13F-HR filed by MORGAN STANLEY
MORGAN STANLEY filed this 13F-HR for the quarter ended 2021-03-31, filed 2021-05-17, with 7,569 holding rows worth $680,764,312,000.
- Accession
- 0000895421-21-000363
- Filer
- CIK 895421
- Filed
- 2021-05-17
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2021
A combination report, 26,544 entries on the cover page, a total value of $680,764,312,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $680,764,312,000 with VALUE read as thousands by filing date, 13F file number 028-03432. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerEATON VANCE MANAGEMENT028-04139
- reports for this filerATLANTA CAPITAL MANAGEMENT CO L L C028-05936
- reports for this filerPARAMETRIC PORTFOLIO ASSOCIATES LLC028-04558
- included managerMORGAN STANLEY & CO INTERNATIONAL PLC028-04312
- included managerMORGAN STANLEY & CO. LLC028-11873
- included managerMorgan Stanley Canada LTD028-13197
- included managerMorgan Stanley Capital Services LLC028-11865
- included managerMORGAN STANLEY AIP GP LP028-14710
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT CO028-11366
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT INC028-11866
- included managerMorgan Stanley Investment Management LTD028-11867
- included managerMORGAN STANLEY SMITH BARNEY LLC028-13935
- included managerMorgan Stanley Strategic Investments, Inc028-12509
- included managerMorgan Stanley Uruguay Ltda.028-11533
- included managerFundlogic Sas028-15873
- included managerMorgan Stanley Asia Ltd028-19343
- included managerMorgan Stanley Wealth Management Australia Pty Ltd028-19344
- included managerMorgan Stanley Bank Asia Ltd028-17710
- included managerETRADE Capital Management LLC028-14182
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 808,594 | $1,431,000 | thousands by filing date | |
| ZYNEX INC | 98986M103 | COM | 93,519 | $1,428,000 | thousands by filing date | |
| INSPIRED ENTERTAINMENT INC | 45782N108 | COMMON STOCK | 153,585 | $1,427,000 | thousands by filing date | |
| XERIS PHARMACEUTICALS INC | 98422L107 | COM | 316,214 | $1,426,000 | thousands by filing date | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 58,293 | $1,423,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 60,009 | $1,420,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 43,277 | $1,419,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 4,996 | $1,418,000 | thousands by filing date | |
| iShares iBonds Dec. 2029 Corporate Bond ETF | 46436E205 | ETF | 54,217 | $1,417,000 | thousands by filing date | |
| VEONEER INC | 92336XAA7 | NOTE 4.000% 6/0 | 1,059,000 | $1,417,000 | thousands by filing date | principal |
| VERITIV CORP | 923454102 | COM | 33,254 | $1,415,000 | thousands by filing date | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 107,364 | $1,409,000 | thousands by filing date | |
| NEWAGE INC | 650194103 | COMMON STOCK | 492,484 | $1,408,000 | thousands by filing date | |
| STEEL PARTNERS HLDGS L P | 85814R107 | LTD PRTRSHIP U | 102,399 | $1,407,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F593 | CMN | 39,242 | $1,404,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q676 | ALERIAN ENERGY | 81,169 | $1,401,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD ARIZ FD | 09254K109 | COM | 94,791 | $1,398,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 31,889 | $1,395,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO CL A | 03748R747 | REIT | 227,220 | $1,394,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 115,985 | $1,393,000 | thousands by filing date | |
| SILVERCREST METALS INC | 828363101 | COM | 172,048 | $1,391,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 131,713 | $1,390,000 | thousands by filing date | |
| CURIOSITYSTREAM INC | 23130Q107 | COMMON STOCK | 102,526 | $1,389,000 | thousands by filing date | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 62,607 | $1,387,000 | thousands by filing date | |
| ISHARES TR | 46435U226 | IBONDS 21 TRM HG | 57,194 | $1,384,000 | thousands by filing date | |
| LEGEND BIOTECH CORP | 52490G102 | SPONSORED ADS | 47,546 | $1,380,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E128 | COM CL C | 106,366 | $1,380,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V423 | S&P 500 VLU MOMN | 29,669 | $1,378,000 | thousands by filing date | |
| HEALTH ASSURANCE ACQUISITION | 42226W208 | UNIT 99/99/9999 | 128,075 | $1,378,000 | thousands by filing date | |
| BRIDGEWATER BANCSHARES INC | 108621103 | COMMON STOCK | 85,100 | $1,375,000 | thousands by filing date | |
| ALLOT LTD | M0854Q105 | SHS | 85,922 | $1,372,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 143,660 | $1,363,000 | thousands by filing date | |
| PROSHARES TR | 74347X864 | ULTRPRO S&P500 | 15,006 | $1,356,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J569 | BULSHS 2021 MUNI | 53,535 | $1,355,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J635 | INVSCO BLSH 26 | 52,811 | $1,351,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V696 | NEXT GEN MEDIA | 26,808 | $1,351,000 | thousands by filing date | |
| EGAIN CORP | 28225C806 | COM NEW | 142,073 | $1,348,000 | thousands by filing date | |
| PROSHARES TR | 74347X294 | HD REPLICATION | 26,000 | $1,346,000 | thousands by filing date | |
| WORKIVA INC | 98139AAB1 | NOTE 1.125% 8/1 | 1,022,000 | $1,345,000 | thousands by filing date | principal |
| VISTAGEN THERAPEUTICS INC | 92840H202 | COM | 631,566 | $1,345,000 | thousands by filing date | |
| FINSERV ACQUISITION CORP | 318085107 | CL A | 102,590 | $1,344,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 110,874 | $1,339,000 | thousands by filing date | |
| ISHARES MSCI INDIA SMALL-CAP ETF | 46429B614 | ETF | 27,263 | $1,337,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 44,409 | $1,335,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 55,932 | $1,331,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 92,433 | $1,331,000 | thousands by filing date | |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 100,717 | $1,328,000 | thousands by filing date | |
