13F-HR filed by MORGAN STANLEY
MORGAN STANLEY filed this 13F-HR for the quarter ended 2020-12-31, filed 2021-02-16, with 7,157 holding rows worth $647,472,192,000.
- Accession
- 0000895421-21-000261
- Filer
- CIK 895421
- Filed
- 2021-02-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2020
A holdings report, 24,833 entries on the cover page, a total value of $647,472,192,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $647,472,192,000 with VALUE read as thousands by filing date, 13F file number 028-03432. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerMORGAN STANLEY & CO INTERNATIONAL PLC028-04312
- included managerMORGAN STANLEY & CO. LLC028-11873
- included managerMorgan Stanley Canada LTD028-13197
- included managerMorgan Stanley Capital Services LLC028-11865
- included managerMORGAN STANLEY AIP GP LP028-14710
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT CO028-11366
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT INC028-11866
- included managerMorgan Stanley Investment Management LTD028-11867
- included managerMORGAN STANLEY SMITH BARNEY LLC028-13935
- included managerMorgan Stanley Strategic Investments, Inc028-12509
- included managerMorgan Stanley Uruguay Ltda.028-11533
- included managerFundlogic Sas028-15873
- included managerMorgan Stanley Asia Ltd028-19343
- included managerMorgan Stanley Wealth Management Australia Pty Ltd028-19344
- included managerMorgan Stanley Bank Asia Ltd028-17710
- included managerETRADE Capital Management LLC028-14182
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PAMT CORP | 693149106 | COMMON STOCK | 1,624 | $80,000 | thousands by filing date | |
| MAINSTREET BANCSHARES INC | 56064Y100 | COMMON STOCK | 4,742 | $80,000 | thousands by filing date | |
| HERITAGE GLOBAL INC | 42727E103 | COM | 30,000 | $80,000 | thousands by filing date | |
| O2MICRO INTERNATIONAL LTD | 67107W100 | SPONS ADR | 8,717 | $80,000 | thousands by filing date | |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 2,700 | $80,000 | thousands by filing date | |
| APTORUM GROUP LIMITED | G6096M106 | CL A ORD SHS | 32,400 | $80,000 | thousands by filing date | |
| iShares Future AI & Tech ETF | 46435U556 | SHS | 1,995 | $79,000 | thousands by filing date | |
| LANDMARK BANCORP INC | 51504L107 | COMMON STOCK | 3,429 | $79,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 16,044 | $79,000 | thousands by filing date | |
| NORTHERN TECHNOLOGIES INTL C | 665809109 | COM | 7,499 | $79,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 4,442 | $79,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 24,811 | $79,000 | thousands by filing date | |
| iShares ESG Aware US Aggregate Bond ETF | 46435U549 | SHS | 1,376 | $78,000 | thousands by filing date | |
| TELA BIO INC | 872381108 | COM | 5,162 | $78,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061508 | GLB MOMENT ETF | 3,000 | $78,000 | thousands by filing date | |
| PIMCO NEW YORK MUN INCM | 72201E105 | FD 1 COM | 8,704 | $78,000 | thousands by filing date | |
| MOUNTAIN CREST ACQUISITION C | 62401M106 | COM | 7,466 | $78,000 | thousands by filing date | |
| CONCRETE PUMPING HOLDINGS IN | 206704108 | COMMON STOCK | 19,985 | $77,000 | thousands by filing date | |
| MILESTONE PHARMACEUTICALS IN | 59935P209 | COM NEW | 36,549 | $77,000 | thousands by filing date | |
| EAST STONE ACQUISITION CORP | G2911D108 | SHS | 7,696 | $77,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366JAB7 | NOTE | 60,000 | $77,000 | thousands by filing date | principal |
| INNOVATOR ETFS TRUST | 45782C417 | US EQTY PWR BUF | 2,895 | $76,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 27,120 | $76,000 | thousands by filing date | |
| OHIO VY BANC CORP | 677719106 | COM | 3,179 | $75,000 | thousands by filing date | |
| GREENE COUNTY BANCORP INC | 394357107 | COMMON STOCK | 2,933 | $75,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W408 | COM NEW | 16,258 | $75,000 | thousands by filing date | |
| ISHARES TR | 46435G268 | RUSEL 2500 ETF | 1,300 | $74,000 | thousands by filing date | |
| ION ACQUISITION CORP 1 LTD | G49392106 | SHS CL A | 6,260 | $74,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C474 | US SML CP PWR B | 2,500 | $73,000 | thousands by filing date | |
| AUBURN NATL BANCORP | 050473107 | COM | 1,748 | $73,000 | thousands by filing date | |
| CITIZENS HLDG CO MISS | 174715102 | COM | 3,481 | $73,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 14,847 | $73,000 | thousands by filing date | |
| AJAX I | G0190X100 | COM | 6,174 | $73,000 | thousands by filing date | |
| SOCIAL CAP HEDSPIA HLDG CO I | G8251K123 | UNIT 99/99/9999 | 4,068 | $73,000 | thousands by filing date | |
| LIGHTBRIDGE CORP | 53224K302 | COMMON STOCK | 17,060 | $72,000 | thousands by filing date | |
| BLACKROCK VA MUN BD TR | 092481100 | COM | 4,500 | $72,000 | thousands by filing date | |
| TRILOGY METALS INC | 89621C105 | COMMON STOCK | 35,373 | $71,000 | thousands by filing date | |
| FIRST NATIONAL CORP VA | 32106V107 | COMMON STOCK | 4,204 | $71,000 | thousands by filing date | |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 9,356 | $71,000 | thousands by filing date | |
| OLD POINT FINL CORP | 680194107 | COM | 3,767 | $71,000 | thousands by filing date | |
| MFS SPECIAL VALUE TRUST | 55274E102 | CMN | 12,398 | $71,000 | thousands by filing date | |
| METACRINE INC | 59101E103 | COM | 9,081 | $71,000 | thousands by filing date | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 12,760 | $70,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R655 | SP KENSHO CLEAN | 648 | $70,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W755 | CMN | 5,570 | $70,000 | thousands by filing date | |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 57,417 | $70,000 | thousands by filing date | |
| INFRA AND ENERGY ALTRNTIVE I | 45686J112 | WTS | 24,319 | $70,000 | thousands by filing date | |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 4,403 | $69,000 | thousands by filing date | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 1,626 | $69,000 | thousands by filing date | |
