13F-HR filed by MORGAN STANLEY
MORGAN STANLEY filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-11-13, with 6,838 holding rows worth $517,007,806,000.
- Accession
- 0000895421-20-000552
- Filer
- CIK 895421
- Filed
- 2020-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A holdings report, 22,043 entries on the cover page, a total value of $517,007,806,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $517,007,806,000 with VALUE read as thousands by filing date, 13F file number 028-03432. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerMORGAN STANLEY & CO INTERNATIONAL PLC028-04312
- included managerMORGAN STANLEY & CO. LLC028-11873
- included managerMorgan Stanley Canada LTD028-13197
- included managerMorgan Stanley Capital Services LLC028-11865
- included managerMORGAN STANLEY AIP GP LP028-14710
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT CO028-11366
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT INC028-11866
- included managerMorgan Stanley Investment Management LTD028-11867
- included managerMORGAN STANLEY SMITH BARNEY LLC028-13935
- included managerMorgan Stanley Strategic Investments, Inc028-12509
- included managerMorgan Stanley Uruguay Ltda.028-11533
- included managerFundlogic Sas028-15873
- included managerMorgan Stanley Asia Ltd028-19343
- included managerMorgan Stanley Wealth Management Australia Pty Ltd028-19344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MONROE CAPITAL CORP | 610335101 | COM | 35,947 | $246,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 37,635 | $246,000 | thousands by filing date | |
| AVENUE THERAPEUTICS INC | 05360L205 | COM | 22,706 | $246,000 | thousands by filing date | |
| PMV PHARMACEUTICALS INC | 69353Y103 | COM | 6,900 | $245,000 | thousands by filing date | |
| CORMEDIX INC COM | 21900C308 | Stock | 40,380 | $244,000 | thousands by filing date | |
| SCPHARMACEUTICALS INC | 810648105 | COM | 32,703 | $244,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 80,884 | $243,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 59,852 | $243,000 | thousands by filing date | |
| Q2 HLDGS INC | 74736LAD1 | NOTE 0.750% 6/0 | 199,000 | $243,000 | thousands by filing date | principal |
| ESSA BANCORP INC COM | 29667D104 | Stock | 19,657 | $243,000 | thousands by filing date | |
| TESLA INC | 88160RAG6 | NOTE 2.000% 5/1 | 35,000 | $243,000 | thousands by filing date | principal |
| MCEWEN MNG INC | 58039P107 | COM | 230,147 | $243,000 | thousands by filing date | |
| AMERICAS GOLD AND SILVER COR | 03062D100 | COM | 91,630 | $242,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 18,602 | $242,000 | thousands by filing date | |
| FIRST WESTERN FINANCIAL INC | 33751L105 | COMMON STOCK | 18,589 | $241,000 | thousands by filing date | |
| EURO TECH HOLDINGS CO LTD | G32030127 | SHS NEW | 90,008 | $240,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C102 | mc | 6,435 | $240,000 | thousands by filing date | |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 20,254 | $239,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 15,065 | $238,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 105,703 | $237,000 | thousands by filing date | |
| FIRST TR MTG INCOME FD | 33734E103 | COM SHS | 17,447 | $237,000 | thousands by filing date | |
| CORNERSTONE BLDG BRANDS INC | 21925D109 | COM | 29,661 | $237,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B202 | COM NEW | 15,879 | $236,000 | thousands by filing date | |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 17,362 | $235,000 | thousands by filing date | |
| CAPRICOR THERAPEUTICS INC | 14070B309 | COMMON STOCK | 44,843 | $235,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 12,822 | $234,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 5,629 | $234,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 2,443 | $233,000 | thousands by filing date | |
| First Foundation Inc | 32026V104 | Common Stock | 17,685 | $231,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J602 | mc | 3,491 | $231,000 | thousands by filing date | |
| CAPITAL BANCORP INC MD | 139737100 | COMMON STOCK | 24,281 | $230,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 145,058 | $230,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 25,336 | $229,000 | thousands by filing date | |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 47,019 | $229,000 | thousands by filing date | |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 9,682 | $228,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 26,225 | $228,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 13,974 | $228,000 | thousands by filing date | |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 8,406 | $228,000 | thousands by filing date | |
| NUVEEN NY | 670706100 | COM | 15,421 | $228,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 10,857 | $227,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J406 | EX US SML CP | 6,182 | $226,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 23,755 | $226,000 | thousands by filing date | |
| NATUZZI S P A | 63905A200 | SPON ADS | 132,788 | $226,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 213,503 | $225,000 | thousands by filing date | |
| LIBERTY ENERGY INC | 53115L104 | COM CL A | 28,089 | $225,000 | thousands by filing date | |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 22,950 | $225,000 | thousands by filing date | |
| KIMBELL RTY PARTNERS LP | 49435R102 | UNIT | 36,683 | $225,000 | thousands by filing date | |
| VELOCITY FINANCIAL INC | 92262D101 | COMMON STOCK | 44,931 | $225,000 | thousands by filing date | |
| FREQUENCY THERAPEUTICS INC | 35803L108 | COM | 11,660 | $225,000 | thousands by filing date | |
