13F-HR filed by MORGAN STANLEY
MORGAN STANLEY filed this 13F-HR for the quarter ended 2021-03-31, filed 2021-05-17, with 7,569 holding rows worth $680,764,312,000.
- Accession
- 0000895421-21-000363
- Filer
- CIK 895421
- Filed
- 2021-05-17
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2021
A combination report, 26,544 entries on the cover page, a total value of $680,764,312,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $680,764,312,000 with VALUE read as thousands by filing date, 13F file number 028-03432. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerEATON VANCE MANAGEMENT028-04139
- reports for this filerATLANTA CAPITAL MANAGEMENT CO L L C028-05936
- reports for this filerPARAMETRIC PORTFOLIO ASSOCIATES LLC028-04558
- included managerMORGAN STANLEY & CO INTERNATIONAL PLC028-04312
- included managerMORGAN STANLEY & CO. LLC028-11873
- included managerMorgan Stanley Canada LTD028-13197
- included managerMorgan Stanley Capital Services LLC028-11865
- included managerMORGAN STANLEY AIP GP LP028-14710
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT CO028-11366
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT INC028-11866
- included managerMorgan Stanley Investment Management LTD028-11867
- included managerMORGAN STANLEY SMITH BARNEY LLC028-13935
- included managerMorgan Stanley Strategic Investments, Inc028-12509
- included managerMorgan Stanley Uruguay Ltda.028-11533
- included managerFundlogic Sas028-15873
- included managerMorgan Stanley Asia Ltd028-19343
- included managerMorgan Stanley Wealth Management Australia Pty Ltd028-19344
- included managerMorgan Stanley Bank Asia Ltd028-17710
- included managerETRADE Capital Management LLC028-14182
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ETF SER SOLUTIONS | 26922A172 | NATIONWIDE NASDQ | 3,800 | $102,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F734 | RUSSIA SMALL CAP | 2,797 | $102,000 | thousands by filing date | |
| INNOVATOR ETFS TR II | 45783G102 | LADRD FD US EQT | 3,000 | $102,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 146,068 | $101,000 | thousands by filing date | |
| OPIANT PHARMACEUTICALS INC | 683750103 | COM | 9,476 | $101,000 | thousands by filing date | |
| ISUN INC | 465246106 | COMMON | 7,584 | $101,000 | thousands by filing date | |
| Sigma Additive Solutions, Inc. | 826598500 | common | 27,081 | $101,000 | thousands by filing date | |
| GRUPO AVAL ACCIONES Y VALORE | 40053W101 | SPONSORED ADS | 16,067 | $100,000 | thousands by filing date | |
| VPC IMPACT ACQUISITION HLDG | G9460L100 | UNIT 03/05/2026 | 10,100 | $100,000 | thousands by filing date | |
| CBTX INC | 12481V104 | COM | 3,244 | $100,000 | thousands by filing date | |
| PROPTECH INVESTMENT CORP II | 743497109 | CMN | 10,223 | $100,000 | thousands by filing date | |
| POWERFLEET INC | 73931J109 | COMMON STOCK | 11,991 | $99,000 | thousands by filing date | |
| ISHARES TR | 46434V779 | MSCI QATAR ETF | 5,272 | $99,000 | thousands by filing date | |
| ABACUS FCF ETF TR | 89628W302 | LEADERS ETF | 2,000 | $99,000 | thousands by filing date | |
| ObsEva SA | H5861P103 | COM | 30,682 | $99,000 | thousands by filing date | |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 2,700 | $99,000 | thousands by filing date | |
| COLFAX CORP | 194014205 | UNIT 01/15/2022T | 544 | $99,000 | thousands by filing date | |
| KISMET ACQUISITION THREE | G5276C128 | CL A SHARES | 10,000 | $99,000 | thousands by filing date | |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 8,508 | $98,000 | thousands by filing date | |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 3,224 | $98,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H304 | ENERGY FD | 7,569 | $98,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 5,812 | $98,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767827 | ELEC VEH FUTUR | 2,305 | $98,000 | thousands by filing date | |
| BIOTECH ACQUISITION COMPANY | G1125A124 | UNIT 11/30/2027 | 9,922 | $98,000 | thousands by filing date | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 6,834 | $97,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C540 | US EQTY PWR BUF | 3,250 | $97,000 | thousands by filing date | |
| CELCUITY INC | 15102K100 | COM | 6,795 | $97,000 | thousands by filing date | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 6,787 | $97,000 | thousands by filing date | |
| THE ONE GROUP HOSPITALITY IN | 88338K103 | COM | 12,945 | $97,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 39,533 | $97,000 | thousands by filing date | |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 3,441 | $97,000 | thousands by filing date | |
| NUVVE HOLDING CORP | 67079Y100 | COMMON STOCK | 9,528 | $97,000 | thousands by filing date | |
| ADVENT TECHNOLOGIES HOLDNG I | 00788A113 | *W EXP 02/03/202 | 42,430 | $97,000 | thousands by filing date | |
| APTEVO THERAPEUTICS INC | 03835L207 | COMMON | 3,175 | $97,000 | thousands by filing date | |
| Pershing Square T 25 WTS Warrants Exp 07/24/25 | 71531R117 | WT | 11,902 | $97,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP IV | 171439201 | UNIT 99/99/9999 | 3,776 | $97,000 | thousands by filing date | |
| TREPONT ACQUISITION CORP I | G9095M101 | SHS CL A | 9,900 | $97,000 | thousands by filing date | |
| ISHARES INC | 46434G764 | MSCI EMRG CHN | 1,608 | $96,000 | thousands by filing date | |
| ISHARES TR | 46435G433 | MSCI USA SMCP MN | 2,614 | $96,000 | thousands by filing date | |
| ASCENT INDUSTRIES CO | 871565107 | COM | 10,913 | $96,000 | thousands by filing date | |
| PROSHARES TR | 74347R131 | SHRT HGH YIELD | 5,226 | $96,000 | thousands by filing date | |
| ZOVIO INC | 98979V102 | COMMON STOCK | 23,611 | $96,000 | thousands by filing date | |
| ABRAXAS PETE CORP COM NEW | 003830304 | Stock | 30,569 | $96,000 | thousands by filing date | |
| CORVUS GOLD INC | 221013105 | COM | 53,580 | $96,000 | thousands by filing date | |
| SENSEI BIOTHERAPEUTICS INC | 81728A108 | COM | 6,575 | $96,000 | thousands by filing date | |
| CAESARS ENTMT CORP | 127686AA1 | NOTE | 40,331 | $96,000 | thousands by filing date | principal |
