13F-HR filed by MORGAN STANLEY
MORGAN STANLEY filed this 13F-HR for the quarter ended 2021-03-31, filed 2021-05-17, with 7,569 holding rows worth $680,764,312,000.
- Accession
- 0000895421-21-000363
- Filer
- CIK 895421
- Filed
- 2021-05-17
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2021
A combination report, 26,544 entries on the cover page, a total value of $680,764,312,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $680,764,312,000 with VALUE read as thousands by filing date, 13F file number 028-03432. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerEATON VANCE MANAGEMENT028-04139
- reports for this filerATLANTA CAPITAL MANAGEMENT CO L L C028-05936
- reports for this filerPARAMETRIC PORTFOLIO ASSOCIATES LLC028-04558
- included managerMORGAN STANLEY & CO INTERNATIONAL PLC028-04312
- included managerMORGAN STANLEY & CO. LLC028-11873
- included managerMorgan Stanley Canada LTD028-13197
- included managerMorgan Stanley Capital Services LLC028-11865
- included managerMORGAN STANLEY AIP GP LP028-14710
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT CO028-11366
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT INC028-11866
- included managerMorgan Stanley Investment Management LTD028-11867
- included managerMORGAN STANLEY SMITH BARNEY LLC028-13935
- included managerMorgan Stanley Strategic Investments, Inc028-12509
- included managerMorgan Stanley Uruguay Ltda.028-11533
- included managerFundlogic Sas028-15873
- included managerMorgan Stanley Asia Ltd028-19343
- included managerMorgan Stanley Wealth Management Australia Pty Ltd028-19344
- included managerMorgan Stanley Bank Asia Ltd028-17710
- included managerETRADE Capital Management LLC028-14182
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 26,765 | $653,000 | thousands by filing date | |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 53,181 | $652,000 | thousands by filing date | |
| EXPAND ENERGY CORPORATION | 165167172 | *W EXP 02/09/202 | 33,066 | $652,000 | thousands by filing date | |
| PURPLE INNOVATION INC | 74640Y106 | CMN | 20,597 | $651,000 | thousands by filing date | |
| PROSHARES TR | 74347B383 | ULTRASHRT S&P500 | 60,596 | $651,000 | thousands by filing date | |
| FINTECH ACQ IV-A | 31810N104 | COMMON STOCK | 58,161 | $651,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y624 | AUTONMOUS EV ETF | 24,469 | $650,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 161,060 | $649,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 55,726 | $649,000 | thousands by filing date | |
| IMMUNOCORE HLDGS PLC ADS | 45258D105 | ADR | 15,207 | $648,000 | thousands by filing date | |
| VIEMED HEALTHCARE INC | 92663R105 | COM | 64,017 | $648,000 | thousands by filing date | |
| INDEPENDENCE CONTRACT DRILLI | 453415606 | COM | 196,388 | $648,000 | thousands by filing date | |
| INTERNATIONAL MONEY EXPRESS | 46005L101 | COM | 43,116 | $647,000 | thousands by filing date | |
| DELAWARE INVESTMENTS | 246101109 | EXCHANGE TRADED | 45,618 | $645,000 | thousands by filing date | |
| MOGO INC | 60800C109 | COM | 75,504 | $642,000 | thousands by filing date | |
| SWITCHBACK II CORPORATION | G8633T115 | COM CL A | 65,306 | $642,000 | thousands by filing date | |
| BEAM GLOBAL | 07373B109 | COM | 14,797 | $641,000 | thousands by filing date | |
| AENZA S.A.A | 00776D103 | SPONSORED ADS | 272,288 | $640,000 | thousands by filing date | |
| VICTORY CAP HLDGS INC DEL COM CL A | 92645B103 | Stock | 24,962 | $638,000 | thousands by filing date | |
| BLACKROCK MASS TAX-EXEMPT TR | 09258E109 | SH BEN INT | 47,806 | $637,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 347,595 | $636,000 | thousands by filing date | |
| GALMED PHARMACEUTICALS LTD | M47238106 | SHS | 185,552 | $636,000 | thousands by filing date | |
| IBEX LTD | G4690M101 | COMMON STOCK | 28,863 | $635,000 | thousands by filing date | |
| NOVANTA INC | 67000B104 | COM | 4,806 | $634,000 | thousands by filing date | |
| STONE HBR EMERG MKTS TL INC | 86164W100 | COM | 69,795 | $634,000 | thousands by filing date | |
| ALTIMETER GROWTH CORP 2 | G0371B109 | CMN | 61,150 | $634,000 | thousands by filing date | |
| OOMA INC | 683416101 | COM | 39,786 | $631,000 | thousands by filing date | |
| AC IMMUNE SA | H00263105 | SHS | 82,807 | $630,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 22,408 | $628,000 | thousands by filing date | |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 60,313 | $627,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 28,008 | $624,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 15,672 | $624,000 | thousands by filing date | |
| Galiano Gold Inc | 36352H100 | COM | 554,219 | $620,000 | thousands by filing date | |
| EKSO BIONICS HLDGS INC | 282644301 | COM | 100,338 | $619,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 15,786 | $618,000 | thousands by filing date | |
| SIERRA METALS INC | 82639W106 | COM | 195,701 | $616,000 | thousands by filing date | |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 108,343 | $615,000 | thousands by filing date | |
| TRITERRAS INC | G9103H102 | COM CL A | 84,676 | $614,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 63,794 | $613,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A289 | DEFIANCE SPACE A | 17,384 | $612,000 | thousands by filing date | |
| Fidelity Blue Chip Growth ETF | 316092352 | SHS | 20,900 | $611,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 14,323 | $609,000 | thousands by filing date | |
| THERAVANCE INC | 88338TAB0 | CORPORATE OBLIG | 609,000 | $609,000 | thousands by filing date | principal |
| ASENSUS SURGICAL INC | 04367G103 | COM | 186,771 | $607,000 | thousands by filing date | |
| SOCIAL LEVERAGE ACQUISN CORP | 83363K201 | TRUS | 60,911 | $606,000 | thousands by filing date | |