| TORTOISE ENERGY INDEPENDENC | 89148K200 | COM | 22,632 | $225,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 87,852 | $224,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E606 | CHINA FINL ETF | 16,157 | $224,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 4,637 | $223,000 | thousands by filing date | |
| VERTEX INC | 92538J106 | CL A | 9,647 | $222,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R696 | CMN | 10,526 | $222,000 | thousands by filing date | |
| BROADMARK RLTY CAP INC | 11135B100 | COM | 22,513 | $222,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 29,268 | $222,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 21,836 | $221,000 | thousands by filing date | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 20,025 | $221,000 | thousands by filing date | |
| CBTX INC | 12481V104 | COM | 13,534 | $221,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 12,450 | $220,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W133 | EMERG CUR STR FD | 12,729 | $220,000 | thousands by filing date | |
| INSULET CORP | 45784PAH4 | NOTE 1.375%11/1 | 86,000 | $220,000 | thousands by filing date | principal |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 336,307 | $219,000 | thousands by filing date | |
| MID PENN BANCORP INC | 59540G107 | COMMON STOCK | 12,629 | $219,000 | thousands by filing date | |
| AKERO THERAPEUTICS INC | 00973Y108 | COM | 7,087 | $219,000 | thousands by filing date | |
| CHICAGO RIVET & MACH CO | 168088102 | COM | 10,162 | $219,000 | thousands by filing date | |
| SPRAGUE RES LP | 849343108 | COM UNIT REP LTD | 14,398 | $219,000 | thousands by filing date | |
| Benitec Biopharma, Inc. | 08205P100 | common | 34,838 | $219,000 | thousands by filing date | |
| FARMERS MERCHANTS BANCO OH | 30779N105 | COMMON STOCK | 10,904 | $218,000 | thousands by filing date | |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 35,673 | $218,000 | thousands by filing date | |
| BIOSIG TECHNOLOGIES INC | 09073N201 | COM NEW | 44,166 | $218,000 | thousands by filing date | |
| VAPOTHERM INC | 922107107 | COM | 7,511 | $218,000 | thousands by filing date | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 15,014 | $217,000 | thousands by filing date | |
| STEREOTAXIS INC | 85916J409 | COMMON STOCK | 60,546 | $216,000 | thousands by filing date | |
| LAKELAND INDS INC | 511795106 | COM | 10,824 | $215,000 | thousands by filing date | |
| MOHAWK GROUP HLDGS INC | 608189106 | COM | 26,005 | $215,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J224 | UNIT KING ALPH | 6,899 | $213,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524789 | FUNDAMENTAL US B | 5,577 | $213,000 | thousands by filing date | |
| DIXIE GROUP INC | 255519100 | COMMON STOCK | 236,575 | $213,000 | thousands by filing date | |
| BOSTON SCIENTIFIC CORP | 101137206 | CONV | 1,906 | $212,000 | thousands by filing date | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 29,292 | $211,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 21,502 | $211,000 | thousands by filing date | |
| LAIRD SUPERFOOD INC | 50736T102 | CMN | 4,600 | $211,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P207 | EMER MKT COR DIV | 8,168 | $211,000 | thousands by filing date | |
| VIVINT SMART HOME INC | 928542109 | COMMON STOCK | 12,362 | $211,000 | thousands by filing date | |
| SCORPIUS HOLDINGS INC | 42237K300 | COMMON STOCK | 169,945 | $211,000 | thousands by filing date | |
| Dawson Geophysical Co Ne | 239360100 | COM | 119,562 | $210,000 | thousands by filing date | |
| ALLOT LTD | M0854Q105 | SHS | 23,162 | $210,000 | thousands by filing date | |
| DWS STRATEGIC MUN INCOME TR | 23342Q101 | COM | 19,329 | $210,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 185,856 | $210,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G690 | DLY SEMICNDTR BR | 5,332 | $209,000 | thousands by filing date | |
| ELANCO ANIMAL HEALTH INC | 28414H202 | CONV | 4,690 | $208,000 | thousands by filing date | |
| PAMPA ENERGIA SA | 697660207 | SPONS ADR LVL I | 19,975 | $207,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 18,993 | $207,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 24,994 | $207,000 | thousands by filing date | |
| TESLA INC | 88160RAD3 | NOTE 2.375% 3/1 | 32,000 | $207,000 | thousands by filing date | principal |
| ASPIRA WOMENS HEALTH INC | 04537Y109 | COM | 67,091 | $207,000 | thousands by filing date | |
| RATTLER MIDSTREAM LP | 75419T103 | CMN | 34,906 | $207,000 | thousands by filing date | |
| DUCK CREEK TECHNOLOGIES INC | 264120106 | SHS | 4,518 | $206,000 | thousands by filing date | |
| WATSCO INC | 942622101 | CL B CONV | 900 | $206,000 | thousands by filing date | |
| MARINUS PHARMACEUTICALS INC | 56854Q200 | COM NEW | 16,072 | $206,000 | thousands by filing date | |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 54,212 | $206,000 | thousands by filing date | |
| FREELINE THERAPEUTICS HLDGS | 35655L107 | SPONSORED ADS | 13,206 | $206,000 | thousands by filing date | |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 11,365 | $205,000 | thousands by filing date | |
| ORGANIGRAM GLOBAL ORD | 68620P101 | COM | 195,347 | $205,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H102 | DURABLE HGH DIV | 7,616 | $204,000 | thousands by filing date | |
| CURO GROUP HOLDINGS CORP | 23131L107 | COM | 28,832 | $204,000 | thousands by filing date | |
| SOLID BIOSCIENCES INC COM NEW | 83422E105 | Stock | 100,557 | $204,000 | thousands by filing date | |
| iShares U.S. Small Cap Equity Factor ETF | 46434V290 | SHS | 5,436 | $203,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 11,255 | $203,000 | thousands by filing date | |
| IVERIC BIO INC | 46583P102 | COM | 36,038 | $203,000 | thousands by filing date | |
| BANK FIRST CORP | 06211J100 | COM | 3,443 | $202,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F825 | DEFENSE ETF | 12,133 | $202,000 | thousands by filing date | |
