13F-HR filed by MORGAN STANLEY
MORGAN STANLEY filed this 13F-HR for the quarter ended 2020-12-31, filed 2021-02-16, with 7,157 holding rows worth $647,472,192,000.
- Accession
- 0000895421-21-000261
- Filer
- CIK 895421
- Filed
- 2021-02-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2020
A holdings report, 24,833 entries on the cover page, a total value of $647,472,192,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $647,472,192,000 with VALUE read as thousands by filing date, 13F file number 028-03432. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerMORGAN STANLEY & CO INTERNATIONAL PLC028-04312
- included managerMORGAN STANLEY & CO. LLC028-11873
- included managerMorgan Stanley Canada LTD028-13197
- included managerMorgan Stanley Capital Services LLC028-11865
- included managerMORGAN STANLEY AIP GP LP028-14710
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT CO028-11366
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT INC028-11866
- included managerMorgan Stanley Investment Management LTD028-11867
- included managerMORGAN STANLEY SMITH BARNEY LLC028-13935
- included managerMorgan Stanley Strategic Investments, Inc028-12509
- included managerMorgan Stanley Uruguay Ltda.028-11533
- included managerFundlogic Sas028-15873
- included managerMorgan Stanley Asia Ltd028-19343
- included managerMorgan Stanley Wealth Management Australia Pty Ltd028-19344
- included managerMorgan Stanley Bank Asia Ltd028-17710
- included managerETRADE Capital Management LLC028-14182
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 21,711 | $569,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q670 | CORE PLUS BD ETF | 10,190 | $568,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 77,884 | $568,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 321,848 | $567,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 180,139 | $567,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q305 | COM STOCK | 23,937 | $565,000 | thousands by filing date | |
| INVESCO INTERNATIONAL CORPORAT | 46138E636 | INTL CORP BD | 18,709 | $565,000 | thousands by filing date | |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 46,688 | $565,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 47,786 | $564,000 | thousands by filing date | |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 60,729 | $562,000 | thousands by filing date | |
| PROSHARES TR II | 74347W601 | ULTRA GOLD | 8,198 | $559,000 | thousands by filing date | |
| ONESPAWORLD HOLDINGS LIMITED | P73684113 | COM | 54,943 | $558,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 53,997 | $557,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 48,321 | $557,000 | thousands by filing date | |
| RELIANT BANCORP INC | 75956B101 | COM | 29,893 | $557,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 166,175 | $555,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 23,911 | $555,000 | thousands by filing date | |
| COLONNADE ACQUISITION CORP COM | G2283K110 | CL A | 41,103 | $555,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 2,981 | $554,000 | thousands by filing date | |
| SOCIAL CAPITAL HEDOSOPHA HLD | G8251L105 | SHS CL A | 44,970 | $553,000 | thousands by filing date | |
| ALBIREO PHARMA INC | 01345P106 | COMMON STOCK | 14,724 | $552,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 75,787 | $551,000 | thousands by filing date | |
| NUVEEN NEW JERSEY MUN VALUE | 670702109 | SHS | 39,264 | $550,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 17,038 | $550,000 | thousands by filing date | |
| OAKTREE ACQUISITION CORP | G67145105 | SHS CL A | 37,644 | $550,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 60,432 | $549,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H403 | OIL FD | 64,800 | $546,000 | thousands by filing date | |
| ARQ INC | 00770C101 | COM | 99,352 | $546,000 | thousands by filing date | |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 16,208 | $546,000 | thousands by filing date | |
| FVCBANKCORP INC | 36120Q101 | COMMON STOCK | 37,161 | $546,000 | thousands by filing date | |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 55,124 | $546,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 58,170 | $545,000 | thousands by filing date | |
| HBT FINANCIAL INC DE | 404111106 | COMMON STOCK | 35,871 | $543,000 | thousands by filing date | |
| DZS INC | 268211109 | COMMON STOCK | 35,052 | $542,000 | thousands by filing date | |
| Fluent Co | 34380C102 | COM | 101,682 | $540,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 99,100 | $540,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 62,045 | $539,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 83,049 | $538,000 | thousands by filing date | |
| LANTERN PHARMA INC | 51654W101 | COM | 27,917 | $537,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 105,962 | $537,000 | thousands by filing date | |
| EMAGIN CORP | 29076N206 | COM | 324,538 | $536,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 10,133 | $533,000 | thousands by filing date | |
| EARGO INC | 270087109 | COM | 11,882 | $533,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 36,803 | $532,000 | thousands by filing date | |
| PRETIUM RES INC | 74139CAB8 | NOTE 2.250% 3/1 | 508,000 | $532,000 | thousands by filing date | principal |
| METROPOLITAN BANK HOLDING CO | 591774104 | COMMON STOCK | 14,636 | $531,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G301 | VIRTUS LIFESC CT | 10,701 | $531,000 | thousands by filing date | |
| ISHARES TR | 46432FAZ0 | IBONDS MAR23 ETF | 19,479 | $531,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 266,397 | $530,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 34,797 | $528,000 | thousands by filing date | |
| ORLA MNG LTD NEW | 68634K106 | COM | 97,943 | $528,000 | thousands by filing date | |