| ANIXA BIOSCIENCES INC | 03528H109 | COM | 22,556 | $69,000 | thousands by filing date | |
| UNITED GUARDIAN INC | 910571108 | COM | 4,771 | $69,000 | thousands by filing date | |
| BIGLARI HLDGS INC | 08986R408 | CMN | 118 | $69,000 | thousands by filing date | |
| KOSS CORP | 500692108 | COM | 20,088 | $69,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746P555 | FUND | 1,302 | $69,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C433 | US EQTY BUFR FEB | 2,500 | $68,000 | thousands by filing date | |
| ARTS WAY MFG INC | 043168103 | COM | 23,743 | $68,000 | thousands by filing date | |
| OPIANT PHARMACEUTICALS INC | 683750103 | COM | 8,476 | $68,000 | thousands by filing date | |
| VELODYNE LIDAR INC | 92259F119 | *W EXP 09/29/202 | 8,008 | $68,000 | thousands by filing date | |
| PROSHARES TR | 74348A319 | ULTSHT RUSS2000 | 13,500 | $68,000 | thousands by filing date | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 2,781 | $67,000 | thousands by filing date | |
| GREENTREE HOSPITALITY GROUP | 39579V100 | SPONSORED ADS | 5,000 | $67,000 | thousands by filing date | |
| DANIMER SCIENTIFIC INC | 236272100 | COM CL A | 2,863 | $67,000 | thousands by filing date | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 53,378 | $67,000 | thousands by filing date | |
| STERLING BANCORP INC | 85917W102 | COM | 14,518 | $66,000 | thousands by filing date | |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 23,526 | $66,000 | thousands by filing date | |
| AI POWERED EQUITY ETF | 26924G813 | FUND | 1,865 | $66,000 | thousands by filing date | |
| UNITED STS COMMODITY INDEX F | 911718104 | CM REP COPP FD | 2,979 | $65,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 19,274 | $65,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F171 | GREEN BOND ETF | 2,332 | $65,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E648 | GBL X FTSE ETF | 4,522 | $65,000 | thousands by filing date | |
| MARINE PETE TR | 568423107 | UNIT BEN INT | 19,400 | $65,000 | thousands by filing date | |
| NEOGAMES S A | L6673X107 | COM | 1,706 | $65,000 | thousands by filing date | |
| VIA OPTRONICS AG | 91823Y109 | SPONSORED ADS | 4,830 | $65,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A370 | LONCAR CHINA BIO | 2,000 | $65,000 | thousands by filing date | |
| IMMUNIC INC | 4525EP101 | COM | 4,179 | $64,000 | thousands by filing date | |
| PROSHARES TR | 74347B276 | PSHS ULDOW30 NEW | 5,113 | $64,000 | thousands by filing date | |
| ORGENESIS INC | 68619K204 | COM | 14,253 | $64,000 | thousands by filing date | |
| NESCO HLDGS INC | 64083J112 | *W EXP 01/01/202 | 66,600 | $64,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C573 | TOTAL CORP BND | 670 | $63,000 | thousands by filing date | |
| PRIORITY TECHNOLOGY HOLDINGS | 74275G107 | COMMON STOCK | 8,886 | $63,000 | thousands by filing date | |
| DELCATH SYSTEMS INC | 24661P807 | COMMON STOCK | 3,538 | $63,000 | thousands by filing date | |
| GENIUS BRANDS INTERNATIONAL INC | 37229T301 | COMMON STOCK | 46,096 | $63,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C763 | mc | 2,000 | $63,000 | thousands by filing date | |
| DIGITAL MEDIA SOLUTIONS INC | 25401G106 | COM | 5,234 | $63,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 63,577 | $63,000 | thousands by filing date | |
| CLEVER LEAVES HOLDINGS INC | 186760104 | COM | 7,154 | $63,000 | thousands by filing date | |
| BICYCLE THERAPEUTICS PLC-ADR | 088786108 | SPONSORED ADS | 3,472 | $62,000 | thousands by filing date | |
| GRUPO SIMEC SAB DE C V | 400491106 | ADR | 4,847 | $62,000 | thousands by filing date | |
| STARBOARD VALUE ACQUISITN CORP UNIT EXP 091025 | 85521J208 | Stock | 6,015 | $62,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188408 | LOW DURTIN ETF | 1,200 | $61,000 | thousands by filing date | |
| INTERCORP FINL SVCS INC | P5626F128 | SHS | 1,874 | $61,000 | thousands by filing date | |
| ALPHA ARCHITECT INTERNATIONAL QUANTITATIVE VALUE ETF | 02072L201 | ETF | 2,228 | $61,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061862 | TAIL RISK | 2,973 | $61,000 | thousands by filing date | |
| SPINNAKER ETF SERIES | 84858T202 | CMN | 2,285 | $61,000 | thousands by filing date | |
| NUVEEN MO QUALITY MUN INCOME | 67060Q108 | COM | 4,398 | $61,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 43,558 | $61,000 | thousands by filing date | |
| RIGNET INC | 766582100 | COM | 10,317 | $61,000 | thousands by filing date | |
| BLACKROCK ENHANCED GOVT FD (EGF) | 09255K108 | COM | 4,539 | $61,000 | thousands by filing date | |
| AXCELLA HEALTH INC | 05454B105 | COM | 11,675 | $61,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C748 | US EQTY PWR BUF | 2,000 | $60,000 | thousands by filing date | |
| BANK7 CORP | 06652N107 | COMMON STOCK | 4,204 | $60,000 | thousands by filing date | |
| TAYLOR DEVICES INC | 877163105 | COMMON STOCK | 5,725 | $60,000 | thousands by filing date | |
| VANECK INDONESIA INDEX ETF | 92189F833 | ETF | 2,914 | $60,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUIS CORP | Y62159143 | SHS | 19,502 | $60,000 | thousands by filing date | |
| WBI BULLBEAR GLOBAL INCOME ETF | 00400R874 | ETF | 2,420 | $60,000 | thousands by filing date | |
| CSG SYS INTL INC | 126349AF6 | NOTE 4.250% 3/1 | 57,000 | $60,000 | thousands by filing date | principal |
| SAVARA INC | 805111101 | COM | 51,018 | $59,000 | thousands by filing date | |
| LENSAR INC | 52634L108 | COM | 8,252 | $59,000 | thousands by filing date | |
| ASCENT INDUSTRIES CO | 871565107 | COM | 7,513 | $59,000 | thousands by filing date | |
| INVESCO BULLETSHARES (R)2026 MUNICIPAL BOND ETF | 46138J510 | UIE | 2,272 | $59,000 | thousands by filing date | |
| INVESCO BULLETSHARES (R)2028 MUNICIPAL BOND ETF | 46138J486 | UIE | 2,253 | $59,000 | thousands by filing date | |
| Renalytix PLC | 75973T101 | ADS | 3,673 | $59,000 | thousands by filing date | |
| GLEN BURNIE BANCORP | 377407101 | COM | 5,272 | $58,000 | thousands by filing date | |
