13F-HR filed by MORGAN STANLEY
MORGAN STANLEY filed this 13F-HR for the quarter ended 2021-03-31, filed 2021-05-17, with 7,569 holding rows worth $680,764,312,000.
- Accession
- 0000895421-21-000363
- Filer
- CIK 895421
- Filed
- 2021-05-17
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2021
A combination report, 26,544 entries on the cover page, a total value of $680,764,312,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $680,764,312,000 with VALUE read as thousands by filing date, 13F file number 028-03432. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerEATON VANCE MANAGEMENT028-04139
- reports for this filerATLANTA CAPITAL MANAGEMENT CO L L C028-05936
- reports for this filerPARAMETRIC PORTFOLIO ASSOCIATES LLC028-04558
- included managerMORGAN STANLEY & CO INTERNATIONAL PLC028-04312
- included managerMORGAN STANLEY & CO. LLC028-11873
- included managerMorgan Stanley Canada LTD028-13197
- included managerMorgan Stanley Capital Services LLC028-11865
- included managerMORGAN STANLEY AIP GP LP028-14710
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT CO028-11366
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT INC028-11866
- included managerMorgan Stanley Investment Management LTD028-11867
- included managerMORGAN STANLEY SMITH BARNEY LLC028-13935
- included managerMorgan Stanley Strategic Investments, Inc028-12509
- included managerMorgan Stanley Uruguay Ltda.028-11533
- included managerFundlogic Sas028-15873
- included managerMorgan Stanley Asia Ltd028-19343
- included managerMorgan Stanley Wealth Management Australia Pty Ltd028-19344
- included managerMorgan Stanley Bank Asia Ltd028-17710
- included managerETRADE Capital Management LLC028-14182
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| AUDIOEYE INC | 050734201 | COM NEW | 1,274 | $36,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A607 | SOYBEAN FD | 1,675 | $36,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 22,347 | $36,000 | thousands by filing date | |
| OPUS GENETICS INC | 67577R102 | COMMON STOCK | 6,156 | $36,000 | thousands by filing date | |
| GLOBAL SELF STORAGE INC | 37955N106 | CMN | 7,484 | $36,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 1,682 | $36,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y335 | MSCI PAKISTAN | 1,188 | $36,000 | thousands by filing date | |
| GENERAL FINANCE CORPORATION | 369822101 | COM | 2,975 | $36,000 | thousands by filing date | |
| METACRINE INC | 59101E103 | COM | 5,837 | $36,000 | thousands by filing date | |
| UNIQUE FABRICATING INC | 90915J103 | COM | 6,130 | $36,000 | thousands by filing date | |
| MONAKER GROUP INC | 609011200 | COM NEW | 10,680 | $36,000 | thousands by filing date | |
| Schwab 5-10 Year Corporate Bond ETF | 808524698 | SHS | 675 | $35,000 | thousands by filing date | |
| FRP HOLDINGS INC | 30292L107 | COMMON STOCK | 712 | $35,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y280 | DLY FTS BUL 3X | 1,195 | $35,000 | thousands by filing date | |
| ACTINIUM PHARMACEUTICALS | 00507W206 | COM | 4,589 | $35,000 | thousands by filing date | |
| MANHATTAN BRDG CAP INC | 562803106 | COM | 5,660 | $35,000 | thousands by filing date | |
| LAIRD SUPERFOOD INC | 50736T102 | CMN | 945 | $35,000 | thousands by filing date | |
| LEFTERIS ACQUISITION CORP | 52470X109 | COM CL A | 3,561 | $35,000 | thousands by filing date | |
| KERNEL GROUP HOLDINGS INC | G5259L111 | UNIT 99/99/9999 | 3,495 | $35,000 | thousands by filing date | |
| POSTAL REALTY TRUST INC | 73757R102 | CL A | 1,965 | $34,000 | thousands by filing date | |
| THREDUP INC CLASS A | 88556E102 | COMMON STOCK | 1,475 | $34,000 | thousands by filing date | |
| FLEXSHARES INTERNATIONALQUALITY DIVIDEND DYNAMICINDEX FUND | 33939L829 | ETF | 1,128 | $34,000 | thousands by filing date | |
| NEONODE INC | 64051M709 | CMN | 3,600 | $34,000 | thousands by filing date | |
| SPDR SER TR | 78468R689 | S&P KENSHO SMART | 561 | $34,000 | thousands by filing date | |
| CUMBERLAND PHARMACEUTICALS I | 230770109 | COM | 11,160 | $34,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y801 | DAIL CONS DI ETF | 600 | $34,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 9,725 | $34,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 10,220 | $34,000 | thousands by filing date | |
| SOTHERLY HOTELS INC | 83600C103 | COM | 9,808 | $34,000 | thousands by filing date | |
| ADVAXIS INC | 007624307 | COM | 47,207 | $34,000 | thousands by filing date | |
| OPTINOSE INC | 68404V100 | COM | 9,119 | $34,000 | thousands by filing date | |
| HARPOON THERAPEUTICS INC | 41358P106 | COM | 1,649 | $34,000 | thousands by filing date | |
| MARKER THERAPEUTICS INC | 57055L107 | COM | 15,360 | $34,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G706 | WEDBUSH VID GAME | 353 | $34,000 | thousands by filing date | |
| NORTHERN STAR INVEST CORP II | 66574L209 | UNIT 02/25/2028 | 3,450 | $34,000 | thousands by filing date | |
| BIOLASE INC | 090911207 | COM NEW | 40,573 | $34,000 | thousands by filing date | |
| SC HEALTH CORP | G78516302 | UNIT 99/99/9999 | 3,199 | $34,000 | thousands by filing date | |
| DMY TECHNOLOGY GROUP INC III | 233278209 | UNIT 99/99/9999 | 3,058 | $34,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y491 | DAX GERMANY ETF | 1,000 | $33,000 | thousands by filing date | |
| SELLAS LIFE SCIENCES GROUP I | 81642T209 | COM NEW | 3,900 | $33,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y327 | GLBX MSCI COLUM | 1,151 | $33,000 | thousands by filing date | |
| YIREN DIGITAL LTD | 98585L100 | SPONSORED ADS | 6,468 | $33,000 | thousands by filing date | |
| AEVA TECHNOLOGIES INC | 00835Q103 | COM | 2,806 | $33,000 | thousands by filing date | |
| SCYNEXIS INC | 811292200 | COM NEW | 4,131 | $33,000 | thousands by filing date | |
| TCR2 THERAPEUTICS INC | 87808K106 | COM | 1,501 | $33,000 | thousands by filing date | |
| GLEN BURNIE BANCORP | 377407101 | COM | 2,890 | $33,000 | thousands by filing date | |
| BROOGE ENERGY LTD | G1611B107 | SHS | 3,300 | $33,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E547 | DAILY MSCI EMERG | 3,755 | $33,000 | thousands by filing date | |