| PCB BANCORP | 69320M109 | COMMON STOCK | 52,066 | $526,000 | thousands by filing date | |
| GRID DYNAMICS HLDGS INC | 39813G109 | CL A | 41,656 | $525,000 | thousands by filing date | |
| CALEDONIA MINING CORP PLC | G1757E113 | COMMON STOCK | 33,058 | $525,000 | thousands by filing date | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 22,719 | $523,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 188,073 | $523,000 | thousands by filing date | |
| TESLA INC | 88160RAG6 | NOTE 2.000% 5/1 | 46,000 | $523,000 | thousands by filing date | principal |
| EAGLE POINT CREDIT COMPANY I | 269808101 | COM | 51,739 | $522,000 | thousands by filing date | |
| PEABODY ENGR CORP | 704551100 | COM | 215,668 | $521,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 35,577 | $519,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 61,987 | $519,000 | thousands by filing date | |
| FIRST UNITED CORP | 33741H107 | COMMON STOCK | 33,413 | $518,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 91,505 | $517,000 | thousands by filing date | |
| SOCIAL CAPITAL HEDOSOPHA HLD | G82514129 | UNIT 99/99/9999 | 35,341 | $517,000 | thousands by filing date | |
| CBTX INC | 12481V104 | COM | 20,254 | $516,000 | thousands by filing date | |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 54,850 | $514,000 | thousands by filing date | |
| DYNE THERAPEUTICS INC COM | 26818M108 | Stock | 24,275 | $510,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 111,135 | $510,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 105,551 | $510,000 | thousands by filing date | |
| RUSH STREET INTERACTIVE INC | 782011100 | COM | 23,495 | $509,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME INV QL | 09250G102 | COM | 34,098 | $509,000 | thousands by filing date | |
| ARROW ETF TR | 04273H104 | ARROW DJ GLB YLD | 38,469 | $509,000 | thousands by filing date | |
| DIREXION DAILY S&P BIOTECH BULL 3X ETF | 25490K323 | ETF | 5,065 | $509,000 | thousands by filing date | |
| PREVAIL THERAPEUTICS INC | 74140Y101 | COM | 21,936 | $506,000 | thousands by filing date | |
| HYDROFARMS HLDGS GROUP INC | 44888K209 | COM | 9,600 | $505,000 | thousands by filing date | |
| NORTHERN GENESIS ACQUISITION | 66516T104 | COMMON STOCK | 28,409 | $505,000 | thousands by filing date | |
| GALMED PHARMACEUTICALS LTD | M47238106 | SHS | 162,352 | $505,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F767 | INDIA GROWTH LDR | 15,399 | $502,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E747 | GLOB X NOR ETF | 39,987 | $502,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 187,935 | $501,000 | thousands by filing date | |
| AMERICAN CENTY ETF TR | 025072109 | DIVERSIFID CRP | 9,444 | $501,000 | thousands by filing date | |
| HOVNANIAN ENTERPRISES INC | 442487401 | CL A NEW | 15,219 | $500,000 | thousands by filing date | |
| DERMTECH INC | 24984K105 | COM | 15,362 | $499,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 183,670 | $499,000 | thousands by filing date | |
| CIVEO CORP | 17878Y207 | COMMON STOCK | 35,869 | $499,000 | thousands by filing date | |
| ISHARES INC | 464286293 | ASIA/PAC DIV ETF | 13,139 | $497,000 | thousands by filing date | |
| MUSTANG BIO INC | 62818Q104 | COM | 131,285 | $497,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E606 | CHINA FINL ETF | 32,095 | $494,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 28,485 | $492,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 17,046 | $490,000 | thousands by filing date | |
| NUVEEN MINN QUALITY MUN INM | 670734102 | SHS | 33,022 | $490,000 | thousands by filing date | |
| FREELINE THERAPEUTICS HLDGS | 35655L107 | SPONSORED ADS | 26,859 | $490,000 | thousands by filing date | |
| BANK FIRST CORP | 06211J100 | COM | 7,508 | $487,000 | thousands by filing date | |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 61,652 | $487,000 | thousands by filing date | |
| NANTHEALTH INC | 630104107 | CMN | 150,602 | $487,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 86,079 | $485,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 56,215 | $485,000 | thousands by filing date | |
| HEADHUNTER GROUP PLC ADR | 42207L106 | COM | 16,026 | $484,000 | thousands by filing date | |
| THERAVANCE INC | 88338TAB0 | CORPORATE OBLIG | 480,000 | $483,000 | thousands by filing date | principal |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 55,170 | $482,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 69,142 | $482,000 | thousands by filing date | |
| KORU MEDICAL SYSTEMS INC | 759910102 | COMMON STOCK | 79,909 | $482,000 | thousands by filing date | |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 401,513 | $481,000 | thousands by filing date | |
| ALEXANDERS INC COM | 014752109 | REIT | 1,721 | $478,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAB8 | NOTE 3.750% 5/1 | 473,000 | $477,000 | thousands by filing date | principal |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 3,114 | $476,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 18,271 | $474,000 | thousands by filing date | |
| BNY MELLON HIGH YIELD STRATE | 09660L105 | SH BEN INT | 157,506 | $473,000 | thousands by filing date | |
| ACADEMY SPORTS & OUTDOORS INC COM | 00402L107 | Stock | 22,778 | $472,000 | thousands by filing date | |
| MISSION PRODUCE INC | 60510V108 | COM | 31,385 | $472,000 | thousands by filing date | |
| FIRST EAGLE ALTR CAP BDC INC | 26943B100 | COM | 129,271 | $472,000 | thousands by filing date | |
| ALTABANCORP | 021347109 | COM | 16,913 | $472,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 50,798 | $470,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V449 | S&P 100 EQL WIGH | 6,854 | $470,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 47,952 | $469,000 | thousands by filing date | |
| FUSION PHARMACEUTICALS INC | 36118A100 | COM | 39,951 | $469,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 24,923 | $467,000 | thousands by filing date | |