| STAR PEAK ENERGY TRANSITION | 855185104 | CL A | 2,848 | $58,000 | thousands by filing date | |
| CHIPMOS TECHNOLOGIES INC SPONSORD ADS NEW | 16965P202 | ADR | 2,342 | $57,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P409 | NUVEEN ESG MIDCP | 1,145 | $57,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092816 | MOMENTUM FACTR | 1,290 | $57,000 | thousands by filing date | |
| NETWORK-1 TECHNOLOGIES INC | 64121N109 | COM | 15,543 | $57,000 | thousands by filing date | |
| AXS CHANGE FINANCE ESG ETF | 26922A560 | ETF | 2,000 | $57,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W622 | INOVATIV HLTCR | 1,765 | $57,000 | thousands by filing date | |
| PDL CMNTY BANCORP | 69290X101 | COM | 5,434 | $57,000 | thousands by filing date | |
| TREBIA ACQUISITION CORP | G9027T109 | COM CL A | 5,362 | $57,000 | thousands by filing date | |
| ARYA SCIENCES ACQUISITION CO | G3166W106 | COM CL A | 5,254 | $57,000 | thousands by filing date | |
| SPDR INDEX SHS FDS EUR STOXX SMCP | 78463X392 | CEF | 795 | $57,000 | thousands by filing date | |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 40,620 | $56,000 | thousands by filing date | |
| SIREN ETF TR | 829658202 | NEXGEN ECONOMY | 1,375 | $56,000 | thousands by filing date | |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 27,977 | $56,000 | thousands by filing date | |
| DIGITAL ALLY INC | 25382P208 | COM NEW | 23,736 | $56,000 | thousands by filing date | |
| OPENDOOR TECHNOLOGIES INC | 683712111 | *W EXP 12/18/202 | 7,246 | $56,000 | thousands by filing date | |
| NEXTDECADE CORP | 65342K105 | COM | 25,955 | $55,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F841 | NATURAL RESOURC | 1,428 | $55,000 | thousands by filing date | |
| PROSHARES TR | 74347R669 | PSHS ULT SEMICDT | 530 | $55,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 8,311 | $55,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2029 CORPORATE BOND ETF | 46138J577 | ETF | 2,527 | $55,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L505 | FRANKLIN INTL LW | 2,362 | $55,000 | thousands by filing date | |
| MEXICO EQUITY & INCOME FD | 592834105 | COM | 5,693 | $55,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 18,000 | $55,000 | thousands by filing date | principal |
| RAMBUS INC DEL | 750917AG1 | NOTE 1.375% 2/0 | 49,000 | $55,000 | thousands by filing date | principal |
| CHECKMATE PHARMACEUTICALS IN | 162818108 | COM | 3,750 | $55,000 | thousands by filing date | |
| SACHEM CAP CORP | 78590A109 | COM | 13,054 | $54,000 | thousands by filing date | |
| BIOCERES CROP SOLUTIONS CORP | G1117K114 | CMN | 8,728 | $54,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459AD0 | BOND | 56,000 | $54,000 | thousands by filing date | principal |
| Zagg, Inc. | 98884U108 | COM | 12,784 | $54,000 | thousands by filing date | |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 39,204 | $54,000 | thousands by filing date | |
| GRID DYNAMICS HLDGS INC | 39813G117 | *W EXP 03/05/202 | 15,000 | $54,000 | thousands by filing date | |
| ELUTIA INC | 05479K106 | CL A COM | 3,928 | $53,000 | thousands by filing date | |
| WIDEPOINT CORP | 967590209 | COMMON | 5,240 | $53,000 | thousands by filing date | |
| FUSION FUEL GREEN PLC | G3R25D100 | *W EXP 12/10/202 | 8,000 | $53,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C698 | US EQUT BUFR AUG | 1,750 | $52,000 | thousands by filing date | |
| ONITY GROUP INC | 675746606 | COMMON STOCK | 1,797 | $52,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 10,492 | $52,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y560 | ADVISORSHS ETF | 1,200 | $52,000 | thousands by filing date | |
| NUVEEN ESG MID-CAP VALUE ETF | 67092P508 | ETF | 1,687 | $51,000 | thousands by filing date | |
| ISHARES TR | 46435G219 | INVESTMENT GRADE | 920 | $51,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A128 | ST STR SP1500VT | 421 | $51,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06742A669 | IPATH SHILR CAPE | 284 | $51,000 | thousands by filing date | |
| LIBERTY GLOBAL CL B ORD | G5480U112 | COM | 2,072 | $51,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 21,314 | $51,000 | thousands by filing date | |
| SMTC CORP | 832682207 | COM NEW | 10,130 | $51,000 | thousands by filing date | |
| INVESCO EXCHNG TRAD SLF INDE | 46139W601 | INVT GRAD VALU | 1,800 | $51,000 | thousands by filing date | |
| HCI GROUP INC | 40416EAD5 | NOTE 4.250% 3/0 | 49,000 | $51,000 | thousands by filing date | principal |
| CONVERSION LABS INC | 21255M208 | COM | 7,883 | $51,000 | thousands by filing date | |
| FIRST US BANCSHARES INC | 33744V103 | COM | 5,536 | $50,000 | thousands by filing date | |
| PROSHARES TR | 74347R172 | ULTRA 20YR TRE | 800 | $50,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 145,888 | $50,000 | thousands by filing date | |
| INTRUSION INC COM NEW | 46121e205 | COM | 2,831 | $50,000 | thousands by filing date | |
| CALYXT INC | 13173L107 | COM | 11,866 | $50,000 | thousands by filing date | |
| GREENLAND TECHNOLOGIES HLDG | G4095T107 | ORD SHS CL A | 6,800 | $49,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 100,620 | $49,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R308 | BUYWRIT INCM ETF | 2,378 | $48,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 32,763 | $48,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W405 | COM | 7,213 | $48,000 | thousands by filing date | |
| POWER REIT | 73933H101 | COM | 1,789 | $48,000 | thousands by filing date | |
| ONECONNECT FINL TECHNOLOGY C | 68248T105 | ADR | 2,448 | $48,000 | thousands by filing date | |
| SANCHEZ MIDSTEAM PARTNERS LP | 79971C201 | COM UNITS REP B | 78,300 | $48,000 | thousands by filing date | |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 10,456 | $47,000 | thousands by filing date | |
| FIRST GTY BANCSHARES INC | 32043P106 | COM | 2,633 | $47,000 | thousands by filing date | |
| FLANIGANS ENTERPRISES INC | 338517105 | COM | 2,400 | $47,000 | thousands by filing date | |