| WESTERN ASSET MORTGAGE CAPIT | 95790DAA3 | NOTE 6.750%10/0 | 104,000 | $96,000 | thousands by filing date | principal |
| INTL GNRL INSURANCE HLDNGS L | G4809J106 | SHS | 11,675 | $95,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 38,614 | $95,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E240 | FUND | 2,723 | $95,000 | thousands by filing date | |
| CONSTELLATION ACQUISITN CORP | G2R18K121 | UNIT 99/99/9999 | 9,615 | $95,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 100,745 | $95,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J404 | CMN | 2,017 | $95,000 | thousands by filing date | |
| LIVE OAK ACQUISITION CORP II | 53804W114 | *W EXP 12/07/202 | 66,666 | $95,000 | thousands by filing date | |
| SUPPORT COM INC | 86858W200 | COM NEW | 20,841 | $95,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 1,339 | $94,000 | thousands by filing date | |
| MILLICOM INTL CELLULAR S A | L6388F110 | COM STK | 2,461 | $94,000 | thousands by filing date | |
| ARKO CORP | 041242108 | COMMON STOCK | 9,391 | $94,000 | thousands by filing date | |
| INNOVATOR TR ETF S&P 500 ULTRA BUFFER JULY | 45782C839 | ETF | 3,500 | $94,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G658 | DLY S&P OIL GAS | 8,116 | $94,000 | thousands by filing date | |
| ZEVRA THERAPEUTICS INC COM NEW | 488445206 | Stock | 10,093 | $93,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 6,069 | $93,000 | thousands by filing date | |
| CALYXT INC | 13173L107 | COM | 15,512 | $93,000 | thousands by filing date | |
| BRIDGETOWN 2 HOLDINGS LTD | G1355V103 | CL A | 9,040 | $93,000 | thousands by filing date | |
| ATLAS CREST INVT CORP | 049284102 | COM | 9,259 | $93,000 | thousands by filing date | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 13,641 | $92,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 13,043 | $92,000 | thousands by filing date | |
| GREAT ELM GROUP INC COM NEW | 39037G109 | COM NEW | 37,728 | $92,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 23,588 | $92,000 | thousands by filing date | |
| THIMBLE POINT ACQUISITION CO | 88408P206 | COM | 9,221 | $92,000 | thousands by filing date | |
| PROSHARES TR | 74347B375 | LONG ONLINE SHRT | 1,088 | $91,000 | thousands by filing date | |
| PROSHARES TR | 74347B185 | FUND | 6,505 | $91,000 | thousands by filing date | |
| FINTECH ACQUISITION CORP V | 31810Q107 | COM CL A | 8,119 | $91,000 | thousands by filing date | |
| GRID DYNAMICS HLDGS INC | 39813G117 | *W EXP 03/05/202 | 15,000 | $91,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 2,918 | $90,000 | thousands by filing date | |
| MFS INTER HIGH INCOME FD | 59318T109 | SH BEN INT | 35,450 | $90,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y285 | FUND | 4,700 | $90,000 | thousands by filing date | |
| XENON PHARMACEUTICALS INC COM | 98420N105 | Stock | 4,959 | $89,000 | thousands by filing date | |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 5,855 | $89,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q886 | DIVERSFED RTRN | 1,074 | $89,000 | thousands by filing date | |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 3,616 | $89,000 | thousands by filing date | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 5,351 | $89,000 | thousands by filing date | |
| INTRICON CORP | 46121H109 | COM | 3,500 | $89,000 | thousands by filing date | |
| GENPREX INC | 372446104 | COM | 20,568 | $89,000 | thousands by filing date | |
| BRIDGETOWN HOLDINGS LTD | G1355U105 | UNIT 10/15/2025 | 7,555 | $89,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 2,544 | $88,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 13,317 | $88,000 | thousands by filing date | |
| PROSHARES ULTRASHORT SILVER | 74347W114 | COM | 12,500 | $88,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 4,394 | $87,000 | thousands by filing date | |
| DIGITAL MEDIA SOLUTIONS INC | 25401G106 | COM | 7,161 | $87,000 | thousands by filing date | |
| OLD POINT FINL CORP | 680194107 | COM | 3,705 | $87,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G732 | MOONSHOT INNOVAT | 2,122 | $87,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J125 | LATIN AMER ALP | 4,767 | $86,000 | thousands by filing date | |
| LEGACY HOUSING CORP | 52472M101 | COMMON STOCK | 4,835 | $86,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061508 | GLB MOMENT ETF | 3,000 | $86,000 | thousands by filing date | |
| REDBALL ACQUISITION CORP | G7417R121 | UNIT 99/99/9999 | 8,519 | $86,000 | thousands by filing date | |
| PHUNWARE INC | 71948P100 | COMMON | 52,000 | $86,000 | thousands by filing date | |
| THUNDER BRDG ACQUISTION II L | G8857S124 | UNIT 99/99/9999 | 7,700 | $86,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C698 | US EQUT BUFR AUG | 2,755 | $85,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2029 CORPORATE BOND ETF | 46138J577 | ETF | 4,088 | $85,000 | thousands by filing date | |
| PIMCO NEW YORK MUN INCM | 72201E105 | FD 1 COM | 8,704 | $85,000 | thousands by filing date | |
| FORTRESS VALUE ACQUIS CORP I | 34964G206 | UNIT 12/31/2027 | 8,420 | $85,000 | thousands by filing date | |
| DBX ETF TR | 233051754 | XTRACK CSI 500 A | 2,409 | $84,000 | thousands by filing date | |
| DECIBEL THERAPEUTICS INC | 24343R106 | COM | 7,403 | $84,000 | thousands by filing date | |
| SILVER CREST ACQUISITION CORP | G81355110 | COM | 8,497 | $84,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y384 | CYBRSCURTY ETF | 3,312 | $83,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C276 | GRWT100 PWR BUF | 1,825 | $83,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C300 | US EQT ULTRA BF | 2,750 | $83,000 | thousands by filing date | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 10,730 | $83,000 | thousands by filing date | |
| SUMMIT ST BK SANTA ROSA CALI | 866264203 | COM | 5,106 | $83,000 | thousands by filing date | |
| ARES ACQUISITION CORPORATION | G33032114 | UNIT 99/99/9999 | 8,341 | $83,000 | thousands by filing date | |
| INFRA AND ENERGY ALTRNTIVE I | 45686J112 | WTS | 24,319 | $83,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 5,550 | $82,000 | thousands by filing date | |