| 111 INC | 68247Q102 | ADR | 67,241 | $467,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 359,862 | $467,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 28,108 | $466,000 | thousands by filing date | |
| RICHMOND MUTUAL BANCORPORATI | 76525P100 | COMMON STOCK | 34,085 | $466,000 | thousands by filing date | |
| CURIOSITYSTREAM INC | 23130Q107 | COMMON STOCK | 33,405 | $466,000 | thousands by filing date | |
| ANAPTYSBIO INC | 032724106 | COM | 21,543 | $463,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G609 | CMN | 32,296 | $463,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460402 | SPONSORED ADR | 100,377 | $463,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 322,703 | $461,000 | thousands by filing date | |
| PROSHARES TR | 74347G309 | ULTRAPRO DOW 30 | 36,135 | $461,000 | thousands by filing date | |
| TPG PACE BEN FIN CORP | G8990D125 | CL A COM | 17,752 | $459,000 | thousands by filing date | |
| FIRST TRUST | 33733G109 | COM BEN INTR | 147,270 | $459,000 | thousands by filing date | |
| SOLARWINDS CORP | 83417Q105 | COM | 30,703 | $459,000 | thousands by filing date | |
| VICTORY CAP HLDGS INC DEL COM CL A | 92645B103 | Stock | 18,471 | $458,000 | thousands by filing date | |
| FORUM MERGER III CORP | 349885202 | UNIT 08/24/2027 | 31,717 | $458,000 | thousands by filing date | |
| NEWTEKONE INC | 652526203 | COM NEW | 23,191 | $457,000 | thousands by filing date | |
| COMMUNITY BANKERS TRUST CORP | 203612106 | COM | 67,692 | $457,000 | thousands by filing date | |
| SNAP INC | 83304AAB2 | NOTE 0.75% 08/01/2026 | 201,000 | $456,000 | thousands by filing date | principal |
| INVESCO EXCH TRADED FD TR II | 46138E164 | S&P SMLCP ENGY | 103,854 | $456,000 | thousands by filing date | |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 52,657 | $455,000 | thousands by filing date | |
| FIRST WESTERN FINANCIAL INC | 33751L105 | COMMON STOCK | 23,246 | $455,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V159 | CMN | 8,207 | $455,000 | thousands by filing date | |
| SOCIAL CAPITAL HEDOSOPHA HLD | G82514103 | SHS CL A | 33,171 | $454,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 55,699 | $453,000 | thousands by filing date | |
| PERMA PIPE INTERNATIONAL HOL | 714167103 | COMMON STOCK | 74,206 | $452,000 | thousands by filing date | |
| ISHARES TR | 46432FAN7 | 2023 INVTGR BD | 18,029 | $452,000 | thousands by filing date | |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 17,218 | $451,000 | thousands by filing date | |
| ORIGIN BANCORP INC | 68621T102 | COMMON STOCK | 16,237 | $451,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 11,904 | $451,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X784 | WSDM EMKTBD FD | 5,852 | $451,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 83,418 | $450,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 68,471 | $450,000 | thousands by filing date | |
| PIEDMONT LITHIUM LTD | 720162106 | SPONSORED ADS | 16,920 | $450,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 25,150 | $448,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 152,866 | $445,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 207,877 | $445,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A495 | VOLSHARES LARG | 12,000 | $445,000 | thousands by filing date | |
| BRT APARTMENTS CORP | 055645303 | REIT | 29,156 | $443,000 | thousands by filing date | |
| EQUITY BANCSHARES INC CL A | 29460X109 | COMMON STOCK | 20,447 | $442,000 | thousands by filing date | |
| WRAP TECHNOLOGIES INC | 98212N107 | COM | 91,651 | $442,000 | thousands by filing date | |
| PROSHARES TR | 74347R370 | PSHS SH MSCI EAF | 21,705 | $442,000 | thousands by filing date | |
| SPECIAL OPPORTUNITIES FD INC | 84741T104 | COM | 31,348 | $441,000 | thousands by filing date | |
| SOUNDTHINKING INC | 82536T107 | COM | 11,701 | $441,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 200,436 | $441,000 | thousands by filing date | |
| DOCEBO INC COM | 25609L105 | Stock | 6,731 | $438,000 | thousands by filing date | |
| ORTHOPEDIATRICS CORP | 68752L100 | COMMON STOCK | 10,626 | $438,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 19,322 | $438,000 | thousands by filing date | |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 66,586 | $437,000 | thousands by filing date | |
| INVESCO FUNDAMENTAL INVESTMENT GRADE CORPORATE BOND ETF | 46138E693 | ETF | 15,856 | $435,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 75,692 | $435,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 509,020 | $435,000 | thousands by filing date | |
| QUANTUM CORP | 747906501 | COM | 70,942 | $434,000 | thousands by filing date | |
| PIMCO NEW YORK MUN FD II | 72200Y102 | COM | 39,684 | $431,000 | thousands by filing date | |
| FENNEC PHARMACEUTICALS INC | 31447P100 | COMMON STOCK | 58,029 | $431,000 | thousands by filing date | |
| ONTERRIS INC | 615111101 | COM | 13,873 | $430,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 19,890 | $429,000 | thousands by filing date | |
| TRANSCAT INC | 893529107 | COM | 12,339 | $428,000 | thousands by filing date | |
| LAKELAND INDS INC | 511795106 | COM | 15,727 | $428,000 | thousands by filing date | |
| INSU ACQUISITION CORP II | 457821106 | COM CL A | 27,548 | $428,000 | thousands by filing date | |
| NOVUS CAP CORP COM | 67012U108 | Stock | 27,237 | $426,000 | thousands by filing date | |
| CABALETTA BIO INC | 12674W109 | COMMON STOCK | 34,062 | $425,000 | thousands by filing date | |
| CM LIFE SCIENCES INC | 18978W109 | COM CL A | 38,496 | $425,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G781 | DAI GOL BUL ETF | 6,089 | $423,000 | thousands by filing date | |
| POWERFLEET INC | 73931J109 | COMMON STOCK | 56,858 | $422,000 | thousands by filing date | |
