13F-HR filed by MORGAN STANLEY
MORGAN STANLEY filed this 13F-HR for the quarter ended 2021-03-31, filed 2021-05-17, with 7,569 holding rows worth $680,764,312,000.
- Accession
- 0000895421-21-000363
- Filer
- CIK 895421
- Filed
- 2021-05-17
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2021
A combination report, 26,544 entries on the cover page, a total value of $680,764,312,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $680,764,312,000 with VALUE read as thousands by filing date, 13F file number 028-03432. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerEATON VANCE MANAGEMENT028-04139
- reports for this filerATLANTA CAPITAL MANAGEMENT CO L L C028-05936
- reports for this filerPARAMETRIC PORTFOLIO ASSOCIATES LLC028-04558
- included managerMORGAN STANLEY & CO INTERNATIONAL PLC028-04312
- included managerMORGAN STANLEY & CO. LLC028-11873
- included managerMorgan Stanley Canada LTD028-13197
- included managerMorgan Stanley Capital Services LLC028-11865
- included managerMORGAN STANLEY AIP GP LP028-14710
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT CO028-11366
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT INC028-11866
- included managerMorgan Stanley Investment Management LTD028-11867
- included managerMORGAN STANLEY SMITH BARNEY LLC028-13935
- included managerMorgan Stanley Strategic Investments, Inc028-12509
- included managerMorgan Stanley Uruguay Ltda.028-11533
- included managerFundlogic Sas028-15873
- included managerMorgan Stanley Asia Ltd028-19343
- included managerMorgan Stanley Wealth Management Australia Pty Ltd028-19344
- included managerMorgan Stanley Bank Asia Ltd028-17710
- included managerETRADE Capital Management LLC028-14182
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 94,646 | $2,763,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N J FD I | 09254Y109 | COM | 189,723 | $2,753,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 502,505 | $2,739,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 600,448 | $2,738,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 224,459 | $2,738,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 212,837 | $2,737,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 147,282 | $2,737,000 | thousands by filing date | |
| ISHARES INC | 464286327 | MSCI GLB SLV&MTL | 184,681 | $2,726,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 178,792 | $2,725,000 | thousands by filing date | |
| IMARA INC | 45249V107 | COM | 322,328 | $2,721,000 | thousands by filing date | |
| THERATECHNOLOGIES INC COM | 88338H100 | COM | 703,735 | $2,719,000 | thousands by filing date | |
| COMMUNITY USD0.01 | 20369C106 | COM | 58,950 | $2,718,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 75,291 | $2,716,000 | thousands by filing date | |
| XPEL INC | 98379L100 | COM | 52,283 | $2,715,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 49,394 | $2,715,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 929,176 | $2,714,000 | thousands by filing date | |
| CANTEL MEDICAL CORP | 138098108 | COM | 33,970 | $2,713,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430404 | ACTIVEBETA JAP | 71,626 | $2,713,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 68,646 | $2,705,000 | thousands by filing date | |
| DBX ETF TR | 233051143 | XTRACKRS S&P 500 | 77,786 | $2,705,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 290,591 | $2,697,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 160,504 | $2,693,000 | thousands by filing date | |
| BNY MELLON STRATEGIC MUN BD | 09662E109 | COM | 343,807 | $2,692,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 230,215 | $2,687,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 177,702 | $2,685,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 104,103 | $2,685,000 | thousands by filing date | |
| ONCORUS INC | 68236R103 | COM | 192,898 | $2,685,000 | thousands by filing date | |
| AIRGAIN INC | 00938A104 | COM | 126,448 | $2,680,000 | thousands by filing date | |
| CELSION CORP | 15117N503 | COM PAR NEW | 1,942,193 | $2,680,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 189,860 | $2,678,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 320,908 | $2,677,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 39,067 | $2,675,000 | thousands by filing date | |
| SPROTT ETF TRUST | 85210B102 | GOLD MINERS ETF | 99,795 | $2,673,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT BASIC MATERIALS MOMENTUMETF | 46137V704 | ETF | 32,173 | $2,672,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 187,455 | $2,671,000 | thousands by filing date | |
| STRATEGIC ED INC COM | 86272C103 | Stock | 29,028 | $2,668,000 | thousands by filing date | |
| PAVMED INC | 70387R106 | COM | 600,003 | $2,664,000 | thousands by filing date | |
| APPHARVEST INC | 03783T103 | COM | 145,401 | $2,661,000 | thousands by filing date | |
| SHOE STA GROUP INC | 824889109 | COM | 42,965 | $2,659,000 | thousands by filing date | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 161,034 | $2,654,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P553 | US CORE BOND ETF | 105,351 | $2,653,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 87,766 | $2,648,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 51,376 | $2,637,000 | thousands by filing date | |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 94,712 | $2,635,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 19,940 | $2,631,000 | thousands by filing date | |
| EVERBRIDGE INC | 29978A104 | COM | 21,692 | $2,628,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 195,418 | $2,619,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 257,207 | $2,616,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 198,472 | $2,612,000 | thousands by filing date | |
