13F-HR filed by MORGAN STANLEY
MORGAN STANLEY filed this 13F-HR for the quarter ended 2021-03-31, filed 2021-05-17, with 7,569 holding rows worth $680,764,312,000.
- Accession
- 0000895421-21-000363
- Filer
- CIK 895421
- Filed
- 2021-05-17
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2021
A combination report, 26,544 entries on the cover page, a total value of $680,764,312,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $680,764,312,000 with VALUE read as thousands by filing date, 13F file number 028-03432. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerEATON VANCE MANAGEMENT028-04139
- reports for this filerATLANTA CAPITAL MANAGEMENT CO L L C028-05936
- reports for this filerPARAMETRIC PORTFOLIO ASSOCIATES LLC028-04558
- included managerMORGAN STANLEY & CO INTERNATIONAL PLC028-04312
- included managerMORGAN STANLEY & CO. LLC028-11873
- included managerMorgan Stanley Canada LTD028-13197
- included managerMorgan Stanley Capital Services LLC028-11865
- included managerMORGAN STANLEY AIP GP LP028-14710
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT CO028-11366
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT INC028-11866
- included managerMorgan Stanley Investment Management LTD028-11867
- included managerMORGAN STANLEY SMITH BARNEY LLC028-13935
- included managerMorgan Stanley Strategic Investments, Inc028-12509
- included managerMorgan Stanley Uruguay Ltda.028-11533
- included managerFundlogic Sas028-15873
- included managerMorgan Stanley Asia Ltd028-19343
- included managerMorgan Stanley Wealth Management Australia Pty Ltd028-19344
- included managerMorgan Stanley Bank Asia Ltd028-17710
- included managerETRADE Capital Management LLC028-14182
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 76,799 | $260,000 | thousands by filing date | |
| LUTHER BURBANK CORP | 550550107 | COM | 22,010 | $260,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 153,737 | $260,000 | thousands by filing date | |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 110,527 | $259,000 | thousands by filing date | |
| VYNE THERAP. | 92941V209 | COM | 37,703 | $258,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 14,283 | $258,000 | thousands by filing date | |
| OPORTUN FINANCIAL CORP | 68376D104 | COMMON STOCK | 12,411 | $257,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P207 | EMER MKT COR DIV | 8,350 | $257,000 | thousands by filing date | |
| TUSCAN HLDGS CORP II | 90070A103 | COM | 25,445 | $257,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 8,963 | $256,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 40,893 | $256,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 10,302 | $255,000 | thousands by filing date | |
| FENNEC PHARMACEUTICALS INC | 31447P100 | COMMON STOCK | 40,977 | $255,000 | thousands by filing date | |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 140,158 | $255,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K200 | COM NEW | 163,251 | $255,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 26,420 | $254,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C102 | mc | 5,787 | $254,000 | thousands by filing date | |
| MSD ACQUISITION CORP | G5709C117 | UNIT 03/25/2026 | 25,000 | $254,000 | thousands by filing date | |
| LMP Automotive Holdings | 53952P101 | COM | 15,290 | $254,000 | thousands by filing date | |
| LIFEMD INC | 53216B104 | COM | 16,017 | $253,000 | thousands by filing date | |
| ALPHA PRO TECH LTD | 020772109 | COM | 25,869 | $253,000 | thousands by filing date | |
| CC NEUBERGER PRIN HLDGS II | G3166T103 | SHS CL A | 25,627 | $253,000 | thousands by filing date | |
| 4D PHARMA PLC | 35085K109 | SPONSORED ADS | 21,369 | $253,000 | thousands by filing date | |
| POWER REIT | 73933H101 | COM | 5,567 | $252,000 | thousands by filing date | |
| DRAGONEER GROWTH OPPTY CORP | G28314105 | SHS CL A | 24,554 | $252,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 34,824 | $252,000 | thousands by filing date | |
| SONIDA SENIOR LIVING INC | 140475203 | COMMON STOCK | 6,498 | $251,000 | thousands by filing date | |
| NORTHERN GENESIS ACQUISITION | 66516T104 | COMMON STOCK | 15,375 | $251,000 | thousands by filing date | |
| AULT GLOBAL HOLDINGS INC | 05150X104 | COM | 76,006 | $251,000 | thousands by filing date | |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 20,550 | $250,000 | thousands by filing date | |
| CORNERSTONE TOTAL RETURN FD | 21924U300 | COM | 18,873 | $250,000 | thousands by filing date | |
| DFP HEALTHCARE ACQUISITNS CO | 23343Q100 | COM CL A | 25,082 | $250,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 10,464 | $249,000 | thousands by filing date | |
| POINTS INTL LTD | 730843208 | COM NEW | 16,342 | $249,000 | thousands by filing date | |
| PYROGENESIS CDA INC | 74734T104 | COM | 36,604 | $249,000 | thousands by filing date | |
| ACE Convergence Acquisition Corp | G0083D120 | COM | 24,960 | $249,000 | thousands by filing date | |
| SANDBRIDGE ACQUISITION CORP | 799793104 | COM CL A | 25,124 | $249,000 | thousands by filing date | |
| FEDNAT HOLDING COMPANY | 31431B109 | Common Stock | 53,436 | $247,000 | thousands by filing date | |
| GOLDMINING INC | 38149E101 | COM | 149,600 | $246,000 | thousands by filing date | |
| TREAN INS GROUP INC | 89457R101 | COM | 15,200 | $246,000 | thousands by filing date | |
| ZILLOW GROUP INC | 98954MAC5 | NOTE 1.500% 7/0 | 147,000 | $246,000 | thousands by filing date | principal |
| RELIANT BANCORP INC | 75956B101 | COM | 8,583 | $246,000 | thousands by filing date | |
| EVERSPIN TECHNOLOGIES INC | 30041T104 | COMMON STOCK | 40,811 | $245,000 | thousands by filing date | |
| PROSHARES TR | 74347G705 | ULTRA ENERGY | 2,055 | $245,000 | thousands by filing date | |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 52,340 | $243,000 | thousands by filing date | |
| Constellation Brands Inc Cl B | 21036P207 | Com | 1,060 | $243,000 | thousands by filing date | |
| INNATE PHARMA S A | 45781K204 | SPONSORED ADS | 56,110 | $242,000 | thousands by filing date | |