| CHEER HLDG INC | G39973113 | *W EXP 02/13/202 | 220,970 | $33,000 | thousands by filing date | |
| BIOMERICA INC | 09061H307 | COM NEW | 6,080 | $33,000 | thousands by filing date | |
| SILVERSUN TECHNOLOGIES INC | 82846H207 | COMMON | 4,389 | $33,000 | thousands by filing date | |
| DOCUMENT SEC SYS INC | 25614T309 | COM NEW | 9,162 | $33,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 4,841 | $32,000 | thousands by filing date | |
| RCM TECHNOLOGIES INC | 749360400 | COMMON STOCK | 9,065 | $32,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 38149W820 | CMN | 555 | $32,000 | thousands by filing date | |
| BURNING ROCK BIOTECH LTD | 12233L107 | SPONSORED ADS | 1,202 | $32,000 | thousands by filing date | |
| II VI INC | 902104AB4 | NOTE 0.250% 9/0 | 21,000 | $32,000 | thousands by filing date | principal |
| GUARDION HEALTH SCIENCES INC | 40145Q401 | COM | 13,478 | $32,000 | thousands by filing date | |
| BINAH CAP GROUP INC | 496861204 | BCG | 3,063 | $32,000 | thousands by filing date | |
| IMEDIA BRANDS INC | 452465206 | COM CL A | 4,171 | $32,000 | thousands by filing date | |
| BETTER WORLD ACQUISITION COR | 08772B203 | UNIT 11/15/2027 | 2,985 | $32,000 | thousands by filing date | |
| BENESSERE CAPITAL ACQUSTN CO | 08179B202 | UNIT 12/22/2025 | 3,042 | $32,000 | thousands by filing date | |
| DRAGONEER GROWTH OPPORTUN CO | G28302118 | *W EXP 08/18/202 | 20,001 | $32,000 | thousands by filing date | |
| EYEPOINT INC COM NEW | 30233G209 | Stock | 3,010 | $31,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A420 | DEFIA QUANT ETF | 669 | $31,000 | thousands by filing date | |
| ISHARES TR | 46436E726 | IBONDS DEC 2030 | 1,255 | $31,000 | thousands by filing date | |
| TESLA INC | 88160RAD3 | NOTE 2.375% 3/1 | 3,000 | $31,000 | thousands by filing date | principal |
| SMTC CORP | 832682207 | COM NEW | 5,093 | $31,000 | thousands by filing date | |
| GS ACQUISITION HLDGS CORP II | 36258Q113 | *W EXP 06/30/202 | 13,945 | $31,000 | thousands by filing date | |
| ALTIMAR ACQUISITION CORP II | G03709113 | UNIT 99/99/9999 | 3,000 | $31,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P509 | RIVRFRNT DY ASIA | 536 | $31,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C573 | US EQTY PWR BUF | 1,000 | $30,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 2,606 | $30,000 | thousands by filing date | |
| ADVANCED MICRO DEVICES INC | 007903BD8 | COM | 3,000 | $30,000 | thousands by filing date | principal |
| EMCLAIRE FINL CORP | 290828102 | COM | 1,052 | $30,000 | thousands by filing date | |
| CNS PHARMACEUTICALS INC | 18978H102 | COM | 12,500 | $30,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J826 | MLTDCTR MEDIA | 800 | $30,000 | thousands by filing date | |
| GS ACQUISITION HLDGS CORP II | 36258Q204 | Cmn | 2,766 | $30,000 | thousands by filing date | |
| TIMKENSTEEL CORP | 887399AA1 | CONVERTIBLE BOND | 30,000 | $30,000 | thousands by filing date | principal |
| BANCO BBVA ARGENTINA S A | 058934100 | SPONSORED ADS | 10,786 | $29,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R308 | BUYWRIT INCM ETF | 1,373 | $29,000 | thousands by filing date | |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 220 | $29,000 | thousands by filing date | |
| MOOG INC | 615394301 | CL B | 361 | $29,000 | thousands by filing date | |
| IRSA INVERSIONES Y REP S A SPON GDS ECH 10 | 450047204 | ADR | 7,429 | $29,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06742A669 | IPATH SHILR CAPE | 150 | $29,000 | thousands by filing date | |
| URBAN ONE INC | 91705J105 | CL A | 5,295 | $29,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746P522 | FUND | 493 | $29,000 | thousands by filing date | |
| COMPUTE HEALTH ACQUISITIN CO | 204833206 | UNIT 99/99/9999 | 2,934 | $29,000 | thousands by filing date | |
| NXT-ID INC | 67091J206 | COM NEW | 20,600 | $29,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 29,283 | $29,000 | thousands by filing date | |
| NANTHEALTH INC | 630104107 | CMN | 9,200 | $29,000 | thousands by filing date | |
| FIRST CHOICE BANCORP | 31948P104 | COM | 1,192 | $29,000 | thousands by filing date | |
| BURFORD CAPITAL LIMITED | G17977110 | ORD SHS | 3,146 | $28,000 | thousands by filing date | |
| PRO DEX INC | 74265M205 | COMMON STOCK | 1,050 | $28,000 | thousands by filing date | |
| DBX ETF TR | 233051267 | XTRACKERS LOW | 561 | $28,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25490K331 | DAIL MS INDI ETF | 603 | $28,000 | thousands by filing date | |
| DLH HLDGS CORP | 23335Q100 | COM | 2,808 | $28,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 8,119 | $28,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 8,803 | $28,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 9,886 | $28,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061805 | GBL TAIL RISK ET | 1,160 | $28,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G872 | DAILY TECHNOLOGY | 3,833 | $28,000 | thousands by filing date | |
| TILRAY BRANDS INC | 88688TAB6 | NOTE 5.000%10/0 | 30,000 | $28,000 | thousands by filing date | principal |
| TURMERIC ACQUISITION CORP | G9127T108 | CMN | 2,823 | $28,000 | thousands by filing date | |
| MONTES ARCHIMEDES ACQUISITIO | 612657106 | COM CL A | 2,905 | $28,000 | thousands by filing date | |
| UR-ENERGY INC | 91688R108 | COM | 24,789 | $27,000 | thousands by filing date | |
| J JILL INC | 46620W201 | COMMON STOCK | 2,772 | $27,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y560 | ADVISORSHS ETF | 600 | $27,000 | thousands by filing date | |
| XBIOTECH INC | 98400H102 | COM | 1,580 | $27,000 | thousands by filing date | |
| X4 Pharmaceuticals, Inc. | 98420X103 | COM | 3,124 | $27,000 | thousands by filing date | |
| PROSHARES TR | 74348A814 | INFLATN EXPECTNS | 900 | $27,000 | thousands by filing date | |
| United Bancshares | 909458101 | COM | 1,076 | $27,000 | thousands by filing date | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 1,021 | $27,000 | thousands by filing date | |
