13F-HR filed by MORGAN STANLEY
MORGAN STANLEY filed this 13F-HR for the quarter ended 2021-03-31, filed 2021-05-17, with 7,569 holding rows worth $680,764,312,000.
- Accession
- 0000895421-21-000363
- Filer
- CIK 895421
- Filed
- 2021-05-17
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2021
A combination report, 26,544 entries on the cover page, a total value of $680,764,312,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $680,764,312,000 with VALUE read as thousands by filing date, 13F file number 028-03432. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerEATON VANCE MANAGEMENT028-04139
- reports for this filerATLANTA CAPITAL MANAGEMENT CO L L C028-05936
- reports for this filerPARAMETRIC PORTFOLIO ASSOCIATES LLC028-04558
- included managerMORGAN STANLEY & CO INTERNATIONAL PLC028-04312
- included managerMORGAN STANLEY & CO. LLC028-11873
- included managerMorgan Stanley Canada LTD028-13197
- included managerMorgan Stanley Capital Services LLC028-11865
- included managerMORGAN STANLEY AIP GP LP028-14710
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT CO028-11366
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT INC028-11866
- included managerMorgan Stanley Investment Management LTD028-11867
- included managerMORGAN STANLEY SMITH BARNEY LLC028-13935
- included managerMorgan Stanley Strategic Investments, Inc028-12509
- included managerMorgan Stanley Uruguay Ltda.028-11533
- included managerFundlogic Sas028-15873
- included managerMorgan Stanley Asia Ltd028-19343
- included managerMorgan Stanley Wealth Management Australia Pty Ltd028-19344
- included managerMorgan Stanley Bank Asia Ltd028-17710
- included managerETRADE Capital Management LLC028-14182
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ALTA EQUIPMENT GROUP INC COMMON STOCK | 02128L106 | Stock | 597 | $8,000 | thousands by filing date | |
| DBX ETF TR | 233051846 | XTRACK INTL REAL | 291 | $8,000 | thousands by filing date | |
| ONITY GROUP INC | 675746606 | COMMON STOCK | 239 | $8,000 | thousands by filing date | |
| ACCEL ENTERTAINMENT INC | 00436Q106 | COMMON STOCK | 705 | $8,000 | thousands by filing date | |
| PROSHARES TR | 74347G804 | K-1 FREE CRD OIL | 150 | $8,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P835 | FTSE BRAZIL | 369 | $8,000 | thousands by filing date | |
| CARLYLE CREDIT INCOME FUND | 92535C104 | SHS BEN INT | 800 | $8,000 | thousands by filing date | |
| HENNESSY ADVISORS INC | 425885100 | COM | 926 | $8,000 | thousands by filing date | |
| VIOMI TECHNOLOGY CO LTD | 92762J103 | SPONSORED ADS | 943 | $8,000 | thousands by filing date | |
| AKSO HEALTH GROUP | 98422P108 | ADS | 4,587 | $8,000 | thousands by filing date | |
| UBS AG LONDON BRANCH | 90274D374 | ETRA AL ML IN 18 | 805 | $8,000 | thousands by filing date | |
| PROSHARES ULTRASHORT FTSE CHINA 50 | 74347B227 | ETF | 265 | $8,000 | thousands by filing date | |
| ELYS GAME TECHNOLOGY CORP | 290734102 | COM | 1,600 | $8,000 | thousands by filing date | |
| IMAC HLDGS INC | 44967K104 | COM | 4,628 | $8,000 | thousands by filing date | |
| RICEBRAN TECHNOLOGIES | 762831204 | COM NEW | 8,504 | $8,000 | thousands by filing date | |
| SRAX INC | 78472M106 | CL A | 1,700 | $8,000 | thousands by filing date | |
| VIVEVE MED INC | 92852W501 | COM | 2,512 | $8,000 | thousands by filing date | |
| TIDAL ETF TR | 886364207 | SOFI SELCT 500 | 553 | $8,000 | thousands by filing date | |
| SCOPUS BIOPHARMA INC | 809171101 | Equity | 957 | $8,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505764 | CAPITAL LINK GBL | 200 | $8,000 | thousands by filing date | |
| GO ACQUISITION CORP | 362019101 | CMN | 816 | $8,000 | thousands by filing date | |
| JOBY AVIATION IN | G7483N103 | EQUITY WRT | 4,000 | $8,000 | thousands by filing date | |
| HTG MOLECULAR DIAGNOSTICS IN | 40434H203 | COM NEW | 1,389 | $8,000 | thousands by filing date | |
| DPCM CAPITAL, INC. | 23344P200 | COM | 800 | $8,000 | thousands by filing date | |
| MUDRICK CAPITAL ACQU CORP II | 62477L206 | UNIT 99/99/9999 | 769 | $8,000 | thousands by filing date | |
| 10X CAPITAL VENTURE ACQU COR | 88025V206 | UNIT 10/21/2025 | 743 | $8,000 | thousands by filing date | |
| PROSHARES TR | 74347X302 | MSCI EMRG ETF | 70 | $7,000 | thousands by filing date | |
| Sun Country Airlines Holding | 866683105 | COM | 200 | $7,000 | thousands by filing date | |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 1,251 | $7,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A628 | POINT BRIDGE AMR | 189 | $7,000 | thousands by filing date | |
| COFFEE HLDG CO INC | 192176105 | COM | 1,381 | $7,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P871 | CMN | 230 | $7,000 | thousands by filing date | |
| STAR EQUITY HOLDINGS INC | 443787205 | COM NEW | 423 | $7,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G823 | DAIL ROBO AR ETF | 176 | $7,000 | thousands by filing date | |
| ELECTRO-SENSORS INC | 285233102 | COM | 1,500 | $7,000 | thousands by filing date | |
| MAGYAR BANCORP INC COM | 55977T109 | Stock | 500 | $7,000 | thousands by filing date | |
| INUVO INC | 46122W204 | COM NEW | 7,130 | $7,000 | thousands by filing date | |
| REPLIGEN CORP | 759916AB5 | BOND | 4,000 | $7,000 | thousands by filing date | principal |
| ATLAS TECHNICAL CONSULTANTS | 049430101 | COM | 677 | $7,000 | thousands by filing date | |
| CONMED CORP | 207410AF8 | BOND | 4,000 | $7,000 | thousands by filing date | principal |
| SEVERN BANCORP ANNAPOLIS MD | 81811M100 | COM | 597 | $7,000 | thousands by filing date | |
| GUARANTY FED BANCSHARES INC | 40108P101 | COM | 345 | $7,000 | thousands by filing date | |
| OTELCO INC | 688823301 | CL A NEW | 609 | $7,000 | thousands by filing date | |
| IKONICS CORP | 45172K102 | COM | 700 | $7,000 | thousands by filing date | |
| GEOVAX LABS INC | 373678507 | COM | 1,597 | $7,000 | thousands by filing date | |
| PINE IS ACQUISITION CORP | 722615101 | CL A | 688 | $7,000 | thousands by filing date | |
| LUOKUNG TECHNOLOGY CORP | G56981106 | SHS | 5,000 | $7,000 | thousands by filing date | |
