13F-HR filed by MORGAN STANLEY
MORGAN STANLEY filed this 13F-HR for the quarter ended 2020-12-31, filed 2021-02-16, with 7,157 holding rows worth $647,472,192,000.
- Accession
- 0000895421-21-000261
- Filer
- CIK 895421
- Filed
- 2021-02-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2020
A holdings report, 24,833 entries on the cover page, a total value of $647,472,192,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $647,472,192,000 with VALUE read as thousands by filing date, 13F file number 028-03432. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerMORGAN STANLEY & CO INTERNATIONAL PLC028-04312
- included managerMORGAN STANLEY & CO. LLC028-11873
- included managerMorgan Stanley Canada LTD028-13197
- included managerMorgan Stanley Capital Services LLC028-11865
- included managerMORGAN STANLEY AIP GP LP028-14710
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT CO028-11366
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT INC028-11866
- included managerMorgan Stanley Investment Management LTD028-11867
- included managerMORGAN STANLEY SMITH BARNEY LLC028-13935
- included managerMorgan Stanley Strategic Investments, Inc028-12509
- included managerMorgan Stanley Uruguay Ltda.028-11533
- included managerFundlogic Sas028-15873
- included managerMorgan Stanley Asia Ltd028-19343
- included managerMorgan Stanley Wealth Management Australia Pty Ltd028-19344
- included managerMorgan Stanley Bank Asia Ltd028-17710
- included managerETRADE Capital Management LLC028-14182
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INVESCO EXCHANGE TRADED FD T | 46137Y500 | ZACKS MULT AST | 119,341 | $2,394,000 | thousands by filing date | |
| SHIFTPIXY INC | 82452L203 | COM NEW | 960,007 | $2,390,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 232,998 | $2,387,000 | thousands by filing date | |
| FIVE POINT HOLDINGS LLC | 33833Q106 | COM CL A | 435,518 | $2,378,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 45,292 | $2,377,000 | thousands by filing date | |
| ATKORE INC | 047649108 | COMMON STOCK | 57,766 | $2,376,000 | thousands by filing date | |
| VANECK PHARMACEUTICAL ETF | 92189F692 | ETF | 35,715 | $2,374,000 | thousands by filing date | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 96,504 | $2,372,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 113,992 | $2,369,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 320,441 | $2,368,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 166,659 | $2,362,000 | thousands by filing date | |
| THE SHYFT GROUP | 825698103 | COMMON STOCK | 83,238 | $2,362,000 | thousands by filing date | |
| PROSHARES TR II | 74347Y888 | CMN | 65,058 | $2,359,000 | thousands by filing date | |
| LANDMARK INFRASTRUCTURE PARTNERS | 51508J108 | COMMON STOCK | 219,949 | $2,357,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F684 | RETAIL ETF | 14,993 | $2,355,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 164,162 | $2,353,000 | thousands by filing date | |
| SESEN BIO INC | 817763105 | COM | 1,742,191 | $2,352,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 1,896,883 | $2,351,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 49,521 | $2,350,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 135,866 | $2,334,000 | thousands by filing date | |
| VANECK DIGITAL NATIVE ECONOMY ETF | 92189F882 | ETF | 49,838 | $2,334,000 | thousands by filing date | |
| McCormick & Company Inc | 579780107 | COM | 24,424 | $2,334,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 158,475 | $2,331,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 62,889 | $2,329,000 | thousands by filing date | |
| APREA THERAPEUTICS INC | 03836J102 | COM | 473,021 | $2,327,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 73,164 | $2,318,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 146,778 | $2,315,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 206,906 | $2,309,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 187,100 | $2,308,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V662 | PHARMACEUTICALS | 32,255 | $2,303,000 | thousands by filing date | |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 497,119 | $2,301,000 | thousands by filing date | |
| PLAYAGS INC | 72814N104 | COM | 319,032 | $2,297,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 90,808 | $2,295,000 | thousands by filing date | |
| OPTION CARE HEALTH INC COM NEW | 68404L201 | Stock | 146,388 | $2,290,000 | thousands by filing date | |
| ABERDEEN INCOME CR STRATEGIE | 003057106 | COM | 213,468 | $2,280,000 | thousands by filing date | |
| AIR TRANS SVCS GROUP INC | 00922RAB1 | BOND | 1,925,000 | $2,280,000 | thousands by filing date | principal |
| READY CAPITAL CORP | 75574U101 | COM | 182,944 | $2,278,000 | thousands by filing date | |
| IVC 4 1/2 6/1/22 | 461203AH4 | CONVERTIBLE BOND | 2,450,000 | $2,270,000 | thousands by filing date | principal |
| BlackRock Ultra Short-Term Bond ETF | 46434V878 | SHS | 44,864 | $2,266,000 | thousands by filing date | |
| OOMA INC | 683416101 | COM | 157,313 | $2,266,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 43,652 | $2,257,000 | thousands by filing date | |
| AMBER INTL HLDG LTD SPON ADS NEW | 45113Y104 | ADR | 264,145 | $2,256,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 94,253 | $2,255,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 148,747 | $2,254,000 | thousands by filing date | |
| BANK OF N T BUTTERFIELD & SO | G0772R208 | SHS NEW | 72,273 | $2,252,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 942,206 | $2,252,000 | thousands by filing date | |
| Perion Network Ltd | M78673114 | COM | 176,531 | $2,247,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J775 | BLOO PRI PWR ETF | 37,966 | $2,246,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T807 | COM | 605,233 | $2,246,000 | thousands by filing date | |
