands by filing date | |
| ALLAKOS INC | 01671P100 | COM | 20,883 | $2,210,000 | thousands by filing date | |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 182,627 | $2,203,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 191,525 | $2,201,000 | thousands by filing date | |
| ONCTERNAL THERAPEUTICS INC | 68236P107 | COM | 527,868 | $2,201,000 | thousands by filing date | |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 42,125 | $2,199,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 50,318 | $2,197,000 | thousands by filing date | |
| NEOGAMES S A | L6673X107 | COM | 59,842 | $2,197,000 | thousands by filing date | |
| H World Group Ltd | 44332NAB2 | Convertible bond | 1,700,000 | $2,196,000 | thousands by filing date | principal |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 88,613 | $2,192,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 184,800 | $2,191,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 112,318 | $2,190,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 136,296 | $2,189,000 | thousands by filing date | |
| RYB ED INC | 74979W101 | ADR | 766,380 | $2,184,000 | thousands by filing date | |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 50,617 | $2,181,000 | thousands by filing date | |
| FIRST BANCSHARES INC MISS | 318916103 | COM | 56,202 | $2,180,000 | thousands by filing date | |
| AKOUOS INC | 00973J101 | COM | 187,499 | $2,177,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 93,089 | $2,176,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000895421-21-000571 | this filing | 2021-11-15 | acceptance time not in the bulk data set |