| HEALTH SCIENCES ACQ CORP 2 | G4411D109 | ORD SHS | 657 | $7,000 | thousands by filing date | |
| PACIRA BIOSCIENCES | 695127AD2 | NOTE 2.375% 4/0 | 6,000 | $7,000 | thousands by filing date | principal |
| ETF MANAGERS TR | 26924G763 | TREATMENTS TSTNG | 185 | $7,000 | thousands by filing date | |
| INSPIREMD INC | 45779A853 | COM | 9,084 | $7,000 | thousands by filing date | |
| IDEAYA BIOSCIENCES INC COM | 45166A102 | Stock | 231 | $6,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F888 | TCW UNCONSTRAI | 214 | $6,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C680 | US EQTY PWR BF | 221 | $6,000 | thousands by filing date | |
| MAINSTREET BANCSHARES INC | 56064Y100 | COMMON STOCK | 302 | $6,000 | thousands by filing date | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N103 | US EQT PLS CNVEX | 200 | $6,000 | thousands by filing date | |
| PACER TRENDPILOT EUROPEAN INDEX ETF | 69374H808 | ETF | 246 | $6,000 | thousands by filing date | |
| STEALTHGAS INC | Y81669106 | COM | 2,165 | $6,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 1,076 | $6,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E461 | PURBTA MSCI US | 149 | $6,000 | thousands by filing date | |
| ISHARES TR | 46434V514 | MSCI CHINA A | 142 | $6,000 | thousands by filing date | |
| LIVE VENTURES INC | 538142308 | COM NEW | 260 | $6,000 | thousands by filing date | |
| CSP INC | 126389105 | CMN | 700 | $6,000 | thousands by filing date | |
| DYADIC INTL INC DEL | 26745T101 | COM | 1,104 | $6,000 | thousands by filing date | |
| ADICET BIO INC | 007002108 | COM | 476 | $6,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 459 | $6,000 | thousands by filing date | |
| EVOLENT HEALTH INC | 30050BAD3 | NOTE 1.500%10/1 | 6,000 | $6,000 | thousands by filing date | principal |
| POSEIDA THERAPEUTICS INC | 73730P108 | COM | 566 | $6,000 | thousands by filing date | |
| SEANERGY MARITIME HLDGS CORP | Y73760194 | COM | 5,278 | $6,000 | thousands by filing date | |
| BSQUARE CORP | 11776U300 | COM | 1,750 | $6,000 | thousands by filing date | |
| IEC ELECTRS CORP NEW | 44949L105 | COM | 529 | $6,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N881 | VCSHS INTL HG DV | 200 | $6,000 | thousands by filing date | |
| KHOSLA VENTURES ACQUT CO III | 482506102 | COM CL A | 635 | $6,000 | thousands by filing date | |
| CANOO INC | 13803R110 | *W EXP 12/21/202 | 1,950 | $6,000 | thousands by filing date | |
| AJAX I | G0190X100 | COM | 544 | $6,000 | thousands by filing date | |
| VIRIOS THERAPEUTICS INC | 92829J104 | COM | 1,000 | $6,000 | thousands by filing date | |
| KHOSLA VENTURES ACQUSTN CO I | 482505104 | COM CL A | 625 | $6,000 | thousands by filing date | |
| NEMAURA MED INC | 640442208 | COMMON | 759 | $6,000 | thousands by filing date | |
| EASTSIDE DISTILLING INC | 277802302 | COM | 3,000 | $6,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUIS CORP | Y62159143 | SHS | 1,494 | $6,000 | thousands by filing date | |
| THERMOGENESIS HLDGS INC | 88362L100 | COM | 2,071 | $6,000 | thousands by filing date | |
| VTV THERAPEUTICS INC CL A | 918385105 | Stock | 2,194 | $6,000 | thousands by filing date | |
| PATRIOT TRANSPORTATION HOLDING | 70338W105 | COM | 500 | $6,000 | thousands by filing date | |
| KRANESHARES TR | 500767207 | CICC CHINA 100 | 200 | $6,000 | thousands by filing date | |
| FUSION ACQUISITION CORP | 36118H113 | *W EXP 06/01/202 | 5,600 | $6,000 | thousands by filing date | |
| APEX TECHNOLOGY ACQUISITION | 03768F110 | *W EXP 09/18/202 | 2,300 | $6,000 | thousands by filing date | |
| FANGDD NETWORK GROUP LTD | 30712L109 | SPONSORED ADS | 1,000 | $6,000 | thousands by filing date | |
| ARK GLOBAL ACQUISITION CORP | 66981N202 | COM | 600 | $6,000 | thousands by filing date | |
| NEW YORK MTG TRUST | 649604AD7 | NOTE 6.250% 1/1 | 6,000 | $6,000 | thousands by filing date | principal |
| SPARTACUS ACQ CORP; TNT ACQ DT: 7/15/2022; CASH: $10.15 | 84677L109 | CL A | 613 | $6,000 | thousands by filing date | |
| TREMONT MTG TR | 894789106 | COM | 1,000 | $6,000 | thousands by filing date | |
| CEREVEL THERAPEUTICS HLDNG I | 15678U102 | *W EXP 06/09/202 | 1,333 | $6,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P888 | NUVEEN ESG EMRGN | 130 | $5,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R811 | NASDQ SEMCNDTR | 70 | $5,000 | thousands by filing date | |
| ORIGIN BANCORP INC | 68621T102 | COMMON STOCK | 118 | $5,000 | thousands by filing date | |
| HARTFORD MULTIFACTOR EMERGING MARKETS ETF | 518416201 | ETF | 194 | $5,000 | thousands by filing date | |
| VINCI COMPASS INVESTMENTS LTD | G9451V109 | COM CL A | 400 | $5,000 | thousands by filing date | |
| INOTIV INC | 45783Q100 | COM | 256 | $5,000 | thousands by filing date | |
| JIAYIN GROUP INC | 47737C104 | CMN | 582 | $5,000 | thousands by filing date | |
| PROSHARES TR | 74347R172 | ULTRA 20YR TRE | 100 | $5,000 | thousands by filing date | |
| NANOBIOTIX | 63009J107 | SPONSORED ADS | 300 | $5,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X812 | INDXX GLOBAL AGR | 155 | $5,000 | thousands by filing date | |
| BRASILAGRO COMPANHIA BRASILE | 10554B104 | SPONSORED ADR | 1,100 | $5,000 | thousands by filing date | |
| UNIVERSAL SAFETY PRODS INC | 913821302 | COM NEW | 756 | $5,000 | thousands by filing date | |
| AIR T INC | 009207101 | COM | 200 | $5,000 | thousands by filing date | |
| ITEOS THERAPEUTICS INC | 46565G104 | COM | 146 | $5,000 | thousands by filing date | |
| SILVERBOW RES INC | 82836G102 | COM | 703 | $5,000 | thousands by filing date | |
| PROMETHEUS BIOSCIENCES INC | 74349U108 | COM | 289 | $5,000 | thousands by filing date | |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 1,793 | $5,000 | thousands by filing date | |
| KAIROS ACQUISITION CORP | G52110114 | COM | 500 | $5,000 | thousands by filing date | |
| DUNE ACQUISITION CORP | 265334102 | COM | 500 | $5,000 | thousands by filing date | |
| LAKE SHORE BANCORP INC | 510700107 | COM | 317 | $5,000 | thousands by filing date | |