| PAVMED INC | 70387R106 | COM | 113,204 | $202,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING INC | 33832D205 | COM NEW | 39,877 | $201,000 | thousands by filing date | |
| Constellation Brands Inc Cl B | 21036P207 | Com | 1,060 | $201,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP IV | 171439201 | UNIT 99/99/9999 | 20,100 | $201,000 | thousands by filing date | |
| JELD-WEN HLDG INC | 47580P103 | COM | 8,801 | $200,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 1,536 | $200,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAB8 | NOTE 3.750% 5/1 | 212,000 | $199,000 | thousands by filing date | principal |
| BELDEN INC COM | 077454106 | Stock | 6,370 | $198,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 9,262 | $198,000 | thousands by filing date | |
| ORTHOPEDIATRICS CORP | 68752L100 | COMMON STOCK | 4,306 | $198,000 | thousands by filing date | |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 59,959 | $198,000 | thousands by filing date | |
| RICHMOND MUTUAL BANCORPORATI | 76525P100 | COMMON STOCK | 18,761 | $198,000 | thousands by filing date | |
| PROSHARES ULTRASHORT SILVER | 74347W114 | COM | 20,148 | $198,000 | thousands by filing date | |
| COMPASS PATHWAYS PLC | 20451W101 | SPONSORED ADS | 5,649 | $197,000 | thousands by filing date | |
| REDHILL BIOPHARMA LTD | 757468103 | ADR | 19,276 | $197,000 | thousands by filing date | |
| POINTS INTL LTD | 730843208 | COM NEW | 20,404 | $197,000 | thousands by filing date | |
| APPLIED DNA SCIENCES INC | 03815U300 | COMMON | 25,526 | $197,000 | thousands by filing date | |
| GS ACQUISITION HLDGS CORP II | 36258Q204 | Cmn | 17,500 | $197,000 | thousands by filing date | |
| BEYOND AIR INC | 08862L103 | COM | 37,888 | $196,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G400 | INFRACP REIT PFD | 8,852 | $195,000 | thousands by filing date | |
| FT MEGA CAP ALPHADEX FD ETF(FMK) | 33737M508 | ETF | 5,049 | $195,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P744 | FTSE JAPAN ETF | 7,359 | $193,000 | thousands by filing date | |
| IHEARTMEDIA INC CLASS A | 45174J509 | COMMON STOCK | 23,772 | $193,000 | thousands by filing date | |
| EMBOTELLADORA ANDINA S A | 29081P303 | SPON ADR B | 14,800 | $193,000 | thousands by filing date | |
| THERAVANCE INC | 88338TAB0 | CORPORATE OBLIG | 202,000 | $193,000 | thousands by filing date | principal |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 22,181 | $193,000 | thousands by filing date | |
| NABRIVA THERAPEUTICS PLC | G63637105 | SHS | 361,377 | $193,000 | thousands by filing date | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 14,338 | $191,000 | thousands by filing date | |
| INNOVIVA INC | 45781MAB7 | NOTE 2.500% 8/1 | 200,000 | $191,000 | thousands by filing date | principal |
| IMMUNOVANT INC | 45258J102 | COM | 5,374 | $190,000 | thousands by filing date | |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 7,591 | $190,000 | thousands by filing date | |
| CB FINANCIAL SERVICES INC | 12479G101 | COMMON STOCK | 9,950 | $190,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 115,831 | $190,000 | thousands by filing date | |
| Sohu.Com Ltd-Adr | 83410S108 | COM | 9,528 | $189,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 15,187 | $188,000 | thousands by filing date | |
| IGM BIOSCIENCES INC | 449585108 | COM | 2,546 | $188,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119AB9 | NOTE 1.750%12/0 | 199,000 | $188,000 | thousands by filing date | principal |
| RUSH STREET INTERACTIVE INC | 233253103 | COM | 14,721 | $188,000 | thousands by filing date | |
| KINGSOFT CLOUD HLDGS LTD ADS | 49639K101 | ADR | 6,336 | $187,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 10,198 | $187,000 | thousands by filing date | |
| ARROWMARK FINANCIAL CORP | 861780104 | COM | 9,580 | $186,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 34,737 | $186,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 1,071 | $185,000 | thousands by filing date | |
| INTERNATIONAL SEAWAYS INC COM | Y41053102 | Stock | 12,571 | $184,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 7,276 | $184,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052W104 | COM | 31,980 | $184,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460402 | SPONSORED ADR | 57,408 | $183,000 | thousands by filing date | |
| USA TRUCK INC | 902925106 | COM | 19,320 | $183,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 10,512 | $182,000 | thousands by filing date | |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 32,241 | $182,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 74,151 | $182,000 | thousands by filing date | |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 20,900 | $182,000 | thousands by filing date | |
| IMV INC | 44974L103 | COM | 40,824 | $182,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108607 | BLOCK TECHN ETF | 7,416 | $181,000 | thousands by filing date | |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 26,932 | $180,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 6,575 | $180,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 12,821 | $180,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 4,038 | $179,000 | thousands by filing date | |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 14,188 | $178,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 101,656 | $177,000 | thousands by filing date | |
| KORU MEDICAL SYSTEMS INC | 759910102 | COMMON STOCK | 24,627 | $177,000 | thousands by filing date | |
| FRANKLIN FINANCIAL SERVICES | 353525108 | COMMON STOCK | 8,313 | $177,000 | thousands by filing date | |
| Golden Entertainment Inc | 381013101 | Common Stock | 12,739 | $177,000 | thousands by filing date | |