| NATUZZI S P A | 63905A200 | SPON ADS | 178,788 | $2,244,000 | thousands by filing date | |
| DYCOM INDS INC | 267475AB7 | NOTE 0.750% 9/1 | 2,225,000 | $2,236,000 | thousands by filing date | principal |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 239,795 | $2,235,000 | thousands by filing date | |
| RETRACTABLE TECHNOLOGIES INC | 76129W105 | COM | 207,984 | $2,234,000 | thousands by filing date | |
| MESA AIR GROUP INC | 590479135 | COM NEW | 333,205 | $2,229,000 | thousands by filing date | |
| GOHEALTH INC | 38046W105 | COM CL A | 163,194 | $2,229,000 | thousands by filing date | |
| ENVISTA HOLDINGS CORPORATION | 29415F104 | COM | 65,879 | $2,222,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 120,234 | $2,221,000 | thousands by filing date | |
| ISHARES INC | 464286327 | MSCI GLB SLV&MTL | 129,901 | $2,221,000 | thousands by filing date | |
| COLUMBIA INDIA CONSUMER ETF | 19762B707 | ETF | 46,056 | $2,220,000 | thousands by filing date | |
| ISHARES INC | 46434G509 | CUR HD MSCI EM | 72,088 | $2,215,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 338,300 | $2,212,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 505,816 | $2,210,000 | thousands by filing date | |
| CHAMPION HOMES INC | 830830105 | COM | 71,261 | $2,207,000 | thousands by filing date | |
| DECIPHERA PHARMACEUTICALS IN | 24344T101 | COM | 38,665 | $2,207,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 1,723,468 | $2,206,000 | thousands by filing date | |
| OLEMA PHARMACEUTICALS INC | 68062P106 | COM | 45,768 | $2,201,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 75,750 | $2,201,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 106,785 | $2,196,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 172,121 | $2,196,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 149,241 | $2,191,000 | thousands by filing date | |
| SCIPLAY CORPORATION | 809087109 | CL A | 158,220 | $2,191,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 275,195 | $2,190,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180DAB2 | BOND | 2,528,000 | $2,190,000 | thousands by filing date | principal |
| WOORI FINL GROUP INC SPONSORED ADS | 981064108 | ADR | 79,722 | $2,182,000 | thousands by filing date | |
| ONESPAN INC | 68287N100 | COM | 105,542 | $2,182,000 | thousands by filing date | |
| NATURAL ALTERNATIVES INTL IN | 638842302 | COM NEW | 206,026 | $2,182,000 | thousands by filing date | |
| PING IDENTITY HOLDING CORP | 72341T103 | COMMON STOCK | 76,183 | $2,182,000 | thousands by filing date | |
| BIOLIFE SOLUTIONS INC COM NEW | 09062W204 | Stock | 54,678 | $2,181,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E214 | S&P INTL QULTY | 74,071 | $2,180,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 127,041 | $2,174,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 407,285 | $2,172,000 | thousands by filing date | |
| LIVE OAK ACQUISITION CORP II | 53804W205 | UNIT 99/99/9999 | 200,000 | $2,170,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 121,817 | $2,166,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO CL A | 03748R747 | REIT | 410,081 | $2,165,000 | thousands by filing date | |
| ISHARES TR | 46429B135 | INT PFD STK FD | 138,613 | $2,160,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 273,602 | $2,159,000 | thousands by filing date | |
| BLACKLINE INC | 09239BAB5 | NOTE 0.125% 8/0 | 1,150,000 | $2,158,000 | thousands by filing date | principal |
| TRUEBLUE INC | 89785X101 | COM | 115,243 | $2,154,000 | thousands by filing date | |
| WHOLE EARTH BRANDS INC | 96684W100 | COM CL A | 197,495 | $2,153,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 184,209 | $2,150,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 562,839 | $2,150,000 | thousands by filing date | |
| SURGALIGN HOLDINGS INC | 86882C105 | COM | 981,158 | $2,149,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E218 | MSCI NXT EMRNG | 111,390 | $2,146,000 | thousands by filing date | |
| Invsc SP 500 Equal Weight Matrl ETF | 46137V316 | ETF | 15,365 | $2,142,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554AK8 | NOTE 3.250% 3/1 | 2,000,000 | $2,141,000 | thousands by filing date | principal |
| INSMED INC | 457669AA7 | NOTE 1.750% 1/1 | 1,913,000 | $2,139,000 | thousands by filing date | principal |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 854,932 | $2,138,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 779,535 | $2,135,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 41,710 | $2,132,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 152,199 | $2,128,000 | thousands by filing date | |
| GEOPARK LTD USD SHS | G38327105 | Stock | 163,744 | $2,127,000 | thousands by filing date | |
| APTINYX INC | 03836N103 | COM | 614,663 | $2,127,000 | thousands by filing date | |
| TRACON PHARMACEUTICALS INC | 89237H209 | COM NEW | 181,561 | $2,125,000 | thousands by filing date | |
| ARCO PLATFORM LTD | G04553106 | COM CL A | 59,851 | $2,124,000 | thousands by filing date | |
| PATRICK INDS INC | 703343AB9 | DBCV 1.000% 2/0 | 2,016,000 | $2,122,000 | thousands by filing date | principal |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 28,528 | $2,119,000 | thousands by filing date | |
| TORTOISE ACQUISITION CORP II | G89554110 | UNIT 06/14/2027 | 187,891 | $2,119,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 36,237 | $2,112,000 | thousands by filing date | |
| CLARUS CORP NEW | 18270P109 | COM | 136,945 | $2,108,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 67,316 | $2,108,000 | thousands by filing date | |
| ECOVYST INC. | 73943T103 | Common Stock | 147,808 | $2,107,000 | thousands by filing date | |