| GOOSEHEAD INS INC | 38267D109 | COM CL A | 24,373 | $2,612,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V886 | S&P500 EX-RATE | 28,136 | $2,608,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X263 | CURRNCY INT EQ | 87,562 | $2,606,000 | thousands by filing date | |
| REWALK ROBOTICS LTD | M8216Q200 | SHS | 1,076,222 | $2,605,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 274,719 | $2,604,000 | thousands by filing date | |
| PS BUSINESS PKS INC CALIF | 69360J107 | COM | 16,843 | $2,604,000 | thousands by filing date | |
| INVESCO S&P MIDCAP 400 GARP ETF | 46137V225 | ETF | 29,192 | $2,601,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 218,685 | $2,599,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 50,880 | $2,598,000 | thousands by filing date | |
| SILICOM LTD | M84116108 | ORD | 57,590 | $2,598,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 265,937 | $2,596,000 | thousands by filing date | |
| NATURAL ALTERNATIVES INTL IN | 638842302 | COM NEW | 169,025 | $2,596,000 | thousands by filing date | |
| ECOVYST INC. | 73943T103 | Common Stock | 155,281 | $2,594,000 | thousands by filing date | |
| VEONEER INC | 92336X109 | COM | 105,902 | $2,593,000 | thousands by filing date | |
| OXFORD LANE CAP CORP | 691543102 | COM | 410,970 | $2,589,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 206,939 | $2,589,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180DAB2 | BOND | 2,783,000 | $2,584,000 | thousands by filing date | principal |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 114,318 | $2,578,000 | thousands by filing date | |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 51,631 | $2,577,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 28,559 | $2,572,000 | thousands by filing date | |
| CREATIVE MEDIA & CMNTY TR | 125525584 | TRUS | 199,314 | $2,569,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 155,568 | $2,568,000 | thousands by filing date | |
| PETCO HEALTH AND WELLNESS CO | 71601V105 | COM | 115,789 | $2,566,000 | thousands by filing date | |
| UMB FINL CORP | 902788108 | COM | 27,667 | $2,556,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 151,842 | $2,556,000 | thousands by filing date | |
| VENATOR MATERIALS PLC | G9329Z100 | Foreign Stock | 550,230 | $2,547,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W430 | HEDGED HI YLD BD | 115,002 | $2,544,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 146,472 | $2,544,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W323 | CMN | 85,551 | $2,543,000 | thousands by filing date | |
| JPMorgan BetaBuilders Canada E | 46641Q696 | COM | 85,959 | $2,540,000 | thousands by filing date | |
| ATENTO S A | L0427L204 | CMN | 121,004 | $2,540,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 17,735 | $2,536,000 | thousands by filing date | |
| YIELD10 BIOSCIENCE INC | 98585K862 | COM | 202,072 | $2,534,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 41,764 | $2,532,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 364,236 | $2,531,000 | thousands by filing date | |
| ARTIUS ACQUISITION INC | 04316G105 | COM CL A | 250,306 | $2,528,000 | thousands by filing date | |
| ATRECA INC | 04965G109 | COM | 164,834 | $2,527,000 | thousands by filing date | |
| Invesco Bulletshares 2022 Munic | 46138J551 | Equities | 99,336 | $2,527,000 | thousands by filing date | |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 60,143 | $2,526,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 176,177 | $2,526,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 623,226 | $2,524,000 | thousands by filing date | |
| RESONANT INC | 76118L102 | COM | 594,062 | $2,518,000 | thousands by filing date | |
| SHARPS COMPLIANCE CORP | 820017101 | COM | 175,064 | $2,516,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC DEL | 464337AJ3 | NOTE 1.000%11/1 | 2,474,000 | $2,506,000 | thousands by filing date | principal |
| SAUL CTRS INC COM | 804395101 | REIT | 62,323 | $2,500,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 681,633 | $2,495,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 86,973 | $2,490,000 | thousands by filing date | |
| HAPPEN INC COM NEW | 52603A208 | Stock | 150,543 | $2,486,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 61,807 | $2,470,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 81,818 | $2,464,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 759,760 | $2,461,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 13,298 | $2,460,000 | thousands by filing date | |
| ABCELLERA BIOLOGICS INC COM | 00288U106 | Stock | 72,365 | $2,458,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142409 | COM | 104,181 | $2,456,000 | thousands by filing date | |
| FTS INTERNATIONAL INC | 30283W302 | COM NEW CL A | 99,187 | $2,453,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 77,035 | $2,451,000 | thousands by filing date | |
| ASPEN GROUP INC | 04530L203 | COM NEW | 407,627 | $2,446,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 62,678 | $2,445,000 | thousands by filing date | |
| SOCIAL CAPITAL HEDOSOPHA HLD | G8251L105 | SHS CL A | 228,288 | $2,445,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 51,412 | $2,442,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J406 | EX US SML CP | 53,776 | $2,438,000 | thousands by filing date | |
| ISHARES TR | 46434V423 | MSCI SAUDI ARBIA | 67,813 | $2,437,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 6,400 | $2,435,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 58,230 | $2,432,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 170,537 | $2,428,000 | thousands by filing date | |
