13F-HR filed by MORGAN STANLEY
MORGAN STANLEY filed this 13F-HR for the quarter ended 2020-12-31, filed 2021-02-16, with 7,157 holding rows worth $647,472,192,000.
- Accession
- 0000895421-21-000261
- Filer
- CIK 895421
- Filed
- 2021-02-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2020
A holdings report, 24,833 entries on the cover page, a total value of $647,472,192,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $647,472,192,000 with VALUE read as thousands by filing date, 13F file number 028-03432. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerMORGAN STANLEY & CO INTERNATIONAL PLC028-04312
- included managerMORGAN STANLEY & CO. LLC028-11873
- included managerMorgan Stanley Canada LTD028-13197
- included managerMorgan Stanley Capital Services LLC028-11865
- included managerMORGAN STANLEY AIP GP LP028-14710
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT CO028-11366
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT INC028-11866
- included managerMorgan Stanley Investment Management LTD028-11867
- included managerMORGAN STANLEY SMITH BARNEY LLC028-13935
- included managerMorgan Stanley Strategic Investments, Inc028-12509
- included managerMorgan Stanley Uruguay Ltda.028-11533
- included managerFundlogic Sas028-15873
- included managerMorgan Stanley Asia Ltd028-19343
- included managerMorgan Stanley Wealth Management Australia Pty Ltd028-19344
- included managerMorgan Stanley Bank Asia Ltd028-17710
- included managerETRADE Capital Management LLC028-14182
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 73,556 | $1,290,000 | thousands by filing date | |
| SCULLY ROYALTY LTD | G7T96K107 | COM SHS | 260,643 | $1,290,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 87,765 | $1,288,000 | thousands by filing date | |
| CIIG MERGER CORP | 12559C103 | COM CL A | 45,824 | $1,288,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 40,653 | $1,287,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 56,300 | $1,286,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q676 | ALERIAN ENERGY | 87,740 | $1,285,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 117,096 | $1,276,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 124,252 | $1,274,000 | thousands by filing date | |
| MAXEON SOLAR TECHNOLOGIES LT | Y58473102 | SHS | 44,810 | $1,272,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 32,921 | $1,271,000 | thousands by filing date | |
| GS ACQUISITION HLDGS CORP II | 36258Q105 | COM CL A | 116,546 | $1,270,000 | thousands by filing date | |
| PARK AEROSPACE CORP | 70014A104 | COM | 94,476 | $1,267,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N300 | CL A | 114,936 | $1,266,000 | thousands by filing date | |
| CAMBRIDGE BANCORP | 132152109 | COM | 18,153 | $1,266,000 | thousands by filing date | |
| CYCLERION THERAPEUTICS INC | 23255M105 | COM | 413,156 | $1,264,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 94,554 | $1,263,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 5,827 | $1,259,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F635 | ISRAEL ETF | 28,078 | $1,259,000 | thousands by filing date | |
| MARATHON PATENT GROUP INC | 56585W401 | COM | 119,946 | $1,252,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q886 | DIVERSFED RTRN | 16,633 | $1,250,000 | thousands by filing date | |
| JAMF HLDG CORP COM | 47074L105 | Stock | 41,734 | $1,249,000 | thousands by filing date | |
| DBX ETF TR | 233051697 | XTRACK MSCI EURO | 38,113 | $1,249,000 | thousands by filing date | |
| OPEN LENDING CORP | 68373J104 | COM | 35,720 | $1,248,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 78,501 | $1,246,000 | thousands by filing date | |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 6,034 | $1,246,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R858 | WBI PWR FACTOR | 54,827 | $1,244,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 109,378 | $1,243,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 56,601 | $1,239,000 | thousands by filing date | |
| DAILY JOURNAL CORP | 233912104 | COM | 3,067 | $1,239,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y683 | ENHNCD CMMDTY ST | 64,915 | $1,237,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 79,026 | $1,236,000 | thousands by filing date | |
| NOVAVAX INC | 670002AB0 | NOTE 3.750% 2/0 | 1,000,000 | $1,235,000 | thousands by filing date | principal |
| PROSHARES TR | 74347X799 | ULTR RUSSL2000 | 15,674 | $1,234,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 34,578 | $1,233,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 27,783 | $1,230,000 | thousands by filing date | |
| XPEL INC | 98379L100 | COM | 23,832 | $1,228,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 31,602 | $1,228,000 | thousands by filing date | |
| ARCUS BIOSCIENCES INC | 03969F109 | COM | 47,262 | $1,227,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 30,731 | $1,226,000 | thousands by filing date | |
| PRECISION BIOSCIENCES INC | 74019P108 | COM | 146,529 | $1,222,000 | thousands by filing date | |
| GRITSTONE BIO INC | 39868T105 | COM | 309,428 | $1,220,000 | thousands by filing date | |
| CTI BIOPHARMA CORP | 12648L601 | COM | 378,780 | $1,220,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 40,745 | $1,219,000 | thousands by filing date | |
| COLLIERS INTL GROUP INC SUB VTG SHS | 194693107 | Stock | 13,668 | $1,218,000 | thousands by filing date | |
| Mersana Therapeutics Inc | 59045L106 | Common Stock | 45,738 | $1,217,000 | thousands by filing date | |
| EVOGENE LTD | M4119S104 | SHS | 258,403 | $1,215,000 | thousands by filing date | |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 55,101 | $1,214,000 | thousands by filing date | |
| USD PARTNERS LP LP | 903318103 | STOK | 355,680 | $1,212,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 35,674 | $1,211,000 | thousands by filing date | |