| FOREST ROAD ACQUISITION CORP | 34619R102 | COM | 131,143 | $1,328,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 395,585 | $1,325,000 | thousands by filing date | |
| EVOKE PHARMA INC | 30049G104 | COM | 723,897 | $1,325,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R858 | WBI PWR FACTOR | 49,340 | $1,324,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 183,783 | $1,323,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P603 | CMN | 51,859 | $1,323,000 | thousands by filing date | |
| RAPT THERAPEUTICS INC | 75382E109 | COM | 59,583 | $1,323,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 222,719 | $1,322,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108607 | BLOCK TECHN ETF | 23,562 | $1,316,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 55,630 | $1,315,000 | thousands by filing date | |
| PEABODY ENGR CORP | 704551100 | COM | 429,485 | $1,314,000 | thousands by filing date | |
| NOVA LTD COM | M7516K103 | Stock | 14,394 | $1,309,000 | thousands by filing date | |
| INVESCO DB MLTI SECTR CMMTY | 46140H601 | GOLD FD | 26,440 | $1,304,000 | thousands by filing date | |
| ISHARES TR | 46435U176 | IBONDS 22 TRM HG | 53,677 | $1,304,000 | thousands by filing date | |
| CM LIFE SCIENCES INC | 18978W109 | COM CL A | 87,406 | $1,301,000 | thousands by filing date | |
| APEX TECHNOLOGY ACQUISITION COM | 03768F102 | CL A | 117,286 | $1,300,000 | thousands by filing date | |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 26,431 | $1,297,000 | thousands by filing date | |
| REXNORD CORP | 76169B102 | COMMON STOCK | 27,466 | $1,295,000 | thousands by filing date | |
| DATTO HOLDING CORPORATION | 23821D100 | COM | 56,503 | $1,294,000 | thousands by filing date | |
| ZEPP HEALTH CORPORATION SPONSORED ADR | 98945L105 | ADR | 120,011 | $1,293,000 | thousands by filing date | |
| ORION S.A. | L72967109 | COM | 65,551 | $1,292,000 | thousands by filing date | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 8,166 | $1,290,000 | thousands by filing date | |
| CEMTREX INC | 15130G600 | COM | 684,743 | $1,287,000 | thousands by filing date | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 95,285 | $1,284,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 130,325 | $1,283,000 | thousands by filing date | |
| MAXEON SOLAR TECHNOLOGIES LT | Y58473102 | SHS | 40,515 | $1,278,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 85,344 | $1,276,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 120,019 | $1,275,000 | thousands by filing date | |
| ISHARES TR | 46435G532 | MSCI GBL SUS DEV | 13,441 | $1,274,000 | thousands by filing date | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 41,527 | $1,270,000 | thousands by filing date | |
| Fidelity MSCI Real Estate Index ETF | 316092857 | SHS | 45,926 | $1,263,000 | thousands by filing date | |
| SUMMIT THERAPEUTICS INC | 86627T108 | COM | 215,184 | $1,263,000 | thousands by filing date | |
| SOTERA HEALTH CO | 83601L102 | COM | 50,523 | $1,261,000 | thousands by filing date | |
| ISHARES IBONDS 2023 TERM HIGH YIELD & INCOME ETF | 46435U150 | ETF | 51,185 | $1,261,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA INC | 89421B109 | COMMON STOCK | 46,387 | $1,258,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 18,258 | $1,257,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 127,716 | $1,253,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 124,200 | $1,253,000 | thousands by filing date | |
| ADAPTHEALTH CORP | 00653Q102 | COMMON STOCK | 34,045 | $1,252,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 74,756 | $1,252,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 1,078,799 | $1,252,000 | thousands by filing date | |
| COREPOINT LODGING INC | 21872L104 | COM | 138,654 | $1,252,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 42,717 | $1,251,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 67,576 | $1,245,000 | thousands by filing date | |
| CENTRAIS ELETRICAS BRASILEIR | 15234Q108 | SPON ADR PFD B | 206,236 | $1,244,000 | thousands by filing date | |
| LYRA THERAPEUTICS INC | 55234L105 | COM | 107,217 | $1,242,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 74,144 | $1,239,000 | thousands by filing date | |
| IDEANOMICS INC | 45166V106 | COM | 424,108 | $1,239,000 | thousands by filing date | |
| Checkpoint Therapeutics Inc Com | 162828107 | COM | 393,834 | $1,237,000 | thousands by filing date | |
| FORWARD PHARMA A/S | 34986J204 | SPONSORED ADS NEW | 179,700 | $1,231,000 | thousands by filing date | |
| LEXINFINTECH HLDGS LTD ADR | 528877103 | ADR | 122,186 | $1,230,000 | thousands by filing date | |
| QNITY ELECTRONICS INC | 817323207 | COM | 203,329 | $1,228,000 | thousands by filing date | |
| URBAN EDGE PPTYS | 91704F104 | COM | 74,250 | $1,226,000 | thousands by filing date | |
| DBX ETF TR | 233051697 | XTRACK MSCI EURO | 33,973 | $1,226,000 | thousands by filing date | |
| WESTWATER RES INC | 961684206 | COM NEW | 228,362 | $1,226,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 196,254 | $1,223,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 32,372 | $1,219,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 81,052 | $1,217,000 | thousands by filing date | |
| NICOLET BANKSHARES INC | 65406E102 | COM | 14,467 | $1,207,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 79,148 | $1,204,000 | thousands by filing date | |
| INDUSTRIAS BACHOCO S A B DE | 456463108 | ADR | 30,085 | $1,195,000 | thousands by filing date | |
| GIGCAPITAL3 INC | 37519D107 | COM | 111,867 | $1,194,000 | thousands by filing date | |
| HUBSPOT INC | 443573AB6 | NOTE 0.250% 6/0 | 250,000 | $1,192,000 | thousands by filing date | principal |