| PROCURE SPACE ETF | 74280R205 | ETF | 2,874 | $82,000 | thousands by filing date | |
| GLOBAL SHIP LEASE INC | Y27183600 | COM CL A | 5,804 | $82,000 | thousands by filing date | |
| PROFESSIONAL HLDG CORP | 743139107 | COM | 4,493 | $82,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID CAP ETF | 46434G202 | ETF | 7,996 | $82,000 | thousands by filing date | |
| BRICKELL BIOTECH INC | 10802T105 | COM | 75,404 | $82,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W405 | COM | 36,457 | $81,000 | thousands by filing date | |
| CHOICEONE FINANCIAL SVCS INC | 170386106 | COMMON STOCK | 3,368 | $81,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION COM U | G9108L173 | SHS | 8,560 | $81,000 | thousands by filing date | |
| EXICURE INC | 30205M101 | COM | 36,674 | $81,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A370 | LONCAR CHINA BIO | 2,188 | $81,000 | thousands by filing date | |
| FG NEW AMER ACQUISITION CORP | 30259V106 | COM | 7,984 | $81,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C417 | US EQTY PWR BUF | 2,895 | $80,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F601 | URANI NUCLE ETF | 1,535 | $80,000 | thousands by filing date | |
| AMCON DISTRG CO | 02341Q205 | COM NEW | 700 | $80,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N873 | VCSHS US SMCP HG | 1,359 | $80,000 | thousands by filing date | |
| PACER FDS TR | 69374H626 | CSOP FTSE CHINA | 3,550 | $80,000 | thousands by filing date | |
| THOMA BRAVO ADVANTAGE | G88272102 | COM CL A | 7,589 | $80,000 | thousands by filing date | |
| TREBIA ACQUISITION CORP | G9027T109 | COM CL A | 8,040 | $80,000 | thousands by filing date | |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 12,330 | $79,000 | thousands by filing date | |
| MOTLEY FOOL SMALL-CAP GROWTH ETF | 74933W874 | ETF | 2,111 | $79,000 | thousands by filing date | |
| ALPHA ARCHITECT INTERNATIONAL QUANTITATIVE VALUE ETF | 02072L201 | ETF | 2,753 | $79,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 7,596 | $79,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W133 | EMERG CUR STR FD | 4,452 | $79,000 | thousands by filing date | |
| GRUPO SUPERVIELLE S.A. | 40054A108 | CMN | 45,473 | $79,000 | thousands by filing date | |
| MAGAL SECURITY SYS LTD | M6786D104 | ORD | 17,529 | $79,000 | thousands by filing date | |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 4,280 | $78,000 | thousands by filing date | |
| CARTER BANKSHARES INC | 146103106 | COMMON STOCK | 5,557 | $78,000 | thousands by filing date | |
| BIOCERES CROP SOLUTIONS CORP | G1117K114 | CMN | 7,619 | $78,000 | thousands by filing date | |
| PROPHASE LABS INC | 74345W108 | COM | 10,592 | $78,000 | thousands by filing date | |
| 7GC & CO HOLDINGS INC | 81786A206 | UNIT 12/23/2025 | 7,672 | $78,000 | thousands by filing date | |
| ELECTRAMECCANICA VEHS CORP | 284849114 | W EXP 08/03/202 | 26,955 | $78,000 | thousands by filing date | |
| HIGHCAPE CAP ACQUISITION COR | 42984L105 | COM CL A | 6,575 | $78,000 | thousands by filing date | |
| PROSPECTOR CAPITAL CORP | G7273A121 | UNIT 01/01/2030 | 7,600 | $77,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRANCH | 22539T282 | XLNKS REIT ETN36 | 11,119 | $77,000 | thousands by filing date | |
| TS INNOVATION ACQUISITN CORP | 87284T209 | UNIT 99/99/9999 | 6,661 | $77,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C474 | US SML CP PWR B | 2,500 | $76,000 | thousands by filing date | |
| FIRST TR MTG INCOME FD | 33734E103 | COM SHS | 5,692 | $76,000 | thousands by filing date | |
| KEZAR LIFE SCIENCES INC | 49372L100 | COM | 12,848 | $76,000 | thousands by filing date | |
| MFS SPECIAL VALUE TRUST | 55274E102 | CMN | 12,458 | $76,000 | thousands by filing date | |
| Mid-Southern Bancorp | 59548Q107 | COM | 5,000 | $76,000 | thousands by filing date | |
| COVA ACQUISITION CORP | G2554Y112 | UNIT 04/01/2021 | 7,677 | $76,000 | thousands by filing date | |
| EQUUS TOTAL RETURN INC | 294766100 | COM | 38,661 | $75,000 | thousands by filing date | |
| VIVOPOWER INTERNATIO ORD | G9376R100 | COM | 7,406 | $75,000 | thousands by filing date | |
| JUNIPER INDL HLDGS INC | 48205G106 | COM CL A | 6,057 | $75,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 39,472 | $74,000 | thousands by filing date | |
| PROSHARES TR | 74347G887 | ULSH 20YRTRE NEW | 1,622 | $74,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G773 | WORK FROM HOME | 1,082 | $74,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762UAC9 | BOND | 75,000 | $74,000 | thousands by filing date | principal |
| CHINA JO-JO DRUGSTORES INC | 16949A206 | COM NEW | 66,477 | $74,000 | thousands by filing date | |
| SUPERNOVA PARTNERS ACQUISITI | 86846V108 | COM CL A | 7,304 | $74,000 | thousands by filing date | |
| CA HEALTHCARE ACQUISITION CO | 12510W206 | UNIT 12/25/2025 | 7,455 | $74,000 | thousands by filing date | |
| INTERNATIONAL SEAWAYS INC COM | Y41053102 | Stock | 3,743 | $73,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C433 | US EQTY BUFR FEB | 2,500 | $73,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y632 | ARTIFICIAL ETF | 2,555 | $73,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 2,425 | $73,000 | thousands by filing date | |
| ALPINE INCOME PROPERTY TRUST | 02083X103 | REIT | 4,167 | $73,000 | thousands by filing date | |
| UNITED GUARDIAN INC | 910571108 | COM | 4,792 | $73,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 5,923 | $73,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y808 | YIELD ENHANCED | 1,439 | $73,000 | thousands by filing date | |
| CEREVEL THERAPEUTICS HLDNG I | 15678U128 | COM | 5,300 | $73,000 | thousands by filing date | |
| CENTOGENE N V | N1976T109 | COM | 5,947 | $73,000 | thousands by filing date | |
| DBX ETF TR | 233051408 | FUND | 2,295 | $73,000 | thousands by filing date | |
| LEAP THERAPEUTICS INC | 52187K101 | COM | 38,409 | $73,000 | thousands by filing date | |
| UNITED STS COMMODITY INDEX F | 911718104 | CM REP COPP FD | 2,919 | $72,000 | thousands by filing date | |
| CLIMB GLOBAL SOLUTIONS INC | 946760105 | COMMON STOCK | 2,854 | $72,000 | thousands by filing date | |
