13F-HR filed by MORGAN STANLEY
MORGAN STANLEY filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-11-13, with 6,838 holding rows worth $517,007,806,000.
- Accession
- 0000895421-20-000552
- Filer
- CIK 895421
- Filed
- 2020-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A holdings report, 22,043 entries on the cover page, a total value of $517,007,806,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $517,007,806,000 with VALUE read as thousands by filing date, 13F file number 028-03432. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerMORGAN STANLEY & CO INTERNATIONAL PLC028-04312
- included managerMORGAN STANLEY & CO. LLC028-11873
- included managerMorgan Stanley Canada LTD028-13197
- included managerMorgan Stanley Capital Services LLC028-11865
- included managerMORGAN STANLEY AIP GP LP028-14710
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT CO028-11366
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT INC028-11866
- included managerMorgan Stanley Investment Management LTD028-11867
- included managerMORGAN STANLEY SMITH BARNEY LLC028-13935
- included managerMorgan Stanley Strategic Investments, Inc028-12509
- included managerMorgan Stanley Uruguay Ltda.028-11533
- included managerFundlogic Sas028-15873
- included managerMorgan Stanley Asia Ltd028-19343
- included managerMorgan Stanley Wealth Management Australia Pty Ltd028-19344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ADAPTHEALTH CORP | 00653Q102 | COMMON STOCK | 29,536 | $644,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 17,991 | $643,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 11,258 | $642,000 | thousands by filing date | |
| HBT FINANCIAL INC DE | 404111106 | COMMON STOCK | 57,210 | $642,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 35,473 | $640,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 17,560 | $639,000 | thousands by filing date | |
| CRINETICS PHARMACEUTICALS INC COM | 22663K107 | Stock | 40,706 | $638,000 | thousands by filing date | |
| COMSTOCK RES INC COM | 205768302 | Stock | 145,504 | $637,000 | thousands by filing date | |
| PLYMOUTH INDL REIT INC COM | 729640102 | REIT | 51,592 | $637,000 | thousands by filing date | |
| OBALON THERAPEUTICS INC COM NE | 67424l209 | COM | 700,010 | $637,000 | thousands by filing date | |
| DECIPHERA PHARMACEUTICALS IN | 24344T101 | COM | 12,420 | $636,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 60,393 | $635,000 | thousands by filing date | |
| ARQ INC | 00770C101 | COM | 156,016 | $634,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 161,710 | $634,000 | thousands by filing date | |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 42,873 | $633,000 | thousands by filing date | |
| ISHARES INC | 464286343 | US PWR INFRA ETF | 60,431 | $632,000 | thousands by filing date | |
| SPDR S&P 500 Fossil Fuel Reserves Free ETF | 78468R796 | SHS | 7,553 | $631,000 | thousands by filing date | |
| ZILLOW GROUP INC | 98954MAH4 | NOTE 2.750% 5/1 | 365,000 | $631,000 | thousands by filing date | principal |
| IBIO INC | 451033203 | COM NEW | 310,632 | $631,000 | thousands by filing date | |
| SELECT BANCORP INC NEW COM | 81617L108 | Stock | 87,627 | $630,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 88,529 | $629,000 | thousands by filing date | |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 33,447 | $629,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 232,937 | $629,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 96,169 | $628,000 | thousands by filing date | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 22,394 | $624,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V202 | ST STR INCOM ETF | 20,088 | $624,000 | thousands by filing date | |
| GLOBAL CORD BLOOD CORP | G39342103 | COM | 176,353 | $624,000 | thousands by filing date | |
| MERCHANTS BANCORP IND | 58844R108 | COM | 31,586 | $623,000 | thousands by filing date | |
| MEIRAGTX HOLDINGS PLC | G59665102 | COMMON STOCK | 47,022 | $623,000 | thousands by filing date | |
| CORTEXYME INC | 22053A107 | COM | 12,459 | $623,000 | thousands by filing date | |
| KALA BIO INC COM | 483119103 | Stock | 82,995 | $622,000 | thousands by filing date | |
| SPHERE 3D CORP NEW | 84841L308 | COM | 249,317 | $616,000 | thousands by filing date | |
| WSFS FINL CORP | 929328102 | COM | 22,817 | $615,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V480 | S&P SMCP VLU MNT | 22,896 | $615,000 | thousands by filing date | |
| OASIS MIDSTREAM PARTNERS LP | 67420T206 | COM UNITS REPS | 99,134 | $615,000 | thousands by filing date | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 74,793 | $614,000 | thousands by filing date | |
| ATLANTIC UN BANKSHARES CORP COM | 04911A107 | Stock | 28,648 | $613,000 | thousands by filing date | |
| ACCEL ENTERTAINMENT INC | 00436Q106 | COMMON STOCK | 57,226 | $613,000 | thousands by filing date | |
| PLAYAGS INC | 72814N104 | COM | 172,780 | $612,000 | thousands by filing date | |
| FRONT YD RESIDENTIAL CORP | 35904G107 | COM | 69,787 | $610,000 | thousands by filing date | |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 243,862 | $609,000 | thousands by filing date | |
| FRIEDMAN INDUSTRIES | 358435105 | COMMON STOCK | 104,843 | $608,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q205 | COM | 84,363 | $607,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 48,066 | $606,000 | thousands by filing date | |
| PCSB FINL CORP COM | 69324R104 | Stock | 50,160 | $606,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 47,512 | $605,000 | thousands by filing date | |
| EVERQUOTE INC | 30041R108 | COM CL A | 15,632 | $604,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 3,735 | $603,000 | thousands by filing date | |