| HIGHLAND FDS I | 430101774 | HI LD IBOXX SRLN | 131,181 | $2,102,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y830 | GLOBAL X COPPER | 68,999 | $2,095,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N816 | VCSHS DEV ENH VL | 66,712 | $2,093,000 | thousands by filing date | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 101,479 | $2,089,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 770,455 | $2,088,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 60,538 | $2,086,000 | thousands by filing date | |
| CARS COM INC | 14575E105 | COM | 184,341 | $2,083,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 96,452 | $2,083,000 | thousands by filing date | |
| ZILLOW GROUP INC | 98954MAH4 | NOTE 2.750% 5/1 | 1,000,000 | $2,080,000 | thousands by filing date | principal |
| KOSMOS ENERGY LTD | 500688106 | COM | 884,571 | $2,079,000 | thousands by filing date | |
| UNITY BIOTECHNOLOGY INC | 91381U101 | COM | 396,654 | $2,078,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 100,362 | $2,077,000 | thousands by filing date | |
| APTOSE BIOSCIENCES INC COM | 03835T200 | Stock | 474,221 | $2,077,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F137 | SHS | 35,592 | $2,073,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940TAB5 | NOTE 2.000% 5/1 | 2,225,000 | $2,070,000 | thousands by filing date | principal |
| NEPTUNE WELLNESS SOLUTIONS I | 64079L105 | COM | 1,327,008 | $2,069,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 49,893 | $2,067,000 | thousands by filing date | |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 63,240 | $2,065,000 | thousands by filing date | |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 176,728 | $2,064,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 144,233 | $2,063,000 | thousands by filing date | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 129,737 | $2,063,000 | thousands by filing date | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 546,756 | $2,056,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 1,048,207 | $2,055,000 | thousands by filing date | |
| TORTOISE MIDSTREAM ENERGY FUND | 89148B200 | COM | 99,628 | $2,052,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 719,766 | $2,052,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 275,147 | $2,051,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L803 | M STAR DEV MKT | 31,073 | $2,051,000 | thousands by filing date | |
| NEWMARK GROUP INC | 65158N102 | CL A | 280,940 | $2,049,000 | thousands by filing date | |
| PAYSIGN INC | 70451A104 | COM | 440,689 | $2,045,000 | thousands by filing date | |
| ELANCO ANIMAL HEALTH INC | 28414H202 | CONV | 42,788 | $2,043,000 | thousands by filing date | |
| ALLIANZGI DIVERSIFIED INCOME | 01883J108 | COM | 62,464 | $2,041,000 | thousands by filing date | |
| Veru Inc | 92536C103 | Common Stock | 235,773 | $2,040,000 | thousands by filing date | |
| REINVENT TECHNOLOGY PARTNERS | G7483N111 | UNIT 99/99/9999 | 166,540 | $2,040,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 249,717 | $2,038,000 | thousands by filing date | |
| THE BALDWIN INSURANCE GRP IN | 05589G102 | COM CL A | 67,982 | $2,037,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 67,853 | $2,033,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J125 | LATIN AMER ALP | 104,697 | $2,031,000 | thousands by filing date | |
| Invesco Bulletshares 2022 Munic | 46138J551 | Equities | 79,751 | $2,030,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 220,524 | $2,029,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 155,440 | $2,026,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 47,576 | $2,017,000 | thousands by filing date | |
| TUSCAN HLDGS CORP | 90069K104 | COM | 117,991 | $2,017,000 | thousands by filing date | |
| RATTLER MIDSTREAM LP | 75419T103 | CMN | 212,733 | $2,017,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 452,929 | $2,015,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 185,443 | $2,011,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 143,828 | $2,011,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 196,602 | $2,007,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109AD0 | NOTE 2.875% 6/1 | 2,017,000 | $2,007,000 | thousands by filing date | principal |
| EQUINOX GOLD CORP | 29446Y502 | COM | 193,944 | $2,005,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 251,226 | $2,001,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 145,453 | $1,999,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 427,128 | $1,998,000 | thousands by filing date | |
| VILLAGE FARMS INTL INC | 92707Y108 | COM | 196,989 | $1,998,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q460 | CMN | 24,866 | $1,993,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F304 | ENVIRONMENTAL SR | 16,519 | $1,987,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 131,308 | $1,987,000 | thousands by filing date | |
| DMC GLOBAL INC | 23291C103 | COM | 45,730 | $1,978,000 | thousands by filing date | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 301,639 | $1,976,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 71,373 | $1,974,000 | thousands by filing date | |
| BRISTOL-MYERS SQUIBB CO | 110122157 | RIGHT 99/99/9999 | 2,858,642 | $1,973,000 | thousands by filing date | |
| SELECTQUOTE INC | 816307300 | COM | 95,046 | $1,972,000 | thousands by filing date | |
| BG STAFFING INC | 05544A109 | COM | 146,084 | $1,971,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 51,889 | $1,959,000 | thousands by filing date | |
| PMV PHARMACEUTICALS INC | 69353Y103 | COM | 31,796 | $1,956,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 336,722 | $1,956,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 122,874 | $1,955,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 167,416 | $1,951,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 109,681 | $1,949,000 | thousands by filing date | |