| QELL ACQUISITION CORP | G7307X105 | CL A | 59,490 | $605,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 9,415 | $604,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 246,015 | $603,000 | thousands by filing date | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 200,273 | $603,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U117 | *W EXP 01/01/202 | 150,192 | $602,000 | thousands by filing date | |
| WISDOMTREE TOTAL EARNINGS | 97717W596 | TTL | 13,693 | $601,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 66,131 | $599,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 12,675 | $599,000 | thousands by filing date | |
| AMERICAN FINANCE TRUST INC | 02607T109 | COM CLASS A | 60,494 | $594,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 54,489 | $594,000 | thousands by filing date | |
| KAMAN CORP | 483548AF0 | BOND | 541,000 | $590,000 | thousands by filing date | principal |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 9,331 | $589,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 24,318 | $589,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 33,600 | $588,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 46,716 | $588,000 | thousands by filing date | |
| FIRST COMMUNITY CORP | 319835104 | COMMON STOCK | 29,437 | $587,000 | thousands by filing date | |
| SMARTFINANCIAL INC | 83190L208 | COMMON STOCK | 27,103 | $586,000 | thousands by filing date | |
| BANK SOUTH CAROLINA CORP | 065066102 | COM | 25,810 | $583,000 | thousands by filing date | |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 45,563 | $581,000 | thousands by filing date | |
| DELCATH SYSTEMS INC | 24661P807 | COMMON STOCK | 46,640 | $580,000 | thousands by filing date | |
| MER TELEMANAGEMENT SOLUTIONS | M69676209 | SHS | 160,204 | $580,000 | thousands by filing date | |
| CURO GROUP HOLDINGS CORP | 23131L107 | COM | 39,644 | $579,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 61,128 | $578,000 | thousands by filing date | |
| ISHARES INC | 464286293 | ASIA/PAC DIV ETF | 14,165 | $578,000 | thousands by filing date | |
| 17 ED & TECHNOLOGY GROUP INC | 81807M106 | ADS | 80,931 | $578,000 | thousands by filing date | |
| HAYWARD HLDGS INC | 421298100 | COM | 34,175 | $577,000 | thousands by filing date | |
| BLUELINX HOLDINGS INC | 09624H208 | COMMON STOCK | 14,727 | $577,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 199,627 | $577,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P870 | NUVEEN ESG US | 22,296 | $576,000 | thousands by filing date | |
| Avantis International Small Cap Val ETF | 025072802 | SHS | 9,248 | $575,000 | thousands by filing date | |
| BEYONDSPRING INC | G10830100 | SHS | 51,713 | $573,000 | thousands by filing date | |
| ENDRA LIFE SCIENCES INC COM NEW | 29273B104 | Stock | 220,634 | $573,000 | thousands by filing date | |
| COGENT BIOSCIENCES INC | 19240Q201 | COM | 65,157 | $572,000 | thousands by filing date | |
| PCB BANCORP | 69320M109 | COMMON STOCK | 38,085 | $571,000 | thousands by filing date | |
| SPRUCE BIOSCIENCES INC | 85209E109 | COM | 34,292 | $569,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 40,259 | $568,000 | thousands by filing date | |
| 1ST CONSTITUTION BANCORP | 31986N102 | COM | 32,242 | $568,000 | thousands by filing date | |
| VY GLOBAL GROWTH | G9444H100 | CMN | 56,134 | $568,000 | thousands by filing date | |
| NEWHOLD INVESTMENT CORP | 651448102 | COM CL A | 56,433 | $565,000 | thousands by filing date | |
| BNY MELLON HIGH YIELD STRATE | 09660L105 | SH BEN INT | 182,284 | $564,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383204 | COM NEW | 21,968 | $563,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 312,144 | $562,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 16,937 | $561,000 | thousands by filing date | |
| PORTMAN RIDGE FIN CORP | 73688F102 | COM | 259,592 | $561,000 | thousands by filing date | |
| PROSHARES TR PSHS ULTRA DOW30 | 74347r305 | INDX FD | 8,512 | $561,000 | thousands by filing date | |
| VOXELJET AG | 92912L206 | ADS | 35,954 | $561,000 | thousands by filing date | |
| ProShares UltraPro Short S&P 500 | 74347B110 | COM | 23,645 | $560,000 | thousands by filing date | |
| BANKFINANCIAL CORP | 06643P104 | COM | 54,243 | $559,000 | thousands by filing date | |
| CBDMD INC | 12482W101 | COM | 134,868 | $559,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 156,452 | $555,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 24,054 | $555,000 | thousands by filing date | |
| PROSHARES TR II | 74347W395 | FUND | 14,633 | $554,000 | thousands by filing date | |
| EURO TECH HOLDINGS CO LTD | G32030127 | SHS NEW | 177,126 | $549,000 | thousands by filing date | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 262,495 | $549,000 | thousands by filing date | |
| RANPAK HOLDINGS CORP | 75321W103 | COMMON STOCK | 27,289 | $548,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V159 | CMN | 8,720 | $548,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 76,466 | $547,000 | thousands by filing date | |
| ACNB CORP | 000868109 | COMMON STOCK | 18,617 | $546,000 | thousands by filing date | |
| CLIMATE CHANGE CRISIS REAL I | 18716C100 | CL A COM | 39,878 | $546,000 | thousands by filing date | |
| INVESCO INTERNATIONAL CORPORAT | 46138E636 | INTL CORP BD | 18,980 | $543,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E747 | GLOB X NOR ETF | 39,186 | $543,000 | thousands by filing date | |
| PROSHARES TR | 74347G309 | ULTRAPRO DOW 30 | 55,958 | $543,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V449 | S&P 100 EQL WIGH | 7,181 | $540,000 | thousands by filing date | |
| BLACKROCK NY MUNI INC QLTY T | 09249U105 | COM | 37,493 | $539,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 162,550 | $538,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 105,167 | $536,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAB8 | NOTE 3.750% 5/1 | 527,000 | $536,000 | thousands by filing date | principal |
| AMERICAN OUTDOOR BRANDS INC | 02875D109 | COM | 21,227 | $535,000 | thousands by filing date | |
| CITIC CAPITAL ACQUISITION CO | G21513109 | COM CL A | 53,519 | $535,000 | thousands by filing date | |