| NUVEEN N Y SELECT TAX FREE I | 67063V104 | SH BEN INT | 46,049 | $602,000 | thousands by filing date | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 17,283 | $600,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N535 | SHORT TRM BD ETF | 11,551 | $598,000 | thousands by filing date | |
| SURFACE ONCOLOGY INC | 86877M209 | COM | 86,634 | $598,000 | thousands by filing date | |
| PROSHARES TR | 74347X294 | HD REPLICATION | 13,028 | $597,000 | thousands by filing date | |
| ADMA BIOLOGICS INC | 000899104 | COM | 249,212 | $596,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 67,110 | $595,000 | thousands by filing date | |
| SPROTT FOCUS TR INC | 85208J109 | COM | 99,860 | $594,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 104,971 | $594,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 63,951 | $590,000 | thousands by filing date | |
| SWITCHBACK ENERGY ACQUISTN C | 87105M102 | COM CL A | 37,730 | $589,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 11,394 | $584,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 46,549 | $583,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 8,985 | $581,000 | thousands by filing date | |
| ELEMENT SOLUTIONS INC COM | 28618M106 | Stock | 54,982 | $578,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 66,906 | $578,000 | thousands by filing date | |
| EVOLUS INC | 30052C107 | COM | 147,923 | $578,000 | thousands by filing date | |
| DELAWARE INVESTMENTS | 246101109 | EXCHANGE TRADED | 41,603 | $578,000 | thousands by filing date | |
| JAWS ACQUISITION CORP | G50744120 | UNIT 99/99/9999 | 51,627 | $572,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 44,320 | $570,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 412,935 | $570,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 66,808 | $569,000 | thousands by filing date | |
| ASSETMARK FINL HLDGS INC | 04546L106 | COM | 26,094 | $567,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 75,826 | $566,000 | thousands by filing date | |
| BLACKROCK MASS TAX-EXEMPT TR | 09258E109 | SH BEN INT | 42,990 | $564,000 | thousands by filing date | |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 23,904 | $563,000 | thousands by filing date | |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 14,921 | $563,000 | thousands by filing date | |
| VERICEL CORP | 92346J108 | COM | 30,231 | $561,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F137 | SHS | 22,927 | $561,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 121,000 | $560,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 130,501 | $560,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 30,402 | $559,000 | thousands by filing date | |
| BLACKROCK NY MUNI INC QLTY T | 09249U105 | COM | 42,763 | $559,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 100,678 | $558,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G301 | VIRTUS LIFESC CT | 14,272 | $556,000 | thousands by filing date | |
| TRAVERE THERAPEUTICS INC | 761299AB2 | NOTE 2.500% 9/1 | 656,000 | $556,000 | thousands by filing date | principal |
| PAYSIGN INC | 70451A104 | COM | 97,807 | $555,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P863 | CALIF MUN INCM | 10,521 | $555,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 32,985 | $554,000 | thousands by filing date | |
| OXFORD LANE CAP CORP | 691543102 | COM | 125,614 | $553,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 30,672 | $553,000 | thousands by filing date | |
| FIRST TR VALUE LINE 100 ETF | 33735G107 | COM SHS | 25,038 | $552,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 38,953 | $551,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 171,861 | $550,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 22,958 | $550,000 | thousands by filing date | |
| FORTRESS VALUE ACQUISITION C | 34962V106 | COM CL A | 40,472 | $550,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 43,026 | $549,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188101 | CORP BOND ETF | 9,827 | $549,000 | thousands by filing date | |
| EAGLE POINT CREDIT COMPANY I | 269808101 | COM | 63,546 | $548,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 494,806 | $548,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 13,509 | $547,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME INV QL | 09250G102 | COM | 38,696 | $547,000 | thousands by filing date | |
| TORTOISE PIPELINE & ENERGY F | 89148H207 | COM | 45,837 | $547,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 61,875 | $546,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 52,919 | $544,000 | thousands by filing date | |
| BIOLIFE SOLUTIONS INC COM NEW | 09062W204 | Stock | 18,779 | $543,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 35,841 | $543,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 130,369 | $541,000 | thousands by filing date | |
| MOATABLE INC | 759892300 | COM | 134,834 | $540,000 | thousands by filing date | |
| DENBURY INC | 24790A101 | COM | 30,560 | $538,000 | thousands by filing date | |
| SPDR SSgA Multi-Asset Real Return ETF | 78467V103 | SHS | 24,613 | $537,000 | thousands by filing date | |
| OPTINOSE INC | 68404V100 | COM | 137,447 | $535,000 | thousands by filing date | |
| NORTHEAST BK PORTLAND ME | 66405S100 | COM | 28,984 | $534,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 46,240 | $534,000 | thousands by filing date | |
| VYNE THERAPEUTICS INC | 92941V100 | COM NEW | 320,881 | $533,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 364,089 | $531,000 | thousands by filing date | |
| KAMAN CORP | 483548AF0 | BOND | 541,000 | $530,000 | thousands by filing date | principal |
| EMERALD HOLDING INC | 29103W104 | COM | 258,808 | $527,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 42,650 | $524,000 | thousands by filing date | |
