13F-HR filed by MORGAN STANLEY
MORGAN STANLEY filed this 13F-HR for the quarter ended 2020-12-31, filed 2021-02-16, with 7,157 holding rows worth $647,472,192,000.
- Accession
- 0000895421-21-000261
- Filer
- CIK 895421
- Filed
- 2021-02-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2020
A holdings report, 24,833 entries on the cover page, a total value of $647,472,192,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $647,472,192,000 with VALUE read as thousands by filing date, 13F file number 028-03432. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerMORGAN STANLEY & CO INTERNATIONAL PLC028-04312
- included managerMORGAN STANLEY & CO. LLC028-11873
- included managerMorgan Stanley Canada LTD028-13197
- included managerMorgan Stanley Capital Services LLC028-11865
- included managerMORGAN STANLEY AIP GP LP028-14710
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT CO028-11366
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT INC028-11866
- included managerMorgan Stanley Investment Management LTD028-11867
- included managerMORGAN STANLEY SMITH BARNEY LLC028-13935
- included managerMorgan Stanley Strategic Investments, Inc028-12509
- included managerMorgan Stanley Uruguay Ltda.028-11533
- included managerFundlogic Sas028-15873
- included managerMorgan Stanley Asia Ltd028-19343
- included managerMorgan Stanley Wealth Management Australia Pty Ltd028-19344
- included managerMorgan Stanley Bank Asia Ltd028-17710
- included managerETRADE Capital Management LLC028-14182
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| iShares U.S. Small Cap Equity Factor ETF | 46434V290 | SHS | 5,247 | $240,000 | thousands by filing date | |
| HYCROFT MINING HOLDING CORP | 44862P109 | COM | 30,587 | $240,000 | thousands by filing date | |
| Rafael Holdings Inc Class B | 75062E106 | COM | 10,253 | $239,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F771 | FT VEST US | 7,345 | $238,000 | thousands by filing date | |
| CEREVEL THERAPEUTICS HLDNG I | 15678U128 | COM | 14,386 | $238,000 | thousands by filing date | |
| SEACOR MARINE HLDGS INC COM | 78413P101 | Stock | 87,516 | $237,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 5,783 | $237,000 | thousands by filing date | |
| ONCTERNAL THERAPEUTICS INC | 68236P107 | COM | 48,430 | $237,000 | thousands by filing date | |
| FINTECH ACQ IV-A | 31810N104 | COMMON STOCK | 21,019 | $237,000 | thousands by filing date | |
| SARATOGA INVESTMENT CORP | 80349A208 | COM NEW | 11,309 | $236,000 | thousands by filing date | |
| XOMA ROYALTY CORPORATION | 98419J206 | COMMON STOCK | 5,360 | $236,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P207 | EMER MKT COR DIV | 8,017 | $235,000 | thousands by filing date | |
| GAMIDA CELL LTD | M47364100 | SHS | 27,992 | $235,000 | thousands by filing date | |
| CELYAD ONCOLOGY SA | 151205200 | ADR | 30,116 | $235,000 | thousands by filing date | |
| BANCO SANTANDER MEXICO SA | 05969B103 | SPONSORED ADS B | 45,431 | $234,000 | thousands by filing date | |
| HARPOON THERAPEUTICS INC | 41358P106 | COM | 14,114 | $234,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 22,085 | $233,000 | thousands by filing date | |
| FIRST TR MTG INCOME FD | 33734E103 | COM SHS | 16,751 | $233,000 | thousands by filing date | |
| KALVISTA PHARMACEUTICALS INC | 483497103 | COM | 12,302 | $233,000 | thousands by filing date | |
| AMCI ACQUISITION CORP | 00165R101 | CLASS A | 15,581 | $233,000 | thousands by filing date | |
| CIIG MERGER CORP | 12559C202 | UNIT 12/31/2026 | 7,255 | $233,000 | thousands by filing date | |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 15,962 | $232,000 | thousands by filing date | |
| PROSHARES TR | 74347R693 | PSHS ULTRA TECH | 3,236 | $232,000 | thousands by filing date | |
| Constellation Brands Inc Cl B | 21036P207 | Com | 1,060 | $232,000 | thousands by filing date | |
| AVIAT NETWORKS INC | 05366Y201 | COMMON STOCK | 6,780 | $231,000 | thousands by filing date | |
| ONCORUS INC | 68236R103 | COM | 7,130 | $230,000 | thousands by filing date | |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 129,670 | $228,000 | thousands by filing date | |
| QUANTUMSCAPE CORP | 74767V117 | *W EXP 11/25/202 | 6,000 | $228,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 230,707 | $227,000 | thousands by filing date | |
| DMY TECHNOLOGY GROUP INC II | 233277201 | UNIT 99/99/9999 | 12,066 | $227,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 7,256 | $225,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y319 | CMN | 8,861 | $225,000 | thousands by filing date | |
| LUX HEALTH TECH ACQUISITION | 55068A209 | UNIT 11/30/2027 | 19,579 | $225,000 | thousands by filing date | |
| CARTER BANKSHARES INC | 146103106 | COMMON STOCK | 20,815 | $224,000 | thousands by filing date | |
| AETERNA ZENTARIS INC | 007975402 | COM | 527,845 | $224,000 | thousands by filing date | |
| MOGO INC | 60800C109 | COM | 59,100 | $223,000 | thousands by filing date | |
| TRECORA RES | 894648104 | COM | 31,862 | $223,000 | thousands by filing date | |
| ADICET BIO INC | 007002108 | COM | 15,791 | $222,000 | thousands by filing date | |
| EMBOTELLADORA ANDINA S A | 29081P303 | SPON ADR B | 14,800 | $221,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 35,303 | $221,000 | thousands by filing date | |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 51,752 | $219,000 | thousands by filing date | |
| NEURONETICS INC | 64131A105 | COM | 19,693 | $219,000 | thousands by filing date | |
| Dawson Geophysical Co Ne | 239360100 | COM | 103,632 | $219,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G708 | DAIL MS BRAZ ETF | 1,890 | $219,000 | thousands by filing date | |
| COUPA SOFTWARE INC | 22266LAC0 | NOTE 0.125% 6/1 | 101,000 | $219,000 | thousands by filing date | principal |
| PLIANT THERAPEUTICS INC | 729139105 | COM | 9,607 | $218,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y335 | MSCI PAKISTAN | 7,538 | $217,000 | thousands by filing date | |