| EQUILLIUM INC | 29446K106 | COM | 78,907 | $422,000 | thousands by filing date | |
| BLUELINX HOLDINGS INC | 09624H208 | COMMON STOCK | 14,372 | $421,000 | thousands by filing date | |
| EAGLE BANCORP MONTANA INC | 26942G100 | COMMON STOCK | 19,779 | $420,000 | thousands by filing date | |
| SOL GEL TECHNOLOGIES | M8694L103 | SHS | 42,836 | $420,000 | thousands by filing date | |
| RUBIUS THERAPEUTICS INC | 78116T103 | COM | 55,299 | $419,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 18,565 | $418,000 | thousands by filing date | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 28,439 | $418,000 | thousands by filing date | |
| FOLEY TRASIMENE ACQUISTN COR | 34431F104 | COM CL A | 37,378 | $418,000 | thousands by filing date | |
| MARINUS PHARMACEUTICALS INC | 56854Q200 | COM NEW | 34,225 | $417,000 | thousands by filing date | |
| BNY MELLON MUN INCOME INC | 05589T104 | COM | 46,976 | $417,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 12,193 | $416,000 | thousands by filing date | |
| PORTMAN RIDGE FIN CORP | 73688F102 | COM | 217,659 | $416,000 | thousands by filing date | |
| NORWOOD FINANCIAL CORP | 669549107 | COMMON STOCK | 15,916 | $416,000 | thousands by filing date | |
| ACCEL ENTERTAINMENT INC | 00436Q106 | COMMON STOCK | 41,167 | $416,000 | thousands by filing date | |
| RIVERNORTH FLEXIBLE MUN INCO | 76883H104 | COM | 18,968 | $414,000 | thousands by filing date | |
| MID CON ENERGY PARTNERS LTD PARTNERSHIP NEW | 59560V208 | UNIT REPSTG LTD | 104,208 | $414,000 | thousands by filing date | |
| USA TRUCK INC | 902925106 | COM | 46,214 | $413,000 | thousands by filing date | |
| NEW PROVIDENCE ACQUISITION | 64822P106 | COM CL A | 30,429 | $413,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 21,804 | $411,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 8,810 | $411,000 | thousands by filing date | |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 26,332 | $410,000 | thousands by filing date | |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 34,972 | $409,000 | thousands by filing date | |
| CAPITAL BANCORP INC MD | 139737100 | COMMON STOCK | 29,380 | $409,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 92,996 | $409,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 180,761 | $409,000 | thousands by filing date | |
| SIXTH STREET SPECIALTY LENDING | 87265KAD4 | NOTE 4.500% 8/0 | 379,000 | $409,000 | thousands by filing date | principal |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 51,229 | $408,000 | thousands by filing date | |
| FLUX PWR HLDGS INC | 344057302 | COM NEW | 23,623 | $408,000 | thousands by filing date | |
| VANECK INTERNATIONAL HIGH YIEL | 92189F445 | INTERNATIONAL HI | 15,706 | $407,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 36,584 | $406,000 | thousands by filing date | |
| WISDOMTREE U S VALUE ETF | 97717W547 | COM | 4,109 | $405,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 20,426 | $405,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 13,502 | $405,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 1,113,753 | $405,000 | thousands by filing date | |
| INOZYME PHARMA INC | 45790W108 | COM | 19,653 | $405,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 157,943 | $404,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572108 | CL B | 692 | $403,000 | thousands by filing date | |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 55,289 | $403,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 26,812 | $402,000 | thousands by filing date | |
| LEVEL ONE BANCORP INC | 52730d208 | COM | 19,836 | $402,000 | thousands by filing date | |
| LIVEXLIVE MEDIA INC | 53839L208 | COM NEW | 122,840 | $402,000 | thousands by filing date | |
| ADMA BIOLOGICS INC | 000899104 | COM | 205,724 | $401,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 9,610 | $400,000 | thousands by filing date | |
| AKOUOS INC | 00973J101 | COM | 20,163 | $400,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 26,669 | $399,000 | thousands by filing date | |
| PROSHARES ULTRAPRO DOW30 | 74347X823 | UIT EXCHANGE TRADED | 3,893 | $399,000 | thousands by filing date | |
| ATOMERA INC | 04965B100 | COMMON STOCK | 24,584 | $396,000 | thousands by filing date | |
| ISHARES INC | 464286343 | US PWR INFRA ETF | 30,087 | $393,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 22,431 | $392,000 | thousands by filing date | |
| NEUBERGER BERMAN CALIFORNIA IN | 64123C101 | COM | 28,681 | $390,000 | thousands by filing date | |
| MACKINAC FINL CORP | 554571109 | COM | 30,522 | $389,000 | thousands by filing date | |
| INFUSYSTEM HOLDINGS INC | 45685K102 | COMMON STOCK | 20,619 | $387,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 8,838 | $387,000 | thousands by filing date | |
| CONMED CORP | 207410AF8 | BOND | 277,000 | $386,000 | thousands by filing date | principal |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 26,514 | $385,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 149,123 | $384,000 | thousands by filing date | |
| JPMorgan BetaBuilders Canada E | 46641Q696 | COM | 14,282 | $383,000 | thousands by filing date | |
| SOCIAL CAPITAL HEDOSOPHA HLD | G8252P105 | SHS CL A | 30,734 | $383,000 | thousands by filing date | |
| FIVE9 INC | 338307AB7 | NOTE 0.125% 5/0 | 90,000 | $383,000 | thousands by filing date | principal |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 25,824 | $382,000 | thousands by filing date | |
| MID PENN BANCORP INC | 59540G107 | COMMON STOCK | 17,467 | $382,000 | thousands by filing date | |
| NUVEEN PA MUN VALUE FD | 67074K105 | COM | 26,768 | $382,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W771 | CHINA BULL 3X | 18,805 | $380,000 | thousands by filing date | |
| MERCADOLIBRE INC | 58733RAD4 | NOTE 2.000% 8/1 | 100,000 | $379,000 | thousands by filing date | principal |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 23,797 | $378,000 | thousands by filing date | |