| CODORUS VY BANCORP INC | 192025104 | COM | 3,925 | $72,000 | thousands by filing date | |
| MOLECULAR TEMPLATES INC | 608550109 | COM | 5,709 | $72,000 | thousands by filing date | |
| SOCIAL CAPITAL HEDOSOPHA HLD | G82514129 | UNIT 99/99/9999 | 6,195 | $72,000 | thousands by filing date | |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 14,685 | $72,000 | thousands by filing date | |
| PERMA FIX ENVIRONMENTAL SVCS | 714157203 | COMMON STOCK | 9,700 | $71,000 | thousands by filing date | |
| COMPX INTERNATIONAL INC | 20563P101 | COMMON STOCK | 3,944 | $71,000 | thousands by filing date | |
| Hartford Municipal Opportnits ETF | 41653L503 | ETF | 1,697 | $71,000 | thousands by filing date | |
| MASTECH HLDGS INC | 57633B100 | COM | 4,066 | $71,000 | thousands by filing date | |
| TARENA INTL INC | 876108101 | SPONSORED ADS | 22,753 | $71,000 | thousands by filing date | |
| CITIUS PHARMACEUTICALS INC | 17322U207 | COM | 40,000 | $71,000 | thousands by filing date | |
| RA MED SYS INC | 74933X203 | COM | 15,206 | $71,000 | thousands by filing date | |
| CAPITOL INVESTMENT CORP V | 14064F209 | UNIT 99/99/9999 | 6,771 | $71,000 | thousands by filing date | |
| SPRING VY ACQUISITION CORP | G8377A116 | UNIT 11/11/2025 | 6,580 | $71,000 | thousands by filing date | |
| ESCALADE INC | 296056104 | COMMON STOCK | 3,388 | $70,000 | thousands by filing date | |
| FIRST GTY BANCSHARES INC | 32043P106 | COM | 3,917 | $70,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E259 | GB MSCI AR ETF | 2,426 | $70,000 | thousands by filing date | |
| VERRICA PHARMACEUTICALS INC | 92511W108 | COM | 4,623 | $70,000 | thousands by filing date | |
| ESSENTIAL UTILS INC | 29670G201 | UNIT 04/30/2022 | 1,229 | $70,000 | thousands by filing date | |
| NEW HOME CO INC COM | 645370107 | COM | 13,340 | $70,000 | thousands by filing date | |
| BYLINE BANCORP INC | 124411109 | COM | 3,293 | $69,000 | thousands by filing date | |
| IDENTIV INC | 45170X205 | COM NEW | 6,052 | $69,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 6,462 | $69,000 | thousands by filing date | |
| KLUDEIN I ACQUISITION CORP | 49878L208 | UNIT 99/99/9999 | 6,930 | $69,000 | thousands by filing date | |
| SUPER LEAGUE ENTERPRISE INC COM | 86804F202 | Stock | 9,785 | $69,000 | thousands by filing date | |
| Lixte Biotech HLDG | 539319202 | COM | 21,053 | $69,000 | thousands by filing date | |
| DARIOHEALTH CORP | 23725P209 | COM | 3,543 | $68,000 | thousands by filing date | |
| UTSTARCOM HOLDINGS CORP | G9310A114 | SHS NEW | 48,129 | $68,000 | thousands by filing date | |
| DELWINDS INS ACQUISITION COR | 24803C102 | CMN | 7,000 | $68,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366JAB7 | NOTE | 60,000 | $68,000 | thousands by filing date | principal |
| STEREOTAXIS INC | 85916J409 | COMMON STOCK | 9,882 | $67,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F825 | DEFENSE ETF | 3,477 | $67,000 | thousands by filing date | |
| BICYCLE THERAPEUTICS PLC-ADR | 088786108 | SPONSORED ADS | 2,240 | $67,000 | thousands by filing date | |
| Renovaro Inc | 29350E104 | Common Stock | 19,133 | $67,000 | thousands by filing date | |
| EXPAND ENERGY CORPORATION | 165167164 | *W EXP 02/09/202 | 3,368 | $67,000 | thousands by filing date | |
| ALSET EHOME INTERNATIONAL IN | 02116A104 | COM | 5,839 | $67,000 | thousands by filing date | |
| STARBOARD VALUE ACQUISITN CORP UNIT EXP 091025 | 85521J208 | Stock | 6,584 | $67,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 3,844 | $66,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C763 | mc | 2,000 | $66,000 | thousands by filing date | |
| NORTHERN REVIVAL ACQUISITION | G6546R127 | UNIT 01/31/2028 | 6,643 | $66,000 | thousands by filing date | |
| ALLEGHENY TECHNOLOGIES INC | 01741RAG7 | NOTE | 41,000 | $66,000 | thousands by filing date | principal |
| LOGICBIO THERAPEUTICS INC | 54142F102 | COM | 9,064 | $66,000 | thousands by filing date | |
| MIDWEST HLDG INC | 59833J206 | COM NEW | 1,327 | $66,000 | thousands by filing date | |
| TIGA ACQUISITION CORP | G88672129 | UNIT 99/99/9999 | 6,212 | $66,000 | thousands by filing date | |
| YELLOWSTONE ACQUISITION CO COM CL A | 98566K105 | Stock | 6,623 | $66,000 | thousands by filing date | |
| ISHARES TR | 46434V761 | MSCI UAE ETF | 4,837 | $65,000 | thousands by filing date | |
| UNITED STS GASOLINE FD LP | 91201T102 | UNITS | 2,083 | $65,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 11,657 | $65,000 | thousands by filing date | |
| TAYLOR DEVICES INC | 877163105 | COMMON STOCK | 5,725 | $65,000 | thousands by filing date | |
| VANGUARD WELLINGTON FD | 921935409 | US MINIMUM | 698 | $65,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A168 | RIGHT 04/14/2021 | 583,548 | $65,000 | thousands by filing date | |
| MSP RECOVERY INC COM CL A | 53625R104 | Stock | 6,625 | $65,000 | thousands by filing date | |
| BIOSIG TECHNOLOGIES INC | 09073N201 | COM NEW | 14,974 | $65,000 | thousands by filing date | |
| PMV CONSUMER ACQUISITION COR | 693486102 | CMN | 6,675 | $65,000 | thousands by filing date | |
| CASCADE ACQUISITION CORP | 147151104 | COM CL A | 6,605 | $65,000 | thousands by filing date | |
| MERIDA MERGER CORP I | 58953M106 | COM | 6,600 | $65,000 | thousands by filing date | |
| JAWS ACQUISITION CORP | G50744104 | SHS | 4,933 | $65,000 | thousands by filing date | |
| INNOVAGE HLDG CORP | 45784A104 | COM | 2,500 | $64,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 6,889 | $64,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 22,629 | $64,000 | thousands by filing date | |
| GREENTREE HOSPITALITY GROUP | 39579V100 | SPONSORED ADS | 4,897 | $64,000 | thousands by filing date | |
| Instil Bio, Inc. | 45783C101 | Common Stock | 2,550 | $64,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 11,713 | $64,000 | thousands by filing date | |
| BLACKROCK ENHANCED GOVT FD (EGF) | 09255K108 | COM | 5,028 | $64,000 | thousands by filing date | |
| EPIPHANY TECHNOLOGY ACQUISIT | 29429X208 | UNIT 99/99/9999 | 6,367 | $64,000 | thousands by filing date | |
