13F-HR filed by MORGAN STANLEY
MORGAN STANLEY filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-11-13, with 6,838 holding rows worth $517,007,806,000.
- Accession
- 0000895421-20-000552
- Filer
- CIK 895421
- Filed
- 2020-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A holdings report, 22,043 entries on the cover page, a total value of $517,007,806,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $517,007,806,000 with VALUE read as thousands by filing date, 13F file number 028-03432. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerMORGAN STANLEY & CO INTERNATIONAL PLC028-04312
- included managerMORGAN STANLEY & CO. LLC028-11873
- included managerMorgan Stanley Canada LTD028-13197
- included managerMorgan Stanley Capital Services LLC028-11865
- included managerMORGAN STANLEY AIP GP LP028-14710
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT CO028-11366
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT INC028-11866
- included managerMorgan Stanley Investment Management LTD028-11867
- included managerMORGAN STANLEY SMITH BARNEY LLC028-13935
- included managerMorgan Stanley Strategic Investments, Inc028-12509
- included managerMorgan Stanley Uruguay Ltda.028-11533
- included managerFundlogic Sas028-15873
- included managerMorgan Stanley Asia Ltd028-19343
- included managerMorgan Stanley Wealth Management Australia Pty Ltd028-19344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FORTRESS BIOTECH INC | 34960Q109 | COM | 928,153 | $3,750,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 140,131 | $3,749,000 | thousands by filing date | |
| Fidelity High Dividend ETF | 316092840 | SHS | 135,169 | $3,746,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED BON | 27829M103 | COM SH BEN INT | 417,740 | $3,743,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 327,744 | $3,739,000 | thousands by filing date | |
| AFFIMED N V | N01045108 | COM | 1,099,241 | $3,727,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 152,508 | $3,722,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765UAB9 | NOTE 0.750% 2/1 | 3,550,000 | $3,722,000 | thousands by filing date | principal |
| WARRIOR MET COAL INC | 93627C101 | COM | 217,420 | $3,713,000 | thousands by filing date | |
| ORTHOFIX MED INC | 68752M108 | COM | 119,188 | $3,711,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 94,619 | $3,704,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 924,855 | $3,699,000 | thousands by filing date | |
| TRADEWEB MKTS INC CL A | 892672106 | Stock | 63,722 | $3,697,000 | thousands by filing date | |
| SILICON LABORATORIES INC | 826919AB8 | NOTE 1.375% 3/0 | 3,095,000 | $3,693,000 | thousands by filing date | principal |
| BRANDYWINEGLOBAL GLOBAL INCOME | 10537L104 | COM | 320,386 | $3,688,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X610 | EURO QTLY DIV GR | 133,278 | $3,685,000 | thousands by filing date | |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 239,432 | $3,678,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 68,694 | $3,675,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 421,008 | $3,675,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 55,835 | $3,667,000 | thousands by filing date | |
| NEW RELIC INC | 64829BAB6 | NOTE 0.500% 5/0 | 3,841,000 | $3,667,000 | thousands by filing date | principal |
| iShares iBonds Dec. 2028 Municipal Bond ETF | 46435U325 | ETF | 134,263 | $3,665,000 | thousands by filing date | |
| MOELIS & CO | 60786M105 | CL A | 104,119 | $3,659,000 | thousands by filing date | |
| ENCOMPASS HEALTH CORP COM | 29261A100 | Stock | 56,143 | $3,648,000 | thousands by filing date | |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 3,090,090 | $3,646,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 469,833 | $3,642,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 567,324 | $3,642,000 | thousands by filing date | |
| TRILLIUM THERAPEUTICS INC COM NEW | 89620X506 | Stock | 256,281 | $3,642,000 | thousands by filing date | |
| STATE STREET SPDR S&P OIL & GAS EQUIPMENT & SERVICES ETF | 78468R549 | ETF | 130,205 | $3,640,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 626,148 | $3,632,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 109,484 | $3,632,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 307,375 | $3,630,000 | thousands by filing date | |
| SVMK INC | 78489X103 | COM | 164,190 | $3,630,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 35,559 | $3,629,000 | thousands by filing date | |
| CUE BIOPHARMA INC | 22978P106 | COM | 241,067 | $3,628,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 122,188 | $3,621,000 | thousands by filing date | |
| VEONEER INC | 92336X109 | COM | 246,135 | $3,617,000 | thousands by filing date | |
| LENDINGTREE INC | 52603B107 | COM | 11,765 | $3,611,000 | thousands by filing date | |
| GABELLI CONVERTIBLE & INCOME S | 36240B109 | COM | 668,520 | $3,610,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 280,639 | $3,609,000 | thousands by filing date | |
| SOGOU INC ADR REPSTG A | 83409V104 | ADR REPSTG A | 405,812 | $3,608,000 | thousands by filing date | |
| MODEL N INC | 607525102 | COM | 102,213 | $3,606,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 894,685 | $3,605,000 | thousands by filing date | |
| ADDUS HOMECARE CORP | 006739106 | COM | 38,130 | $3,604,000 | thousands by filing date | |
| OI SA-ADR | 670851500 | ADR | 2,482,648 | $3,600,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 495,585 | $3,589,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 371,767 | $3,584,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 447,440 | $3,584,000 | thousands by filing date | |