| MP MATERIALS CORP | 553368119 | *W EXP 05/04/202 | 100,385 | $2,427,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 43,182 | $2,421,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 118,398 | $2,412,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 136,913 | $2,411,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 64,765 | $2,409,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E107 | EQUAL WEGT 0-30 | 68,663 | $2,409,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 371,447 | $2,403,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 170,927 | $2,402,000 | thousands by filing date | |
| ARLO TECHNOLOGIES INC | 04206A101 | COMMON STOCK | 382,437 | $2,401,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 344,501 | $2,397,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 78,812 | $2,396,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J106 | COMMON STOCK | 166,218 | $2,384,000 | thousands by filing date | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 162,669 | $2,381,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 452,498 | $2,376,000 | thousands by filing date | |
| ISHARES GLOBAL HIGH YIELD CO | 464286178 | US INTL HGH YLD | 47,283 | $2,373,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q478 | DISRUPTIVE TECH | 52,747 | $2,370,000 | thousands by filing date | |
| STARRETT (L.S.) CO -CL A | 855668109 | CL A | 366,936 | $2,367,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y500 | ZACKS MULT AST | 101,338 | $2,354,000 | thousands by filing date | |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 194,065 | $2,325,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 231,899 | $2,319,000 | thousands by filing date | |
| GOHEALTH INC | 38046W105 | COM CL A | 198,330 | $2,318,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 139,227 | $2,316,000 | thousands by filing date | |
| Vaneck Long Muni ETF | 92189F536 | ETF | 108,249 | $2,314,000 | thousands by filing date | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 519,063 | $2,310,000 | thousands by filing date | |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 241,013 | $2,309,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 76,672 | $2,306,000 | thousands by filing date | |
| ZENTALIS PHARMACEUTICALS INC | 98943L107 | COMMON STOCK | 53,069 | $2,303,000 | thousands by filing date | |
| SCULLY ROYALTY LTD | G7T96K107 | COM SHS | 263,662 | $2,299,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 47,994 | $2,297,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 201,219 | $2,296,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 164,728 | $2,296,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 264,744 | $2,290,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G201 | S&P SMLCP MATL | 36,373 | $2,289,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 85,346 | $2,287,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 58,382 | $2,287,000 | thousands by filing date | |
| INVESCO | 46138J544 | EXCHANGE TRADED | 89,156 | $2,285,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 65,646 | $2,281,000 | thousands by filing date | |
| TORTOISE MIDSTREAM ENERGY FUND | 89148B200 | COM | 88,645 | $2,279,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 39,922 | $2,276,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 288,477 | $2,276,000 | thousands by filing date | |
| BRIGHT SCHOLAR ED HLDGS LTD | 109199109 | SPONSORED ADS | 392,422 | $2,276,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 63,650 | $2,274,000 | thousands by filing date | |
| VANECK PHARMACEUTICAL ETF | 92189F692 | ETF | 32,907 | $2,271,000 | thousands by filing date | |
| DMC GLOBAL INC | 23291C103 | COM | 41,788 | $2,268,000 | thousands by filing date | |
| AARONS CO INC | 00258W108 | COM | 88,285 | $2,267,000 | thousands by filing date | |
| GLATFELTER CORP | 377320106 | COMMON STOCK | 132,240 | $2,267,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 17,461 | $2,265,000 | thousands by filing date | |
| TINGO GROUP INC | 55328R109 | COM | 1,093,609 | $2,263,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F304 | ENVIRONMENTAL SR | 16,921 | $2,259,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 173,039 | $2,258,000 | thousands by filing date | |
| Yalla Group Ltd | 98459U103 | COM | 90,270 | $2,258,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 22,336 | $2,249,000 | thousands by filing date | |
| VOLITIONRX LTD | 928661107 | COM | 592,081 | $2,239,000 | thousands by filing date | |
| ASHFORD HOSPITALITY TR INC | 044103877 | COM SHS | 757,660 | $2,234,000 | thousands by filing date | |
| RUSH STREET INTERACTIVE INC | 782011100 | COM | 136,548 | $2,231,000 | thousands by filing date | |
| Aussie $ ETF | 46090N103 | ETF | 29,479 | $2,229,000 | thousands by filing date | |
| HIGHLAND FDS I | 430101774 | HI LD IBOXX SRLN | 138,088 | $2,224,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 89,424 | $2,221,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 75,967 | $2,219,000 | thousands by filing date | |
| USD PARTNERS LP LP | 903318103 | STOK | 379,289 | $2,219,000 | thousands by filing date | |
| IQIYI INC | 46267XAE8 | NOTE 4.000%12/1 | 2,150,000 | $2,215,000 | thousands by filing date | principal |
| MOATABLE INC | 759892300 | COM | 244,429 | $2,212,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J775 | BLOO PRI PWR ETF | 36,089 | $2,205,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L803 | M STAR DEV MKT | 31,462 | $2,202,000 | thousands by filing date | |
| ISHARES MSCI AGRICULTUREPRODUCERS ETF | 464286350 | ETF | 54,989 | $2,200,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 140,642 | $2,200,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E218 | MSCI NXT EMRNG | 112,687 | $2,199,000 | thousands by filing date | |
