13F-HR filed by MORGAN STANLEY
MORGAN STANLEY filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-11-13, with 6,838 holding rows worth $517,007,806,000.
- Accession
- 0000895421-20-000552
- Filer
- CIK 895421
- Filed
- 2020-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A holdings report, 22,043 entries on the cover page, a total value of $517,007,806,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $517,007,806,000 with VALUE read as thousands by filing date, 13F file number 028-03432. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerMORGAN STANLEY & CO INTERNATIONAL PLC028-04312
- included managerMORGAN STANLEY & CO. LLC028-11873
- included managerMorgan Stanley Canada LTD028-13197
- included managerMorgan Stanley Capital Services LLC028-11865
- included managerMORGAN STANLEY AIP GP LP028-14710
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT CO028-11366
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT INC028-11866
- included managerMorgan Stanley Investment Management LTD028-11867
- included managerMORGAN STANLEY SMITH BARNEY LLC028-13935
- included managerMorgan Stanley Strategic Investments, Inc028-12509
- included managerMorgan Stanley Uruguay Ltda.028-11533
- included managerFundlogic Sas028-15873
- included managerMorgan Stanley Asia Ltd028-19343
- included managerMorgan Stanley Wealth Management Australia Pty Ltd028-19344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NXG CUSHING MIDSTREAM ENERGY | 231631300 | COM NEW | 86,066 | $1,335,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F866 | AFRICA INDEX ETF | 76,387 | $1,333,000 | thousands by filing date | |
| DMC GLOBAL INC | 23291C103 | COM | 40,381 | $1,330,000 | thousands by filing date | |
| PROGYNY INC COM | 74340E103 | Stock | 45,104 | $1,327,000 | thousands by filing date | |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 161,721 | $1,327,000 | thousands by filing date | |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 101,715 | $1,322,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 734,526 | $1,322,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 117,408 | $1,316,000 | thousands by filing date | |
| BLACKROCK TCP CAPITAL CORP | 09259E108 | COM | 134,156 | $1,316,000 | thousands by filing date | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 70,011 | $1,315,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 62,839 | $1,314,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E125 | DAILY SM CP BEAR | 77,472 | $1,314,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 235,309 | $1,313,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 65,999 | $1,310,000 | thousands by filing date | |
| NATURAL ALTERNATIVES INTL IN | 638842302 | COM NEW | 173,425 | $1,309,000 | thousands by filing date | |
| ASSURANT INC | 04621X207 | 6.50% CONV PFD D | 11,057 | $1,308,000 | thousands by filing date | |
| DTE ENERGY CO | 233331842 | UNIT 11/01/2022 | 28,837 | $1,305,000 | thousands by filing date | |
| NATIONAL VISION HLDGS INC COM | 63845R107 | Stock | 33,972 | $1,300,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 307,834 | $1,299,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 62,323 | $1,296,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 34,838 | $1,294,000 | thousands by filing date | |
| NEWAGE INC | 650194103 | COMMON STOCK | 748,162 | $1,294,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 208,717 | $1,294,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 11,433 | $1,292,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 48,789 | $1,289,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W430 | HEDGED HI YLD BD | 61,931 | $1,286,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 79,899 | $1,286,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 125,334 | $1,285,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 103,684 | $1,284,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 33,829 | $1,283,000 | thousands by filing date | |
| Invesco Bulletshares 2022 Munic | 46138J551 | Equities | 50,234 | $1,277,000 | thousands by filing date | |
| VAXART INC NEW | 92243A200 | COM | 191,740 | $1,276,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 62,576 | $1,272,000 | thousands by filing date | |
| NUVEEN CALIFORNIA SELECT TAX-F | 67063R103 | SH BEN INT | 79,399 | $1,271,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q478 | DISRUPTIVE TECH | 32,874 | $1,268,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 17,218 | $1,265,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 1,455,761 | $1,263,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 93,131 | $1,261,000 | thousands by filing date | |
| IDEANOMICS INC | 45166V106 | COM | 1,386,614 | $1,260,000 | thousands by filing date | |
| NULL | 09071M205 | NULL | 768,335 | $1,260,000 | thousands by filing date | |
| CUSHING NEXTGEN INFRASTRUCTURE | 231647207 | COM | 46,935 | $1,259,000 | thousands by filing date | |
| NICOLET BANKSHARES INC | 65406E102 | COM | 23,052 | $1,259,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 172,251 | $1,258,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V175 | S&P SML600 GWT | 11,797 | $1,255,000 | thousands by filing date | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 70,712 | $1,254,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 11,865 | $1,253,000 | thousands by filing date | |
| OYSTER POINT PHARMA INC | 69242L106 | COMMON STOCK | 59,309 | $1,253,000 | thousands by filing date | |
| ALTAIR ENGINEERING INC | 021369103 | COMMON STOCK | 29,780 | $1,250,000 | thousands by filing date | |