| MESOBLAST LTD F SPONSORED ADR 1 ADR REPS 10 ORD SHS | 590717104 | SPONS ADR | 44,346 | $377,000 | thousands by filing date | |
| EXACT SCIENCES CORP | 30063PAA3 | NOTE 1.000% 1/1 | 199,000 | $376,000 | thousands by filing date | principal |
| NEOPHOTONICS CORP | 64051T100 | COM | 41,438 | $376,000 | thousands by filing date | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 15,419 | $375,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 141,723 | $374,000 | thousands by filing date | |
| RELMADA THERAPEUTICS INC | 75955J402 | COMMON STOCK | 11,616 | $373,000 | thousands by filing date | |
| Wisdomtree Equity Premium Income Fund | 97717X560 | COM | 13,021 | $372,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 56,412 | $371,000 | thousands by filing date | |
| EHANG HLDGS LTD ADS | 26853E102 | ADR | 17,392 | $367,000 | thousands by filing date | |
| BLACKROCK STRATEGIC MUN TR | 09248T109 | COM | 25,697 | $367,000 | thousands by filing date | |
| ISHARES TR | 46429B465 | MSCI GERMNY ETF | 4,869 | $367,000 | thousands by filing date | |
| CHINA DISTANCE ED HLDGS LTD | 16944W104 | SPONS ADR | 37,959 | $366,000 | thousands by filing date | |
| PHASEBIO PHARMACEUTICALS INC | 717224109 | COM | 108,449 | $365,000 | thousands by filing date | |
| LUXFER HOLDINGS PLC | G5698W116 | COMMON STOCK | 22,113 | $363,000 | thousands by filing date | |
| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 23,086 | $363,000 | thousands by filing date | |
| VAXCYTE INC COM | 92243G108 | Stock | 13,559 | $360,000 | thousands by filing date | |
| FREQUENCY ELECTRONICS INC | 358010106 | COMMON STOCK | 32,775 | $360,000 | thousands by filing date | |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 143,939 | $359,000 | thousands by filing date | |
| FATHOM HOLDINGS | 31189V109 | COM | 9,921 | $358,000 | thousands by filing date | |
| FUSION ACQUISITION CORP | 36118H105 | CL A | 31,638 | $358,000 | thousands by filing date | |
| FEDNAT HOLDING COMPANY | 31431B109 | Common Stock | 60,387 | $357,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 84,996 | $357,000 | thousands by filing date | |
| BYLINE BANCORP INC | 124411109 | COM | 23,055 | $356,000 | thousands by filing date | |
| ARCIMOTO INC | 039587100 | COM | 26,930 | $356,000 | thousands by filing date | |
| Direxion Daily Technology Bull 3X Shares | 25459W102 | ETF | 871 | $354,000 | thousands by filing date | |
| INVESCO DB G10 CURRENCY HRVS | 46139B102 | UNIT | 14,756 | $354,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q753 | US VALUE FACTR | 11,846 | $353,000 | thousands by filing date | |
| ABRDN JAPAN EQUITY FUND INC | 00306J109 | COM | 37,383 | $353,000 | thousands by filing date | |
| VERSO CORP | 92531L207 | CL A | 29,338 | $353,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 9,258 | $352,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 44,521 | $352,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC | 16961L106 | COM | 22,098 | $351,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 36,944 | $351,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R696 | CMN | 14,108 | $350,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 192,445 | $350,000 | thousands by filing date | |
| INTERNATIONAL SEAWAYS INC COM | Y41053102 | Stock | 21,287 | $348,000 | thousands by filing date | |
| FILANA THERAPEUTICS INC | 14817C107 | CMN | 51,112 | $348,000 | thousands by filing date | |
| VOXELJET AG | 92912L206 | ADS | 35,643 | $348,000 | thousands by filing date | |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 150,113 | $347,000 | thousands by filing date | |
| LUTHER BURBANK CORP | 550550107 | COM | 35,443 | $347,000 | thousands by filing date | |
| ELMIRA SVGS BK ELMIRA N Y | 289660102 | COM | 30,152 | $347,000 | thousands by filing date | |
| BENTLEY SYS INC COM CL B | 08265T208 | Stock | 8,481 | $344,000 | thousands by filing date | |
| SOUTH JERSEY INDS INC | 838518116 | UNIT 99/99/9999 | 9,137 | $344,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B202 | COM NEW | 19,546 | $343,000 | thousands by filing date | |
| IMMUCELL CORP | 452525306 | COM PAR | 57,574 | $343,000 | thousands by filing date | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 34,164 | $343,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L787 | GLB QLT R/E IDX | 5,943 | $342,000 | thousands by filing date | |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 9,829 | $341,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 12,021 | $340,000 | thousands by filing date | |
| PROSHARES TR | 74347X864 | ULTRPRO S&P500 | 4,418 | $340,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 24,765 | $338,000 | thousands by filing date | |
| AJAX I | G0190X118 | UNIT 99/99/9999 | 27,216 | $338,000 | thousands by filing date | |
| LMP Automotive Holdings | 53952P101 | COM | 13,530 | $338,000 | thousands by filing date | |
| METROCITY BANKSHARES INC | 59165J105 | COMMON STOCK | 23,261 | $336,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 385,449 | $336,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 65,220 | $335,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 66,442 | $334,000 | thousands by filing date | |
| LAIRD SUPERFOOD INC | 50736T102 | CMN | 7,070 | $334,000 | thousands by filing date | |
| VESPER HEALTHCARE ACQSTN COR | 92538T104 | COM CL A | 29,438 | $333,000 | thousands by filing date | |
| JPMORGAN ULTRA-SHORT MUNICIPAL INCOME ETF | 46641Q654 | ETF | 6,498 | $332,000 | thousands by filing date | |
| DESPEGAR COM CORP | G27358103 | ORD SHS | 25,936 | $332,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 15,809 | $332,000 | thousands by filing date | |
| HANNON ARMSTRONG SUST INFR C | 41068XAB6 | NOTE 4.125% 9/0 | 142,000 | $332,000 | thousands by filing date | principal |