| PROSHARES TR | 74347B375 | LONG ONLINE SHRT | 508 | $47,000 | thousands by filing date | |
| F-STAR THERAPEUTICS INC | 30315R107 | COM | 4,768 | $47,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 14,109 | $47,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X376 | MSCI CDA STRTGIC | 730 | $47,000 | thousands by filing date | |
| SIEBERT FINL CORP | 826176109 | COM | 10,994 | $46,000 | thousands by filing date | |
| GRUPO SUPERVIELLE S.A. | 40054A108 | CMN | 21,485 | $46,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G773 | WORK FROM HOME | 686 | $46,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E521 | FUND | 2,886 | $46,000 | thousands by filing date | |
| VENUS CONCEPT INC | 92332W105 | COM | 26,156 | $46,000 | thousands by filing date | |
| INTEST CORP | 461147100 | COMMON STOCK | 6,888 | $45,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746P522 | FUND | 818 | $45,000 | thousands by filing date | |
| CYANOTECH CORP | 232437301 | COM PAR $0.02 | 14,837 | $45,000 | thousands by filing date | |
| MEDICENNA THERAPEUTICS F | 58490H107 | FOREIGN CANADIAN | 9,730 | $45,000 | thousands by filing date | |
| GREENPRO CAP CORP COM NEW | 39540F101 | Stock | 21,893 | $45,000 | thousands by filing date | |
| AKERNA CORP | 00973W102 | COM | 13,932 | $45,000 | thousands by filing date | |
| TRANSCONTINENTAL RLTY INVS | 893617209 | COM NEW | 1,847 | $44,000 | thousands by filing date | |
| SILENCE THERAPEUTICS PLC | 82686Q101 | ADS | 2,000 | $44,000 | thousands by filing date | |
| VINCERX PHARMA INC | 92731L106 | COM NEW | 2,119 | $44,000 | thousands by filing date | |
| HALL OF FAME RESORT & ENTMT | 40619L110 | *W EXP 07/01/202 | 170,281 | $44,000 | thousands by filing date | |
| INTEGRATED MEDIA TECHNLOGY L | Q49376108 | SHS | 11,200 | $44,000 | thousands by filing date | |
| iShares ESG Aware MSCI USA Small-Cap ETF | 46435U663 | SHS | 1,261 | $43,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092782 | VLU FACTOR ETF | 1,047 | $43,000 | thousands by filing date | |
| RANGER ENERGY SERVICES CL A | 75282U104 | COMMON STOCK | 11,677 | $43,000 | thousands by filing date | |
| MARKER THERAPEUTICS INC | 57055L107 | COM | 30,348 | $43,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G706 | WEDBUSH VID GAME | 555 | $43,000 | thousands by filing date | |
| INTEC PHARMA LTD JERUSALEM | M53644148 | SHS NEW | 12,437 | $43,000 | thousands by filing date | |
| ASTRONOVA INC | 04638F108 | COM | 3,902 | $42,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 5,418 | $42,000 | thousands by filing date | |
| ISHARES TR | 46436E502 | US TECH BRKTHR | 1,182 | $42,000 | thousands by filing date | |
| SWK HLDGS CORP | 78501P203 | COM NEW | 2,887 | $42,000 | thousands by filing date | |
| MECHEL PAO | 583840608 | SPONSORED ADR NE | 20,680 | $42,000 | thousands by filing date | |
| ALLEGHENY TECHNOLOGIES INC | 01741RAG7 | NOTE | 31,000 | $42,000 | thousands by filing date | principal |
| JOHN HANCOCK EXCHANGE TRADED | 47804J404 | CMN | 1,017 | $42,000 | thousands by filing date | |
| TREMONT MTG TR | 894789106 | COM | 11,000 | $42,000 | thousands by filing date | |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 3,024 | $41,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V670 | DYNMC OIL GAS | 14,033 | $41,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B602 | IQ REAL RTN ETF | 1,505 | $41,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E412 | RUSEL 1000 LOW | 1,170 | $41,000 | thousands by filing date | |
| 10X CAPITAL VENTURE ACQU COR | 88025V206 | UNIT 10/21/2025 | 3,843 | $41,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 9,073 | $40,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G772 | INFRAC ACT MLP | 2,093 | $40,000 | thousands by filing date | |
| VALHI INC | 918905209 | COMMON STOCK | 2,600 | $40,000 | thousands by filing date | |
| FRANKLIN FTSE CHINA ETF | 35473P819 | ETF | 1,252 | $40,000 | thousands by filing date | |
| EDUCATIONAL DEV CORP | 281479105 | COM | 2,621 | $40,000 | thousands by filing date | |
| SYMBOLIC LOGIC INC | 30049R209 | COM | 20,085 | $40,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G864 | FUND | 336 | $40,000 | thousands by filing date | |
| Decarbonization Plus Acquisition Corp | 242797207 | Unit | 3,456 | $40,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J114 | *W EXP 04/13/202 | 9,700 | $40,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C813 | US EQTY PWR BUF | 1,342 | $39,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W606 | IT RT HDG HGYL | 449 | $39,000 | thousands by filing date | |
| INNOVATOR ETFS TR ETF S&P 500 ULTRA BUFFER ETF FEBRUARY | 45782C425 | ETF | 1,500 | $39,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E101 | MSCI NORWAY ETF | 1,423 | $39,000 | thousands by filing date | |
| ISHARES TR | 464288216 | EMGR MKT INF ETF | 1,600 | $39,000 | thousands by filing date | |
| SENSUS HEALTHCARE INC | 81728J109 | COM | 10,195 | $39,000 | thousands by filing date | |
| NRG ENERGY INC | 629377CG5 | DBCV 2.750% 6/0 | 34,000 | $39,000 | thousands by filing date | principal |
| Benitec Biopharma, Inc. | 08205P100 | common | 13,054 | $39,000 | thousands by filing date | |
| XENON PHARMACEUTICALS INC COM | 98420N105 | Stock | 2,459 | $38,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C516 | EMRGNG MKT JAN | 1,250 | $38,000 | thousands by filing date | |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 35,144 | $38,000 | thousands by filing date | |
| PUBMATIC INC CLASS A | 74467Q103 | COMMON STOCK | 1,360 | $38,000 | thousands by filing date | |
| ISHARES TR | 46434V787 | YLD OPTIM BD | 1,478 | $38,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC | 707569AU3 | NOTE 2.750% 5/1 | 10,000 | $38,000 | thousands by filing date | principal |
| FUSION FUEL GREEN PLC | G3R25D118 | CL A | 2,070 | $38,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 17,846 | $38,000 | thousands by filing date | |