| DESPEGAR COM CORP | G27358103 | ORD SHS | 196,428 | $1,250,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 3,044,061 | $1,248,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD ARIZ FD | 09254K109 | COM | 86,716 | $1,246,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 35,138 | $1,243,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 109,385 | $1,243,000 | thousands by filing date | |
| BLACKROCK MUN 2020 TERM TR | 09249X109 | COM SHS | 82,717 | $1,243,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464AC4 | NOTE 1.250% 5/0 | 2,000,000 | $1,240,000 | thousands by filing date | principal |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 109,262 | $1,236,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 40,325 | $1,234,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 62,719 | $1,233,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 299,274 | $1,233,000 | thousands by filing date | |
| AZUL S A | 05501U106 | OPT | 93,577 | $1,232,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 130,506 | $1,230,000 | thousands by filing date | |
| BG STAFFING INC | 05544A109 | COM | 144,997 | $1,229,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 109,584 | $1,227,000 | thousands by filing date | |
| PROSHARES TR | 74347B383 | ULTRASHRT S&P500 | 76,326 | $1,217,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 519,976 | $1,216,000 | thousands by filing date | |
| BRISTOW GROUP INC | 11040G103 | COM | 57,233 | $1,216,000 | thousands by filing date | |
| ALLAKOS INC | 01671P100 | COM | 14,942 | $1,216,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 219,957 | $1,215,000 | thousands by filing date | |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 21,542 | $1,214,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 38,073 | $1,212,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 54,686 | $1,210,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 163,303 | $1,210,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 102,543 | $1,210,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 287,509 | $1,205,000 | thousands by filing date | |
| APELLIS PHARMACEUTICALS INC | 03753U106 | COM | 39,799 | $1,201,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 19,898 | $1,199,000 | thousands by filing date | |
| ARDAGH GROUP S A | L0223L101 | COM | 85,376 | $1,198,000 | thousands by filing date | |
| Akoustis Technologies Inc | 00973N102 | COM | 146,680 | $1,197,000 | thousands by filing date | |
| ISHARES MSCI AGRICULTUREPRODUCERS ETF | 464286350 | ETF | 41,504 | $1,194,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 86,187 | $1,193,000 | thousands by filing date | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 404,423 | $1,193,000 | thousands by filing date | |
| YEXT INC | 98585N106 | COM | 78,331 | $1,190,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 60,684 | $1,189,000 | thousands by filing date | |
| ObsEva SA | H5861P103 | COM | 477,467 | $1,184,000 | thousands by filing date | |
| WESTERN ASSET VAR RT STRG FD | 957667108 | COM | 72,103 | $1,182,000 | thousands by filing date | |
| ATENTO S A | L0427L204 | CMN | 128,274 | $1,182,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 89,182 | $1,181,000 | thousands by filing date | |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 148,600 | $1,177,000 | thousands by filing date | |
| USD PARTNERS LP LP | 903318103 | STOK | 372,006 | $1,175,000 | thousands by filing date | |
| CRESCENT ACQUISITION CORP | 22564L105 | COM CL A | 116,900 | $1,174,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 128,548 | $1,170,000 | thousands by filing date | |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 87,509 | $1,169,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 73,738 | $1,168,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST IN | 09257WAB6 | NOTE 4.375% 5/0 | 1,221,000 | $1,168,000 | thousands by filing date | principal |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 31,636 | $1,166,000 | thousands by filing date | |
| SILVERCREST METALS INC | 828363101 | COM | 137,356 | $1,166,000 | thousands by filing date | |
| Axonics | 88875G101 | COM | 350,005 | $1,165,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 163,299 | $1,163,000 | thousands by filing date | |
| SCULLY ROYALTY LTD | G7T96K107 | COM SHS | 236,784 | $1,163,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 44,906 | $1,161,000 | thousands by filing date | |
| ARLO TECHNOLOGIES INC | 04206A101 | COMMON STOCK | 220,222 | $1,159,000 | thousands by filing date | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 72,383 | $1,157,000 | thousands by filing date | |
| DBX ETF TR | 233051697 | XTRACK MSCI EURO | 39,399 | $1,156,000 | thousands by filing date | |
| PROSHARES TR | 74347B185 | FUND | 60,224 | $1,153,000 | thousands by filing date | |
| NOVAVAX INC | 670002AB0 | NOTE 3.750% 2/0 | 1,000,000 | $1,153,000 | thousands by filing date | principal |
| Direxion All Cap Insider Senti | 25459Y769 | ETF | 33,799 | $1,152,000 | thousands by filing date | |
| REDFIN CORP | 75737FAA6 | NOTE 1.750% 7/1 | 690,000 | $1,152,000 | thousands by filing date | principal |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 70,262 | $1,150,000 | thousands by filing date | |
| INDUSTRIAS BACHOCO S A B DE | 456463108 | ADR | 29,841 | $1,143,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 3,231,560 | $1,139,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 801,424 | $1,138,000 | thousands by filing date | |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 103,627 | $1,137,000 | thousands by filing date | |
| BOSTON OMAHA CORP CL A | 101044105 | COMMON STOCK | 71,086 | $1,137,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 124,448 | $1,135,000 | thousands by filing date | |