| J P MORGAN EXCHANGE TRADED F | 46641Q761 | US QUALTY FCTR | 31,429 | $1,185,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 94,115 | $1,183,000 | thousands by filing date | |
| DIXIE GROUP INC | 255519100 | COMMON STOCK | 397,350 | $1,180,000 | thousands by filing date | |
| HYDROFARMS HLDGS GROUP INC | 44888K209 | COM | 19,517 | $1,177,000 | thousands by filing date | |
| HYLIION HOLDINGS CORP | 449109107 | COMMON STOCK | 110,139 | $1,175,000 | thousands by filing date | |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 174,398 | $1,168,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X194 | SST SPDR MSCI | 9,768 | $1,167,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 44,013 | $1,165,000 | thousands by filing date | |
| SURO CAP CORP | 86887Q109 | COM NEW | 85,521 | $1,159,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B628 | US RL EST SMCP | 48,048 | $1,158,000 | thousands by filing date | |
| CAMBRIDGE BANCORP | 132152109 | COM | 13,719 | $1,156,000 | thousands by filing date | |
| KAMADA LTD | M6240T109 | SHS | 186,666 | $1,155,000 | thousands by filing date | |
| DESWELL INDS INC | 250639101 | COM | 327,318 | $1,155,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 54,445 | $1,155,000 | thousands by filing date | |
| BURGERFI INTERNATIONAL INC | 12122L101 | COM | 74,810 | $1,153,000 | thousands by filing date | |
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 93,603 | $1,151,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 107,325 | $1,147,000 | thousands by filing date | |
| UWM HOLDINGS CORPORATION COM CL A | 91823B109 | Stock | 144,575 | $1,147,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 144,501 | $1,146,000 | thousands by filing date | |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 24,254 | $1,144,000 | thousands by filing date | |
| ATLANTIC CAP BANCSHARES INC | 048269203 | COM | 47,457 | $1,144,000 | thousands by filing date | |
| APOLLO STRATEGIC GROWTH CAPITAL | G0411R106 | COMMON STOCK-FO | 115,232 | $1,141,000 | thousands by filing date | |
| CLEVELAND BIOLABS INC | 185860202 | COM NEW | 217,290 | $1,141,000 | thousands by filing date | |
| MERCHANTS BANCORP IND | 58844R108 | COM | 27,183 | $1,140,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109AD0 | NOTE 2.875% 6/1 | 1,135,000 | $1,140,000 | thousands by filing date | principal |
| ORIGIN AGRITECH LIMITED | G67828205 | SHS NEW | 67,086 | $1,139,000 | thousands by filing date | |
| PROSHARES TR II ULTRA VIX SHORT TERM FUTURES ETF | 74347W148 | ULTRA VIX SHORT | 201,539 | $1,139,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVESTMENT | 09254T100 | COM | 78,461 | $1,138,000 | thousands by filing date | |
| BURGUNDY TECHNOLOGY ACQU COR | G1702T116 | CL A | 115,053 | $1,138,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L810 | WESTN ASET TTL | 42,330 | $1,136,000 | thousands by filing date | |
| NATWEST GROUP PLC | 639057108 | COMMON STOCK-FO | 211,399 | $1,135,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R861 | STATE STRET SPDR | 54,330 | $1,134,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E529 | NY AMT FRE MUN | 44,035 | $1,133,000 | thousands by filing date | |
| CTO REALTY GROWTH INC | 22948Q101 | REIT | 21,720 | $1,129,000 | thousands by filing date | |
| PUBMATIC INC CLASS A | 74467Q103 | COMMON STOCK | 22,878 | $1,128,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAW3 | NOTE 4.625% 3/0 | 1,038,000 | $1,128,000 | thousands by filing date | principal |
| DANAOS CORPORATION SHS | Y1968P121 | Stock | 22,683 | $1,125,000 | thousands by filing date | |
| SPIRIT OF TEX BANCSHARES INC | 84861D103 | COM | 50,291 | $1,122,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P409 | NUVEEN ESG MIDCP | 22,383 | $1,121,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 13,374 | $1,121,000 | thousands by filing date | |
| CARS COM INC | 14575E105 | COM | 86,390 | $1,119,000 | thousands by filing date | |
| CHICAGO RIVET & MACH CO | 168088102 | COM | 43,790 | $1,117,000 | thousands by filing date | |
| INVESCO INDIA EXCHANGE-TRADE | 46137R109 | INDIA ETF | 45,309 | $1,116,000 | thousands by filing date | |
| APTINYX INC | 03836N103 | COM | 371,361 | $1,114,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 63,423 | $1,112,000 | thousands by filing date | |
| NULL | 09071M205 | NULL | 398,412 | $1,112,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 13,178 | $1,109,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 15,034 | $1,108,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 36,887 | $1,106,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 68,493 | $1,104,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 25,961 | $1,103,000 | thousands by filing date | |
| JAMF HLDG CORP COM | 47074L105 | Stock | 31,219 | $1,102,000 | thousands by filing date | |
| iShares Cybersecurity and Tech ETF | 46435U135 | CYBERSECURITY | 28,856 | $1,102,000 | thousands by filing date | |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 49,247 | $1,101,000 | thousands by filing date | |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 220,912 | $1,100,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 35,455 | $1,098,000 | thousands by filing date | |
| ALTIMMUNE INC | 02155H200 | COM NEW | 77,540 | $1,096,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 18,885 | $1,095,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 46,654 | $1,095,000 | thousands by filing date | |
| SPORTS ENTERTAINMENT ACQU CO | 84918M106 | COM CL A | 111,999 | $1,095,000 | thousands by filing date | |
| CBAK ENERGY TECHNOLOGY INC | 14986C102 | COM | 213,646 | $1,090,000 | thousands by filing date | |
| BIGLARI HOLDINGS INC B | 08986R309 | COMMON STOCK | 8,195 | $1,088,000 | thousands by filing date | |
| YATSEN HLDG LTD SPONSORED ADS | 985194109 | ADR | 88,079 | $1,087,000 | thousands by filing date | |
| RIVERNORTH DOUBLELINE STRATE | 76882G107 | COM | 71,826 | $1,085,000 | thousands by filing date | |