| TURNING PT BRANDS INC | 90041LAE5 | CORP | 4,100,000 | $3,583,000 | thousands by filing date | principal |
| EAGLE MATLS INC COM | 26969P108 | Stock | 41,496 | $3,582,000 | thousands by filing date | |
| REVOLVE GROUP INC CL A | 76156B107 | Stock | 217,953 | $3,581,000 | thousands by filing date | |
| CORECARD CORPORATION | 45816D100 | COM | 91,808 | $3,579,000 | thousands by filing date | |
| JANUS HENDERSON SMALL/MID CAP GROWTH ALPHA ETF | 47103U209 | ETF | 69,188 | $3,577,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q668 | EM SECT DIV DG | 193,951 | $3,569,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E545 | MSCI GBL TIMBR | 126,896 | $3,566,000 | thousands by filing date | |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 108,285 | $3,565,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E107 | EQUAL WEGT 0-30 | 90,745 | $3,565,000 | thousands by filing date | |
| ISHARES INC | 464286582 | MSCI JAPN SMCETF | 48,525 | $3,562,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 25,674 | $3,561,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 126,236 | $3,561,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 59,064 | $3,560,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 68,312 | $3,555,000 | thousands by filing date | |
| NUTANIX INC | 67059NAB4 | NOTE 1/1 | 3,785,000 | $3,554,000 | thousands by filing date | principal |
| FRESHPET INC COM | 358039105 | Stock | 31,814 | $3,552,000 | thousands by filing date | |
| ZILLOW GROUP INC | 98954MAB7 | NOTE 2.000%12/0 | 1,833,000 | $3,552,000 | thousands by filing date | principal |
| AKCEA THERAPEUTICS INC | 00972L107 | COM | 195,555 | $3,548,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 268,946 | $3,547,000 | thousands by filing date | |
| CHANGE HEALTHCARE INC | 15912K100 | COM | 244,400 | $3,546,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 233,424 | $3,539,000 | thousands by filing date | |
| TECHTARGET INC | 87874R100 | COM | 80,509 | $3,539,000 | thousands by filing date | |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 103,404 | $3,538,000 | thousands by filing date | |
| DBX ETF TR | 233051705 | XTRACK MUN INFRA | 124,666 | $3,537,000 | thousands by filing date | |
| PATRICK INDS INC | 703343103 | COM | 61,475 | $3,536,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 464,476 | $3,530,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 310,815 | $3,518,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 20,565 | $3,517,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 337,741 | $3,516,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430479 | ACCESS INVT GR | 63,723 | $3,515,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 193,236 | $3,515,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC | 928298AP3 | NOTE 2.250% 6/1 | 3,636,000 | $3,512,000 | thousands by filing date | principal |
| JACK IN THE BOX INC | 466367109 | COM | 44,254 | $3,511,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469AA6 | NOTE | 4,313,000 | $3,507,000 | thousands by filing date | principal |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 10,318 | $3,495,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE-TRA | 74255Y870 | USMC | 105,683 | $3,489,000 | thousands by filing date | |
| IAA INC | 449253103 | COM | 66,759 | $3,477,000 | thousands by filing date | |
| MESA LABS INC COM | 59064R109 | Stock | 13,620 | $3,471,000 | thousands by filing date | |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 269,159 | $3,471,000 | thousands by filing date | |
| PERSHING SQUARE TONTINE HLDG COM | 71531R109 | CL A | 152,881 | $3,469,000 | thousands by filing date | |
| INMODE LTD SHS | M5425M103 | Stock | 95,840 | $3,467,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 117,614 | $3,465,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 2,152,224 | $3,465,000 | thousands by filing date | |
| iShares Emerging Markets Equity Factor ETF | 46434G889 | SHS | 78,917 | $3,463,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 183,926 | $3,461,000 | thousands by filing date | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 128,517 | $3,459,000 | thousands by filing date | |
| XPERI HLDG CORP | 98390M103 | COM | 300,871 | $3,457,000 | thousands by filing date | |
| SERVICE PPTYS TR | 81761L102 | COM SH BEN INT | 433,879 | $3,451,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 58,506 | $3,448,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 38,618 | $3,445,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 555,436 | $3,433,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P553 | US CORE BOND ETF | 130,741 | $3,431,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 314,027 | $3,425,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 251,389 | $3,417,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 681,839 | $3,416,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT IN | 538034AQ2 | NOTE 2.500% 3/1 | 3,090,000 | $3,413,000 | thousands by filing date | principal |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 96,045 | $3,410,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 59,816 | $3,409,000 | thousands by filing date | |
| PRIMO WATER CORPORATION | 74167P108 | COM | 239,893 | $3,406,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 46,241 | $3,405,000 | thousands by filing date | |
| FORTIVE CORP | 34959JAK4 | NOTE 0.875% 2/1 | 3,392,000 | $3,405,000 | thousands by filing date | principal |