| VIVINT SMART HOME INC | 928542109 | COMMON STOCK | 58,241 | $1,209,000 | thousands by filing date | |
| ZYNEX INC | 98986M103 | COM | 89,790 | $1,208,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 159,167 | $1,207,000 | thousands by filing date | |
| PROSHARES TR | 74347G861 | ULTRAPRO SHT QQQ | 79,427 | $1,206,000 | thousands by filing date | |
| MEIRAGTX HOLDINGS PLC | G59665102 | COMMON STOCK | 79,473 | $1,204,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 16,389 | $1,204,000 | thousands by filing date | |
| SPROTT ETF TRUST | 85210B201 | JR GOLD MINERS E | 24,415 | $1,203,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 162,609 | $1,203,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V183 | S&P SML 600 EQ | 18,624 | $1,201,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K281 | DLY EMG MK BL 3X | 12,823 | $1,199,000 | thousands by filing date | |
| NANO DIMENSION LTD | 63008G203 | SPONSORD ADS NEW | 131,709 | $1,199,000 | thousands by filing date | |
| REVOLUTION MEDICINES INC COM | 76155X100 | Stock | 30,227 | $1,196,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 84,925 | $1,195,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS INC | 02875D109 | COM | 70,184 | $1,195,000 | thousands by filing date | |
| SUMMIT THERAPEUTICS INC | 86627T108 | COM | 254,107 | $1,194,000 | thousands by filing date | |
| SILVERCREST METALS INC | 828363101 | COM | 106,597 | $1,192,000 | thousands by filing date | |
| LIQUIDIA CORPORATION COM NEW | 53635D202 | Stock | 403,742 | $1,191,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V480 | S&P SMCP VLU MNT | 33,856 | $1,182,000 | thousands by filing date | |
| INVESCO INDIA EXCHANGE-TRADE | 46137R109 | INDIA ETF | 50,909 | $1,182,000 | thousands by filing date | |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 136,449 | $1,178,000 | thousands by filing date | |
| ISHARES MSCI DENMARK ETF | 46429B523 | ETF | 12,054 | $1,177,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W323 | CMN | 41,452 | $1,176,000 | thousands by filing date | |
| NKARTA INC | 65487U108 | COMMON STOCK | 19,067 | $1,172,000 | thousands by filing date | |
| HEALTH ASSURANCE ACQUISITION | 42226W208 | UNIT 99/99/9999 | 106,212 | $1,170,000 | thousands by filing date | |
| COREPOINT LODGING INC | 21872L104 | COM | 169,354 | $1,166,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J569 | BULSHS 2021 MUNI | 45,998 | $1,164,000 | thousands by filing date | |
| CAPSTAR FINL HLDGS INC | 14070T102 | COM | 78,703 | $1,161,000 | thousands by filing date | |
| EXTERRAN CORP | 30227H106 | COM | 262,279 | $1,159,000 | thousands by filing date | |
| FULCRUM THERAPEUTICS INC | 359616109 | COMMON STOCK | 98,898 | $1,158,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E529 | NY AMT FRE MUN | 44,246 | $1,157,000 | thousands by filing date | |
| AUTOLUS THERAPEUTICS PLC SPON | 05280R100 | COM | 129,209 | $1,155,000 | thousands by filing date | |
| INVESCO DB MULTI ETF SECTOR COMMODITY TRUST BASE METALS FUND | 46140H700 | ETF | 66,459 | $1,147,000 | thousands by filing date | |
| SPROTT FOCUS TR INC | 85208J109 | COM | 165,955 | $1,145,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 591,938 | $1,143,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 483,326 | $1,131,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W430 | HEDGED HI YLD BD | 51,730 | $1,129,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 62,325 | $1,127,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 217,151 | $1,125,000 | thousands by filing date | |
| Leslie's Inc | 527064109 | Common Stock | 40,415 | $1,122,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVESTMENT | 09254T100 | COM | 78,070 | $1,120,000 | thousands by filing date | |
| Fidelity MSCI Real Estate Index ETF | 316092857 | SHS | 44,006 | $1,117,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 124,870 | $1,117,000 | thousands by filing date | |
| AMNEAL PHARMACEUTICALS INC | 03168L105 | COM STK CL A | 244,060 | $1,116,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 97,458 | $1,115,000 | thousands by filing date | |
| ELECTRAMECCANICA VEHS | 284849205 | COM | 180,235 | $1,115,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L810 | WESTN ASET TTL | 39,488 | $1,115,000 | thousands by filing date | |
| EVO PMTS INC | 26927E104 | CL A COM | 41,219 | $1,113,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 7,412 | $1,107,000 | thousands by filing date | |
| BROADMARK RLTY CAP INC | 11135B100 | COM | 108,548 | $1,107,000 | thousands by filing date | |
| EVELO BIOSCIENCES INC | 299734103 | COM | 91,628 | $1,107,000 | thousands by filing date | |
| INDEXIQ ETF TR IQ GLB | 45409B883 | RES ETF | 42,969 | $1,107,000 | thousands by filing date | |
| VIELA BIO INC. | 926613100 | Common Stock | 30,788 | $1,107,000 | thousands by filing date | |
| LOVESAC COMPANY | 54738L109 | COM | 25,608 | $1,104,000 | thousands by filing date | |
| CORECARD CORPORATION | 45816D100 | COM | 27,540 | $1,104,000 | thousands by filing date | |
| Yalla Group Ltd | 98459U103 | COM | 76,873 | $1,102,000 | thousands by filing date | |
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 89,337 | $1,102,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V753 | FOOD & BEVERAGE | 30,667 | $1,100,000 | thousands by filing date | |
| MERCHANTS BANCORP IND | 58844R108 | COM | 39,764 | $1,099,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 159,434 | $1,097,000 | thousands by filing date | |
| BATTALION OIL CORP | 07134L107 | COM | 132,026 | $1,096,000 | thousands by filing date | |
| RIVERNORTH DOUBLELINE STRATE | 76882G107 | COM | 76,424 | $1,094,000 | thousands by filing date | |
| VEONEER INC | 92336XAA7 | NOTE 4.000% 6/0 | 909,000 | $1,091,000 | thousands by filing date | principal |