| CHINA NATURAL RESOURCES INC | G2110U109 | COM | 3,000 | $5,000 | thousands by filing date | |
| PRA GROUP INC | 69354NAB2 | Convertible Debt | 5,000 | $5,000 | thousands by filing date | principal |
| DIREXION SHS ETF TR | 25460E505 | DAILY CS 2X SH | 95 | $5,000 | thousands by filing date | |
| INVESCO DB G10 CURRENCY HRVS | 46139B102 | UNIT | 200 | $5,000 | thousands by filing date | |
| ACON S2 ACQUISITION CORP | G00748106 | CL SHS | 467 | $5,000 | thousands by filing date | |
| AGEX THERAPEUTICS INC | 00848H108 | COM | 3,205 | $5,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19761L201 | SUSTNBLE INTL | 178 | $5,000 | thousands by filing date | |
| BREEZE HOLDINGS ACQUISITN CO | 106762107 | COM | 510 | $5,000 | thousands by filing date | |
| ELOXX PHARMACEUTICALS INC | 29014R103 | COM | 1,717 | $5,000 | thousands by filing date | |
| REVOLUTION HEALTHCAR AQ CORP | 76155Y207 | UNT | 450 | $5,000 | thousands by filing date | |
| EMPOWERMENT & INCLUSION CAPI | 29248N100 | CMN | 500 | $5,000 | thousands by filing date | |
| LANDOS BIOPHARMA INC | 515069102 | CMN | 481 | $5,000 | thousands by filing date | |
| HEALTHCARE SERVICES ACQU COR | 42227K104 | CMN | 500 | $5,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741LAC1 | NOTE 6.375%10/0 | 5,000 | $5,000 | thousands by filing date | principal |
| MEDIGUS LTD SPON ADS NEW | 58471G300 | ADR | 2,000 | $5,000 | thousands by filing date | |
| XENETIC BIOSCIENCES INC | 984015503 | COM | 2,261 | $5,000 | thousands by filing date | |
| MOTIVE CAPITAL CORP | G6293A103 | SHS CL A | 500 | $5,000 | thousands by filing date | |
| CHECK CAP LTD | M2361E203 | SHS | 3,085 | $5,000 | thousands by filing date | |
| COLICITY INC UNIT EX 022426 | 194170205 | Stock | 475 | $5,000 | thousands by filing date | |
| FRAZIER LIFESCIENCES ACQU CORP UNIT EXP 120925 | G3710A121 | Stock | 470 | $5,000 | thousands by filing date | |
| MOTION ACQUISITION CORP | 61980M107 | CMN | 508 | $5,000 | thousands by filing date | |
| LOCUST WALK ACQUISITION CORP COM CL A | 54015L103 | Stock | 500 | $5,000 | thousands by filing date | |
| EMPOWER LTD | G3R39W102 | CL A COM | 500 | $5,000 | thousands by filing date | |
| REVOLUTION ACCEL | 76156P205 | UNIT | 475 | $5,000 | thousands by filing date | |
| INTEC PHARMA LTD JERUSALEM | M53644148 | SHS NEW | 1,129 | $5,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524714 | 1 5YR CORP BD | 77 | $4,000 | thousands by filing date | |
| IMMUNOME INC | 45257U108 | COM | 120 | $4,000 | thousands by filing date | |
| CAPITALA FIN CORP | 14054R502 | COM NEW | 266 | $4,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 84 | $4,000 | thousands by filing date | |
| VALHI INC | 918905209 | COMMON STOCK | 210 | $4,000 | thousands by filing date | |
| ACQUIRERS SMALL AND MICRO DEEP VALUE ETF | 26922A701 | ETF | 125 | $4,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AL5 | DEB 3.750% 2/1 | 5,000 | $4,000 | thousands by filing date | principal |
| FIRST TRUST ALTERNATIVE ABSOLUTE RETURN STRATEGYETF | 33740Y101 | UIT EXCHANGE TRADED | 143 | $4,000 | thousands by filing date | |
| STUDIO CITY INTL HLDGS LTD | 86389T106 | SPON ADS | 337 | $4,000 | thousands by filing date | |
| SSGA ACTIVE TR | 78470P309 | ST STR MARKE ETF | 79 | $4,000 | thousands by filing date | |
| ISHARES TR | 46435G441 | ESG ADVNCD HY BD | 76 | $4,000 | thousands by filing date | |
| EMPRESA DIST Y COMERCIAL NOR | 29244A102 | SPON ADR | 878 | $4,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A409 | SUGAR FD | 542 | $4,000 | thousands by filing date | |
| OPTICAL CABLE CORP | 683827208 | COM NEW | 1,190 | $4,000 | thousands by filing date | |
| INTERGROUP CORP | 458685104 | COM | 101 | $4,000 | thousands by filing date | |
| BIRKS GROUP INC | 09088U109 | CL A COM | 1,121 | $4,000 | thousands by filing date | |
| TOMI ENVIRONMENTAL SOLUTIONS | 890023203 | COM NEW | 1,000 | $4,000 | thousands by filing date | |
| VIRTUS ETF TR II | 92790A207 | VIRTUS NEWFLEET | 166 | $4,000 | thousands by filing date | |
| EMBOTELLADORA ANDINA S A | 29081P204 | SPON ADR A | 289 | $4,000 | thousands by filing date | |
| SWK HLDGS CORP | 78501P203 | COM NEW | 313 | $4,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 2,091 | $4,000 | thousands by filing date | |
| ZK INTL GROUP CO LTD SHS NEW | G9892K100 | Stock | 460 | $4,000 | thousands by filing date | |
| PACER FDS TR | 69374H691 | mc | 100 | $4,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 4,000 | $4,000 | thousands by filing date | principal |
| QURATE RETAIL INC | 74915M209 | COM | 294 | $4,000 | thousands by filing date | |
| PROSPECTOR CAPITAL CORP | G7273A105 | COM | 453 | $4,000 | thousands by filing date | |
| EPIPHANY TECHNOLOGY ACQUISIT | 29429X109 | COM | 456 | $4,000 | thousands by filing date | |
| REEDS INC COM | 758338107 | Stock | 3,000 | $4,000 | thousands by filing date | |
| INDEXIQ ETF TR HDG MACTRK | 45409B206 | ETF | 158 | $4,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L852 | COM | 71 | $4,000 | thousands by filing date | |
| ADVANTAGE SOLUTIONS INC | 00791N110 | *W EXP 10/28/202 | 1,100 | $4,000 | thousands by filing date | |
| PROSHARES ULTRASHORT FTSE EUROPE | 74348A434 | ETF | 300 | $4,000 | thousands by filing date | |
| CYCLO THERAPEUTICS INC | 23254X201 | Common Stock | 503 | $4,000 | thousands by filing date | |
| REDBALL ACQUISITION CORP | G7417R113 | *W EXP 08/17/202 | 2,722 | $4,000 | thousands by filing date | |
| DEEP LAKE CAPITAL ACQUSTN CO | G27029126 | UNIT 01/04/2026 | 357 | $4,000 | thousands by filing date | |
| OPGEN INC | 68373L307 | COM | 1,570 | $4,000 | thousands by filing date | |
| PHIO PHARMACEUTICALS CORP | 71880W303 | COM | 1,500 | $4,000 | thousands by filing date | |
| RMG ACQUISITION CORP III | G76088114 | UNIT 02/08/2026 | 400 | $4,000 | thousands by filing date | |
| SENIOR CONNECT ACQUISITN COR | 81723H207 | UNIT 12/09/2023 | 375 | $4,000 | thousands by filing date | |
| FRANKLIN FTSE RUSSIA ETF | 35473P728 | OUTDATED | 134 | $4,000 | thousands by filing date | |
| BIOCARDIA INC | 09060U507 | COM | 983 | $4,000 | thousands by filing date | |