| BENTLEY SYS INC COM CL B | 08265T208 | Stock | 5,590 | $176,000 | thousands by filing date | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 16,795 | $176,000 | thousands by filing date | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 9,722 | $175,000 | thousands by filing date | |
| EQUITY BANCSHARES INC CL A | 29460X109 | COMMON STOCK | 11,306 | $175,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 21,762 | $173,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 12,083 | $173,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 253,677 | $172,000 | thousands by filing date | |
| KEWAUNEE SCIENTIFIC CP | 492854104 | COMM | 19,280 | $172,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 32,537 | $171,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 10,491 | $171,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 11,521 | $170,000 | thousands by filing date | |
| CEMENTOS PACASMAYO S A FUNSPONSORED ADR 1 ADR REPS 5 ORD SHS | 15126Q208 | Equity | 21,771 | $170,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 20,793 | $170,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 112,912 | $170,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 16,116 | $170,000 | thousands by filing date | |
| LUTHER BURBANK CORP | 550550107 | COM | 20,321 | $170,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 54,234 | $170,000 | thousands by filing date | |
| LEVEL ONE BANCORP INC | 52730d208 | COM | 10,917 | $170,000 | thousands by filing date | |
| NKARTA INC | 65487U108 | COMMON STOCK | 5,597 | $169,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 26,258 | $169,000 | thousands by filing date | |
| FORMA THERAPEUTICS HLDGS INC | 34633R104 | SHS | 3,377 | $168,000 | thousands by filing date | |
| FIRST BANCSHARES INC MISS | 318916103 | COM | 7,987 | $167,000 | thousands by filing date | |
| QUANTUM CORP | 747906501 | COM | 36,112 | $167,000 | thousands by filing date | |
| AMERICAN RIVER BANKSHRS (CA) | 029326105 | COM | 16,806 | $167,000 | thousands by filing date | |
| GRID DYNAMICS HLDGS INC | 39813G109 | CL A | 21,442 | $166,000 | thousands by filing date | |
| EAGLE BANCORP MONTANA INC | 26942G100 | COMMON STOCK | 9,365 | $166,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 18,507 | $166,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 25,315 | $165,000 | thousands by filing date | |
| CARDIFF ONCOLOGY INC | 14147L108 | COM | 11,620 | $165,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 7,320 | $164,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 28,084 | $164,000 | thousands by filing date | |
| KRYSTAL BIOTECH INC COM | 501147102 | Stock | 3,803 | $163,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 76,623 | $163,000 | thousands by filing date | |
| REMARK HLDGS INC | 75955K102 | COM | 138,582 | $162,000 | thousands by filing date | |
| COHN ROBBINS HOLDINGS CORP UNIT EX | G23726121 | Stock | 16,100 | $162,000 | thousands by filing date | |
| NAVIOS MARITIME CHG CONTAINERS LP UNIT REPSTG LP INT | Y62151108 | COM UNIT RP LP | 156,123 | $162,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 9,155 | $160,000 | thousands by filing date | |
| MAXEON SOLAR TECHNOLOGIES LT | Y58473102 | SHS | 9,486 | $160,000 | thousands by filing date | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 6,704 | $160,000 | thousands by filing date | |
| VOXELJET AG | 92912L206 | ADS | 18,867 | $159,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 25,930 | $158,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 5,983 | $158,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 81,051 | $158,000 | thousands by filing date | |
| FIRST NATIONAL CORP VA | 32106V107 | COMMON STOCK | 11,204 | $158,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 188,425 | $158,000 | thousands by filing date | |
| PROTAGONIST THERAPEUTICS | 74366E102 | COM | 7,945 | $156,000 | thousands by filing date | |
| DERMTECH INC | 24984K105 | COM | 13,100 | $156,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 12,233 | $156,000 | thousands by filing date | |
| MAVERIX METALS INC | 57776F405 | COMMON STOCK-FO | 30,400 | $156,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 11,075 | $156,000 | thousands by filing date | |
| MACKINAC FINL CORP | 554571109 | COM | 16,112 | $156,000 | thousands by filing date | |
| VEECO INSTRS INC DEL | 922417AD2 | NOTE 2.700% 1/1 | 175,000 | $156,000 | thousands by filing date | principal |
| AMERICA MOVIL SAB DE CV | 02364W204 | SPONSORED ADR | 12,434 | $155,000 | thousands by filing date | |
| PROSHARES TR | 74347R693 | PSHS ULTRA TECH | 2,725 | $155,000 | thousands by filing date | |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 158,171 | $155,000 | thousands by filing date | |
| GENFIT S A | 372279109 | ADS | 29,479 | $155,000 | thousands by filing date | |
| APPLIED MOLECULAR TRANS INC | 03824M109 | COM | 4,841 | $154,000 | thousands by filing date | |
| STARWOOD PROPERTY TRUST | 85571BAH8 | Convertible Debt | 160,000 | $154,000 | thousands by filing date | principal |
| SEACOR MARINE HLDGS INC COM | 78413P101 | Stock | 75,386 | $153,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 61,786 | $153,000 | thousands by filing date | |
| BRIGHTVIEW HLDGS INC | 10948C107 | COM | 13,407 | $153,000 | thousands by filing date | |
| HUAMI CORP | 44331K103 | SPONSORED ADS | 11,868 | $153,000 | thousands by filing date | |
| DMY TECHNOLOGY GROUP INC II | 233277201 | UNIT 99/99/9999 | 15,000 | $153,000 | thousands by filing date | |
| BLUELINX HOLDINGS INC | 09624H208 | COMMON STOCK | 7,053 | $151,000 | thousands by filing date | |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 11,704 | $151,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y863 | GLOBAL X GOLD EX | 4,315 | $151,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 4,367 | $151,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 60,487 | $151,000 | thousands by filing date | |