| ALBERTSONS COMPANIES INC COMMON STOCK | 013091103 | Stock | 81,707 | $1,132,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P806 | RIVRFRNT DYN EUR | 19,205 | $1,129,000 | thousands by filing date | |
| OAK STR HEALTH INC | 67181A107 | COM | 21,069 | $1,126,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J569 | BULSHS 2021 MUNI | 44,415 | $1,125,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 132,133 | $1,124,000 | thousands by filing date | |
| RITE AID CORP | 767754872 | COM | 118,393 | $1,124,000 | thousands by filing date | |
| SITIME CORP COM | 82982T106 | Stock | 13,371 | $1,123,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 113,813 | $1,121,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 174,159 | $1,120,000 | thousands by filing date | |
| CLEANSPARK INC | 18452B209 | COM NEW | 89,552 | $1,119,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 150,711 | $1,119,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A706 | ST STR GLB DOW | 13,598 | $1,117,000 | thousands by filing date | |
| EXACT SCIENCES CORP | 30063PAA3 | NOTE 1.000% 1/1 | 724,000 | $1,116,000 | thousands by filing date | principal |
| STARRETT (L.S.) CO -CL A | 855668109 | CL A | 378,223 | $1,116,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092881 | MSCI MATLS INDEX | 32,466 | $1,115,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 68,778 | $1,115,000 | thousands by filing date | |
| TWILIO INC | 90138FAB8 | NOTE 0.250% 6/0 | 320,000 | $1,114,000 | thousands by filing date | principal |
| DILLARDS INC CL A | 254067101 | Stock | 30,470 | $1,113,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 74,858 | $1,113,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 38,527 | $1,112,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 33,209 | $1,112,000 | thousands by filing date | |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 248,051 | $1,111,000 | thousands by filing date | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 81,765 | $1,109,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N300 | CL A | 102,230 | $1,108,000 | thousands by filing date | |
| VOLITIONRX LTD | 928661107 | COM | 344,563 | $1,106,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 109,204 | $1,105,000 | thousands by filing date | |
| INVESCO | 46090C305 | EXCHANGE TRADED | 23,642 | $1,105,000 | thousands by filing date | |
| TATTOOED CHEF INC CL A | 34986F103 | Stock | 46,732 | $1,105,000 | thousands by filing date | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 27,203 | $1,103,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 45,050 | $1,103,000 | thousands by filing date | |
| UMB FINL CORP | 902788108 | COM | 22,505 | $1,102,000 | thousands by filing date | |
| JANUS HENDERSON GROUP PLC ORD SHS | G4474Y214 | Stock | 50,430 | $1,096,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP WT EXP 080327 | 674599162 | Stock | 364,964 | $1,094,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 279,504 | $1,093,000 | thousands by filing date | |
| HARBORONE BANCORP INC NEW | 41165Y100 | COM NEW | 135,345 | $1,092,000 | thousands by filing date | |
| ICL GROUP LTD SHS | M53213100 | Stock | 312,289 | $1,090,000 | thousands by filing date | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 311,052 | $1,089,000 | thousands by filing date | |
| DIGITAL ALLY INC | 25382P208 | COM NEW | 508,969 | $1,089,000 | thousands by filing date | |
| USA TODAY CO INC | 36472T109 | COM | 836,261 | $1,088,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 76,048 | $1,088,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAB1 | NOTE 2.000%10/0 | 1,208,000 | $1,088,000 | thousands by filing date | principal |
| WEIBO CORP | 948596AC5 | NOTE 1.250%11/1 | 1,141,000 | $1,085,000 | thousands by filing date | principal |
| HERC HLDGS INC COM | 42704L104 | Stock | 27,336 | $1,083,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 187,944 | $1,083,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 148,379 | $1,082,000 | thousands by filing date | |
| FUTU HLDGS LTD SPON ADS CL A | 36118L106 | ADR | 37,746 | $1,081,000 | thousands by filing date | |
| iShares iBonds Dec. 2026 Municipal Bond ETF | 46435U259 | ETF | 40,163 | $1,081,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 545,413 | $1,080,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R858 | WBI PWR FACTOR | 58,078 | $1,079,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 23,356 | $1,077,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 179,322 | $1,075,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 51,312 | $1,074,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 46,295 | $1,073,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 76,940 | $1,073,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 26,849 | $1,072,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 283,079 | $1,072,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 43,090 | $1,070,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 26,188 | $1,068,000 | thousands by filing date | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 29,014 | $1,067,000 | thousands by filing date | |
| TALOS ENERGY INC | 87484T108 | COM | 165,198 | $1,065,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 128,508 | $1,065,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 127,074 | $1,063,000 | thousands by filing date | |
| REXNORD CORP | 76169B102 | COMMON STOCK | 35,529 | $1,061,000 | thousands by filing date | |
| CUSHMAN WAKEFIELD PLC | G2717B108 | SHS | 100,753 | $1,059,000 | thousands by filing date | |