| CADENCE BANCORP | 12739A100 | COMMON EQUITY | 395,905 | $3,402,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E669 | GLOBAL EX US HGH | 157,337 | $3,401,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 301,804 | $3,395,000 | thousands by filing date | |
| REATA PHARMACEUTICALS INC | 75615P103 | CL A | 34,827 | $3,393,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 55,699 | $3,390,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 161,253 | $3,388,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 477,022 | $3,382,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 373,182 | $3,381,000 | thousands by filing date | |
| SUZANO S A SPON ADS | 86959K105 | ADR | 413,577 | $3,380,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC | 02376RAF9 | NOTE 6.500% 7/0 | 3,654,000 | $3,379,000 | thousands by filing date | principal |
| SHIFT4 PMTS INC CL A | 82452J109 | Stock | 69,867 | $3,378,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 453,433 | $3,378,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 46,351 | $3,377,000 | thousands by filing date | |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 280,049 | $3,373,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 163,454 | $3,367,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 166,317 | $3,357,000 | thousands by filing date | |
| OKTA INC | 679295AD7 | NOTE 0.125% 9/0 | 2,539,000 | $3,357,000 | thousands by filing date | principal |
| CIRCOR INTL INC | 17273K109 | COM | 122,740 | $3,356,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V274 | S&P500 EQL UTL | 35,530 | $3,353,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 43,447 | $3,353,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941109 | COM | 31,490 | $3,337,000 | thousands by filing date | |
| LIGHTSPEED POS INC | 53227R106 | SUB VTG SHS | 104,196 | $3,337,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 138,355 | $3,334,000 | thousands by filing date | |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 28,060 | $3,332,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 98,129 | $3,331,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V662 | PHARMACEUTICALS | 52,157 | $3,331,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 183,336 | $3,330,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X651 | US S CAP QTY DIV | 108,254 | $3,324,000 | thousands by filing date | |
| BARINGS GLOBAL SHORT DURATIO | 06760L100 | COM | 249,490 | $3,323,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 48,313 | $3,318,000 | thousands by filing date | |
| PERDOCEO ED CORP | 71363P106 | COM | 271,079 | $3,318,000 | thousands by filing date | |
| LUNA INNOVATIONS INC | 550351100 | COM | 554,853 | $3,318,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 3,406,264 | $3,315,000 | thousands by filing date | |
| INTERDIGITAL INC | 45867GAB7 | BOND | 3,220,000 | $3,313,000 | thousands by filing date | principal |
| PROPETRO HLDG CORP | 74347M108 | COM | 814,789 | $3,308,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F205 | STEEL ETF | 106,902 | $3,304,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 356,748 | $3,297,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A301 | 6.50% CON PFD B | 23,186 | $3,295,000 | thousands by filing date | |
| BIOHAVEN PHARMACEUTICAL HOLDIN | G11196105 | COM | 50,647 | $3,294,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 113,788 | $3,292,000 | thousands by filing date | |
| COMMUNITY USD0.01 | 20369C106 | COM | 70,207 | $3,283,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC | 594837403 | SPON ADR NEW | 1,019,608 | $3,282,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 78,379 | $3,279,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 47,423 | $3,277,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 557,956 | $3,275,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 106,010 | $3,275,000 | thousands by filing date | |
| SEMPRA ENERGY | 816851406 | 6% PFD CONV A | 32,779 | $3,272,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125CAD1 | NOTE 2.250% 5/1 | 2,367,000 | $3,262,000 | thousands by filing date | principal |
| FIRST TR EMERGING ETF MARKETS SMALL CAP ALPHADEX FUND | 33737J307 | ETF | 97,074 | $3,260,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L845 | QLT DIV DEF IDX | 73,710 | $3,259,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 560,133 | $3,255,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 294,853 | $3,250,000 | thousands by filing date | |
| GOODRICH PETE CORP COM PAR | 382410843 | Stock | 422,467 | $3,249,000 | thousands by filing date | |
| AMERISAFE INC | 03071H100 | COM | 56,620 | $3,247,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 270,319 | $3,245,000 | thousands by filing date | |
| FANG HLDGS LTD | 30711Y300 | ADR NEW | 281,683 | $3,242,000 | thousands by filing date | |
| TABULA RASA HEALTHCARE INC | 873379101 | COMMON STOCK | 79,502 | $3,241,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 2,991,000 | $3,241,000 | thousands by filing date | principal |
| SPDR SERIES TRUST | 78464A540 | ST STR SP TELCO | 47,971 | $3,240,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 29,968 | $3,237,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 198,583 | $3,234,000 | thousands by filing date | |
| EVERBRIDGE INC | 29978A104 | COM | 25,622 | $3,222,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X434 | MSCI EAFE STRTGC | 52,028 | $3,217,000 | thousands by filing date | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 229,459 | $3,217,000 | thousands by filing date | |