| RITE AID CORP | 767754872 | COM | 123,040 | $1,948,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 54,375 | $1,946,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 135,902 | $1,942,000 | thousands by filing date | |
| PRELUDE THERAPEUTICS INC | 74065P101 | CMN | 27,128 | $1,941,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 71,386 | $1,940,000 | thousands by filing date | |
| NXG CUSHING MIDSTREAM ENERGY | 231631300 | COM NEW | 90,639 | $1,934,000 | thousands by filing date | |
| BEAM GLOBAL | 07373B109 | COM | 26,140 | $1,929,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 606,045 | $1,927,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 72,684 | $1,925,000 | thousands by filing date | |
| Vaneck Long Muni ETF | 92189F536 | ETF | 88,587 | $1,923,000 | thousands by filing date | |
| ELEMENT SOLUTIONS INC COM | 28618M106 | Stock | 108,315 | $1,920,000 | thousands by filing date | |
| REPAY HLDGS CORP | 76029L100 | COM CL A | 70,405 | $1,918,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 128,675 | $1,918,000 | thousands by filing date | |
| VOLITIONRX LTD | 928661107 | COM | 491,777 | $1,913,000 | thousands by filing date | |
| FIRST EAGLE SENIOR LOAN FUND | 32010E100 | COM NEW | 136,712 | $1,910,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 143,176 | $1,909,000 | thousands by filing date | |
| RIMINI STR INC DEL | 76674Q107 | COM | 430,806 | $1,908,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 41,717 | $1,905,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC COM | 665531307 | Stock | 217,216 | $1,903,000 | thousands by filing date | |
| NLIGHT INC | 65487K100 | COM | 58,300 | $1,903,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G206 | COM | 249,574 | $1,902,000 | thousands by filing date | |
| VERITONE INC | 92347M100 | COM | 66,862 | $1,902,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 44,378 | $1,899,000 | thousands by filing date | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 95,986 | $1,898,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 62,629 | $1,893,000 | thousands by filing date | |
| PROSHARES TR II | 74347W353 | ULTRA SILVER NEW | 36,913 | $1,893,000 | thousands by filing date | |
| GREIF INC | 397624206 | CL B | 39,112 | $1,892,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 118,639 | $1,889,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 150,253 | $1,888,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 143,924 | $1,888,000 | thousands by filing date | |
| Etfmg Prime Mobile | 26924G409 | COM | 28,388 | $1,888,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 121,091 | $1,887,000 | thousands by filing date | |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 91,596 | $1,885,000 | thousands by filing date | |
| PURPLE BIOTECH LTD SPONSORED ADR | 74638P109 | ADR | 494,715 | $1,885,000 | thousands by filing date | |
| CHINA BIOLOGIC PRODS HLDGS I | G21515104 | COM | 15,956 | $1,885,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 126,259 | $1,884,000 | thousands by filing date | |
| COLLECTIVE GROWTH CORP | 19424L101 | COM CL A | 131,831 | $1,883,000 | thousands by filing date | |
| WARNER MUSIC GROUP CORP | 934550203 | COM CL A | 49,490 | $1,880,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 126,973 | $1,880,000 | thousands by filing date | |
| NUVEEN CALIF MUNICPAL VALU F | 6706EB106 | COM | 121,985 | $1,880,000 | thousands by filing date | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 14,885 | $1,874,000 | thousands by filing date | |
| RAPT THERAPEUTICS INC | 75382E109 | COM | 94,915 | $1,874,000 | thousands by filing date | |
| MILLICOM INTL CELLULAR S A | L6388F110 | COM STK | 48,184 | $1,869,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 112,424 | $1,868,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 270,426 | $1,866,000 | thousands by filing date | |
| United States Brent Oil Fund L | 91167Q100 | COM | 144,664 | $1,863,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP IV | 171439102 | CL A | 185,964 | $1,862,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 189,692 | $1,855,000 | thousands by filing date | |
| OPTINOSE INC | 68404V100 | COM | 447,546 | $1,854,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 95,334 | $1,851,000 | thousands by filing date | |
| NULL | 09071M205 | NULL | 732,191 | $1,845,000 | thousands by filing date | |
| PROPETRO HLDG CORP | 74347M108 | COM | 248,714 | $1,838,000 | thousands by filing date | |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 108,262 | $1,837,000 | thousands by filing date | |
| NUVEEN MASS QUALITY MUN INC | 67061E104 | COM | 126,004 | $1,837,000 | thousands by filing date | |
| ASSETMARK FINL HLDGS INC | 04546L106 | COM | 75,826 | $1,835,000 | thousands by filing date | |
| RYB ED INC | 74979W101 | ADR | 774,281 | $1,835,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 61,064 | $1,833,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 126,793 | $1,820,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 140,397 | $1,819,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 797,536 | $1,819,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 128,666 | $1,818,000 | thousands by filing date | |
| EATON VANCE FLTG RATE INCOM | 278284104 | COM SHS BEN INT | 116,817 | $1,817,000 | thousands by filing date | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 114,356 | $1,815,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 69,769 | $1,814,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 410,595 | $1,811,000 | thousands by filing date | |
| ATENTO S A | L0427L204 | CMN | 133,148 | $1,811,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 101,146 | $1,810,000 | thousands by filing date | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 159,657 | $1,810,000 | thousands by filing date | |