| SOUTH PLAINS FINANCIAL INC | 83946P107 | COM | 23,532 | $534,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 10,670 | $533,000 | thousands by filing date | |
| QUANTUMSCAPE CORP | 74767V117 | *W EXP 11/25/202 | 16,000 | $533,000 | thousands by filing date | |
| COASTAL FINL CORP WA | 19046P209 | COM NEW | 20,263 | $531,000 | thousands by filing date | |
| IMMUCELL CORP | 452525306 | COM PAR | 55,074 | $531,000 | thousands by filing date | |
| O2MICRO INTERNATIONAL LTD | 67107W100 | SPONS ADR | 67,865 | $531,000 | thousands by filing date | |
| VAXART INC NEW | 92243A200 | COM | 87,615 | $530,000 | thousands by filing date | |
| NUVATION BIO INC COM CL A | 67080N101 | Stock | 50,550 | $528,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 30,102 | $528,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 116,176 | $527,000 | thousands by filing date | |
| CRA INTL INC | 12618T105 | COM | 7,045 | $526,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 72,920 | $525,000 | thousands by filing date | |
| ARROW ETF TR | 04273H104 | ARROW DJ GLB YLD | 36,812 | $525,000 | thousands by filing date | |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 62,813 | $523,000 | thousands by filing date | |
| Berry Corp | 08579X101 | Common Stock | 94,830 | $522,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 49,230 | $518,000 | thousands by filing date | |
| ISHARES TR | 46432FAZ0 | IBONDS MAR23 ETF | 19,058 | $518,000 | thousands by filing date | |
| SOL GEL TECHNOLOGIES | M8694L103 | SHS | 41,771 | $517,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 101,739 | $516,000 | thousands by filing date | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 616 | $515,000 | thousands by filing date | |
| GRANITESHARES GOLD TR | 38748G101 | SHS BEN INT | 30,276 | $514,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 23,097 | $514,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 86,927 | $514,000 | thousands by filing date | |
| POLAR PWR INC | 73102V105 | COM | 36,968 | $514,000 | thousands by filing date | |
| INVESCO DB PRECIOUS METALS FUND | 46140H502 | ETF | 10,779 | $510,000 | thousands by filing date | |
| TRANSCAT INC | 893529107 | COM | 10,361 | $509,000 | thousands by filing date | |
| PBF LOGISTICS LP | 69318Q104 | UNIT LTD PTNR | 34,627 | $509,000 | thousands by filing date | |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 21,472 | $509,000 | thousands by filing date | |
| YELLOW CORP | 985510106 | COM | 57,765 | $508,000 | thousands by filing date | |
| EQUITY DISTR ACQUISITION CORP UNIT EX 090925 | 29465E205 | Stock | 50,000 | $508,000 | thousands by filing date | |
| INTERCORP FINL SVCS INC | P5626F128 | SHS | 16,953 | $507,000 | thousands by filing date | |
| OPTIMIZERX CORP | 68401U204 | COM NEW | 10,338 | $504,000 | thousands by filing date | |
| FIRST TRUST | 33733G109 | COM BEN INTR | 126,373 | $504,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 60,525 | $503,000 | thousands by filing date | |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 40,067 | $502,000 | thousands by filing date | |
| MID PENN BANCORP INC | 59540G107 | COMMON STOCK | 18,679 | $501,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC | 02557T307 | UNIT 08/15/2023 | 10,212 | $501,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP VII | 17144M201 | UNIT 99/99/9999 | 50,000 | $499,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505715 | NORTH SHOR GBL | 9,008 | $499,000 | thousands by filing date | |
| STABLE RD ACQUISITION CORP | 85236Q109 | COM CL A | 37,671 | $499,000 | thousands by filing date | |
| SPECIAL OPPORTUNITIES FD INC | 84741T104 | COM | 34,022 | $498,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 75,439 | $496,000 | thousands by filing date | |
| ORTHOPEDIATRICS CORP | 68752L100 | COMMON STOCK | 10,103 | $493,000 | thousands by filing date | |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 276,924 | $493,000 | thousands by filing date | |
| NEXIMMUNE INC | 65344D109 | COM | 25,811 | $493,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 123,558 | $492,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 12,556 | $491,000 | thousands by filing date | |
| HORIZON ACQUISITION CORPORAT | G46044106 | CMN | 48,051 | $490,000 | thousands by filing date | |
| Avantis US Equity ETF | 025072885 | SHS | 7,046 | $489,000 | thousands by filing date | |
| CONX CORP | 212873103 | WRNT | 49,123 | $489,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H706 | UNCVTL OIL GAS | 4,493 | $488,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 54,397 | $487,000 | thousands by filing date | |
| AMERICAN CENTY ETF TR | 025072109 | DIVERSIFID CRP | 9,406 | $487,000 | thousands by filing date | |
| PROSHARES ULTRAPRO DOW30 | 74347X823 | UIT EXCHANGE TRADED | 3,791 | $487,000 | thousands by filing date | |
| NEW PROVIDENCE ACQUISITION | 64822P106 | COM CL A | 41,764 | $487,000 | thousands by filing date | |
| INOZYME PHARMA INC | 45790W108 | COM | 24,550 | $486,000 | thousands by filing date | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 5,309 | $484,000 | thousands by filing date | |
| EAGLE BANCORP MONTANA INC | 26942G100 | COMMON STOCK | 19,884 | $484,000 | thousands by filing date | |
| HEADHUNTER GROUP PLC ADR | 42207L106 | COM | 14,232 | $483,000 | thousands by filing date | |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 54,618 | $483,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A495 | VOLSHARES LARG | 12,000 | $483,000 | thousands by filing date | |
| FIDELITY DD BANCORP INC | 31609R100 | COMMON STOCK | 7,807 | $480,000 | thousands by filing date | |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 56,656 | $479,000 | thousands by filing date | |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 16,902 | $478,000 | thousands by filing date | |
| CHENIERE ENERGY INC | 16411RAG4 | NOTE 4.250% 3/1 | 585,000 | $478,000 | thousands by filing date | principal |