| H WORLD GROUP LTD | 16949NAC3 | NOTE 0.375%11/0 | 289,000 | $331,000 | thousands by filing date | principal |
| INVESCO EXCHANGE TRADED FD T | 46137V878 | DORSEY WRGT ENRG | 18,748 | $330,000 | thousands by filing date | |
| MV OIL TR | 553859109 | TR UNITS | 105,976 | $330,000 | thousands by filing date | |
| SHIFT TECHNOLOGIES INC | 82452T107 | CL A | 39,829 | $330,000 | thousands by filing date | |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 19,890 | $329,000 | thousands by filing date | |
| SOLITON INC | 834251100 | COM | 42,847 | $329,000 | thousands by filing date | |
| EMEREN GROUP LTD | 75971T301 | SPONSORED ADS | 28,842 | $329,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 154,480 | $329,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 24,748 | $329,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y201 | COM | 13,580 | $328,000 | thousands by filing date | |
| NEW ENGLAND RLTY ASSOC LTD P | 644206104 | DEPOSITRY RCPT | 6,533 | $328,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E125 | DAILY SM CP BEAR | 47,702 | $328,000 | thousands by filing date | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 70,858 | $327,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 31,985 | $326,000 | thousands by filing date | |
| FRANKLIN FINANCIAL SERVICES | 353525108 | COMMON STOCK | 12,039 | $326,000 | thousands by filing date | |
| EATON VANCE NY MUNI INCOME T | 27826W104 | SH BEN INT | 23,265 | $325,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 245,103 | $324,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 18,654 | $324,000 | thousands by filing date | |
| REDBALL ACQUISITION CORP | G7417R105 | COM CL A | 29,705 | $324,000 | thousands by filing date | |
| IMMUTEP LTD | 45257L108 | SPONSORED ADS | 102,736 | $323,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 51,475 | $323,000 | thousands by filing date | |
| IBIO INC | 451033203 | COM NEW | 307,471 | $323,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 112,771 | $321,000 | thousands by filing date | |
| SPDR S&P North American Natural Resources ETF | 78463X152 | SHS | 9,657 | $320,000 | thousands by filing date | |
| GLOBAL INDEMNITY GROUP LLC | 37959R103 | COM CL A | 11,207 | $320,000 | thousands by filing date | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 25,997 | $320,000 | thousands by filing date | |
| INSIGHT SELECT INCOME FD | 45781W109 | COM | 14,995 | $320,000 | thousands by filing date | |
| GTY TECHNOLOGY HOLDINGS INC | 362409104 | COM | 61,247 | $318,000 | thousands by filing date | |
| ESQUIRE FINL HLDGS INC | 29667J101 | COM | 16,500 | $317,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108607 | BLOCK TECHN ETF | 9,029 | $316,000 | thousands by filing date | |
| 1895 BANCORP OF WIS INC COM | 28252W105 | Stock | 31,727 | $316,000 | thousands by filing date | |
| MEDIAALPHA INC | 58450V104 | CL A | 8,074 | $315,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 20,716 | $315,000 | thousands by filing date | |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 44,672 | $315,000 | thousands by filing date | |
| TORTOISE ENERGY INDEPENDENC | 89148K200 | COM | 23,713 | $315,000 | thousands by filing date | |
| HUDSON EXECUTIVE INVT CORP | 443761101 | COM CL A | 29,185 | $315,000 | thousands by filing date | |
| OP BANCORP | 67109R109 | COMMON STOCK | 40,838 | $314,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 26,424 | $314,000 | thousands by filing date | |
| CARDIFF ONCOLOGY INC | 14147L108 | COM | 17,371 | $313,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E708 | DIVIDEND STRNGTH | 7,642 | $311,000 | thousands by filing date | |
| ZILLOW GROUP INC | 98954MAE1 | NOTE 0.750% 9/0 | 104,000 | $311,000 | thousands by filing date | principal |
| DMY TECHNOLOGY GROUP INC III | 233278209 | UNIT 99/99/9999 | 27,307 | $311,000 | thousands by filing date | |
| UROGEN PHARMA LTD | M96088105 | COMMON STOCK | 17,178 | $310,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A101 | CMN | 3,567 | $310,000 | thousands by filing date | |
| UNION BANKSHARES INC | 905400107 | CMN | 12,063 | $310,000 | thousands by filing date | |
| APYX MEDICAL CORPORATION | 03837C106 | COM | 42,672 | $308,000 | thousands by filing date | |
| THE CENTRAL AND EASTERN EU I | 153436100 | COM | 12,815 | $308,000 | thousands by filing date | |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 14,430 | $307,000 | thousands by filing date | |
| LIQTECH INTL INC | 53632A201 | COM | 38,300 | $306,000 | thousands by filing date | |
| AMERICAS GOLD AND SILVER COR | 03062D100 | COM | 94,567 | $305,000 | thousands by filing date | |
| USIO INC | 917313108 | CMN | 114,200 | $305,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y228 | CLEANTECH ETF | 13,432 | $305,000 | thousands by filing date | |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 17,023 | $304,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 110,664 | $304,000 | thousands by filing date | |
| BANK SOUTH CAROLINA CORP | 065066102 | COM | 18,936 | $304,000 | thousands by filing date | |
| INTELLICHECK MOBILISA INC | 45817G201 | COM NEW | 26,593 | $303,000 | thousands by filing date | |
| EURO TECH HOLDINGS CO LTD | G32030127 | SHS NEW | 94,153 | $303,000 | thousands by filing date | |
| CONTRAFECT CORP | 212326300 | COM | 60,072 | $303,000 | thousands by filing date | |
| C4 THERAPEUTICS INC | 12529R107 | COM STK | 9,108 | $302,000 | thousands by filing date | |
| CALIFORNIA BANCORP INC | 13005U101 | COM | 19,358 | $302,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E133 | DAILY FINL BEAR | 41,805 | $302,000 | thousands by filing date | |