| HYCROFT MINING HOLDING CORP | 44862P125 | W EXP 10/12/202 | 8,547 | $4,000 | thousands by filing date | |
| TANTECH HLDGS LTD | G8675X107 | COM | 2,500 | $4,000 | thousands by filing date | |
| LIQUID MEDIA GROUP LTD NEW | 53634Q204 | COM NEW | 1,000 | $4,000 | thousands by filing date | |
| CELLECTAR BIOSCIENCES INC | 15117F500 | COM PAR | 2,219 | $4,000 | thousands by filing date | |
| GTY TECHNOLOGY HOLDINGS INC | 362409104 | COM | 672 | $4,000 | thousands by filing date | |
| HEALTHCARE SERVICES ACQU COR | 42227K203 | UNT | 372 | $4,000 | thousands by filing date | |
| INVO Bioscience, Inc. | 44984F302 | common | 843 | $4,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC COM | 00484M601 | Stock | 931 | $4,000 | thousands by filing date | |
| NORTHERN STAR ACQUISITION CO | 665742102 | COM CL A | 332 | $4,000 | thousands by filing date | |
| MUDRICK CAPITAL ACQU CORP II | 62477L115 | *W EXP 09/10/202 | 7,202 | $4,000 | thousands by filing date | |
| TPG PACE BEN FIN CORP | G8990D117 | *W EXP 10/09/202 | 530 | $4,000 | thousands by filing date | |
| DMY TECHNOLOGY GROUP INC II | 233277110 | *W EXP 07/29/202 | 850 | $4,000 | thousands by filing date | |
| HIGHLAND TRANSCEND PARTNERS | G44690116 | UNIT 99/99/9999 | 360 | $4,000 | thousands by filing date | |
| KBS FASHION GROUP LTD | Y46002203 | COM NEW | 1,314 | $4,000 | thousands by filing date | |
| ZANITE ACQUISITION CORP | 98907K202 | un | 376 | $4,000 | thousands by filing date | |
| CHECKMATE PHARMACEUTICALS IN | 162818108 | COM | 323 | $4,000 | thousands by filing date | |
| STANDARD AVB FINANCIAL CORP | 85303b100 | COM | 132 | $4,000 | thousands by filing date | |
| CBRE ACQUISITION HOLDINGS INC | 12510j205 | COM | 400 | $4,000 | thousands by filing date | |
| INDUSTRIAL TECH ACQ CORP; TNT ACQ DT: 12/9/2021; CASH: $10.10 | 456357102 | COM CL A | 383 | $4,000 | thousands by filing date | |
| NEBULA CARAVEL ACQUISITION C | 629070202 | UNIT 12/09/2023 | 357 | $4,000 | thousands by filing date | |
| GORES HOLDINGS VI INC | 38286R204 | UNIT 08/24/2027 | 295 | $4,000 | thousands by filing date | |
| REINVENT TECHNOLOGY PARTNERS | G74847123 | UNIT 99/99/9999 | 375 | $4,000 | thousands by filing date | |
| PERIDOT ACQUISIT | G7008A123 | UNIT | 312 | $4,000 | thousands by filing date | |
| Rodgers Silicon Valley Acquisition Corp | 774873202 | Unit | 250 | $4,000 | thousands by filing date | |
| MECHANICAL TECHNOLOGY INC | 583538202 | COM NEW | 300 | $4,000 | thousands by filing date | |
| TREVI THERAPEUTICS INC COM | 89532M101 | Stock | 1,000 | $3,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 855 | $3,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092790 | QLTY FCTOR ETF | 70 | $3,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F130 | REAL ASSETS ETF | 111 | $3,000 | thousands by filing date | |
| NATIONAL ENERGY SERVICES REU | G6375R107 | SHS | 193 | $3,000 | thousands by filing date | |
| VIANT TECHNOLOGY INC A | 92557A101 | COMMON STOCK | 50 | $3,000 | thousands by filing date | |
| TELA BIO INC | 872381108 | COM | 202 | $3,000 | thousands by filing date | |
| INVENTIVA SA | 46124U107 | ADS | 213 | $3,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102308 | UNIT LTD PRT 250 | 300 | $3,000 | thousands by filing date | |
| Amplify Energy Corp | 03212B103 | COM | 1,355 | $3,000 | thousands by filing date | |
| MAYS J W INC | 578473100 | COM | 101 | $3,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061888 | VALUE MOMENTUM | 150 | $3,000 | thousands by filing date | |
| SIFCO INDS INC | 826546103 | COM | 253 | $3,000 | thousands by filing date | |
| ARIDIS PHARMACEUTICALS INC | 040334104 | COMMON STOCK | 500 | $3,000 | thousands by filing date | |
| PLX PHARMA INC. XXXBANKRUPTCY EFF: 10/02/23 | 72942A107 | COMMON STOCK | 377 | $3,000 | thousands by filing date | |
| PAYSAFE LIMITED | G6964L115 | *W EXP 03/30/202 | 582 | $3,000 | thousands by filing date | |
| PROSHARES TR | 74347X658 | SHT FTSE CHIN 50 | 200 | $3,000 | thousands by filing date | |
| HMN FINL INC | 40424G108 | COM | 150 | $3,000 | thousands by filing date | |
| BUTTERFLY NETWORK INC | 124155110 | *W EXP 02/12/202 | 497 | $3,000 | thousands by filing date | |
| BROADWAY FINL CORP DEL | 111444105 | COM | 1,231 | $3,000 | thousands by filing date | |
| OUSTER INC | 68989M111 | *W EXP 03/11/202 | 1,460 | $3,000 | thousands by filing date | |
| BIOPHYTIS SA | 09076G104 | ADS | 215 | $3,000 | thousands by filing date | |
| VIVEON HEALTH ACQUISITION CORP | 92853V114 | COM | 6,577 | $3,000 | thousands by filing date | |
| ITAU CORPBANCA | 45033E105 | SPONSORED ADR | 519 | $3,000 | thousands by filing date | |
| BAUDAX BIO INC | 07160F107 | COM | 2,580 | $3,000 | thousands by filing date | |
| COHBAR INC COM NEW | 19249J109 | Stock | 2,474 | $3,000 | thousands by filing date | |
| CLIMATE REAL IMPACT SLUTINS | 187171202 | UNIT 99/99/9999 | 333 | $3,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC COM NEW | 079481404 | Stock | 860 | $3,000 | thousands by filing date | |
| VIVOS THERAPEUTICS INC | 92859E108 | COM | 500 | $3,000 | thousands by filing date | |
| CERECOR INC | 15671L109 | COM | 1,192 | $3,000 | thousands by filing date | |
| ALPHA HEALTHCARE ACQUISTN CO | 020751103 | CL A | 250 | $3,000 | thousands by filing date | |
| LGL SYS ACQUISITION CORP | 50201G114 | *W EXP 11/12/202 | 2,550 | $3,000 | thousands by filing date | |
| CM LIFE SCIENCES INC | 18978W208 | UNIT 09/01/2025 | 200 | $3,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229508 | COM B SIRIUSXM | 79 | $3,000 | thousands by filing date | |
| COOTEK CAYMAN INC SPONSORED ADS | 21718L102 | ADR | 1,162 | $3,000 | thousands by filing date | |
| SONNET BIOTHERAPEUTC HLDNG I | 83548R105 | COM | 1,278 | $3,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R502 | WBI BBR RNG 3000 | 107 | $3,000 | thousands by filing date | |
| INVIVO THERAPEUTICS HLDGS CORP COM | 46186M506 | Stock | 3,118 | $3,000 | thousands by filing date | |
| SOCIAL CAPITAL HEDOSOPHA HLD | G82514111 | *W EXP 09/26/202 | 1,179 | $3,000 | thousands by filing date | |