| DIREXION SHARES ETF TRUST | 25460G849 | DAILY 20 YR TREA | 5,861 | $477,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W755 | CMN | 30,023 | $476,000 | thousands by filing date | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 29,091 | $474,000 | thousands by filing date | |
| RIVERNORTH FLEXIBLE MUN INCO | 76883H104 | COM | 21,475 | $474,000 | thousands by filing date | |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 49,239 | $474,000 | thousands by filing date | |
| FIRST UNITED CORP | 33741H107 | COMMON STOCK | 26,807 | $473,000 | thousands by filing date | |
| EXFO INC | 302046107 | SUB VTG SHS | 110,300 | $470,000 | thousands by filing date | |
| LAKELAND INDS INC | 511795106 | COM | 16,822 | $469,000 | thousands by filing date | |
| PROVIDENT ACQUISITION CORP | G7282L118 | UNIT 99/99/9999 | 46,205 | $469,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E606 | CHINA FINL ETF | 28,589 | $468,000 | thousands by filing date | |
| NEXTGEN ACQUISITION CORP | G65305107 | CL A | 47,197 | $468,000 | thousands by filing date | |
| TAYSHA GENE THERAPIES INC | 877619106 | COMMON STOCK | 22,961 | $466,000 | thousands by filing date | |
| KISMET ACQUISITION ONE CORP | G52753103 | SHS | 47,064 | $466,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P863 | CALIF MUN INCM | 8,631 | $465,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075AC9 | BOND | 466,000 | $465,000 | thousands by filing date | principal |
| IMMATICS N.V | N44445109 | SHS | 41,390 | $464,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 66,678 | $463,000 | thousands by filing date | |
| THE BALDWIN INSURANCE GRP IN | 05589G102 | COM CL A | 16,884 | $460,000 | thousands by filing date | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 19,453 | $460,000 | thousands by filing date | |
| RENAISSANCE CAP GREENWICH FD | 759937204 | IPO ETF | 7,372 | $459,000 | thousands by filing date | |
| REDBALL ACQUISITION CORP | G7417R105 | COM CL A | 46,059 | $458,000 | thousands by filing date | |
| ARRIVAL GROUP | L0423Q108 | SHS | 28,419 | $457,000 | thousands by filing date | |
| THUNDER BRDG ACQUISTION II L | G8857S116 | CL A SHS | 43,746 | $456,000 | thousands by filing date | |
| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 29,161 | $455,000 | thousands by filing date | |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 94,074 | $454,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B202 | COM NEW | 22,005 | $453,000 | thousands by filing date | |
| CORPORACION AMER ARPTS S A | L1995B107 | COM | 92,277 | $453,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 44,439 | $453,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 102,765 | $452,000 | thousands by filing date | |
| TESLA INC | 88160RAG6 | NOTE 2.000% 5/1 | 42,000 | $452,000 | thousands by filing date | principal |
| METROPOLITAN BANK HOLDING CO | 591774104 | COMMON STOCK | 8,956 | $451,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K281 | DLY EMG MK BL 3X | 4,576 | $450,000 | thousands by filing date | |
| VINE ENERGY INC CL A | 92735P103 | Stock | 32,720 | $450,000 | thousands by filing date | |
| 1895 BANCORP OF WIS INC COM | 28252W105 | Stock | 31,611 | $450,000 | thousands by filing date | |
| PROSHARES TR | 74347G861 | ULTRAPRO SHT QQQ | 34,015 | $446,000 | thousands by filing date | |
| XAI OCTAGN FLT RAT & ALT INM | 98400T106 | COM | 49,089 | $445,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 60,470 | $443,000 | thousands by filing date | |
| INVESCO TR II ETF S&P 500 EMERGING MKTS LOW VOLATILITY | 46138E297 | ETF | 18,804 | $443,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 9,529 | $443,000 | thousands by filing date | |
| PROSHARES TR | 74347G739 | FUND | 16,954 | $443,000 | thousands by filing date | |
| BRT APARTMENTS CORP | 055645303 | REIT | 26,245 | $442,000 | thousands by filing date | |
| CAPITAL BANCORP INC MD | 139737100 | COMMON STOCK | 22,839 | $441,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 18,719 | $441,000 | thousands by filing date | |
| SAPIENS INTL CORP N V SHS | G7T16G103 | Stock | 13,880 | $440,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460402 | SPONSORED ADR | 107,621 | $440,000 | thousands by filing date | |
| APOLLO COML REAL EST FIN INC | 03762UAB1 | NOTE 4.750% 8/2 | 440,000 | $440,000 | thousands by filing date | principal |
| SC HEALTH CORP | G78516203 | COM CL A | 43,516 | $439,000 | thousands by filing date | |
| SUSTAINABLE OPPORTNTS ACQ CO | G8598Y109 | ORD SHS A | 44,060 | $438,000 | thousands by filing date | |
| Benitec Biopharma, Inc. | 08205P100 | common | 84,725 | $438,000 | thousands by filing date | |
| DAILY JOURNAL CORP | 233912104 | COM | 1,381 | $437,000 | thousands by filing date | |
| CODIAK BIOSCIENCES INC | 192010106 | COM | 28,990 | $437,000 | thousands by filing date | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 10,317 | $436,000 | thousands by filing date | |
| ZANITE ACQUISITION CORP | 98907K103 | COM CL A | 43,591 | $434,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES | 05614L209 | COM | 45,794 | $433,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 66,913 | $433,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 4,618 | $432,000 | thousands by filing date | |
| MV OIL TR | 553859109 | TR UNITS | 99,000 | $430,000 | thousands by filing date | |
| SO YOUNG INTERNATIONAL INC | 83356Q108 | SPONSORED ADS | 43,551 | $430,000 | thousands by filing date | |
| EARGO INC | 270087109 | COM | 8,603 | $430,000 | thousands by filing date | |
| LUX HEALTH TECH ACQUISITION | 55068A209 | UNIT 11/30/2027 | 40,120 | $429,000 | thousands by filing date | |
| LUXEXPERIENCE BV | 55406W103 | SPONSORED ADS | 15,142 | $428,000 | thousands by filing date | |
| MESOBLAST LTD F SPONSORED ADR 1 ADR REPS 10 ORD SHS | 590717104 | SPONS ADR | 51,715 | $428,000 | thousands by filing date | |
| INVESCO FUNDAMENTAL INVESTMENT GRADE CORPORATE BOND ETF | 46138E693 | ETF | 16,008 | $426,000 | thousands by filing date | |