| PIEDMONT LITHIUM LTD | 720162106 | SPONSORED ADS | 6,419 | $150,000 | thousands by filing date | |
| KYMERA THERAPEUTICS INC | 501575104 | COM | 4,627 | $149,000 | thousands by filing date | |
| MER TELEMANAGEMENT SOLUTIONS | M69676209 | SHS | 123,967 | $149,000 | thousands by filing date | |
| STEPSTONE GROUP INC | 85914M107 | COM CL A | 5,567 | $148,000 | thousands by filing date | |
| RANPAK HOLDINGS CORP | 75321W103 | COMMON STOCK | 15,591 | $148,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 383,519 | $148,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 10,373 | $147,000 | thousands by filing date | |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 23,709 | $147,000 | thousands by filing date | |
| CHAMPIONS ONCOLOGY INC | 15870P307 | COM NEW | 15,832 | $147,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 31,604 | $147,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E578 | BLOOM DATA ETF | 4,599 | $147,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 182,375 | $147,000 | thousands by filing date | |
| VAXCYTE INC COM | 92243G108 | Stock | 2,959 | $146,000 | thousands by filing date | |
| ORION S.A. | L72967109 | COM | 11,702 | $146,000 | thousands by filing date | |
| PREMIER FINANCIAL CORP | 74052F108 | COMMON STOCK | 9,320 | $146,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 59,969 | $145,000 | thousands by filing date | |
| INFUSYSTEM HOLDINGS INC | 45685K102 | COMMON STOCK | 11,304 | $144,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 3,256 | $144,000 | thousands by filing date | |
| DIREXION DAILY REAL ESTATE BEAR 3X SHARES | 25460E141 | ETF | 10,039 | $144,000 | thousands by filing date | |
| VOYA INTL HIGH DIVID EQTY IN | 92912Y109 | COM | 32,191 | $143,000 | thousands by filing date | |
| CORVUS GOLD INC | 221013105 | COM | 48,080 | $143,000 | thousands by filing date | |
| AVIDITY BIOSCIENCES INC COM | 05370A108 | Stock | 5,045 | $142,000 | thousands by filing date | |
| BEAM GLOBAL | 07373B109 | COM | 11,665 | $142,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 41,842 | $142,000 | thousands by filing date | |
| PEABODY ENGR CORP | 704551100 | COM | 61,309 | $141,000 | thousands by filing date | |
| PROSHARES TR | 74347R214 | PSHS ULT NASB | 2,016 | $141,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 208,624 | $141,000 | thousands by filing date | |
| CENTOGENE N V | N1976T109 | COM | 14,752 | $140,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G716 | DAILY S&P BIOTEC | 2,327 | $139,000 | thousands by filing date | |
| VUZIX CORP | 92921W300 | COM NEW | 30,644 | $139,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 50,146 | $139,000 | thousands by filing date | |
| PROSHARES TR II | 74347W387 | UL DJUBSNATG NEW | 3,671 | $139,000 | thousands by filing date | |
| CITIGROUP INC NEW | 17321F201 | CTRAKS ETN MILLR | 21,497 | $139,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L100 | MORNSTAR USMKT | 1,129 | $138,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 2,709 | $137,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 162,861 | $137,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 8,768 | $136,000 | thousands by filing date | |
| PLUMAS BANCORP | 729273102 | COMMON STOCK | 6,874 | $136,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 30,577 | $136,000 | thousands by filing date | |
| ALLIED HEALTHCARE PRODS INC | 019222207 | COM | 24,491 | $136,000 | thousands by filing date | |
| ALTABANCORP | 021347109 | COM | 6,747 | $136,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 8,761 | $135,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y727 | NEWFLT MULSINC | 2,776 | $135,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 137,340 | $134,000 | thousands by filing date | |
| BEYONDSPRING INC | G10830100 | SHS | 10,125 | $134,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 13,141 | $134,000 | thousands by filing date | |
| SFL CORPORATION LTD | G81075AF3 | NOTE 5.750%10/1 | 137,000 | $134,000 | thousands by filing date | principal |
| CC NEUBERGER PRIN HLDGS II | G3166T129 | UNIT 99/99/9999 | 13,020 | $134,000 | thousands by filing date | |
| REKOR SYSTEMS INC | 759419104 | COM | 23,100 | $133,000 | thousands by filing date | |
| LEGACY HOUSING CORP | 52472M101 | COMMON STOCK | 9,703 | $133,000 | thousands by filing date | |
| ACHIEVE LIFE SCIENCES INC | 004468500 | COMMON STOCK | 15,919 | $133,000 | thousands by filing date | |
| PROVIDENT BANCORP INC | 74383L105 | COM NEW | 17,156 | $133,000 | thousands by filing date | |
| GUGGENHEIM CR ALLOCATION FD | 40168G108 | COM | 7,516 | $133,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 11,854 | $132,000 | thousands by filing date | |
| CORVUS PHARMACEUTICALS INC | 221015100 | COM | 32,746 | $131,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V522 | BLOO AN RATI ETF | 3,293 | $131,000 | thousands by filing date | |
| RETRACTABLE TECHNOLOGIES INC | 76129W105 | COM | 19,592 | $131,000 | thousands by filing date | |
| CHURCHILL CAP CORP III | 17144C104 | COM | 12,786 | $131,000 | thousands by filing date | |
| SILVERGATE CAP CORP CLASS A | 82837P408 | CL A | 8,983 | $130,000 | thousands by filing date | |
| PANDION THERAPEUTICS INC | 698340106 | COM | 11,374 | $130,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 4,884 | $129,000 | thousands by filing date | |
| PROSHARES TR | 74347X864 | ULTRPRO S&P500 | 2,312 | $129,000 | thousands by filing date | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 6,169 | $129,000 | thousands by filing date | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 4,648 | $129,000 | thousands by filing date | |