| NUVEEN NY | 670706100 | COM | 16,500 | $242,000 | thousands by filing date | |
| SHIFT TECHNOLOGIES INC | 82452T107 | CL A | 29,056 | $242,000 | thousands by filing date | |
| SPRAGUE RES LP | 849343108 | COM UNIT REP LTD | 11,082 | $242,000 | thousands by filing date | |
| IMMURON LTD | 45254U101 | SPONSORED ADR | 40,171 | $241,000 | thousands by filing date | |
| ALTIMETER GROWTH CORP | G0370L124 | UNIT 99/99/9999 | 19,660 | $240,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 17,283 | $239,000 | thousands by filing date | |
| BLUE RIDGE BANKSHARES INC | 095825105 | COMMON STOCK | 10,900 | $239,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 231,552 | $239,000 | thousands by filing date | |
| EMPOWERMENT & INCLUSION CAPI | 29248N209 | UNIT 99/99/9999 | 24,282 | $239,000 | thousands by filing date | |
| LIQUIDIA CORPORATION COM NEW | 53635D202 | Stock | 88,741 | $238,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R720 | NASDQ ARTFCIAL | 4,563 | $238,000 | thousands by filing date | |
| AURORA CANNABIS INC | 05156XAG3 | NOTE 5.500% 2/2 | 287,000 | $238,000 | thousands by filing date | principal |
| BLACKLINE INC | 09239BAB5 | NOTE 0.125% 8/0 | 150,000 | $237,000 | thousands by filing date | principal |
| QIWI PLC | 74735M108 | SPON ADR REP B | 22,198 | $237,000 | thousands by filing date | |
| RETRACTABLE TECHNOLOGIES INC | 76129W105 | COM | 18,438 | $236,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 23,438 | $235,000 | thousands by filing date | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 17,584 | $235,000 | thousands by filing date | |
| CARDIFF ONCOLOGY INC | 14147L108 | COM | 25,389 | $235,000 | thousands by filing date | |
| Wisdomtree Equity Premium Income Fund | 97717X560 | COM | 7,785 | $235,000 | thousands by filing date | |
| EMBOTELLADORA ANDINA S A | 29081P303 | SPON ADR B | 14,922 | $235,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 73,589 | $235,000 | thousands by filing date | |
| XWELL INC COM NEW | 98420U703 | Stock | 127,896 | $235,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119AB9 | NOTE 1.750%12/0 | 214,000 | $235,000 | thousands by filing date | principal |
| DIREXION SHARES ETF TRUST | 25460G831 | DAIL JR GOLD ETF | 2,996 | $234,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 39,954 | $233,000 | thousands by filing date | |
| SILENCE THERAPEUTICS PLC | 82686Q101 | ADS | 10,118 | $233,000 | thousands by filing date | |
| GAMIDA CELL LTD | M47364100 | SHS | 28,792 | $233,000 | thousands by filing date | |
| TFF PHARMACEUTICALS INC | 87241J104 | COM | 17,206 | $233,000 | thousands by filing date | |
| LEAF GROUP LTD | 52177G102 | COM | 36,150 | $233,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 9,517 | $232,000 | thousands by filing date | |
| WATSCO INC | 942622101 | CL B CONV | 900 | $232,000 | thousands by filing date | |
| MANDIANT INC | 31816QAD3 | NOTE 1.625% 6/0 | 235,000 | $232,000 | thousands by filing date | principal |
| IMMUNOPRECISE ANTIBODIES LTDCOM NEW | 45257F200 | cs | 23,660 | $232,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62197119 | COM | 26,342 | $232,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 100,352 | $231,000 | thousands by filing date | |
| EVOFEM BIOSCIENCES INC | 30048L104 | COM | 132,016 | $231,000 | thousands by filing date | |
| CONCRETE PUMPING HOLDINGS IN | 206704108 | COMMON STOCK | 31,011 | $229,000 | thousands by filing date | |
| iShares U.S. Small Cap Equity Factor ETF | 46434V290 | SHS | 4,341 | $228,000 | thousands by filing date | |
| FIRST BANCSHARES INC MISS | 318916103 | COM | 6,224 | $228,000 | thousands by filing date | |
| ELANCO ANIMAL HEALTH INC | 28414H202 | CONV | 4,933 | $228,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F771 | FT VEST US | 6,845 | $227,000 | thousands by filing date | |
| ACASTI PHARMA INC | 00430K402 | CL A NEW | 378,808 | $227,000 | thousands by filing date | |
| TPG PACE TECH OPPORTUNITIES | G8990Y111 | UNIT 99/99/9999 | 22,397 | $227,000 | thousands by filing date | |
| ISHARES TR | 46435U366 | CMN | 4,901 | $226,000 | thousands by filing date | |
| PROFESSIONAL DIVERSITY NET I | 74312Y202 | COM | 96,032 | $226,000 | thousands by filing date | |
| PORTAGE BIOTECH INC | G7185A128 | COM | 8,028 | $225,000 | thousands by filing date | |
| Fidelity Low Volatility Factor ETF | 316092824 | SHS | 5,110 | $224,000 | thousands by filing date | |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 8,874 | $224,000 | thousands by filing date | |
| NEUBERGER BERMAN CALIFORNIA IN | 64123C101 | COM | 16,552 | $224,000 | thousands by filing date | |
| VINCERX PHARMA INC | 92731L106 | COM NEW | 11,657 | $224,000 | thousands by filing date | |
| VIDLER WATER RESOUCES INC | 92660E107 | COM | 25,198 | $224,000 | thousands by filing date | |
| NAVIOS MARITIME CHG CONTAINERS LP UNIT REPSTG LP INT | Y62151108 | COM UNIT RP LP | 24,301 | $224,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733A201 | DOW 30 EQL WGT | 7,545 | $223,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R655 | SP KENSHO CLEAN | 1,958 | $223,000 | thousands by filing date | |
| Direxion Daily S&P 500 Bear 3X Shares | 25460E265 | ETF | 7,105 | $223,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC | 02376RAF9 | NOTE 6.500% 7/0 | 130,000 | $223,000 | thousands by filing date | principal |
| CLIPPER REALTY INC | 18885T306 | COM | 27,993 | $222,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 44,516 | $222,000 | thousands by filing date | |
| TALIS BIOMEDICAL CORP | 87424L108 | CMN | 17,285 | $222,000 | thousands by filing date | |
| COLONY BANKCORP | 19623P101 | COMMON STOCK | 14,170 | $221,000 | thousands by filing date | |
| FRANKLIN FINANCIAL SERVICES | 353525108 | COMMON STOCK | 7,080 | $221,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 289,000 | $221,000 | thousands by filing date | principal |
| ATHENEX INC | 04685N103 | COM | 51,190 | $221,000 | thousands by filing date | |
| ZIM INTEGRATED SHIPPING SERV | M9T951109 | SHS | 9,019 | $220,000 | thousands by filing date | |