| PIMCO NEW YORK MUN FD II | 72200Y102 | COM | 37,642 | $424,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 104,599 | $423,000 | thousands by filing date | |
| ROTH CH ACQUISITION II CO | 778673103 | COM | 42,657 | $423,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 91,514 | $422,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215207 | COM NEW | 7,074 | $420,000 | thousands by filing date | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 111,489 | $419,000 | thousands by filing date | |
| Atossa Therapeutics Inc | 04962H506 | Common Stock | 197,733 | $418,000 | thousands by filing date | |
| CRICUT INC | 22658D100 | COM CL A | 21,077 | $417,000 | thousands by filing date | |
| PERMA PIPE INTERNATIONAL HOL | 714167103 | COMMON STOCK | 68,508 | $417,000 | thousands by filing date | |
| BIOFRONTERA AG ADR | 09075G105 | COM | 78,021 | $417,000 | thousands by filing date | |
| TUSCAN HLDGS CORP | 90069K104 | COM | 33,801 | $416,000 | thousands by filing date | |
| LAZYDAYS HLDGS INC | 52110H100 | COM | 23,402 | $416,000 | thousands by filing date | |
| USA TRUCK INC | 902925106 | COM | 21,785 | $416,000 | thousands by filing date | |
| COMMUNITY BANKERS TRUST CORP | 203612106 | COM | 47,180 | $416,000 | thousands by filing date | |
| ONTERRIS INC | 615111101 | COM | 8,270 | $415,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 28,686 | $415,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H403 | OIL FD | 39,354 | $414,000 | thousands by filing date | |
| ISHARES TR ETF GENOMICS IMMUNOLOGY & HEALTHCARE | 46435U192 | ETF | 9,035 | $413,000 | thousands by filing date | |
| ATHIRA PHARMA INC | 04746L104 | COM | 22,445 | $413,000 | thousands by filing date | |
| ALUSSA ENERGY ACQUISITION CO | G0232J101 | SHS CL A | 41,328 | $413,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 21,468 | $412,000 | thousands by filing date | |
| DADA NEXUS LTD NPV ADR | 23344D108 | ADS | 15,159 | $412,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 43,020 | $412,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 32,470 | $412,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 91,387 | $408,000 | thousands by filing date | |
| EXTRACTION OIL & GAS INC | 30227M303 | COMMON STOCK | 11,367 | $408,000 | thousands by filing date | |
| BNY MELLON MUN INCOME INC | 05589T104 | COM | 46,507 | $407,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y228 | CLEANTECH ETF | 18,399 | $407,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C573 | TOTAL CORP BND | 4,543 | $406,000 | thousands by filing date | |
| LEVEL ONE BANCORP INC | 52730d208 | COM | 15,749 | $406,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC | 594837403 | SPON ADR NEW | 52,657 | $405,000 | thousands by filing date | |
| PROSHARES TR II | 74347W601 | ULTRA GOLD | 7,498 | $405,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 235,025 | $404,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767678 | INDX FD | 14,095 | $404,000 | thousands by filing date | |
| NOVAN INC | 66988N106 | COM | 258,617 | $404,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A101 | CMN | 4,297 | $402,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 94,546 | $402,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 45,136 | $402,000 | thousands by filing date | |
| FERROGLOBE PLC | G33856108 | SHS | 105,619 | $399,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L787 | GLB QLT R/E IDX | 6,569 | $398,000 | thousands by filing date | |
| TORTOISE ENERGY INDEPENDENC | 89148K200 | COM | 22,948 | $397,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 79,781 | $397,000 | thousands by filing date | |
| ISHARES INC | 464286343 | US PWR INFRA ETF | 25,211 | $396,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 26,820 | $396,000 | thousands by filing date | |
| ONCOCYTE CORP | 68235C107 | COM | 76,335 | $396,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572108 | CL B | 692 | $394,000 | thousands by filing date | |
| SHARPSPRING INC | 820054104 | COM | 24,568 | $394,000 | thousands by filing date | |
| TORCHLIGHT ENERGY RES INC | 89102U103 | COM | 215,520 | $394,000 | thousands by filing date | |
| AURORA MOBILE LTD | 051857100 | ADS | 92,790 | $393,000 | thousands by filing date | |
| ODONATE THERAPEUTICS INC | 676079106 | COM | 114,648 | $392,000 | thousands by filing date | |
| SILVER SPIKE ACQUISITION COR | G8136L106 | CL A SHS | 21,353 | $392,000 | thousands by filing date | |
| CAMTEK LTD ORD | M20791105 | Stock | 13,067 | $391,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 8,638 | $390,000 | thousands by filing date | |
| ONCTERNAL THERAPEUTICS INC | 68236P107 | COM | 46,793 | $390,000 | thousands by filing date | |
| MARINE PETE TR | 568423107 | UNIT BEN INT | 75,600 | $389,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 27,249 | $388,000 | thousands by filing date | |
| ELMIRA SVGS BK ELMIRA N Y | 289660102 | COM | 28,689 | $387,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 70,658 | $386,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC | 854502846 | UNIT 11/15/2022 | 3,268 | $386,000 | thousands by filing date | |
| ATLAS CREST INVT CORP UNIT CL A & WT | 049284201 | Stock | 36,052 | $386,000 | thousands by filing date | |
| DIREXION DAILY S&P BIOTECH BULL 3X ETF | 25490K323 | ETF | 4,873 | $385,000 | thousands by filing date | |
| HARBORONE BANCORP INC NEW | 41165Y100 | COM NEW | 28,517 | $384,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 20,667 | $384,000 | thousands by filing date | |
| SPDR S&P North American Natural Resources ETF | 78463X152 | SHS | 9,946 | $383,000 | thousands by filing date | |
| LARIMAR THERAPEUTICS INC | 517125100 | COM | 26,117 | $382,000 | thousands by filing date | |
| Avantis US Small Cap Value ETF | 025072877 | SHS | 5,283 | $381,000 | thousands by filing date | |