| PROFESSIONAL HLDG CORP | 743139107 | COM | 14,073 | $217,000 | thousands by filing date | |
| BLUEGREEN VACATIONS HLDG COR | 096308101 | COM | 15,992 | $217,000 | thousands by filing date | |
| AMERICAN RIVER BANKSHRS (CA) | 029326105 | COM | 16,484 | $217,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E578 | BLOOM DATA ETF | 4,549 | $215,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 170,106 | $215,000 | thousands by filing date | |
| BIOCEPT INC | 09072V501 | COM | 48,453 | $215,000 | thousands by filing date | |
| SELECT INTERIOR CONCEPTS INC CLASS | 816120307 | CL A | 30,166 | $215,000 | thousands by filing date | |
| NUVEEN NY | 670706100 | COM | 14,421 | $214,000 | thousands by filing date | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 3,113 | $213,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 111,095 | $213,000 | thousands by filing date | |
| THE BANK OF PRINCETON | 064520109 | COMMON | 9,095 | $213,000 | thousands by filing date | |
| CINER RES LP | 172464109 | COM UNIT LTD | 17,000 | $213,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 36,935 | $212,000 | thousands by filing date | |
| ESCALADE INC | 296056104 | COMMON STOCK | 9,940 | $211,000 | thousands by filing date | |
| 17 ED & TECHNOLOGY GROUP INC | 81807M106 | ADS | 16,461 | $211,000 | thousands by filing date | |
| DIAMEDICA THERAPEUTICS INC | 25253X207 | COMMON STOCK | 20,660 | $210,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 58,985 | $210,000 | thousands by filing date | |
| COMMUNITY FINL CORP MD | 20368X101 | COM | 7,939 | $210,000 | thousands by filing date | |
| AURORA CANNABIS INC | 05156XAG3 | NOTE 5.500% 2/2 | 287,000 | $210,000 | thousands by filing date | principal |
| QUOTIENT TECHNOLOGY INC | 749119AB9 | NOTE 1.750%12/0 | 214,000 | $210,000 | thousands by filing date | principal |
| JPMORGAN INT BOND OPPORTUNITIE | 46641Q852 | INTL BD OPP ETF | 4,038 | $209,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 51,164 | $209,000 | thousands by filing date | |
| CHAMPIONS ONCOLOGY INC | 15870P307 | COM NEW | 19,301 | $208,000 | thousands by filing date | |
| MER TELEMANAGEMENT SOLUTIONS | M69676209 | SHS | 134,267 | $208,000 | thousands by filing date | |
| MAVERIX METALS INC | 57776F405 | COMMON STOCK-FO | 37,738 | $207,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 71,943 | $206,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733A201 | DOW 30 EQL WGT | 7,545 | $205,000 | thousands by filing date | |
| NI HOLDINGS INC | 65342T106 | COMMON STOCK | 12,482 | $205,000 | thousands by filing date | |
| SYNLOGIC INC | 87166L100 | COM | 95,064 | $205,000 | thousands by filing date | |
| ONCOCYTE CORP | 68235C107 | COM | 86,108 | $205,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y392 | VDEO GAM ESPRT | 6,551 | $203,000 | thousands by filing date | |
| FIDELITY DD BANCORP INC | 31609R100 | COMMON STOCK | 3,155 | $203,000 | thousands by filing date | |
| OAK VALLEY BANCORP | 671807105 | COMMON STOCK | 12,186 | $203,000 | thousands by filing date | |
| WATSCO INC | 942622101 | CL B CONV | 900 | $203,000 | thousands by filing date | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 6,842 | $203,000 | thousands by filing date | |
| KALEIDO BIOSCIENCES INC | 483347100 | COM | 22,351 | $203,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 54,435 | $203,000 | thousands by filing date | |
| INHIBRX INC | 45720L107 | COM | 6,167 | $203,000 | thousands by filing date | |
| INNOVIVA INC | 45781MAB7 | NOTE 2.500% 8/1 | 200,000 | $203,000 | thousands by filing date | principal |
| XERIS PHARMACEUTICALS INC | 98422L107 | COM | 41,150 | $202,000 | thousands by filing date | |
| ALTIMAR ACQUISITION CORP | G03707109 | SHS CL A | 17,761 | $202,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 38,248 | $201,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 15,422 | $201,000 | thousands by filing date | |
| SCPHARMACEUTICALS INC | 810648105 | COM | 37,541 | $199,000 | thousands by filing date | |
| PROTECTIVE INSURANCE CORP- B | 74368l203 | COM | 14,536 | $199,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 60,363 | $198,000 | thousands by filing date | |
| AGEAGLE AERIAL SYS INC NEW | 00848K101 | COMMON | 33,020 | $198,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G716 | DAILY S&P BIOTEC | 7,806 | $197,000 | thousands by filing date | |
| HF FOODS GROUP INC | 40417F109 | COM | 26,215 | $197,000 | thousands by filing date | |
| CHICAGO RIVET & MACH CO | 168088102 | COM | 8,619 | $197,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 30,740 | $197,000 | thousands by filing date | |
| CHICKEN SOUP FOR THE SOUL EN | 16842Q100 | COM | 9,832 | $197,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 30,317 | $196,000 | thousands by filing date | |
| UNITED STS 12 MONTH OIL FD L | 91288V103 | UNIT BEN INT | 11,358 | $195,000 | thousands by filing date | |
| BLACKROCK NY MUN INCOME TR I | 09249R102 | COM | 13,460 | $195,000 | thousands by filing date | |
| SOC TELEMED | 78472F101 | COM | 24,839 | $195,000 | thousands by filing date | |
| STEREOTAXIS INC | 85916J409 | COMMON STOCK | 38,138 | $194,000 | thousands by filing date | |
| XBIOTECH INC | 98400H102 | COM | 12,448 | $194,000 | thousands by filing date | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 12,381 | $194,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 59,401 | $194,000 | thousands by filing date | |
| INTRICON CORP | 46121H109 | COM | 10,669 | $193,000 | thousands by filing date | |
| CBM BANCORP INC | 1248XT104 | COM | 14,550 | $193,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 13,618 | $192,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 34,788 | $192,000 | thousands by filing date | |
| CAPRICOR THERAPEUTICS INC | 14070B309 | COMMON STOCK | 55,607 | $191,000 | thousands by filing date | |
| FIRST CAPITAL INC | 31942S104 | COMMON STOCK | 3,152 | $191,000 | thousands by filing date | |