| Applied Therapeutics Inc | 03828A101 | Common Stock | 6,142 | $128,000 | thousands by filing date | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 10,333 | $128,000 | thousands by filing date | |
| PROSHARES TR | 74347G309 | ULTRAPRO DOW 30 | 7,086 | $128,000 | thousands by filing date | |
| ALTA EQUIPMENT GROUP INC | 02128L114 | *W EXP 02/14/202 | 80,071 | $128,000 | thousands by filing date | |
| SKY SOLAR HLDGS LTD | 83084J202 | SPONSORD ADS NEW | 15,353 | $128,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X309 | S NETWRK FUT VEH | 3,225 | $127,000 | thousands by filing date | |
| COMPUTER TASK GROUP INC | 205477102 | COM | 25,471 | $127,000 | thousands by filing date | |
| ACUTUS MED INC | 005111109 | COM | 4,260 | $127,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A826 | RANGE CANCER THE | 4,655 | $127,000 | thousands by filing date | |
| RETAIL VALUE INC | 76133Q102 | COM | 10,052 | $127,000 | thousands by filing date | |
| VICTORY CAP HLDGS INC DEL COM CL A | 92645B103 | Stock | 7,453 | $126,000 | thousands by filing date | |
| SB FINL GROUP INC | 78408D105 | COM | 9,362 | $126,000 | thousands by filing date | |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 55,740 | $126,000 | thousands by filing date | |
| FORTERRA INC | 34960W106 | COM | 10,719 | $126,000 | thousands by filing date | |
| PACIRA BIOSCIENCES | 695127AD2 | NOTE 2.375% 4/0 | 110,000 | $126,000 | thousands by filing date | principal |
| KADMON HLDGS INC | 48283N106 | COM | 32,286 | $126,000 | thousands by filing date | |
| NOVUS CAP CORP COM | 67012U108 | Stock | 10,754 | $126,000 | thousands by filing date | |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 8,838 | $125,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F627 | CHINE INNOV ETF | 3,066 | $125,000 | thousands by filing date | |
| BRIDGEWATER BANCSHARES INC | 108621103 | COMMON STOCK | 13,197 | $125,000 | thousands by filing date | |
| Malvern Bancorp, Inc. | 561409103 | Common Stock | 10,561 | $125,000 | thousands by filing date | |
| RUBIUS THERAPEUTICS INC | 78116T103 | COM | 24,928 | $125,000 | thousands by filing date | |
| MEDIWOUND LTD | M68830104 | ORD SHS | 33,141 | $125,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 4,314 | $123,000 | thousands by filing date | |
| Aravive Inc | 03890D108 | Common / Ordinary Stock | 26,168 | $123,000 | thousands by filing date | |
| CALIFORNIA BANCORP INC | 13005U101 | COM | 10,906 | $123,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G822 | VIRTUS INFRCAP | 6,335 | $122,000 | thousands by filing date | |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 91,973 | $122,000 | thousands by filing date | |
| COLONY BANKCORP | 19623P101 | COMMON STOCK | 11,285 | $122,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G609 | CMN | 13,017 | $122,000 | thousands by filing date | |
| THUNDER BRDG ACQUISTION II L | G8857S124 | UNIT 99/99/9999 | 11,500 | $122,000 | thousands by filing date | |
| FRANCHISE GROUP INC | 35180X105 | COM | 4,767 | $121,000 | thousands by filing date | |
| METROPOLITAN BANK HOLDING CO | 591774104 | COMMON STOCK | 4,324 | $121,000 | thousands by filing date | |
| Misonix Inc | 604871103 | COM | 10,293 | $121,000 | thousands by filing date | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 15,181 | $120,000 | thousands by filing date | |
| PROSHARES TR | 74347X625 | ULT R/EST NEW | 2,197 | $120,000 | thousands by filing date | |
| ALLOVIR INC | 019818103 | COM | 4,368 | $120,000 | thousands by filing date | |
| JPMORGAN INT BOND OPPORTUNITIE | 46641Q852 | INTL BD OPP ETF | 2,370 | $119,000 | thousands by filing date | |
| RIDENOW GROUP INC | 781386305 | COM CL B | 4,461 | $119,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 20,518 | $119,000 | thousands by filing date | |
| ELEVATE CREDIT INC | 28621V101 | COM | 46,218 | $119,000 | thousands by filing date | |
| DIREXION ZACKS MLP HIGH INCOME | 25460g799 | INDX FD | 2,351 | $119,000 | thousands by filing date | |
| TPG RE FIN TR INC COM | 87266M107 | REIT | 13,938 | $118,000 | thousands by filing date | |
| MAYVILLE ENGINEERING CO INC | 578605107 | COMMON STOCK | 12,726 | $118,000 | thousands by filing date | |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 9,905 | $118,000 | thousands by filing date | |
| WESTERN ASSET CORPORATE LN F | 95790J102 | COM | 12,675 | $117,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 10,470 | $116,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 22,696 | $116,000 | thousands by filing date | |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 4,759 | $115,000 | thousands by filing date | |
| Community West Bancshares | 204157101 | Common Stock | 14,377 | $115,000 | thousands by filing date | |
| KALEIDO BIOSCIENCES INC | 483347100 | COM | 10,376 | $115,000 | thousands by filing date | |
| ADICET BIO INC | 007002108 | COM | 9,670 | $115,000 | thousands by filing date | |
| EVO PMTS INC | 26927E104 | CL A COM | 4,632 | $115,000 | thousands by filing date | |
| BANK OF MONTREAL | 063679872 | MICROSECTRS IDX | 600 | $115,000 | thousands by filing date | |
| WESTERN ASSET MORTGAGE CAPIT | 95790DAA3 | NOTE 6.750%10/0 | 136,000 | $115,000 | thousands by filing date | principal |
| ISHARES TR | 46435U366 | CMN | 3,400 | $114,000 | thousands by filing date | |
| X4 Pharmaceuticals, Inc. | 98420X103 | COM | 16,834 | $114,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AL3 | DBCV 4.000% 1/1 | 121,000 | $114,000 | thousands by filing date | principal |
| INTL GNRL INSURANCE HLDNGS L | G4809J114 | WTS | 190,584 | $114,000 | thousands by filing date | |
| HIGH INCOME SECS FD | 42968F108 | SHS BEN INT | 13,550 | $113,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 1,404 | $113,000 | thousands by filing date | |