| COLONY CR REAL ESTATE INC | 19625T101 | COM CL A | 144,973 | $1,087,000 | thousands by filing date | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 74,392 | $1,085,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V696 | NEXT GEN MEDIA | 23,535 | $1,085,000 | thousands by filing date | |
| KYMERA THERAPEUTICS INC | 501575104 | COM | 17,483 | $1,084,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 82,279 | $1,084,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 107,379 | $1,083,000 | thousands by filing date | |
| ALX ONCOLOGY HOLDINGS INC | 00166B105 | COMMON STOCK | 12,564 | $1,083,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 81,341 | $1,079,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X194 | SST SPDR MSCI | 9,460 | $1,079,000 | thousands by filing date | |
| PLYMOUTH INDL REIT INC COM | 729640102 | REIT | 71,983 | $1,079,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 114,372 | $1,077,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 81,248 | $1,074,000 | thousands by filing date | |
| ASPEN GROUP INC | 04530L203 | COM NEW | 96,516 | $1,074,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 251,088 | $1,070,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 44,456 | $1,069,000 | thousands by filing date | |
| AIRGAIN INC | 00938A104 | COM | 59,984 | $1,066,000 | thousands by filing date | |
| PACER FDS TR | 69374H857 | US SMALL CAP CAS | 33,996 | $1,061,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNICIP | 27826F101 | SH BEN INT | 77,403 | $1,060,000 | thousands by filing date | |
| ESTABLISHMENT LABS HOLDINGS | G31249108 | COMMON STOCK | 28,106 | $1,058,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 151,887 | $1,057,000 | thousands by filing date | |
| ORIC PHARMACEUTICALS INC | 68622P109 | COM | 31,209 | $1,056,000 | thousands by filing date | |
| APOLLO STRATEGIC GROWTH CAPITAL | G0411R106 | COMMON STOCK-FO | 101,395 | $1,056,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 195,976 | $1,054,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 46,294 | $1,054,000 | thousands by filing date | |
| PREMIER FINANCIAL CORP | 74052F108 | COMMON STOCK | 45,764 | $1,053,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAW3 | NOTE 4.625% 3/0 | 1,000,000 | $1,051,000 | thousands by filing date | principal |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 107,565 | $1,048,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 59,319 | $1,046,000 | thousands by filing date | |
| ANNEXON INC | 03589W102 | COM | 41,720 | $1,045,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 174,262 | $1,045,000 | thousands by filing date | |
| BARINGS BDC INC | 06759L103 | COM | 113,417 | $1,044,000 | thousands by filing date | |
| ISHARES GLOBAL HIGH YIELD CO | 464286178 | US INTL HGH YLD | 20,560 | $1,043,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 25,678 | $1,042,000 | thousands by filing date | |
| AMALGAMATED BANK | 022663108 | COMMON STOCK | 75,820 | $1,042,000 | thousands by filing date | |
| HUBSPOT INC | 443573AB6 | NOTE 0.250% 6/0 | 250,000 | $1,040,000 | thousands by filing date | principal |
| VANECK ETF TRUST | 92189F593 | CMN | 30,808 | $1,037,000 | thousands by filing date | |
| BIOXCEL THERAPEUTICS INC | 09075P105 | COM | 22,441 | $1,036,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 221,701 | $1,035,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E102 | COM CL A | 92,834 | $1,033,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 86,120 | $1,024,000 | thousands by filing date | |
| GIGAMEDIA LTD | Y2711Y112 | SHS NEW | 319,824 | $1,024,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 129,759 | $1,024,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430305 | ACTIVEBETA EUR | 31,030 | $1,022,000 | thousands by filing date | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 68,327 | $1,021,000 | thousands by filing date | |
| PROSHARES TR | 74347B185 | FUND | 63,941 | $1,021,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 14,914 | $1,017,000 | thousands by filing date | |
| DOMINION ENERGY INC | 25746U133 | UNIT 99/99/9999 | 10,198 | $1,012,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 415,525 | $1,010,000 | thousands by filing date | |
| THERATECHNOLOGIES INC COM | 88338H100 | COM | 403,870 | $1,010,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 35,329 | $1,009,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V688 | NEXT GEN CON ETF | 11,933 | $1,008,000 | thousands by filing date | |
| AEGLEA BIOTHERAPEUTICS INC | 00773J103 | COM | 128,090 | $1,008,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N535 | SHORT TRM BD ETF | 19,431 | $1,007,000 | thousands by filing date | |
| INVESCO RAFI DEVELOPED MARKETS EX-U.S. SMALL-MID ETF | 46138E735 | ETF | 29,103 | $1,006,000 | thousands by filing date | |
| VUZIX CORP | 92921W300 | COM NEW | 110,298 | $1,001,000 | thousands by filing date | |
| DESWELL INDS INC | 250639101 | COM | 342,729 | $1,001,000 | thousands by filing date | |
| SOCIAL CAPITAL HEDOSOPHA HLD | G8252P121 | UNIT 99/99/9999 | 75,995 | $1,001,000 | thousands by filing date | |
| CANOO INC | 13803R102 | COM CL A | 72,505 | $1,000,000 | thousands by filing date | |
| BLUE BIRD CORP | 095306106 | COM | 54,670 | $998,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A334 | BLOMBERG BRC INT | 30,405 | $998,000 | thousands by filing date | |
| AMERICAN RENAL ASSOCIATES HO | 029227105 | COM | 86,573 | $992,000 | thousands by filing date | |
| VAXART INC NEW | 92243A200 | COM | 173,207 | $989,000 | thousands by filing date | |
| SECUREWORKS CORP | 81374A105 | CL A | 69,607 | $989,000 | thousands by filing date | |