| PROSHARES TR | 74347B276 | PSHS ULDOW30 NEW | 2,547 | $27,000 | thousands by filing date | |
| HOME PT CAPITAL INCORPORATED | 43734L106 | COM | 2,971 | $27,000 | thousands by filing date | |
| CLENE INC | 185634102 | COM | 2,105 | $27,000 | thousands by filing date | |
| ADDVANTAGE TECHNOLOGIES GRP | 006743306 | CMN | 10,484 | $27,000 | thousands by filing date | |
| VENUS CONCEPT INC | 92332W105 | COM | 11,435 | $27,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922B204 | DEFIANCE NXT GN | 1,025 | $27,000 | thousands by filing date | |
| LUX HEALTH TECH ACQUISITION | 55068A100 | CMN | 2,695 | $27,000 | thousands by filing date | |
| ARTIUS ACQUISITION INC | 04316G113 | *W EXP 07/13/202 | 15,550 | $27,000 | thousands by filing date | |
| OMNICHANNEL ACQUISITION CORP | 68218L207 | UNIT 99/99/9999 | 2,704 | $27,000 | thousands by filing date | |
| EVOLENT HEALTH INC | 30050BAB7 | NOTE 2.000%12/0 | 25,000 | $27,000 | thousands by filing date | principal |
| DIREXION SHARES ETF TRUST | 25460E711 | CMN | 896 | $26,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736M103 | ALERIAN US NXTGN | 464 | $26,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25490K869 | DAIL CSI 300 ETF | 643 | $26,000 | thousands by filing date | |
| PERMIANVILLE RTY TR | 71425H100 | TR UNIT | 17,719 | $26,000 | thousands by filing date | |
| PROSHARES TR | 74347B490 | ULTRA MSCI BRAZI | 917 | $26,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 6,600 | $26,000 | thousands by filing date | |
| LANDSEA HOMES CORP | 51509P103 | COM | 2,747 | $26,000 | thousands by filing date | |
| MIDDLEFIELD BANC CORP | 596304204 | COM NEW | 1,229 | $26,000 | thousands by filing date | |
| WIRELESS TELECOM GROUP INC | 976524108 | COM | 15,411 | $26,000 | thousands by filing date | |
| DOVER MOTORSPORTS INC | 260174107 | COM | 12,541 | $26,000 | thousands by filing date | |
| ALTITUDE ACQUISITION CORP | 02156Y103 | COM CL A | 2,598 | $26,000 | thousands by filing date | |
| QUANTUM FINTECH ACQUISTIN CO | 74767A204 | UNIT 10/30/2026 | 2,567 | $26,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G805 | DRONE ECONMY STG | 550 | $26,000 | thousands by filing date | |
| REINVENT TECHNOLOGY PARTNERS | G74847107 | SHS CL A | 2,610 | $26,000 | thousands by filing date | |
| STAR PEAK ENERGY TRANSITION | 855185104 | CL A | 979 | $26,000 | thousands by filing date | |
| TOP SHIPS INC | Y8897Y180 | COM | 13,500 | $26,000 | thousands by filing date | |
| AKOUOS INC | 00973J101 | COM | 1,864 | $26,000 | thousands by filing date | |
| SARISSA CAPITAL ACQUISITN CO | G7823W128 | UNIT 10/23/2027 | 2,381 | $26,000 | thousands by filing date | |
| CHP MERGER CORP | 12558Y205 | UNIT 11/22/2024 | 2,629 | $26,000 | thousands by filing date | |
| SWITCHBACK II CORPORATION | G8633T107 | *W EXP 01/07/202 | 13,061 | $26,000 | thousands by filing date | |
| ODYSSEY MARINE EXPL INC | 676118201 | COM NEW | 3,674 | $25,000 | thousands by filing date | |
| NEPHROS INC | 640671400 | COM | 3,815 | $25,000 | thousands by filing date | |
| EXCHANGE LISTED FDS TR | 30151E806 | SABA INT RATE | 1,215 | $25,000 | thousands by filing date | |
| LUBYS CAFETERIAS INC COM | 549282101 | COM | 7,592 | $25,000 | thousands by filing date | |
| SQZ BIOTECHNOLOGIES CO | 78472W104 | COM | 1,858 | $25,000 | thousands by filing date | |
| BROADMARK RLTY CAP INC | 11135B118 | *W EXP 11/15/202 | 110,471 | $25,000 | thousands by filing date | |
| SUSTAINABLE OPPORTNTS ACQ CO | G8598Y125 | UNIT 99/99/9999 | 2,400 | $25,000 | thousands by filing date | |
| ONCOSEC MED INC | 68234L306 | COM | 5,167 | $25,000 | thousands by filing date | |
| SPDR SER TR | 78468R127 | S&P INTERNET ETF | 150 | $25,000 | thousands by filing date | |
| SCVX CORP | G79448208 | COM | 2,543 | $25,000 | thousands by filing date | |
| HANNON ARMSTRONG SUST INFR C | 41068XAB6 | NOTE 4.125% 9/0 | 12,000 | $25,000 | thousands by filing date | principal |
| ARYA SCIENCES ACQUISITION CO | G3166W106 | COM CL A | 1,843 | $25,000 | thousands by filing date | |
| ALTUS POWER INC COM CL A | 12510J106 | Stock | 2,623 | $25,000 | thousands by filing date | |
| STAR PEAK CORP II | 855179115 | COM | 16,614 | $25,000 | thousands by filing date | |
| JAWS SPITFIRE ACQUISITION CO | G50740102 | SHS CL A | 2,373 | $25,000 | thousands by filing date | |
| D8 HOLDINGS CORP | G2614K102 | UNIT 99/99/9999 | 2,500 | $25,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 6,219 | $24,000 | thousands by filing date | |
| UROGEN PHARMA LTD | M96088105 | COMMON STOCK | 1,233 | $24,000 | thousands by filing date | |
| LANTRONIX INC | 516548203 | COMMON STOCK | 5,291 | $24,000 | thousands by filing date | |
| FIRST TRUST INDXX GLOBALNATURAL RESOURCES INCOMEETF | 33734X838 | ETF | 1,788 | $24,000 | thousands by filing date | |
| LISTED FDS TR | 53656F805 | SHARES LAG CAP | 698 | $24,000 | thousands by filing date | |
| PROSHARES TR | 74347X708 | UL MSCI JP ETF | 500 | $24,000 | thousands by filing date | |
| CHARLES + COLVARD LTD | 159765106 | COM | 7,853 | $24,000 | thousands by filing date | |
| DBX ETF TR | 233051523 | XTRACK MSCI CHIN | 844 | $24,000 | thousands by filing date | |
| CLOVER HEALTH INVESTMENTS CO | 18914F111 | *W EXP 04/21/202 | 14,669 | $24,000 | thousands by filing date | |
| AUTOWEB INC | 05335B100 | COM | 8,980 | $24,000 | thousands by filing date | |
| BIG ROCK PARTNERS ACQUISITIO | 089482103 | COM | 670 | $24,000 | thousands by filing date | |
| DMY TECHNOLOGY GROUP INC II | 233277201 | UNIT 99/99/9999 | 1,552 | $24,000 | thousands by filing date | |
| iShares U.S. Infrastructure ETF | 46435U713 | SHS | 650 | $23,000 | thousands by filing date | |
| CPI AEROSTRUCTURES INC | 125919308 | COM NEW | 5,100 | $23,000 | thousands by filing date | |
| FINVOLUTION GROUP SPONSORED ADS | 31810T101 | ADR | 3,279 | $23,000 | thousands by filing date | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 330 | $23,000 | thousands by filing date | |