| SHOALS TECHNOLOGIES GROUP INC CL A | 82489W107 | Stock | 31,174 | $1,084,000 | thousands by filing date | |
| ISHARES TR | 46435G102 | CONV BD ETF | 11,032 | $1,083,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES IN | 34984V209 | COMMON STOCK | 58,396 | $1,083,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588307 | COM | 148,032 | $1,083,000 | thousands by filing date | |
| API GROUP CORP COM STK | 00187Y100 | Stock | 52,290 | $1,081,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q205 | COM | 109,390 | $1,080,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188101 | CORP BOND ETF | 19,921 | $1,080,000 | thousands by filing date | |
| PROFOUND MED CORP | 74319B502 | COM NEW | 53,463 | $1,077,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X309 | S NETWRK FUT VEH | 18,676 | $1,077,000 | thousands by filing date | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 69,569 | $1,076,000 | thousands by filing date | |
| SPROTT ETF TRUST | 85210B201 | JR GOLD MINERS E | 26,152 | $1,076,000 | thousands by filing date | |
| GIGAMEDIA LTD | Y2711Y112 | SHS NEW | 315,226 | $1,075,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 133,954 | $1,075,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 66,070 | $1,069,000 | thousands by filing date | |
| ASTRANA HEALTH INC | 03763A207 | COM NEW | 39,404 | $1,068,000 | thousands by filing date | |
| EMEREN GROUP LTD | 75971T301 | SPONSORED ADS | 86,504 | $1,067,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 38,601 | $1,066,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 85,429 | $1,066,000 | thousands by filing date | |
| PROSHARES TR II | 74347W353 | ULTRA SILVER NEW | 25,946 | $1,066,000 | thousands by filing date | |
| INVESCO RAFI DEVELOPED MARKETS EX-U.S. SMALL-MID ETF | 46138E735 | ETF | 29,058 | $1,063,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F796 | COM | 18,479 | $1,063,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 115,645 | $1,062,000 | thousands by filing date | |
| MARINUS PHARMACEUTICALS INC | 56854Q200 | COM NEW | 68,568 | $1,062,000 | thousands by filing date | |
| 180 DEGREE CAP CORP | 68235B208 | COM NEW | 143,211 | $1,060,000 | thousands by filing date | |
| DELEK US HLDGS INC NEW COM | 24665A103 | Stock | 48,623 | $1,059,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E341 | GLB X GURU INDEX | 22,917 | $1,058,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 175,987 | $1,058,000 | thousands by filing date | |
| LUFAX HOLDING LTD | 54975P102 | ADS REP SHS CL A | 72,669 | $1,056,000 | thousands by filing date | |
| LOANDEPOT INC | 53946R106 | COM CL A | 52,685 | $1,050,000 | thousands by filing date | |
| REINVENT TECHNOLOGY PARTNERS | G7483N129 | CL A | 103,326 | $1,049,000 | thousands by filing date | |
| BIOXCEL THERAPEUTICS INC | 09075P105 | COM | 24,265 | $1,047,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 83,897 | $1,046,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 84,654 | $1,044,000 | thousands by filing date | |
| PRELUDE THERAPEUTICS INC | 74065P101 | CMN | 24,074 | $1,044,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 89,270 | $1,043,000 | thousands by filing date | |
| I3 VERTICALS INC | 46571Y107 | COM CL A | 33,348 | $1,038,000 | thousands by filing date | |
| AMNEAL PHARMACEUTICALS INC | 03168L105 | COM STK CL A | 154,324 | $1,037,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 271,290 | $1,036,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 62,890 | $1,036,000 | thousands by filing date | |
| ARCO PLATFORM LTD | G04553106 | COM CL A | 40,670 | $1,031,000 | thousands by filing date | |
| SOLARWINDS CORP | 83417Q105 | COM | 58,984 | $1,030,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 42,027 | $1,024,000 | thousands by filing date | |
| HOLICITY INC | 435063102 | COM CL A | 86,919 | $1,024,000 | thousands by filing date | |
| SEACOR MARINE HLDGS INC COM | 78413P101 | Stock | 191,880 | $1,023,000 | thousands by filing date | |
| CAPSTAR FINL HLDGS INC | 14070T102 | COM | 59,322 | $1,023,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 77,709 | $1,018,000 | thousands by filing date | |
| RUBIUS THERAPEUTICS INC | 78116T103 | COM | 38,356 | $1,017,000 | thousands by filing date | |
| ROMEO POWER INC | 776153108 | COM | 121,814 | $1,014,000 | thousands by filing date | |
| ACHIEVE LIFE SCIENCES INC | 004468500 | COMMON STOCK | 87,546 | $1,014,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 96,127 | $1,014,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 33,054 | $1,011,000 | thousands by filing date | |
| SPDR S&P 500 Fossil Fuel Reserves Free ETF | 78468R796 | SHS | 10,260 | $1,008,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647X806 | VS NASDQ NXT 50 | 31,931 | $1,008,000 | thousands by filing date | |
| UNITY BIOTECHNOLOGY INC | 91381U101 | COM | 167,741 | $1,007,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 145,461 | $1,004,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092303 | CONSMR STAPLES | 24,135 | $1,003,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNICIP | 27826F101 | SH BEN INT | 75,603 | $1,002,000 | thousands by filing date | |
| COCRYSTAL PHARMA INC | 19188J300 | CMN | 721,006 | $1,002,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 24,013 | $996,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 529,753 | $996,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y683 | ENHNCD CMMDTY ST | 49,641 | $996,000 | thousands by filing date | |
| SOLID BIOSCIENCES INC COM NEW | 83422E105 | Stock | 179,769 | $994,000 | thousands by filing date | |
| ALARUM TECHNOLOGIES LTD SPONSORD ADS NEW | 78643B401 | ADR | 734,925 | $992,000 | thousands by filing date | |