| GOHEALTH INC | 38046W105 | COM CL A | 81,249 | $1,059,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H403 | OIL FD | 147,256 | $1,058,000 | thousands by filing date | |
| J2 GLOBAL INC | 48123VAC6 | NOTE 3.250% 6/1 | 922,000 | $1,056,000 | thousands by filing date | principal |
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 90,643 | $1,055,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 21,362 | $1,051,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B479 | IQ ENCH COR PL | 53,253 | $1,051,000 | thousands by filing date | |
| ATRECA INC | 04965G109 | COM | 75,105 | $1,050,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V159 | CMN | 24,100 | $1,047,000 | thousands by filing date | |
| BATTALION OIL CORP | 07134L107 | COM | 132,148 | $1,044,000 | thousands by filing date | |
| FALCON MINERALS CORP | 30607B109 | CL A COM | 426,725 | $1,041,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G781 | DAI GOL BUL ETF | 12,238 | $1,038,000 | thousands by filing date | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 84,070 | $1,037,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAW3 | NOTE 4.625% 3/0 | 1,015,000 | $1,037,000 | thousands by filing date | principal |
| AXT INC | 00246W103 | COM | 168,987 | $1,034,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 732,776 | $1,033,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 129,015 | $1,033,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 36,642 | $1,033,000 | thousands by filing date | |
| UNIVAR INC | 91336L107 | COMMON STOCK | 61,158 | $1,033,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 18,500 | $1,031,000 | thousands by filing date | |
| PROQR THERAPEUTICS NV | N71542109 | SHS EURO | 215,109 | $1,031,000 | thousands by filing date | |
| INVESCO DB PRECIOUS METALS FUND | 46140H502 | ETF | 20,076 | $1,031,000 | thousands by filing date | |
| FORWARD PHARMA A/S | 34986J204 | SPONSORED ADS NEW | 166,240 | $1,031,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 79,901 | $1,029,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q676 | ALERIAN ENERGY | 83,137 | $1,025,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 35,162 | $1,023,000 | thousands by filing date | |
| KAZIA THERAPEUTICS LTD | 48669G105 | American Depository Shares | 150,900 | $1,018,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 782,095 | $1,017,000 | thousands by filing date | |
| NANO X IMAGING LTD | M70700105 | ORD SHS | 43,245 | $1,017,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 63,182 | $1,016,000 | thousands by filing date | |
| SMART GLOBAL HLDGS INC | G8232Y101 | COM | 37,131 | $1,015,000 | thousands by filing date | |
| INDEXIQ ETF TR IQ GLB | 45409B883 | RES ETF | 39,527 | $1,011,000 | thousands by filing date | |
| CACTUS INC | 127203107 | CL A | 52,573 | $1,008,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 956,275 | $1,004,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 38,462 | $1,003,000 | thousands by filing date | |
| TORTOISE MIDSTREAM ENERGY FUND | 89148B200 | COM | 69,047 | $1,001,000 | thousands by filing date | |
| VASCULAR BIOGENICS LTD | M96883109 | COM | 819,325 | $1,000,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E341 | GLB X GURU INDEX | 26,260 | $996,000 | thousands by filing date | |
| PURPLE INNOVATION INC | 74640Y114 | W EXP 02/02/202 | 147,381 | $996,000 | thousands by filing date | |
| GOLAR LNG LTD | 38046YAB7 | NOTE 2.750% 2/1 | 1,326,000 | $994,000 | thousands by filing date | principal |
| WARNER MUSIC GROUP CORP | 934550203 | COM CL A | 34,471 | $991,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNICIP | 27826F101 | SH BEN INT | 74,137 | $986,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 45,817 | $986,000 | thousands by filing date | |
| RIOT PLATFORMS INC | 767292105 | COM | 364,172 | $984,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 38,973 | $982,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 45,960 | $981,000 | thousands by filing date | |
| INVESCO ENERGY EXPLORATION & PRODUCTION ETF | 46137V761 | ETF | 130,287 | $981,000 | thousands by filing date | |
| ELLINGTON FINANCIAL INC | 28852N109 | COM | 79,892 | $980,000 | thousands by filing date | |
| THE SHYFT GROUP | 825698103 | COMMON STOCK | 51,761 | $978,000 | thousands by filing date | |
| RESONANT INC | 76118L102 | COM | 410,179 | $977,000 | thousands by filing date | |
| ISHARES MSCI DENMARK ETF | 46429B523 | ETF | 11,524 | $976,000 | thousands by filing date | |
| VANECK DIGITAL NATIVE ECONOMY ETF | 92189F882 | ETF | 24,917 | $975,000 | thousands by filing date | |
| AMNEAL PHARMACEUTICALS INC | 03168L105 | COM STK CL A | 251,038 | $974,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 115,168 | $973,000 | thousands by filing date | |
| BANK OF N T BUTTERFIELD & SO | G0772R208 | SHS NEW | 43,478 | $969,000 | thousands by filing date | |
| MASONITE INTERNATIONAL CORP | 575385109 | COMMON STOCK-FO | 9,827 | $968,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 104,837 | $965,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 20,058 | $963,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 64,857 | $963,000 | thousands by filing date | |
| AMERICAN CENTY ETF TR | 025072505 | DIVERSIFIED MU | 17,957 | $962,000 | thousands by filing date | |
| SATSUMA PHARMACEUTICALS INC | 80405P107 | COM | 246,335 | $958,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 514,692 | $957,000 | thousands by filing date | |
| INVESCO INDIA EXCHANGE-TRADE | 46137R109 | INDIA ETF | 48,899 | $955,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 91,255 | $950,000 | thousands by filing date | |
| PLURALSIGHT INC | 72941BAB2 | NOTE 0.375% 3/0 | 1,067,000 | $949,000 | thousands by filing date | principal |