| NESCO HLDGS INC | 64083J104 | COM | 40,984 | $302,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y624 | AUTONMOUS EV ETF | 12,529 | $301,000 | thousands by filing date | |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 63,371 | $301,000 | thousands by filing date | |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 3,353 | $300,000 | thousands by filing date | |
| BAYCOM CORP | 07272M107 | COMMON STOCK | 19,664 | $299,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 3,547 | $299,000 | thousands by filing date | |
| SPHERE 3D CORP NEW | 84841L308 | COM | 208,288 | $298,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 41,271 | $297,000 | thousands by filing date | |
| ZEALAND PHARMA A/S | 98920Y304 | CMN | 8,256 | $297,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 9,415 | $296,000 | thousands by filing date | |
| WEIBO CORP | 948596AC5 | NOTE 1.250%11/1 | 305,000 | $296,000 | thousands by filing date | principal |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 21,678 | $295,000 | thousands by filing date | |
| MVB FINANCIAL CORP | 553810102 | COMMON STOCK | 12,970 | $294,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505715 | NORTH SHOR GBL | 6,862 | $294,000 | thousands by filing date | |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 23,865 | $293,000 | thousands by filing date | |
| REDBALL ACQUISITION CORP | G7417R121 | UNIT 99/99/9999 | 25,305 | $293,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 39,571 | $292,000 | thousands by filing date | |
| BUSINESS FIRST BANCSHARES | 12326C105 | COMMON STOCK | 14,301 | $291,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 4,786 | $291,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762UAC9 | BOND | 311,000 | $291,000 | thousands by filing date | principal |
| POINTS INTL LTD | 730843208 | COM NEW | 20,256 | $291,000 | thousands by filing date | |
| CORMEDIX INC COM | 21900C308 | Stock | 38,807 | $289,000 | thousands by filing date | |
| NURIX THERAPEUTICS INC | 67080M103 | COMMON STOCK | 8,797 | $289,000 | thousands by filing date | |
| HUMANIGEN INC | 444863203 | COM NEW | 16,527 | $289,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 30,889 | $289,000 | thousands by filing date | |
| INVESCO TR II ETF S&P 500 EMERGING MKTS LOW VOLATILITY | 46138E297 | ETF | 12,906 | $288,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215207 | COM NEW | 7,736 | $287,000 | thousands by filing date | |
| EVOLUS INC | 30052C107 | COM | 85,501 | $287,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 35,770 | $287,000 | thousands by filing date | |
| LEGACY HOUSING CORP | 52472M101 | COMMON STOCK | 19,013 | $287,000 | thousands by filing date | |
| ISHARES TR | 46429B515 | CMN | 6,451 | $286,000 | thousands by filing date | |
| ITEOS THERAPEUTICS INC | 46565G104 | COM | 8,453 | $286,000 | thousands by filing date | |
| SHARPSPRING INC | 820054104 | COM | 17,548 | $286,000 | thousands by filing date | |
| AMERANT BANCORP INC | 023576101 | COMMON STOCK | 18,758 | $285,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 26,066 | $284,000 | thousands by filing date | |
| CC NEUBERGER PRINCIPAL HLDNG | G1992Y114 | COM | 26,271 | $284,000 | thousands by filing date | |
| OPORTUN FINANCIAL CORP | 68376D104 | COMMON STOCK | 14,636 | $283,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 180,722 | $283,000 | thousands by filing date | |
| CHINDATA GROUP HLDGS LTD | 16955F107 | ADS | 11,798 | $283,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 27,906 | $282,000 | thousands by filing date | |
| CB FINANCIAL SERVICES INC | 12479G101 | COMMON STOCK | 14,062 | $281,000 | thousands by filing date | |
| RENAISSANCE CAP GREENWICH FD | 759937204 | IPO ETF | 4,355 | $281,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 42,134 | $281,000 | thousands by filing date | |
| BEYOND AIR INC | 08862L103 | COM | 53,180 | $281,000 | thousands by filing date | |
| PROVIDENT BANCORP INC | 74383L105 | COM NEW | 23,371 | $280,000 | thousands by filing date | |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 12,615 | $279,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 21,495 | $278,000 | thousands by filing date | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 18,731 | $278,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 51,211 | $278,000 | thousands by filing date | |
| MAYVILLE ENGINEERING CO INC | 578605107 | COMMON STOCK | 20,647 | $277,000 | thousands by filing date | |
| STEEL PARTNERS HLDGS L P | 85814R107 | LTD PRTRSHIP U | 25,795 | $277,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING INC | 33832D205 | COM NEW | 40,118 | $276,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 15,554 | $275,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052W104 | COM | 31,980 | $275,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 5,184 | $274,000 | thousands by filing date | |
| SILVER SPIKE ACQUISITION COR | G8136L106 | CL A SHS | 21,345 | $273,000 | thousands by filing date | |
| A-MARK PRECIOUS METALS INC | 00181T107 | COM | 10,552 | $271,000 | thousands by filing date | |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 9,684 | $271,000 | thousands by filing date | |
| CHOICEONE FINANCIAL SVCS INC | 170386106 | COMMON STOCK | 8,792 | $271,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 31,188 | $271,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F825 | DEFENSE ETF | 12,707 | $270,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602605 | COM NEW | 26,757 | $270,000 | thousands by filing date | |
| TPG PACE TECH OPPORTUNITIES | G8990Y111 | UNIT 99/99/9999 | 23,794 | $270,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 123,876 | $269,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C821 | US EQTY ULTRA B | 10,000 | $269,000 | thousands by filing date | |
| HOOKIPA PHARMA INC | 43906K100 | COM | 24,271 | $269,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 84,734 | $269,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 29,651 | $268,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A289 | DEFIANCE SPACE A | 7,983 | $268,000 | thousands by filing date | |