| BANK FIRST CORP | 06211J100 | COM | 2,938 | $220,000 | thousands by filing date | |
| BAYCOM CORP | 07272M107 | COMMON STOCK | 12,253 | $220,000 | thousands by filing date | |
| SIEBERT FINL CORP | 826176109 | COM | 54,433 | $220,000 | thousands by filing date | |
| Misonix Inc | 604871103 | COM | 11,252 | $220,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 34,177 | $219,000 | thousands by filing date | |
| ARK ETF TR | 00214Q609 | ISRAEL INOVATE | 6,938 | $218,000 | thousands by filing date | |
| TRIVAGO N V SPON ADS A SHS N | 89686D105 | ADR | 50,667 | $218,000 | thousands by filing date | |
| MEDIWOUND LTD | M68830104 | ORD SHS | 40,552 | $218,000 | thousands by filing date | |
| CASTOR MARITIME INC | Y1146L109 | SHS | 286,183 | $218,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 14,765 | $217,000 | thousands by filing date | |
| REKOR SYSTEMS INC | 759419104 | COM | 10,839 | $217,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 14,028 | $217,000 | thousands by filing date | |
| STARWOOD PROPERTY TRUST | 85571BAH8 | Convertible Debt | 207,000 | $216,000 | thousands by filing date | principal |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 6,433 | $215,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP V | 17144T206 | UNIT 99/99/9999 | 21,053 | $215,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 41,599 | $214,000 | thousands by filing date | |
| ZEALAND PHARMA A/S | 98920Y304 | CMN | 6,679 | $214,000 | thousands by filing date | |
| IVANHOE CAPITAL ACQUISTIN CO | G4R87P122 | UNIT 99/99/9999 | 20,643 | $214,000 | thousands by filing date | |
| SPARTAN ACQUISITION CORP II | 846775104 | COM | 20,520 | $214,000 | thousands by filing date | |
| Mersana Therapeutics Inc | 59045L106 | Common Stock | 13,237 | $213,000 | thousands by filing date | |
| VECTOR ACQUISITION CORP | G9442R126 | COM CL A | 17,992 | $213,000 | thousands by filing date | |
| VERTEX INC | 92538J106 | CL A | 9,659 | $212,000 | thousands by filing date | |
| KEWAUNEE SCIENTIFIC CP | 492854104 | COMM | 17,180 | $212,000 | thousands by filing date | |
| FATHOM HOLDINGS | 31189V109 | COM | 5,747 | $211,000 | thousands by filing date | |
| TITAN MED INC | 88830X819 | COM | 123,833 | $211,000 | thousands by filing date | |
| AEA-BRIDGES IMPACT CORP | G01046104 | CMN | 21,485 | $211,000 | thousands by filing date | |
| JPMORGAN INT BOND OPPORTUNITIE | 46641Q852 | INTL BD OPP ETF | 4,089 | $210,000 | thousands by filing date | |
| ARK ETF TR | 00214Q807 | SPACE & DEFENSE | 10,101 | $208,000 | thousands by filing date | |
| COMSTOCK INC | 205750300 | COM NEW | 45,320 | $208,000 | thousands by filing date | |
| ELEVATE CREDIT INC | 28621V101 | COM | 71,413 | $208,000 | thousands by filing date | |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 9,416 | $207,000 | thousands by filing date | |
| CORE MOLDING TECHNOLOGIES IN | 218683100 | COMMON STOCK | 17,631 | $207,000 | thousands by filing date | |
| GX ACQUISITION CORP | 36251A107 | COM CL A | 20,521 | $207,000 | thousands by filing date | |
| CENTRUS ENERGY CORP | 15643U104 | CL A | 8,685 | $206,000 | thousands by filing date | |
| LIGHTBRIDGE CORP | 53224K302 | COMMON STOCK | 32,327 | $206,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 21,786 | $204,000 | thousands by filing date | |
| Ramaco Resources Inc | 75134P303 | COM CL B | 48,247 | $204,000 | thousands by filing date | |
| DIAMONDHEAD HOLDINGS CORP | 25278L204 | UNIT 01/21/2026 | 20,539 | $204,000 | thousands by filing date | |
| CBM BANCORP INC | 1248XT104 | COM | 14,550 | $204,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 77,062 | $203,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 70,647 | $202,000 | thousands by filing date | |
| SOUNDTHINKING INC | 82536T107 | COM | 5,754 | $202,000 | thousands by filing date | |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 57,713 | $202,000 | thousands by filing date | |
| EAST STONE ACQUISITION CORP | G2911D108 | SHS | 20,200 | $202,000 | thousands by filing date | |
| MIX TELEMATICS LTD | 60688N102 | SPONSORED ADR | 14,592 | $201,000 | thousands by filing date | |
| DWS STRATEGIC MUN INCOME TR | 23342Q101 | COM | 16,980 | $201,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H102 | DURABLE HGH DIV | 6,616 | $200,000 | thousands by filing date | |
| Zedge Inc | 98923T104 | COM | 16,555 | $200,000 | thousands by filing date | |
| FLUX PWR HLDGS INC | 344057302 | COM NEW | 15,445 | $200,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V522 | BLOO AN RATI ETF | 3,434 | $199,000 | thousands by filing date | |
| GATOS SILVER INC | 368036109 | COM | 19,887 | $198,000 | thousands by filing date | |
| TRACON PHARMACEUTICALS INC | 89237H209 | COM NEW | 23,998 | $198,000 | thousands by filing date | |
| FORTRESS VALUE ACQUISITION I | 349642108 | COM CL A | 19,878 | $198,000 | thousands by filing date | |
| CF FIN ACQUISITION CORP III | 12529D108 | CL A | 19,800 | $198,000 | thousands by filing date | |
| MAYVILLE ENGINEERING CO INC | 578605107 | COMMON STOCK | 13,677 | $197,000 | thousands by filing date | |
| Taiwan Fund Inc/The/Md | 874036106 | COM | 6,958 | $197,000 | thousands by filing date | |
| CAN FITE BIOPHARMA LTD | 13471N201 | SPONSORED ADS | 79,873 | $197,000 | thousands by filing date | |
| MIDATECH PHARMA PLC | 59564R302 | SPONSORED ADS | 92,505 | $197,000 | thousands by filing date | |
| UNITED BANCORP INC OHIO | 909911109 | COM | 13,675 | $196,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 5,925 | $196,000 | thousands by filing date | |
| SOFTWARE ACQUISITN GRUP INC | 83407F200 | UNIT 99/99/9999 | 17,786 | $196,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 16,375 | $194,000 | thousands by filing date | |
| ONCOLYTICS BIOTECH INC | 682310875 | COM NEW | 50,978 | $194,000 | thousands by filing date | |
| NEW YORK CITY REIT INC | 649439205 | COM | 22,577 | $194,000 | thousands by filing date | |
| VEECO INSTRS INC DEL | 922417AD2 | NOTE 2.700% 1/1 | 199,000 | $194,000 | thousands by filing date | principal |