| JERNIGAN CAP INC | 476405105 | COM | 55,304 | $948,000 | thousands by filing date | |
| CELLULAR BIOMEDICINE GROUP I | 15117P102 | COM NEW | 51,655 | $948,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 83,302 | $946,000 | thousands by filing date | |
| NEW YORK LIFE INVTS ACTIVE E | 45409F827 | NYLI MACKAY MUN | 35,861 | $946,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 34,267 | $946,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 1,185,613 | $944,000 | thousands by filing date | |
| JPMorgan BetaBuilders Canada E | 46641Q696 | COM | 39,446 | $941,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 967,246 | $941,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y335 | MSCI PAKISTAN | 35,331 | $940,000 | thousands by filing date | |
| United States Brent Oil Fund L | 91167Q100 | COM | 88,055 | $938,000 | thousands by filing date | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 305,288 | $937,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 37,089 | $934,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V688 | NEXT GEN CON ETF | 13,607 | $931,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G409 | S&P SMLCP UTIL | 20,776 | $931,000 | thousands by filing date | |
| INVESCO | 46138J544 | EXCHANGE TRADED | 36,365 | $930,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 48,978 | $929,000 | thousands by filing date | |
| MIRUM PHARMACEUTICALS INC | 604749101 | COM | 48,153 | $928,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 19,854 | $927,000 | thousands by filing date | |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 50,940 | $927,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W521 | JAPAN OPPOR FD | 23,528 | $925,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 58,395 | $925,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 34,084 | $924,000 | thousands by filing date | |
| ADVISORSHARES TR INSIDER ADVAN | 00768y818 | INDX FD | 13,298 | $924,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 68,640 | $923,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F635 | ISRAEL ETF | 25,585 | $923,000 | thousands by filing date | |
| BLACKROCK MUN INCOME INVT TR | 09248H105 | SHS BEN INT | 70,970 | $920,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 43,353 | $920,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MLP TOTAL R | 18469Q207 | COM | 91,598 | $917,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 11,190 | $917,000 | thousands by filing date | |
| INNOVATIVE SOLUTIONS SUPP | 45769N105 | COMMON STOCK | 133,014 | $910,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 44,151 | $908,000 | thousands by filing date | |
| DESWELL INDS INC | 250639101 | COM | 334,406 | $906,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 75,067 | $904,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 78,162 | $903,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 38,492 | $903,000 | thousands by filing date | |
| BROOKFIELD BUSINESS PARTNERS | G16234109 | COMMON STOCK-FO | 29,949 | $903,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163UAD8 | NOTE 3.250% 6/0 | 1,000,000 | $903,000 | thousands by filing date | principal |
| BEAM THERAPEUTICS INC | 07373V105 | COM | 36,591 | $901,000 | thousands by filing date | |
| ALTERITY THERAPEUTICS LTD | 02155X106 | SPONSORED ADR | 445,978 | $901,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVESTMENT | 09254T100 | COM | 65,688 | $900,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 40,460 | $898,000 | thousands by filing date | |
| OXFORD IMMUNOTEC GLOBAL PLC | G6855A103 | ORD SHS | 76,528 | $896,000 | thousands by filing date | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 66,242 | $894,000 | thousands by filing date | |
| SELECTQUOTE INC | 816307300 | COM | 44,168 | $894,000 | thousands by filing date | |
| DIREXION DAILY S&P BIOTECH BULL 3X ETF | 25490K323 | ETF | 16,695 | $894,000 | thousands by filing date | |
| PARK AEROSPACE CORP | 70014A104 | COM | 81,689 | $892,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V183 | S&P SML 600 EQ | 18,783 | $892,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 54,008 | $892,000 | thousands by filing date | |
| FIRSTCASH HOLDINGS INC. | 33767D105 | Common Stock | 15,603 | $892,000 | thousands by filing date | |
| ISHARES TR | 464288125 | 3YRTB ETF | 10,918 | $890,000 | thousands by filing date | |
| BRIDGEBIO PHARMA INC | 10806X102 | COM | 23,691 | $889,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 47,395 | $887,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 27,991 | $887,000 | thousands by filing date | |
| TUCOWS INC | 898697206 | COM NEW | 12,878 | $887,000 | thousands by filing date | |
| ISHARES MSCI INDIA SMALL-CAP ETF | 46429B614 | ETF | 24,746 | $887,000 | thousands by filing date | |
| SHARPS COMPLIANCE CORP | 820017101 | COM | 141,568 | $887,000 | thousands by filing date | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 61,646 | $886,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 127,241 | $883,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 88,283 | $882,000 | thousands by filing date | |
| MANITOWOC CO INC | 563571405 | COM NEW | 104,894 | $882,000 | thousands by filing date | |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 107,000 | $882,000 | thousands by filing date | principal |
| DSP GROUP INC | 23332B106 | COM | 66,828 | $881,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 143,580 | $879,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383204 | COM NEW | 55,336 | $879,000 | thousands by filing date | |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 19,168 | $878,000 | thousands by filing date | |