| PROSHARES TR II | 74347Y870 | ULTRA BLOOMBERG | 9,046 | $191,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H102 | DURABLE HGH DIV | 6,616 | $190,000 | thousands by filing date | |
| RED RIVER BANCSHARES INC | 75686R202 | COMMON STOCK | 3,831 | $190,000 | thousands by filing date | |
| CORE MOLDING TECHNOLOGIES IN | 218683100 | COMMON STOCK | 13,500 | $190,000 | thousands by filing date | |
| NANOBIOTIX | 63009J107 | SPONSORED ADS | 11,490 | $190,000 | thousands by filing date | |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 1,663 | $189,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 7,196 | $189,000 | thousands by filing date | |
| PROSHARES TR ULTSHRT QQQ | 74347B243 | CEF | 26,643 | $189,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 10,186 | $188,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 80,994 | $188,000 | thousands by filing date | |
| SCORPIUS HOLDINGS INC | 42237K409 | COMMON | 35,059 | $188,000 | thousands by filing date | |
| PLUMAS BANCORP | 729273102 | COMMON STOCK | 7,976 | $187,000 | thousands by filing date | |
| NULL | 68620A203 | NULL | 15,243 | $187,000 | thousands by filing date | |
| CITIC CAPITAL ACQUISITION CO | G21513109 | COM CL A | 17,857 | $187,000 | thousands by filing date | |
| Avantis US Small Cap Value ETF | 025072877 | SHS | 3,265 | $186,000 | thousands by filing date | |
| AQUESTIVE THERAPEUTICS INC COM | 03843E104 | Stock | 34,773 | $186,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 20,848 | $186,000 | thousands by filing date | |
| Aravive Inc | 03890D108 | Common / Ordinary Stock | 32,981 | $186,000 | thousands by filing date | |
| PROSHARES TR II | 74347W395 | FUND | 5,955 | $186,000 | thousands by filing date | |
| Greenpower Motor Co | 39540E302 | COM | 6,378 | $185,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 20,630 | $184,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C672 | US EQT ULTRA BF | 6,590 | $184,000 | thousands by filing date | |
| BIGLARI HOLDINGS INC B | 08986R309 | COMMON STOCK | 1,659 | $184,000 | thousands by filing date | |
| GX ACQUISITION CORP | 36251A107 | COM CL A | 16,660 | $184,000 | thousands by filing date | |
| Fidelity Low Volatility Factor ETF | 316092824 | SHS | 4,276 | $183,000 | thousands by filing date | |
| GUGGENHEIM CR ALLOCATION FD | 40168G108 | COM | 9,236 | $183,000 | thousands by filing date | |
| AMERICA MOVIL SAB DE CV | 02364W204 | SPONSORED ADR | 12,434 | $182,000 | thousands by filing date | |
| CODORUS VY BANCORP INC | 192025104 | COM | 10,719 | $182,000 | thousands by filing date | |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 44,046 | $181,000 | thousands by filing date | |
| IMARA INC | 45249V107 | COM | 8,205 | $181,000 | thousands by filing date | |
| LOGICBIO THERAPEUTICS INC | 54142F102 | COM | 23,735 | $181,000 | thousands by filing date | |
| NOVAN INC | 66988N106 | COM | 222,421 | $181,000 | thousands by filing date | |
| RBB FD INC | 74933W601 | MOTLEY FOL ETF | 5,066 | $179,000 | thousands by filing date | |
| WESTWATER RES INC | 961684206 | COM NEW | 36,042 | $178,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 78,447 | $178,000 | thousands by filing date | |
| CURIS INC | 231269200 | COM | 21,733 | $178,000 | thousands by filing date | |
| AERSALE CORPORATION | 00810F106 | COM | 13,201 | $177,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108847 | HIGH INCOME | 11,098 | $177,000 | thousands by filing date | |
| KEZAR LIFE SCIENCES INC | 49372L100 | COM | 33,985 | $177,000 | thousands by filing date | |
| KOREA FD INC | 500634209 | COM NEW | 4,351 | $176,000 | thousands by filing date | |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 7,150 | $176,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 5,389 | $176,000 | thousands by filing date | |
| CHIASMA INC | 16706W102 | COM | 40,466 | $176,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 7,389 | $175,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 37,131 | $175,000 | thousands by filing date | |
| Target Hospitality Corp. | 87615L107 | Common Stock, par value $0.0001 per share | 110,442 | $174,000 | thousands by filing date | |
| OPERA LTD SPONSORED ADS | 68373M107 | ADR | 19,030 | $174,000 | thousands by filing date | |
| ARROWMARK FINANCIAL CORP | 861780104 | COM | 9,030 | $174,000 | thousands by filing date | |
| BURNING ROCK BIOTECH LTD | 12233L107 | SPONSORED ADS | 7,539 | $174,000 | thousands by filing date | |
| GENFIT S A | 372279109 | ADS | 36,253 | $174,000 | thousands by filing date | |
| BLUESCAPE OPPORTUNITIES ACQU | G1195N121 | UNIT 99/99/9999 | 15,620 | $174,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 3,445 | $172,000 | thousands by filing date | |
| XTL BIOPHARMACEUTICALS LTD | 98386D307 | SPONSORED ADR NE | 56,823 | $172,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 8,056 | $171,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 177,603 | $171,000 | thousands by filing date | |
| BIONDVAX PHARMACEUTICALS LTD | 09073Q105 | SPOND ADS | 60,803 | $171,000 | thousands by filing date | |
| SECURITY NATL FINL CORP CL A | 814785309 | COMMON STOCK | 20,295 | $170,000 | thousands by filing date | |
| REDHILL BIOPHARMA LTD | 757468103 | ADR | 21,074 | $170,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 58,756 | $169,000 | thousands by filing date | |
| PERIDOT ACQUISITION CORP | G7008A115 | SHS CL A | 16,274 | $169,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC | 594837403 | SPON ADR NEW | 29,687 | $168,000 | thousands by filing date | |
| GOLDMINING INC | 38149E101 | COM | 77,045 | $168,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V522 | BLOO AN RATI ETF | 3,293 | $168,000 | thousands by filing date | |
| IDEAYA BIOSCIENCES INC COM | 45166A102 | Stock | 11,950 | $167,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 26,087 | $167,000 | thousands by filing date | |