| SENIOR CONNECT ACQUISITN COR | 81723H108 | COM CL A | 6,625 | $64,000 | thousands by filing date | |
| LIMESTONE BANCORP INC | 53262L105 | COM | 4,006 | $64,000 | thousands by filing date | |
| MALACCA STRAITS ACQUISITION | G5859B117 | COM CL A | 6,500 | $64,000 | thousands by filing date | |
| SPORTS VENTURES ACQUISIN COR | G8372A111 | UNIT 99/99/9999 | 6,500 | $64,000 | thousands by filing date | |
| L&F ACQUISITION CORP. CMN | G53702109 | COM | 6,500 | $64,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 7,431 | $63,000 | thousands by filing date | |
| NEXTIER OILFIELD SOLUTIONS INC | 65290C105 | COMMON STOCK | 16,877 | $63,000 | thousands by filing date | |
| MEDAVAIL HOLDINGS INC | 58406B103 | COM | 4,525 | $63,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 16,235 | $63,000 | thousands by filing date | |
| OMNICHANNEL ACQUISITION CORP | 68218L108 | COM CL A | 6,500 | $63,000 | thousands by filing date | |
| QELL ACQUISITION CORP | G7307X121 | UNIT 10/01/2025 | 5,883 | $63,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G772 | INFRAC ACT MLP | 2,599 | $62,000 | thousands by filing date | |
| SHATTUCK LABS INC | 82024L103 | COMMON STOCK | 2,105 | $62,000 | thousands by filing date | |
| MEXICO EQUITY & INCOME FD | 592834105 | COM | 6,058 | $62,000 | thousands by filing date | |
| LUCIRA HEALTH INC | 54948U105 | COM | 5,147 | $62,000 | thousands by filing date | |
| PIONEER MERGER CORP | G7S24C129 | UNIT 99/99/9999 | 6,151 | $62,000 | thousands by filing date | |
| NORTH ATLANTIC ACQUISITN COR | G66139117 | UNIT 10/20/2025 | 6,206 | $62,000 | thousands by filing date | |
| RECHARGE ACQUISITION CORP | 756229100 | CMN | 6,346 | $62,000 | thousands by filing date | |
| ALEXANDERS INC COM | 014752109 | REIT | 220 | $61,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C748 | US EQTY PWR BUF | 2,000 | $61,000 | thousands by filing date | |
| PROSHARES TR | 74347X625 | ULT R/EST NEW | 852 | $61,000 | thousands by filing date | |
| TECNOGLASS INC | G87264100 | ORD SHS | 5,038 | $61,000 | thousands by filing date | |
| AMERANT BANCORP INC | 023576101 | COMMON STOCK | 3,251 | $61,000 | thousands by filing date | |
| RIVERNORTH CAP AND INCM FD I | 76882B108 | COM | 3,408 | $61,000 | thousands by filing date | |
| SACHEM CAP CORP | 78590A109 | COM | 11,654 | $61,000 | thousands by filing date | |
| CHINDATA GROUP HLDGS LTD | 16955F107 | ADS | 3,645 | $61,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 3,512 | $61,000 | thousands by filing date | |
| TAILWIND ACQUISITION CORP | 87403Q102 | COM CL A | 6,135 | $61,000 | thousands by filing date | |
| SCORPIUS HOLDINGS INC | 42237K409 | COMMON | 8,400 | $61,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 1,297 | $60,000 | thousands by filing date | |
| ROCKY MTN CHOCOLATE FACT | 77467X101 | Equity | 11,400 | $60,000 | thousands by filing date | |
| GFL ENVIRONMENTAL INC | 36168Q120 | CONV | 727 | $60,000 | thousands by filing date | |
| MOONLAKE IMMUNOTHERAPEUTICS | G4444C102 | COM | 5,901 | $60,000 | thousands by filing date | |
| AXS CHANGE FINANCE ESG ETF | 26922A560 | ETF | 2,000 | $60,000 | thousands by filing date | |
| SCP & CO HEALTHCARE ACQUSTN | 784065203 | UNT | 6,027 | $60,000 | thousands by filing date | |
| WBI BULLBEAR GLOBAL INCOME ETF | 00400R874 | ETF | 2,420 | $60,000 | thousands by filing date | |
| RICE ACQUISIT- A | 762594109 | COMMON STOCK | 5,986 | $60,000 | thousands by filing date | |
| ASTRONOVA INC | 04638F108 | COM | 4,402 | $59,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 8,974 | $59,000 | thousands by filing date | |
| ALBIREO PHARMA INC | 01345P106 | COMMON STOCK | 1,676 | $59,000 | thousands by filing date | |
| Delta Apparel Inc | 247368103 | COM | 2,171 | $59,000 | thousands by filing date | |
| 9 METERS BIOPHARMA INC | 654405109 | COM | 50,324 | $59,000 | thousands by filing date | |
| LIBERTY GLOBAL CL B ORD | G5480U112 | COM | 2,072 | $59,000 | thousands by filing date | |
| DOMINION ENERGY INC | 25746U133 | UNIT 99/99/9999 | 595 | $59,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE | 833636111 | RIGHT 04/19/2021 | 18,655 | $58,000 | thousands by filing date | |
| FNCB BANCORP INC | 302578109 | COM | 7,704 | $58,000 | thousands by filing date | |
| RAMBUS INC DEL | 750917AG1 | NOTE 1.375% 2/0 | 49,000 | $58,000 | thousands by filing date | principal |
| TREPONT ACQUISITION CORP I UNIT | G9095M119 | Stock | 5,625 | $58,000 | thousands by filing date | |
| CASCADE ACQUISITION CORP UNIT | 147151203 | Stock | 5,640 | $58,000 | thousands by filing date | |
| DUOS TECHNOLOGIES GROUP INC | 266042407 | COMMON STOCK | 5,200 | $57,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 26,360 | $57,000 | thousands by filing date | |
| FLANIGANS ENTERPRISES INC | 338517105 | COM | 2,410 | $57,000 | thousands by filing date | |
| SPINNAKER ETF SERIES | 84858T202 | CMN | 2,189 | $57,000 | thousands by filing date | |
| ALPINE IMMUNE SCIENCES INC | 02083G100 | COM | 5,350 | $57,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 3,251 | $57,000 | thousands by filing date | |
| CLS | 14070Y101 | Stock | 5,863 | $57,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657AK7 | NOTE 2.875% 2/0 | 52,000 | $57,000 | thousands by filing date | principal |
| ZOSANO PHARMA CORP | 98979H202 | COM NEW | 45,879 | $57,000 | thousands by filing date | |
| FOXO TECHNOLOGIES INC UNIT | 24803C201 | Stock | 5,702 | $57,000 | thousands by filing date | |
| ALTIMAR ACQUISITION CORP | G03707125 | UNIT 99/99/9999 | 5,556 | $57,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 16,398 | $56,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 28,283 | $56,000 | thousands by filing date | |
| CARNEY TECHNOLOGY ACQU CORP | 143636207 | UNIT 12/10/2025 | 5,529 | $56,000 | thousands by filing date | |
| NOVUS CAPITAL CORPORATION II | 67012W203 | UNIT 99/99/9999 | 5,538 | $56,000 | thousands by filing date | |
| LEFTERIS ACQUISITION CORP UNIT EX | 52470X208 | Stock | 5,452 | $56,000 | thousands by filing date | |
| OPERA LTD SPONSORED ADS | 68373M107 | ADR | 5,488 | $55,000 | thousands by filing date | |