| 908 DEVICES INC COM | 65443P102 | Stock | 20,411 | $990,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J109 | ASIA EX JAPAN | 29,366 | $987,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W521 | JAPAN OPPOR FD | 21,911 | $985,000 | thousands by filing date | |
| SPDR Portfolio Corporate Bond ETF | 78464A144 | SHS | 28,590 | $984,000 | thousands by filing date | |
| AMALGAMATED FINANCIAL CORP | 022671101 | COM | 59,370 | $984,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 336,400 | $979,000 | thousands by filing date | |
| HBT FINANCIAL INC DE | 404111106 | COMMON STOCK | 56,998 | $976,000 | thousands by filing date | |
| PANDION THERAPEUTICS INC | 698340106 | COM | 16,220 | $974,000 | thousands by filing date | |
| ANNEXON INC | 03589W102 | COM | 34,945 | $973,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 119,613 | $973,000 | thousands by filing date | |
| MISSION PRODUCE INC | 60510V108 | COM | 51,140 | $972,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 89,466 | $970,000 | thousands by filing date | |
| PLDT INC SPONSORED ADR | 69344D408 | ADR | 37,000 | $968,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q886 | COM | 51,165 | $968,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 32,587 | $967,000 | thousands by filing date | |
| ISHARES MSCI DENMARK ETF | 46429B523 | ETF | 9,968 | $966,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2029 MUNICIPAL BOND ETF | 46138J478 | ETF | 37,528 | $964,000 | thousands by filing date | |
| Ouster Inc | 68989M103 | COM | 112,870 | $959,000 | thousands by filing date | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 51,950 | $957,000 | thousands by filing date | |
| NORTHEAST BK PORTLAND ME | 66405S100 | COM | 36,022 | $951,000 | thousands by filing date | |
| ICL GROUP LTD SHS | M53213100 | Stock | 163,260 | $948,000 | thousands by filing date | |
| DWS MUNICIPAL INCOME TRUST | 233368109 | COM | 81,380 | $948,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 235,265 | $945,000 | thousands by filing date | |
| GREAT ELM CAP CORP | 390320109 | COM | 277,741 | $945,000 | thousands by filing date | |
| PRIMIS FINANCIAL CORP | 74167B109 | COMMON STOCK | 64,966 | $944,000 | thousands by filing date | |
| EXTERRAN CORP | 30227H106 | COM | 280,480 | $943,000 | thousands by filing date | |
| NUVEEN GA DIVID | 67072B107 | COM | 72,383 | $942,000 | thousands by filing date | |
| PLAYTIKA HOLDING CORP | 72815L107 | COMMON STOCK | 34,553 | $940,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L100 | MORNSTAR USMKT | 5,888 | $939,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061409 | GLOBAL VALUE ETF | 42,374 | $939,000 | thousands by filing date | |
| ISHARES TR | 46429B200 | CHINA SM-CAP ETF | 17,027 | $938,000 | thousands by filing date | |
| GOLDEN NUGGET ONLINE GAMIN | 38113L107 | COM CL A | 69,412 | $937,000 | thousands by filing date | |
| ISHARES TR | 464288125 | 3YRTB ETF | 11,401 | $931,000 | thousands by filing date | |
| COSAN S A ADS | 22113B103 | ADR | 57,497 | $929,000 | thousands by filing date | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 60,608 | $929,000 | thousands by filing date | |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 40,458 | $928,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 61,877 | $924,000 | thousands by filing date | |
| DIREXION SHS TR ETF DAILY S&P OIL & GAS EXP & PROD BULL 2X | 25460G500 | ETF | 13,112 | $924,000 | thousands by filing date | |
| ZILLOW GROUP INC | 98954MAH4 | NOTE 2.750% 5/1 | 447,000 | $923,000 | thousands by filing date | principal |
| LANTERN PHARMA INC | 51654W101 | COM | 50,702 | $920,000 | thousands by filing date | |
| SINGULARITY FUTURE TECH LTD | 82935V208 | CMN | 141,707 | $919,000 | thousands by filing date | |
| RBB BANCORP | 74930B105 | COMMON STOCK | 45,277 | $918,000 | thousands by filing date | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 19,569 | $918,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 8,237 | $918,000 | thousands by filing date | |
| PROSHARES SHORT | 74347R396 | PSHS SH MSCI EMR | 74,798 | $918,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 184,682 | $917,000 | thousands by filing date | |
| COHN ROBBINS HOLDINGS CORP | G23726105 | COM CL A | 93,263 | $917,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V688 | NEXT GEN CON ETF | 11,099 | $915,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 49,158 | $914,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 261,850 | $913,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 22,707 | $909,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 19,263 | $907,000 | thousands by filing date | |
| AMERICAN CENTY ETF TR | 025072505 | DIVERSIFIED MU | 16,612 | $907,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 161,724 | $906,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 5,808 | $906,000 | thousands by filing date | |
| ALTERITY THERAPEUTICS LTD | 02155X106 | SPONSORED ADR | 627,907 | $904,000 | thousands by filing date | |
| TURQUOISE HILL RES LTD | 900435207 | COM | 56,092 | $902,000 | thousands by filing date | |
| BRIDGETOWN HOLDINGS LTD | G1355U113 | COM | 83,083 | $902,000 | thousands by filing date | |
| KRYSTAL BIOTECH INC COM | 501147102 | Stock | 11,706 | $901,000 | thousands by filing date | |
| ADVISORSHARES TR INSIDER ADVAN | 00768y818 | INDX FD | 10,035 | $901,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 25,900 | $898,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J585 | BULETSHS 2027 | 35,290 | $896,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 1,280,506 | $896,000 | thousands by filing date | |
| ISHARES TR | 46432FAN7 | 2023 INVTGR BD | 35,934 | $895,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 18,796 | $894,000 | thousands by filing date | |
| TUCOWS INC | 898697206 | COM NEW | 11,539 | $894,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E172 | S&P SMLCP STAP | 8,877 | $893,000 | thousands by filing date | |