| TUFIN SOFTWARE TECHNOLOGIS L | M8893U102 | SHS | 389,470 | $3,213,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 116,248 | $3,201,000 | thousands by filing date | |
| KAMADA LTD | M6240T109 | SHS | 382,590 | $3,199,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 347,198 | $3,195,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V340 | S&P500 EQL FIN | 83,880 | $3,195,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 63,685 | $3,190,000 | thousands by filing date | |
| CAREDX INC | 14167L103 | COM | 83,950 | $3,186,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 566,846 | $3,186,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V886 | S&P500 EX-RATE | 41,923 | $3,183,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 243,414 | $3,181,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 625,681 | $3,180,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 335,848 | $3,174,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 87,523 | $3,171,000 | thousands by filing date | |
| SMITH & WESSON BRANDS INC | 831754106 | COM | 204,150 | $3,168,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 748,088 | $3,165,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 81,149 | $3,164,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 32,026 | $3,164,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 1,310,875 | $3,159,000 | thousands by filing date | |
| U S PHYSICAL THERAPY | 90337L108 | COM | 36,327 | $3,155,000 | thousands by filing date | |
| EXANTAS CAP CORP | 30068N105 | COM NEW | 1,509,181 | $3,154,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 181,752 | $3,153,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 516,018 | $3,153,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 102,170 | $3,149,000 | thousands by filing date | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 181,017 | $3,149,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 17,719 | $3,148,000 | thousands by filing date | |
| US Ecology, Inc. | 91734M103 | COM | 96,365 | $3,148,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 148,455 | $3,145,000 | thousands by filing date | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 64,639 | $3,144,000 | thousands by filing date | |
| ISHARES TR | 464289420 | RUS TP200 VL ETF | 61,537 | $3,143,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 225,287 | $3,138,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 221,979 | $3,137,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 59,314 | $3,133,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 243,711 | $3,129,000 | thousands by filing date | |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 150,853 | $3,129,000 | thousands by filing date | |
| CLEVELAND CLIFFS INC | 185899AA9 | DBCV 1.500% 1/1 | 3,058,000 | $3,127,000 | thousands by filing date | principal |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 335,361 | $3,126,000 | thousands by filing date | |
| CORECIVIC INC | 21871N101 | COM | 390,337 | $3,122,000 | thousands by filing date | |
| AQUESTIVE THERAPEUTICS INC COM | 03843E104 | Stock | 642,883 | $3,121,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 102,631 | $3,119,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 119,890 | $3,118,000 | thousands by filing date | |
| AVAYA HLDGS CORP | 05351XAB7 | NOTE 2.250% 6/1 | 3,355,000 | $3,113,000 | thousands by filing date | principal |
| TRINSEO S A | L9340P101 | SHS | 121,417 | $3,113,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 148,803 | $3,107,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771VAB4 | NOTE 1.500%10/0 | 3,774,000 | $3,107,000 | thousands by filing date | principal |
| RED ROCK RESORTS INC | 75700L108 | CL A | 181,521 | $3,104,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 113,436 | $3,096,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X853 | INTL EQUITY OPP | 54,460 | $3,096,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 172,662 | $3,096,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 59,027 | $3,094,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 224,357 | $3,093,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 163,899 | $3,086,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 765,037 | $3,083,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 148,185 | $3,083,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V753 | FOOD & BEVERAGE | 94,211 | $3,082,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 229,223 | $3,081,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 56,173 | $3,081,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147UAB3 | NOTE 4.500% 4/0 | 3,051,000 | $3,078,000 | thousands by filing date | principal |
| SNAP INC | 83304AAB2 | NOTE 0.75% 08/01/2026 | 2,215,000 | $3,074,000 | thousands by filing date | principal |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 48,025 | $3,071,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 297,231 | $3,070,000 | thousands by filing date | |
| KINIKSA PHARMACEUTICALS LTD | G5269C101 | COM CL A | 200,406 | $3,070,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 881,785 | $3,060,000 | thousands by filing date | |
| SHOE STA GROUP INC | 824889109 | COM | 91,001 | $3,055,000 | thousands by filing date | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 117,114 | $3,052,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 51,621 | $3,052,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 58,582 | $3,048,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 185,823 | $3,033,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 178,578 | $3,032,000 | thousands by filing date | |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 58,778 | $3,031,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 236,518 | $3,030,000 | thousands by filing date | |