| STAR PEAK CORP II | 855179206 | UNIT 99/99/9999 | 18,498 | $194,000 | thousands by filing date | |
| ESQUIRE FINL HLDGS INC | 29667J101 | COM | 8,439 | $193,000 | thousands by filing date | |
| KOREA FD INC | 500634209 | COM NEW | 4,444 | $193,000 | thousands by filing date | |
| CLEVELAND CLIFFS INC | 185899AA9 | DBCV 1.500% 1/1 | 74,000 | $193,000 | thousands by filing date | principal |
| BANCORP INC DEL | 05969A105 | COM | 9,282 | $192,000 | thousands by filing date | |
| BLUEGREEN VACATIONS CORP | 09629F108 | COM | 17,778 | $192,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 3,834 | $191,000 | thousands by filing date | |
| BIODESIX INC | 09075X108 | COM | 9,414 | $191,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 297 | $191,000 | thousands by filing date | |
| AMERICAS GOLD AND SILVER COR | 03062D100 | COM | 84,605 | $190,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 15,071 | $190,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 1,615 | $189,000 | thousands by filing date | |
| CRESCENT ACQUISITION CORP | 22564L105 | COM CL A | 18,827 | $189,000 | thousands by filing date | |
| Malvern Bancorp, Inc. | 561409103 | Common Stock | 10,113 | $188,000 | thousands by filing date | |
| CONTRAFECT CORP | 212326300 | COM | 38,977 | $188,000 | thousands by filing date | |
| VAXCYTE INC COM | 92243G108 | Stock | 9,471 | $187,000 | thousands by filing date | |
| Dawson Geophysical Co Ne | 239360100 | COM | 76,123 | $187,000 | thousands by filing date | |
| UNITED STS 12 MONTH OIL FD L | 91288V103 | UNIT BEN INT | 8,914 | $187,000 | thousands by filing date | |
| WEIBO CORP | 948596AC5 | NOTE 1.250%11/1 | 188,000 | $187,000 | thousands by filing date | principal |
| FORUM MERGER III CORP | 349885103 | COM CL A | 18,753 | $187,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C672 | US EQT ULTRA BF | 6,590 | $186,000 | thousands by filing date | |
| TRANSACT TECHNOLOGIES INC | 892918103 | CMN | 17,132 | $186,000 | thousands by filing date | |
| FIRST WESTERN FINANCIAL INC | 33751L105 | COMMON STOCK | 7,404 | $185,000 | thousands by filing date | |
| BELLUS HEALTH INC NEW | 07987C204 | COM | 48,110 | $185,000 | thousands by filing date | |
| RBB FD INC | 74933W601 | MOTLEY FOL ETF | 5,181 | $184,000 | thousands by filing date | |
| TORTOISE ACQUISITION CORP II | G89554110 | UNIT 06/14/2027 | 15,544 | $184,000 | thousands by filing date | |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 21,812 | $183,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 20,848 | $183,000 | thousands by filing date | |
| CINER RES LP | 172464109 | COM UNIT LTD | 14,300 | $183,000 | thousands by filing date | |
| SCION TECH GROWTH I | G31067120 | UNIT 12/17/2025 | 18,254 | $183,000 | thousands by filing date | |
| CHAMPIONS ONCOLOGY INC | 15870P307 | COM NEW | 16,210 | $182,000 | thousands by filing date | |
| ESPORTS ENTMT GROUP INC | 29667K306 | COM | 12,175 | $182,000 | thousands by filing date | |
| 180 LIFE SCIENCES CORP | 68236V104 | COM | 27,776 | $182,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 4,045 | $181,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 8,716 | $181,000 | thousands by filing date | |
| KINS TECHNOLOGY GROUP INC | 49714K208 | UNIT 10/14/2025 | 17,943 | $181,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J602 | mc | 2,199 | $181,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J224 | UNIT KING ALPH | 4,305 | $180,000 | thousands by filing date | |
| XTL BIOPHARMACEUTICALS LTD | 98386D307 | SPONSORED ADR NE | 54,026 | $180,000 | thousands by filing date | |
| Ohr Pharmaceutical Inc | 64132K102 | COM | 24,231 | $180,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 52,711 | $179,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 40,726 | $179,000 | thousands by filing date | |
| PAMPA ENERGIA SA | 697660207 | SPONS ADR LVL I | 12,045 | $179,000 | thousands by filing date | |
| DIAMEDICA THERAPEUTICS INC | 25253X207 | COMMON STOCK | 19,425 | $178,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 24,814 | $178,000 | thousands by filing date | |
| VIEW INC | 92671V106 | COM | 24,030 | $178,000 | thousands by filing date | |
| PROTECTIVE INSURANCE CORP- B | 74368l203 | COM | 7,788 | $178,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 29,001 | $177,000 | thousands by filing date | |
| IVERIC BIO INC | 46583P102 | COM | 28,712 | $177,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y392 | VDEO GAM ESPRT | 5,606 | $176,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 7,567 | $176,000 | thousands by filing date | |
| Indivior Pharmaceuticals Inc | 04546C106 | COMMON STOCK | 258,743 | $176,000 | thousands by filing date | |
| VESPER HEALTHCARE ACQSTN COR | 92538T104 | COM CL A | 16,267 | $176,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 3,375 | $175,000 | thousands by filing date | |
| INTEST CORP | 461147100 | COMMON STOCK | 14,788 | $175,000 | thousands by filing date | |
| NRG ENERGY INC | 629377CG5 | DBCV 2.750% 6/0 | 150,000 | $175,000 | thousands by filing date | principal |
| BLUESCAPE OPPORTUNITIES ACQU | G1195N105 | COM | 17,684 | $175,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 24,820 | $175,000 | thousands by filing date | |
| AEQUI ACQUISITION CORP | 00775W201 | UNIT 11/30/2027 | 17,537 | $175,000 | thousands by filing date | |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 16,956 | $174,000 | thousands by filing date | |
| NEOGAMES S A | L6673X107 | COM | 4,847 | $174,000 | thousands by filing date | |
| AMERICAN VRTUAL CLOUD TECH I | 030382105 | COM | 30,770 | $174,000 | thousands by filing date | |
| NEXTGEN ACQUISITION CORP | G65305115 | UNIT 11/26/2020 | 16,479 | $174,000 | thousands by filing date | |
| TAKUNG ART LTD | 87407Q207 | COM NEW | 5,105 | $174,000 | thousands by filing date | |
| POLARITYTE INC | 731094108 | COM | 156,172 | $174,000 | thousands by filing date | |
| CERTARA INC COM | 15687V109 | Stock | 6,318 | $173,000 | thousands by filing date | |
| MVB FINANCIAL CORP | 553810102 | COMMON STOCK | 5,130 | $173,000 | thousands by filing date | |