| REV Group Inc | 749527107 | Common Stock | 111,121 | $878,000 | thousands by filing date | |
| OPERA LTD SPONSORED ADS | 68373M107 | ADR | 89,543 | $876,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A334 | BLOMBERG BRC INT | 27,893 | $876,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X194 | SST SPDR MSCI | 8,714 | $876,000 | thousands by filing date | |
| PERSPECTA INC | 715347100 | COM | 45,022 | $875,000 | thousands by filing date | |
| CORELOGIC INC | 21871D103 | COM | 12,922 | $875,000 | thousands by filing date | |
| GIGAMEDIA LTD | Y2711Y112 | SHS NEW | 306,706 | $872,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 72,090 | $871,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 26,529 | $870,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 58,989 | $866,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 13,195 | $866,000 | thousands by filing date | |
| Vital Energy Inc | 516806205 | Common Stock | 88,102 | $863,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 83,088 | $861,000 | thousands by filing date | |
| MAGNOLIA OIL & GAS CORP | 559663109 | CL A | 166,219 | $860,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 50,224 | $859,000 | thousands by filing date | |
| FOUNDATION BLDG MATLS INC | 350392106 | COM | 54,466 | $856,000 | thousands by filing date | |
| SCORPIO BULKERS INC | Y7546A130 | COM | 60,123 | $852,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 99,768 | $851,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 343,119 | $851,000 | thousands by filing date | |
| CHINA FIN ONLINE CO LTD | 169379203 | SPONSORD ADS NEW | 107,904 | $851,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 92,059 | $850,000 | thousands by filing date | |
| LANDCADIA HLDGS II INC | 51476X105 | CL A | 59,205 | $850,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q886 | COM | 55,800 | $848,000 | thousands by filing date | |
| GREAT ELM CAP CORP | 390320109 | COM | 250,761 | $847,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 27,981 | $845,000 | thousands by filing date | |
| KORNIT DIGITAL LTD | M6372Q113 | SHS | 12,979 | $842,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X475 | ST STR MSCI GLB | 19,422 | $841,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 15,964 | $837,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 78,360 | $837,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 65,215 | $835,000 | thousands by filing date | |
| VIEMED HEALTHCARE INC | 92663R105 | COM | 96,581 | $833,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 26,766 | $832,000 | thousands by filing date | |
| ONEWATER MARINE INC CL A | 68280L101 | COMMON STOCK | 40,532 | $831,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 168,119 | $830,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J109 | ASIA EX JAPAN | 31,153 | $828,000 | thousands by filing date | |
| WRAP TECHNOLOGIES INC | 98212N107 | COM | 122,269 | $828,000 | thousands by filing date | |
| TURNING PT THERAPEUTICS | 90041T108 | COM | 9,467 | $827,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F593 | CMN | 28,172 | $826,000 | thousands by filing date | |
| High Yield ETF | 30151E814 | HIGH YIELD ETF | 27,374 | $825,000 | thousands by filing date | |
| CHENIERE ENERGY INC | 16411RAG4 | NOTE 4.250% 3/1 | 1,150,000 | $825,000 | thousands by filing date | principal |
| Wisdomtree Equity Premium Income Fund | 97717X560 | COM | 30,800 | $824,000 | thousands by filing date | |
| OPEN LENDING CORP | 68373J104 | COM | 32,270 | $823,000 | thousands by filing date | |
| PROSHARES TR | 74348A145 | PET CARE ETF | 13,701 | $821,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 18,856 | $821,000 | thousands by filing date | |
| MAXEON SOLAR TECHNOLOGIES LT | 58503F502 | COM | 45,970 | $820,000 | thousands by filing date | |
| TEAM INC | 878155AE0 | NOTE 5.000% 8/0 | 1,017,000 | $820,000 | thousands by filing date | principal |
| LARIMAR THERAPEUTICS INC | 517125100 | COM | 53,800 | $816,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 314,261 | $812,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 24,851 | $811,000 | thousands by filing date | |
| INVESCO RAFI DEVELOPED MARKETS EX-U.S. SMALL-MID ETF | 46138E735 | ETF | 27,218 | $809,000 | thousands by filing date | |
| STONE HBR EMERG MKTS TL INC | 86164W100 | COM | 114,468 | $807,000 | thousands by filing date | |
| ISHARES GLOBAL HIGH YIELD CO | 464286178 | US INTL HGH YLD | 16,782 | $806,000 | thousands by filing date | |
| BIT MINING LIMITED | 33829R100 | SPON ADR REP A | 268,426 | $805,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E388 | S&P 500 EX RAT | 20,860 | $803,000 | thousands by filing date | |
| ACM RESH INC COM CL A | 00108J109 | Stock | 11,613 | $802,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 71,428 | $801,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 62,180 | $798,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E172 | S&P SMLCP STAP | 10,842 | $797,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E156 | S&P SMLCP FINL | 21,071 | $794,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E128 | COM CL C | 97,256 | $792,000 | thousands by filing date | |
| LITTELFUSE INC COM | 537008104 | Stock | 4,452 | $791,000 | thousands by filing date | |
| 180 DEGREE CAP CORP | 68235B109 | COM | 417,033 | $788,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 27,174 | $787,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 54,151 | $787,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746P522 | FUND | 17,487 | $787,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K281 | DLY EMG MK BL 3X | 13,640 | $786,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G658 | DLY S&P OIL GAS | 11,059 | $786,000 | thousands by filing date | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 36,506 | $785,000 | thousands by filing date | |