| CONSTELLATION PHARMACEUTICALS INC. | 210373106 | Common Stock | 149,327 | $3,025,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 48,207 | $3,024,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 203,495 | $3,022,000 | thousands by filing date | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 207,707 | $3,022,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 61,255 | $3,019,000 | thousands by filing date | |
| MIND C T I LTD | M70240102 | ORD | 1,300,115 | $3,016,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 219,870 | $3,015,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 1,201,256 | $3,014,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 198,085 | $3,011,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q308 | DIV RTN EM EQT | 64,366 | $3,008,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 76,373 | $3,007,000 | thousands by filing date | |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 42,175 | $3,004,000 | thousands by filing date | |
| SUNNOVA ENERGY INTERNATIONAL I | 86745K104 | COM | 98,772 | $3,004,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 77,029 | $3,003,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 59,416 | $3,002,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 228,940 | $3,002,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 29,037 | $3,001,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 460,709 | $3,000,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 227,956 | $3,000,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 12,434 | $2,992,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 937,717 | $2,991,000 | thousands by filing date | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 103,190 | $2,991,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 411,257 | $2,985,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 76,102 | $2,985,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109AD0 | NOTE 2.875% 6/1 | 3,017,000 | $2,983,000 | thousands by filing date | principal |
| ISHARES TR | 46432F875 | MRNGSTR INC ETF | 131,983 | $2,976,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 49,192 | $2,969,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 351,431 | $2,966,000 | thousands by filing date | |
| COMMVAULT SYS INC COM | 204166102 | Stock | 72,688 | $2,965,000 | thousands by filing date | |
| VANECK LOW CARBON ENERGYETF | 92189F502 | UIT EXCHANGE TRADED | 26,944 | $2,963,000 | thousands by filing date | |
| SELECTIVE INS GROUP INC | 816300107 | COM | 57,491 | $2,960,000 | thousands by filing date | |
| READY CAPITAL CORP | 75574U101 | COM | 264,193 | $2,958,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 86,485 | $2,958,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 546,456 | $2,956,000 | thousands by filing date | |
| STRATEGIC ED INC COM | 86272C103 | Stock | 32,223 | $2,947,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 52,205 | $2,945,000 | thousands by filing date | |
| PROVIDENCE SVC CORP | 743815102 | COM | 31,700 | $2,945,000 | thousands by filing date | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 36,390 | $2,934,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 34,341 | $2,933,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 243,170 | $2,933,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 874,351 | $2,930,000 | thousands by filing date | |
| OAKTREE STRATEGIC INCOME COR | 67402D104 | COM | 448,943 | $2,923,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 215,620 | $2,917,000 | thousands by filing date | |
| II VI INC | 902104AB4 | NOTE 0.250% 9/0 | 2,596,000 | $2,907,000 | thousands by filing date | principal |
| GREEN PLAINS INC | 393222104 | COM | 187,613 | $2,904,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N816 | VCSHS DEV ENH VL | 104,341 | $2,903,000 | thousands by filing date | |
| CRH MEDICAL CORP | 12626F105 | COM | 1,338,045 | $2,903,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 78,579 | $2,902,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 98,190 | $2,900,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 118,175 | $2,897,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 310,403 | $2,895,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 55,191 | $2,895,000 | thousands by filing date | |
| Y-mAbs Therapeutics Inc | 984241109 | Common Stock | 75,392 | $2,894,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 176,339 | $2,892,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 295,648 | $2,891,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470MAD1 | BOND | 3,325,000 | $2,886,000 | thousands by filing date | principal |
| SOCIAL CAP HDOSPHIA HLDG CO | G8250T109 | SHS CL A | 151,795 | $2,882,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 147,413 | $2,881,000 | thousands by filing date | |
| 8X8 INC NEW | 282914AB6 | BOND | 3,122,000 | $2,881,000 | thousands by filing date | principal |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 252,772 | $2,872,000 | thousands by filing date | |
| XP INC CL A | G98239109 | Stock | 68,751 | $2,867,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 713,230 | $2,867,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E586 | KBW PPTY CASUT | 50,807 | $2,865,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 98,459 | $2,864,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 285,985 | $2,863,000 | thousands by filing date | |