| PROSIGHT GLOBAL INC | 74349J103 | COM | 174,535 | $2,199,000 | thousands by filing date | |
| OPTION CARE HEALTH INC COM NEW | 68404L201 | Stock | 123,899 | $2,198,000 | thousands by filing date | |
| PLATINUM GROUP METALS LTD | 72765Q882 | CMN | 573,849 | $2,198,000 | thousands by filing date | |
| OPEN LENDING CORP | 68373J104 | COM | 61,775 | $2,188,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554AK8 | NOTE 3.250% 3/1 | 2,000,000 | $2,185,000 | thousands by filing date | principal |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 92,416 | $2,184,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 463,278 | $2,182,000 | thousands by filing date | |
| ISHARES TR | 46429B135 | INT PFD STK FD | 131,467 | $2,173,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MLP TOTAL R | 18469Q207 | COM | 108,260 | $2,170,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 116,892 | $2,170,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 70,391 | $2,168,000 | thousands by filing date | |
| McCormick & Company Inc | 579780107 | COM | 24,324 | $2,168,000 | thousands by filing date | |
| KINETIK HOLDINGS INC COM NEW CL A | 02215L209 | Stock | 41,147 | $2,159,000 | thousands by filing date | |
| FUNKO INC CLASS A | 361008105 | COMMON STOCK | 109,686 | $2,158,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 48,639 | $2,156,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 182,337 | $2,155,000 | thousands by filing date | |
| HOVNANIAN ENTERPRISES INC | 442487401 | CL A NEW | 20,362 | $2,153,000 | thousands by filing date | |
| Akoustis Technologies Inc | 00973N102 | COM | 161,318 | $2,152,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430305 | ACTIVEBETA EUR | 63,010 | $2,150,000 | thousands by filing date | |
| RHYTHM PHARMACEUTICALS INC | 76243J105 | COM | 100,849 | $2,145,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 569,027 | $2,145,000 | thousands by filing date | |
| NATUZZI S P A | 63905A200 | SPON ADS | 176,587 | $2,142,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E214 | S&P INTL QULTY | 73,245 | $2,139,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 223,635 | $2,137,000 | thousands by filing date | |
| REV Group Inc | 749527107 | Common Stock | 111,573 | $2,137,000 | thousands by filing date | |
| ABERDEEN INCOME CR STRATEGIE | 003057106 | COM | 184,617 | $2,134,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 88,875 | $2,128,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 145,825 | $2,125,000 | thousands by filing date | |
| PROSHARES TR II | 74347Y888 | CMN | 40,187 | $2,123,000 | thousands by filing date | |
| LAUREATE ED INC COMMON STOCK | 518613203 | Stock | 155,974 | $2,120,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 60,849 | $2,119,000 | thousands by filing date | |
| OASIS MIDSTREAM PARTNERS LP | 67420T206 | COM UNITS REPS | 94,796 | $2,119,000 | thousands by filing date | |
| CHAMPION HOMES INC | 830830105 | COM | 46,774 | $2,116,000 | thousands by filing date | |
| LORDSTOWN MOTORS CORP | 54405Q100 | COM | 179,731 | $2,115,000 | thousands by filing date | |
| SPRUCE POWER HOLDING CORP | 9837FR100 | COMMON STOCK | 235,169 | $2,112,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 140,472 | $2,111,000 | thousands by filing date | |
| SVMK INC | 78489X103 | COM | 115,230 | $2,110,000 | thousands by filing date | |
| WOORI FINL GROUP INC SPONSORED ADS | 981064108 | ADR | 77,828 | $2,109,000 | thousands by filing date | |
| HARMONY BIOSCIENCES HLDGS IN | 413197104 | COM | 63,827 | $2,109,000 | thousands by filing date | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 129,382 | $2,109,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 819,176 | $2,106,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 40,194 | $2,103,000 | thousands by filing date | |
| iShares Future AI & Tech ETF | 46435U556 | SHS | 48,600 | $2,097,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 534,549 | $2,095,000 | thousands by filing date | |
| ORTHOFIX MED INC | 68752M108 | COM | 48,299 | $2,094,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 128,123 | $2,094,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 39,640 | $2,091,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 22,997 | $2,090,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 108,783 | $2,086,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 27,089 | $2,081,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 214,489 | $2,081,000 | thousands by filing date | |
| ONESPAN INC | 68287N100 | COM | 84,824 | $2,079,000 | thousands by filing date | |
| PROPETRO HLDG CORP | 74347M108 | COM | 194,669 | $2,075,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q340 | BETABUILDERS US | 24,186 | $2,073,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES SWISS | 46138R108 | SWISS FRANC | 21,541 | $2,071,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 75,073 | $2,070,000 | thousands by filing date | |
| ELEMENT SOLUTIONS INC COM | 28618M106 | Stock | 112,978 | $2,065,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 32,511 | $2,063,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F137 | SHS | 22,011 | $2,057,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 43,833 | $2,054,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P102 | NUVEEN ENHNC YLD | 82,825 | $2,046,000 | thousands by filing date | |
| Canadian $ ETF | 46138T104 | ETF | 26,160 | $2,045,000 | thousands by filing date | |
| OLEMA PHARMACEUTICALS INC | 68062P106 | COM | 61,458 | $2,040,000 | thousands by filing date | |
| PULMONX CORP | 745848101 | COM | 44,503 | $2,036,000 | thousands by filing date | |