| Allena Pharmaceuticals, Inc. | 018119107 | COM | 637,882 | $887,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 285,125 | $886,000 | thousands by filing date | |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 358,647 | $886,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 18,703 | $885,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 36,743 | $885,000 | thousands by filing date | |
| RETAIL VALUE INC | 76133Q102 | COM | 47,252 | $884,000 | thousands by filing date | |
| COLUMBIA FINANCIAL INC | 197641103 | COMMON STOCK | 50,521 | $883,000 | thousands by filing date | |
| FTAC OLYMPUS ACQUISITION COR | G37288100 | CL A SHS | 83,513 | $883,000 | thousands by filing date | |
| EXPERIENCE INVT CORP | 30217C109 | COM CL A | 85,658 | $881,000 | thousands by filing date | |
| AEGLEA BIOTHERAPEUTICS INC | 00773J103 | COM | 111,090 | $880,000 | thousands by filing date | |
| CLOVER HEALTH INVESTMENTS CO | 18914F103 | COMMON STOCK | 116,353 | $879,000 | thousands by filing date | |
| DBX ETF TR | 233051150 | XTRACKERS MSCI | 24,074 | $878,000 | thousands by filing date | |
| CLARIVATE PLC | G21810109 | ORD SHS | 33,231 | $877,000 | thousands by filing date | |
| PCSB FINL CORP COM | 69324R104 | Stock | 52,804 | $877,000 | thousands by filing date | |
| AKERO THERAPEUTICS INC | 00973Y108 | COM | 30,190 | $876,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FUND TRUST INVESCO DORSEY WRIGHT UTILITIES MOMENTUM ETF | 46137V795 | ETF | 26,187 | $869,000 | thousands by filing date | |
| POLYMET MNG CORP | 731916409 | COM | 275,002 | $869,000 | thousands by filing date | |
| DECIPHERA PHARMACEUTICALS IN | 24344T101 | COM | 19,298 | $865,000 | thousands by filing date | |
| RITE AID CORP | 767754872 | COM | 42,336 | $865,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 270,809 | $864,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102100 | UNIT LTD PRTNSP | 77,528 | $859,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q670 | CORE PLUS BD ETF | 15,919 | $858,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 160,051 | $857,000 | thousands by filing date | |
| AVANTI ACQUISITION CORP | G0682V109 | CMN | 87,159 | $852,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 80,581 | $845,000 | thousands by filing date | |
| INNOVATIVE SOLUTIONS SUPP | 45769N105 | COMMON STOCK | 133,014 | $841,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 18,385 | $840,000 | thousands by filing date | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 32,602 | $840,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 25,779 | $837,000 | thousands by filing date | |
| INFUSYSTEM HOLDINGS INC | 45685K102 | COMMON STOCK | 41,144 | $837,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 23,055 | $834,000 | thousands by filing date | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 7,093 | $831,000 | thousands by filing date | |
| USIO INC | 917313108 | CMN | 129,480 | $831,000 | thousands by filing date | |
| ORBITAL ENERGY GROUP INC | 68559A109 | COM | 136,207 | $831,000 | thousands by filing date | |
| NUVEEN N Y SELECT TAX FREE I | 67063V104 | SH BEN INT | 57,083 | $828,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC | 40171VAA8 | BOND | 734,000 | $827,000 | thousands by filing date | principal |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 37,709 | $825,000 | thousands by filing date | |
| SELECT BANCORP INC NEW COM | 81617L108 | Stock | 74,523 | $825,000 | thousands by filing date | |
| Axonics | 88875G101 | COM | 297,863 | $825,000 | thousands by filing date | |
| NEXA RES S A | L67359106 | COM | 80,381 | $824,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 342,649 | $822,000 | thousands by filing date | |
| PEGASYSTEMS INC | 705573AB9 | NOTE 0.750% 3/0 | 742,000 | $821,000 | thousands by filing date | principal |
| High Yield ETF | 30151E814 | HIGH YIELD ETF | 25,237 | $819,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G409 | S&P SMLCP UTIL | 13,058 | $819,000 | thousands by filing date | |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 34,662 | $819,000 | thousands by filing date | |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 286,096 | $817,000 | thousands by filing date | |
| FUSION PHARMACEUTICALS INC | 36118A100 | COM | 76,171 | $817,000 | thousands by filing date | |
| VAPOTHERM INC | 922107107 | COM | 34,015 | $817,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 91,183 | $817,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 36,410 | $816,000 | thousands by filing date | |
| NLIGHT INC | 65487K100 | COM | 25,225 | $816,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 115,560 | $814,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D304 | COMMON STOCK | 113,811 | $814,000 | thousands by filing date | |
| ONECONNECT FINL TECHNOLOGY C | 68248T105 | ADR | 55,047 | $814,000 | thousands by filing date | |
| WAYFAIR INC | 94419LAB7 | NOTE 0.375% 9/0 | 270,000 | $814,000 | thousands by filing date | principal |
| FVCBANKCORP INC | 36120Q101 | COMMON STOCK | 46,887 | $812,000 | thousands by filing date | |
| AUTOLUS THERAPEUTICS PLC SPON | 05280R100 | COM | 141,226 | $810,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A706 | ST STR GLB DOW | 7,572 | $800,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 19,558 | $799,000 | thousands by filing date | |
| FULCRUM THERAPEUTICS INC | 359616109 | COMMON STOCK | 67,805 | $799,000 | thousands by filing date | |
| SOLITON INC | 834251100 | COM | 45,498 | $799,000 | thousands by filing date | |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 20,252 | $798,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 20,900 | $798,000 | thousands by filing date | |
| SALISBURY BANCORP INC | 795226109 | COM | 17,921 | $796,000 | thousands by filing date | |
| NUVEEN ESG LARGE-CAP GROWTH ETF | 67092P201 | ETF | 13,706 | $795,000 | thousands by filing date | |