| ESPEY MFG &ELECTRONICS CORP | 296650104 | COM | 1,544 | $23,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R697 | SP KENSHO INFRA | 502 | $23,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460E364 | CMN | 349 | $23,000 | thousands by filing date | |
| ZENDESK INC | 98936JAB7 | NOTE 0.250% 3/1 | 11,000 | $23,000 | thousands by filing date | principal |
| SEACHANGE INTL INC | 811699107 | COM | 14,945 | $23,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A305 | ALPCLONE ALTER | 300 | $23,000 | thousands by filing date | |
| ALKALINE WTR CO INC | 01643A207 | COM NEW | 20,821 | $23,000 | thousands by filing date | |
| ELECTROCORE INC | 28531P103 | COM | 11,100 | $23,000 | thousands by filing date | |
| REMARK HLDGS INC | 75955K102 | COM | 10,050 | $23,000 | thousands by filing date | |
| MEXCO ENERGY CORP | 592770101 | COM | 2,501 | $22,000 | thousands by filing date | |
| INVESTCORP CR MGMT BDC INC | 46090R104 | COM | 3,900 | $22,000 | thousands by filing date | |
| ZOMEDICA CORP COM | 98980M109 | Stock | 13,820 | $22,000 | thousands by filing date | |
| FRANKLIN FTSE SOUTH KOREA ETF | 35473P710 | ETF | 682 | $22,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108888 | BLACKSWAN GRWT | 705 | $22,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 6,684 | $22,000 | thousands by filing date | |
| LIZHI INC | 53933L104 | ADS | 2,390 | $22,000 | thousands by filing date | |
| PULMATRIX INC COM | 74584P202 | Stock | 15,953 | $22,000 | thousands by filing date | |
| OSI ETF TR | 67110P506 | OSHARES FTSE EUR | 864 | $22,000 | thousands by filing date | |
| DMY TECHNOLOGY GROUP INC III | 233278100 | COM CLASS A | 2,086 | $22,000 | thousands by filing date | |
| VECTOIQ ACQUISITION CORP II | 92244F208 | UNIT 99/99/9999 | 2,213 | $22,000 | thousands by filing date | |
| DUDDELL STREET ACQUISITN COR | G28553124 | UNIT 10/21/2025 | 2,134 | $22,000 | thousands by filing date | |
| LANDCADIA HOLDINGS III INC | 51476H118 | *W EXP 10/01/202 | 15,000 | $22,000 | thousands by filing date | |
| PROTARA THERAPEUTICS INC | 74365U107 | COM STK | 1,356 | $21,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 6,181 | $21,000 | thousands by filing date | |
| BANK OF THE JAMES FINL GP IN | 470299108 | COM | 1,440 | $21,000 | thousands by filing date | |
| LGL GROUP INC | 50186A108 | COM | 1,941 | $21,000 | thousands by filing date | |
| NEW PROVIDENCE ACQUISITION | 64822P114 | *W EXP 99/99/999 | 5,791 | $21,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096AF9 | DBCV 4.375% 2/0 | 21,000 | $21,000 | thousands by filing date | principal |
| PRIME IMPACT ACQUISITION I | G61074103 | SHS CL A | 2,186 | $21,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y541 | MSCI CHINA HC | 750 | $21,000 | thousands by filing date | |
| POPULATION HEALTH INVS CO IN | G71716123 | UNIT 99/99/9999 | 2,084 | $21,000 | thousands by filing date | |
| HENNESSY CAPITAL INVS CORP V | 42589T206 | UNIT 01/15/2025 | 2,123 | $21,000 | thousands by filing date | |
| STEALTH BIOTHERAPEUTICS CORP SPONSORED ADS | 85789A105 | Stock | 13,661 | $21,000 | thousands by filing date | |
| YUCAIPA ACQ CRP; TNT ACQ DT; 8/4/2022; CASH: $10.00 | G9879L105 | COM | 2,161 | $21,000 | thousands by filing date | |
| CF BANKSHARES INC | 12520L109 | COM | 1,013 | $20,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R671 | STATE STREET SPD | 419 | $20,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 9,063 | $20,000 | thousands by filing date | |
| PAMT CORP | 693149106 | COMMON STOCK | 312 | $20,000 | thousands by filing date | |
| NEW CONCEPT ENERGY INC | 643611106 | COM | 4,605 | $20,000 | thousands by filing date | |
| ISHARES TR | 46435U184 | IBONDS 24 TRM HG | 799 | $20,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G807 | FUND | 1,601 | $20,000 | thousands by filing date | |
| MECHEL PAO | 583840608 | SPONSORED ADR NE | 11,715 | $20,000 | thousands by filing date | |
| CINCINNATI BANCORP INC | 17187C102 | COM | 1,500 | $20,000 | thousands by filing date | |
| DIRTT ENVIRONMENTAL SOLUT LT | 25490H106 | COM | 6,600 | $20,000 | thousands by filing date | |
| SADOT GROUP INC | 627333107 | COM | 8,609 | $20,000 | thousands by filing date | |
| MONOPAR THERAPEUTICS INC | 61023L108 | COM | 3,200 | $20,000 | thousands by filing date | |
| ENERGY FOCUS INC | 29268T409 | COM | 4,455 | $20,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J209 | CMN | 2,450 | $20,000 | thousands by filing date | |
| BCLS ACQUISITION CORP | G0904B105 | CMN | 1,864 | $20,000 | thousands by filing date | |
| OMEGA ALPHA SPAC | G6749V107 | CL A | 2,054 | $20,000 | thousands by filing date | |
| ALPHA CAPITAL ACQUISITION CO | G0316P114 | UNIT 02/16/2026 | 2,000 | $20,000 | thousands by filing date | |
| INVESTINDUSTRIAL ACQUISITION | G4771L121 | UNIT 99/99/9999 | 2,021 | $20,000 | thousands by filing date | |
| LANDCADIA HOLDINGS III INC | 51476H100 | COM CL A | 2,000 | $20,000 | thousands by filing date | |
| AVINO SILVER & GOLD MINES LT | 053906103 | COM | 15,300 | $19,000 | thousands by filing date | |
| SAVARA INC | 805111101 | COM | 9,071 | $19,000 | thousands by filing date | |
| TRANSCONTINENTAL RLTY INVS | 893617209 | COM NEW | 885 | $19,000 | thousands by filing date | |
| RF INDUSTRIES LTD | 749552105 | COMMON STOCK | 3,078 | $19,000 | thousands by filing date | |
| EAGLE POINT INCOME COMPANY I | 269817102 | COM | 1,250 | $19,000 | thousands by filing date | |
| EDUCATIONAL DEV CORP | 281479105 | COM | 1,108 | $19,000 | thousands by filing date | |
| LIBERTY MEDIA ACQUISTION CORP | 53073L104 | COMMON STOCK | 1,879 | $19,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC | 16961L106 | COM | 1,238 | $19,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 1,810 | $19,000 | thousands by filing date | |
| QUANTUM CORP | 747906501 | COM | 2,351 | $19,000 | thousands by filing date | |
| CALLIDITAS THERAPEUTICS AB SPONSERED | 13124Q106 | ADS | 696 | $19,000 | thousands by filing date | |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 3,700 | $19,000 | thousands by filing date | |
| GOLD STD VENTURES CORP | 380738104 | COM | 33,083 | $19,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N832 | VCSHS US SML CAP | 300 | $19,000 | thousands by filing date | |