| NANOVIRICIDES INC | 630087302 | COM | 29,484 | $113,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G708 | DAIL MS BRAZ ETF | 1,711 | $113,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 20,651 | $113,000 | thousands by filing date | |
| OPTIBASE LTD | M7524R116 | SHS NEW NIS0.13 | 10,500 | $113,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R300 | COM NEW | 10,754 | $113,000 | thousands by filing date | |
| PROTECTIVE INSURANCE CORP- B | 74368l203 | COM | 8,539 | $113,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W705 | INT RT HDG C B | 1,225 | $112,000 | thousands by filing date | |
| XBIOTECH INC | 98400H102 | COM | 5,884 | $112,000 | thousands by filing date | |
| FORMULA SYSTEMS 1985 LTD | 346414105 | SPONSORED ADS | 1,351 | $112,000 | thousands by filing date | |
| SANDISK CORP | 80004CAF8 | NOTE 0.500%10/1 | 135,000 | $112,000 | thousands by filing date | principal |
| KOREA FD INC | 500634209 | COM NEW | 3,751 | $111,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 99,324 | $111,000 | thousands by filing date | |
| MVB FINANCIAL CORP | 553810102 | COMMON STOCK | 6,860 | $110,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 7,761 | $110,000 | thousands by filing date | |
| AXCELLA HEALTH INC | 05454B105 | COM | 23,815 | $110,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 24,073 | $109,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 45,063 | $109,000 | thousands by filing date | |
| ANAPTYSBIO INC | 032724106 | COM | 7,450 | $109,000 | thousands by filing date | |
| DIREXION SHS TR ETF DAILY S&P OIL & GAS EXP & PROD BULL 2X | 25460G500 | ETF | 5,107 | $109,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H304 | ENERGY FD | 11,474 | $109,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BJ4 | NOTE 1.875% 6/0 | 91,000 | $109,000 | thousands by filing date | principal |
| SIERRA ONCOLOGY INC | 82640U404 | CMN | 10,250 | $109,000 | thousands by filing date | |
| COGENT BIOSCIENCES INC COM | 903214104 | COM | 46,654 | $109,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 36,592 | $108,000 | thousands by filing date | |
| EXAGEN INC | 30068X103 | COM | 9,940 | $108,000 | thousands by filing date | |
| TELA BIO INC | 872381108 | COM | 6,544 | $108,000 | thousands by filing date | |
| NEW IRELAND FD INCORPORATED | 645673104 | Closed End Funds - Taxable | 12,851 | $108,000 | thousands by filing date | |
| UNITED STS GASOLINE FD LP | 91201T102 | UNITS | 5,366 | $107,000 | thousands by filing date | |
| BUSINESS FIRST BANCSHARES | 12326C105 | COMMON STOCK | 7,122 | $107,000 | thousands by filing date | |
| VANECK EGYPT INDEX ETF | 92189F775 | FUND | 4,238 | $107,000 | thousands by filing date | |
| LIVEXLIVE MEDIA INC | 53839L208 | COM NEW | 41,478 | $107,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 2,953 | $106,000 | thousands by filing date | |
| GUANGSHEN RAILWAY CO LTD-ADR | 40065W107 | SPONSORED ADR | 12,699 | $106,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X426 | ST STR MSCI EM | 1,883 | $106,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y857 | US MULTIFACTOR | 3,385 | $106,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A101 | CMN | 1,304 | $106,000 | thousands by filing date | |
| EIDOS THERAPEUTICS INC. | 28249H104 | Common Stock | 2,102 | $106,000 | thousands by filing date | |
| MIDATECH PHARMA PLC | 59564R302 | SPONSORED ADS | 58,630 | $106,000 | thousands by filing date | |
| NOVAN INC | 66988N106 | COM | 219,607 | $106,000 | thousands by filing date | |
| AMERICAN FINANCE TRUST INC | 02607T109 | COM CLASS A | 16,745 | $105,000 | thousands by filing date | |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 4,210 | $105,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 2,791 | $105,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588307 | COM | 17,619 | $105,000 | thousands by filing date | |
| DASEKE INC | 23753F115 | *W EXP 02/27/202 | 718,296 | $105,000 | thousands by filing date | |
| NEPTUNE WELLNESS SOLUTIONS I | 64079L105 | COM | 49,816 | $105,000 | thousands by filing date | |
| DBX ETF TR | 233051515 | XTRACKERS FTSE | 3,839 | $104,000 | thousands by filing date | |
| Perion Network Ltd | M78673114 | COM | 14,911 | $104,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 826 | $104,000 | thousands by filing date | |
| MESA AIR GROUP INC | 590479135 | COM NEW | 35,337 | $104,000 | thousands by filing date | |
| MFS INTER HIGH INCOME FD | 59318T109 | SH BEN INT | 44,487 | $104,000 | thousands by filing date | |
| GAMIDA CELL LTD | M47364100 | SHS | 24,955 | $104,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 103,369 | $103,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 18,070 | $103,000 | thousands by filing date | |
| SUTRO BIOPHARMA INC | 869367102 | COM | 10,305 | $103,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 9,518 | $103,000 | thousands by filing date | |
| CHANGE HEALTHCARE INC | 15912K209 | UNIT 99/99/9999 | 1,945 | $103,000 | thousands by filing date | |
| STOKE THERAPEUTICS INC | 86150R107 | COM | 3,065 | $102,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y624 | AUTONMOUS EV ETF | 6,000 | $102,000 | thousands by filing date | |
| HOOKIPA PHARMA INC | 43906K100 | COM | 10,811 | $102,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 27,192 | $102,000 | thousands by filing date | |
| GRIFFIN LAND + NURSERIES | 398231100 | CL A | 1,902 | $102,000 | thousands by filing date | |
| FREEDOM HOLDING CORP | 356390104 | COM | 4,233 | $101,000 | thousands by filing date | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 3,414 | $101,000 | thousands by filing date | |
| PCM FD INC | 69323T101 | COM | 9,954 | $101,000 | thousands by filing date | |
| THE BANK OF PRINCETON | 064520109 | COMMON | 5,538 | $101,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385PAA6 | NOTE 2.750% 2/0 | 101,000 | $101,000 | thousands by filing date | principal |