| ANGI INC CLASS A | 00183L102 | CL A | 156,580 | $2,036,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 154,348 | $2,031,000 | thousands by filing date | |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 224,079 | $2,026,000 | thousands by filing date | |
| TATTOOED CHEF INC | 87663X102 | COM | 104,092 | $2,023,000 | thousands by filing date | |
| SENDAS DISTRIBUIDORA S A | 81689T104 | SPON ADS | 155,010 | $2,015,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 76,653 | $2,014,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 202,375 | $2,014,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 216,734 | $2,013,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 174,372 | $2,011,000 | thousands by filing date | |
| CLEANSPARK INC | 18452B209 | COM NEW | 84,140 | $2,004,000 | thousands by filing date | |
| EVOLUS INC | 30052C107 | COM | 154,089 | $2,002,000 | thousands by filing date | |
| SURGALIGN HOLDINGS INC | 86882C105 | COM | 917,905 | $2,001,000 | thousands by filing date | |
| LIVE OAK ACQUISITION CORP II | 53804W106 | COM CL A | 200,121 | $1,999,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 1,263,707 | $1,996,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E156 | S&P SMLCP FINL | 35,245 | $1,994,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 145,323 | $1,993,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 33,054 | $1,992,000 | thousands by filing date | |
| LIBERTY MEDIA CORP | 530715AN1 | DEB 3.500% 1/1 | 2,002,000 | $1,992,000 | thousands by filing date | principal |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 43,056 | $1,990,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 143,035 | $1,985,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 9,651 | $1,983,000 | thousands by filing date | |
| WELBILT INC | 949090104 | COM | 121,997 | $1,983,000 | thousands by filing date | |
| FALCON MINERALS CORP | 30607B109 | CL A COM | 441,360 | $1,982,000 | thousands by filing date | |
| GREIF INC | 397624206 | CL B | 34,567 | $1,979,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092881 | MSCI MATLS INDEX | 44,611 | $1,974,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 123,576 | $1,966,000 | thousands by filing date | |
| CACTUS INC | 127203107 | CL A | 64,109 | $1,964,000 | thousands by filing date | |
| CAMBIUM NETWORKS CORPORATION | G17766109 | COMMON STOCK-FO | 41,971 | $1,961,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 65,432 | $1,959,000 | thousands by filing date | |
| ABERDEEN GLOBAL DYNAMIC DIVIDE | 00302M106 | COM | 175,604 | $1,956,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 27,045 | $1,954,000 | thousands by filing date | |
| CONSOL ENERGY INC NEW | 20854L108 | COM | 201,092 | $1,954,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 117,203 | $1,954,000 | thousands by filing date | |
| KALEYRA INC | 483379103 | COMMON EQUITY | 138,252 | $1,950,000 | thousands by filing date | |
| VIRTUS DIVERSIFIED INCM & CO | 92840N100 | COM | 61,544 | $1,935,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 98,859 | $1,933,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 41,861 | $1,931,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 101,818 | $1,931,000 | thousands by filing date | |
| SOS LIMITED | 83587W106 | SPNSORD ADS NEW | 387,868 | $1,931,000 | thousands by filing date | |
| REPARE THERAPEUTICS INC | 760273102 | COM | 62,616 | $1,922,000 | thousands by filing date | |
| THE SHYFT GROUP | 825698103 | COMMON STOCK | 51,631 | $1,920,000 | thousands by filing date | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 73,692 | $1,918,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD | 23248VAB1 | NOTE 11/1 | 1,776,000 | $1,915,000 | thousands by filing date | principal |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 84,001 | $1,906,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 1,043,265 | $1,888,000 | thousands by filing date | |
| COVISTA INC | 00737L103 | COM | 47,553 | $1,881,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 334,248 | $1,875,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 132,692 | $1,874,000 | thousands by filing date | |
| BGSF INC | 05601C105 | COM | 133,881 | $1,874,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 12,021 | $1,873,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 52,178 | $1,870,000 | thousands by filing date | |
| FUSION ACQUISITION CORP | 36118H105 | CL A | 187,662 | $1,869,000 | thousands by filing date | |
| ALTERYX INC | 02156BAD5 | BOND | 1,982,000 | $1,867,000 | thousands by filing date | principal |
| ETF MANAGERS TR | 26924G102 | PRIME JUNIR SLVR | 129,242 | $1,865,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 174,497 | $1,864,000 | thousands by filing date | |
| BARINGS CORPORATE INVS | 06759X107 | COM | 133,708 | $1,863,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 126,358 | $1,863,000 | thousands by filing date | |
| AQUESTIVE THERAPEUTICS INC COM | 03843E104 | Stock | 358,042 | $1,862,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 83,496 | $1,860,000 | thousands by filing date | |
| NEWTEKONE INC | 652526203 | COM NEW | 69,570 | $1,858,000 | thousands by filing date | |
| GS ACQUISITION HLDGS CORP II | 36258Q105 | COM CL A | 177,962 | $1,856,000 | thousands by filing date | |
| DIAMOND S SHIPPING INC COM | Y20676105 | COM | 184,953 | $1,855,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 429,154 | $1,854,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 56,531 | $1,849,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 175,957 | $1,846,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 44,099 | $1,844,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 150,568 | $1,841,000 | thousands by filing date | |