| SVF INVESTMENT CORP | G8601L102 | CL A SHS | 1,895 | $19,000 | thousands by filing date | |
| RIBBIT LEAP LTD | G7552B105 | SHS CL A | 1,704 | $19,000 | thousands by filing date | |
| DUDDELL STREET ACQUISITN COR | G28553108 | CMN | 1,976 | $19,000 | thousands by filing date | |
| SOC TELEMED | 78472F101 | COM | 3,100 | $19,000 | thousands by filing date | |
| HAILIANG ED GROUP INC | 40522L108 | SPONSORED ADR | 339 | $19,000 | thousands by filing date | |
| SCORPIO TANKERS INC | 80918TAB5 | NOTE 3.000% 5/1 | 19,000 | $19,000 | thousands by filing date | principal |
| MTBC INC | 55378G102 | COM | 2,240 | $19,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J802 | INDIA NFTY50 EQW | 430 | $18,000 | thousands by filing date | |
| KEROS THERAPEUTICS INC COM | 492327101 | Stock | 287 | $18,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R688 | S&P INTL DIVID | 1,036 | $18,000 | thousands by filing date | |
| DUFF & PHELPS SLT ENGY AND M | 26433F207 | COM NEW | 2,505 | $18,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 2,456 | $18,000 | thousands by filing date | |
| GREENE COUNTY BANCORP INC | 394357107 | COMMON STOCK | 718 | $18,000 | thousands by filing date | |
| CAMBRIA EMERGING SHAREHOLDER YIELD ETF | 132061706 | ETF | 470 | $18,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 3,593 | $18,000 | thousands by filing date | |
| GENERATION BIO CO | 37148K100 | COM | 627 | $18,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R630 | SP KENSHO FINAL | 450 | $18,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 908 | $18,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 4,550 | $18,000 | thousands by filing date | |
| EXCELLON RES INC F | 30069C801 | FOREIGN CANADIAN | 6,600 | $18,000 | thousands by filing date | |
| GT BIOPHARMA INC | 36254L209 | COM NEW | 2,608 | $18,000 | thousands by filing date | |
| RUBICON TECHNOLOGY INC | 78112T206 | COM NEW | 1,750 | $18,000 | thousands by filing date | |
| Ambac Financial Group Wt 4/30/2023 | 023139116 | *W EXP 04/30/202 | 4,069 | $18,000 | thousands by filing date | |
| PROSHARES TR II | 74347W387 | UL DJUBSNATG NEW | 454 | $18,000 | thousands by filing date | |
| NULL | 301505749 | NULL | 562 | $18,000 | thousands by filing date | |
| INTEGRA RES CORP | 45826T301 | COM NEW | 6,588 | $18,000 | thousands by filing date | |
| NORTHERN GENESIS ACQUISITION | 66516T203 | UNIT 07/31/2027 | 958 | $18,000 | thousands by filing date | |
| ACE CONVERGENCE ACQU CORP | G0083D112 | UNIT 99/99/9999 | 1,600 | $18,000 | thousands by filing date | |
| CHP MERGER CORP | 12558Y106 | COM CL A | 1,788 | $18,000 | thousands by filing date | |
| FTAC OLYMPUS ACQUISITION COR | G37288118 | UNIT 08/24/2025 | 1,574 | $18,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 478 | $17,000 | thousands by filing date | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 2,187 | $17,000 | thousands by filing date | |
| ETON PHARMACEUTICALS INC | 29772L108 | COMMON STOCK | 2,234 | $17,000 | thousands by filing date | |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 1,440 | $17,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C581 | US EQTY BUF NOV | 550 | $17,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L746 | US QUALITY CAP | 382 | $17,000 | thousands by filing date | |
| MICROBOT MED INC | 59503A204 | COM NEW | 2,012 | $17,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 1,678 | $17,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 6,600 | $17,000 | thousands by filing date | |
| ANGION BIOMEDICA CORP | 03476J107 | COM | 947 | $17,000 | thousands by filing date | |
| LIGHTINTHEBOX HOLDING CO LTD SPONSORED ADR | 53225G102 | COM | 6,179 | $17,000 | thousands by filing date | |
| LIXTE BIOTECHNOLOGY HLDGS IN | 539319111 | *W EXP 11/30/202 | 21,053 | $17,000 | thousands by filing date | |
| LUMOS PHARMA INC | 55028X109 | COM | 1,492 | $17,000 | thousands by filing date | |
| AILERON THERAPEUTICS INC COM NEW | 00887A105 | Stock | 11,692 | $17,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E192 | GBL X MSCI PT ET | 1,490 | $17,000 | thousands by filing date | |
| SKILLZ INC | 83067L117 | *W EXP 02/26/202 | 2,200 | $17,000 | thousands by filing date | |
| FISKER INC | 33813J114 | *W EXP 12/01/202 | 2,000 | $17,000 | thousands by filing date | |
| INSU ACQUISITION CORP III | 457817302 | UNIT 12/31/2026 | 1,693 | $17,000 | thousands by filing date | |
| SECOO HLDG LTD | 81367P101 | ADR | 6,471 | $17,000 | thousands by filing date | |
| PATRIOT NATL BANCORP INC | 70336F203 | COM NEW | 1,501 | $16,000 | thousands by filing date | |
| CULLINAN THERAPEUTICS INC | 230031106 | COM | 385 | $16,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y876 | DAIL HEAL BU ETF | 190 | $16,000 | thousands by filing date | |
| HIGHPEAK ENERGY INC | 43114Q105 | COMMON STOCK | 2,642 | $16,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P889 | HORIZON DMST ETF | 522 | $16,000 | thousands by filing date | |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 2,500 | $16,000 | thousands by filing date | |
| AMERICAN SHARED HOSPITAL SVC | 029595105 | COM | 5,906 | $16,000 | thousands by filing date | |
| NANOVIRICIDES INC | 630087302 | COM | 3,452 | $16,000 | thousands by filing date | |
| KENTUCKY FIRST FED BANCORP | 491292108 | COM | 2,367 | $16,000 | thousands by filing date | |
| PERMROCK ROYALTY TRUST | 714254109 | TR UNIT | 2,550 | $16,000 | thousands by filing date | |
| DONEGAL GROUP INC | 257701300 | CL B | 1,163 | $16,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R809 | WBI BBR QTY 3000 | 567 | $16,000 | thousands by filing date | |
| CELLECT BIOTECHNOLOGY LTD | 15116C201 | COMMON STOCK-FO | 5,252 | $16,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y707 | RENEWABLE ENERGY | 995 | $16,000 | thousands by filing date | |
| ILLUMINA INC | 452327AH2 | NOTE 0.500% 6/1 | 10,500 | $16,000 | thousands by filing date | principal |
| SERVOTRONICS INC | 817732100 | COM | 1,900 | $16,000 | thousands by filing date | |