| RANGER ENERGY SERVICES CL A | 75282U104 | COMMON STOCK | 10,017 | $55,000 | thousands by filing date | |
| RENN FD INC | 759720105 | COM | 21,083 | $55,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 2,786 | $55,000 | thousands by filing date | |
| QUMU CORP | 749063103 | COM | 8,157 | $55,000 | thousands by filing date | |
| INVESCO DB MLTI SECTR CMMTY | 46140H205 | SILVER FD | 1,612 | $55,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES IN | 34984VAC4 | NOTE 9.000% 8/0 | 58,173 | $55,000 | thousands by filing date | principal |
| ETF MANAGERS TR | 26924G771 | ETFMG TRAVEL TEC | 1,785 | $55,000 | thousands by filing date | |
| NORTHERN GENESIS ACQUISITION | 66516U200 | UNIT 99/99/9999 | 5,415 | $55,000 | thousands by filing date | |
| Spire Global Inc Com Cl A New | 639358100 | COM | 5,516 | $55,000 | thousands by filing date | |
| AKERNA CORP | 00973W102 | COM | 11,180 | $55,000 | thousands by filing date | |
| GORES HLDGS V INC | 382864205 | UNIT 99/99/9999 | 5,401 | $55,000 | thousands by filing date | |
| PROSHARES TR | 74347R669 | PSHS ULT SEMICDT | 451 | $54,000 | thousands by filing date | |
| VANECK INDONESIA INDEX ETF | 92189F833 | ETF | 2,814 | $54,000 | thousands by filing date | |
| ACKRELL SPAC PARTNERS I CO | 00461L204 | COMMON STOCK | 5,363 | $54,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459AD0 | BOND | 56,000 | $54,000 | thousands by filing date | principal |
| NISUN INTL ENT DVPMT GP CO L | G6593L106 | COM | 3,265 | $54,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 9,480 | $54,000 | thousands by filing date | |
| GENESIS PK ACQUISITION CORP | G38245117 | UNIT 99/99/9999 | 4,668 | $54,000 | thousands by filing date | |
| EYENOVIA INC | 30234E104 | COM | 10,380 | $53,000 | thousands by filing date | |
| OUTLOOK THERAPEUTICS INC | 69012T206 | COM | 23,600 | $53,000 | thousands by filing date | |
| HOOKIPA PHARMA INC | 43906K100 | COM | 3,991 | $53,000 | thousands by filing date | |
| EAST RES ACQUISITION CO | 274681105 | COM CL A | 5,450 | $53,000 | thousands by filing date | |
| ALTABANCORP | 021347109 | COM | 1,237 | $53,000 | thousands by filing date | |
| VIRTUOSO ACQUISITION CORP | 92837j203 | COM | 5,383 | $53,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 5,418 | $52,000 | thousands by filing date | |
| CORECARD CORPORATION | 45816D100 | COM | 1,253 | $52,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 8,534 | $52,000 | thousands by filing date | |
| ENLIGHTIFY INC COM NEW | 16943W204 | Stock | 9,583 | $52,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 15,000 | $52,000 | thousands by filing date | principal |
| F-STAR THERAPEUTICS INC | 30315R107 | COM | 4,768 | $52,000 | thousands by filing date | |
| ACUTUS MED INC | 005111109 | COM | 3,864 | $52,000 | thousands by filing date | |
| EDTECHX HOLDINGS ACQU CORP I | 28139A201 | UNIT 08/31/2027 | 5,150 | $52,000 | thousands by filing date | |
| SINTX TECHNOLOGIES INC | 829392307 | COM NEW | 27,738 | $52,000 | thousands by filing date | |
| CYPRESS ENVIRONMENTL PARTNR | 232751107 | LTD PARTNER INT | 22,092 | $52,000 | thousands by filing date | |
| GROWTH CAP ACQUISITION CORP | 39986V206 | UNIT 06/01/2027 | 5,218 | $52,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 2,369 | $51,000 | thousands by filing date | |
| VALUE LINE INC | 920437100 | COMMON STOCK | 1,833 | $51,000 | thousands by filing date | |
| MONTAUK RENEWABLES INC | 61218C103 | COMMON STOCK | 4,252 | $51,000 | thousands by filing date | |
| MMA Capital Management LLC | 55315D105 | COM | 2,238 | $51,000 | thousands by filing date | |
| AES CORP | 00130H204 | CONV | 500 | $51,000 | thousands by filing date | |
| IPATH DJ-UBS COCOA SUBINDEX | 06739H313 | CMN | 1,741 | $51,000 | thousands by filing date | |
| G SQUARED ASCEND I INC | G4204R125 | UNIT 99/99/9999 | 5,111 | $51,000 | thousands by filing date | |
| EDIFY ACQUISITION CORP | 28059Q202 | UNIT 11/25/2025 | 5,129 | $51,000 | thousands by filing date | |
| KUBIENT INC COM USD0.00001 | 50116V107 | COM | 7,000 | $51,000 | thousands by filing date | |
| GORES HLDGS V INC | 382864106 | COM CL A | 5,144 | $51,000 | thousands by filing date | |
| OTR ACQUISITION CORP | 67113Q204 | UNIT 10/01/2025 | 4,914 | $51,000 | thousands by filing date | |
| SPRING VALLEY ACQ CORP | G8377A108 | COMMON STOCK-FO | 4,869 | $50,000 | thousands by filing date | |
| 26 CAPITAL ACQUISITION CORP | 90138P209 | UNIT 12/31/2027 | 5,000 | $50,000 | thousands by filing date | |
| ASTROTECH CORP | 046484200 | COM NEW | 23,000 | $50,000 | thousands by filing date | |
| MDH ACQUISITION CORP | 55283P205 | UNIT 99/99/9999 | 5,026 | $50,000 | thousands by filing date | |
| HEALTHCARE CAPITAL CORP | 42228c200 | COM | 5,091 | $50,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 9,073 | $49,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F847 | FT VEST US EQT | 1,340 | $49,000 | thousands by filing date | |
| PROSHARES TR | 74347R214 | PSHS ULT NASB | 591 | $49,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075AD7 | BOND | 50,000 | $49,000 | thousands by filing date | principal |
| COLONY FINL INC | 19624RAA4 | NOTE 5.000% 4/1 | 49,000 | $49,000 | thousands by filing date | principal |
| CF ACQUISITION CORP IV | 12520T201 | UNIT 12/31/2027 | 4,853 | $49,000 | thousands by filing date | |
| GORES METROPOULOS II INC | 382873206 | UNIT 01/31/2028 | 4,849 | $49,000 | thousands by filing date | |
| PINE IS ACQUISITION CORP UNIT EX | 722615200 | Stock | 4,727 | $49,000 | thousands by filing date | |
| POEMA GLOBAL HOLDINGS CORP | G7154B123 | UNIT 99/99/9999 | 4,842 | $49,000 | thousands by filing date | |
| Forest Road Acquisition Corp | 34619R201 | Unit | 4,463 | $49,000 | thousands by filing date | |
| NETWORK-1 TECHNOLOGIES INC | 64121N109 | COM | 15,543 | $48,000 | thousands by filing date | |
| WILLAMETTE VY VINEYARD I | 969136100 | COMMON STOCK | 5,350 | $48,000 | thousands by filing date | |
| ADVANCED FLOWER CAP INC | 00109K105 | COM | 2,278 | $48,000 | thousands by filing date | |
| NUVEEN MO QUALITY MUN INCOME | 67060Q108 | COM | 3,208 | $48,000 | thousands by filing date | |