| SYNTAX ETF TR | 87166N106 | STRATIFD LRG CAP | 679 | $38,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES | 05614L209 | COM | 10,626 | $37,000 | thousands by filing date | |
| CELCUITY INC | 15102K100 | COM | 4,090 | $37,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y327 | GLBX MSCI COLUM | 1,151 | $37,000 | thousands by filing date | |
| PROSHARES TR II | 74347W569 | ULTRASHORT YEN N | 549 | $37,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 16,797 | $37,000 | thousands by filing date | |
| HUTTIG BUILDING PRODUCTS | 448451104 | COMM | 10,064 | $37,000 | thousands by filing date | |
| DUNXIN FINL HLDGS LTD | 26605Q106 | SPONSORED ADS | 27,721 | $37,000 | thousands by filing date | |
| GREENLANE HLDGS INC | 395330103 | CL A | 9,303 | $37,000 | thousands by filing date | |
| LIPOCINE INC NEW | 53630X104 | CMN | 27,550 | $37,000 | thousands by filing date | |
| Schwab 5-10 Year Corporate Bond ETF | 808524698 | SHS | 675 | $36,000 | thousands by filing date | |
| JAKKS PAC INC | 47012E403 | COM NEW | 7,281 | $36,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 7,477 | $36,000 | thousands by filing date | |
| RIDENOW GROUP INC | 781386305 | COM CL B | 1,200 | $36,000 | thousands by filing date | |
| GRUPO AVAL ACCIONES Y VALORE | 40053W101 | SPONSORED ADS | 5,200 | $36,000 | thousands by filing date | |
| EA SERIES TRUST | 02072L508 | ALPHA ARCHITECT | 1,388 | $36,000 | thousands by filing date | |
| RENN FD INC | 759720105 | COM | 21,083 | $36,000 | thousands by filing date | |
| PROSHARES TR II | 74347W387 | UL DJUBSNATG NEW | 745 | $36,000 | thousands by filing date | |
| DIREXION DAILY REAL ESTATE BEAR 3X SHARES | 25460E141 | ETF | 3,533 | $36,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E192 | GBL X MSCI PT ET | 3,295 | $36,000 | thousands by filing date | |
| COHBAR INC COM NEW | 19249J109 | Stock | 27,081 | $36,000 | thousands by filing date | |
| CYPRESS ENVIRONMENTL PARTNR | 232751107 | LTD PARTNER INT | 15,904 | $36,000 | thousands by filing date | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 8,216 | $35,000 | thousands by filing date | |
| MIDATECH PHARMA PLC | 59564R302 | SPONSORED ADS | 18,786 | $35,000 | thousands by filing date | |
| SPARK NETWORKS SE | 846517100 | SPONSORED ADR | 6,473 | $35,000 | thousands by filing date | |
| SPARTAN ACQUISITION CORP II | 846775203 | UNIT 99/99/9999 | 3,271 | $35,000 | thousands by filing date | |
| PRO DEX INC | 74265M205 | COMMON STOCK | 1,112 | $34,000 | thousands by filing date | |
| ROCKY MTN CHOCOLATE FACT | 77467X101 | Equity | 8,400 | $34,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W812 | INT RT HD LONG | 1,376 | $34,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G856 | CMN | 150 | $34,000 | thousands by filing date | |
| ADVANCED MICRO DEVICES INC | 007903BD8 | COM | 3,000 | $34,000 | thousands by filing date | principal |
| Merrimack Pharmaceuticals Inc | 590328209 | Common / Ordinary Stock | 5,063 | $34,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657AK7 | NOTE 2.875% 2/0 | 34,000 | $34,000 | thousands by filing date | principal |
| IPATH DJ-UBS COCOA SUBINDEX | 06739H313 | CMN | 1,079 | $34,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K405 | COM PAR | 9,194 | $34,000 | thousands by filing date | |
| BELLEROPHON THERAPEUTICS INC | 078771300 | COM NEW | 5,225 | $34,000 | thousands by filing date | |
| DIREXION DAILY ENERGY BEAR 2X SHARES | 25460E554 | ETF | 984 | $34,000 | thousands by filing date | |
| BIOFRONTERA AG ADR | 09075G105 | COM | 4,672 | $34,000 | thousands by filing date | |
| MOTUS GI HLDGS INC | 62014P108 | COM | 36,000 | $34,000 | thousands by filing date | |
| MTBC INC | 55378G102 | COM | 3,819 | $34,000 | thousands by filing date | |
| LINX S A | 53619W101 | SPONSORED ADS | 4,852 | $34,000 | thousands by filing date | |
| FOLEY TRASIMENE ACQUISITION | 344328208 | UNIT 99/99/9999 | 2,027 | $34,000 | thousands by filing date | |
| PROSHARES TR | 74347R404 | PSHS ULT MCAP400 | 700 | $33,000 | thousands by filing date | |
| DBX ETF TR | 233051820 | XTRACK MSCI ALL | 1,073 | $33,000 | thousands by filing date | |
| NEPHROS INC | 640671400 | COM | 3,815 | $33,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 38149W820 | CMN | 585 | $33,000 | thousands by filing date | |
| OUTLOOK THERAPEUTICS INC | 69012T206 | COM | 25,000 | $33,000 | thousands by filing date | |
| NXT-ID INC | 67091J206 | COM NEW | 20,600 | $33,000 | thousands by filing date | |
| BIG ROCK PARTNERS ACQUISITIO | 089482103 | COM | 1,359 | $33,000 | thousands by filing date | |
| WANDA SPORTS GROUP CO LTD | 93368R101 | SPONSORED ADS | 13,337 | $33,000 | thousands by filing date | |
| MINISO GROUP HLDG LTD SPONSORED ADS | 66981J102 | ADR | 1,200 | $32,000 | thousands by filing date | |
| FIDELITY HIGH YIELD FACTOR ETF | 316092618 | HIGH YILD ETF | 567 | $32,000 | thousands by filing date | |
| WILLAMETTE VY VINEYARD I | 969136100 | COMMON STOCK | 4,950 | $32,000 | thousands by filing date | |
| IRSA INVERSIONES Y REP S A SPON GDS ECH 10 | 450047204 | ADR | 7,200 | $32,000 | thousands by filing date | |
| URBAN ONE INC | 91705J204 | CL D NON VTG | 27,062 | $32,000 | thousands by filing date | |
| TESLA INC | 88160RAD3 | NOTE 2.375% 3/1 | 3,000 | $32,000 | thousands by filing date | principal |
| EMCLAIRE FINL CORP | 290828102 | COM | 1,052 | $32,000 | thousands by filing date | |
| LUMOS PHARMA INC | 55028X109 | COM | 905 | $32,000 | thousands by filing date | |
| LEISURE ACQUISITION CORP | 52539T206 | UNIT 99/99/9999 | 3,000 | $32,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y491 | DAX GERMANY ETF | 1,000 | $31,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 47,665 | $31,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061607 | GLB ASSET ALLO | 1,065 | $31,000 | thousands by filing date | |
| MESA RTY TR | 590660106 | UNIT BEN INT | 7,600 | $31,000 | thousands by filing date | |
| ORIGIN AGRITECH LIMITED | G67828205 | SHS NEW | 2,040 | $31,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y801 | DAIL CONS DI ETF | 600 | $31,000 | thousands by filing date | |