| DOCEBO INC COM | 25609L105 | Stock | 8,888 | $380,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602605 | COM NEW | 25,344 | $378,000 | thousands by filing date | |
| BLACKROCK STRATEGIC MUN TR | 09248T109 | COM | 25,860 | $377,000 | thousands by filing date | |
| FARMERS MERCHANTS BANCO OH | 30779N105 | COMMON STOCK | 15,043 | $377,000 | thousands by filing date | |
| VIRACTA THERAPEUTICS INC | 92765F108 | COM | 40,594 | $375,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 26,016 | $374,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 53,802 | $374,000 | thousands by filing date | |
| LEE ENTERPRISES INC | 523768406 | COM | 14,523 | $373,000 | thousands by filing date | |
| EXACT SCIENCES CORP | 30063PAA3 | NOTE 1.000% 1/1 | 198,000 | $371,000 | thousands by filing date | principal |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 25,449 | $370,000 | thousands by filing date | |
| FREQUENCY ELECTRONICS INC | 358010106 | COMMON STOCK | 32,550 | $367,000 | thousands by filing date | |
| WILLIAM PENN BANCORPORATION | 96927A105 | COM | 32,266 | $367,000 | thousands by filing date | |
| DUNE ACQUISITION CORP | 265334201 | UNIT 10/29/2027 | 36,601 | $367,000 | thousands by filing date | |
| TRAVELZOO | 89421Q205 | CMN | 21,823 | $366,000 | thousands by filing date | |
| FORTE BIOSCIENCES INC | 34962G109 | COM | 10,678 | $366,000 | thousands by filing date | |
| PROVIDENT BANCORP INC | 74383L105 | COM NEW | 25,353 | $365,000 | thousands by filing date | |
| GREENROSE ACQUISITION CORP | 395392103 | COM | 36,650 | $365,000 | thousands by filing date | |
| PIONEER PWR SOLUTIONS IN | 723836300 | COMMON STOCK | 75,088 | $364,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 36,160 | $363,000 | thousands by filing date | |
| NESCO HLDGS INC | 64083J104 | COM | 38,851 | $363,000 | thousands by filing date | |
| UNION BANKSHARES INC | 905400107 | CMN | 12,070 | $362,000 | thousands by filing date | |
| NEW ENGLAND RLTY ASSOC LTD P | 644206104 | DEPOSITRY RCPT | 6,533 | $362,000 | thousands by filing date | |
| FIDELITY HIGH YIELD FACTOR ETF | 316092618 | HIGH YILD ETF | 6,547 | $361,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 33,912 | $361,000 | thousands by filing date | |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 23,782 | $361,000 | thousands by filing date | |
| SCPHARMACEUTICALS INC | 810648105 | COM | 54,289 | $361,000 | thousands by filing date | |
| TONIX PHARMACEUTICALS HOLDIN | 890260706 | COM | 282,342 | $361,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 14,275 | $359,000 | thousands by filing date | |
| NUVEEN MINN QUALITY MUN INM | 670734102 | SHS | 24,183 | $359,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 22,417 | $359,000 | thousands by filing date | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 33,621 | $358,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 36,751 | $357,000 | thousands by filing date | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 53,305 | $357,000 | thousands by filing date | |
| RICHMOND MUTUAL BANCORPORATI | 76525P100 | COMMON STOCK | 26,319 | $357,000 | thousands by filing date | |
| SUNWORKS INC | 86803X204 | COMMON STOCK | 24,344 | $357,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 10,104 | $356,000 | thousands by filing date | |
| PLAYBOY INC | 72814P109 | COM | 18,149 | $356,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 25,122 | $356,000 | thousands by filing date | |
| REINVENT TECHNOLOGY PARTNERS | G7483N111 | UNIT 99/99/9999 | 33,157 | $355,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 27,600 | $354,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E708 | DIVIDEND STRNGTH | 7,776 | $354,000 | thousands by filing date | |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 10,342 | $351,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 27,491 | $349,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F767 | INDIA GROWTH LDR | 10,261 | $348,000 | thousands by filing date | |
| INSIGHT SELECT INCOME FD | 45781W109 | COM | 17,035 | $348,000 | thousands by filing date | |
| LIQTECH INTL INC | 53632A201 | COM | 42,900 | $347,000 | thousands by filing date | |
| LINX S A | 53619W101 | SPONSORED ADS | 52,321 | $347,000 | thousands by filing date | |
| OUTDOOR HOLDING CO | 00175J107 | COMMON STOCK | 58,403 | $346,000 | thousands by filing date | |
| TWC TECH HLDGS II CORP | 90117G105 | COM | 35,260 | $346,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 14,595 | $344,000 | thousands by filing date | |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 17,212 | $344,000 | thousands by filing date | |
| ARCLIGHT CLEAN TRANSITION CO | G04561109 | CL A | 19,201 | $344,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 5,959 | $343,000 | thousands by filing date | |
| GENIUS SPORTS LIMITED | 233277102 | SHARES CL A | 23,256 | $343,000 | thousands by filing date | |
| FIVE9 INC | 338307AB7 | NOTE 0.125% 5/0 | 90,000 | $343,000 | thousands by filing date | principal |
| PENNS WOODS BANCORP INC | 708430103 | COM | 14,191 | $341,000 | thousands by filing date | |
| PHASEBIO PHARMACEUTICALS INC | 717224109 | COM | 98,461 | $340,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 13,086 | $340,000 | thousands by filing date | |
| OSPREY TECHNLGY AQUISTION CO | 68839R104 | COM CL A | 32,872 | $339,000 | thousands by filing date | |
| TPG RE FIN TR INC COM | 87266M107 | REIT | 30,183 | $338,000 | thousands by filing date | |
| PMV PHARMACEUTICALS INC | 69353Y103 | COM | 10,223 | $337,000 | thousands by filing date | |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 41,160 | $337,000 | thousands by filing date | |
| ALX ONCOLOGY HOLDINGS INC | 00166B105 | COMMON STOCK | 4,557 | $336,000 | thousands by filing date | |
| EATON VANCE NY MUNI INCOME T | 27826W104 | SH BEN INT | 23,265 | $336,000 | thousands by filing date | |
| PROSHARES TR II | 74347W569 | ULTRASHORT YEN N | 4,307 | $335,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 9,464 | $334,000 | thousands by filing date | |