| LIBERTY MEDIA CORP | 530715AN1 | DEB 3.500% 1/1 | 2,002,000 | $1,804,000 | thousands by filing date | principal |
| JAZZ INVESTMENTS I LTD | 472145AD3 | NOTE 1.500% 8/1 | 1,668,000 | $1,800,000 | thousands by filing date | principal |
| AIM IMMUNOTECH INC | 00901B105 | COM | 998,815 | $1,788,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 167,024 | $1,783,000 | thousands by filing date | |
| ABERDEEN GLOBAL DYNAMIC DIVIDE | 00302M106 | COM | 170,498 | $1,780,000 | thousands by filing date | |
| CASA SYS INC | 14713L102 | COM | 288,311 | $1,779,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 122,870 | $1,776,000 | thousands by filing date | |
| ALIMERA SCIENCES INC | 016259202 | COM | 420,712 | $1,776,000 | thousands by filing date | |
| STEPSTONE GROUP INC | 85914M107 | COM CL A | 44,613 | $1,775,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 476,874 | $1,773,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 463,892 | $1,772,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 36,994 | $1,768,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 259,183 | $1,765,000 | thousands by filing date | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 115,989 | $1,763,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 97,926 | $1,763,000 | thousands by filing date | |
| JPMORGAN INTERNATIONAL GROWTH ETF | 46641Q324 | COM | 24,246 | $1,763,000 | thousands by filing date | |
| ARCTURUS THERAPEUTICS HLDGS | 03969T109 | COM | 40,625 | $1,762,000 | thousands by filing date | |
| PAYA HOLDINGS INC | 70434P103 | COM CL A | 129,216 | $1,754,000 | thousands by filing date | |
| INTERNATIONAL MONEY EXPRESS | 46005L101 | COM | 112,991 | $1,753,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 113,524 | $1,751,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462102 | COM | 29,683 | $1,750,000 | thousands by filing date | |
| ALTERYX INC | 02156BAD5 | BOND | 1,681,000 | $1,747,000 | thousands by filing date | principal |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 61,891 | $1,746,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092881 | MSCI MATLS INDEX | 43,408 | $1,742,000 | thousands by filing date | |
| NIU TECHNOLOGIES | 65481N100 | CMN | 61,907 | $1,737,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 207,469 | $1,736,000 | thousands by filing date | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 77,853 | $1,734,000 | thousands by filing date | |
| TRIP COM GROUP LTD | 22943FAM2 | DBCV 1.250% 9/1 | 1,807,000 | $1,731,000 | thousands by filing date | principal |
| PCSB FINL CORP COM | 69324R104 | Stock | 108,122 | $1,724,000 | thousands by filing date | |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 100,313 | $1,723,000 | thousands by filing date | |
| High Templar Tech Limit | 747798106 | COM | 1,247,491 | $1,722,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 102,749 | $1,720,000 | thousands by filing date | |
| COMPASS PATHWAYS PLC | 20451W101 | SPONSORED ADS | 36,049 | $1,718,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 347,058 | $1,715,000 | thousands by filing date | |
| AVIDITY BIOSCIENCES INC COM | 05370A108 | Stock | 67,223 | $1,715,000 | thousands by filing date | |
| AMERICAN CENTY ETF TR | 025072505 | DIVERSIFIED MU | 31,280 | $1,709,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q761 | US QUALTY FCTR | 47,536 | $1,706,000 | thousands by filing date | |
| ALLOVIR INC | 019818103 | COM | 44,281 | $1,702,000 | thousands by filing date | |
| DIREXION SHS TR ETF DAILY S&P OIL & GAS EXP & PROD BULL 2X | 25460G500 | ETF | 44,562 | $1,701,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P603 | CMN | 62,829 | $1,701,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAT0 | NOTE 3.750% 2/0 | 1,661,000 | $1,699,000 | thousands by filing date | principal |
| CNH INDL N V SHS | N20944109 | Stock | 132,261 | $1,698,000 | thousands by filing date | |
| SPLUNK INC | 848637AC8 | NOTE 0.500% 9/1 | 1,300,000 | $1,696,000 | thousands by filing date | principal |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 331,631 | $1,695,000 | thousands by filing date | |
| NICOLET BANKSHARES INC | 65406E102 | COM | 25,533 | $1,694,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD II | 09253P109 | COM | 112,140 | $1,692,000 | thousands by filing date | |
| DIAMOND S SHIPPING INC COM | Y20676105 | COM | 253,405 | $1,687,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 326,797 | $1,686,000 | thousands by filing date | |
| GAN LTD | G3728V109 | SHS | 83,122 | $1,686,000 | thousands by filing date | |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 186,007 | $1,685,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 47,634 | $1,680,000 | thousands by filing date | |
| ISHARES INC | 464286210 | EURO HIGH YIELD | 29,712 | $1,680,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q478 | DISRUPTIVE TECH | 36,281 | $1,678,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 342,585 | $1,674,000 | thousands by filing date | |
| INVESCO S&P MIDCAP 400 GARP ETF | 46137V225 | ETF | 21,818 | $1,673,000 | thousands by filing date | |
| ISHARES TR | 46435G417 | CR 5 10 YR ETF | 31,832 | $1,667,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L308 | MSTAR EMKT FAC | 28,627 | $1,665,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 52,911 | $1,665,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 86,772 | $1,665,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 131,050 | $1,664,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 64,895 | $1,664,000 | thousands by filing date | |
| STARRETT (L.S.) CO -CL A | 855668109 | CL A | 391,731 | $1,657,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 50,044 | $1,656,000 | thousands by filing date | |