| CKX LDS INC | 12562N104 | COM | 3,233 | $31,000 | thousands by filing date | |
| ADDVANTAGE TECHNOLOGIES GRP | 006743306 | CMN | 10,250 | $31,000 | thousands by filing date | |
| IMMUNOPRECISE ANTIBODIES LTDCOM NEW | 45257F200 | cs | 2,100 | $31,000 | thousands by filing date | |
| BROOGE ENERGY LTD | G1611B107 | SHS | 3,000 | $31,000 | thousands by filing date | |
| CAN FITE BIOPHARMA LTD | 13471N201 | SPONSORED ADS | 17,676 | $31,000 | thousands by filing date | |
| BIOMERICA INC | 09061H307 | COM NEW | 6,233 | $31,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061805 | GBL TAIL RISK ET | 1,160 | $31,000 | thousands by filing date | |
| DBX ETF TR | 233051523 | XTRACK MSCI CHIN | 1,044 | $31,000 | thousands by filing date | |
| CAPITOL INVESTMENT CORP V | 14064F209 | UNIT 99/99/9999 | 3,000 | $31,000 | thousands by filing date | |
| DOCUMENT SEC SYS INC | 25614T309 | COM NEW | 5,002 | $31,000 | thousands by filing date | |
| SPDR INDEX SHS FDS SOLACTIVE JAPAN | 78463X368 | CEF | 348 | $31,000 | thousands by filing date | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 3,292 | $30,000 | thousands by filing date | |
| ENVELA CORP | 29402E102 | COMMON STOCK | 5,704 | $30,000 | thousands by filing date | |
| DLH HLDGS CORP | 23335Q100 | COM | 3,241 | $30,000 | thousands by filing date | |
| GLOBAL SELF STORAGE INC | 37955N106 | CMN | 7,484 | $30,000 | thousands by filing date | |
| OTELCO INC | 688823301 | CL A NEW | 2,609 | $30,000 | thousands by filing date | |
| BROADMARK RLTY CAP INC | 11135B118 | *W EXP 11/15/202 | 110,471 | $30,000 | thousands by filing date | |
| SUPER LEAGUE ENTERPRISE INC COM | 86804F202 | Stock | 10,685 | $30,000 | thousands by filing date | |
| COLONY CAP INC | 19624RAB2 | NOTE 3.875% 1/1 | 30,000 | $30,000 | thousands by filing date | principal |
| HORIZON ACQUISITION CORPORAT | G46044106 | CMN | 2,929 | $30,000 | thousands by filing date | |
| L&F ACQUISITION CORP | G53702125 | UNIT 99/99/9999 | 2,905 | $30,000 | thousands by filing date | |
| LEFTERIS ACQUISITION CORP UNIT EX | 52470X208 | Stock | 2,752 | $30,000 | thousands by filing date | |
| CASCADE ACQUISITION CORP UNIT | 147151203 | Stock | 2,840 | $30,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C573 | US EQTY PWR BUF | 1,000 | $29,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X131 | INTL QULTY DIV | 782 | $29,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y876 | DAIL HEAL BU ETF | 378 | $29,000 | thousands by filing date | |
| ISHARES TR | 46435G532 | MSCI GBL SUS DEV | 308 | $29,000 | thousands by filing date | |
| ESPEY MFG &ELECTRONICS CORP | 296650104 | COM | 1,544 | $29,000 | thousands by filing date | |
| MANHATTAN BRDG CAP INC | 562803106 | COM | 5,660 | $29,000 | thousands by filing date | |
| MOOG INC | 615394301 | CL B | 361 | $29,000 | thousands by filing date | |
| EMX RTY CORP | 26873J107 | COM | 8,765 | $29,000 | thousands by filing date | |
| PSYCHEMEDICS CORP | 744375205 | COM NEW | 5,678 | $29,000 | thousands by filing date | |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 16,001 | $29,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62197119 | COM | 12,666 | $29,000 | thousands by filing date | |
| APPLIED DNA SCIENCES INC | 03815U300 | COMMON | 5,601 | $29,000 | thousands by filing date | |
| SGOCO GROUP LTD | G80751129 | SHS NEW | 19,805 | $29,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P889 | HORIZON DMST ETF | 976 | $28,000 | thousands by filing date | |
| FLEXSHARES INTERNATIONALQUALITY DIVIDEND DYNAMICINDEX FUND | 33939L829 | ETF | 1,000 | $28,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767827 | ELEC VEH FUTUR | 685 | $28,000 | thousands by filing date | |
| DOVER MOTORSPORTS INC | 260174107 | COM | 12,541 | $28,000 | thousands by filing date | |
| ONCOSEC MED INC | 68234L306 | COM | 4,364 | $28,000 | thousands by filing date | |
| GWG HLDGS INC | 36192A109 | COM | 4,005 | $28,000 | thousands by filing date | |
| CHP MERGER CORP | 12558Y205 | UNIT 11/22/2024 | 2,629 | $28,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 791 | $27,000 | thousands by filing date | |
| INMUNE BIO INC | 45782T105 | COM | 1,567 | $27,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 5,465 | $27,000 | thousands by filing date | |
| PROSHARES TR | 74347B490 | ULTRA MSCI BRAZI | 767 | $27,000 | thousands by filing date | |
| United Bancshares | 909458101 | COM | 1,076 | $27,000 | thousands by filing date | |
| WIRELESS TELECOM GROUP INC | 976524108 | COM | 15,261 | $27,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC | 63633DAE4 | NOTE 3.250% 4/0 | 25,000 | $27,000 | thousands by filing date | principal |
| NICE SYS INC | 65366HAB9 | BOND | 8,000 | $27,000 | thousands by filing date | principal |
| GORES HLDGS V INC | 382864205 | UNIT 99/99/9999 | 2,514 | $27,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F601 | URANI NUCLE ETF | 532 | $26,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C524 | INTRNL DEV JAN | 1,000 | $26,000 | thousands by filing date | |
| ACTINIUM PHARMACEUTICALS | 00507W206 | COM | 3,289 | $26,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25490K331 | DAIL MS INDI ETF | 603 | $26,000 | thousands by filing date | |
| CLPS INCORPORATION | G31642104 | COM | 8,667 | $26,000 | thousands by filing date | |
| ATLAS TECHNICAL CONSULTANTS | 049430101 | COM | 3,677 | $26,000 | thousands by filing date | |
| TIMKENSTEEL CORP | 887399AA1 | CONVERTIBLE BOND | 30,000 | $26,000 | thousands by filing date | principal |
| CLIMB GLOBAL SOLUTIONS INC | 946760105 | COMMON STOCK | 1,341 | $25,000 | thousands by filing date | |
| BRIDGFORD FOODS CORP | 108763103 | COM | 1,361 | $25,000 | thousands by filing date | |
| ZENDESK INC | 98936JAB7 | NOTE 0.250% 3/1 | 11,000 | $25,000 | thousands by filing date | principal |
| BRICKELL BIOTECH INC | 10802T105 | COM | 31,156 | $25,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y409 | PRIN HLTHCRE INV | 426 | $25,000 | thousands by filing date | |