| BARINGS BDC INC | 06759L103 | COM | 65,540 | $524,000 | thousands by filing date | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 37,248 | $523,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y830 | GLOBAL X COPPER | 25,114 | $520,000 | thousands by filing date | |
| PERMA PIPE INTERNATIONAL HOL | 714167103 | COMMON STOCK | 91,946 | $519,000 | thousands by filing date | |
| ISHARES MSCI UNITED KINGDOM SMALL-CAP ETF | 46429B416 | ETF | 15,453 | $519,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 21,346 | $515,000 | thousands by filing date | |
| YY INC | 98426TAF3 | NOTE 1.375% 6/1 | 483,000 | $514,000 | thousands by filing date | principal |
| PAR TECHNOLOGY CORP | 698884103 | COM | 12,662 | $513,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 60,714 | $513,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 101,829 | $511,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 13,423 | $510,000 | thousands by filing date | |
| CALEDONIA MINING CORP PLC | G1757E113 | COMMON STOCK | 30,000 | $510,000 | thousands by filing date | |
| NAVIOS MARITIME PARTNERS L.P. | Y62267409 | COM UNIT LPI | 84,610 | $510,000 | thousands by filing date | |
| VELODYNE LIDAR INC | 92259F101 | COM | 27,292 | $510,000 | thousands by filing date | |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 16,633 | $509,000 | thousands by filing date | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 251,317 | $508,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 48,805 | $508,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092303 | CONSMR STAPLES | 13,292 | $507,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 35,397 | $507,000 | thousands by filing date | |
| ARCIMOTO INC | 039587100 | COM | 77,106 | $507,000 | thousands by filing date | |
| RELMADA THERAPEUTICS INC | 75955J402 | COMMON STOCK | 13,444 | $506,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 68,269 | $506,000 | thousands by filing date | |
| ONESMART INTL ED GROUP LTD | 68276W103 | CMN | 112,679 | $506,000 | thousands by filing date | |
| ASANA INC | 04342Y104 | CL A | 17,485 | $504,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 82,922 | $503,000 | thousands by filing date | |
| VANECK INTERNATIONAL HIGH YIEL | 92189F445 | INTERNATIONAL HI | 20,531 | $502,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 34,935 | $502,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 50,733 | $501,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 64,543 | $499,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 37,240 | $499,000 | thousands by filing date | |
| AVANOS MED INC | 05350V106 | COM | 14,996 | $498,000 | thousands by filing date | |
| GARRISON CAP INC | 366554103 | COM | 129,633 | $495,000 | thousands by filing date | |
| NATWEST GROUP PLC | 639057108 | COMMON STOCK-FO | 183,768 | $495,000 | thousands by filing date | |
| ARCUS BIOSCIENCES INC | 03969F109 | COM | 28,826 | $494,000 | thousands by filing date | |
| CELSION CORP | 15117N503 | COM PAR NEW | 674,883 | $494,000 | thousands by filing date | |
| VanEck Vectors Energy Inc | 92189H870 | ENERGY INCOME | 14,421 | $493,000 | thousands by filing date | |
| CABALETTA BIO INC | 12674W109 | COMMON STOCK | 45,344 | $492,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E133 | DAILY FINL BEAR | 32,436 | $491,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 16,651 | $490,000 | thousands by filing date | |
| RBB BANCORP | 74930B105 | COMMON STOCK | 43,178 | $490,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 53,590 | $489,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 169,001 | $488,000 | thousands by filing date | |
| ISHARES TR | 46434V779 | MSCI QATAR ETF | 27,205 | $488,000 | thousands by filing date | |
| INVESCO S&P 500 EQUAL WEIGHT ENERGY ETF | 46137V365 | ETF | 21,675 | $488,000 | thousands by filing date | |
| PROSHARES TR II | 74347W601 | ULTRA GOLD | 7,093 | $487,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 43,634 | $484,000 | thousands by filing date | |
| SPRINGWORKS THERAPEUTICS INC | 85205L107 | COM | 10,131 | $483,000 | thousands by filing date | |
| EVANS BANCORP INC | 29911Q208 | COM | 21,742 | $483,000 | thousands by filing date | |
| ECLIPSE RESOURCES CORP | 61179L100 | EQUITY | 110,041 | $483,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 23,500 | $482,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA INC | 89421B109 | COMMON STOCK | 24,688 | $482,000 | thousands by filing date | |
| CAPSTAR FINL HLDGS INC | 14070T102 | COM | 49,217 | $482,000 | thousands by filing date | |
| UNITED STS 12 MONTH OIL FD L | 91288V103 | UNIT BEN INT | 31,888 | $480,000 | thousands by filing date | |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 59,529 | $480,000 | thousands by filing date | |
| NUVEEN MINN QUALITY MUN INM | 670734102 | SHS | 33,969 | $479,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 51,142 | $479,000 | thousands by filing date | |
| BLACKROCK FLA MUN 2020 TERM | 09250M109 | COM SHS | 32,413 | $478,000 | thousands by filing date | |
| ISHARES TR | 46432FAZ0 | IBONDS MAR23 ETF | 17,453 | $477,000 | thousands by filing date | |
| STAR BULK CARRIERS CORP. | Y8162K204 | SHS PAR | 69,046 | $476,000 | thousands by filing date | |
| CTO REALTY GROWTH INC | 22948P103 | COM | 10,764 | $475,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 57,958 | $474,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 37,599 | $473,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT BASIC MATERIALS MOMENTUMETF | 46137V704 | ETF | 8,520 | $473,000 | thousands by filing date | |