| FORESIGHT AUTONOMOUS HLDGS L | 345523104 | SPONSORED ADS | 27,627 | $173,000 | thousands by filing date | |
| ALTIMAR ACQUISITION CORP | G03707109 | SHS CL A | 17,502 | $173,000 | thousands by filing date | |
| Yatra Online Incorporated Ord SHS | G98338109 | Common Stock | 73,650 | $172,000 | thousands by filing date | |
| VANECK SOCIAL SENTIMENT ETF | 92189H839 | UIT EXCHANGE TRADED | 7,122 | $172,000 | thousands by filing date | |
| ENLIVEX LTD | M4130Y106 | CMN | 15,531 | $172,000 | thousands by filing date | |
| SENSUS HEALTHCARE INC | 81728J109 | COM | 44,894 | $172,000 | thousands by filing date | |
| COUPA SOFTWARE INC | 22266LAC0 | NOTE 0.125% 6/1 | 101,000 | $172,000 | thousands by filing date | principal |
| SWITCHBACK II CORPORATION | G8633T123 | Cmn | 16,880 | $172,000 | thousands by filing date | |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 3,024 | $171,000 | thousands by filing date | |
| Aravive Inc | 03890D108 | Common / Ordinary Stock | 26,070 | $171,000 | thousands by filing date | |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 6,458 | $171,000 | thousands by filing date | |
| BLUESCAPE OPPORTUNITIES ACQU | G1195N121 | UNIT 99/99/9999 | 16,070 | $171,000 | thousands by filing date | |
| PLIANT THERAPEUTICS INC | 729139105 | COM | 4,323 | $170,000 | thousands by filing date | |
| United Parcel Service, Inc | 917286106 | COM | 12,403 | $170,000 | thousands by filing date | |
| BLACKSTONE MTG TR INC | 09257WAC4 | NOTE 4.750% 3/1 | 165,000 | $169,000 | thousands by filing date | principal |
| VSE CORP COM | 918284100 | Stock | 4,240 | $168,000 | thousands by filing date | |
| ORLA MNG LTD NEW | 68634K106 | COM | 45,115 | $168,000 | thousands by filing date | |
| GREENLANE HLDGS INC | 395330103 | CL A | 31,581 | $167,000 | thousands by filing date | |
| SFL CORPORATION LTD | G81075AF3 | NOTE 5.750%10/1 | 167,000 | $167,000 | thousands by filing date | principal |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 41,152 | $166,000 | thousands by filing date | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 6,494 | $166,000 | thousands by filing date | |
| SECUREWORKS CORP | 81374A105 | CL A | 12,367 | $166,000 | thousands by filing date | |
| CELYAD ONCOLOGY SA | 151205200 | ADR | 23,620 | $166,000 | thousands by filing date | |
| HIMS & HERS HEALTH INC | 433000106 | COM CL A | 12,470 | $165,000 | thousands by filing date | |
| DRIVEN BRANDS HLDGS INC | 26210V102 | COM | 6,474 | $164,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y495 | PURE CANNABIS | 6,929 | $164,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460E232 | DAILY SMALL CAP | 4,821 | $164,000 | thousands by filing date | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 5,724 | $162,000 | thousands by filing date | |
| OCUGEN INC | 67577C105 | COMMON STOCK | 23,795 | $162,000 | thousands by filing date | |
| ARROWMARK FINANCIAL CORP | 861780104 | COM | 8,186 | $162,000 | thousands by filing date | |
| INTL GNRL INSURANCE HLDNGS L | G4809J114 | WTS | 190,584 | $162,000 | thousands by filing date | |
| BRIGHTVIEW HLDGS INC | 10948C107 | COM | 9,489 | $161,000 | thousands by filing date | |
| BLACKROCK MD MUNICIPAL BOND | 09249L105 | COM | 10,790 | $161,000 | thousands by filing date | |
| IBIO INC | 451033203 | COM NEW | 104,403 | $161,000 | thousands by filing date | |
| CEMENTOS PACASMAYO S A FUNSPONSORED ADR 1 ADR REPS 5 ORD SHS | 15126Q208 | Equity | 20,471 | $160,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E101 | MSCI NORWAY ETF | 5,633 | $160,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 11,231 | $160,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 14,997 | $159,000 | thousands by filing date | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 7,539 | $159,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G822 | VIRTUS INFRCAP | 6,585 | $159,000 | thousands by filing date | |
| LISTED FDS TR | 53656F789 | ROUN SPOR BE ETF | 5,181 | $159,000 | thousands by filing date | |
| KALEIDO BIOSCIENCES INC | 483347100 | COM | 19,662 | $159,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 13,284 | $159,000 | thousands by filing date | |
| JAGUAR HEALTH INC | 47010C409 | COM | 88,216 | $159,000 | thousands by filing date | |
| GREENWICH LIFESCIENCES INC | 396879108 | COMMON STOCK | 4,622 | $158,000 | thousands by filing date | |
| MIND TECHNOLOGY INC COM NEW | 602566101 | Stock | 70,000 | $158,000 | thousands by filing date | |
| GLOBAL SYNERGY ACQUISIT CORP UNIT EX 010124 | G3934J114 | Stock | 15,864 | $158,000 | thousands by filing date | |
| NEW GERMANY FD INC | 644465106 | COM | 7,966 | $157,000 | thousands by filing date | |
| AMPLIFY BLUESTAR ISRAEL TECHNOLOGY ETF | 26924G870 | COM | 2,415 | $157,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 81,516 | $157,000 | thousands by filing date | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 4,912 | $157,000 | thousands by filing date | |
| BIONDVAX PHARMACEUTICALS LTD | 09073Q105 | SPOND ADS | 41,521 | $157,000 | thousands by filing date | |
| LIMBACH HLDGS INC | 53263P105 | COM | 14,753 | $156,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 5,212 | $156,000 | thousands by filing date | |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 3,106 | $156,000 | thousands by filing date | |
| BOLT BIOTHERAPEUTICS INC | 097702104 | COM | 4,740 | $156,000 | thousands by filing date | |
| MONUMENT CIRCLE ACQUISITN CO | 61531M200 | UNIT 01/14/2026 | 15,799 | $156,000 | thousands by filing date | |
| MERIDIAN CORP | 58958P104 | COMMON STOCK | 5,959 | $155,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108805 | AMPLIFY LITHIUM | 10,136 | $155,000 | thousands by filing date | |
| ISHARES TR | 46435G268 | RUSEL 2500 ETF | 2,453 | $154,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K405 | COM PAR | 118,419 | $154,000 | thousands by filing date | |
| MINISO GROUP HLDG LTD SPONSORED ADS | 66981J102 | ADR | 6,360 | $153,000 | thousands by filing date | |