| SOCIAL CAPITAL HEDOSOPHA HLDWT | G8251L113 | WARRANT AND RIGH | 1,231 | $3,000 | thousands by filing date | |
| BOQII HLDG LTD | 09950L104 | SPONSORED ADS | 495 | $3,000 | thousands by filing date | |
| GIGCAPITAL3 INC | 37519D115 | *W EXP 05/18/202 | 1,200 | $3,000 | thousands by filing date | |
| SENECA BIOPHARMA INC | 81689B103 | COM | 2,062 | $3,000 | thousands by filing date | |
| Invesco BulletShares 2030 Corp Bd ETF | 46138J460 | SHS | 110 | $2,000 | thousands by filing date | |
| VanEck Merk Gold Trust | 921078101 | SHS | 117 | $2,000 | thousands by filing date | |
| AMERICANRLTYINVSINC | 029174109 | STOK | 270 | $2,000 | thousands by filing date | |
| DYNE THERAPEUTICS INC COM | 26818M108 | Stock | 126 | $2,000 | thousands by filing date | |
| ISHARES TR | 46436E551 | ESG SELECT SCRE | 57 | $2,000 | thousands by filing date | |
| GRID DYNAMICS HLDGS INC | 39813G109 | CL A | 120 | $2,000 | thousands by filing date | |
| U.S. GLOBAL GO GOLD AND PRECIOUS METAL MINERS ETF | 26922A719 | ETF | 91 | $2,000 | thousands by filing date | |
| AMERICAN RES CORP | 02927U208 | CL A | 500 | $2,000 | thousands by filing date | |
| PRIORITY TECHNOLOGY HOLDINGS | 74275G107 | COMMON STOCK | 272 | $2,000 | thousands by filing date | |
| METROCITY BANKSHARES INC | 59165J105 | COMMON STOCK | 99 | $2,000 | thousands by filing date | |
| NEXPOINT REAL ESTATE FINANCE | 65342V101 | REIT | 124 | $2,000 | thousands by filing date | |
| BUSINESS FIRST BANCSHARES | 12326C105 | COMMON STOCK | 97 | $2,000 | thousands by filing date | |
| PHATHOM PHARMACEUTICALS INC | 71722W107 | COMMON STOCK | 59 | $2,000 | thousands by filing date | |
| EUROSEAS LTD | Y23592135 | COM | 183 | $2,000 | thousands by filing date | |
| GOOD TIMES RESTAURANTS INC | 382140879 | COM NEW | 500 | $2,000 | thousands by filing date | |
| HF FOODS GROUP INC | 40417F109 | COM | 215 | $2,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A110 | CMN | 10 | $2,000 | thousands by filing date | |
| EAGLE CAP GROWTH FD INC | 269451100 | CLSD FD | 231 | $2,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H278 | MAIN THEMATC IN | 91 | $2,000 | thousands by filing date | |
| GLOBUS MARITIME LIMITED NEW | Y27265126 | COM NEW | 348 | $2,000 | thousands by filing date | |
| ATA CREATIVITY GLOBAL | 00211V106 | SPONSORED ADS | 386 | $2,000 | thousands by filing date | |
| BRIDGFORD FOODS CORP | 108763103 | COM | 114 | $2,000 | thousands by filing date | |
| DAXOR CORP | 239467103 | COM | 175 | $2,000 | thousands by filing date | |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 2,200 | $2,000 | thousands by filing date | |
| ALMADEN MINERALS LTD | 020283305 | COMMON STOCK-FO | 3,700 | $2,000 | thousands by filing date | |
| QUTOUTIAO INC ADS REP SHS A | 74915J107 | ADR | 895 | $2,000 | thousands by filing date | |
| MECHEL PREF SPON ADR | 583840509 | COM | 4,000 | $2,000 | thousands by filing date | |
| NINE ENERGY SERVICE INC | 65441V101 | COM | 1,038 | $2,000 | thousands by filing date | |
| PRESURANCE HLDGS INC | 20731J102 | EQUITY | 529 | $2,000 | thousands by filing date | |
| PROSHARES TR | 74347G838 | ULTST NASD NW20 | 98 | $2,000 | thousands by filing date | |
| SIREN ETF TR | 829658400 | DIVCN DIVD ETF | 53 | $2,000 | thousands by filing date | |
| WIX COM LTD | 92940WAB5 | NOTE 7/0 | 1,000 | $2,000 | thousands by filing date | principal |
| ON SEMICONDUCTOR CORP | 682189AP0 | NOTE 1.625%10/1 | 1,000 | $2,000 | thousands by filing date | principal |
| DIREXION SHS ETF TR | 25460G880 | FUND | 104 | $2,000 | thousands by filing date | |
| ORGENESIS INC | 68619K204 | COM | 381 | $2,000 | thousands by filing date | |
| ENVESTNET INC | 29404KAB2 | BOND | 2,000 | $2,000 | thousands by filing date | principal |
| SIGMATRON INTL INC | 82661L101 | COM | 390 | $2,000 | thousands by filing date | |
| TSR INC | 872885207 | COM | 175 | $2,000 | thousands by filing date | |
| TRISALUS LIFE SCIENCES INC COM | 58507N105 | Stock | 225 | $2,000 | thousands by filing date | |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 1,032 | $2,000 | thousands by filing date | |
| Curiositystream Inc W Exp 10/14/202 | 23130Q115 | SPAC Combination | 500 | $2,000 | thousands by filing date | |
| MY SIZE INC | 62844N208 | COM NEW | 1,500 | $2,000 | thousands by filing date | |
| CREATD INC | 225265107 | COM | 496 | $2,000 | thousands by filing date | |
| HPX CORP | G32219126 | *W EXP 07/14/202 | 2,593 | $2,000 | thousands by filing date | |
| KADEM SUSTAINABLE IMPACT COR | 48284E204 | UNIT 03/17/2026 | 200 | $2,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BJ4 | NOTE 1.875% 6/0 | 2,000 | $2,000 | thousands by filing date | principal |
| SUPERIOR DRILLING PRODS INC | 868153107 | COM | 2,000 | $2,000 | thousands by filing date | |
| NUCANA PLC | 67022C106 | ADR | 450 | $2,000 | thousands by filing date | |
| FSD PHARMA INC | 35954B206 | CL B SUB VTG | 1,000 | $2,000 | thousands by filing date | |
| INVITAE CORP | 46185LAB9 | NOTE 2.000% 9/0 | 1,000 | $2,000 | thousands by filing date | principal |
| SUPERCOM LTD NEW | M87095119 | SHS NEW | 1,500 | $2,000 | thousands by filing date | |
| TELIGENT INC NEW COM NEW | 87960W203 | COM | 2,651 | $2,000 | thousands by filing date | |
| AZURRX BIOPHARMA INC | 05502L105 | COM | 1,150 | $2,000 | thousands by filing date | |
| DECARBONIZATION PLUS ACQU CO | 242797108 | COM CL A | 150 | $2,000 | thousands by filing date | |
| JOHN HANCOCK MULTIFACTOR INDUSTRIALS ETF | 47804J883 | ETF | 48 | $2,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC COM NEW | 451055305 | Stock | 912 | $2,000 | thousands by filing date | |
| ACE CONVERGENCE ACQU CORP | G0083D104 | *W EXP 09/30/202 | 800 | $2,000 | thousands by filing date | |
| CM LIFE SCIENCES INC | 18978W117 | *W EXP 09/04/202 | 400 | $2,000 | thousands by filing date | |
| FTAC OLYMPUS ACQUISITION COR | G37288126 | *W EXP 08/28/202 | 1,000 | $2,000 | thousands by filing date | |
| Invesco DB Agriculture | 45173W105 | SPONSORED ADR | 100 | $2,000 | thousands by filing date | |