| MESOBLAST LTD F SPONSORED ADR 1 ADR REPS 10 ORD SHS | 590717104 | SPONS ADR | 25,396 | $472,000 | thousands by filing date | |
| ASCENDIS PHARMA A/S DKK 1.0 AD | 04351P101 | SPONSORED ADR | 3,054 | $471,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102100 | UNIT LTD PRTNSP | 77,528 | $471,000 | thousands by filing date | |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 114,916 | $469,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 85,385 | $469,000 | thousands by filing date | |
| COLONY CR REAL ESTATE INC | 19625T101 | COM CL A | 95,136 | $467,000 | thousands by filing date | |
| SPECIAL OPPORTUNITIES FD INC | 84741T104 | COM | 37,538 | $466,000 | thousands by filing date | |
| GUESS INC | 401617AD7 | BOND | 579,000 | $466,000 | thousands by filing date | principal |
| RETROPHIN INC | 761299106 | COM | 25,038 | $462,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R861 | STATE STRET SPDR | 22,225 | $461,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 151,622 | $460,000 | thousands by filing date | |
| GALMED PHARMACEUTICALS LTD | M47238106 | SHS | 130,165 | $459,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 166,954 | $458,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V449 | S&P 100 EQL WIGH | 7,642 | $458,000 | thousands by filing date | |
| CUREVAC N V | N2451R105 | COM | 9,813 | $457,000 | thousands by filing date | |
| NEXA RES S A | L67359106 | COM | 86,171 | $456,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 63,057 | $456,000 | thousands by filing date | |
| 3D PRINTING ETF | 00214Q500 | ETF | 18,969 | $454,000 | thousands by filing date | |
| MATERIALISE NV | 57667T100 | SPONSORED ADS | 12,268 | $453,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 67,667 | $450,000 | thousands by filing date | |
| NEWPARK RES INC | 651718AE8 | NOTE 4.000%12/0 | 500,000 | $450,000 | thousands by filing date | principal |
| AMERICAN NATIONAL GROUP INC | 02772A109 | COM NEW | 6,641 | $448,000 | thousands by filing date | |
| EQUITY COMWLTH | 294628201 | 6.5% CNV PFD D | 15,323 | $448,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 12,326 | $447,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 73,144 | $444,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 107,805 | $443,000 | thousands by filing date | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 20,668 | $442,000 | thousands by filing date | |
| Youdao Inc - Adr | 98741T104 | COM | 17,101 | $442,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 93,171 | $440,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 35,798 | $438,000 | thousands by filing date | |
| PIMCO NEW YORK MUN FD II | 72200Y102 | COM | 40,589 | $436,000 | thousands by filing date | |
| ISHARES TR | 46432FAN7 | 2023 INVTGR BD | 17,385 | $436,000 | thousands by filing date | |
| EVOKE PHARMA INC | 30049G104 | COM | 92,920 | $436,000 | thousands by filing date | |
| DAILY JOURNAL CORP | 233912104 | COM | 1,795 | $435,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 273,314 | $434,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F767 | INDIA GROWTH LDR | 15,429 | $434,000 | thousands by filing date | |
| WHOLE EARTH BRANDS INC | 96684W100 | COM CL A | 52,051 | $434,000 | thousands by filing date | |
| AMERICAN CENTY ETF TR | 025072109 | DIVERSIFID CRP | 8,216 | $432,000 | thousands by filing date | |
| BNY MELLON HIGH YIELD STRATE | 09660L105 | SH BEN INT | 158,560 | $430,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 37,646 | $427,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 20,954 | $424,000 | thousands by filing date | |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 60,868 | $424,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 68,002 | $423,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 13,421 | $421,000 | thousands by filing date | |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 61,564 | $421,000 | thousands by filing date | |
| ISHARES SHORT MATURITY MUNICIPAL BOND ACTIVE ETF | 46431W838 | ETF | 8,302 | $417,000 | thousands by filing date | |
| I3 VERTICALS INC | 46571Y107 | COM CL A | 16,479 | $416,000 | thousands by filing date | |
| AUTOLUS THERAPEUTICS PLC SPON | 05280R100 | COM | 35,690 | $415,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 24,854 | $414,000 | thousands by filing date | |
| ISHARES INC | 464286293 | ASIA/PAC DIV ETF | 12,706 | $413,000 | thousands by filing date | |
| ARROW ETF TR | 04273H104 | ARROW DJ GLB YLD | 37,119 | $413,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 23,825 | $413,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 211,077 | $412,000 | thousands by filing date | |
| ELMIRA SVGS BK ELMIRA N Y | 289660102 | COM | 37,284 | $411,000 | thousands by filing date | |
| BNY MELLON MUN INCOME INC | 05589T104 | COM | 47,426 | $409,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657AK7 | NOTE 2.875% 2/0 | 451,000 | $408,000 | thousands by filing date | principal |
| SPOK HLDGS INC COM | 84863T106 | Stock | 42,591 | $405,000 | thousands by filing date | |
| CLARIVATE PLC | G21810109 | ORD SHS | 13,049 | $404,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 10,610 | $403,000 | thousands by filing date | |
| LANTERN PHARMA INC | 51654W101 | COM | 21,384 | $403,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A495 | VOLSHARES LARG | 12,000 | $403,000 | thousands by filing date | |
| INVESCO DB MULTI ETF SECTOR COMMODITY TRUST BASE METALS FUND | 46140H700 | ETF | 26,532 | $402,000 | thousands by filing date | |
| CROSSFIRST BANKSHARES INC | 22766M109 | COM | 46,314 | $402,000 | thousands by filing date | |
| FVCBANKCORP INC | 36120Q101 | COMMON STOCK | 40,012 | $400,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V423 | S&P 500 VLU MOMN | 11,426 | $400,000 | thousands by filing date | |