| Renalytix PLC | 75973T101 | ADS | 1,873 | $48,000 | thousands by filing date | |
| INVESCO EXCHNG TRAD SLF INDE | 46139W601 | INVT GRAD VALU | 1,800 | $48,000 | thousands by filing date | |
| CHIPMOS TECHNOLOGIES INC SPONSORD ADS NEW | 16965P202 | ADR | 1,489 | $47,000 | thousands by filing date | |
| BLUEGREEN VACATIONS HLDG COR | 096308101 | COM | 2,546 | $47,000 | thousands by filing date | |
| AETERNA ZENTARIS INC | 007975402 | COM | 41,100 | $47,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044AD7 | NOTE 1.250% 9/0 | 44,000 | $47,000 | thousands by filing date | principal |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 22,314 | $47,000 | thousands by filing date | |
| WTS/NOVUS CAPITAL CORP11.5000EXP06/30/2027 | 03783T111 | WARR | 6,985 | $47,000 | thousands by filing date | |
| ASTREA ACQUISITION CORP UNIT 012828 | 04637C205 | Stock | 4,772 | $47,000 | thousands by filing date | |
| iShares ESG Aware MSCI USA Small-Cap ETF | 46435U663 | SHS | 1,201 | $46,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P405 | COMMON STOCK | 6,647 | $46,000 | thousands by filing date | |
| DRAGONEER GROWTH OPPORTUN CO COM | G28302100 | CL A | 4,514 | $46,000 | thousands by filing date | |
| TRAVERE THERAPEUTICS INC | 761299AB2 | NOTE 2.500% 9/1 | 45,000 | $46,000 | thousands by filing date | principal |
| AYALA PHARMACEUTICALS INC | 05465V108 | COM | 4,173 | $46,000 | thousands by filing date | |
| SPARK NETWORKS SE | 846517100 | SPONSORED ADR | 6,225 | $46,000 | thousands by filing date | |
| LIPOCINE INC NEW | 53630X104 | CMN | 30,200 | $46,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J114 | *W EXP 04/13/202 | 9,700 | $46,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 7,097 | $45,000 | thousands by filing date | |
| PACTIV EVERGREEN INC | 69526K105 | COM | 3,275 | $45,000 | thousands by filing date | |
| LISTED FDS TR | 53656F706 | ROUNDHILL VIDEO | 1,406 | $45,000 | thousands by filing date | |
| EMX RTY CORP | 26873J107 | COM | 15,041 | $45,000 | thousands by filing date | |
| SIGILON THERAPEUTICS INC | 82657L107 | COM | 2,033 | $45,000 | thousands by filing date | |
| Kaspien Holdings Inc | 485837108 | COM | 1,875 | $45,000 | thousands by filing date | |
| TWO HARBORS INVENTMENT CORPO | 90187BAA9 | NOTE 6.250% 1/1 | 44,000 | $45,000 | thousands by filing date | principal |
| CAPITOL INVESTMENT CORP V | 14064F100 | COM CL A | 4,450 | $45,000 | thousands by filing date | |
| ION ACQUISITION CORP 1 LTD | G49392106 | SHS CL A | 4,431 | $45,000 | thousands by filing date | |
| AURIS MEDICAL HOLDING LTD | G07025201 | SHS | 13,000 | $45,000 | thousands by filing date | |
| iShares U.S. ETF Trust iShares GSCI Commodity Dynamic Roll Strategy ETF | 46431W853 | SHS | 1,482 | $44,000 | thousands by filing date | |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 3,136 | $44,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25490K596 | DAIL HO SUPP ETF | 564 | $44,000 | thousands by filing date | |
| BIGLARI HLDGS INC | 08986R408 | CMN | 66 | $44,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 8,137 | $44,000 | thousands by filing date | |
| Cango Inc/KY | 137586103 | ADS | 5,236 | $44,000 | thousands by filing date | |
| FIRST SVGS FINL GROUP INC | 33621E109 | COM | 655 | $44,000 | thousands by filing date | |
| MOTUS GI HLDGS INC | 62014P108 | COM | 36,000 | $44,000 | thousands by filing date | |
| CERBERUS TELECOM ACQUISITION | G2040C104 | SHS CL A | 4,415 | $44,000 | thousands by filing date | |
| THUNDER BRDG ACQUISTION II L | G8857S108 | *W EXP 11/30/202 | 20,000 | $44,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P707 | RIVR FRNT DYN | 587 | $43,000 | thousands by filing date | |
| DBX ETF TR | 233051820 | XTRACK MSCI ALL | 1,308 | $43,000 | thousands by filing date | |
| WIDEPOINT CORP | 967590209 | COMMON | 4,697 | $43,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P504 | INCOME EQT FOCUS | 990 | $43,000 | thousands by filing date | |
| SPRING VALEY ACQUISTION III CL A ORD | 85521J109 | COM | 4,342 | $43,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746P555 | FUND | 723 | $43,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G864 | FUND | 186 | $43,000 | thousands by filing date | |
| PSYCHEMEDICS CORP | 744375205 | COM NEW | 6,878 | $43,000 | thousands by filing date | |
| SEELOS THERAPEUTICS INC | 81577F109 | COM | 8,622 | $43,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E412 | RUSEL 1000 LOW | 1,170 | $43,000 | thousands by filing date | |
| Global X Cannabis ETF | 37954Y426 | EX TRD EQ FD | 2,700 | $43,000 | thousands by filing date | |
| D8 HOLDINGS CORP | G2614K110 | SHS CL A | 4,310 | $43,000 | thousands by filing date | |
| LMF ACQUISITION OPPORTUNITIES, INC. | 502015209 | COM | 4,216 | $43,000 | thousands by filing date | |
| CERBERUS TELECOM ACQUISITION | G2040C112 | Cmn | 4,224 | $43,000 | thousands by filing date | |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 39,181 | $42,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 967 | $42,000 | thousands by filing date | |
| Radcom Ltd | M81865111 | COM | 4,265 | $42,000 | thousands by filing date | |
| BROADWIND INC | 11161T207 | CMN | 6,400 | $42,000 | thousands by filing date | |
| CKX LDS INC | 12562N104 | COM | 3,233 | $42,000 | thousands by filing date | |
| PROSHARES TR II | 74347Y870 | ULTRA BLOOMBERG | 1,980 | $42,000 | thousands by filing date | |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 39,425 | $42,000 | thousands by filing date | |
| LGL SYS ACQUISITION CORP | 50201G106 | COM CL A | 4,246 | $42,000 | thousands by filing date | |
| iShares High Yield Systematic Bond ETF | 46435G250 | SHS | 800 | $41,000 | thousands by filing date | |
| ANIXA BIOSCIENCES INC | 03528H109 | COM | 8,719 | $41,000 | thousands by filing date | |
| RELMADA THERAPEUTICS INC | 75955J402 | COMMON STOCK | 1,154 | $41,000 | thousands by filing date | |
| FIRST CAPITAL INC | 31942S104 | COMMON STOCK | 836 | $41,000 | thousands by filing date | |
| ALPHA ARCHITECT U.S. QUANTITATIVE VALUE ETF | 02072L102 | ETF | 1,270 | $41,000 | thousands by filing date | |