| BLACKROCK MD MUNICIPAL BOND | 09249L105 | COM | 10,790 | $167,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G690 | DLY SEMICNDTR BR | 9,328 | $167,000 | thousands by filing date | |
| ACORN INTL INC | 004854204 | SPONSORD ADR NEW | 8,028 | $167,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 8,101 | $166,000 | thousands by filing date | |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 56,188 | $166,000 | thousands by filing date | |
| COMPUTER TASK GROUP INC | 205477102 | COM | 27,067 | $165,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 103,231 | $165,000 | thousands by filing date | |
| GALERA THERAPEUTICS EQUICLASS EQUITY | 36338D108 | COMMON STOCK | 15,987 | $164,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F627 | CHINE INNOV ETF | 3,366 | $163,000 | thousands by filing date | |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 9,330 | $163,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 19,062 | $163,000 | thousands by filing date | |
| BIT DIGITAL INC | G1144A105 | COMMON STOCK | 7,453 | $163,000 | thousands by filing date | |
| COHN ROBBINS HOLDINGS CORP | G23726105 | COM CL A | 15,646 | $163,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J602 | mc | 2,074 | $163,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 124,626 | $162,000 | thousands by filing date | |
| LYRA THERAPEUTICS INC | 55234L105 | COM | 14,201 | $162,000 | thousands by filing date | |
| ORBITAL ENERGY GROUP INC | 68559A109 | COM | 73,857 | $162,000 | thousands by filing date | |
| MEGALITH FINL ACQUISITION CO | 58518F109 | CL A COM | 11,543 | $162,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 17,600 | $161,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 48,601 | $161,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J224 | UNIT KING ALPH | 4,271 | $161,000 | thousands by filing date | |
| Ohr Pharmaceutical Inc | 64132K102 | COM | 22,905 | $161,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 15,043 | $160,000 | thousands by filing date | |
| VELOCITY FINANCIAL INC | 92262D101 | COMMON STOCK | 25,784 | $160,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 81,757 | $160,000 | thousands by filing date | |
| BIORA THERAPEUTICS INC | 74319F107 | COM | 30,055 | $160,000 | thousands by filing date | |
| ELEVATE CREDIT INC | 28621V101 | COM | 40,088 | $160,000 | thousands by filing date | |
| ALTA EQUIPMENT GROUP INC | 02128L114 | *W EXP 02/14/202 | 80,071 | $160,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 5,047 | $158,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 53,617 | $158,000 | thousands by filing date | |
| HOWARD BANCORP INC COM | 442496105 | COM | 13,430 | $158,000 | thousands by filing date | |
| Forest Road Acquisition Corp | 34619R201 | Unit | 15,000 | $158,000 | thousands by filing date | |
| TRAVELZOO | 89421Q205 | CMN | 16,657 | $157,000 | thousands by filing date | |
| VERRICA PHARMACEUTICALS INC | 92511W108 | COM | 13,666 | $157,000 | thousands by filing date | |
| Malvern Bancorp, Inc. | 561409103 | Common Stock | 10,113 | $157,000 | thousands by filing date | |
| VERB TECHNOLOGY CO INC | 92337U104 | COM | 95,223 | $157,000 | thousands by filing date | |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 13,493 | $156,000 | thousands by filing date | |
| ADVANTAGE SOLUTIONS INC. | 00791N102 | COM CL A | 11,869 | $156,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 29,551 | $156,000 | thousands by filing date | |
| NEW HOME CO INC COM | 645370107 | COM | 33,286 | $156,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 9,969 | $155,000 | thousands by filing date | |
| CEMENTOS PACASMAYO S A FUNSPONSORED ADR 1 ADR REPS 5 ORD SHS | 15126Q208 | Equity | 21,271 | $155,000 | thousands by filing date | |
| SIGILON THERAPEUTICS INC | 82657L107 | COM | 3,232 | $155,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 48,713 | $153,000 | thousands by filing date | |
| RED VIOLET INC | 75704L104 | COMMON STOCK | 5,827 | $153,000 | thousands by filing date | |
| GUARANTY BANCSHARES INC | 400764106 | COMMON STOCK | 5,110 | $153,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 34,881 | $153,000 | thousands by filing date | |
| FIRST CHOICE BANCORP | 31948P104 | COM | 8,240 | $153,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 9,559 | $152,000 | thousands by filing date | |
| FAUQUIER BANKSHARES INC VA | 312059108 | COM | 8,761 | $152,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y863 | GLOBAL X GOLD EX | 4,315 | $151,000 | thousands by filing date | |
| INTL GNRL INSURANCE HLDNGS L | G4809J114 | WTS | 190,584 | $151,000 | thousands by filing date | |
| APOLLO COML REAL EST FIN INC | 03762UAB1 | NOTE 4.750% 8/2 | 158,000 | $151,000 | thousands by filing date | principal |
| XAI OCTAGN FLT RAT & ALT INM | 98400T106 | COM | 19,959 | $150,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 175,160 | $150,000 | thousands by filing date | |
| NATIONAL ENERGY SERVICES REU | G6375R107 | SHS | 15,145 | $150,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAB1 | NOTE 2.000%10/0 | 153,000 | $150,000 | thousands by filing date | principal |
| ETON PHARMACEUTICALS INC | 29772L108 | COMMON STOCK | 18,303 | $149,000 | thousands by filing date | |
| ISHARES TR | 46435U366 | CMN | 3,450 | $149,000 | thousands by filing date | |
| AVENUE THERAPEUTICS INC | 05360L205 | COM | 24,984 | $149,000 | thousands by filing date | |
| ALTIMAR ACQUISITION CORP | G03707125 | UNIT 99/99/9999 | 12,395 | $149,000 | thousands by filing date | |
| ASLAN PHARMACEUTICALS LTD | 04522R101 | ADR | 81,277 | $148,000 | thousands by filing date | |
| COHN ROBBINS HOLDINGS CORP UNIT EX | G23726121 | Stock | 13,746 | $148,000 | thousands by filing date | |
| KALEYRA INC | 483379103 | COMMON EQUITY | 14,896 | $147,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 39,864 | $147,000 | thousands by filing date | |
| DASEKE INC | 23753F115 | *W EXP 02/27/202 | 818,296 | $147,000 | thousands by filing date | |