| HAMILTON LANE ALLIANCE HLDGS | 40749M202 | UNIT 99/99/9999 | 220 | $2,000 | thousands by filing date | |
| CHARAH SOLUTIONS INC | 15957P105 | COM | 319 | $2,000 | thousands by filing date | |
| SALARIUS PHARMACEUTICALS INC | 79400X107 | COM NEW | 1,598 | $2,000 | thousands by filing date | |
| NEUROBO PHARMACEUTICALS INC | 64132R107 | COM | 670 | $2,000 | thousands by filing date | |
| NAVSIGHT HLDGS INC | 639358118 | *W EXP 01/01/203 | 1,101 | $2,000 | thousands by filing date | |
| COUNTY BANCORP INC | 221907108 | COM | 74 | $2,000 | thousands by filing date | |
| EYEGATE PHARMACEUTICALS INC | 30233M503 | COM NEW | 466 | $2,000 | thousands by filing date | |
| Amplitude Inc | 03212A204 | Class A Common | 150 | $2,000 | thousands by filing date | |
| ALPHA HEALTHCARE ACQUISTN CO | 020751111 | *W EXP 09/21/202 | 586 | $2,000 | thousands by filing date | |
| VG ACQUISITION-A | G9446E113 | EQUITY WRT | 1,400 | $2,000 | thousands by filing date | |
| ProShares UltraShort MSCI Brazil Capped | 74347B292 | ETP | 180 | $2,000 | thousands by filing date | |
| ANDINA ACQUISITION CORP III | G04415108 | SHS | 200 | $2,000 | thousands by filing date | |
| HIGHCAPE CAP ACQUISITION COR | 42984L113 | W EXP 09/30/202 | 500 | $2,000 | thousands by filing date | |
| iShares 0-3 Month Treasury Bond ETF | 46436E718 | SHS | 10 | $1,000 | thousands by filing date | |
| Vanguard U.S. Momentum Factor ETF | 921935508 | SHS | 5 | $1,000 | thousands by filing date | |
| PHARMING GROUP NV SPON ADS | 71716E105 | ADR | 48 | $1,000 | thousands by filing date | |
| A-MARK PRECIOUS METALS INC | 00181T107 | COM | 26 | $1,000 | thousands by filing date | |
| EURODRY LTD | Y23508107 | COM | 99 | $1,000 | thousands by filing date | |
| QUEST RESOURCE HLDG CORP | 74836W203 | COM NEW | 250 | $1,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 146 | $1,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 107 | $1,000 | thousands by filing date | |
| OHIO VY BANC CORP | 677719106 | COM | 23 | $1,000 | thousands by filing date | |
| EA SERIES TRUST | 02072L607 | FREEDOM 100 EM | 20 | $1,000 | thousands by filing date | |
| ON24 INC | 68339B104 | COM | 14 | $1,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F862 | FT VEST US EQT | 40 | $1,000 | thousands by filing date | |
| HAWTHORN BANCSHARES INC | 420476103 | COMMON STOCK | 36 | $1,000 | thousands by filing date | |
| PANGAEA LOGISTICS SOLUTIONS | G6891L105 | COMMON STOCK | 290 | $1,000 | thousands by filing date | |
| CREXENDO INC | 226552107 | COMMON STOCK | 170 | $1,000 | thousands by filing date | |
| PIONEER BANCORP INC/NY | 723561106 | COMMON STOCK | 58 | $1,000 | thousands by filing date | |
| ARK RESTAURANTS CORP | 040712101 | COM | 61 | $1,000 | thousands by filing date | |
| EQUILLIUM INC | 29446K106 | COM | 146 | $1,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X172 | US HGH YLD CORP | 11 | $1,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505731 | ROBO GLB ARTIF | 30 | $1,000 | thousands by filing date | |
| CROWN CRAFTS INC | 228309100 | COM | 100 | $1,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C391 | US EQTY BUFR MAR | 38 | $1,000 | thousands by filing date | |
| PARAMOUNT GOLD NEV CORP COM | 69924M109 | Stock | 927 | $1,000 | thousands by filing date | |
| IGC PHARMA INC | 45408X308 | COM NEW | 500 | $1,000 | thousands by filing date | |
| IDEAL PWR INC | 451622203 | COM NEW | 50 | $1,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 98 | $1,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061862 | TAIL RISK | 62 | $1,000 | thousands by filing date | |
| STRATUS PPTYS INC | 863167201 | COM NEW | 32 | $1,000 | thousands by filing date | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 29 | $1,000 | thousands by filing date | |
| SMART SAND INC | 83191H107 | COM | 369 | $1,000 | thousands by filing date | |
| BARNWELL INDS INC | 068221100 | COM | 503 | $1,000 | thousands by filing date | |
| PURECYCLE TECHNOLOGIES INC | 74623V111 | *W EXP 03/17/202 | 60 | $1,000 | thousands by filing date | |
| PATHFINDER BANCORP INC MD | 70319R109 | COM | 64 | $1,000 | thousands by filing date | |
| VINCE HLDG CORP | 92719W207 | COM NEW | 123 | $1,000 | thousands by filing date | |
| X FINL | 98372W202 | SPONSORED ADS | 297 | $1,000 | thousands by filing date | |
| SCIENJOY HOLDING CORP | G7864D112 | CLASS A ORD | 100 | $1,000 | thousands by filing date | |
| SYPRIS SOLUTIONS INC | 871655106 | COM | 400 | $1,000 | thousands by filing date | |
| SOLITARIO RESOURCES CORP | 8342EP107 | COM | 1,000 | $1,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092725 | INT HG DIV ETF | 70 | $1,000 | thousands by filing date | |
| ASIA PACIFIC WIRE & CABLE CO | G0535E106 | ORD | 350 | $1,000 | thousands by filing date | |
| AMRYT PHARMA LTD - SPNR ADR | 03217L106 | COMMON EQUITY | 76 | $1,000 | thousands by filing date | |
| APRIA INC | 03836A101 | COMMON STOCK | 41 | $1,000 | thousands by filing date | |
| PHX MINERALS INC CL A | 69291A100 | Stock | 500 | $1,000 | thousands by filing date | |
| GLOBAL BLUE GROUP HOLDING AG ORD SHS | H33700107 | Stock | 67 | $1,000 | thousands by filing date | |
| TRANSLATIONAL ACQUISITION DVLNT ORD | 89615T106 | COM | 93 | $1,000 | thousands by filing date | |
| IMMUNIC INC | 4525EP101 | COM | 62 | $1,000 | thousands by filing date | |
| CHINA AUTOMOTIVE SYS INC | 16936R105 | COM | 300 | $1,000 | thousands by filing date | |
| TIDAL TRUST I | 886364306 | SOFI NEXT 500 | 72 | $1,000 | thousands by filing date | |
| CITIZENS HLDG CO MISS | 174715102 | COM | 53 | $1,000 | thousands by filing date | |
| TIDEWATER INC NEW | 88642R117 | WARR | 343 | $1,000 | thousands by filing date | |
| TIDEWATER INC NEW | 88642R125 | WARR | 617 | $1,000 | thousands by filing date | |
| BIOVIE INC | 09074F207 | COM | 47 | $1,000 | thousands by filing date | |
| CORNER GROWTH ACQUISITION CO | G2425N105 | COM | 100 | $1,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP V | 17144T107 | COM | 118 | $1,000 | thousands by filing date | |