| ORGANIGRAM GLOBAL ORD | 68620P101 | COM | 529,499 | $1,837,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 120,344 | $1,836,000 | thousands by filing date | |
| ISHARES MSCI UNITED KINGDOM SMALL-CAP ETF | 46429B416 | ETF | 40,266 | $1,836,000 | thousands by filing date | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 121,036 | $1,834,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 37,431 | $1,833,000 | thousands by filing date | |
| TRIBUNE PUBG CO NEW | 89609W107 | COM | 101,901 | $1,833,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 350,759 | $1,831,000 | thousands by filing date | |
| ARCIMOTO INC | 039587100 | COM | 138,181 | $1,828,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 68,850 | $1,827,000 | thousands by filing date | |
| PROSHARES TR | 74347X799 | ULTR RUSSL2000 | 17,121 | $1,825,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 109,638 | $1,825,000 | thousands by filing date | |
| KIMBELL RTY PARTNERS LP | 49435R102 | UNIT | 179,857 | $1,823,000 | thousands by filing date | |
| TORTOISE ACQUISITION CORP II | G89554102 | COM CL A | 166,338 | $1,822,000 | thousands by filing date | |
| PHENIXFIN CORP | 71742W103 | COM | 55,224 | $1,818,000 | thousands by filing date | |
| UNITED STS NAT GAS FD LP | 912318300 | UNIT PAR | 189,678 | $1,817,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 148,446 | $1,816,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 21,287 | $1,815,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 182,780 | $1,813,000 | thousands by filing date | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 15,115 | $1,813,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 427,683 | $1,813,000 | thousands by filing date | |
| MASONITE INTERNATIONAL CORP | 575385109 | COMMON STOCK-FO | 15,714 | $1,812,000 | thousands by filing date | |
| PORCH GROUP INC | 733245104 | COM | 102,193 | $1,809,000 | thousands by filing date | |
| EASTERN BANKSHARES INC COM | 27627N105 | Stock | 93,551 | $1,805,000 | thousands by filing date | |
| KURA SUSHI USA INC | 501270102 | CL A COM | 57,028 | $1,805,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 603,300 | $1,803,000 | thousands by filing date | |
| FRANCHISE GROUP INC | 35180X105 | COM | 49,939 | $1,803,000 | thousands by filing date | |
| BARINGS BDC INC | 06759L103 | COM | 180,267 | $1,799,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 31,793 | $1,797,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 70,820 | $1,796,000 | thousands by filing date | |
| PAR TECHNOLOGY CORP | 698884103 | COM | 27,430 | $1,795,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 123,011 | $1,793,000 | thousands by filing date | |
| PRECISION DRILLING CORP COM NEW | 74022D407 | Stock | 82,892 | $1,792,000 | thousands by filing date | |
| BIONANO GENOMICS INC | 09075F107 | COM | 221,204 | $1,787,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 151,431 | $1,786,000 | thousands by filing date | |
| COMPASS PATHWAYS PLC | 20451W101 | SPONSORED ADS | 48,387 | $1,781,000 | thousands by filing date | |
| Etfmg Prime Mobile | 26924G409 | COM | 26,668 | $1,781,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 118,370 | $1,777,000 | thousands by filing date | |
| DBX ETF TR | 233051663 | XTRACK JAPAN JPX | 53,327 | $1,772,000 | thousands by filing date | |
| iShares MSCI Russia ETF Special | 46434G798 | Exchange Traded Fund | 44,716 | $1,764,000 | thousands by filing date | |
| BIOLIFE SOLUTIONS INC COM NEW | 09062W204 | Stock | 48,853 | $1,759,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 100,723 | $1,756,000 | thousands by filing date | |
| TRIP COM GROUP LTD | 22943FAM2 | DBCV 1.250% 9/1 | 1,807,000 | $1,754,000 | thousands by filing date | principal |
| EXPERIENCE INVT CORP | 30217C117 | *W EXP 09/01/202 | 700,000 | $1,750,000 | thousands by filing date | |
| CONSTRUCTION PARTNERS INC | 21044C107 | COM CL A | 58,421 | $1,746,000 | thousands by filing date | |
| KORU MEDICAL SYSTEMS INC | 759910102 | COMMON STOCK | 495,866 | $1,746,000 | thousands by filing date | |
| ASSETMARK FINL HLDGS INC | 04546L106 | COM | 74,789 | $1,746,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 399,891 | $1,744,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 192,197 | $1,744,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 200,957 | $1,744,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 56,450 | $1,740,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 108,236 | $1,740,000 | thousands by filing date | |
| JAKKS PAC INC | 47012E403 | COM NEW | 243,472 | $1,736,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 345,643 | $1,732,000 | thousands by filing date | |
| EXAGEN INC | 30068X103 | COM | 98,863 | $1,730,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 23,300 | $1,730,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 218,747 | $1,726,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 87,322 | $1,725,000 | thousands by filing date | |
| SPLUNK INC | 848637AC8 | NOTE 0.500% 9/1 | 1,504,000 | $1,721,000 | thousands by filing date | principal |
| VICTORY PORTFOLIOS II | 92647N816 | VCSHS DEV ENH VL | 52,948 | $1,721,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E127 | REIT ETF | 180,140 | $1,719,000 | thousands by filing date | |
| EATON VANCE FLTG RATE INCOM | 278284104 | COM SHS BEN INT | 105,545 | $1,718,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 31,594 | $1,713,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 201,688 | $1,713,000 | thousands by filing date | |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 160,665 | $1,712,000 | thousands by filing date | |