| VEECO INSTRS INC DEL | 922417AD2 | NOTE 2.700% 1/1 | 155,000 | $147,000 | thousands by filing date | principal |
| LEAF GROUP LTD | 52177G102 | COM | 31,558 | $147,000 | thousands by filing date | |
| EXICURE INC | 30205M101 | COM | 83,341 | $147,000 | thousands by filing date | |
| QUHUO LTD | 74841Q100 | ADS | 19,444 | $147,000 | thousands by filing date | |
| CENTOGENE N V | N1976T109 | COM | 13,542 | $146,000 | thousands by filing date | |
| FNCB BANCORP INC | 302578109 | COM | 22,775 | $146,000 | thousands by filing date | |
| BANK OF MONTREAL | 063679872 | MICROSECTRS IDX | 511 | $146,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G658 | DLY S&P OIL GAS | 5,485 | $146,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G822 | VIRTUS INFRCAP | 6,585 | $145,000 | thousands by filing date | |
| AEQUI ACQUISITION CORP | 00775W201 | UNIT 11/30/2027 | 14,348 | $145,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 43,886 | $144,000 | thousands by filing date | |
| DBX ETF TR | 233051150 | XTRACKERS MSCI | 4,230 | $144,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C615 | GRWT100 PWR BUF | 4,000 | $144,000 | thousands by filing date | |
| GRAYBUG VISION INC COM | 38942Q103 | SHS | 4,962 | $144,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 17,438 | $143,000 | thousands by filing date | |
| SUMMIT ST BK SANTA ROSA CALI | 866264203 | COM | 10,606 | $143,000 | thousands by filing date | |
| ORGANIGRAM GLOBAL ORD | 68620P101 | COM | 107,708 | $143,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 30,622 | $143,000 | thousands by filing date | |
| PROSIGHT GLOBAL INC | 74349J103 | COM | 11,184 | $143,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y790 | US EFFIC CORE FD | 3,871 | $142,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 32,898 | $142,000 | thousands by filing date | |
| X4 Pharmaceuticals, Inc. | 98420X103 | COM | 22,068 | $142,000 | thousands by filing date | |
| SMITH MICRO SOFTWARE INC | 832154207 | COMMON | 26,330 | $142,000 | thousands by filing date | |
| INTERPRIVATE ACQUISITION COR COM | 46064A103 | Stock | 9,740 | $142,000 | thousands by filing date | |
| MMA Capital Management LLC | 55315D105 | COM | 5,726 | $141,000 | thousands by filing date | |
| ADVENT TECHNOLOGIES HOLDNG INC WT EXP 020326 | 00165R119 | Stock | 41,900 | $141,000 | thousands by filing date | |
| JUNIPER INDL HLDGS INC | 48205G106 | COM CL A | 13,131 | $140,000 | thousands by filing date | |
| IBEX LTD | G4690M101 | COMMON STOCK | 7,433 | $139,000 | thousands by filing date | |
| BEYONDSPRING INC | G10830100 | SHS | 11,391 | $139,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G400 | INFRACP REIT PFD | 5,857 | $138,000 | thousands by filing date | |
| GREENWICH LIFESCIENCES INC | 396879108 | COMMON STOCK | 3,803 | $138,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 14,341 | $138,000 | thousands by filing date | |
| PACER INDUSTRIAL REAL ESTATE ETF | 69374H766 | ETF | 3,752 | $138,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 3,380 | $138,000 | thousands by filing date | |
| ULTRALIFE CORP | 903899102 | COM | 21,412 | $138,000 | thousands by filing date | |
| CERECOR INC | 15671L109 | COM | 52,365 | $138,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J114 | WTS | 86,904 | $138,000 | thousands by filing date | |
| NEW GERMANY FD INC | 644465106 | COM | 7,204 | $137,000 | thousands by filing date | |
| BOGOTA FINL CORP | 097235105 | COM | 15,356 | $137,000 | thousands by filing date | |
| Ramaco Resources Inc | 75134P303 | COM CL B | 47,163 | $136,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 33,302 | $136,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y727 | NEWFLT MULSINC | 2,776 | $136,000 | thousands by filing date | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 4,648 | $136,000 | thousands by filing date | |
| CORVUS PHARMACEUTICALS INC | 221015100 | COM | 37,943 | $135,000 | thousands by filing date | |
| PROTARA THERAPEUTICS INC | 74365U107 | COM STK | 5,504 | $134,000 | thousands by filing date | |
| United Parcel Service, Inc | 917286106 | COM | 11,159 | $134,000 | thousands by filing date | |
| SFL CORPORATION LTD | G81075AF3 | NOTE 5.750%10/1 | 137,000 | $134,000 | thousands by filing date | principal |
| China Yuchai Intl Ltd | G21082105 | COM | 8,118 | $133,000 | thousands by filing date | |
| DYADIC INTL INC DEL | 26745T101 | COM | 24,705 | $133,000 | thousands by filing date | |
| ALTA EQUIPMENT GROUP INC COMMON STOCK | 02128L106 | Stock | 13,357 | $132,000 | thousands by filing date | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 6,919 | $132,000 | thousands by filing date | |
| ALPINE INCOME PROPERTY TRUST | 02083X103 | REIT | 8,781 | $132,000 | thousands by filing date | |
| CLIPPER REALTY INC | 18885T306 | COM | 18,737 | $132,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 19,564 | $132,000 | thousands by filing date | |
| DRAGONEER GROWTH OPPTY CORP | G28314105 | SHS CL A | 11,418 | $131,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C599 | US SML CP PWR B | 5,000 | $130,000 | thousands by filing date | |
| UTSTARCOM HOLDINGS CORP | G9310A114 | SHS NEW | 94,269 | $130,000 | thousands by filing date | |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 18,674 | $129,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 26,931 | $129,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION COM U | G9108L173 | SHS | 16,084 | $129,000 | thousands by filing date | |
| SPRUCE BIOSCIENCES INC | 85209E109 | COM | 5,329 | $129,000 | thousands by filing date | |
| GENPREX INC | 372446104 | COM | 31,171 | $129,000 | thousands by filing date | |
| ELOXX PHARMACEUTICALS INC | 29014R103 | COM | 32,311 | $129,000 | thousands by filing date | |
| CBAK ENERGY TECHNOLOGY INC | 14986C102 | COM | 25,127 | $127,000 | thousands by filing date | |
| CLEARPOINT NEURO INC | 18507C103 | COM | 8,033 | $127,000 | thousands by filing date | |