| CF ACQUISITION CORP IV | 12520T102 | COM | 125 | $1,000 | thousands by filing date | |
| VITRU LTD | G9440D103 | COM | 90 | $1,000 | thousands by filing date | |
| CYANOTECH CORP | 232437301 | COM PAR $0.02 | 322 | $1,000 | thousands by filing date | |
| SYNACOR INC | 871561106 | COM | 235 | $1,000 | thousands by filing date | |
| OCONEE FED FINL CORP | 675607105 | COM | 23 | $1,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E705 | CHINA INDL ETF | 42 | $1,000 | thousands by filing date | |
| LGL GROUP INC | 50186A132 | *W EXP 11/16/202 | 1,438 | $1,000 | thousands by filing date | |
| 7GC & CO HOLDINGS INC | 81786A107 | COM CL A | 125 | $1,000 | thousands by filing date | |
| YUNJI INC | 98873N107 | ADS RP CL A | 572 | $1,000 | thousands by filing date | |
| DOLPHIN ENTMT INC | 25686H209 | COM NEW | 75 | $1,000 | thousands by filing date | |
| AMESITE INC | 031094105 | COM | 180 | $1,000 | thousands by filing date | |
| AXCELLA HEALTH INC | 05454B105 | COM | 157 | $1,000 | thousands by filing date | |
| IM CANNABIS CORP | 44969Q208 | COM NEW | 200 | $1,000 | thousands by filing date | |
| AEQUI ACQUISITION CORP | 00775W102 | COM CL A | 125 | $1,000 | thousands by filing date | |
| FORTRESS VALUE ACQUIS CORP I | 34964G107 | COM CL A | 124 | $1,000 | thousands by filing date | |
| SPHERE 3D CORP NEW | 84841L308 | COM | 238 | $1,000 | thousands by filing date | |
| KINS TECHNOLOGY GROUP INC | 49714K109 | COM CL A | 125 | $1,000 | thousands by filing date | |
| IMV INC | 44974L103 | COM | 300 | $1,000 | thousands by filing date | |
| PAVMED INC | 70387R122 | *W EXP 04/30/202 | 500 | $1,000 | thousands by filing date | |
| GOAL ACQUISITIONS CORP | 38021H206 | UNIT 99/99/9999 | 122 | $1,000 | thousands by filing date | |
| BITE ACQUISITION CORP | 09175K204 | UNIT 99/99/9999 | 124 | $1,000 | thousands by filing date | |
| BETTER WORLD ACQUISITION COR | 08772B104 | COM | 135 | $1,000 | thousands by filing date | |
| GOLDEN FALCON ACQUISITION CO | 38102H109 | CL A | 127 | $1,000 | thousands by filing date | |
| EDTECHX HOLDINGS ACQU CORP I | 28139A102 | COM CL A | 91 | $1,000 | thousands by filing date | |
| INTERPRIVATE IV INFRATECH PR | 46064T201 | UNIT 03/05/2026 | 100 | $1,000 | thousands by filing date | |
| TLG ACQUISITION ONE CORP | 87257M207 | UNIT 99/99/9999 | 125 | $1,000 | thousands by filing date | |
| SPI ENERGY CO LTD | G8651P110 | SHS NEW | 100 | $1,000 | thousands by filing date | |
| SONOMA PHARMACEUTICALS INC | 83558L204 | COM NEW | 179 | $1,000 | thousands by filing date | |
| EVAXION BIOTECH A S | 29970R105 | ADR | 100 | $1,000 | thousands by filing date | |
| BELLEROPHON THERAPEUTICS INC | 078771300 | COM NEW | 190 | $1,000 | thousands by filing date | |
| BIOCEPT INC | 09072V501 | COM | 100 | $1,000 | thousands by filing date | |
| JOFF FINTECH ACQUISITION COR | 46592C209 | UNIT 02/03/2026 | 123 | $1,000 | thousands by filing date | |
| MILLENDO THERAPEUTICS INC | 60040X103 | COM | 1,006 | $1,000 | thousands by filing date | |
| AVINGER INC | 053734604 | COM | 491 | $1,000 | thousands by filing date | |
| BENESSERE CAPITAL ACQUSTN CO | 08179B103 | COM CL A | 124 | $1,000 | thousands by filing date | |
| DBX ETF TR | 233051747 | XTRCK JP MRG ESG | 70 | $1,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 341 | $1,000 | thousands by filing date | |
| CRUCIBLE ACQUISITION CORP | 22877P108 | CMN | 123 | $1,000 | thousands by filing date | |
| HUMANCO ACQUISITION CORP | 44487N109 | CMN | 121 | $1,000 | thousands by filing date | |
| JIYA ACQUISITION CORP | 47760M102 | CMN | 60 | $1,000 | thousands by filing date | |
| INSU ACQUISITION CORP III | 457817104 | CMN | 121 | $1,000 | thousands by filing date | |
| KINGSWOOD ACQUISITION CORP | 496861105 | CMN | 124 | $1,000 | thousands by filing date | |
| NATURAL ORDER ACQUISITION CO | 63889L107 | CMN | 121 | $1,000 | thousands by filing date | |
| VACCINEX INC | 918640103 | CMN | 500 | $1,000 | thousands by filing date | |
| RIBBIT LEAP LTD | G7552B113 | WTS | 340 | $1,000 | thousands by filing date | |
| PROCESSA PHARMACEUTICALS INC COM NEW | 74275C205 | Stock | 86 | $1,000 | thousands by filing date | |
| PETROS PHARMACEUTICALS INC | 71678J100 | COM | 169 | $1,000 | thousands by filing date | |
| GORES HOLDINGS VII INC | 38286T200 | UNIT 02/12/2028 | 121 | $1,000 | thousands by filing date | |
| APOLLO STRATEGIC GROWTH CAPT | G0411R114 | *W EXP 10/29/202 | 929 | $1,000 | thousands by filing date | |
| GO ACQUISITION CORP | 362019200 | UNIT 08/31/2027 | 120 | $1,000 | thousands by filing date | |
| BOWX ACQUISITION CORP | 103085114 | *W EXP 08/03/202 | 540 | $1,000 | thousands by filing date | |
| SEVEN OAKS ACQUISITION CORP | 81787X106 | COM CL A | 121 | $1,000 | thousands by filing date | |
| BIONANO GENOMICS INC | 09075F115 | *W EXP 08/21/202 | 203 | $1,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J867 | MLTFACTR UTILS | 32 | $1,000 | thousands by filing date | |
| TRECORA RES | 894648104 | COM | 192 | $1,000 | thousands by filing date | |
| RANDOLPH BANCORP INC | 752378109 | COM | 43 | $1,000 | thousands by filing date | |
| PARDES BIOSCIENCES INC COM | 30318F100 | Stock | 119 | $1,000 | thousands by filing date | |
| Sequential Brands Group Inc(NV) | 81734P206 | CS | 32 | $1,000 | thousands by filing date | |
| InterPrivate II Acquisition Corp | 46064Q207 | Unit | 100 | $1,000 | thousands by filing date | |
| VYANT BIO INC | 92942V109 | COM | 265 | $1,000 | thousands by filing date | |
| GOOD WORKS ACQUISITION CORP | 38216X107 | COM | 101 | $1,000 | thousands by filing date | |
| METEN HOLDING GROUP LTD | G6055H114 | ORD SHS | 600 | $1,000 | thousands by filing date | |
| SOUTH JERSEY INDS INC | 838518116 | UNIT 99/99/9999 | 13 | $1,000 | thousands by filing date | |
| Atlantic Avenue Acquisition Corp | 04906P119 | Warrant | 1,000 | $1,000 | thousands by filing date | |
| PINE IS ACQUISITION CORP | 722615119 | *W EXP 10/29/202 | 620 | $1,000 | thousands by filing date | |
| MOTORSPORT GAMES INC | 62011B102 | COM CL A | 32 | $1,000 | thousands by filing date | |