| ASPIRA WOMENS HEALTH INC | 04537Y109 | COM | 49,183 | $332,000 | thousands by filing date | |
| GEMINI THERAPEUTICS INC | 36870G105 | CMN | 24,496 | $332,000 | thousands by filing date | |
| SVF INVESTMENT CORP | G8601L110 | COMMON STOCK-FO | 31,335 | $331,000 | thousands by filing date | |
| PERIDOT ACQUISITION CORP | G7008A115 | SHS CL A | 31,081 | $331,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524722 | 1000 INDEX ETF | 8,365 | $330,000 | thousands by filing date | |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 12,223 | $330,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G690 | DLY SEMICNDTR BR | 33,419 | $327,000 | thousands by filing date | |
| OPENDOOR TECHNOLOGIES INC | 683712111 | *W EXP 12/18/202 | 32,055 | $327,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 6,911 | $326,000 | thousands by filing date | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 53,887 | $326,000 | thousands by filing date | |
| Avantis Emerging Markets Equity ETF | 025072604 | SHS | 4,944 | $325,000 | thousands by filing date | |
| AJAX I | G0190X118 | UNIT 99/99/9999 | 30,434 | $324,000 | thousands by filing date | |
| MACKINAC FINL CORP | 554571109 | COM | 23,078 | $323,000 | thousands by filing date | |
| CALIFORNIA BANCORP INC | 13005U101 | COM | 18,073 | $322,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 68,896 | $321,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 10,532 | $319,000 | thousands by filing date | |
| URBAN ONE INC | 91705J204 | CL D NON VTG | 182,487 | $319,000 | thousands by filing date | |
| ABRDN JAPAN EQUITY FUND INC | 00306J109 | COM | 35,392 | $319,000 | thousands by filing date | |
| IG ACQUISITION CORP | 449534106 | COM CL A | 32,231 | $318,000 | thousands by filing date | |
| ORIC PHARMACEUTICALS INC | 68622P109 | COM | 12,885 | $316,000 | thousands by filing date | |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 77,934 | $314,000 | thousands by filing date | |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 106,879 | $314,000 | thousands by filing date | |
| LAZARD GROWTH ACQUISITION CO | G54035129 | UNIT 99/99/9999 | 31,443 | $314,000 | thousands by filing date | |
| PROSHARES TR | 74347R370 | PSHS SH MSCI EAF | 16,069 | $313,000 | thousands by filing date | |
| GENIUS BRANDS INTERNATIONAL INC | 37229T301 | COMMON STOCK | 161,012 | $312,000 | thousands by filing date | |
| BLACK DIAMOND THERAPEUTICS I | 09203E105 | COM | 12,788 | $311,000 | thousands by filing date | |
| ZILLOW GROUP INC | 98954MAE1 | NOTE 0.750% 9/0 | 104,000 | $311,000 | thousands by filing date | principal |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 8,896 | $310,000 | thousands by filing date | |
| NORWOOD FINANCIAL CORP | 669549107 | COMMON STOCK | 11,630 | $310,000 | thousands by filing date | |
| PONTEM CORPORATION | G71707114 | UNIT 99/99/9999 | 31,300 | $310,000 | thousands by filing date | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 5,852 | $309,000 | thousands by filing date | |
| Rafael Holdings Inc Class B | 75062E106 | COM | 7,737 | $309,000 | thousands by filing date | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 17,461 | $308,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 30,590 | $308,000 | thousands by filing date | |
| INFRA AND ENERGY ALTRNTIVE I | 45686J104 | COM | 18,832 | $307,000 | thousands by filing date | |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 20,181 | $306,000 | thousands by filing date | |
| BIT DIGITAL INC | G1144A105 | COMMON STOCK | 20,376 | $306,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 31,744 | $306,000 | thousands by filing date | |
| CATABASIS PHARMACEUTICALS IN | 14875P206 | COM NEW | 105,884 | $306,000 | thousands by filing date | |
| MAVERIX METALS INC | 57776F405 | COMMON STOCK-FO | 57,903 | $305,000 | thousands by filing date | |
| TIGA ACQUISITION CORP | G88672103 | SHS CL A | 30,370 | $305,000 | thousands by filing date | |
| CIVEO CORP | 17878Y207 | COMMON STOCK | 19,880 | $304,000 | thousands by filing date | |
| CO-DIAGNOSTICS INC | 189763105 | COM | 31,914 | $304,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 32,546 | $303,000 | thousands by filing date | |
| THE BANK OF PRINCETON | 064520109 | COMMON | 10,583 | $303,000 | thousands by filing date | |
| CATALYST BIOSCIENCES INC | 14888D208 | COM | 59,779 | $302,000 | thousands by filing date | |
| PRIMAVERA CAPITAL ACQUIST CO | G7255E125 | UNIT 01/19/2026 | 29,421 | $302,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 6,508 | $301,000 | thousands by filing date | |
| TRANSPORTATION & LOGISTI | 438083107 | COM | 31,930 | $301,000 | thousands by filing date | |
| QUHUO LTD | 74841Q100 | ADS | 48,502 | $301,000 | thousands by filing date | |
| VanEck Vectors Energy Inc | 92189H870 | ENERGY INCOME | 6,105 | $298,000 | thousands by filing date | |
| FIRSTMARK HORIZON ACQUISITIO | 33765Y101 | CL A COM | 29,721 | $298,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 11,430 | $297,000 | thousands by filing date | |
| Uxin Ltd | 91818X108 | ADS | 253,572 | $297,000 | thousands by filing date | |
| DIGITALOCEAN HLDGS INC COM | 25402D102 | Stock | 7,028 | $296,000 | thousands by filing date | |
| GENFIT S A | 372279109 | ADS | 64,071 | $296,000 | thousands by filing date | |
| COMPUTER TASK GROUP INC | 205477102 | COM | 31,122 | $296,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING INC | 33832D205 | COM NEW | 48,241 | $295,000 | thousands by filing date | |
| APPLIED MOLECULAR TRANS INC | 03824M109 | COM | 6,706 | $295,000 | thousands by filing date | |
| KHOSLA VENTURES ACQUISITION | 482504107 | CL A | 29,150 | $295,000 | thousands by filing date | |
| LIBERTY MEDIA ACQUISITION CO | 53073L203 | UNIT 01/22/2026 | 27,553 | $295,000 | thousands by filing date | |
| WISDOMTREE TR | 97717x552 | EUROP OPPOR FD | 8,658 | $294,000 | thousands by filing date | |