| PLATINUM GROUP METALS LTD | 72765Q882 | CMN | 27,480 | $127,000 | thousands by filing date | |
| MIDDLEFIELD BANC CORP | 596304204 | COM NEW | 5,661 | $127,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y857 | US MULTIFACTOR | 3,598 | $126,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y808 | YIELD ENHANCED | 2,454 | $126,000 | thousands by filing date | |
| NEOVASC INC | 64065J304 | COM | 132,983 | $126,000 | thousands by filing date | |
| RESONANT INC | 76118L102 | COM | 47,391 | $126,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C508 | US EQTY PWR BUF | 4,100 | $125,000 | thousands by filing date | |
| BIOSIG TECHNOLOGIES INC | 09073N201 | COM NEW | 32,106 | $125,000 | thousands by filing date | |
| OUTDOOR HOLDING CO | 00175J107 | COMMON STOCK | 37,552 | $124,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H304 | ENERGY FD | 11,474 | $124,000 | thousands by filing date | |
| QELL ACQUISITION CORP | G7307X121 | UNIT 10/01/2025 | 9,383 | $124,000 | thousands by filing date | |
| ACIES ACQUISITION CORP | G0103T121 | UNIT 11/30/2027 | 11,550 | $124,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 3,309 | $123,000 | thousands by filing date | |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 5,104 | $123,000 | thousands by filing date | |
| CORNERSTONE TOTAL RETURN FD | 21924U300 | COM | 10,677 | $122,000 | thousands by filing date | |
| TRANSACT TECHNOLOGIES INC | 892918103 | CMN | 17,132 | $122,000 | thousands by filing date | |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 24,507 | $122,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 8,528 | $122,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 34,165 | $122,000 | thousands by filing date | |
| CC NEUBERGER PRIN HLDGS II | G3166T129 | UNIT 99/99/9999 | 12,218 | $122,000 | thousands by filing date | |
| PRINCIPAL ACTIVE HIGH YIELD ETF | 74255Y102 | COM | 3,058 | $121,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 53,662 | $121,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C557 | US EQTY BUF DEC | 3,980 | $121,000 | thousands by filing date | |
| GREAT ELM GROUP INC COM NEW | 39037G109 | COM NEW | 41,913 | $121,000 | thousands by filing date | |
| DPCM CAP INC | 23344P101 | CMN | 11,652 | $121,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C409 | US EQTY BUFR JAN | 3,650 | $120,000 | thousands by filing date | |
| CHINA EASTN AIRLS LTD | 16937R104 | SPON ADR CL H | 5,543 | $120,000 | thousands by filing date | |
| EVERBRIDGE INC | 29978AAC8 | NOTE 0.125%12/1 | 80,000 | $119,000 | thousands by filing date | principal |
| OPTIBASE LTD | M7524R116 | SHS NEW NIS0.13 | 10,601 | $119,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A826 | RANGE CANCER THE | 3,758 | $119,000 | thousands by filing date | |
| APTEVO THERAPEUTICS INC | 03835L207 | COMMON | 3,251 | $119,000 | thousands by filing date | |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 18,203 | $118,000 | thousands by filing date | |
| ABCELLERA BIOLOGICS INC COM | 00288U106 | Stock | 2,950 | $118,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C466 | GRWT100 PWR BF | 3,100 | $118,000 | thousands by filing date | |
| OCUGEN INC | 67577C105 | COMMON STOCK | 64,787 | $118,000 | thousands by filing date | |
| NEW IRELAND FD INCORPORATED | 645673104 | Closed End Funds - Taxable | 11,351 | $118,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 66,820 | $118,000 | thousands by filing date | |
| NET ELEMENT INC | 64111R300 | COM | 8,443 | $118,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588307 | COM | 20,266 | $117,000 | thousands by filing date | |
| SCHMITT INDS INC ORE | 806870200 | COM | 22,000 | $117,000 | thousands by filing date | |
| CATALYST BIOSCIENCES INC | 14888D208 | COM | 18,486 | $116,000 | thousands by filing date | |
| MASTECH HLDGS INC | 57633B100 | COM | 7,175 | $115,000 | thousands by filing date | |
| CAPSTONE GREEN ENERGY CORP. | 14067D508 | Common Stock | 10,796 | $115,000 | thousands by filing date | |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 13,854 | $114,000 | thousands by filing date | |
| FIRST SVGS FINL GROUP INC | 33621E109 | COM | 1,747 | $114,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 9,644 | $114,000 | thousands by filing date | |
| LOOP INDS INC | 543518104 | COM | 13,650 | $113,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 3,686 | $113,000 | thousands by filing date | |
| INVESCO NASDAQ NEXT GEN 100 ETF | 46138G631 | ETF | 3,657 | $113,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W705 | INT RT HDG C B | 1,182 | $113,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 52,725 | $113,000 | thousands by filing date | |
| MIND TECHNOLOGY INC COM NEW | 602566101 | Stock | 50,500 | $113,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X426 | ST STR MSCI EM | 1,728 | $112,000 | thousands by filing date | |
| NEWBORN ACQUISITION CORP | G6463T106 | SHS | 6,521 | $112,000 | thousands by filing date | |
| MEDIWOUND LTD | M68830104 | ORD SHS | 30,281 | $112,000 | thousands by filing date | |
| STRATUS PPTYS INC | 863167201 | COM NEW | 4,349 | $111,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 29,218 | $111,000 | thousands by filing date | |
| ARS PHARMACEUTICALS INC | 82835W108 | COM | 2,365 | $110,000 | thousands by filing date | |
| PROSHARES TR | 74347R131 | SHRT HGH YIELD | 5,910 | $110,000 | thousands by filing date | |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 104,427 | $110,000 | thousands by filing date | |
| QELL ACQUISITION CORP | G7307X105 | CL A | 8,896 | $110,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E259 | GB MSCI AR ETF | 3,586 | $109,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G202 | VIRTUS LIFESC BT | 2,046 | $109,000 | thousands by filing date | |
| POSEIDA THERAPEUTICS INC | 73730P108 | COM | 9,924 | $109,000 | thousands by filing date | |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 72,088 | $109,000 | thousands by filing date | |