| NEOVASC INC | 64065J304 | COM | 141,966 | $153,000 | thousands by filing date | |
| FULL HSE RESORTS INC | 359678109 | COM | 17,919 | $152,000 | thousands by filing date | |
| PREMIER FINANCIAL CORP | 74052F108 | COMMON STOCK | 4,587 | $152,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 21,291 | $151,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 3,434 | $151,000 | thousands by filing date | |
| GREENLAND TECHNOLOGIES HLDG | G4095T107 | ORD SHS CL A | 12,100 | $150,000 | thousands by filing date | |
| SIO GENE THERAPIES INC | 829399104 | COM | 57,318 | $150,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 6,030 | $149,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 53,086 | $149,000 | thousands by filing date | |
| MEREO BIOPHARMA GROUP PLC | 589492107 | CMN | 44,071 | $149,000 | thousands by filing date | |
| Angel Oak DFS Inc TR | 03462A102 | COM | 7,883 | $149,000 | thousands by filing date | |
| ORUKA THERAPEUTICS INC COM | 00211Y506 | Stock | 40,744 | $149,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C615 | GRWT100 PWR BUF | 4,000 | $148,000 | thousands by filing date | |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 3,360 | $148,000 | thousands by filing date | |
| ASLAN PHARMACEUTICALS LTD | 04522R101 | ADR | 44,066 | $148,000 | thousands by filing date | |
| DD3 ACQUISITION CORP II | 23318M100 | COM CL A | 15,196 | $148,000 | thousands by filing date | |
| ISHARES ESG AWARE USD CORPORATE BOND ETF | 46435G193 | ETF | 5,454 | $147,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y857 | US MULTIFACTOR | 3,875 | $147,000 | thousands by filing date | |
| AI POWERED EQUITY ETF | 26924G813 | FUND | 3,845 | $147,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 31,984 | $146,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y319 | CMN | 5,512 | $146,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 65,768 | $146,000 | thousands by filing date | |
| COMMUNITY FINL CORP MD | 20368X101 | COM | 4,264 | $146,000 | thousands by filing date | |
| SYNLOGIC INC | 87166L100 | COM | 40,761 | $146,000 | thousands by filing date | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 37,721 | $145,000 | thousands by filing date | |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 9,844 | $144,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 770 | $144,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 3,069 | $144,000 | thousands by filing date | |
| PRAXIS PRECISION MEDICINES I | 74006W108 | COM | 4,409 | $144,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC | 707569AU3 | NOTE 2.750% 5/1 | 32,000 | $144,000 | thousands by filing date | principal |
| PARTNERS BANCORP | 70213Q108 | COM | 19,654 | $144,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W771 | CHINA BULL 3X | 7,486 | $144,000 | thousands by filing date | |
| CAPRICOR THERAPEUTICS INC | 14070B309 | COMMON STOCK | 30,450 | $143,000 | thousands by filing date | |
| MESA RTY TR | 590660106 | UNIT BEN INT | 30,000 | $143,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 7,710 | $143,000 | thousands by filing date | |
| FAR PEAK ACQUISITION CORP | G3312L129 | UNIT 99/99/9999 | 14,169 | $143,000 | thousands by filing date | |
| LIGHTJUMP ACQUISITION CORP | 53228M205 | UNIT 01/06/2026 | 14,373 | $143,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G400 | INFRACP REIT PFD | 5,857 | $142,000 | thousands by filing date | |
| OAK VALLEY BANCORP | 671807105 | COMMON STOCK | 8,244 | $142,000 | thousands by filing date | |
| MILESTONE PHARMACEUTICALS IN | 59935P209 | COM NEW | 39,611 | $142,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W458 | DAI SEM BUL ETF | 3,690 | $141,000 | thousands by filing date | |
| FAR PEAK ACQUISITION CORP | G3312L103 | SHS CL A | 14,413 | $141,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F763 | FT VEST US EQT | 4,062 | $140,000 | thousands by filing date | |
| PCM FD INC | 69323T101 | COM | 12,173 | $140,000 | thousands by filing date | |
| NEPTUNE WELLNESS SOLUTIONS I | 64079L105 | COM | 107,146 | $140,000 | thousands by filing date | |
| UPHEALTH INC | 375036100 | Common Stock | 13,963 | $140,000 | thousands by filing date | |
| CHICKEN SOUP FOR THE SOUL EN | 16842Q100 | COM | 5,790 | $139,000 | thousands by filing date | |
| VERB TECHNOLOGY CO INC | 92337U104 | COM | 99,110 | $139,000 | thousands by filing date | |
| GUILD HLDGS CO | 40172N107 | CL A | 9,700 | $138,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K273 | COM | 5,821 | $138,000 | thousands by filing date | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 13,456 | $137,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J834 | MULTFCTR EMRNG | 4,465 | $137,000 | thousands by filing date | |
| SOCKET MOBILE INC | 83368E200 | COM NEW | 16,045 | $137,000 | thousands by filing date | |
| REDHILL BIOPHARMA LTD | 757468103 | ADR | 18,839 | $137,000 | thousands by filing date | |
| CALADRIUS BIOSCIENCES INC | 128058203 | COM NEW | 70,537 | $137,000 | thousands by filing date | |
| SIREN ETF TR | 829658202 | NEXGEN ECONOMY | 2,825 | $136,000 | thousands by filing date | |
| DUCKHORN PORTFOLIO INC | 26414D106 | COM | 8,120 | $136,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082801 | COM CL A | 14,925 | $136,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y727 | NEWFLT MULSINC | 2,797 | $136,000 | thousands by filing date | |
| CENTRAL PUERTO S A | 155038201 | SPONSORED ADR | 59,636 | $135,000 | thousands by filing date | |
| VELOCITY FINANCIAL INC | 92262D101 | COMMON STOCK | 15,181 | $135,000 | thousands by filing date | |
| PHARVARIS NV | N69605108 | COMMON STOCK | 4,835 | $135,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 22,442 | $134,000 | thousands by filing date | |
| SPINNAKER ETF SERIES | 84858T400 | CANNABIS ETF | 6,805 | $134,000 | thousands by filing date | |
| NESCO HLDGS INC | 64083J112 | *W EXP 01/01/202 | 66,600 | $134,000 | thousands by filing date | |
| Youdao Inc - Adr | 98741T104 | COM | 5,611 | $133,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y863 | GLOBAL X GOLD EX | 4,551 | $133,000 | thousands by filing date | |