| DBX ETF TR | 233051150 | XTRACKERS MSCI | 3,246 | $100,000 | thousands by filing date | |
| UNITED BANCORP INC OHIO | 909911109 | COM | 7,942 | $100,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E259 | GB MSCI AR ETF | 4,311 | $100,000 | thousands by filing date | |
| IMMURON LTD | 45254U101 | SPONSORED ADR | 13,290 | $100,000 | thousands by filing date | |
| Ramaco Resources Inc | 75134P303 | COM CL B | 28,584 | $100,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 2,413 | $99,000 | thousands by filing date | |
| CORE MOLDING TECHNOLOGIES IN | 218683100 | COMMON STOCK | 11,179 | $99,000 | thousands by filing date | |
| IMMATICS N.V | N44445109 | SHS | 9,335 | $99,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 96,356 | $99,000 | thousands by filing date | |
| NI HOLDINGS INC | 65342T106 | COMMON STOCK | 5,781 | $98,000 | thousands by filing date | |
| CHOICEONE FINANCIAL SVCS INC | 170386106 | COMMON STOCK | 3,773 | $98,000 | thousands by filing date | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 5,778 | $98,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25490K596 | DAIL HO SUPP ETF | 1,854 | $98,000 | thousands by filing date | |
| SOLARWINDS CORP | 83417Q105 | COM | 4,859 | $98,000 | thousands by filing date | |
| DZS INC | 268211109 | COMMON STOCK | 10,308 | $97,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 11,951 | $96,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 3,351 | $95,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 5,180 | $95,000 | thousands by filing date | |
| XWELL INC COM NEW | 98420U703 | Stock | 48,252 | $95,000 | thousands by filing date | |
| HUNT COS FIN TR INC | 44558T100 | COM | 34,540 | $94,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC COM | 665531307 | Stock | 16,155 | $93,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 14,512 | $93,000 | thousands by filing date | |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 4,787 | $93,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G202 | VIRTUS LIFESC BT | 1,946 | $93,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 30,500 | $93,000 | thousands by filing date | |
| ASTRANA HEALTH INC | 03763A207 | COM NEW | 5,157 | $92,000 | thousands by filing date | |
| RUHNN HLDG LTD | 781314109 | ADS | 35,450 | $92,000 | thousands by filing date | |
| CLARUS CORP NEW | 18270P109 | COM | 6,440 | $91,000 | thousands by filing date | |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 7,820 | $91,000 | thousands by filing date | |
| PROSHARES TR | 74347R131 | SHRT HGH YIELD | 4,542 | $91,000 | thousands by filing date | |
| PROFESSIONAL HLDG CORP | 743139107 | COM | 6,801 | $91,000 | thousands by filing date | |
| DBX ETF TR | 233051408 | FUND | 3,285 | $91,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F734 | RUSSIA SMALL CAP | 2,797 | $91,000 | thousands by filing date | |
| CINER RES LP | 172464109 | COM UNIT LTD | 7,300 | $91,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 18,329 | $90,000 | thousands by filing date | |
| SPROTT ETF TRUST | 85210B201 | JR GOLD MINERS E | 2,022 | $90,000 | thousands by filing date | |
| TRANSACT TECHNOLOGIES INC | 892918103 | CMN | 18,082 | $90,000 | thousands by filing date | |
| BURNING ROCK BIOTECH LTD | 12233L107 | SPONSORED ADS | 3,605 | $90,000 | thousands by filing date | |
| XTL BIOPHARMACEUTICALS LTD | 98386D307 | SPONSORED ADR NE | 47,431 | $90,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E804 | NASDQ CHINA TECH | 3,409 | $90,000 | thousands by filing date | |
| AETHLON MED INC | 00808Y307 | COM | 66,526 | $90,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 58,957 | $89,000 | thousands by filing date | |
| AMYRIS INC | 03236M200 | COM NEW | 30,438 | $89,000 | thousands by filing date | |
| INVESCO DB MLTI SECTR CMMTY | 46140H205 | SILVER FD | 2,671 | $89,000 | thousands by filing date | |
| Ohr Pharmaceutical Inc | 64132K102 | COM | 11,672 | $89,000 | thousands by filing date | |
| GREAT ELM CAP GROUP INC | 39036P209 | COM NEW | 37,719 | $89,000 | thousands by filing date | |
| AKOUOS INC | 00973J101 | COM | 3,877 | $89,000 | thousands by filing date | |
| LINE CORP | 53567X101 | SPONSORED ADR | 1,752 | $89,000 | thousands by filing date | |
| PROSIGHT GLOBAL INC | 74349J103 | COM | 7,920 | $89,000 | thousands by filing date | |
| DBX ETF TR | 233051143 | XTRACKRS S&P 500 | 2,981 | $88,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 173,216 | $88,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 6,411 | $88,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 7,592 | $88,000 | thousands by filing date | |
| TRAVELZOO | 89421Q205 | CMN | 13,634 | $88,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E648 | GBL X FTSE ETF | 7,522 | $88,000 | thousands by filing date | |
| PROSHARES TR | 74347G705 | ULTRA ENERGY | 1,869 | $88,000 | thousands by filing date | |
| REPLIMUNE GROUP INC | 76029N106 | COMMON STOCK | 3,777 | $87,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION COM U | G9108L173 | SHS | 10,922 | $87,000 | thousands by filing date | |
| US VEGAN CLIMATE ETF | 26922A297 | ETF | 2,847 | $87,000 | thousands by filing date | |
| CORNERSTONE TOTAL RETURN FD | 21924U300 | COM | 7,933 | $87,000 | thousands by filing date | |
| VERB TECHNOLOGY CO INC | 92337U104 | COM | 80,409 | $87,000 | thousands by filing date | |
| OAKTREE ACQUISITION CORP | G67145105 | SHS CL A | 7,431 | $87,000 | thousands by filing date | |
| GTY TECHNOLOGY HOLDINGS INC | 362409104 | COM | 32,540 | $87,000 | thousands by filing date | |
| INTL GNRL INSURANCE HLDNGS L | G4809J106 | SHS | 11,975 | $86,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000895421-20-000552 | this filing | 2020-11-13 | acceptance time not in the bulk data set |