| REALPAGE INC | 75606NAC3 | NOTE 1.500% 5/1 | 2,775,000 | $2,855,000 | thousands by filing date | principal |
| GLADSTONE LAND CORP | 376549101 | REIT | 189,888 | $2,852,000 | thousands by filing date | |
| SPIRE INC | 84857L101 | COM | 53,586 | $2,851,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 206,804 | $2,847,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 50,109 | $2,846,000 | thousands by filing date | |
| EVOQUA WATER TECHNOLOGIES CO | 30057T105 | COM | 134,074 | $2,845,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630102 | COM | 56,161 | $2,839,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 36,619 | $2,837,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 46,785 | $2,835,000 | thousands by filing date | |
| SURO CAP CORP | 86887Q109 | COM NEW | 261,370 | $2,834,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 140,838 | $2,830,000 | thousands by filing date | |
| HANNON ARMSTRONG SUST INFR C | 41068XAD2 | BOND | 2,716,000 | $2,828,000 | thousands by filing date | principal |
| Morgan Stanley | 617446448 | COM | 58,405 | $2,825,000 | thousands by filing date | |
| STONEMOR INC | 86184W106 | COM | 2,918,752 | $2,817,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 1,676,004 | $2,816,000 | thousands by filing date | |
| EDAP TMS S A | 268311107 | SPONSORED ADR | 612,065 | $2,815,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y607 | PRIN U S SMALL | 100,364 | $2,815,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 133,092 | $2,811,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 579,541 | $2,811,000 | thousands by filing date | |
| O-I GLASS INC | 67098H104 | COM | 265,094 | $2,806,000 | thousands by filing date | |
| ISHARES INC | 464286327 | MSCI GLB SLV&MTL | 179,983 | $2,804,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 323,000 | $2,803,000 | thousands by filing date | |
| ARENA PHARMACEUTICALS INC | 040047607 | COM NEW | 37,472 | $2,802,000 | thousands by filing date | |
| ACADIAN ASSET MANAGEMENT INC COM | 10948W103 | Stock | 216,924 | $2,798,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430404 | ACTIVEBETA JAP | 84,262 | $2,797,000 | thousands by filing date | |
| HAMILTON LANE INC | 407497106 | CL A | 43,299 | $2,796,000 | thousands by filing date | |
| APTOSE BIOSCIENCES INC COM | 03835T200 | Stock | 466,030 | $2,796,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 150,118 | $2,792,000 | thousands by filing date | |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 234,519 | $2,791,000 | thousands by filing date | |
| HUTCHMED CHINA LTD SPONSORED ADS | 44842L103 | ADR | 86,344 | $2,788,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 1,032,563 | $2,788,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 376,861 | $2,785,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 187,884 | $2,783,000 | thousands by filing date | |
| CNX RES CORP COM | 12653C108 | Stock | 294,507 | $2,781,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 249,869 | $2,781,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 105,783 | $2,779,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 38,066 | $2,779,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 48,222 | $2,779,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 133,042 | $2,775,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 45,504 | $2,775,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T807 | COM | 643,112 | $2,772,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 534,815 | $2,770,000 | thousands by filing date | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 116,677 | $2,767,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 255,928 | $2,767,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 273,431 | $2,762,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 97,547 | $2,762,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 304,659 | $2,761,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 285,550 | $2,759,000 | thousands by filing date | |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 44,145 | $2,756,000 | thousands by filing date | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 143,398 | $2,756,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 112,603 | $2,751,000 | thousands by filing date | |
| ILLUMINA INC | 452327AK5 | NOTE 8/1 | 2,598,000 | $2,751,000 | thousands by filing date | principal |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 98,690 | $2,746,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 302,144 | $2,744,000 | thousands by filing date | |
| APEX TECHNOLOGY ACQUISITION COM | 03768F102 | CL A | 258,872 | $2,744,000 | thousands by filing date | |
| CASTLE BIOSCIENCES INC | 14843C105 | COMMON STOCK | 53,280 | $2,742,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 40,635 | $2,741,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 223,990 | $2,736,000 | thousands by filing date | |
| BELLUS HEALTH INC NEW | 07987C204 | COM | 1,204,600 | $2,734,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 302,875 | $2,729,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 201,455 | $2,725,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 48,732 | $2,722,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 240,005 | $2,722,000 | thousands by filing date | |
| BRIGHT SCHOLAR ED HLDGS LTD | 109199109 | SPONSORED ADS | 425,767 | $2,721,000 | thousands by filing date | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 31,269 | $2,720,000 | thousands by filing date | |