| CODIAK BIOSCIENCES INC | 192010106 | COM | 30,502 | $986,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 110,969 | $985,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 88,528 | $984,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA INC | 89421B109 | COMMON STOCK | 30,135 | $983,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 41,250 | $983,000 | thousands by filing date | |
| SIO GENE THERAPIES INC | 829399104 | COM | 353,886 | $983,000 | thousands by filing date | |
| TEAM INC | 878155AE0 | NOTE 5.000% 8/0 | 1,017,000 | $983,000 | thousands by filing date | principal |
| TRITERRAS INC | G9103H102 | COM CL A | 89,040 | $982,000 | thousands by filing date | |
| PULMONX CORP | 745848101 | COM | 14,187 | $979,000 | thousands by filing date | |
| GREAT ELM CAP CORP | 390320109 | COM | 271,392 | $977,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 71,252 | $973,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 46,192 | $973,000 | thousands by filing date | |
| ADVISORSHARES TR INSIDER ADVAN | 00768y818 | INDX FD | 12,125 | $972,000 | thousands by filing date | |
| COCRYSTAL PHARMA INC | 19188J300 | CMN | 713,240 | $970,000 | thousands by filing date | |
| NORTHEAST BK PORTLAND ME | 66405S100 | COM | 42,931 | $967,000 | thousands by filing date | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 213,002 | $964,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 33,281 | $960,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 47,714 | $958,000 | thousands by filing date | |
| NABRIVA THERAPEUTICS PLC | G63637113 | SHS | 395,175 | $956,000 | thousands by filing date | |
| CENTRAIS ELETRICAS BRASILEIR | 15234Q108 | SPON ADR PFD B | 143,610 | $954,000 | thousands by filing date | |
| INVESCO ENERGY EXPLORATION & PRODUCTION ETF | 46137V761 | ETF | 94,026 | $953,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 103,303 | $948,000 | thousands by filing date | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 28,981 | $947,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 96,029 | $947,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E341 | GLB X GURU INDEX | 21,593 | $946,000 | thousands by filing date | |
| KALA BIO INC COM | 483119103 | Stock | 139,447 | $946,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC | 40171VAA8 | BOND | 732,000 | $945,000 | thousands by filing date | principal |
| ICL GROUP LTD SHS | M53213100 | Stock | 186,493 | $942,000 | thousands by filing date | |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 111,000 | $941,000 | thousands by filing date | principal |
| CHINA FIN ONLINE CO LTD | 169379203 | SPONSORD ADS NEW | 117,698 | $940,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 751,086 | $939,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 90,503 | $938,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 76,139 | $935,000 | thousands by filing date | |
| SOCIETAL CDMO INC | 75629F109 | COM | 327,776 | $935,000 | thousands by filing date | |
| DBX ETF TR | 233051143 | XTRACKRS S&P 500 | 28,455 | $934,000 | thousands by filing date | |
| AIRNET TECHNOLOGY INC | 00941Q104 | SPONSORED ADR | 425,516 | $932,000 | thousands by filing date | |
| ISHARES TR | 464288125 | 3YRTB ETF | 10,918 | $930,000 | thousands by filing date | |
| NUVEEN GA DIVID | 67072B107 | COM | 71,124 | $930,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q886 | COM | 52,194 | $929,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 204,921 | $928,000 | thousands by filing date | |
| LUFAX HOLDING LTD | 54975P102 | ADS REP SHS CL A | 65,405 | $928,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J109 | ASIA EX JAPAN | 29,184 | $927,000 | thousands by filing date | |
| SURO CAP CORP | 86887Q109 | COM NEW | 70,455 | $922,000 | thousands by filing date | |
| BRIDGEWATER BANCSHARES INC | 108621103 | COMMON STOCK | 73,847 | $922,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W521 | JAPAN OPPOR FD | 23,007 | $919,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 38,613 | $919,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J635 | INVSCO BLSH 26 | 35,898 | $919,000 | thousands by filing date | |
| RANPAK HOLDINGS CORP | 75321W103 | COMMON STOCK | 68,318 | $918,000 | thousands by filing date | |
| SALISBURY BANCORP INC | 795226109 | COM | 24,601 | $917,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC | 854502846 | UNIT 11/15/2022 | 8,306 | $917,000 | thousands by filing date | |
| PROFOUND MED CORP | 74319B502 | COM NEW | 44,570 | $916,000 | thousands by filing date | |
| VERTEX INC | 92538J106 | CL A | 26,226 | $914,000 | thousands by filing date | |
| ASPEN AEROGELS INC | 04523Y105 | COMMON STOCK | 54,168 | $904,000 | thousands by filing date | |
| ATHENEX INC | 04685N103 | COM | 81,713 | $903,000 | thousands by filing date | |
| CYCLACEL PHARMACE 6percent PFDCONV | 23254L603 | Stock | 115,000 | $898,000 | thousands by filing date | |
| WIMI HOLOGRAM CLOUD INC | 97264L100 | SPON ADS CL B | 155,680 | $897,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B479 | IQ ENCH COR PL | 44,843 | $897,000 | thousands by filing date | |
| ARTIUS ACQUISITION INC | 04316G105 | COM CL A | 84,296 | $896,000 | thousands by filing date | |
| ISHARES TR | 46435G102 | CONV BD ETF | 9,253 | $893,000 | thousands by filing date | |
| PROSHARES SHORT | 74347R396 | PSHS SH MSCI EMR | 69,243 | $893,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC | Y2187A150 | COM | 46,843 | $890,000 | thousands by filing date | |
| FORUM MERGER III CORP | 349885103 | COM CL A | 65,542 | $887,000 | thousands by filing date | |
| I3 VERTICALS INC | 46571Y107 | COM CL A | 26,671 | $886,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 18,094 | $885,000 | thousands by filing date | |
| UNITED STATES STL CORP | 912909AT5 | NOTE 5.000%11/0 | 600,000 | $882,000 | thousands by filing date | principal |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 69,543 | $881,000 | thousands by filing date | |