| KEWAUNEE SCIENTIFIC CP | 492854104 | COMM | 21,380 | $267,000 | thousands by filing date | |
| ROTH CH ACQUISITION I CO | 778675108 | COM | 16,532 | $267,000 | thousands by filing date | |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 15,124 | $266,000 | thousands by filing date | |
| FINSERV ACQUISITION CORP | 318085107 | CL A | 21,269 | $266,000 | thousands by filing date | |
| PHATHOM PHARMACEUTICALS INC | 71722W107 | COMMON STOCK | 7,933 | $264,000 | thousands by filing date | |
| TARSUS PHARMACEUTICALS INC | 87650L103 | COMMON STOCK | 6,372 | $263,000 | thousands by filing date | |
| WISDOMTREE TR | 97717x552 | EUROP OPPOR FD | 8,542 | $262,000 | thousands by filing date | |
| PAMPA ENERGIA SA | 697660207 | SPONS ADR LVL I | 18,951 | $261,000 | thousands by filing date | |
| MERIDIAN CORP | 58958P104 | COMMON STOCK | 12,575 | $261,000 | thousands by filing date | |
| TITAN MED INC | 88830X819 | COM | 152,291 | $261,000 | thousands by filing date | |
| CENTER COAST BRKFLD MLP ENRGY SHS BEN INT | 151461209 | CEF | 27,593 | $261,000 | thousands by filing date | |
| CHANGE HEALTHCARE INC | 15912K209 | UNIT 99/99/9999 | 4,043 | $261,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 15,825 | $260,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J406 | EX US SML CP | 6,117 | $260,000 | thousands by filing date | |
| Golden Entertainment Inc | 381013101 | Common Stock | 13,103 | $260,000 | thousands by filing date | |
| CORVUS GOLD INC | 221013105 | COM | 109,344 | $260,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W540 | FUND | 7,354 | $259,000 | thousands by filing date | |
| ACUTUS MED INC | 005111109 | COM | 9,007 | $259,000 | thousands by filing date | |
| Misonix Inc | 604871103 | COM | 20,654 | $259,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C102 | mc | 6,287 | $258,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 52,536 | $258,000 | thousands by filing date | |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 13,141 | $257,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 6,505 | $257,000 | thousands by filing date | |
| GENERATION BIO CO | 37148K100 | COM | 9,070 | $257,000 | thousands by filing date | |
| GRIFFIN LAND + NURSERIES | 398231100 | CL A | 4,103 | $257,000 | thousands by filing date | |
| ELECTROMED INC | 285409108 | COMMON STOCK | 26,070 | $256,000 | thousands by filing date | |
| VYNE THERAPEUTICS INC | 92941V100 | COM NEW | 162,006 | $256,000 | thousands by filing date | |
| GENASYS INC | 36872P103 | CMN | 39,074 | $255,000 | thousands by filing date | |
| Applied Therapeutics Inc | 03828A101 | Common Stock | 11,578 | $255,000 | thousands by filing date | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 12,116 | $255,000 | thousands by filing date | |
| MATERIALISE NV | 57667T100 | SPONSORED ADS | 4,687 | $254,000 | thousands by filing date | |
| ADITX THERAPEUTICS INC | 007025109 | COM | 122,167 | $254,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 101,747 | $253,000 | thousands by filing date | |
| RETAIL VALUE INC | 76133Q102 | COM | 16,991 | $253,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP IV | 171439201 | UNIT 99/99/9999 | 24,426 | $252,000 | thousands by filing date | |
| VanEck Vectors Energy Inc | 92189H870 | ENERGY INCOME | 6,118 | $251,000 | thousands by filing date | |
| FRP HOLDINGS INC | 30292L107 | COMMON STOCK | 5,513 | $251,000 | thousands by filing date | |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 85,740 | $251,000 | thousands by filing date | |
| UROVANT SCIENCES | G9381B108 | COMMON STOCK | 15,550 | $251,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 130,325 | $250,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524789 | FUNDAMENTAL US B | 5,577 | $250,000 | thousands by filing date | |
| AVITA THERAPEUTICS, INC. | 05380C102 | COM | 13,427 | $249,000 | thousands by filing date | |
| PROSHARES ULTRASHORT SILVER | 74347W114 | COM | 36,345 | $249,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 52,775 | $248,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 15,712 | $247,000 | thousands by filing date | |
| SPRAGUE RES LP | 849343108 | COM UNIT REP LTD | 12,978 | $247,000 | thousands by filing date | |
| JAWS ACQUISITION CORP | G50744120 | UNIT 99/99/9999 | 17,987 | $247,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 10,202 | $246,000 | thousands by filing date | |
| EVOFEM BIOSCIENCES INC | 30048L104 | COM | 101,902 | $246,000 | thousands by filing date | |
| COLONY BANKCORP | 19623P101 | COMMON STOCK | 16,663 | $245,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BJ4 | NOTE 1.875% 6/0 | 215,000 | $245,000 | thousands by filing date | principal |
| SB FINL GROUP INC | 78408D105 | COM | 13,352 | $244,000 | thousands by filing date | |
| ZILLOW GROUP INC | 98954MAC5 | NOTE 1.500% 7/0 | 144,000 | $244,000 | thousands by filing date | principal |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 34,729 | $243,000 | thousands by filing date | |
| DWS STRATEGIC MUN INCOME TR | 23342Q101 | COM | 21,298 | $243,000 | thousands by filing date | |
| Uxin Ltd | 91818X108 | ADS | 279,023 | $243,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524722 | 1000 INDEX ETF | 6,485 | $242,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 22,964 | $242,000 | thousands by filing date | |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 10,748 | $242,000 | thousands by filing date | |
| TORTOISE ACQUISITION CORP II | G89554102 | COM CL A | 22,710 | $242,000 | thousands by filing date | |
| TUSCAN HLDGS CORP II | 90070A103 | COM | 21,928 | $241,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000895421-21-000261 | this filing | 2021-02-16 | acceptance time not in the bulk data set |