| BOOT BARN HLDGS INC | 099406100 | COM | 96,638 | $2,720,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550AE5 | BOND | 2,450,000 | $2,715,000 | thousands by filing date | principal |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 2,491,000 | $2,710,000 | thousands by filing date | principal |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 234,748 | $2,706,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L308 | MSTAR EMKT FAC | 56,780 | $2,705,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC | 854502846 | UNIT 11/15/2022 | 26,741 | $2,704,000 | thousands by filing date | |
| DYNATRACE INC COM NEW | 268150109 | Stock | 65,903 | $2,703,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 140,884 | $2,701,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 536,527 | $2,699,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 74,837 | $2,692,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 27,807 | $2,689,000 | thousands by filing date | |
| HIGHLAND FDS I | 430101774 | HI LD IBOXX SRLN | 170,956 | $2,688,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 160,846 | $2,685,000 | thousands by filing date | |
| ENERGIZER HLDGS INC NEW | 29272W208 | 7.5 MCNV PFD A | 31,270 | $2,677,000 | thousands by filing date | |
| COMPNHIA ENRG C | 204409882 | SPONSORED ADR | 1,385,864 | $2,675,000 | thousands by filing date | |
| SPDR SER TR | 78468R812 | MSCI USA STRTGIC | 28,252 | $2,673,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 1,043,616 | $2,672,000 | thousands by filing date | |
| NUVEEN PFD & INCOME 2022 TER | 67075T105 | COM | 116,485 | $2,671,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J775 | BLOO PRI PWR ETF | 48,003 | $2,669,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 71,822 | $2,668,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E420 | CMN | 82,915 | $2,668,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 344,602 | $2,667,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 284,561 | $2,666,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 96,938 | $2,665,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA | 88339KAA0 | NOTE 3.250%11/0 | 2,989,000 | $2,664,000 | thousands by filing date | principal |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 27,750 | $2,663,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 1,194,022 | $2,663,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 293,249 | $2,657,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 154,716 | $2,654,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 281,138 | $2,651,000 | thousands by filing date | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 49,273 | $2,641,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 237,578 | $2,635,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS GROUP SPONSORED ADS | 45857P806 | ADR | 50,080 | $2,628,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 48,454 | $2,627,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 73,698 | $2,623,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 191,855 | $2,623,000 | thousands by filing date | |
| BNY MELLON STRATEGIC MUN BD | 09662E109 | COM | 359,536 | $2,621,000 | thousands by filing date | |
| RIVERNORTH DOUBLELINE STRATE | 76882G107 | COM | 191,088 | $2,621,000 | thousands by filing date | |
| CAPITAL CLEAN ENERGY CARRIERS COM | Y11082206 | Stock | 397,030 | $2,620,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTREAM O | 18469P209 | COM | 298,647 | $2,619,000 | thousands by filing date | |
| JOINT CORP | 47973J102 | COM | 150,431 | $2,616,000 | thousands by filing date | |
| BANK OZK LITTLE ROCK ARK COM | 06417N103 | Stock | 122,593 | $2,614,000 | thousands by filing date | |
| GMS INC | 36251C103 | COM | 108,396 | $2,613,000 | thousands by filing date | |
| Inflarx Nv | N44821101 | COM | 613,062 | $2,612,000 | thousands by filing date | |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 162,161 | $2,611,000 | thousands by filing date | |
| RH | 74967XAA1 | BOND | 1,278,000 | $2,610,000 | thousands by filing date | principal |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 124,531 | $2,609,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 41,595 | $2,607,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 114,656 | $2,605,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F739 | CONV | 55,056 | $2,600,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC | 02557T307 | UNIT 08/15/2023 | 52,500 | $2,599,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 26,532 | $2,597,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 35,454 | $2,595,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 294,511 | $2,585,000 | thousands by filing date | |
| VITAL FARMS INC | 92847W103 | COM | 63,766 | $2,585,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 218,376 | $2,585,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 162,898 | $2,581,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 32,064 | $2,578,000 | thousands by filing date | |
| ALPHATEC HLDGS INC | 02081G201 | COM NEW | 386,944 | $2,570,000 | thousands by filing date | |
| HERBALIFE NUTRITION LTD | 42703MAD5 | NOTE 2.625% 3/1 | 2,571,000 | $2,570,000 | thousands by filing date | principal |
| ARCO PLATFORM LTD | G04553106 | COM CL A | 62,931 | $2,569,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 146,617 | $2,568,000 | thousands by filing date | |