| MP MATERIALS CORP | 553368119 | *W EXP 05/04/202 | 7,054 | $109,000 | thousands by filing date | |
| HIGH INCOME SECS FD | 42968F108 | SHS BEN INT | 12,543 | $108,000 | thousands by filing date | |
| ANNOVIS BIO INC | 03615A108 | COM | 14,286 | $108,000 | thousands by filing date | |
| DBX ETF TR | 233051515 | XTRACKERS FTSE | 3,598 | $108,000 | thousands by filing date | |
| THUNDER BRDG ACQUISTION II L | G8857S124 | UNIT 99/99/9999 | 7,000 | $108,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 6,755 | $107,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C649 | US EQTY ULTRA B | 3,925 | $107,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 117,843 | $107,000 | thousands by filing date | |
| Fidelity Blue Chip Growth ETF | 316092352 | SHS | 3,700 | $106,000 | thousands by filing date | |
| SOTERA HEALTH CO | 83601L102 | COM | 3,852 | $106,000 | thousands by filing date | |
| VOYA INTL HIGH DIVID EQTY IN | 92912Y109 | COM | 23,068 | $106,000 | thousands by filing date | |
| VANECK EGYPT INDEX ETF | 92189F775 | FUND | 4,238 | $106,000 | thousands by filing date | |
| BLUEGREEN VACATIONS CORP | 09629F108 | COM | 13,222 | $106,000 | thousands by filing date | |
| MANDIANT INC | 31816QAD3 | NOTE 1.625% 6/0 | 107,000 | $105,000 | thousands by filing date | principal |
| STARTEK INC | 85569C107 | COM | 13,874 | $105,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385PAA6 | NOTE 2.750% 2/0 | 111,000 | $105,000 | thousands by filing date | principal |
| VANECK VECTORS ETF TR | 92189F734 | RUSSIA SMALL CAP | 2,938 | $105,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R300 | COM NEW | 14,867 | $105,000 | thousands by filing date | |
| EXAGEN INC | 30068X103 | COM | 7,881 | $104,000 | thousands by filing date | |
| GAIA INC NEW | 36269P104 | CL A | 10,484 | $104,000 | thousands by filing date | |
| SQZ BIOTECHNOLOGIES CO | 78472W104 | COM | 3,584 | $104,000 | thousands by filing date | |
| CF FINANCE ACQUISITION CORP | 15725Q104 | COM CL A A | 9,481 | $104,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 2,307 | $103,000 | thousands by filing date | |
| KURA SUSHI USA INC | 501270102 | CL A COM | 5,293 | $103,000 | thousands by filing date | |
| PROSHARES TR | 74347R214 | PSHS ULT NASB | 1,196 | $103,000 | thousands by filing date | |
| FORMULA SYSTEMS 1985 LTD | 346414105 | SPONSORED ADS | 1,201 | $103,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 40,649 | $103,000 | thousands by filing date | |
| VENATOR MATERIALS PLC | G9329Z100 | Foreign Stock | 31,022 | $103,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C656 | US EQTY PWR BUF | 3,647 | $102,000 | thousands by filing date | |
| HERZFELD CREDIT INCOME FUND | 42804T106 | COM | 19,897 | $102,000 | thousands by filing date | |
| ELECTRAMECCANICA VEHS CORP | 284849114 | W EXP 08/03/202 | 26,955 | $102,000 | thousands by filing date | |
| KINETIK HOLDINGS INC COM NEW CL A | 02215L209 | Stock | 2,129 | $101,000 | thousands by filing date | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 6,787 | $101,000 | thousands by filing date | |
| CENTRUS ENERGY CORP | 15643U104 | CL A | 4,356 | $101,000 | thousands by filing date | |
| PCM FD INC | 69323T101 | COM | 9,442 | $101,000 | thousands by filing date | |
| EMERALD HOLDING INC | 29103W104 | COM | 18,317 | $100,000 | thousands by filing date | |
| IDENTIV INC | 45170X205 | COM NEW | 11,732 | $100,000 | thousands by filing date | |
| INVESCO DB MLTI SECTR CMMTY | 46140H205 | SILVER FD | 2,668 | $100,000 | thousands by filing date | |
| INNOVATOR ETFS TR II | 45783G102 | LADRD FD US EQT | 3,000 | $100,000 | thousands by filing date | |
| Pershing Square T 25 WTS Warrants Exp 07/24/25 | 71531R117 | WT | 10,272 | $99,000 | thousands by filing date | |
| LIMESTONE BANCORP INC | 53262L105 | COM | 7,904 | $99,000 | thousands by filing date | |
| GS ACQUISITION HLDGS CORP II | 36258Q204 | Cmn | 8,701 | $99,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 13,535 | $98,000 | thousands by filing date | |
| CENTRAL PUERTO S A | 155038201 | SPONSORED ADR | 36,310 | $98,000 | thousands by filing date | |
| US VEGAN CLIMATE ETF | 26922A297 | ETF | 2,847 | $98,000 | thousands by filing date | |
| UNITED BANCORP INC OHIO | 909911109 | COM | 7,442 | $98,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25490K596 | DAIL HO SUPP ETF | 2,124 | $98,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070105 | CL B | 2,480 | $98,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 8,076 | $98,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 34,649 | $97,000 | thousands by filing date | |
| AMPLIFY BLUESTAR ISRAEL TECHNOLOGY ETF | 26924G870 | COM | 1,415 | $97,000 | thousands by filing date | |
| GENERAL FINANCE CORPORATION | 369822101 | COM | 11,458 | $97,000 | thousands by filing date | |
| BOWX ACQUISITION CORP | 103085106 | CL A | 9,490 | $97,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V290 | S&P500 EQL REL | 3,283 | $96,000 | thousands by filing date | |
| BURGUNDY TECHNOLOGY ACQU COR | G1702T116 | CL A | 9,238 | $96,000 | thousands by filing date | |
| STANDARD AVB FINANCIAL CORP | 85303b100 | COM | 2,958 | $96,000 | thousands by filing date | |
| EVERSPIN TECHNOLOGIES INC | 30041T104 | COMMON STOCK | 20,549 | $95,000 | thousands by filing date | |
| INTL GNRL INSURANCE HLDNGS L | G4809J106 | SHS | 11,775 | $95,000 | thousands by filing date | |
| ISHARES TR | 46434V779 | MSCI QATAR ETF | 5,168 | $95,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 140,673 | $95,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y434 | GENOMIC BIOTECH | 4,025 | $95,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C540 | US EQTY PWR BUF | 3,250 | $94,000 | thousands by filing date | |
| HAWTHORN BANCSHARES INC | 420476103 | COMMON STOCK | 4,281 | $94,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 1,905 | $94,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 6,481 | $94,000 | thousands by filing date | |