| EXPAND ENERGY CORPORATION | 165167180 | *W EXP 02/09/202 | 2,398 | $41,000 | thousands by filing date | |
| QILIAN INTL HLDG GROUP LTD | G7307E107 | COM | 8,794 | $41,000 | thousands by filing date | |
| INMED PHARMACEUTICALS INC | 457637502 | COM NEW | 12,581 | $41,000 | thousands by filing date | |
| THAYER VENTURES ACQU CORP | 88332T209 | UNIT 01/01/2030 | 3,979 | $41,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 62,554 | $40,000 | thousands by filing date | |
| ACV AUCTIONS INC | 00091G104 | COM CL A | 1,150 | $40,000 | thousands by filing date | |
| FRANKLIN FTSE CHINA ETF | 35473P819 | ETF | 1,252 | $40,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W812 | INT RT HD LONG | 1,562 | $40,000 | thousands by filing date | |
| IRIDEX CORP | 462684101 | COM | 6,053 | $40,000 | thousands by filing date | |
| ISHARES TR | 464288216 | EMGR MKT INF ETF | 1,599 | $40,000 | thousands by filing date | |
| VOC ENERGY TR | 91829B103 | TR UNIT | 11,373 | $40,000 | thousands by filing date | |
| ALTIMETER GROWTH CORP | G0370L108 | CL A | 3,409 | $40,000 | thousands by filing date | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 8,765 | $40,000 | thousands by filing date | |
| DIGITAL ALLY INC | 25382P208 | COM NEW | 24,425 | $40,000 | thousands by filing date | |
| AUTHENTIC EQUITY ACQUISTN CO | G06607116 | UNIT 10/31/2027 | 4,031 | $40,000 | thousands by filing date | |
| GOLDEN FALCON ACQUISITION CO | 38102H208 | UNIT 99/99/9999 | 3,950 | $40,000 | thousands by filing date | |
| APPLIED DNA SCIENCES INC | 03815U300 | COMMON | 5,618 | $40,000 | thousands by filing date | |
| AGRIFY CORP | 00853E107 | COM | 3,257 | $40,000 | thousands by filing date | |
| HALL OF FAME RESORT & ENTMT | 40619L102 | COM | 7,900 | $40,000 | thousands by filing date | |
| JOHN HANCOCK MULTIFACTOR HEALTHCARE ETF | 47804J503 | ETF | 900 | $40,000 | thousands by filing date | |
| GOLAR LNG LTD | 38046YAB7 | NOTE 2.750% 2/1 | 41,000 | $40,000 | thousands by filing date | principal |
| ENVIRONMENTAL IMPACT ACQU CO | 29408N205 | UNIT 11/05/2025 | 3,987 | $40,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C813 | US EQTY PWR BUF | 1,342 | $39,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 1,665 | $39,000 | thousands by filing date | |
| LUXFER HOLDINGS PLC | G5698W116 | COMMON STOCK | 1,853 | $39,000 | thousands by filing date | |
| NCS MULTISTAGE HLDGS INC | 628877201 | COM NEW | 1,400 | $39,000 | thousands by filing date | |
| INTELLICHECK MOBILISA INC | 45817G201 | COM NEW | 4,674 | $39,000 | thousands by filing date | |
| GRUPO SIMEC SAB DE C V | 400491106 | ADR | 3,347 | $39,000 | thousands by filing date | |
| EUCRATES BIOMEDICAL ACQU COR | G3141W114 | UNIT 10/23/2027 | 3,900 | $39,000 | thousands by filing date | |
| CRUCIBLE ACQUISITION CORP | 22877P207 | UNIT 12/26/2025 | 3,772 | $39,000 | thousands by filing date | |
| MOLECULIN BIOTECH INC | 60855D200 | COMMON | 9,713 | $39,000 | thousands by filing date | |
| DIREXION DAILY REAL ESTATE BEAR 3X SHARES | 25460E141 | ETF | 5,095 | $39,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y665 | GBL X MSCI NIGER | 3,244 | $39,000 | thousands by filing date | |
| PRECIPIO INC | 74019L503 | COM | 16,883 | $39,000 | thousands by filing date | |
| BIG CYPRESS ACQUISITION CORP | 089115208 | UNIT 07/25/2027 | 3,814 | $39,000 | thousands by filing date | |
| FORUM MERGER III CORP | 349885202 | UNIT 08/24/2027 | 3,654 | $39,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C516 | EMRGNG MKT JAN | 1,250 | $38,000 | thousands by filing date | |
| MEIRAGTX HOLDINGS PLC | G59665102 | COMMON STOCK | 2,640 | $38,000 | thousands by filing date | |
| XOMA ROYALTY CORPORATION | 98419J206 | COMMON STOCK | 934 | $38,000 | thousands by filing date | |
| ISHARES TR | 46436E502 | US TECH BRKTHR | 1,078 | $38,000 | thousands by filing date | |
| EA SERIES TRUST | 02072L508 | ALPHA ARCHITECT | 1,388 | $38,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y418 | DORSEY WRIGHT | 793 | $38,000 | thousands by filing date | |
| Merrimack Pharmaceuticals Inc | 590328209 | Common / Ordinary Stock | 5,943 | $38,000 | thousands by filing date | |
| PROSHRE U/S DJ-UBS CRUDE OIL | 74347W668 | CMN | 5,305 | $38,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS INC | 63937x202 | COM | 18,883 | $38,000 | thousands by filing date | |
| OAKTREE ACQUISITION CORP II | G6715X103 | CL A SHS | 3,850 | $38,000 | thousands by filing date | |
| LEISURE ACQUISITION CORP | 52539T206 | UNIT 99/99/9999 | 3,000 | $38,000 | thousands by filing date | |
| TIMOTHY PLAN US LARGE/MID CAP CORE ETF | 887432359 | ETF | 1,131 | $37,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W606 | IT RT HDG HGYL | 423 | $37,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C722 | INTRNL DEV JULY | 1,539 | $37,000 | thousands by filing date | |
| BANK7 CORP | 06652N107 | COMMON STOCK | 2,137 | $37,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 582 | $37,000 | thousands by filing date | |
| INMUNE BIO INC | 45782T105 | COM | 3,093 | $37,000 | thousands by filing date | |
| ISHARES TR | 46434V787 | YLD OPTIM BD | 1,478 | $37,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 5,428 | $37,000 | thousands by filing date | |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 1,023 | $37,000 | thousands by filing date | |
| HUTTIG BUILDING PRODUCTS | 448451104 | COMM | 10,064 | $37,000 | thousands by filing date | |
| FUSION FUEL GREEN PLC | G3R25D100 | *W EXP 12/10/202 | 8,000 | $37,000 | thousands by filing date | |
| LIMINAL BIOSCIENCES INC | 53272L103 | COM | 8,817 | $37,000 | thousands by filing date | |
| OCA ACQUISITION CORP | 670865203 | UNIT 01/14/2026 | 3,718 | $37,000 | thousands by filing date | |
| ATHLON ACQUISITION CORP | 04748A205 | UNIT 01/12/2026 | 3,714 | $37,000 | thousands by filing date | |
| PROPERTY SOLUTIONS ACQUISITI | 74348Q108 | COM | 3,032 | $37,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 473 | $36,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000895421-21-000363 | this filing | 2021-05-17 | acceptance time not in the bulk data set |