| SB FINL GROUP INC | 78408D105 | COM | 7,284 | $133,000 | thousands by filing date | |
| PAYSIGN INC | 70451A104 | COM | 30,223 | $132,000 | thousands by filing date | |
| ORCHARD THERAPEUTICS PLC | 68570P101 | ADR | 18,226 | $132,000 | thousands by filing date | |
| Golden Entertainment Inc | 381013101 | Common Stock | 5,188 | $131,000 | thousands by filing date | |
| GOODRICH PETE CORP COM PAR | 382410843 | Stock | 13,817 | $131,000 | thousands by filing date | |
| iShares ESG Aware US Aggregate Bond ETF | 46435U549 | SHS | 2,368 | $130,000 | thousands by filing date | |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 4,692 | $130,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C508 | US EQTY PWR BUF | 4,100 | $129,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 18,642 | $129,000 | thousands by filing date | |
| VOYA INTL HIGH DIVID EQTY IN | 92912Y109 | COM | 23,068 | $129,000 | thousands by filing date | |
| FREQUENCY THERAPEUTICS INC | 35803L108 | COM | 13,529 | $129,000 | thousands by filing date | |
| CC NEUBERGER PRIN HLDGS II | G3166T129 | UNIT 99/99/9999 | 12,621 | $129,000 | thousands by filing date | |
| PERPETUA RESOURCES CORP | 714266103 | COM | 21,070 | $128,000 | thousands by filing date | |
| CONCORD ACQUISITION CORP | 206071102 | COM CL A | 13,125 | $128,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C557 | US EQTY BUF DEC | 3,980 | $127,000 | thousands by filing date | |
| CARNEY TECHNOLOGY ACQU CORP | 143636108 | CL A COMMON STK | 13,125 | $127,000 | thousands by filing date | |
| BESPOKE CAP ACQUISITION CORP | 086344108 | CL A REST VTG | 12,705 | $127,000 | thousands by filing date | |
| CURIS INC | 231269200 | COM | 11,125 | $126,000 | thousands by filing date | |
| CHINA EASTN AIRLS LTD | 16937R104 | SPON ADR CL H | 5,425 | $126,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C409 | US EQTY BUFR JAN | 3,650 | $125,000 | thousands by filing date | |
| TRILOGY METALS INC | 89621C105 | COMMON STOCK | 58,406 | $125,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X426 | ST STR MSCI EM | 1,838 | $125,000 | thousands by filing date | |
| FAUQUIER BANKSHARES INC VA | 312059108 | COM | 5,871 | $125,000 | thousands by filing date | |
| Avantis International Equity ETF | 025072703 | SHS | 2,050 | $124,000 | thousands by filing date | |
| ELEDON PHARMACEUTICALS INC | 28617k101 | COM | 11,601 | $124,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 1,430 | $124,000 | thousands by filing date | |
| DZS INC | 268211109 | COMMON STOCK | 7,954 | $124,000 | thousands by filing date | |
| HUMANIGEN INC | 444863203 | COM NEW | 6,492 | $124,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E804 | NASDQ CHINA TECH | 4,498 | $124,000 | thousands by filing date | |
| EQUITY DISTR ACQUISITION COR | 29465E106 | CMN | 12,501 | $124,000 | thousands by filing date | |
| PROTAGONIST THERAPEUTICS | 74366E102 | COM | 4,723 | $123,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 34,868 | $123,000 | thousands by filing date | |
| ADVANTAGE SOLUTIONS INC. | 00791N102 | COM CL A | 10,419 | $123,000 | thousands by filing date | |
| JMP GROUP INC | 46629U107 | COMMON STOCK | 20,489 | $123,000 | thousands by filing date | |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 18,172 | $122,000 | thousands by filing date | |
| OYSTER ENTERPRISES ACQUISITION CORP. | 69242M203 | COM | 12,326 | $122,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J114 | WTS | 83,904 | $122,000 | thousands by filing date | |
| FUEL TECH INC | 359523107 | COM | 38,637 | $121,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A508 | WHEAT FD | 20,058 | $121,000 | thousands by filing date | |
| NEW IRELAND FD INCORPORATED | 645673104 | Closed End Funds - Taxable | 10,755 | $121,000 | thousands by filing date | |
| LEISURE ACQUISITION CORP | 52539T115 | *W EXP 12/05/201 | 145,667 | $121,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 5,923 | $120,000 | thousands by filing date | |
| HIGH INCOME SECS FD | 42968F108 | SHS BEN INT | 13,703 | $120,000 | thousands by filing date | |
| APYX MEDICAL CORPORATION | 03837C106 | COM | 12,375 | $120,000 | thousands by filing date | |
| SPACE EX TECH SPACEX CLASS A | 19423L672 | Equity | 4,220 | $120,000 | thousands by filing date | |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 12,623 | $119,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G716 | DAILY S&P BIOTEC | 5,494 | $119,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 10,641 | $118,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W705 | INT RT HDG C B | 1,216 | $118,000 | thousands by filing date | |
| INVESCO BULLETSHARES (R)2027 MUNICIPAL BOND ETF | 46138J494 | UIE | 4,631 | $118,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 12,955 | $118,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A826 | RANGE CANCER THE | 3,946 | $118,000 | thousands by filing date | |
| CLEVER LEAVES HOLDINGS INC | 186760104 | COM | 11,479 | $118,000 | thousands by filing date | |
| HORIZON ACQUISITION CORP | G46049105 | COM CL A | 11,942 | $118,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C466 | GRWT100 PWR BF | 3,000 | $117,000 | thousands by filing date | |
| PLAYAGS INC | 72814N104 | COM | 14,590 | $117,000 | thousands by filing date | |
| BIORA THERAPEUTICS INC | 74319F107 | COM | 24,374 | $117,000 | thousands by filing date | |
| ONCONOVA THERAPEUTIC | 68232V405 | Common Stock | 116,796 | $117,000 | thousands by filing date | |
| BOXED, INC. | 81787X205 | COM | 11,370 | $116,000 | thousands by filing date | |
| CORVUS PHARMACEUTICALS INC | 221015100 | COM | 37,253 | $115,000 | thousands by filing date | |
| ELECTROMED INC | 285409108 | COMMON STOCK | 10,935 | $115,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F171 | GREEN BOND ETF | 4,232 | $115,000 | thousands by filing date | |