| CERIDIAN HCM HLDG INC | 15677J108 | COM | 9,497 | $785,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 145,505 | $785,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 45,109 | $785,000 | thousands by filing date | |
| WHEELER REAL ESTATE INVT TR | 963025309 | CV PFD SER B | 79,642 | $782,000 | thousands by filing date | |
| PROVENTION BIO INC | 74374N102 | COM | 60,943 | $782,000 | thousands by filing date | |
| NUVEEN MULTI-MKT INCOME FD | 67075J107 | COM | 111,479 | $778,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044AD7 | NOTE 1.250% 9/0 | 770,000 | $778,000 | thousands by filing date | principal |
| BIOXCEL THERAPEUTICS INC | 09075P105 | COM | 17,917 | $777,000 | thousands by filing date | |
| ATLANTIC CAP BANCSHARES INC | 048269203 | COM | 68,463 | $777,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 20,039 | $775,000 | thousands by filing date | |
| HEXO CORP | 428304109 | COM | 1,175,378 | $774,000 | thousands by filing date | |
| SALISBURY BANCORP INC | 795226109 | COM | 24,516 | $774,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 128,096 | $772,000 | thousands by filing date | |
| DWS MUNICIPAL INCOME TRUST | 233368109 | COM | 69,365 | $769,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 192,124 | $769,000 | thousands by filing date | |
| LITHIUM AMERS CORP NEW | 53680Q207 | COM NEW | 67,387 | $768,000 | thousands by filing date | |
| PROSHARES ULTRAPRO DOW30 | 74347X823 | UIT EXCHANGE TRADED | 9,861 | $767,000 | thousands by filing date | |
| FS BANCORP INC | 30263Y104 | COM | 18,654 | $766,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 57,918 | $765,000 | thousands by filing date | |
| JPMorgan BetaBuilders Dev Asia | 46641Q688 | ETF | 33,863 | $765,000 | thousands by filing date | |
| NUVEEN GA DIVID | 67072B107 | COM | 62,654 | $764,000 | thousands by filing date | |
| HUBSPOT INC | 443573AB6 | NOTE 0.250% 6/0 | 250,000 | $764,000 | thousands by filing date | principal |
| SECUREWORKS CORP | 81374A105 | CL A | 66,946 | $763,000 | thousands by filing date | |
| PACTIV EVERGREEN INC | 69526K105 | COM | 60,026 | $762,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V696 | NEXT GEN MEDIA | 21,032 | $762,000 | thousands by filing date | |
| QFIN HOLDINGS INC AMERICAN DEP | 88557W101 | ADR | 63,613 | $759,000 | thousands by filing date | |
| TECTONIC THERAPEUTIC INC COM | 05455M100 | Stock | 58,224 | $758,000 | thousands by filing date | |
| WISDOMTREE TOTAL EARNINGS | 97717W596 | TTL | 20,794 | $758,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 11,068 | $757,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 13,503 | $757,000 | thousands by filing date | |
| TRANSPORTATION & LOGISTI | 438083107 | COM | 70,730 | $757,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 63,186 | $756,000 | thousands by filing date | |
| BROADSTONE NET LEASE INC | 11135E104 | CL A COM | 44,986 | $755,000 | thousands by filing date | |
| WAYFAIR INC | 94419LAB7 | NOTE 0.375% 9/0 | 270,000 | $754,000 | thousands by filing date | principal |
| VERITIV CORP | 923454102 | COM | 59,432 | $752,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484MAA4 | NOTE 1.750% 6/1 | 1,250,000 | $750,000 | thousands by filing date | principal |
| SARATOGA INVESTMENT CORP | 80349A208 | COM NEW | 44,588 | $749,000 | thousands by filing date | |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 58,602 | $747,000 | thousands by filing date | |
| THERATECHNOLOGIES INC COM | 88338H100 | COM | 338,026 | $747,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 110,270 | $746,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 34,403 | $746,000 | thousands by filing date | |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 129,526 | $744,000 | thousands by filing date | |
| MEDALLIA INC | 584021109 | COM | 27,183 | $744,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 23,113 | $743,000 | thousands by filing date | |
| PREMIER INC | 74051N102 | CL A | 22,564 | $742,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 216,330 | $740,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061409 | GLOBAL VALUE ETF | 42,939 | $740,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 47,044 | $739,000 | thousands by filing date | |
| ASPEN GROUP INC | 04530L203 | COM NEW | 66,086 | $738,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E102 | COM CL A | 88,801 | $733,000 | thousands by filing date | |
| PRECISION BIOSCIENCES INC | 74019P108 | COM | 118,912 | $732,000 | thousands by filing date | |
| LEGEND BIOTECH CORP | 52490G102 | SPONSORED ADS | 23,681 | $731,000 | thousands by filing date | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 65,909 | $731,000 | thousands by filing date | |
| EKSO BIONICS HLDGS INC | 282644301 | COM | 153,620 | $729,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 22,148 | $728,000 | thousands by filing date | |
| FS KKR CAP CORP II | 35952V303 | COM | 49,338 | $726,000 | thousands by filing date | |
| SUMMIT THERAPEUTICS INC | 86627T108 | COM | 210,051 | $723,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W540 | FUND | 18,064 | $722,000 | thousands by filing date | |
| ZENDESK INC | 98936JAB7 | NOTE 0.250% 3/1 | 421,000 | $721,000 | thousands by filing date | principal |
| ENOVIS CORP | 194014106 | COMMON STOCK | 22,859 | $718,000 | thousands by filing date | |
| QUDIAN INC | 747798AB2 | NOTE 1.000% 7/0 | 992,000 | $717,000 | thousands by filing date | principal |