| AERPIO PHARMACEUTICALS INC | 00810B105 | COM | 25,062 | $25,000 | thousands by filing date | |
| EVOLENT HEALTH INC | 30050BAB7 | NOTE 2.000%12/0 | 25,000 | $25,000 | thousands by filing date | principal |
| ZOMEDICA CORP COM | 98980M109 | Stock | 103,114 | $24,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460E711 | CMN | 896 | $24,000 | thousands by filing date | |
| NEONODE INC | 64051M709 | CMN | 3,600 | $24,000 | thousands by filing date | |
| ENLIVEX LTD | M4130Y106 | CMN | 2,806 | $24,000 | thousands by filing date | |
| NANOVIRICIDES INC | 630087302 | COM | 8,202 | $24,000 | thousands by filing date | |
| LGL GROUP INC | 50186A108 | COM | 1,938 | $24,000 | thousands by filing date | |
| PROSHARES TR | 74348A814 | INFLATN EXPECTNS | 900 | $24,000 | thousands by filing date | |
| VISTAGEN THERAPEUTICS INC | 92840H202 | COM | 12,544 | $24,000 | thousands by filing date | |
| PROSHARES TR | 74347X310 | CMN | 782 | $24,000 | thousands by filing date | |
| REMARK HLDGS INC | 75955K102 | COM | 12,700 | $24,000 | thousands by filing date | |
| SPDR SER TR | 78468R127 | S&P INTERNET ETF | 155 | $24,000 | thousands by filing date | |
| CHINA ONLINE ED GROUP | 16954L105 | SPONSORED ADR | 856 | $24,000 | thousands by filing date | |
| NOVUS CAP CORP WT EXP 063027 | 67012U116 | Stock | 5,277 | $24,000 | thousands by filing date | |
| GEVO INC | 374396406 | COM PAR | 5,438 | $23,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 4,712 | $23,000 | thousands by filing date | |
| VANGUARD WELLINGTON FD | 921935409 | US MINIMUM | 260 | $23,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460E364 | CMN | 349 | $23,000 | thousands by filing date | |
| SPDR SER TR | 78468R689 | S&P KENSHO SMART | 423 | $23,000 | thousands by filing date | |
| PROSHARES TR | 74347X708 | UL MSCI JP ETF | 500 | $23,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 9,428 | $23,000 | thousands by filing date | |
| SOTHERLY HOTELS INC | 83600C103 | COM | 9,392 | $23,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A305 | ALPCLONE ALTER | 300 | $23,000 | thousands by filing date | |
| GCM GROSVENOR INC | 36831E116 | W EXP 11/17/202 | 13,000 | $23,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES IN | 34984VAC4 | NOTE 9.000% 8/0 | 36,086 | $23,000 | thousands by filing date | principal |
| INMED PHARMACEUTICALS INC | 457637502 | COM NEW | 7,122 | $23,000 | thousands by filing date | |
| ONCONOVA THERAPEUTIC | 68232V405 | Common Stock | 50,666 | $23,000 | thousands by filing date | |
| FINVOLUTION GROUP SPONSORED ADS | 31810T101 | ADR | 8,086 | $22,000 | thousands by filing date | |
| IMMUNOME INC | 45257U108 | COM | 2,248 | $22,000 | thousands by filing date | |
| PROSHARES TR | 74347X625 | ULT R/EST NEW | 356 | $22,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y632 | ARTIFICIAL ETF | 805 | $22,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 5,318 | $22,000 | thousands by filing date | |
| PANGAEA LOGISTICS SOLUTIONS | G6891L105 | COMMON STOCK | 7,798 | $22,000 | thousands by filing date | |
| LISTED FDS TR | 53656F805 | SHARES LAG CAP | 698 | $22,000 | thousands by filing date | |
| PROSHARES TR | 74347R776 | ULTRA MATERIALS | 300 | $22,000 | thousands by filing date | |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 4,928 | $22,000 | thousands by filing date | |
| CELLECT BIOTECHNOLOGY LTD | 15116C201 | COMMON STOCK-FO | 10,252 | $22,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A508 | WHEAT FD | 3,541 | $22,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096AF9 | DBCV 4.375% 2/0 | 21,000 | $22,000 | thousands by filing date | principal |
| OCONEE FED FINL CORP | 675607105 | COM | 865 | $22,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS INC | 63937x202 | COM | 10,250 | $22,000 | thousands by filing date | |
| CNS PHARMACEUTICALS INC | 18978H102 | COM | 12,500 | $22,000 | thousands by filing date | |
| BURGERFI INTERNATIONAL INC | 12122L119 | *W EXP 12/16/202 | 10,000 | $22,000 | thousands by filing date | |
| SPORTS ENTERTAINMENT ACQU CO | 84918M106 | COM CL A | 2,167 | $22,000 | thousands by filing date | |
| CERBERUS TELECOM ACQUISITION | G2040C112 | Cmn | 2,055 | $22,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 64,725 | $21,000 | thousands by filing date | |
| ISHARES SYSTEMATIC BOND ETF | 46435U796 | COM | 200 | $21,000 | thousands by filing date | |
| FRANKLIN FTSE SOUTH KOREA ETF | 35473P710 | ETF | 682 | $21,000 | thousands by filing date | |
| INNATE PHARMA S A | 45781K204 | SPONSORED ADS | 5,130 | $21,000 | thousands by filing date | |
| MICROBOT MED INC | 59503A204 | COM NEW | 3,011 | $21,000 | thousands by filing date | |
| ACKRELL SPAC PARTNERS I CO | 00461L204 | COMMON STOCK | 2,000 | $21,000 | thousands by filing date | |
| ABRAXAS PETE CORP COM NEW | 003830304 | Stock | 9,118 | $21,000 | thousands by filing date | |
| LUBYS CAFETERIAS INC COM | 549282101 | COM | 7,592 | $21,000 | thousands by filing date | |
| PROPHASE LABS INC | 74345W108 | COM | 2,330 | $21,000 | thousands by filing date | |
| NEMAURA MED INC | 640442208 | COMMON | 5,479 | $21,000 | thousands by filing date | |
| OSI ETF TR | 67110P506 | OSHARES FTSE EUR | 864 | $21,000 | thousands by filing date | |
| CLEVELAND BIOLABS INC | 185860202 | COM NEW | 6,000 | $21,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y665 | GBL X MSCI NIGER | 1,889 | $21,000 | thousands by filing date | |
| AVANTI ACQUISITION CORP | G0682V109 | CMN | 2,000 | $21,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M300 | COM | 33,150 | $21,000 | thousands by filing date | |
| BOWX ACQUISITION CORP | 103085205 | UNIT 08/03/2025 | 2,000 | $21,000 | thousands by filing date | |
| SPRING VY ACQUISITION CORP | G8377A116 | UNIT 11/11/2025 | 2,000 | $21,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746P563 | FUND | 525 | $20,000 | thousands by filing date | |
| MONOPAR THERAPEUTICS INC | 61023L108 | COM | 3,200 | $20,000 | thousands by filing date | |
| NORTHERN GENESIS ACQUISITION | 66516T203 | UNIT 07/31/2027 | 958 | $20,000 | thousands by filing date | |