| PARK AEROSPACE CORP | 70014A104 | COM | 59,985 | $794,000 | thousands by filing date | |
| SOCIAL CAPITAL HEDOSOPHA HLD | G82514103 | SHS CL A | 72,482 | $794,000 | thousands by filing date | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 104,235 | $793,000 | thousands by filing date | |
| OYSTER POINT PHARMA INC | 69242L106 | COMMON STOCK | 43,373 | $793,000 | thousands by filing date | |
| WISDOMTREE TRUST CHINESE YUAN | 97717W182 | COM | 29,315 | $793,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 290,834 | $791,000 | thousands by filing date | |
| GLOBAL CORD BLOOD CORP | G39342103 | COM | 174,461 | $790,000 | thousands by filing date | |
| ONDAS HLDGS INC | 68236H204 | COM NEW | 81,235 | $787,000 | thousands by filing date | |
| E MERGE TECHNOLOGY ACQUISITI | 26873Y104 | CMN | 80,670 | $787,000 | thousands by filing date | |
| C4 THERAPEUTICS INC | 12529R107 | COM STK | 21,195 | $784,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 145,117 | $784,000 | thousands by filing date | |
| TORTOISE PIPELINE & ENERGY F | 89148H207 | COM | 38,290 | $784,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 64,169 | $783,000 | thousands by filing date | |
| SCORE MEDIA & GAMING INC | 80919D202 | CL A SUB VTG SHS | 29,064 | $782,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 24,792 | $781,000 | thousands by filing date | |
| ALIGOS THERAPEUTICS INC COM NEW | 01626L105 | Stock | 34,315 | $780,000 | thousands by filing date | |
| INDEXIQ ETF TR IQ GLB | 45409B883 | RES ETF | 28,156 | $778,000 | thousands by filing date | |
| AZUL S A | 05501U106 | OPT | 38,404 | $775,000 | thousands by filing date | |
| METROMILE INC | 591697107 | COM | 75,245 | $774,000 | thousands by filing date | |
| CORTEXYME INC | 22053A107 | COM | 21,436 | $773,000 | thousands by filing date | |
| WRAP TECHNOLOGIES INC | 98212N107 | COM | 138,873 | $772,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 121,637 | $770,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 83,321 | $770,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 30,209 | $767,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 13,946 | $767,000 | thousands by filing date | |
| KALVISTA PHARMACEUTICALS INC | 483497103 | COM | 29,815 | $766,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 236,031 | $763,000 | thousands by filing date | |
| COGNYTE SOFTWARE LTD | M25133105 | ORD SHS | 27,402 | $762,000 | thousands by filing date | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 23,795 | $761,000 | thousands by filing date | |
| Fluent Co | 34380C102 | COM | 184,982 | $759,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 61,506 | $759,000 | thousands by filing date | |
| WIMI HOLOGRAM CLOUD INC | 97264L100 | SPON ADS CL B | 115,026 | $759,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464AC4 | NOTE 1.250% 5/0 | 1,000,000 | $756,000 | thousands by filing date | principal |
| CHURCHILL CAPITAL CORP VI | 17143W200 | UNIT 99/99/9999 | 75,000 | $755,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 352,252 | $754,000 | thousands by filing date | |
| COLLECTIVE GROWTH CORP | 19424L101 | COM CL A | 75,584 | $753,000 | thousands by filing date | |
| QUDIAN INC | 747798AB2 | NOTE 1.000% 7/0 | 992,000 | $751,000 | thousands by filing date | principal |
| FUTURE FINTECH GROUP INC | 36117V105 | COM PAR | 120,814 | $750,000 | thousands by filing date | |
| COMPANHIA BRASILEIRA DE DISTRI | 20440T300 | SPONSORED ADR | 128,733 | $749,000 | thousands by filing date | |
| YY INC | 98426TAF3 | NOTE 1.375% 6/1 | 628,000 | $749,000 | thousands by filing date | principal |
| CALIX INC | 13100M509 | COM | 21,570 | $748,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 69,758 | $748,000 | thousands by filing date | |
| FIRST EAGLE SENIOR LOAN FUND | 32010E100 | COM NEW | 52,034 | $746,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F841 | NATURAL RESOURC | 16,653 | $746,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 116,798 | $746,000 | thousands by filing date | |
| BLACKROCK MUN INCOME INVT TR | 09248H105 | SHS BEN INT | 53,604 | $745,000 | thousands by filing date | |
| DTE ENERGY CO | 233331842 | UNIT 11/01/2022 | 14,936 | $745,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N535 | SHORT TRM BD ETF | 14,363 | $743,000 | thousands by filing date | |
| United States Brent Oil Fund L | 91167Q100 | COM | 46,740 | $742,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 32,710 | $741,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 15,845 | $741,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 197,502 | $739,000 | thousands by filing date | |
| VERADIGM INC | 01988PAF5 | BOND | 565,000 | $738,000 | thousands by filing date | principal |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 48,460 | $737,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 22,038 | $734,000 | thousands by filing date | |
| INTRUSION INC COM NEW | 46121e205 | COM | 31,431 | $734,000 | thousands by filing date | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 74,617 | $732,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 110,041 | $732,000 | thousands by filing date | |
| IQ HEDGE MARKET NEUT TRACK | 45409B503 | CMN | 26,936 | $731,000 | thousands by filing date | |
| SOCIAL CAPITAL HEDOSOPHA HLD | G8251L121 | UNIT 99/99/9999 | 64,820 | $731,000 | thousands by filing date | |
| EVELO BIOSCIENCES INC | 299734103 | COM | 68,020 | $728,000 | thousands by filing date | |
| DREAM FINDERS HOMES INC COM CL A | 26154D100 | Stock | 30,194 | $727,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 183,583 | $727,000 | thousands by filing date | |
| ONE | G7000X105 | COM CL A | 62,671 | $727,000 | thousands by filing date | |
| CORTLAND BANCORP COM | 220587109 | COM | 32,932 | $725,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 70,312 | $724,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 191,828 | $724,000 | thousands by filing date | |