| TINGO GROUP INC | 55328R109 | COM | 185,069 | $716,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 22,729 | $715,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 124,412 | $714,000 | thousands by filing date | |
| PACER FDS TR | 69374H857 | US SMALL CAP CAS | 28,137 | $713,000 | thousands by filing date | |
| PROFOUND MED CORP | 74319B502 | COM NEW | 40,401 | $713,000 | thousands by filing date | |
| THE BALDWIN INSURANCE GRP IN | 05589G102 | COM CL A | 28,616 | $712,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 10,931 | $709,000 | thousands by filing date | |
| VERTIV HOLDINGS LLC | 92537N116 | *W EXP 06/12/202 | 109,200 | $708,000 | thousands by filing date | |
| AC IMMUNE SA | H00263105 | SHS | 144,557 | $706,000 | thousands by filing date | |
| OFS CAPITAL CORP | 67103B100 | COM | 149,876 | $706,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 72,444 | $706,000 | thousands by filing date | |
| CAMBRIDGE BANCORP | 132152109 | COM | 13,233 | $703,000 | thousands by filing date | |
| IQ HEDGE MARKET NEUT TRACK | 45409B503 | CMN | 26,277 | $703,000 | thousands by filing date | |
| SPDR Portfolio Corporate Bond ETF | 78464A144 | SHS | 19,802 | $702,000 | thousands by filing date | |
| ASPEN AEROGELS INC | 04523Y105 | COMMON STOCK | 63,953 | $701,000 | thousands by filing date | |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 3,839 | $701,000 | thousands by filing date | |
| INVESCO INTERNATIONAL CORPORAT | 46138E636 | INTL CORP BD | 24,910 | $700,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462102 | COM | 17,711 | $697,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 42,150 | $697,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 232,319 | $695,000 | thousands by filing date | |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 46,656 | $693,000 | thousands by filing date | |
| ALTERYX INC | 02156BAF0 | BOND | 692,000 | $693,000 | thousands by filing date | principal |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 58,223 | $692,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 95,734 | $691,000 | thousands by filing date | |
| AIRGAIN INC | 00938A104 | COM | 51,749 | $690,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G823 | DAIL ROBO AR ETF | 4,031 | $690,000 | thousands by filing date | |
| KNOWLES CORP | 49926DAB5 | NOTE 3.250%11/0 | 650,000 | $690,000 | thousands by filing date | principal |
| CONSOL ENERGY INC NEW | 20854L108 | COM | 154,975 | $687,000 | thousands by filing date | |
| BLACKLINE INC | 09239BAB5 | NOTE 0.125% 8/0 | 500,000 | $687,000 | thousands by filing date | principal |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 27,637 | $687,000 | thousands by filing date | |
| CORTLAND BANCORP COM | 220587109 | COM | 45,303 | $687,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 27,871 | $686,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 149,211 | $684,000 | thousands by filing date | |
| GRANITESHARES GOLD TR | 38748G101 | SHS BEN INT | 36,210 | $679,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 8,964 | $679,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533AC2 | NOTE 5.000% 6/1 | 705,000 | $678,000 | thousands by filing date | principal |
| EZCORP INC | 302301106 | CL A NON VTG | 134,330 | $676,000 | thousands by filing date | |
| NUVEEN NEW JERSEY MUN VALUE | 670702109 | SHS | 48,852 | $674,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 2,407,590 | $674,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 200,675 | $673,000 | thousands by filing date | |
| COLUMBIA FINANCIAL INC | 197641103 | COMMON STOCK | 60,400 | $671,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 26,885 | $670,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G102 | PRIME JUNIR SLVR | 48,212 | $666,000 | thousands by filing date | |
| GRANA Y MONTERO S A A | 38500P208 | SPONSORED ADR | 292,721 | $665,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 193,397 | $664,000 | thousands by filing date | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 70,630 | $663,000 | thousands by filing date | |
| REPARE THERAPEUTICS INC | 760273102 | COM | 21,535 | $663,000 | thousands by filing date | |
| COCRYSTAL PHARMA INC | 19188J300 | CMN | 713,240 | $663,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 100,002 | $660,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 101,726 | $660,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J635 | INVSCO BLSH 26 | 26,842 | $658,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 3,565 | $656,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 256,878 | $655,000 | thousands by filing date | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 13,193 | $653,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 25,986 | $652,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 21,719 | $652,000 | thousands by filing date | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 25,466 | $651,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 15,736 | $648,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y319 | CMN | 32,475 | $648,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 105,321 | $647,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B628 | US RL EST SMCP | 36,927 | $647,000 | thousands by filing date | |
| ISHARES TR | 46429B465 | MSCI GERMNY ETF | 10,306 | $647,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 87,493 | $646,000 | thousands by filing date | |
| COVISTA INC | 00737L103 | COM | 26,297 | $645,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000895421-20-000552 | this filing | 2020-11-13 | acceptance time not in the bulk data set |