| APEX TECHNOLOGY ACQUISITION COM | 03768F102 | CL A | 110,375 | $1,656,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 156,418 | $1,653,000 | thousands by filing date | |
| ISHARES MSCI AGRICULTUREPRODUCERS ETF | 464286350 | ETF | 48,404 | $1,652,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 92,328 | $1,651,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 206,571 | $1,646,000 | thousands by filing date | |
| ELLINGTON FINANCIAL INC | 28852N109 | COM | 110,394 | $1,638,000 | thousands by filing date | |
| TRAVERE THERAPEUTICS INC | 89422G107 | COM | 60,070 | $1,637,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 102,232 | $1,636,000 | thousands by filing date | |
| MAGNOLIA OIL & GAS CORP | 559663109 | CL A | 231,461 | $1,635,000 | thousands by filing date | |
| PG&E CORP | 69331C140 | CONV | 13,363 | $1,635,000 | thousands by filing date | |
| FS KKR CAP CORP II | 35952V303 | COM | 99,556 | $1,633,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 42,979 | $1,632,000 | thousands by filing date | |
| PORCH GROUP INC | 733245104 | COM | 114,243 | $1,631,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 311,698 | $1,630,000 | thousands by filing date | |
| BARINGS CORPORATE INVS | 06759X107 | COM | 123,599 | $1,629,000 | thousands by filing date | |
| SOUTHERN CO | 842587602 | UNIT 08/01/2022 | 31,787 | $1,629,000 | thousands by filing date | |
| INVESCO | 46138J544 | EXCHANGE TRADED | 63,488 | $1,626,000 | thousands by filing date | |
| POLYMET MNG CORP | 731916409 | COM | 473,882 | $1,616,000 | thousands by filing date | |
| ASHFORD HOSPITALITY TR INC | 044103877 | COM SHS | 622,707 | $1,612,000 | thousands by filing date | |
| SOCIAL CAPITAL HEDOSOPHA HLD | G8251L121 | UNIT 99/99/9999 | 124,716 | $1,611,000 | thousands by filing date | |
| CALLON PETROLEUM CORP | 13123X508 | COMMON STOCK | 122,369 | $1,610,000 | thousands by filing date | |
| LORDSTOWN MOTORS CORP | 54405Q100 | COM | 80,202 | $1,609,000 | thousands by filing date | |
| INVESCO | 46090C305 | EXCHANGE TRADED | 28,550 | $1,608,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E127 | REIT ETF | 180,826 | $1,608,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 83,223 | $1,606,000 | thousands by filing date | |
| EZCORP INC | 302301AE6 | NOTE 2.375% 5/0 | 2,000,000 | $1,605,000 | thousands by filing date | principal |
| HARBORONE BANCORP INC NEW | 41165Y100 | COM NEW | 147,518 | $1,602,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 23,715 | $1,601,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 125,662 | $1,598,000 | thousands by filing date | |
| REV Group Inc | 749527107 | Common Stock | 181,228 | $1,597,000 | thousands by filing date | |
| HEXO CORP | 428304307 | COM NEW | 433,626 | $1,596,000 | thousands by filing date | |
| Q2 HLDGS INC | 74736LAD1 | NOTE 0.750% 6/0 | 1,044,000 | $1,596,000 | thousands by filing date | principal |
| OASIS MIDSTREAM PARTNERS LP | 67420T206 | COM UNITS REPS | 135,972 | $1,595,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 592,416 | $1,593,000 | thousands by filing date | |
| AMERICAN NATIONAL GROUP INC | 02772A109 | COM NEW | 16,569 | $1,593,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 1,001,681 | $1,591,000 | thousands by filing date | |
| FALCON MINERALS CORP | 30607B109 | CL A COM | 504,564 | $1,589,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 339,172 | $1,587,000 | thousands by filing date | |
| PAR TECHNOLOGY CORP | 698884103 | COM | 25,265 | $1,587,000 | thousands by filing date | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 121,145 | $1,582,000 | thousands by filing date | |
| BRISTOW GROUP INC | 11040G103 | COM | 60,041 | $1,580,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E644 | INTL BUYBACK | 41,144 | $1,580,000 | thousands by filing date | |
| NORTHERN STAR ACQUISITION CO | 665742102 | COM CL A | 108,231 | $1,576,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 17,238 | $1,574,000 | thousands by filing date | |
| FRONT YD RESIDENTIAL CORP | 35904G107 | COM | 97,075 | $1,573,000 | thousands by filing date | |
| MIRUM PHARMACEUTICALS INC | 604749101 | COM | 90,001 | $1,572,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 405,393 | $1,572,000 | thousands by filing date | |
| NUVEEN MUN 2021 TARGET TERM | 670687102 | COM | 159,102 | $1,570,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 36,594 | $1,564,000 | thousands by filing date | |
| ISHARES MSCI INDIA SMALL-CAP ETF | 46429B614 | ETF | 36,903 | $1,562,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 113,808 | $1,561,000 | thousands by filing date | |
| ALECTOR INC | 014442107 | COMMON STOCK | 103,131 | $1,561,000 | thousands by filing date | |
| REDFIN CORP | 75737FAA6 | NOTE 1.750% 7/1 | 690,000 | $1,560,000 | thousands by filing date | principal |
| INVESCO DB MLTI SECTR CMMTY | 46140H601 | GOLD FD | 28,175 | $1,559,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 29,783 | $1,558,000 | thousands by filing date | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 535,305 | $1,558,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 38,951 | $1,554,000 | thousands by filing date | |
| MAXEON SOLAR TECHNOLOGIES LT | 58503F502 | COM | 54,862 | $1,553,000 | thousands by filing date | |
| KAZIA THERAPEUTICS LTD | 48669G105 | American Depository Shares | 179,600 | $1,551,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V175 | S&P SML600 GWT | 11,231 | $1,550,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 50,805 | $1,548,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430362 | ACCESS INFLATI | 26,979 | $1,548,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 71,638 | $1,545,000 | thousands by filing date | |