| ALLOVIR INC | 019818103 | COM | 73,018 | $1,709,000 | thousands by filing date | |
| TELEFONICA BRASIL SA | 87936R205 | SPONSORED ADS | 216,364 | $1,703,000 | thousands by filing date | |
| HARROW INC | 415858109 | COM | 251,712 | $1,700,000 | thousands by filing date | |
| ISHARES TR | 46435G417 | CR 5 10 YR ETF | 33,349 | $1,700,000 | thousands by filing date | |
| SCIPLAY CORPORATION | 809087109 | CL A | 104,976 | $1,699,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 635,914 | $1,698,000 | thousands by filing date | |
| MANITOWOC CO INC | 563571405 | COM NEW | 82,347 | $1,698,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 83,122 | $1,697,000 | thousands by filing date | |
| WAITR HLDGS INC | 930752100 | COM | 578,673 | $1,695,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 337,315 | $1,693,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F635 | ISRAEL ETF | 38,268 | $1,693,000 | thousands by filing date | |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 51,843 | $1,687,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 38,306 | $1,686,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V175 | S&P SML600 GWT | 10,670 | $1,680,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 199,464 | $1,679,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 37,242 | $1,677,000 | thousands by filing date | |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 204,282 | $1,676,000 | thousands by filing date | |
| HUDSON EXECUTIVE INVT CORP | 443761101 | COM CL A | 168,848 | $1,675,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 236,802 | $1,671,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 49,486 | $1,670,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 267,161 | $1,664,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 49,307 | $1,659,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 46,450 | $1,656,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V712 | BLOO MVP MUL ETF | 14,324 | $1,656,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 94,513 | $1,654,000 | thousands by filing date | |
| NUVEEN CALIFORNIA SELECT TAX-F | 67063R103 | SH BEN INT | 101,461 | $1,653,000 | thousands by filing date | |
| SNAP INC | 83304AAB2 | NOTE 0.75% 08/01/2026 | 701,000 | $1,652,000 | thousands by filing date | principal |
| PROVENTION BIO INC | 74374N102 | COM | 157,374 | $1,652,000 | thousands by filing date | |
| EZCORP INC | 302301AE6 | NOTE 2.375% 5/0 | 2,032,000 | $1,645,000 | thousands by filing date | principal |
| CLEARWATER PAPER CORP | 18538R103 | COM | 43,718 | $1,644,000 | thousands by filing date | |
| NOVAVAX INC | 670002AB0 | NOTE 3.750% 2/0 | 1,000,000 | $1,643,000 | thousands by filing date | principal |
| WATFORD HOLDINGS LTD | G94787101 | SHS | 47,433 | $1,642,000 | thousands by filing date | |
| CUSHING NEXTGEN INFRASTRUCTURE | 231647207 | COM | 40,522 | $1,636,000 | thousands by filing date | |
| NUVEEN MASS QUALITY MUN INC | 67061E104 | COM | 114,419 | $1,636,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 107,586 | $1,634,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 112,472 | $1,633,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F866 | AFRICA INDEX ETF | 77,612 | $1,632,000 | thousands by filing date | |
| VISTA ENERGY S.A.B. DE C.V. SPONSORED ADS | 92837L109 | ADR | 637,191 | $1,631,000 | thousands by filing date | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 82,634 | $1,631,000 | thousands by filing date | |
| J2 GLOBAL INC | 48123VAC6 | NOTE 3.250% 6/1 | 922,000 | $1,631,000 | thousands by filing date | principal |
| BANK OF N T BUTTERFIELD & SO | G0772R208 | SHS NEW | 42,561 | $1,627,000 | thousands by filing date | |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 95,554 | $1,626,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 338,714 | $1,626,000 | thousands by filing date | |
| SURFACE ONCOLOGY INC | 86877M209 | COM | 207,939 | $1,622,000 | thousands by filing date | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 123,639 | $1,621,000 | thousands by filing date | |
| FS KKR CAP CORP II | 35952V303 | COM | 83,011 | $1,621,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 134,763 | $1,618,000 | thousands by filing date | |
| CASPER SLEEP INC | 147626105 | COM | 223,490 | $1,618,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 141,114 | $1,617,000 | thousands by filing date | |
| SPROTT FOCUS TR INC | 85208J109 | COM | 207,241 | $1,616,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 119,301 | $1,615,000 | thousands by filing date | |
| ARQ INC | 00770C101 | COM | 293,158 | $1,612,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G862 | FLOAT RATE ETF | 64,781 | $1,612,000 | thousands by filing date | |
| REPAY HLDGS CORP | 76029L100 | COM CL A | 68,004 | $1,596,000 | thousands by filing date | |
| ISHARES INC | 464286210 | EURO HIGH YIELD | 28,845 | $1,594,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 237,720 | $1,592,000 | thousands by filing date | |
| Delek Logistics Partners LP | 24664T103 | Com | 44,214 | $1,592,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 1,258,416 | $1,586,000 | thousands by filing date | |
| NUVEEN ESG MID-CAP VALUE ETF | 67092P508 | ETF | 45,984 | $1,583,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 38,494 | $1,583,000 | thousands by filing date | |
| ENETI INC | Y2294C107 | COM | 75,292 | $1,583,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 79,405 | $1,579,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 77,787 | $1,576,000 | thousands by filing date | |
| AIRNET TECHNOLOGY INC | 00941Q104 | SPONSORED ADR | 459,501 | $1,576,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L308 | MSTAR EMKT FAC | 25,541 | $1,574,000 | thousands by filing date | |