| SIXTH STREET SPECIALTY LENDING | 87265KAD4 | NOTE 4.500% 8/0 | 391,000 | $400,000 | thousands by filing date | principal |
| Galiano Gold Inc | 36352H100 | COM | 289,275 | $399,000 | thousands by filing date | |
| VEONEER INC | 92336XAA7 | NOTE 4.000% 6/0 | 409,000 | $399,000 | thousands by filing date | principal |
| PEOPLES BANCORP INC | 709789101 | COM | 20,814 | $398,000 | thousands by filing date | |
| FIRST COMMUNITY CORP | 319835104 | COMMON STOCK | 29,150 | $398,000 | thousands by filing date | |
| Delek Logistics Partners LP | 24664T103 | Com | 14,019 | $398,000 | thousands by filing date | |
| FORTE BIOSCIENCES INC | 34962G109 | COM | 8,177 | $397,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 94,229 | $396,000 | thousands by filing date | |
| PRELUDE THERAPEUTICS INC | 74065P101 | CMN | 13,155 | $396,000 | thousands by filing date | |
| AETERNA ZENTARIS INC | 007975402 | COM | 1,123,998 | $395,000 | thousands by filing date | |
| ACNB CORP | 000868109 | COMMON STOCK | 18,957 | $394,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 42,431 | $393,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 60,293 | $392,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 72,862 | $392,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 35,190 | $392,000 | thousands by filing date | |
| WISDOMTREE U S VALUE ETF | 97717W547 | COM | 4,722 | $391,000 | thousands by filing date | |
| OPTION CARE HEALTH INC COM NEW | 68404L201 | Stock | 29,227 | $390,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 98,300 | $390,000 | thousands by filing date | |
| BANKFINANCIAL CORP | 06643P104 | COM | 54,006 | $390,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 9,643 | $388,000 | thousands by filing date | |
| UNITY BIOTECHNOLOGY INC | 91381U101 | COM | 111,742 | $387,000 | thousands by filing date | |
| FILANA THERAPEUTICS INC | 14817C107 | CMN | 33,573 | $386,000 | thousands by filing date | |
| HILTON GRAND VACATIONS INC COM | 43283X105 | Stock | 18,367 | $385,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 16,594 | $385,000 | thousands by filing date | |
| INVESCO TR II ETF S&P 500 EMERGING MKTS LOW VOLATILITY | 46138E297 | ETF | 19,142 | $385,000 | thousands by filing date | |
| CHINA DISTANCE ED HLDGS LTD | 16944W104 | SPONS ADR | 40,132 | $385,000 | thousands by filing date | |
| VERITONE INC | 92347M100 | COM | 41,860 | $383,000 | thousands by filing date | |
| NUVEEN PA MUN VALUE FD | 67074K105 | COM | 26,583 | $383,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 144,453 | $382,000 | thousands by filing date | |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 18,123 | $381,000 | thousands by filing date | |
| SOLITON INC | 834251100 | COM | 49,732 | $380,000 | thousands by filing date | |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 23,525 | $379,000 | thousands by filing date | |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 20,622 | $379,000 | thousands by filing date | |
| CYCLERION THERAPEUTICS INC | 23255M105 | COM | 62,364 | $379,000 | thousands by filing date | |
| TRANSMEDICS GROUP INC | 89377M109 | COM | 27,389 | $378,000 | thousands by filing date | |
| TREAN INS GROUP INC | 89457R101 | COM | 24,801 | $378,000 | thousands by filing date | |
| NEUBERGER BERMAN CALIFORNIA IN | 64123C101 | COM | 29,085 | $376,000 | thousands by filing date | |
| ALPHA PRO TECH LTD | 020772109 | COM | 25,472 | $376,000 | thousands by filing date | |
| COASTAL FINL CORP WA | 19046P209 | COM NEW | 30,654 | $375,000 | thousands by filing date | |
| INVESCO FUNDAMENTAL INVESTMENT GRADE CORPORATE BOND ETF | 46138E693 | ETF | 13,725 | $375,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 12,103 | $373,000 | thousands by filing date | |
| BLUE BIRD CORP | 095306106 | COM | 30,700 | $373,000 | thousands by filing date | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 15,417 | $372,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 33,327 | $371,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232101 | COMMON STOCK | 20,940 | $371,000 | thousands by filing date | |
| LOMA NEGRA C I A S A MTN 14 | 54150E104 | SPONSORED ADS | 85,522 | $369,000 | thousands by filing date | |
| PLIANT THERAPEUTICS INC | 729139105 | COM | 16,256 | $368,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 150,848 | $368,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 26,979 | $368,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 29,658 | $367,000 | thousands by filing date | |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 287,104 | $365,000 | thousands by filing date | |
| FIRST TRUST | 33733G109 | COM BEN INTR | 159,199 | $365,000 | thousands by filing date | |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 10,588 | $364,000 | thousands by filing date | |
| WISDOMTREE TRUST CHINESE YUAN | 97717W182 | COM | 13,840 | $364,000 | thousands by filing date | |
| ALTIMMUNE INC | 02155H200 | COM NEW | 27,358 | $361,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 24,939 | $361,000 | thousands by filing date | |
| MASTERCRAFT BOAT HOLDINGS IN | 57637H103 | COMMON STOCK | 20,636 | $361,000 | thousands by filing date | |
| COLLIERS INTL GROUP INC SUB VTG SHS | 194693107 | Stock | 5,407 | $360,000 | thousands by filing date | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 33,267 | $358,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 25,015 | $358,000 | thousands by filing date | |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 291,096 | $358,000 | thousands by filing date | |
| ONTERRIS INC | 615111101 | COM | 14,950 | $356,000 | thousands by filing date | |
| PHASEBIO PHARMACEUTICALS INC | 717224109 | COM | 101,650 | $356,000 | thousands by filing date | |