| DBX ETF TR | 233051408 | FUND | 3,285 | $94,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y495 | PURE CANNABIS | 5,474 | $93,000 | thousands by filing date | |
| KIMBELL RTY PARTNERS LP | 49435R102 | UNIT | 11,595 | $93,000 | thousands by filing date | |
| INNOVATOR TR ETF S&P 500 ULTRA BUFFER JULY | 45782C839 | ETF | 3,500 | $93,000 | thousands by filing date | |
| ABACUS FCF ETF TR | 89628W302 | LEADERS ETF | 2,000 | $93,000 | thousands by filing date | |
| BANCO BBVA ARGENTINA S A | 058934100 | SPONSORED ADS | 28,845 | $92,000 | thousands by filing date | |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 30,389 | $92,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E804 | NASDQ CHINA TECH | 3,409 | $92,000 | thousands by filing date | |
| RF INDUSTRIES LTD | 749552105 | COMMON STOCK | 18,650 | $91,000 | thousands by filing date | |
| PIONEER BANCORP INC/NY | 723561106 | COMMON STOCK | 8,593 | $91,000 | thousands by filing date | |
| WESTERN ASSET MORTGAGE CAPIT | 95790DAA3 | NOTE 6.750%10/0 | 104,000 | $91,000 | thousands by filing date | principal |
| DHI GROUP INC | 23331S100 | COM | 40,642 | $90,000 | thousands by filing date | |
| INVESCO BULLETSHARES (R)2027 MUNICIPAL BOND ETF | 46138J494 | UIE | 3,481 | $90,000 | thousands by filing date | |
| LUMENT FINANCE TRUST INC | 55025L108 | COM | 27,441 | $90,000 | thousands by filing date | |
| ONCOLYTICS BIOTECH INC | 682310875 | COM NEW | 37,547 | $90,000 | thousands by filing date | |
| MFS INTER HIGH INCOME FD | 59318T109 | SH BEN INT | 35,450 | $90,000 | thousands by filing date | |
| LAZYDAYS HLDGS INC | 52110H100 | COM | 5,562 | $90,000 | thousands by filing date | |
| FREEDOM HOLDING CORP | 356390104 | COM | 1,726 | $89,000 | thousands by filing date | |
| ISHARES TR | 46435G433 | MSCI USA SMCP MN | 2,615 | $89,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102209 | UNIT LTD PRT 60 | 9,822 | $89,000 | thousands by filing date | |
| XWELL INC COM NEW | 98420U703 | Stock | 75,420 | $89,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID CAP ETF | 46434G202 | ETF | 7,805 | $89,000 | thousands by filing date | |
| PARTNERS BANCORP | 70213Q108 | COM | 13,466 | $88,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W448 | GERMANY HEDEQ FD | 2,844 | $88,000 | thousands by filing date | |
| CAESARS ENTMT CORP | 127686AA1 | NOTE | 40,331 | $88,000 | thousands by filing date | principal |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 12,695 | $87,000 | thousands by filing date | |
| AYTU BIOPHARMA INC | 054754874 | COM | 14,722 | $87,000 | thousands by filing date | |
| HUMANCO ACQUISITION CORP | 44487N208 | UNIT 12/08/2023 | 7,894 | $87,000 | thousands by filing date | |
| ISHARES INC | 46434G764 | MSCI EMRG CHN | 1,520 | $86,000 | thousands by filing date | |
| VALUE LINE INC | 920437100 | COMMON STOCK | 2,598 | $86,000 | thousands by filing date | |
| SONIDA SENIOR LIVING INC | 140475203 | COMMON STOCK | 6,988 | $86,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 10,057 | $86,000 | thousands by filing date | |
| Renovaro Inc | 29350E104 | Common Stock | 29,013 | $86,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 70,004 | $86,000 | thousands by filing date | |
| OAKTREE ACQUISITION CORP II | G6715X103 | CL A SHS | 8,217 | $86,000 | thousands by filing date | |
| DRAGONEER GROWTH OPPORTUN CO | G28302118 | *W EXP 08/18/202 | 20,000 | $86,000 | thousands by filing date | |
| SIFCO INDS INC | 826546103 | COM | 10,128 | $85,000 | thousands by filing date | |
| SOLENO THERAPEUTIVS, INC. | 834203200 | COMM | 44,128 | $85,000 | thousands by filing date | |
| DBX ETF TR | 233051754 | XTRACK CSI 500 A | 2,382 | $84,000 | thousands by filing date | |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 2,393 | $84,000 | thousands by filing date | |
| STARWOOD PROPERTY TRUST | 85571BAH8 | Convertible Debt | 85,000 | $84,000 | thousands by filing date | principal |
| SUNDIAL GROWERS INC | 86730L109 | COM | 177,394 | $84,000 | thousands by filing date | |
| MOTLEY FOOL SMALL-CAP GROWTH ETF | 74933W874 | ETF | 2,150 | $83,000 | thousands by filing date | |
| Taiwan Fund Inc/The/Md | 874036106 | COM | 3,247 | $83,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W133 | EMERG CUR STR FD | 4,525 | $83,000 | thousands by filing date | |
| AMCON DISTRG CO | 02341Q205 | COM NEW | 700 | $83,000 | thousands by filing date | |
| AIR T INC | 009207101 | COM | 3,325 | $83,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C300 | US EQT ULTRA BF | 2,750 | $82,000 | thousands by filing date | |
| Galiano Gold Inc | 36352H100 | COM | 73,212 | $82,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 7,237 | $82,000 | thousands by filing date | |
| MAGAL SECURITY SYS LTD | M6786D104 | ORD | 21,029 | $82,000 | thousands by filing date | |
| ISHARES ESG AWARE USD CORPORATE BOND ETF | 46435G193 | ETF | 2,874 | $81,000 | thousands by filing date | |
| ISHARES TR | 46434V761 | MSCI UAE ETF | 6,861 | $81,000 | thousands by filing date | |
| UNITED STS GASOLINE FD LP | 91201T102 | UNITS | 3,333 | $81,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C276 | GRWT100 PWR BUF | 1,825 | $81,000 | thousands by filing date | |
| PRUDENTIAL BANCORP INC NEW | 74431A101 | COM | 5,876 | $81,000 | thousands by filing date | |
| COUNTY BANCORP INC | 221907108 | COM | 3,676 | $81,000 | thousands by filing date | |
| NERDY INC CL A COM | G8990Y103 | Stock | 7,300 | $81,000 | thousands by filing date | |
| SOUTH MTN MERGER CORP | 838884104 | COM CL A | 4,990 | $81,000 | thousands by filing date | |
| iShares iBonds Dec. 2029 Corporate Bond ETF | 46436E205 | ETF | 2,908 | $80,000 | thousands by filing date | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 11,199 | $80,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000895421-21-000261 | this filing | 2021-02-16 | acceptance time not in the bulk data set |