| SOLID BIOSCIENCES INC COM NEW | 83422E105 | Stock | 203,255 | $1,541,000 | thousands by filing date | |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 175,434 | $1,537,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383204 | COM NEW | 71,182 | $1,534,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 65,320 | $1,529,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F866 | AFRICA INDEX ETF | 75,019 | $1,529,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 54,296 | $1,524,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 91,586 | $1,523,000 | thousands by filing date | |
| CUSHING NEXTGEN INFRASTRUCTURE | 231647207 | COM | 41,782 | $1,522,000 | thousands by filing date | |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 104,271 | $1,522,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P863 | CALIF MUN INCM | 28,135 | $1,522,000 | thousands by filing date | |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 146,374 | $1,522,000 | thousands by filing date | |
| OYSTER POINT PHARMA INC | 69242L106 | COMMON STOCK | 80,896 | $1,522,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G862 | FLOAT RATE ETF | 61,108 | $1,520,000 | thousands by filing date | |
| VISTA ENERGY S.A.B. DE C.V. SPONSORED ADS | 92837L109 | ADR | 593,009 | $1,518,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 23,125 | $1,514,000 | thousands by filing date | |
| ROOT INC | 77664L108 | COMMON STOCK | 96,366 | $1,514,000 | thousands by filing date | |
| OPTIMIZERX CORP | 68401U204 | COM NEW | 48,580 | $1,513,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 44,490 | $1,511,000 | thousands by filing date | |
| U S XPRESS ENTERPRISES INC | 90338N202 | COM | 220,432 | $1,508,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 710,036 | $1,505,000 | thousands by filing date | |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 32,767 | $1,504,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 31,341 | $1,499,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V712 | BLOO MVP MUL ETF | 14,155 | $1,499,000 | thousands by filing date | |
| HELIOS TECHNOLOGIES INC | 42328H109 | COM | 28,128 | $1,498,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 10,605 | $1,496,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAR3 | NOTE 4.950% 7/1 | 1,472,000 | $1,496,000 | thousands by filing date | principal |
| RHYTHM PHARMACEUTICALS INC | 76243J105 | COM | 50,206 | $1,493,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 57,734 | $1,491,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 690,825 | $1,485,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 169,721 | $1,480,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 88,733 | $1,478,000 | thousands by filing date | |
| PREMIER INC | 74051N102 | CL A | 41,954 | $1,474,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 97,845 | $1,471,000 | thousands by filing date | |
| VASCULAR BIOGENICS LTD | M96883109 | COM | 777,772 | $1,470,000 | thousands by filing date | |
| GRANITESHARES GOLD TR | 38748G101 | SHS BEN INT | 77,734 | $1,469,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 226,799 | $1,467,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 168,387 | $1,460,000 | thousands by filing date | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 88,848 | $1,460,000 | thousands by filing date | |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 111,222 | $1,459,000 | thousands by filing date | |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 218,305 | $1,458,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 60,414 | $1,456,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 121,032 | $1,453,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 806,040 | $1,451,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 60,019 | $1,451,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 163,331 | $1,447,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MLP TOTAL R | 18469Q207 | COM | 98,828 | $1,443,000 | thousands by filing date | |
| TUCOWS INC | 898697206 | COM NEW | 19,470 | $1,439,000 | thousands by filing date | |
| IHEARTMEDIA INC CLASS A | 45174J509 | COMMON STOCK | 110,717 | $1,438,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 96,259 | $1,434,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 52,775 | $1,434,000 | thousands by filing date | |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 34,310 | $1,433,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 53,341 | $1,431,000 | thousands by filing date | |
| TRANSPORTATION & LOGISTI | 438083107 | COM | 126,782 | $1,431,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 573,013 | $1,426,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 63,920 | $1,424,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q845 | DIVERSFD EQT ETF | 39,415 | $1,419,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 33,815 | $1,417,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 54,324 | $1,417,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G102 | PRIME JUNIR SLVR | 86,894 | $1,417,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 135,319 | $1,416,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 555,219 | $1,415,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FUND TRUST INVESCO DORSEY WRIGHT UTILITIES MOMENTUM ETF | 46137V795 | ETF | 44,522 | $1,413,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222AF1 | NOTE 4.125% 9/0 | 1,500,000 | $1,413,000 | thousands by filing date | principal |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 107,965 | $1,409,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 38,961 | $1,408,000 | thousands by filing date | |
| OXFORD LANE CAP CORP | 691543102 | COM | 260,389 | $1,408,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 174,198 | $1,408,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 670,067 | $1,407,000 | thousands by filing date | |