| ARROW INVTS TR | 042765792 | DWA TACTICAL MAC | 1,300 | $16,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AL3 | DBCV 4.000% 1/1 | 10,000 | $16,000 | thousands by filing date | principal |
| DIREXION SHS ETF TR | 25459Y116 | CSI300 CHINA1X | 877 | $16,000 | thousands by filing date | |
| NICE SYS INC | 65366HAB9 | BOND | 6,000 | $16,000 | thousands by filing date | principal |
| VIA OPTRONICS AG | 91823Y109 | SPONSORED ADS | 1,238 | $16,000 | thousands by filing date | |
| ASCENDANT DIGITAL ACQUISITIO | G05155109 | COM CL A | 1,600 | $16,000 | thousands by filing date | |
| NABRIVA THERAPEUTICS PLC | G63637113 | SHS | 9,863 | $16,000 | thousands by filing date | |
| PDC ENERGY INC | 69327RAD3 | NOTE 1.125% 9/1 | 16,000 | $16,000 | thousands by filing date | principal |
| ACIES ACQUISITION CORP | G0103T121 | UNIT 11/30/2027 | 1,550 | $16,000 | thousands by filing date | |
| Goldman Sachs Physical Gold ETF | 38150K103 | SHS | 895 | $15,000 | thousands by filing date | |
| TAT TECHNOLOGIES LTD | M8740S227 | ORD NEW | 2,899 | $15,000 | thousands by filing date | |
| PROSHARES TR | 74347R693 | PSHS ULTRA TECH | 204 | $15,000 | thousands by filing date | |
| LANDMARK BANCORP INC | 51504L107 | COMMON STOCK | 595 | $15,000 | thousands by filing date | |
| RED VIOLET INC | 75704L104 | COMMON STOCK | 786 | $15,000 | thousands by filing date | |
| ULTRALIFE CORP | 903899102 | COM | 1,848 | $15,000 | thousands by filing date | |
| STERLING BANCORP INC | 85917W102 | COM | 2,539 | $15,000 | thousands by filing date | |
| ELEMENTS ROGERS INTL CMDTY AGRI TR ETN | 870297603 | ETF | 2,141 | $15,000 | thousands by filing date | |
| SHIP FIN INTL LTD | 824689AG8 | NOTE 4.875% 5/0 | 15,000 | $15,000 | thousands by filing date | principal |
| FAT BRANDS INC | 30258N105 | CLASS A COM | 2,042 | $15,000 | thousands by filing date | |
| GENOCEA BIOSCIENCES INC | 372427401 | COMMON STOCK | 5,547 | $15,000 | thousands by filing date | |
| RIGNET INC | 766582100 | COM | 1,672 | $15,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333XAD0 | DBCV 2.250% 6/1 | 14,000 | $15,000 | thousands by filing date | principal |
| AKARI THERAPEUTICS PLC | 00972G108 | ADR | 5,629 | $15,000 | thousands by filing date | |
| CHINA ONLINE ED GROUP | 16954L105 | SPONSORED ADR | 744 | $15,000 | thousands by filing date | |
| MOLECULAR DATA INC | 60852L106 | SPONSORED ADS | 14,300 | $15,000 | thousands by filing date | |
| CRESCENT CAP BDC INC | 225655109 | COM | 832 | $14,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C862 | INNOVATOR DEEPW | 250 | $14,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 417 | $14,000 | thousands by filing date | |
| IMPACT SHARES NAACP MINORITY EMPOWERMENT ETF | 45259A209 | ETF | 470 | $14,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061300 | CAMBRIA FGN SHR | 500 | $14,000 | thousands by filing date | |
| AVALON HLDGS CORP | 05343P109 | CL A | 3,910 | $14,000 | thousands by filing date | |
| RAVE RESTAURANT GROUP INC | 754198109 | COM | 10,350 | $14,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y772 | AGING POPUL ETF | 500 | $14,000 | thousands by filing date | |
| First Foundation Inc | 32026V104 | Common Stock | 623 | $14,000 | thousands by filing date | |
| WILLIAMS INDUSTRIAL SERVICES | 96951A104 | COMMON STOCK | 4,033 | $14,000 | thousands by filing date | |
| GUARANTY BANCSHARES INC | 400764106 | COMMON STOCK | 366 | $14,000 | thousands by filing date | |
| BREAKWAVE DRY BULK SHIPPING ETF | 26923H200 | ETF | 835 | $14,000 | thousands by filing date | |
| BK Technologies Corp. | 05587G104 | COM | 3,284 | $14,000 | thousands by filing date | |
| APOLLO ENDOSURGERY INC | 03767D108 | COM | 2,526 | $14,000 | thousands by filing date | |
| BIOMX INC | 09090D103 | COM | 2,000 | $14,000 | thousands by filing date | |
| PARTNER COMMUNICATIONS CO LT | 70211M109 | ADR | 2,879 | $14,000 | thousands by filing date | |
| IPATH GSCI TOTAL RETURN INDEX ETF (GSP) | 06738C794 | ETF | 1,067 | $14,000 | thousands by filing date | |
| SESEN BIO INC | 817763105 | COM | 5,376 | $14,000 | thousands by filing date | |
| SOLIGENIX INC | 834223307 | COM | 9,188 | $14,000 | thousands by filing date | |
| CLOOPEN GROUP HOLDING LIMITE | 18900M104 | ADS | 1,000 | $14,000 | thousands by filing date | |
| VIVEON HEALTH ACQUISITION CO | 92853V205 | UNIT 99/99/9999 | 1,364 | $14,000 | thousands by filing date | |
| TABULA RASA HEALTHCARE INC | 873379AA9 | NOTE | 15,000 | $14,000 | thousands by filing date | principal |
| ATLAS CREST INVESTMENT CORP | 049287204 | UNIT 99/99/9999 | 1,386 | $14,000 | thousands by filing date | |
| H I G ACQUISITION CORP UNIT | G44898115 | Stock | 1,355 | $14,000 | thousands by filing date | |
| NIGHTDRAGON ACQUISITION CORP | 65413D204 | UNIT 02/26/20266 | 1,333 | $14,000 | thousands by filing date | |
| SGOCO GROUP LTD | G80751129 | SHS NEW | 6,459 | $14,000 | thousands by filing date | |
| CLIMATE CHANGE CRISIS REAL I | 18716C209 | UNIT 99/99 | 900 | $14,000 | thousands by filing date | |
| VINCERX PHARMA INC | 92731L114 | *W EXP 12/24/202 | 3,500 | $14,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y201 | COM | 384 | $13,000 | thousands by filing date | |
| UBS AG LONDON BRANCH | 90274D390 | ETRA BL CO MAT 5 | 773 | $13,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H534 | INSPIRE 100 ETF | 331 | $13,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 1,267 | $13,000 | thousands by filing date | |
| IZEA WORLDWIDE INC COM NEW | 46604H105 | Stock | 3,316 | $13,000 | thousands by filing date | |
| VERONA PHARMA PLC | 925050106 | SPONSORED ADS | 1,500 | $13,000 | thousands by filing date | |
| PDS BIOTECHNOLOGY CORP | 70465T107 | COM | 2,790 | $13,000 | thousands by filing date | |
| FLEXSHOPPER INC | 33939J303 | COM | 5,100 | $13,000 | thousands by filing date | |
| EVO PMTS INC | 26927E104 | CL A COM | 495 | $13,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 7,775 | $13,000 | thousands by filing date | |
| S&W SEED COMPANY COM | 785135104 | COM | 3,620 | $13,000 | thousands by filing date | |