| JPMorgan BetaBuilders Dev Asia | 46641Q688 | ETF | 55,350 | $1,571,000 | thousands by filing date | |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 168,856 | $1,570,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 175,337 | $1,566,000 | thousands by filing date | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 98,563 | $1,565,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R643 | ENHANCD SHORT | 15,500 | $1,560,000 | thousands by filing date | |
| HELIOS TECHNOLOGIES INC | 42328H109 | COM | 21,395 | $1,560,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 82,223 | $1,559,000 | thousands by filing date | |
| EVERQUOTE INC | 30041R108 | COM CL A | 42,944 | $1,558,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 76,752 | $1,551,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 26,751 | $1,551,000 | thousands by filing date | |
| CHINA BIOLOGIC PRODS HLDGS I | G21515104 | COM | 13,086 | $1,550,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V290 | S&P500 EQL REL | 47,620 | $1,547,000 | thousands by filing date | |
| AVIAT NETWORKS INC | 05366Y201 | COMMON STOCK | 21,718 | $1,543,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAR3 | NOTE 4.950% 7/1 | 1,507,000 | $1,543,000 | thousands by filing date | principal |
| HAWKINS INC | 420261109 | COM | 45,966 | $1,540,000 | thousands by filing date | |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 42,597 | $1,536,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N300 | CL A | 110,425 | $1,534,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 123,502 | $1,532,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V753 | FOOD & BEVERAGE | 38,286 | $1,532,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 42,313 | $1,532,000 | thousands by filing date | |
| ABRDN GLOBAL INFRA INCOME FU | 00326W106 | COM SHS BEN INT | 76,432 | $1,529,000 | thousands by filing date | |
| ONESPAWORLD HOLDINGS LIMITED | P73684113 | COM | 142,948 | $1,523,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 82,984 | $1,523,000 | thousands by filing date | |
| REDFIN CORP | 75737FAA6 | NOTE 1.750% 7/1 | 690,000 | $1,519,000 | thousands by filing date | principal |
| Schwab US REIT ETF | 808524847 | SHS | 36,939 | $1,518,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P806 | RIVRFRNT DYN EUR | 22,329 | $1,518,000 | thousands by filing date | |
| EOS ENERGY ENTERPRISES INC COM CL A | 29415C101 | Stock | 76,920 | $1,517,000 | thousands by filing date | |
| FERGUSON PLC NEW | G3421J106 | SHS | 12,628 | $1,517,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 460,755 | $1,515,000 | thousands by filing date | |
| ELLINGTON FINANCIAL INC | 28852N109 | COM | 94,502 | $1,513,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 266,416 | $1,513,000 | thousands by filing date | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 296,327 | $1,511,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 119,144 | $1,508,000 | thousands by filing date | |
| FS BANCORP INC | 30263Y104 | COM | 22,433 | $1,507,000 | thousands by filing date | |
| JPMORGAN INTERNATIONAL GROWTH ETF | 46641Q324 | COM | 20,739 | $1,507,000 | thousands by filing date | |
| SOCIETAL CDMO INC | 75629F109 | COM | 540,174 | $1,507,000 | thousands by filing date | |
| CSG SYS INTL INC | 126349AF6 | NOTE 4.250% 3/1 | 1,441,000 | $1,506,000 | thousands by filing date | principal |
| LIVEXLIVE MEDIA INC | 53839L208 | COM NEW | 346,005 | $1,502,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 219,465 | $1,497,000 | thousands by filing date | |
| BRISTOW GROUP INC | 11040G103 | COM | 57,813 | $1,496,000 | thousands by filing date | |
| PING IDENTITY HOLDING CORP | 72341T103 | COMMON STOCK | 68,140 | $1,494,000 | thousands by filing date | |
| BELLRING BRANDS INC | 079823100 | COMMON STOCK | 63,187 | $1,492,000 | thousands by filing date | |
| TCP Cap Corp Sr Conv Nt | 87238qad5 | CONV | 1,449,000 | $1,484,000 | thousands by filing date | principal |
| CARLOTZ INC | 142552108 | COMMON STOCK | 207,407 | $1,478,000 | thousands by filing date | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 112,571 | $1,476,000 | thousands by filing date | |
| JAZZ INVESTMENTS I LTD | 472145AD3 | NOTE 1.500% 8/1 | 1,352,000 | $1,474,000 | thousands by filing date | principal |
| WILLDAN GROUP INC | 96924N100 | COM | 35,909 | $1,473,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 240,347 | $1,466,000 | thousands by filing date | |
| CHINA FIN ONLINE CO LTD | 169379203 | SPONSORD ADS NEW | 114,577 | $1,465,000 | thousands by filing date | |
| BATTALION OIL CORP | 07134L107 | COM | 134,049 | $1,459,000 | thousands by filing date | |
| RANGER OIL CORPORATION CLASS A COM | 70788V102 | Stock | 108,467 | $1,454,000 | thousands by filing date | |
| INVESCO | 46090C305 | EXCHANGE TRADED | 25,741 | $1,449,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 157,593 | $1,448,000 | thousands by filing date | |
| VASCULAR BIOGENICS LTD | M96883109 | COM | 724,172 | $1,448,000 | thousands by filing date | |
| Ishares Bb Rated Corp B | 46435U473 | COM | 28,000 | $1,443,000 | thousands by filing date | |
| EMAGIN CORP | 29076N206 | COM | 385,069 | $1,440,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E648 | GBL X FTSE ETF | 97,437 | $1,437,000 | thousands by filing date | |
| ORGANOGENESIS HOLDINGS INC | 68621F102 | COMMON STOCK | 78,708 | $1,434,000 | thousands by filing date | |
| CLEARPOINT NEURO INC | 18507C103 | COM | 67,674 | $1,431,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000895421-21-000363 | this filing | 2021-05-17 | acceptance time not in the bulk data set |