| EXTERRAN CORP | 30227H106 | COM | 85,571 | $356,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 123,697 | $354,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 68,498 | $353,000 | thousands by filing date | |
| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 23,286 | $353,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572108 | CL B | 692 | $353,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 7,149 | $353,000 | thousands by filing date | |
| ATHENEX INC | 04685N103 | COM | 29,190 | $353,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 118,099 | $353,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q845 | DIVERSFD EQT ETF | 12,354 | $351,000 | thousands by filing date | |
| EXFO INC | 302046107 | SUB VTG SHS | 107,901 | $351,000 | thousands by filing date | |
| HEADHUNTER GROUP PLC ADR | 42207L106 | COM | 14,239 | $349,000 | thousands by filing date | |
| CASPER SLEEP INC | 147626105 | COM | 48,478 | $349,000 | thousands by filing date | |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 24,405 | $348,000 | thousands by filing date | |
| BILIBILI INC | 090040AB2 | NOTE 1.375% 4/0 | 197,000 | $348,000 | thousands by filing date | principal |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 5,298 | $348,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L787 | GLB QLT R/E IDX | 6,594 | $346,000 | thousands by filing date | |
| ADC THERAPEUTICS SA | H0036K147 | COMMON STOCK | 10,491 | $346,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 41,116 | $345,000 | thousands by filing date | |
| CENTRAIS ELETRICAS BRASILEIR | 15234Q108 | SPON ADR PFD B | 63,075 | $345,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 32,325 | $345,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 15,084 | $344,000 | thousands by filing date | |
| AVITA THERAPEUTICS, INC. | 05380C102 | COM | 13,657 | $344,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V878 | DORSEY WRGT ENRG | 26,899 | $344,000 | thousands by filing date | |
| SOL GEL TECHNOLOGIES | M8694L103 | SHS | 47,496 | $344,000 | thousands by filing date | |
| TRICIDA INC | 89610F101 | COM | 37,991 | $344,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 33,430 | $343,000 | thousands by filing date | |
| BLACKROCK STRATEGIC MUN TR | 09248T109 | COM | 25,682 | $342,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 255,268 | $342,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 129,328 | $342,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 168,564 | $342,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 45,348 | $341,000 | thousands by filing date | |
| RHYTHM PHARMACEUTICALS INC | 76243J105 | COM | 15,679 | $340,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 150,468 | $340,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G201 | S&P SMLCP MATL | 8,633 | $340,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 165,870 | $340,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551AC4 | BOND | 338,000 | $340,000 | thousands by filing date | principal |
| INVESCO BULLETSHARES 2029 MUNICIPAL BOND ETF | 46138J478 | ETF | 13,236 | $339,000 | thousands by filing date | |
| VILLAGE FARMS INTL INC | 92707Y108 | COM | 74,082 | $339,000 | thousands by filing date | |
| ABRDN JAPAN EQUITY FUND INC | 00306J109 | COM | 40,817 | $338,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 8,058 | $337,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 10,555 | $336,000 | thousands by filing date | |
| ECOVYST INC. | 73943T103 | Common Stock | 32,574 | $334,000 | thousands by filing date | |
| HANNON ARMSTRONG SUST INFR C | 41068XAB6 | NOTE 4.125% 9/0 | 212,000 | $334,000 | thousands by filing date | principal |
| AIRNET TECHNOLOGY INC | 00941Q104 | SPONSORED ADR | 363,011 | $334,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 8,316 | $333,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 373,802 | $333,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 13,176 | $331,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 51,146 | $330,000 | thousands by filing date | |
| THE CENTRAL AND EASTERN EU I | 153436100 | COM | 16,729 | $329,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 32,281 | $329,000 | thousands by filing date | |
| FIRST UNITED CORP | 33741H107 | COMMON STOCK | 28,081 | $328,000 | thousands by filing date | |
| FREQUENCY ELECTRONICS INC | 358010106 | COMMON STOCK | 32,375 | $327,000 | thousands by filing date | |
| ACTINIUM PHARMACEUTICALS | 00507W206 | COM | 33,747 | $327,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 47,526 | $327,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 7,642 | $323,000 | thousands by filing date | |
| HOVNANIAN ENTERPRISES INC | 442487401 | CL A NEW | 9,887 | $321,000 | thousands by filing date | |
| FUSION PHARMACEUTICALS INC | 36118A100 | COM | 26,693 | $321,000 | thousands by filing date | |
| ZEALAND PHARMA A/S | 98920Y304 | CMN | 8,360 | $321,000 | thousands by filing date | |
| ALERUS FINL CORP | 01446U103 | COM | 16,315 | $320,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 21,018 | $320,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS INC | 02875D109 | COM | 24,619 | $320,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X784 | WSDM EMKTBD FD | 4,324 | $319,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 36,670 | $318,000 | thousands by filing date | |
| Atossa Therapeutics Inc | 04962H506 | Common Stock | 131,557 | $318,000 | thousands by filing date | |
| BLACKROCK NY MUNICIPAL BOND | 09249P106 | COM | 20,127 | $317,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E164 | S&P SMLCP ENGY | 104,306 | $316,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 210,566 | $316,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 2,880 | $315,000 | thousands by filing date | |