| COMMUNICATIONS SYSTEMS INC | 203900105 | COM | 2,150 | $13,000 | thousands by filing date | |
| PROSHARES TR | 74347X310 | CMN | 382 | $13,000 | thousands by filing date | |
| KIROMIC BIOPHARMA INC | 497634105 | COM | 1,400 | $13,000 | thousands by filing date | |
| ADIAL PHARMACEUTICALS INC | 00688A106 | COM | 5,200 | $13,000 | thousands by filing date | |
| CC NEUBERGER PRINCIPAL HOLDN | G1992N118 | UNIT 99/99/9999 | 1,334 | $13,000 | thousands by filing date | |
| GWG HLDGS INC | 36192A109 | COM | 1,745 | $13,000 | thousands by filing date | |
| ARRIVAL GROUP | L0423Q116 | *W EXP 03/24/202 | 2,165 | $13,000 | thousands by filing date | |
| LISTED FD TR | 53656F441 | mc | 1,003 | $13,000 | thousands by filing date | |
| 890 5TH AVE PARTNERS INC | 28250A204 | UNIT 01/12/2026 | 1,300 | $13,000 | thousands by filing date | |
| DEERFIELD HEALTHCARE TECH AC | 244413209 | UNIT 07/16/2025 | 1,000 | $13,000 | thousands by filing date | |
| INSPIRE SMALL/MID CAP ETF | 66538H641 | ETF | 348 | $12,000 | thousands by filing date | |
| KENON HLDGS LTD SHS | Y46717107 | Stock | 400 | $12,000 | thousands by filing date | |
| MIRUM PHARMACEUTICALS INC | 604749101 | COM | 614 | $12,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C532 | US EQTY ULTRA B | 403 | $12,000 | thousands by filing date | |
| RED RIVER BANCSHARES INC | 75686R202 | COMMON STOCK | 213 | $12,000 | thousands by filing date | |
| GAIN THERAPEUTICS INC | 36269B105 | COM | 800 | $12,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E289 | S&P EMRNG MMTM | 630 | $12,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H591 | CMN | 320 | $12,000 | thousands by filing date | |
| GYRODYNE LLC | 403829104 | COM | 780 | $12,000 | thousands by filing date | |
| UBS AG LONDON BRANCH | 90274D416 | ETRACS MARKETVEC | 645 | $12,000 | thousands by filing date | |
| THE9 LTD | 88337K302 | ADR | 400 | $12,000 | thousands by filing date | |
| GCM GROSVENOR INC | 36831E116 | W EXP 11/17/202 | 10,000 | $12,000 | thousands by filing date | |
| FORTRESS CAPITAL ACQUISITION | G36427113 | UNIT 99/99/9999 | 1,185 | $12,000 | thousands by filing date | |
| LEJU HLDGS LTD | 50187J108 | SPONSORED ADS | 4,698 | $12,000 | thousands by filing date | |
| DBX ETF TR | 233051713 | XTRCK JP MRGN ES | 548 | $12,000 | thousands by filing date | |
| ITAMAR MED LTD SPONSORED ADS | 465437101 | ADR | 490 | $12,000 | thousands by filing date | |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 4,912 | $12,000 | thousands by filing date | |
| CONDOR HOSPITALITY TR INC | 20676Y403 | COM NEW | 3,579 | $12,000 | thousands by filing date | |
| SOCIAL CAPITAL HEDOSOPHA HLD | G8252P113 | *W EXP 09/26/202 | 2,097 | $12,000 | thousands by filing date | |
| LIVE OAK ACQUISITION CORP II | 53804W205 | UNIT 99/99/9999 | 1,107 | $12,000 | thousands by filing date | |
| ISHARES TR | 46435G276 | MSCI ARGENTINA | 487 | $12,000 | thousands by filing date | |
| IRSA PROPIEDADES COMERCIALES | 463588103 | SPONSORED ADR | 1,199 | $12,000 | thousands by filing date | |
| DRAGONEER GROWTH OPPORTUN CO | G28302126 | UNIT 08/18/2027 | 1,131 | $12,000 | thousands by filing date | |
| CF Finance Acquisition Corp III | 12529D207 | Unit | 1,118 | $12,000 | thousands by filing date | |
| iShares International Dividend Growth ETF | 46435G524 | SHS | 171 | $11,000 | thousands by filing date | |
| EMERALD HOLDING INC | 29103W104 | COM | 1,944 | $11,000 | thousands by filing date | |
| BEL FUSE INC CL A | 077347201 | COMMON STOCK | 600 | $11,000 | thousands by filing date | |
| AEHR TEST SYSTEMS | 00760J108 | COMMON STOCK | 4,200 | $11,000 | thousands by filing date | |
| GAIA INC NEW | 36269P104 | CL A | 932 | $11,000 | thousands by filing date | |
| NETSOL TECHNOLOGIES INC | 64115A402 | COM PAR $.001 | 2,750 | $11,000 | thousands by filing date | |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 2,057 | $11,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 5,324 | $11,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 2,450 | $11,000 | thousands by filing date | |
| PERFORMANCE SHIPPING INC COMMON SHARES | Y67305121 | Stock | 2,000 | $11,000 | thousands by filing date | |
| CARVER BANCORP ORD | 146875604 | COM | 1,200 | $11,000 | thousands by filing date | |
| GULF RES INC | 40251W408 | COM | 2,600 | $11,000 | thousands by filing date | |
| VISLINK TECHNOLOGIES INC | 92836Y300 | COM | 3,701 | $11,000 | thousands by filing date | |
| ETSY INC | 29786AAC0 | NOTE 3/0 | 2,000 | $11,000 | thousands by filing date | principal |
| PROSHARES TR | 74347G689 | ULTSHT RUSS2000 | 713 | $11,000 | thousands by filing date | |
| TANZANIAN GOLD CORP | 87601A107 | COM | 19,450 | $11,000 | thousands by filing date | |
| JUPAI HLDGS LTD | 48205B107 | ADS | 4,942 | $11,000 | thousands by filing date | |
| LISTED FD TR | 53656F466 | MORGAN CREEK | 505 | $11,000 | thousands by filing date | |
| NAKED BRAND GROUP LIMITED | Q6519T117 | SHS NEW | 15,539 | $11,000 | thousands by filing date | |
| ATLANTIC AVE ACQUISITION COR | 04906P101 | CMN | 1,123 | $11,000 | thousands by filing date | |
| FLEX LNG LTD | G35947202 | SHS | 1,124 | $10,000 | thousands by filing date | |
| PACER FDS TR | 69374H873 | DEVELOPED MRKT | 322 | $10,000 | thousands by filing date | |
| BIOVENTUS INC | 09075A108 | COM CL A | 655 | $10,000 | thousands by filing date | |
| LENSAR INC | 52634L108 | COM | 1,452 | $10,000 | thousands by filing date | |
| ACME UNITED CORP | 004816104 | COMMON STOCK | 250 | $10,000 | thousands by filing date | |
| UNITED STS 12 MONTH NAT GAS | 91288X109 | UNIT BEN INT | 1,250 | $10,000 | thousands by filing date | |
| CLPS INCORPORATION | G31642104 | COM | 2,000 | $10,000 | thousands by filing date | |
| ACCESS NEWSWIRE INC | 46520M204 | COM NEW | 457 | $10,000 | thousands by filing date | |
| ARMATA PHARMACEUTICALS INC | 04216R102 | COM | 1,992 | $10,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P110 | NUVEEN ESG 1-5 | 410 | $10,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375205 | CL A | 562 | $10,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 5,000 | $10,000 | thousands by filing date | |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 950 | $10,000 | thousands by filing date | |