| RIVERNORTH OPPOR MUNI INCM FD | 76883F108 | COM | 125,648 | $2,564,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 240,244 | $2,563,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 638,058 | $2,558,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 190,336 | $2,554,000 | thousands by filing date | |
| Afya Ltd-Class A | G01125106 | COM | 93,713 | $2,552,000 | thousands by filing date | |
| ITT INC COM | 45073V108 | Stock | 42,766 | $2,526,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 68,583 | $2,525,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940T109 | COM | 332,968 | $2,525,000 | thousands by filing date | |
| CLEARWAY ENERGY INC-CLASS A NE | 18539C105 | CL A | 102,219 | $2,525,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 123,776 | $2,524,000 | thousands by filing date | |
| DOCUSIGN INC | 256163AB2 | NOTE 0.500% 9/1 | 834,000 | $2,521,000 | thousands by filing date | principal |
| DENNYS CORP | 24869P104 | COM | 251,769 | $2,519,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 202,284 | $2,518,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 69,567 | $2,516,000 | thousands by filing date | |
| RPT REALTY | 74971D101 | SH BEN INT | 461,431 | $2,510,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 19,782 | $2,504,000 | thousands by filing date | |
| TTEC HLDGS INC | 89854H102 | COM | 45,906 | $2,504,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 108,438 | $2,503,000 | thousands by filing date | |
| BMC STK HLDGS INC | 05591B109 | COM | 58,341 | $2,498,000 | thousands by filing date | |
| EXACT SCIENCES CORP | 30063PAB1 | NOTE 0.375% 3/1 | 2,121,000 | $2,495,000 | thousands by filing date | principal |
| PRINCIPAL REAL ESTATE INCOME | 74255X104 | SHS BEN INT | 232,194 | $2,487,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 203,202 | $2,480,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AP0 | NOTE 1.625%10/1 | 1,876,000 | $2,480,000 | thousands by filing date | principal |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 174,755 | $2,478,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 24,455 | $2,469,000 | thousands by filing date | |
| McCormick & Company Inc | 579780107 | COM | 12,637 | $2,468,000 | thousands by filing date | |
| GOSSAMER BIO INC COM | 38341P102 | Stock | 198,786 | $2,466,000 | thousands by filing date | |
| CO-DIAGNOSTICS INC | 189763105 | COM | 181,057 | $2,460,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 189,634 | $2,459,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 122,681 | $2,459,000 | thousands by filing date | |
| COUPA SOFTWARE INC | 22266LAC0 | NOTE 0.125% 6/1 | 1,350,000 | $2,459,000 | thousands by filing date | principal |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 620,447 | $2,456,000 | thousands by filing date | |
| Proshares VIX Short-Term | 74347W171 | Equity | 120,365 | $2,456,000 | thousands by filing date | |
| CALAMOS GLOBAL TOTAL RETURN FU | 128118106 | COM SH BEN INT | 206,586 | $2,450,000 | thousands by filing date | |
| SFL CORP LTD | G7738W106 | COMMON STOCK | 327,022 | $2,449,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 76,171 | $2,446,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V191 | S&P MDCP400 VL | 44,903 | $2,446,000 | thousands by filing date | |
| U S XPRESS ENTERPRISES INC | 90338N202 | COM | 296,075 | $2,446,000 | thousands by filing date | |
| SILICOM LTD | M84116108 | ORD | 75,499 | $2,445,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 301,691 | $2,441,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 209,911 | $2,441,000 | thousands by filing date | |
| COWEN GROUP INC | 223622606 | COMMON STOCK | 149,933 | $2,438,000 | thousands by filing date | |
| NGM BIOPHARMACEUTICALS INC | 62921N105 | COM | 153,049 | $2,435,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 6,023 | $2,434,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 90,728 | $2,430,000 | thousands by filing date | |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 55,367 | $2,430,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 322,159 | $2,423,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 348,219 | $2,420,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 208,476 | $2,414,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X263 | CURRNCY INT EQ | 94,941 | $2,414,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 853,982 | $2,412,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 145,087 | $2,407,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 171,627 | $2,403,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 93,109 | $2,399,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 196,016 | $2,396,000 | thousands by filing date | |
| CHEGG INC | 163092AD1 | NOTE 0.125% 3/1 | 1,582,000 | $2,396,000 | thousands by filing date | principal |
| ESSA PHARMA INC | 29668H708 | COM NEW | 346,819 | $2,393,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 416,169 | $2,390,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 123,340 | $2,388,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N J FD I | 09254Y109 | COM | 173,014 | $2,386,000 | thousands by filing date | |
| RYB ED INC | 74979W101 | ADR | 784,114 | $2,384,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 671,101 | $2,383,000 | thousands by filing date | |
| PING IDENTITY HOLDING CORP | 72341T103 | COMMON STOCK | 76,381 | $2,383,000 | thousands by filing date | |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 85,366 | $2,382,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 57,432 | $2,381,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000895421-20-000552 | this filing | 2020-11-13 | acceptance time not in the bulk data set |