| INVESCO BULLETSHARES (R)2026 MUNICIPAL BOND ETF | 46138J510 | UIE | 4,463 | $115,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 45,612 | $115,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W540 | FUND | 5,227 | $115,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 15,330 | $115,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G708 | DAIL MS BRAZ ETF | 1,253 | $114,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070105 | CL B | 2,480 | $114,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 57,106 | $114,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746P563 | FUND | 3,175 | $114,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 77,525 | $114,000 | thousands by filing date | |
| MASON INDUSTRIAL TECHNOLGY I | 57520Y205 | UNIT 99/99/9999 | 11,440 | $114,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 4,524 | $113,000 | thousands by filing date | |
| THUNDER BRIDGE CAP PRTNRS II | 88605T209 | UNIT 02/15/2028 | 11,414 | $113,000 | thousands by filing date | |
| SELECT INTERIOR CONCEPTS INC CLASS | 816120307 | CL A | 15,801 | $113,000 | thousands by filing date | |
| BROADSTONE ACQ CORP; TNT ACQ DT: 9/11/2022; CASH: $10.00 | G1739V100 | SHS CL A | 11,555 | $113,000 | thousands by filing date | |
| NORTHERN TECHNOLOGIES INTL C | 665809109 | COM | 7,385 | $112,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 18,171 | $111,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 19,153 | $111,000 | thousands by filing date | |
| BOGOTA FINL CORP | 097235105 | COM | 10,879 | $111,000 | thousands by filing date | |
| HERZFELD CREDIT INCOME FUND | 42804T106 | COM | 18,837 | $111,000 | thousands by filing date | |
| HOWARD BANCORP INC COM | 442496105 | COM | 6,744 | $111,000 | thousands by filing date | |
| OPTIBASE LTD | M7524R116 | SHS NEW NIS0.13 | 9,801 | $111,000 | thousands by filing date | |
| BANCO SANTANDER MEXICO SA | 05969B103 | SPONSORED ADS B | 19,950 | $110,000 | thousands by filing date | |
| WISEKEY INTERNATIONAL HLDS L | 97727L200 | SPON ADS | 7,663 | $110,000 | thousands by filing date | |
| NI HOLDINGS INC | 65342T106 | COMMON STOCK | 5,909 | $109,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102209 | UNIT LTD PRT 60 | 9,822 | $109,000 | thousands by filing date | |
| TELUS INTL CDA INC | 87975H100 | SUB VTG SHS | 3,910 | $109,000 | thousands by filing date | |
| PG&E CORP | 69331C140 | CONV | 948 | $109,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W448 | GERMANY HEDEQ FD | 3,114 | $109,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C649 | US EQTY ULTRA B | 3,925 | $108,000 | thousands by filing date | |
| GENASYS INC | 36872P103 | CMN | 16,145 | $108,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G202 | VIRTUS LIFESC BT | 2,068 | $108,000 | thousands by filing date | |
| GALERA THERAPEUTICS EQUICLASS EQUITY | 36338D108 | COMMON STOCK | 12,307 | $108,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 30,747 | $108,000 | thousands by filing date | |
| SOCIAL CAPITAL HEDOSOPHA HLD | G8252P121 | UNIT 99/99/9999 | 5,863 | $108,000 | thousands by filing date | |
| PLUMAS BANCORP | 729273102 | COMMON STOCK | 3,652 | $107,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 17,520 | $107,000 | thousands by filing date | |
| ADIT EDTECH ACQUISITION CORP | 007024201 | UNIT 99/99/9999 | 10,886 | $107,000 | thousands by filing date | |
| INVESCO BULLETSHARES (R)2028 MUNICIPAL BOND ETF | 46138J486 | UIE | 4,113 | $106,000 | thousands by filing date | |
| FORMULA SYSTEMS 1985 LTD | 346414105 | SPONSORED ADS | 1,190 | $106,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAB1 | NOTE 2.000%10/0 | 108,000 | $106,000 | thousands by filing date | principal |
| ISHARES U S ETF TR | 46431W622 | INOVATIV HLTCR | 3,265 | $106,000 | thousands by filing date | |
| SPARTAN ACQUISITION CORP II | 846775203 | UNIT 99/99/9999 | 9,330 | $106,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C656 | US EQTY PWR BUF | 3,647 | $105,000 | thousands by filing date | |
| FREEDOM HOLDING CORP | 356390104 | COM | 1,969 | $105,000 | thousands by filing date | |
| SECURITY NATL FINL CORP CL A | 814785309 | COMMON STOCK | 11,208 | $105,000 | thousands by filing date | |
| RIDENOW GROUP INC | 781386305 | COM CL B | 2,398 | $105,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 3,904 | $105,000 | thousands by filing date | |
| ITERUM THERAPEUTICS PLC SHS NEW | G6333L101 | Stock | 74,495 | $105,000 | thousands by filing date | |
| MUDRICK CAPITAL ACQU CORP II | 62477L107 | COM CL A | 10,675 | $105,000 | thousands by filing date | |
| VANECK EGYPT INDEX ETF | 92189F775 | FUND | 4,136 | $105,000 | thousands by filing date | |
| CYCLERION THERAPEUTICS INC | 23255M105 | COM | 37,781 | $105,000 | thousands by filing date | |
| NEXTDECADE CORP | 65342K105 | COM | 38,812 | $104,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 627 | $104,000 | thousands by filing date | |
| CPS TECHNOLOGIES CORP | 12619F104 | COM | 7,918 | $104,000 | thousands by filing date | |
| BLACKROCK VA MUN BD TR | 092481100 | COM | 6,386 | $104,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 26,876 | $104,000 | thousands by filing date | |
| EBANG INTL HLDGS INC | G3R33A106 | CL A SHS | 13,135 | $104,000 | thousands by filing date | |
| LOOP INDS INC | 543518104 | COM | 12,894 | $103,000 | thousands by filing date | |
| DBX ETF TR | 233051515 | XTRACKERS FTSE | 3,323 | $103,000 | thousands by filing date | |
| US VEGAN CLIMATE ETF | 26922A297 | ETF | 2,847 | $103,000 | thousands by filing date | |
| BM TECHNOLOGIES INC | 05591L107 | COM | 8,792 | $103,000 | thousands by filing date | |
| INDUS REALTY TRUST INC | 45580R103 | TRUS | 1,706 | $103,000 | thousands by filing date | |
| HUMANCO ACQUISITION CORP | 44487N208 | UNIT 12/08/2023 | 9,794 | $103,000 | thousands by filing date | |
| KOSS CORP | 500692108 | COM | 4,515 | $102,000 | thousands by filing date | |
| EVERBRIDGE INC | 29978AAC8 | NOTE 0.125%12/1 | 80,000 | $102,000 | thousands by filing date | principal |
| HYCROFT MINING HOLDING CORP | 44862P109 | COM | 29,181 | $102,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000895421-21-000363 | this filing | 2021-05-17 | acceptance time not in the bulk data set |