| GOLAR LNG LTD | 38046YAB7 | NOTE 2.750% 2/1 | 1,000,000 | $881,000 | thousands by filing date | principal |
| PROSHARES TR | 74347X294 | HD REPLICATION | 17,469 | $875,000 | thousands by filing date | |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 149,357 | $873,000 | thousands by filing date | |
| RBB BANCORP | 74930B105 | COMMON STOCK | 56,745 | $873,000 | thousands by filing date | |
| GATES INDL CORP PLC | G39108108 | ORD SHS | 68,255 | $871,000 | thousands by filing date | |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 36,473 | $870,000 | thousands by filing date | |
| VSE CORP COM | 918284100 | Stock | 22,593 | $869,000 | thousands by filing date | |
| INNOVATIVE SOLUTIONS SUPP | 45769N105 | COMMON STOCK | 133,014 | $867,000 | thousands by filing date | |
| FOGHORN THERAPEUTICS INC | 344174107 | COMMON STOCK | 42,744 | $867,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061409 | GLOBAL VALUE ETF | 40,449 | $865,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 22,307 | $862,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 1,339 | $860,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 137,823 | $858,000 | thousands by filing date | |
| PAVMED INC | 70387R106 | COM | 404,397 | $857,000 | thousands by filing date | |
| AMERICAN FINANCE TRUST INC | 02607T109 | COM CLASS A | 115,267 | $856,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 49,804 | $855,000 | thousands by filing date | |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 281,272 | $855,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 161,755 | $851,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 10,651 | $848,000 | thousands by filing date | |
| WISDOMTREE TOTAL EARNINGS | 97717W596 | TTL | 20,794 | $848,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 8,807 | $843,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 94,694 | $839,000 | thousands by filing date | |
| SPDR Portfolio Corporate Bond ETF | 78464A144 | SHS | 23,092 | $836,000 | thousands by filing date | |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 71,619 | $835,000 | thousands by filing date | |
| IMV INC | 44974L103 | COM | 270,950 | $835,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 16,353 | $833,000 | thousands by filing date | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 218,689 | $833,000 | thousands by filing date | |
| TAYSHA GENE THERAPIES INC | 877619106 | COMMON STOCK | 31,338 | $832,000 | thousands by filing date | |
| NEXA RES S A | L67359106 | COM | 85,949 | $828,000 | thousands by filing date | |
| BELLUS HEALTH INC NEW | 07987C204 | COM | 269,831 | $826,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 33,690 | $825,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044AD7 | NOTE 1.250% 9/0 | 770,000 | $822,000 | thousands by filing date | principal |
| SYROS PHARMACEUTICALS INC | 87184Q107 | COM | 75,788 | $822,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 39,915 | $821,000 | thousands by filing date | |
| AC IMMUNE SA | H00263105 | SHS | 158,225 | $818,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V202 | ST STR INCOM ETF | 24,096 | $816,000 | thousands by filing date | |
| GENETRON HLDGS LTD | 37186H100 | ADS | 58,260 | $816,000 | thousands by filing date | |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 26,753 | $815,000 | thousands by filing date | |
| DWS MUNICIPAL INCOME TRUST | 233368109 | COM | 69,865 | $813,000 | thousands by filing date | |
| High Yield ETF | 30151E814 | HIGH YIELD ETF | 25,462 | $812,000 | thousands by filing date | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 22,077 | $812,000 | thousands by filing date | |
| SELECT BANCORP INC NEW COM | 81617L108 | Stock | 85,642 | $812,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 73,160 | $811,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 29,870 | $809,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188101 | CORP BOND ETF | 14,127 | $809,000 | thousands by filing date | |
| ASPIRA WOMENS HEALTH INC | 04537Y109 | COM | 120,216 | $806,000 | thousands by filing date | |
| AUDIOEYE INC | 050734201 | COM NEW | 31,168 | $805,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 63,070 | $802,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 66,828 | $796,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 53,239 | $794,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E388 | S&P 500 EX RAT | 19,158 | $794,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 49,813 | $791,000 | thousands by filing date | |
| PRAXIS PRECISION MEDICINES I | 74006W108 | COM | 14,331 | $788,000 | thousands by filing date | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 66,910 | $784,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 20,279 | $783,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 15,757 | $783,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 341,836 | $783,000 | thousands by filing date | |
| ALTERITY THERAPEUTICS LTD | 02155X106 | SPONSORED ADR | 582,097 | $780,000 | thousands by filing date | |
| CTO REALTY GROWTH INC | 22948P103 | COM | 18,512 | $780,000 | thousands by filing date | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 55,961 | $777,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 769,637 | $777,000 | thousands by filing date | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 104,624 | $775,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 178,416 | $774,000 | thousands by filing date | |
| TREAN INS GROUP INC | 89457R101 | COM | 58,959 | $772,000 | thousands by filing date | |
| WISDOMTREE TRUST CHINESE YUAN | 97717W182 | COM | 28,228 | $771,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 117,188 | $770,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 20,235 | $769,000 | thousands by filing date | |