| CLARIM ACQUISITION CORP | 18049C207 | UNIT 99/99/9999 | 123 | $1,000 | thousands by filing date | |
| VENTOUX CCM ACQUISITION CORP | 92280L101 | COM | 124 | $1,000 | thousands by filing date | |
| PRUDENTIAL BANCORP INC NEW | 74431A101 | COM | 55 | $1,000 | thousands by filing date | |
| SUMMER INFANT INC | 865646301 | COM NEW | 51 | $1,000 | thousands by filing date | |
| Porch Group Inc Ordinary Shares - Class A | 733245112 | Stock | 150 | $1,000 | thousands by filing date | |
| GLOBIS ACQUISITION CORP | 379582109 | COM | 65 | $1,000 | thousands by filing date | |
| THAYER VENTURES ACQU CORP | 88332T100 | COM CL A | 123 | $1,000 | thousands by filing date | |
| VISTAS MEDIA ACQUISITION CO | 92840T107 | COM CL A | 125 | $1,000 | thousands by filing date | |
| GORES GUGGENHEIM INC | 38286Q206 | UNIT 03/25/2028 | 100 | $1,000 | thousands by filing date | |
| GLOBIS ACQUISITION CORP | 379582208 | UNIT 11/01/2025 | 60 | $1,000 | thousands by filing date | |
| CHARGEPOINT HOLDINGS IN-CW24 | 15961r113 | WT | 38 | $1,000 | thousands by filing date | |
| BIG CYPRESS ACQUISITION CORP | 089115109 | COM | 125 | $1,000 | thousands by filing date | |
| FALCON CAPITAL ACQUISITN COR | 30606L108 | COM CL A | 88 | $1,000 | thousands by filing date | |
| LIFESCI ACQUISITION II CORP | 53229E103 | COM | 99 | $1,000 | thousands by filing date | |
| NUVERRA ENVIRONMENTAL SOLUTI | 67091K302 | CMN | 374 | $1,000 | thousands by filing date | |
| ROMAN DBDR TECH ACQ CORP; TNT ACQ DT: 5/6/2022; CASH: $10.20 | 77584N101 | COM CL A | 123 | $1,000 | thousands by filing date | |
| HUDSON CAPITAL INC | G4645C208 | SHS NEW | 172 | $1,000 | thousands by filing date | |
| SMARTRENT INC COM CL A | 316790104 | Common Stock | 119 | $1,000 | thousands by filing date | |
| RODGERS SILICON VALLEY AQ CO | 774873103 | COM | 84 | $1,000 | thousands by filing date | |
| SEAPORT GLOBAL ACQ CORP; TNT ACQ DT: 06/02/22 SH: $10.10 | 812227106 | COM CL A | 79 | $1,000 | thousands by filing date | |
| NET ELEMENT INC | 64111R300 | COM | 120 | $1,000 | thousands by filing date | |
| NEW BEGINNINGS ACQUISITION C | 64222H118 | *W EXP 11/01/202 | 1,430 | $1,000 | thousands by filing date | |
| UNION ACQUISITION CORP II | G9402Q126 | *W EXP 04/01/202 | 1,886 | $1,000 | thousands by filing date | |
| NEXTGEN ACQUISITION CORP | G65305123 | *W EXP 10/06/202 | 550 | $1,000 | thousands by filing date | |
| FOLEY TRASIMENE ACQUISTN COR | 34431F203 | UNIT 99/99/9999 | 100 | $1,000 | thousands by filing date | |
| PTK Acquisition Corp | 69375F108 | Common Stock | 74 | $1,000 | thousands by filing date | |
| CHARDAN HEALTHCR ACQSTN 2 CO | 15957T107 | COM | 83 | $1,000 | thousands by filing date | |
| ROTH CH ACQUISITION II CO | 778673111 | *W EXP 09/16/202 | 492 | $1,000 | thousands by filing date | |
| TUSCAN HLDGS CORP | 90069K112 | *W EXP 04/01/202 | 450 | $1,000 | thousands by filing date | |
| GOOD WORKS ACQUISITION CORP | 38216X115 | *W EXP 10/22/202 | 600 | $1,000 | thousands by filing date | |
| RUHNN HLDG LTD | 781314109 | ADS | 331 | $1,000 | thousands by filing date | |
| HIGHCAPE CAP ACQUISITION COR | 42984L204 | UNIT 09/30/2027 | 85 | $1,000 | thousands by filing date | |
| FORTRESS VALUE ACQUISITION I | 349642207 | UNIT 08/10/2027 | 120 | $1,000 | thousands by filing date | |
| TRINITY CAP INC | 896442308 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMPLIFY ETF TR | 032108409 | CWP ENHANCED DIV | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PRIMEENERGY RESOURCES CORP | 74158E104 | COMMON STOCK | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENVELA CORP | 29402E102 | COMMON STOCK | 42 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROTALIX BIOTHERAPEUTICS INC | 74365A309 | COMMON STOCK | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RICHARDSON ELEC LTD | 763165107 | COMMON STOCK | 34 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ONE STOP SYSTEMS INC | 68247W109 | COMMON STOCK | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REZOLUTE INC | 76200L309 | COMMON STOCK | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO EXCH TRADED FD TR II | 46138J676 | BULLETSHS 2026 | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 77 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| XTANT MED HLDGS INC | 98420P308 | COM NEW | 29 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FLEXIBLE SOLUTIONS INTL INC | 33938T104 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCH TRD ALPHDX FD | 33737J141 | CHINA ALPHADEX | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VIRCO MFG CO | 927651109 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AUBURN NATL BANCORP | 050473107 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AWARE INC MASS | 05453N100 | CMN | 163 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OPTIMUMBANK HLDGS INC | 68401P403 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MEDIACO HLDG INC | 58450D104 | CL A | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BRISTOL-MYERS SQUIBB CO | 110122140 | RIGHT 12/30/2030 | 105 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CRAWFORD & CO | 224633107 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MANNATECH INC | 563771203 | COM NEW | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SYMBOLIC LOGIC INC | 30049R209 | COM | 85 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| URBAN-GRO INC | 91704K202 | COM NEW | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UWM HOLDINGS CORPORATION | 91823B117 | *W EXP 01/21/202 | 108 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GRINDROD SHIPPING HOLDINGS L | Y28895103 | COM | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PLUS THERAPEUTICS INC | 72941H400 | COM | 164 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HEPION PHARMACEUTICALS INC | 426897104 | COM | 46 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VILLAGE BK & TR FINL CORP | 92705T200 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000895421-21-000363 | this filing | 2021-05-17 | acceptance time not in the bulk data set |