| SHIP FIN INTL LTD | 824689AG8 | NOTE 4.875% 5/0 | 1,620,000 | $1,406,000 | thousands by filing date | principal |
| EZCORP INC | 302301106 | CL A NON VTG | 293,087 | $1,404,000 | thousands by filing date | |
| ORION S.A. | L72967109 | COM | 81,903 | $1,403,000 | thousands by filing date | |
| EXPERIENCE INVT CORP | 30217C109 | COM CL A | 126,467 | $1,401,000 | thousands by filing date | |
| NORTH AMERN CONSTR GROUP LTD | 656811106 | COM | 141,200 | $1,395,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 148,021 | $1,395,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 212,884 | $1,389,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E156 | S&P SMLCP FINL | 28,361 | $1,388,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC | 02557T307 | UNIT 08/15/2023 | 27,812 | $1,385,000 | thousands by filing date | |
| CUREVAC N V | N2451R105 | COM | 16,995 | $1,378,000 | thousands by filing date | |
| TCP Cap Corp Sr Conv Nt | 87238qad5 | CONV | 1,369,000 | $1,378,000 | thousands by filing date | principal |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 76,975 | $1,372,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 57,968 | $1,371,000 | thousands by filing date | |
| WORKIVA INC | 98139AAB1 | NOTE 1.125% 8/1 | 1,022,000 | $1,371,000 | thousands by filing date | principal |
| CLOVIS ONCOLOGY INC | 189464AC4 | NOTE 1.250% 5/0 | 2,000,000 | $1,370,000 | thousands by filing date | principal |
| EOS ENERGY ENTERPRISES INC COM CL A | 29415C101 | Stock | 65,540 | $1,366,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 84,308 | $1,366,000 | thousands by filing date | |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 61,235 | $1,362,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P806 | RIVRFRNT DYN EUR | 20,935 | $1,359,000 | thousands by filing date | |
| GIGCAPITAL3 INC | 37519D107 | COM | 103,167 | $1,359,000 | thousands by filing date | |
| ALERUS FINL CORP | 01446U103 | COM | 49,598 | $1,358,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 202,473 | $1,353,000 | thousands by filing date | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 59,338 | $1,352,000 | thousands by filing date | |
| Checkpoint Therapeutics Inc Com | 162828107 | COM | 509,924 | $1,351,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 414,005 | $1,349,000 | thousands by filing date | |
| CASPER SLEEP INC | 147626105 | COM | 219,057 | $1,347,000 | thousands by filing date | |
| Allena Pharmaceuticals, Inc. | 018119107 | COM | 1,051,981 | $1,346,000 | thousands by filing date | |
| PRECISION DRILLING CORP COM NEW | 74022D407 | Stock | 81,578 | $1,345,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 97,004 | $1,344,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD ARIZ FD | 09254K109 | COM | 89,737 | $1,343,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 84,126 | $1,342,000 | thousands by filing date | |
| J2 GLOBAL INC | 48123VAC6 | NOTE 3.250% 6/1 | 922,000 | $1,342,000 | thousands by filing date | principal |
| SHARPS COMPLIANCE CORP | 820017101 | COM | 141,950 | $1,341,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT BASIC MATERIALS MOMENTUMETF | 46137V704 | ETF | 18,702 | $1,338,000 | thousands by filing date | |
| CATABASIS PHARMACEUTICALS IN | 14875P206 | COM NEW | 624,813 | $1,337,000 | thousands by filing date | |
| NUVEEN CALIFORNIA SELECT TAX-F | 67063R103 | SH BEN INT | 82,612 | $1,335,000 | thousands by filing date | |
| COLUMBIA FINANCIAL INC | 197641103 | COMMON STOCK | 85,796 | $1,335,000 | thousands by filing date | |
| VG ACQUISITION C | G9446E121 | UNIT | 111,123 | $1,333,000 | thousands by filing date | |
| KARUNA THERAPEUTICS INC | 48576A100 | COM | 13,116 | $1,332,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 56,842 | $1,331,000 | thousands by filing date | |
| REPARE THERAPEUTICS INC | 760273102 | COM | 38,796 | $1,331,000 | thousands by filing date | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 311,324 | $1,329,000 | thousands by filing date | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 100,664 | $1,326,000 | thousands by filing date | |
| NEW YORK LIFE INVTS ACTIVE E | 45409F827 | NYLI MACKAY MUN | 49,510 | $1,323,000 | thousands by filing date | |
| MOHAWK GROUP HLDGS INC | 608189106 | COM | 76,883 | $1,323,000 | thousands by filing date | |
| IDEANOMICS INC | 45166V106 | COM | 663,817 | $1,321,000 | thousands by filing date | |
| ISHARES SHORT MATURITY MUNICIPAL BOND ACTIVE ETF | 46431W838 | ETF | 26,135 | $1,313,000 | thousands by filing date | |
| 3D PRINTING ETF | 00214Q500 | ETF | 41,730 | $1,313,000 | thousands by filing date | |
| FS BANCORP INC | 30263Y104 | COM | 23,927 | $1,312,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 32,492 | $1,310,000 | thousands by filing date | |
| PACTIV EVERGREEN INC | 69526K105 | COM | 72,171 | $1,309,000 | thousands by filing date | |
| MOATABLE INC | 759892300 | COM | 273,253 | $1,304,000 | thousands by filing date | |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 250,427 | $1,303,000 | thousands by filing date | |
| ATLANTIC CAP BANCSHARES INC | 048269203 | COM | 81,792 | $1,302,000 | thousands by filing date | |
| FORWARD PHARMA A/S | 34986J204 | SPONSORED ADS NEW | 185,245 | $1,302,000 | thousands by filing date | |
| EVOKE PHARMA INC | 30049G104 | COM | 504,013 | $1,300,000 | thousands by filing date | |
| DIXIE GROUP INC | 255519100 | COMMON STOCK | 509,300 | $1,299,000 | thousands by filing date | |
| INDUSTRIAS BACHOCO S A B DE | 456463108 | ADR | 28,699 | $1,296,000 | thousands by filing date | |
| BOSTON OMAHA CORP CL A | 101044105 | COMMON STOCK | 46,701 | $1,291,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000895421-21-000261 | this filing | 2021-02-16 | acceptance time not in the bulk data set |