| NATWEST GROUP PLC | 639057108 | COMMON STOCK-FO | 170,190 | $769,000 | thousands by filing date | |
| EXFO INC | 302046107 | SUB VTG SHS | 225,300 | $768,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 74,126 | $768,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 24,822 | $767,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 39,678 | $766,000 | thousands by filing date | |
| SUSTAINABLE OPPORTNTS ACQ CO | G8598Y109 | ORD SHS A | 71,172 | $766,000 | thousands by filing date | |
| STONE HBR EMERG MKTS TL INC | 86164W100 | COM | 83,940 | $765,000 | thousands by filing date | |
| ISHARES TR | 46429B200 | CHINA SM-CAP ETF | 15,504 | $762,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 25,453 | $761,000 | thousands by filing date | |
| PAE INC | 69290Y109 | COM CL A | 82,868 | $761,000 | thousands by filing date | |
| SG BLOCKS INC | 78418A505 | COM NEW | 124,509 | $759,000 | thousands by filing date | |
| HARMONY BIOSCIENCES HLDGS IN | 413197104 | COM | 20,866 | $755,000 | thousands by filing date | |
| VEONEER INC | 92336X109 | COM | 35,456 | $755,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 51,394 | $755,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 144,581 | $755,000 | thousands by filing date | |
| ALTIMMUNE INC | 02155H200 | COM NEW | 66,787 | $753,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G823 | DAIL ROBO AR ETF | 3,696 | $750,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 272,813 | $750,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 25,797 | $749,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 33,051 | $747,000 | thousands by filing date | |
| THUNDER BRDG ACQUISTION II L | G8857S116 | CL A SHS | 56,487 | $747,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 173,459 | $747,000 | thousands by filing date | |
| COASTAL FINL CORP WA | 19046P209 | COM NEW | 35,516 | $746,000 | thousands by filing date | |
| EGAIN CORP | 28225C806 | COM NEW | 62,969 | $744,000 | thousands by filing date | |
| MARAVAI LIFESCIENCES HLDGS A | 56600D107 | COMMON STOCK | 26,526 | $744,000 | thousands by filing date | |
| AKERO THERAPEUTICS INC | 00973Y108 | COM | 28,786 | $743,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J585 | BULETSHS 2027 | 28,930 | $741,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 7,325 | $740,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 190,331 | $740,000 | thousands by filing date | |
| KNOWLES CORP | 49926DAB5 | NOTE 3.250%11/0 | 650,000 | $737,000 | thousands by filing date | principal |
| NUVEEN MULTI-MKT INCOME FD | 67075J107 | COM | 102,414 | $736,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 59,583 | $736,000 | thousands by filing date | |
| VAPOTHERM INC | 922107107 | COM | 27,440 | $736,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 37,122 | $735,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 260,517 | $729,000 | thousands by filing date | |
| IQ HEDGE MARKET NEUT TRACK | 45409B503 | CMN | 26,750 | $728,000 | thousands by filing date | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 74,153 | $727,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 64,425 | $727,000 | thousands by filing date | |
| GENIUS SPORTS LIMITED | 233277102 | SHARES CL A | 41,271 | $726,000 | thousands by filing date | |
| VIEMED HEALTHCARE INC | 92663R105 | COM | 93,162 | $723,000 | thousands by filing date | |
| BIODESIX INC | 09075X108 | COM | 35,843 | $722,000 | thousands by filing date | |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 63,339 | $721,000 | thousands by filing date | |
| ISHARES MSCI UNITED KINGDOM SMALL-CAP ETF | 46429B416 | ETF | 17,001 | $718,000 | thousands by filing date | |
| CONSTRUCTION PARTNERS INC | 21044C107 | COM CL A | 24,610 | $717,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 16,089 | $716,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 169,075 | $715,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X309 | S NETWRK FUT VEH | 13,747 | $713,000 | thousands by filing date | |
| BLACKROCK MUN INCOME INVT TR | 09248H105 | SHS BEN INT | 53,201 | $711,000 | thousands by filing date | |
| SPDR S&P 500 Fossil Fuel Reserves Free ETF | 78468R796 | SHS | 7,621 | $709,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102100 | UNIT LTD PRTNSP | 77,528 | $709,000 | thousands by filing date | |
| LARIMAR THERAPEUTICS INC | 517125100 | COM | 33,055 | $708,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 70,616 | $708,000 | thousands by filing date | |
| TORTOISE PIPELINE & ENERGY F | 89148H207 | COM | 41,638 | $708,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 41,565 | $707,000 | thousands by filing date | |
| PROSHARES TR | 74347B383 | ULTRASHRT S&P500 | 56,984 | $706,000 | thousands by filing date | |
| ALPHA PRO TECH LTD | 020772109 | COM | 63,267 | $705,000 | thousands by filing date | |
| TINGO GROUP INC | 55328R109 | COM | 338,620 | $704,000 | thousands by filing date | |
| CROSSFIRST BANKSHARES INC | 22766M109 | COM | 65,344 | $703,000 | thousands by filing date | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 39,530 | $702,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 223,761 | $700,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B628 | US RL EST SMCP | 32,553 | $698,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 398,274 | $697,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533AC2 | NOTE 5.000% 6/1 | 705,000 | $697,000 | thousands by filing date | principal |
| SMARTFINANCIAL INC | 83190L208 | COMMON STOCK | 38,353 | $696,000 | thousands by filing date | |
| INFRA AND ENERGY ALTRNTIVE I | 45686J104 | COM | 41,928 | $695,000 | thousands by filing date | |
| VG ACQUISITION CORP | G9446E105 | SHS CL A | 60,672 | $694,000 | thousands by filing date | |