| NEURONETICS INC | 64131A105 | COM | 64,854 | $315,000 | thousands by filing date | |
| KARUNA THERAPEUTICS INC | 48576A100 | COM | 4,070 | $315,000 | thousands by filing date | |
| TELIGENT INC NEW COM NEW | 87960W203 | COM | 437,021 | $315,000 | thousands by filing date | |
| GLOBAL INDEMNITY GROUP LLC | 37959R103 | COM CL A | 15,099 | $314,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762UAC9 | BOND | 358,000 | $314,000 | thousands by filing date | principal |
| CELYAD ONCOLOGY SA | 151205200 | ADR | 31,758 | $314,000 | thousands by filing date | |
| IMMUCELL CORP | 452525306 | COM PAR | 57,574 | $313,000 | thousands by filing date | |
| HELIOS TECHNOLOGIES INC | 42328H109 | COM | 8,511 | $311,000 | thousands by filing date | |
| LMP Automotive Holdings | 53952P101 | COM | 11,466 | $311,000 | thousands by filing date | |
| BlackRock Ultra Short-Term Bond ETF | 46434V878 | SHS | 6,124 | $310,000 | thousands by filing date | |
| NLIGHT INC | 65487K100 | COM | 13,156 | $309,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 23,187 | $308,000 | thousands by filing date | |
| 1ST CONSTITUTION BANCORP | 31986N102 | COM | 25,942 | $308,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108102 | CMN | 3,469 | $307,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 262,007 | $307,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 148,209 | $307,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 46,340 | $306,000 | thousands by filing date | |
| PROSHARES TR | 74347B276 | PSHS ULDOW30 NEW | 19,555 | $306,000 | thousands by filing date | |
| CONMED CORP | 207410AF8 | BOND | 277,000 | $306,000 | thousands by filing date | principal |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 39,847 | $306,000 | thousands by filing date | |
| AMALGAMATED BANK | 022663108 | COMMON STOCK | 28,774 | $305,000 | thousands by filing date | |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 1,312,560 | $305,000 | thousands by filing date | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 19,695 | $304,000 | thousands by filing date | |
| RELIANT BANCORP INC | 75956B101 | COM | 21,011 | $304,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 49,051 | $303,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W771 | CHINA BULL 3X | 20,735 | $302,000 | thousands by filing date | |
| 1895 BANCORP OF WIS INC COM | 28252W105 | Stock | 33,216 | $302,000 | thousands by filing date | |
| EATON VANCE NY MUNI INCOME T | 27826W104 | SH BEN INT | 23,539 | $301,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 56,095 | $300,000 | thousands by filing date | |
| NORWOOD FINANCIAL CORP | 669549107 | COMMON STOCK | 12,144 | $296,000 | thousands by filing date | |
| NEW ENGLAND RLTY ASSOC LTD P | 644206104 | DEPOSITRY RCPT | 6,033 | $296,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 456,886 | $295,000 | thousands by filing date | |
| SMARTFINANCIAL INC | 83190L208 | COMMON STOCK | 21,784 | $295,000 | thousands by filing date | |
| Berry Corp | 08579X101 | Common Stock | 93,174 | $295,000 | thousands by filing date | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 35,508 | $293,000 | thousands by filing date | |
| SPDR S&P North American Natural Resources ETF | 78463X152 | SHS | 10,215 | $292,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 465 | $292,000 | thousands by filing date | |
| CHINA BIOLOGIC PRODS HLDGS I | G21515104 | COM | 2,620 | $291,000 | thousands by filing date | |
| LOOP INDS INC | 543518104 | COM | 21,262 | $290,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 453,925 | $290,000 | thousands by filing date | |
| BANK SOUTH CAROLINA CORP | 065066102 | COM | 18,075 | $290,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 13,199 | $289,000 | thousands by filing date | |
| JPMORGAN ULTRA-SHORT MUNICIPAL INCOME ETF | 46641Q654 | ETF | 5,675 | $289,000 | thousands by filing date | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 20,685 | $289,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E708 | DIVIDEND STRNGTH | 8,698 | $288,000 | thousands by filing date | |
| NEW GERMANY FD INC | 644465106 | COM | 17,074 | $288,000 | thousands by filing date | |
| FEDNAT HOLDING COMPANY | 31431B109 | Common Stock | 45,728 | $288,000 | thousands by filing date | |
| HENNESSY CAP ACQUSTION CORP | 42589C104 | CL A COM | 25,849 | $288,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 10,415 | $287,000 | thousands by filing date | |
| SOUTH JERSEY INDS INC | 838518116 | UNIT 99/99/9999 | 8,685 | $287,000 | thousands by filing date | |
| BRT APARTMENTS CORP | 055645303 | REIT | 24,281 | $286,000 | thousands by filing date | |
| INSIGHT SELECT INCOME FD | 45781W109 | COM | 14,071 | $285,000 | thousands by filing date | |
| APOLLO COML REAL EST FIN INC | 03762UAB1 | NOTE 4.750% 8/2 | 308,000 | $285,000 | thousands by filing date | principal |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 9,015 | $283,000 | thousands by filing date | |
| FIVE9 INC | 338307AB7 | NOTE 0.125% 5/0 | 90,000 | $283,000 | thousands by filing date | principal |
| SOUNDTHINKING INC | 82536T107 | COM | 9,096 | $282,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 10,891 | $281,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T104 | COM | 12,816 | $280,000 | thousands by filing date | |
| EVELO BIOSCIENCES INC | 299734103 | COM | 52,772 | $279,000 | thousands by filing date | |
| INVESCO DB G10 CURRENCY HRVS | 46139B102 | UNIT | 11,928 | $279,000 | thousands by filing date | |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 33,999 | $278,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 21,735 | $277,000 | thousands by filing date | |