| ALERUS FINL CORP | 01446U103 | COM | 24,224 | $721,000 | thousands by filing date | |
| KALA BIO INC COM | 483119103 | Stock | 106,949 | $721,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 40,244 | $720,000 | thousands by filing date | |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 356,322 | $716,000 | thousands by filing date | |
| STAR PEAK CORP II | 855179107 | COM CL A | 70,669 | $714,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 21,048 | $713,000 | thousands by filing date | |
| AYRO INC | 054748108 | COM | 110,077 | $713,000 | thousands by filing date | |
| EAGLE POINT CREDIT COMPANY I | 269808101 | COM | 59,406 | $712,000 | thousands by filing date | |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 2,855 | $711,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T807 | COM | 241,408 | $711,000 | thousands by filing date | |
| CYCLACEL PHARMACE 6percent PFDCONV | 23254L603 | Stock | 100,000 | $711,000 | thousands by filing date | |
| EVANS BANCORP INC | 29911Q208 | COM | 20,865 | $707,000 | thousands by filing date | |
| INHIBRX INC | 45720L107 | COM | 35,228 | $707,000 | thousands by filing date | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 49,042 | $706,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 59,300 | $705,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E388 | S&P 500 EX RAT | 16,014 | $705,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533AC2 | NOTE 5.000% 6/1 | 705,000 | $705,000 | thousands by filing date | principal |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 13,322 | $703,000 | thousands by filing date | |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 61,418 | $702,000 | thousands by filing date | |
| FRIEDMAN INDUSTRIES | 358435105 | COMMON STOCK | 86,624 | $701,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R696 | CMN | 23,956 | $701,000 | thousands by filing date | |
| BROADMARK RLTY CAP INC | 11135B100 | COM | 66,861 | $700,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G609 | CMN | 29,565 | $699,000 | thousands by filing date | |
| NUVEEN MULTI-MKT INCOME FD | 67075J107 | COM | 95,994 | $697,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 65,826 | $697,000 | thousands by filing date | |
| CHIASMA INC | 16706W102 | COM | 222,256 | $696,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V202 | ST STR INCOM ETF | 20,093 | $695,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 12,251 | $694,000 | thousands by filing date | |
| PURPLE BIOTECH LTD SPONSORED ADR | 74638P109 | ADR | 167,804 | $693,000 | thousands by filing date | |
| CALEDONIA MINING CORP PLC | G1757E113 | COMMON STOCK | 48,438 | $692,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 31,216 | $692,000 | thousands by filing date | |
| SITIME CORP COM | 82982T106 | Stock | 7,010 | $691,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 18,873 | $688,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A334 | BLOMBERG BRC INT | 21,817 | $687,000 | thousands by filing date | |
| DPCM CAP INC | 23344P101 | CMN | 69,596 | $687,000 | thousands by filing date | |
| PLYMOUTH INDL REIT INC COM | 729640102 | REIT | 40,672 | $686,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 56,628 | $685,000 | thousands by filing date | |
| PRIVETERRA ACQUISITION CORP | 876545203 | UNIT 12/31/2025 | 68,524 | $685,000 | thousands by filing date | |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 6,096 | $681,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857FAB3 | NOTE 1.500% 5/1 | 500,000 | $680,000 | thousands by filing date | principal |
| NEVRO CORP | 64157FAA1 | BOND | 470,000 | $680,000 | thousands by filing date | principal |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 37,702 | $678,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 22,988 | $677,000 | thousands by filing date | |
| JAWS MUSTANG ACQUISITION COR | G50737116 | UNIT 99/99/9999 | 66,748 | $677,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 376,807 | $675,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 45,814 | $673,000 | thousands by filing date | |
| ATKORE INC | 047649108 | COMMON STOCK | 9,369 | $673,000 | thousands by filing date | |
| CENTER COAST BRKFLD MLP ENRGY SHS BEN INT | 151461209 | CEF | 61,508 | $673,000 | thousands by filing date | |
| ADMA BIOLOGICS INC | 000899104 | COM | 380,576 | $670,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 134,923 | $668,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092816 | MOMENTUM FACTR | 14,797 | $665,000 | thousands by filing date | |
| TPG PACE BEN FIN CORP | G8990D125 | CL A COM | 34,016 | $665,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q305 | COM STOCK | 27,570 | $663,000 | thousands by filing date | |
| ISHARES SHORT MATURITY MUNICIPAL BOND ACTIVE ETF | 46431W838 | ETF | 13,173 | $662,000 | thousands by filing date | |
| TURNING PT THERAPEUTICS | 90041T108 | COM | 6,973 | $660,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G781 | DAI GOL BUL ETF | 12,104 | $660,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092782 | VLU FACTOR ETF | 14,707 | $659,000 | thousands by filing date | |
| ARENA PHARMACEUTICALS INC | 040047607 | COM NEW | 9,479 | $658,000 | thousands by filing date | |
| TRAVERE THERAPEUTICS INC | 89422G107 | COM | 26,373 | $657,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524789 | FUNDAMENTAL US B | 12,821 | $657,000 | thousands by filing date | |
| WISDOMTREE U S VALUE ETF | 97717W547 | COM | 5,813 | $655,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 45,126 | $654,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 20,539 | $654,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G301 | VIRTUS LIFESC CT | 12,724 | $654,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000895421-21-000363 | this filing | 2021-05-17 | acceptance time not in the bulk data set |