| DATTO HOLDING CORPORATION | 23821D100 | COM | 25,618 | $692,000 | thousands by filing date | |
| EVANS BANCORP INC | 29911Q208 | COM | 25,077 | $691,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 43,229 | $691,000 | thousands by filing date | |
| QUDIAN INC | 747798AB2 | NOTE 1.000% 7/0 | 992,000 | $689,000 | thousands by filing date | principal |
| DIREXION SHARES ETF TRUST | 25460G849 | DAILY 20 YR TREA | 12,723 | $687,000 | thousands by filing date | |
| CURO GROUP HOLDINGS CORP | 23131L107 | COM | 47,974 | $687,000 | thousands by filing date | |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 15,515 | $686,000 | thousands by filing date | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 28,601 | $686,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 17,773 | $684,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 109,273 | $684,000 | thousands by filing date | |
| NOVUS THERAPEUTICS INC | 67011N204 | COM | 44,378 | $683,000 | thousands by filing date | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 1,188 | $682,000 | thousands by filing date | |
| FRIEDMAN INDUSTRIES | 358435105 | COMMON STOCK | 99,443 | $682,000 | thousands by filing date | |
| NAVIOS MARITIME CHG CONTAINERS LP UNIT REPSTG LP INT | Y62151108 | COM UNIT RP LP | 166,041 | $681,000 | thousands by filing date | |
| STOKE THERAPEUTICS INC | 86150R107 | COM | 10,964 | $679,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 99,200 | $679,000 | thousands by filing date | |
| AENZA S.A.A | 00776D103 | SPONSORED ADS | 284,735 | $678,000 | thousands by filing date | |
| BLACKROCK NY MUNI INC QLTY T | 09249U105 | COM | 49,702 | $677,000 | thousands by filing date | |
| PROTAGONIST THERAPEUTICS | 74366E102 | COM | 33,489 | $675,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142409 | COM | 53,924 | $674,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 59,203 | $674,000 | thousands by filing date | |
| INVESCO QQQ TRUST SERIES 1 | 74347B268 | ULTRAPRO SHORT S | 113,632 | $673,000 | thousands by filing date | |
| TRAVERE THERAPEUTICS INC | 761299AB2 | NOTE 2.500% 9/1 | 677,000 | $672,000 | thousands by filing date | principal |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 50,626 | $670,000 | thousands by filing date | |
| FIRST COMMUNITY CORP | 319835104 | COMMON STOCK | 39,226 | $667,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 17,140 | $667,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G201 | S&P SMLCP MATL | 11,643 | $666,000 | thousands by filing date | |
| ISHARES TR | 46435U226 | IBONDS 21 TRM HG | 27,445 | $665,000 | thousands by filing date | |
| HUAMI CORP | 44331K103 | SPONSORED ADS | 56,050 | $664,000 | thousands by filing date | |
| KRYSTAL BIOTECH INC COM | 501147102 | Stock | 11,041 | $663,000 | thousands by filing date | |
| FIRST BANCSHARES INC MISS | 318916103 | COM | 21,370 | $660,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 11,737 | $659,000 | thousands by filing date | |
| LIBERTY ENERGY INC | 53115L104 | COM CL A | 63,991 | $659,000 | thousands by filing date | |
| TCR2 THERAPEUTICS INC | 87808K106 | COM | 21,322 | $659,000 | thousands by filing date | |
| ALTIMETER GROWTH CORP | G0370L124 | UNIT 99/99/9999 | 50,647 | $659,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 858,000 | $657,000 | thousands by filing date | principal |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 26,552 | $656,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 21,168 | $650,000 | thousands by filing date | |
| TRANSOCEAN INC | 893830BJ7 | DEB 0.500% 1/3 | 1,384,000 | $650,000 | thousands by filing date | principal |
| BREAKWAVE DRY BULK SHIPPING ETF | 26923H200 | ETF | 84,060 | $647,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 16,299 | $646,000 | thousands by filing date | |
| GUESS INC | 401617AD7 | BOND | 579,000 | $643,000 | thousands by filing date | principal |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 68,261 | $642,000 | thousands by filing date | |
| SPIRIT OF TEX BANCSHARES INC | 84861D103 | COM | 38,141 | $641,000 | thousands by filing date | |
| CORTLAND BANCORP COM | 220587109 | COM | 34,233 | $640,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092303 | CONSMR STAPLES | 15,707 | $639,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A706 | ST STR GLB DOW | 6,649 | $638,000 | thousands by filing date | |
| YY INC | 98426TAF3 | NOTE 1.375% 6/1 | 628,000 | $638,000 | thousands by filing date | principal |
| INVESCO EXCH TRADED FD TR II | 46138E172 | S&P SMLCP STAP | 7,319 | $637,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 28,854 | $636,000 | thousands by filing date | |
| INVESCO DB PRECIOUS METALS FUND | 46140H502 | ETF | 12,065 | $636,000 | thousands by filing date | |
| GLOBAL CORD BLOOD CORP | G39342103 | COM | 171,498 | $636,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 29,761 | $636,000 | thousands by filing date | |
| SPDR SSgA Multi-Asset Real Return ETF | 78467V103 | SHS | 25,767 | $635,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 9,555 | $634,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 42,040 | $633,000 | thousands by filing date | |
| DELAWARE INVESTMENTS | 246101109 | EXCHANGE TRADED | 44,499 | $633,000 | thousands by filing date | |
| SIERRA METALS INC | 82639W106 | COM | 189,911 | $631,000 | thousands by filing date | |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 24,658 | $630,000 | thousands by filing date | |
| NUVEEN N Y SELECT TAX FREE I | 67063V104 | SH BEN INT | 44,262 | $628,000 | thousands by filing date | |
| Axonics | 88875G101 | COM | 310,921 | $628,000 | thousands by filing date | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 15,576 | $626,000 | thousands by filing date | |