| HIGHPOINT RESOURCES CORP COM | 43114K207 | Stock | 2,236 | $20,000 | thousands by filing date | |
| DPCM CAPITAL, INC. | 23344P200 | COM | 1,800 | $20,000 | thousands by filing date | |
| NOVUS CAP CORP | 67012U207 | UNIT 06/30/2027 | 1,008 | $20,000 | thousands by filing date | |
| IVLU | 46435G409 | COM | 813 | $19,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A607 | SOYBEAN FD | 1,000 | $19,000 | thousands by filing date | |
| ALLEGRO MICROSYSTEMS INC | 01749D105 | COM | 727 | $19,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P707 | RIVR FRNT DYN | 270 | $19,000 | thousands by filing date | |
| LANTRONIX INC | 516548203 | COMMON STOCK | 4,260 | $19,000 | thousands by filing date | |
| LISTED FDS TR | 53656F706 | ROUNDHILL VIDEO | 623 | $19,000 | thousands by filing date | |
| JMP GROUP INC | 46629U107 | COMMON STOCK | 5,237 | $19,000 | thousands by filing date | |
| TRIVAGO N V SPON ADS A SHS N | 89686D105 | ADR | 7,957 | $19,000 | thousands by filing date | |
| SCYNEXIS INC | 811292200 | COM NEW | 2,492 | $19,000 | thousands by filing date | |
| PROSHARES TR | 74347G838 | ULTST NASD NW20 | 788 | $19,000 | thousands by filing date | |
| YUNJI INC | 98873N107 | ADS RP CL A | 10,000 | $19,000 | thousands by filing date | |
| ALKALINE WTR CO INC | 01643A207 | COM NEW | 19,009 | $19,000 | thousands by filing date | |
| VTV THERAPEUTICS INC CL A | 918385105 | Stock | 10,100 | $19,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J209 | CMN | 10,407 | $19,000 | thousands by filing date | |
| TWO HARBORS INVENTMENT CORPO | 90187BAA9 | NOTE 6.250% 1/1 | 19,000 | $19,000 | thousands by filing date | principal |
| IMEDIA BRANDS INC | 452465206 | COM CL A | 4,020 | $19,000 | thousands by filing date | |
| CASTOR MARITIME INC | Y1146L109 | SHS | 104,182 | $19,000 | thousands by filing date | |
| CF BANKSHARES INC | 12520L109 | COM | 1,013 | $18,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P405 | COMMON STOCK | 4,743 | $18,000 | thousands by filing date | |
| COMPX INTERNATIONAL INC | 20563P101 | COMMON STOCK | 1,244 | $18,000 | thousands by filing date | |
| PROCURE SPACE ETF | 74280R205 | ETF | 690 | $18,000 | thousands by filing date | |
| EAGLE POINT INCOME COMPANY I | 269817102 | COM | 1,250 | $18,000 | thousands by filing date | |
| KENTUCKY FIRST FED BANCORP | 491292108 | COM | 2,867 | $18,000 | thousands by filing date | |
| CPS TECHNOLOGIES CORP | 12619F104 | COM | 6,340 | $18,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736M103 | ALERIAN US NXTGN | 370 | $18,000 | thousands by filing date | |
| EQUUS TOTAL RETURN INC | 294766100 | COM | 8,500 | $18,000 | thousands by filing date | |
| Cango Inc/KY | 137586103 | ADS | 2,676 | $18,000 | thousands by filing date | |
| EYENOVIA INC | 30234E104 | COM | 3,000 | $18,000 | thousands by filing date | |
| ILLUMINA INC | 452327AH2 | NOTE 0.500% 6/1 | 12,500 | $18,000 | thousands by filing date | principal |
| Ambac Financial Group Wt 4/30/2023 | 023139116 | *W EXP 04/30/202 | 4,069 | $18,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E547 | DAILY MSCI EMERG | 1,703 | $18,000 | thousands by filing date | |
| CHEER HLDG INC | G39973113 | *W EXP 02/13/202 | 220,970 | $18,000 | thousands by filing date | |
| CANOO INC | 13803R110 | *W EXP 12/21/202 | 4,950 | $18,000 | thousands by filing date | |
| ELECTROCORE INC | 28531P103 | COM | 11,600 | $18,000 | thousands by filing date | |
| CINCINNATI BANCORP INC | 17187C102 | COM | 1,500 | $18,000 | thousands by filing date | |
| ENERGY FOCUS INC | 29268T409 | COM | 4,455 | $18,000 | thousands by filing date | |
| TATTOOED CHEF INC | 87663X110 | *W EXP 10/15/202 | 1,600 | $18,000 | thousands by filing date | |
| PANBELA THERAPEUTICS INC | 69833Q100 | COM | 5,000 | $18,000 | thousands by filing date | |
| OMNICHANNEL ACQUISITION CORP | 68218L207 | UNIT 99/99/9999 | 1,704 | $18,000 | thousands by filing date | |
| Goldman Sachs Physical Gold ETF | 38150K103 | SHS | 895 | $17,000 | thousands by filing date | |
| iShares U.S. ETF Trust iShares GSCI Commodity Dynamic Roll Strategy ETF | 46431W853 | SHS | 648 | $17,000 | thousands by filing date | |
| FERROGLOBE PLC | G33856108 | SHS | 10,601 | $17,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R688 | S&P INTL DIVID | 1,036 | $17,000 | thousands by filing date | |
| PRIMEENERGY RESOURCES CORP | 74158E104 | COMMON STOCK | 383 | $17,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 16,347 | $17,000 | thousands by filing date | |
| IPATH GSCI TOTAL RETURN INDEX ETF (GSP) | 06738C794 | ETF | 1,570 | $17,000 | thousands by filing date | |
| AVALON GLOBOCARE CORP | 05344R104 | COM | 14,789 | $17,000 | thousands by filing date | |
| VERICITY INC | 92347D100 | COM | 1,704 | $17,000 | thousands by filing date | |
| Global X Cannabis ETF | 37954Y426 | EX TRD EQ FD | 1,700 | $17,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC COM NEW | 451055305 | Stock | 13,412 | $17,000 | thousands by filing date | |
| ACE CONVERGENCE ACQU CORP | G0083D112 | UNIT 99/99/9999 | 1,600 | $17,000 | thousands by filing date | |
| NEUROBO PHARMACEUTICALS INC | 64132R107 | COM | 3,296 | $17,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F888 | TCW UNCONSTRAI | 604 | $16,000 | thousands by filing date | |
| CANAAN INC | 134748102 | SPONSORED ADS | 2,628 | $16,000 | thousands by filing date | |
| CAMBRIA EMERGING SHAREHOLDER YIELD ETF | 132061706 | ETF | 470 | $16,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L746 | US QUALITY CAP | 382 | $16,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R697 | SP KENSHO INFRA | 387 | $16,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V605 | DJ INDL AVG DV | 410 | $16,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y529 | DORSY SHRT ETF | 1,390 | $16,000 | thousands by filing date | |
| FLEXSHOPPER INC | 33939J303 | COM | 6,100 | $16,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000895421-21-000261 | this filing | 2021-02-16 | acceptance time not in the bulk data set |