| TRANSOCEAN INC | 893830BJ7 | DEB 0.500% 1/3 | 1,384,000 | $277,000 | thousands by filing date | principal |
| DIREXION SHARES ETF TRUST | 25460G849 | DAILY 20 YR TREA | 5,442 | $276,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 10,855 | $275,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 13,587 | $274,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25490K869 | DAIL CSI 300 ETF | 9,060 | $274,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 519,265 | $274,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 13,757 | $274,000 | thousands by filing date | |
| TRINE ACQUISITION CORP | 89628U108 | COM CL A | 25,439 | $274,000 | thousands by filing date | |
| LIQTECH INTL INC | 53632A201 | COM | 32,300 | $273,000 | thousands by filing date | |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 9,228 | $272,000 | thousands by filing date | |
| SELECT INTERIOR CONCEPTS INC CLASS | 816120307 | CL A | 39,382 | $272,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524722 | 1000 INDEX ETF | 8,194 | $271,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 6,563 | $271,000 | thousands by filing date | |
| GENCO SHIPPING TRADING LTD | Y2685T131 | COMMON STOCK | 39,368 | $271,000 | thousands by filing date | |
| BLACKROCK NY MUN INCOME TR I | 09249R102 | COM | 19,894 | $271,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J726 | RAFI STRG US ETF | 12,014 | $270,000 | thousands by filing date | |
| PROSHARES TR | 74347R370 | PSHS SH MSCI EAF | 11,308 | $269,000 | thousands by filing date | |
| ISHARES TR | 46435G102 | CONV BD ETF | 3,291 | $266,000 | thousands by filing date | |
| SOUTH PLAINS FINANCIAL INC | 83946P107 | COM | 21,497 | $266,000 | thousands by filing date | |
| FENNEC PHARMACEUTICALS INC | 31447P100 | COMMON STOCK | 43,823 | $266,000 | thousands by filing date | |
| PCB BANCORP | 69320M109 | COMMON STOCK | 30,244 | $266,000 | thousands by filing date | |
| UNION BANKSHARES INC | 905400107 | CMN | 13,109 | $266,000 | thousands by filing date | |
| NANTHEALTH INC | 630104107 | CMN | 113,744 | $266,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 6,051 | $265,000 | thousands by filing date | |
| Mersana Therapeutics Inc | 59045L106 | Common Stock | 14,264 | $265,000 | thousands by filing date | |
| RIVERNORTH FLEXIBLE MUN INCO | 76883H104 | COM | 12,963 | $264,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D304 | COMMON STOCK | 101,376 | $262,000 | thousands by filing date | |
| COMMUNITY BANKERS TRUST CORP | 203612106 | COM | 51,471 | $262,000 | thousands by filing date | |
| PACER INDUSTRIAL REAL ESTATE ETF | 69374H766 | ETF | 7,752 | $261,000 | thousands by filing date | |
| CENTER COAST BRKFLD MLP ENRGY SHS BEN INT | 151461209 | CEF | 34,996 | $261,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 82,026 | $260,000 | thousands by filing date | |
| BREAKWAVE DRY BULK SHIPPING ETF | 26923H200 | ETF | 31,582 | $260,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E747 | GLOB X NOR ETF | 25,217 | $260,000 | thousands by filing date | |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 4,885 | $258,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 75,797 | $258,000 | thousands by filing date | |
| BLACK DIAMOND THERAPEUTICS I | 09203E105 | COM | 8,511 | $257,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 1,111,653 | $257,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 12,298 | $257,000 | thousands by filing date | |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 49,453 | $257,000 | thousands by filing date | |
| WISDOMTREE TR | 97717x552 | EUROP OPPOR FD | 9,400 | $256,000 | thousands by filing date | |
| SPERO THERAPEUTICS INC | 84833T103 | COM | 22,932 | $256,000 | thousands by filing date | |
| GAN LTD | G3728V109 | SHS | 15,171 | $256,000 | thousands by filing date | |
| NEOVASC INC | 64065J304 | COM | 119,383 | $256,000 | thousands by filing date | |
| RLJ LODGING TR | 74965L200 | CUM CONV PFD A | 10,926 | $255,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 68,530 | $255,000 | thousands by filing date | |
| NORTH AMERN CONSTR GROUP LTD | 656811106 | COM | 38,958 | $254,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 26,471 | $253,000 | thousands by filing date | |
| ISHARES TR | 46429B515 | CMN | 6,269 | $252,000 | thousands by filing date | |
| FULCRUM THERAPEUTICS INC | 359616109 | COMMON STOCK | 31,649 | $251,000 | thousands by filing date | |
| PROSHARES TR | 74348A319 | ULTSHT RUSS2000 | 27,882 | $251,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 25,449 | $250,000 | thousands by filing date | |
| CONTRAFECT CORP | 212326300 | COM | 47,284 | $250,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 24,702 | $249,000 | thousands by filing date | |
| AEGLEA BIOTHERAPEUTICS INC | 00773J103 | COM | 35,091 | $249,000 | thousands by filing date | |
| CHINA EASTN AIRLS LTD | 16937R104 | SPON ADR CL H | 11,520 | $249,000 | thousands by filing date | |
| MUSTANG BIO INC | 62818Q104 | COM | 79,027 | $249,000 | thousands by filing date | |
| ZENTALIS PHARMACEUTICALS INC | 98943L107 | COMMON STOCK | 7,574 | $248,000 | thousands by filing date | |
| ALTERYX INC | 02156BAD5 | BOND | 247,000 | $248,000 | thousands by filing date | principal |
| CHANNELADVISOR CORP | 159179100 | COM | 17,125 | $248,000 | thousands by filing date | |
| MARATHON PATENT GROUP INC | 56585W401 | COM | 126,729 | $248,000 | thousands by filing date | |
| WATFORD HOLDINGS LTD | G94787101 | SHS | 10,781 | $248,000 | thousands by filing date | |
| LIQUIDIA CORPORATION COM NEW | 53635D202 | Stock | 50,174 | $247,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000895421-20-000552 | this filing | 2020-11-13 | acceptance time not in the bulk data set |