| SHATTUCK LABS INC | 82024L103 | COMMON STOCK | 11,955 | $626,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 8,093 | $626,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484MAA4 | NOTE 1.750% 6/1 | 1,250,000 | $625,000 | thousands by filing date | principal |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 35,848 | $624,000 | thousands by filing date | |
| CO-DIAGNOSTICS INC | 189763105 | COM | 66,947 | $623,000 | thousands by filing date | |
| ACNB CORP | 000868109 | COMMON STOCK | 24,879 | $622,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 54,660 | $621,000 | thousands by filing date | |
| MEDALLIA INC | 584021109 | COM | 18,670 | $620,000 | thousands by filing date | |
| NEXTIER OILFIELD SOLUTIONS INC | 65290C105 | COMMON STOCK | 179,494 | $618,000 | thousands by filing date | |
| KAMAN CORP | 483548AF0 | BOND | 541,000 | $618,000 | thousands by filing date | principal |
| 1ST CONSTITUTION BANCORP | 31986N102 | COM | 38,813 | $616,000 | thousands by filing date | |
| BLACKROCK MASS TAX-EXEMPT TR | 09258E109 | SH BEN INT | 45,803 | $616,000 | thousands by filing date | |
| ASTRANA HEALTH INC | 03763A207 | COM NEW | 33,540 | $613,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R861 | STATE STRET SPDR | 29,263 | $612,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q205 | COM | 106,111 | $611,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G409 | S&P SMLCP UTIL | 11,333 | $611,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 8,053 | $607,000 | thousands by filing date | |
| FRANCHISE GROUP INC | 35180X105 | COM | 19,897 | $606,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 10,989 | $606,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 49,893 | $606,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 113,404 | $605,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 30,091 | $605,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 291,895 | $604,000 | thousands by filing date | |
| HARROW INC | 415858109 | COM | 87,796 | $603,000 | thousands by filing date | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 17,052 | $603,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 11,949 | $603,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 252,838 | $602,000 | thousands by filing date | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 59,177 | $601,000 | thousands by filing date | |
| JAWS ACQUISITION CORP | G50744104 | SHS | 44,789 | $601,000 | thousands by filing date | |
| First Foundation Inc | 32026V104 | Common Stock | 29,978 | $600,000 | thousands by filing date | |
| BRIGHTVIEW HLDGS INC | 10948C107 | COM | 39,474 | $597,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 143,127 | $596,000 | thousands by filing date | |
| TPG RE FIN TR INC COM | 87266M107 | REIT | 56,009 | $595,000 | thousands by filing date | |
| SOUTH PLAINS FINANCIAL INC | 83946P107 | COM | 31,292 | $593,000 | thousands by filing date | |
| STABLE RD ACQUISITION CORP | 85236Q109 | COM CL A | 32,991 | $592,000 | thousands by filing date | |
| BANKFINANCIAL CORP | 06643P104 | COM | 67,246 | $591,000 | thousands by filing date | |
| ATHIRA PHARMA INC | 04746L104 | COM | 17,215 | $590,000 | thousands by filing date | |
| PANDION THERAPEUTICS INC | 698340106 | COM | 39,743 | $590,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2029 MUNICIPAL BOND ETF | 46138J478 | ETF | 22,528 | $589,000 | thousands by filing date | |
| Delek Logistics Partners LP | 24664T103 | Com | 18,452 | $589,000 | thousands by filing date | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 40,819 | $588,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25490K869 | DAIL CSI 300 ETF | 14,030 | $588,000 | thousands by filing date | |
| ALLOT LTD | M0854Q105 | SHS | 55,813 | $587,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V423 | S&P 500 VLU MOMN | 14,405 | $586,000 | thousands by filing date | |
| CRA INTL INC | 12618T105 | COM | 11,452 | $584,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 57,643 | $584,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 61,659 | $584,000 | thousands by filing date | |
| WAYFAIR INC | 94419LAB7 | NOTE 0.375% 9/0 | 270,000 | $583,000 | thousands by filing date | principal |
| CHENIERE ENERGY INC | 16411RAG4 | NOTE 4.250% 3/1 | 752,000 | $582,000 | thousands by filing date | principal |
| TRANSMEDICS GROUP INC | 89377M109 | COM | 29,189 | $581,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 101,559 | $581,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 45,818 | $580,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E885 | DLY S&P500 BR 3X | 148,068 | $579,000 | thousands by filing date | |
| CLARIVATE PLC | G21810109 | ORD SHS | 19,454 | $578,000 | thousands by filing date | |
| Berry Corp | 08579X101 | Common Stock | 156,672 | $578,000 | thousands by filing date | |
| INTERGROUP CORP | 458685104 | COM | 18,223 | $576,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G831 | DAIL JR GOLD ETF | 4,757 | $574,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D304 | COMMON STOCK | 107,636 | $574,000 | thousands by filing date | |
| GOLDEN NUGGET ONLINE GAMIN | 38113L107 | COM CL A | 29,095 | $573,000 | thousands by filing date | |
| FORTE BIOSCIENCES INC | 34962G109 | COM | 15,696 | $572,000 | thousands by filing date | |
| FARMERS MERCHANTS BANCO OH | 30779N105 | COMMON STOCK | 24,833 | $571,000 | thousands by filing date | |
| ALIGOS THERAPEUTICS INC COM NEW | 01626L105 | Stock | 20,593 | $570,000 | thousands by filing date | |
| JPMorgan BetaBuilders Dev Asia | 46641Q688 | ETF | 21,021 | $569,000 | thousands by filing date | |
| GATOS SILVER INC | 368036109 | COM | 43,649 | $569,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000895421-21-000261 | this filing | 2021-02-16 | acceptance time not in the bulk data set |