| JPMORGAN ULTRA-SHORT MUNICIPAL INCOME ETF | 46641Q654 | ETF | 5,731 | $293,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 381,062 | $293,000 | thousands by filing date | |
| BEYOND AIR INC | 08862L103 | COM | 53,277 | $293,000 | thousands by filing date | |
| SIFY TECHNOLOGIES LTD | 82655M107 | ADR | 82,716 | $292,000 | thousands by filing date | |
| HYRECAR INC | 44916T107 | COM | 29,810 | $292,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 5,438 | $291,000 | thousands by filing date | |
| CB FINANCIAL SERVICES INC | 12479G101 | COMMON STOCK | 13,103 | $291,000 | thousands by filing date | |
| VERTEX ENERGY INC | 92534K107 | COM | 205,003 | $290,000 | thousands by filing date | |
| MUSTANG BIO INC | 62818Q104 | COM | 87,463 | $290,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 192,665 | $290,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 21,648 | $289,000 | thousands by filing date | |
| VPC IMPACT ACQUISITION HLDNG | G9441E100 | SHS CL A | 22,275 | $289,000 | thousands by filing date | |
| SOFTWARE ACQUISITN GRUP INC | 83407F101 | COM CL A | 28,727 | $289,000 | thousands by filing date | |
| Target Hospitality Corp. | 87615L107 | Common Stock, par value $0.0001 per share | 114,661 | $288,000 | thousands by filing date | |
| OP BANCORP | 67109R109 | COMMON STOCK | 27,383 | $288,000 | thousands by filing date | |
| Greenpower Motor Co | 39540E302 | COM | 11,567 | $288,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 2,811 | $287,000 | thousands by filing date | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 10,336 | $287,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 5,579 | $287,000 | thousands by filing date | |
| ISHARES TR | 46429B465 | MSCI GERMNY ETF | 3,690 | $286,000 | thousands by filing date | |
| VANECK INTERNATIONAL HIGH YIEL | 92189F445 | INTERNATIONAL HI | 11,170 | $285,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F627 | CHINE INNOV ETF | 6,326 | $285,000 | thousands by filing date | |
| BLACKROCK NY MUN INCOME TR I | 09249R102 | COM | 18,789 | $285,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R300 | COM NEW | 59,646 | $285,000 | thousands by filing date | |
| SARATOGA INVESTMENT CORP | 80349A208 | COM NEW | 11,226 | $284,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y434 | GENOMIC BIOTECH | 12,663 | $284,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 35,911 | $283,000 | thousands by filing date | |
| THE CENTRAL AND EASTERN EU I | 153436100 | COM | 11,752 | $283,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAT0 | NOTE 3.750% 2/0 | 275,000 | $283,000 | thousands by filing date | principal |
| HORIZON GLOBAL CORP | 44052W104 | COM | 27,415 | $283,000 | thousands by filing date | |
| HALL OF FAME RESORT & ENTMT | 40619L110 | *W EXP 07/01/202 | 170,281 | $281,000 | thousands by filing date | |
| BIO-PATH HLDGS INC | 09057N300 | COM | 39,966 | $281,000 | thousands by filing date | |
| ALTA EQUIPMENT GROUP INC | 02128L114 | *W EXP 02/14/202 | 80,071 | $280,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 171,988 | $278,000 | thousands by filing date | |
| DASEKE INC | 23753F115 | *W EXP 02/27/202 | 818,296 | $278,000 | thousands by filing date | |
| AVITA THERAPEUTICS, INC. | 05380C102 | COM | 13,980 | $277,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 47,355 | $276,000 | thousands by filing date | |
| MEDICENNA THERAPEUTICS F | 58490H107 | FOREIGN CANADIAN | 67,598 | $276,000 | thousands by filing date | |
| VG ACQUISITION C | G9446E121 | UNIT | 25,784 | $276,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 20,794 | $275,000 | thousands by filing date | |
| FREELINE THERAPEUTICS HLDGS | 35655L107 | SPONSORED ADS | 22,323 | $275,000 | thousands by filing date | |
| BALLYS CORPORATION | 05875B106 | COM | 4,198 | $273,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108847 | HIGH INCOME | 16,368 | $273,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C821 | US EQTY ULTRA B | 10,000 | $273,000 | thousands by filing date | |
| TISHMAN SPEYER INNOVATION CO | 88825H209 | UNIT 02/11/2026 | 27,201 | $272,000 | thousands by filing date | |
| ALTO INGREDIENTS INC | 021513106 | COMMON STOCK | 49,796 | $271,000 | thousands by filing date | |
| SCHMITT INDS INC ORE | 806870200 | COM | 46,020 | $271,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 51,669 | $269,000 | thousands by filing date | |
| AERSALE CORPORATION | 00810F106 | COM | 21,853 | $269,000 | thousands by filing date | |
| AMERICA MOVIL SAB DE CV | 02364W204 | SPONSORED ADR | 19,579 | $269,000 | thousands by filing date | |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 13,098 | $269,000 | thousands by filing date | |
| AMERICAN RIVER BANKSHRS (CA) | 029326105 | COM | 16,484 | $269,000 | thousands by filing date | |
| SPARTAN ACQUISITION CORP III | 84677R205 | UNIT 99/99/9999 | 26,854 | $269,000 | thousands by filing date | |
| JAWS ACQUISITION CORP | G50744120 | UNIT 99/99/9999 | 17,987 | $269,000 | thousands by filing date | |
| APOLLO STRATEGIC GRWT CPTL I | G0412A110 | UNIT 99/99/9999 | 26,849 | $268,000 | thousands by filing date | |
| ISHARES TR | 46429B515 | CMN | 5,898 | $267,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 168,103 | $266,000 | thousands by filing date | |
| GUGGENHEIM CR ALLOCATION FD | 40168G108 | COM | 12,665 | $266,000 | thousands by filing date | |
| Applied Therapeutics Inc | 03828A101 | Common Stock | 14,061 | $264,000 | thousands by filing date | |
| GLOBAL INDEMNITY GROUP LLC | 37959R103 | COM CL A | 8,861 | $263,000 | thousands by filing date | |
| CABALETTA BIO INC | 12674W109 | COMMON STOCK | 23,678 | $263,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 18,362 | $263,000 | thousands by filing date | |
| EQUITY BANCSHARES INC CL A | 29460X109 | COMMON STOCK | 9,579 | $262,000 | thousands by filing date | |
| NULL | 68620A203 | NULL | 27,211 | $262,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000895421-21-000363 | this filing | 2021-05-17 | acceptance time not in the bulk data set |