| DIANTHUS THERAPEUTICS INC COM | 55910K108 | Stock | 872 | $10,000 | thousands by filing date | |
| FORIAN INC | 34630N106 | cs | 1,002 | $10,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333XAH1 | NOTE 1.500% 6/1 | 9,000 | $10,000 | thousands by filing date | principal |
| CAMBRIA ETF TR | 132061821 | CANNABIS ETF | 500 | $10,000 | thousands by filing date | |
| LUMENTUM HLDGS INC | 55024UAB5 | NOTE 0.250% 3/1 | 6,000 | $10,000 | thousands by filing date | principal |
| CTRIP COM INTL LTD | 22943FAH3 | DBCV 1.990% 7/0 | 10,000 | $10,000 | thousands by filing date | principal |
| FTI CONSULTING INC | 302941AP4 | NOTE 2.000% 8/1 | 7,000 | $10,000 | thousands by filing date | principal |
| XCEL BRANDS INC | 98400M101 | COM NEW | 5,000 | $10,000 | thousands by filing date | |
| AYTU BIOPHARMA INC | 054754874 | COM | 1,378 | $10,000 | thousands by filing date | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 15,041 | $10,000 | thousands by filing date | |
| VOLT INFORMATION SCIEN COM | 928703107 | COM | 2,499 | $10,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B602 | IQ REAL RTN ETF | 383 | $10,000 | thousands by filing date | |
| INNOVATOR ETFS TR II | 45783G201 | S&P INVSTMNT GRD | 400 | $10,000 | thousands by filing date | |
| GENETIC TECHNOLOGIES LIMITED NEW SPONSRD ADR | 37185R307 | NEW SPONSRD ADR | 2,450 | $10,000 | thousands by filing date | |
| CHEMOMAB THERAPEUTICS LTD | 16385C104 | SPONSORED ADS | 334 | $10,000 | thousands by filing date | |
| NULL | 032108854 | NULL | 350 | $10,000 | thousands by filing date | |
| GENERATIONS BANCORP NY INC | 37149G108 | COM | 998 | $10,000 | thousands by filing date | |
| SG BLOCKS INC | 78418A505 | COM NEW | 2,165 | $10,000 | thousands by filing date | |
| Kintara Therapeutics, Inc. | 49720K101 | Equities | 5,708 | $10,000 | thousands by filing date | |
| 5 01 ACQUISITION CORP | 33836P105 | CMN | 1,001 | $10,000 | thousands by filing date | |
| STAR PEAK ENERGY TRANSITION | 855185203 | UNIT 99/99/9999 | 300 | $10,000 | thousands by filing date | |
| COHN ROBBINS HOLDINGS CORP UNIT EX | G23726121 | Stock | 946 | $10,000 | thousands by filing date | |
| CYNERGISTEK INC | 23258P105 | COM | 5,135 | $10,000 | thousands by filing date | |
| PANBELA THERAPEUTICS INC | 69833Q100 | COM | 2,550 | $10,000 | thousands by filing date | |
| TREBIA ACQUISITION CORP | G9027T125 | UNIT 99/99/9999 | 1,002 | $10,000 | thousands by filing date | |
| ASCENDANT DIGITAL ACQUISITIO | G05155125 | UNIT 99/99/9999 | 1,000 | $10,000 | thousands by filing date | |
| GENESIS PK ACQUISITION CORP | G38245109 | SHS CL A | 1,000 | $10,000 | thousands by filing date | |
| PROSHARES TR | 74348A244 | ULTSHT REAL EST | 971 | $10,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G707 | VIRTUS NEWFLEET | 358 | $9,000 | thousands by filing date | |
| WESTERN COPPER & GOLD CORP | 95805V108 | COM | 7,419 | $9,000 | thousands by filing date | |
| ELUTIA INC | 05479K106 | CL A COM | 701 | $9,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A705 | S&P500 DOWNSID | 283 | $9,000 | thousands by filing date | |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 8,200 | $9,000 | thousands by filing date | |
| FIRST NATIONAL CORP VA | 32106V107 | COMMON STOCK | 538 | $9,000 | thousands by filing date | |
| US GOLD CORP | 90291C201 | COMMON STOCK | 870 | $9,000 | thousands by filing date | |
| ARCADIA BIOSCIENCES INC COM | 039014204 | Stock | 3,270 | $9,000 | thousands by filing date | |
| GEE GROUP INC | 36165A102 | COM | 6,727 | $9,000 | thousands by filing date | |
| HOME FED BANCORP INC LA NEW | 43708L108 | COM | 300 | $9,000 | thousands by filing date | |
| HIGHWAY HLDGS LTD | G4481U106 | ORD | 2,399 | $9,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R700 | WBI BBR YLD 3000 | 373 | $9,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y467 | E COMMERCE ETF | 259 | $9,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y529 | DORSY SHRT ETF | 934 | $9,000 | thousands by filing date | |
| SAFETY SHOT INC | 48208F105 | COM NEW | 2,000 | $9,000 | thousands by filing date | |
| FORWARD INDUSTRIES INC COM NEW | 349862300 | Stock | 3,284 | $9,000 | thousands by filing date | |
| STARTEK INC | 85569C107 | COM | 1,146 | $9,000 | thousands by filing date | |
| LION GROUP HOLDING LTD | 53620U102 | ADR | 2,000 | $9,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E521 | FUND | 668 | $9,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 1,383 | $9,000 | thousands by filing date | |
| PROSHARES TR | 74348A525 | ULSHOIL&GASNEW13 | 590 | $9,000 | thousands by filing date | |
| BARCLAYS BANK | 06742A750 | IPATH S&P MLP | 825 | $9,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J133 | BRAZIL ALPHA | 716 | $9,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L811 | COM | 378 | $9,000 | thousands by filing date | |
| ZANITE ACQUISITION CORP | 98907K111 | *W EXP 10/08/202 | 7,143 | $9,000 | thousands by filing date | |
| CALAMP CORP | 128126AD1 | BOND | 10,000 | $9,000 | thousands by filing date | principal |
| CREDIT SUISSE NASSAU BRH | 22542D480 | X LINK GOLD SHS | 1,078 | $9,000 | thousands by filing date | |
| DIREXION DAILY ENERGY BEAR 2X SHARES | 25460E554 | ETF | 493 | $9,000 | thousands by filing date | |
| H I G ACQUISITION CORP | G44898107 | CMN | 904 | $9,000 | thousands by filing date | |
| VY GLOBAL GROWTH | G9444H126 | UNIT 99/99/9999 | 890 | $9,000 | thousands by filing date | |
| DIFFUSION PHARMACEUTICALS IN | 253748305 | COM PAR | 10,000 | $9,000 | thousands by filing date | |
| MERITOR INC | 59001KAF7 | NOTE 3.250%10/1 | 8,000 | $9,000 | thousands by filing date | principal |
| FG FINANCIAL GROUP INC | 30259W104 | COM | 2,002 | $9,000 | thousands by filing date | |
| CONCORD ACQUISITION CORP | 206071201 | UNIT 12/28/2025 | 900 | $9,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000895421-21-000363 | this filing | 2021-05-17 | acceptance time not in the bulk data set |