13F-HR filed by MORGAN STANLEY
MORGAN STANLEY filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-11-13, with 6,838 holding rows worth $517,007,806,000.
- Accession
- 0000895421-20-000552
- Filer
- CIK 895421
- Filed
- 2020-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A holdings report, 22,043 entries on the cover page, a total value of $517,007,806,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $517,007,806,000 with VALUE read as thousands by filing date, 13F file number 028-03432. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerMORGAN STANLEY & CO INTERNATIONAL PLC028-04312
- included managerMORGAN STANLEY & CO. LLC028-11873
- included managerMorgan Stanley Canada LTD028-13197
- included managerMorgan Stanley Capital Services LLC028-11865
- included managerMORGAN STANLEY AIP GP LP028-14710
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT CO028-11366
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT INC028-11866
- included managerMorgan Stanley Investment Management LTD028-11867
- included managerMORGAN STANLEY SMITH BARNEY LLC028-13935
- included managerMorgan Stanley Strategic Investments, Inc028-12509
- included managerMorgan Stanley Uruguay Ltda.028-11533
- included managerFundlogic Sas028-15873
- included managerMorgan Stanley Asia Ltd028-19343
- included managerMorgan Stanley Wealth Management Australia Pty Ltd028-19344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 1,546,978 | $2,381,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 113,304 | $2,380,000 | thousands by filing date | |
| SPDR Portfolio High Yield Bond ETF | 78468R606 | SHS | 94,048 | $2,378,000 | thousands by filing date | |
| VANECK PHARMACEUTICAL ETF | 92189F692 | ETF | 38,246 | $2,378,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 118,385 | $2,376,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 57,724 | $2,370,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 123,987 | $2,370,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 324,302 | $2,367,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 234,163 | $2,365,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 52,893 | $2,362,000 | thousands by filing date | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 179,760 | $2,358,000 | thousands by filing date | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 295,278 | $2,356,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 182,731 | $2,355,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 232,731 | $2,355,000 | thousands by filing date | |
| BLINK CHARGING CO | 09354A100 | COM | 228,239 | $2,353,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 670,595 | $2,347,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 192,109 | $2,339,000 | thousands by filing date | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 179,640 | $2,329,000 | thousands by filing date | |
| RADA ELECTR INDS LTD | M81863124 | CMN | 392,645 | $2,329,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 108,107 | $2,327,000 | thousands by filing date | |
| CHAMPIONX CORPORATION | 15872M104 | COM | 291,155 | $2,326,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 166,808 | $2,325,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 207,407 | $2,324,000 | thousands by filing date | |
| STONEX GROUP INC | 861896108 | COM | 45,396 | $2,322,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 57,811 | $2,321,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 173,582 | $2,321,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 108,139 | $2,320,000 | thousands by filing date | |
| VIELA BIO INC. | 926613100 | Common Stock | 82,578 | $2,319,000 | thousands by filing date | |
| WORKIVA INC COM CL A | 98139A105 | Stock | 41,550 | $2,318,000 | thousands by filing date | |
| MAXAR TECHNOLOGIES INC | 57778K105 | COM | 92,969 | $2,318,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 215,677 | $2,318,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 26,917 | $2,315,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 378,715 | $2,314,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 19,908 | $2,310,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 570,586 | $2,310,000 | thousands by filing date | |
| NEOLEUKIN THERAPEUTICS INC | 64049K104 | COM | 192,228 | $2,307,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 1,332,878 | $2,306,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 294,047 | $2,300,000 | thousands by filing date | |
| ASHLAND INC | 044186104 | COM | 32,364 | $2,294,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 186,158 | $2,293,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 56,061 | $2,282,000 | thousands by filing date | |
| MYOVANT SCIENCES LTD | G637AM102 | COMMON STOCK-FO | 162,425 | $2,282,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 234,633 | $2,280,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857FAB3 | NOTE 1.500% 5/1 | 2,044,000 | $2,279,000 | thousands by filing date | principal |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 75,273 | $2,277,000 | thousands by filing date | |
| EQUINOR ASA SPONSORED ADR | 29446M102 | ADR | 161,681 | $2,274,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 93,578 | $2,274,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 103,176 | $2,269,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 1,255,425 | $2,261,000 | thousands by filing date | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 223,728 | $2,257,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 305,166 | $2,253,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 65,667 | $2,240,000 | thousands by filing date | |
| SCIPLAY CORPORATION | 809087109 | CL A | 138,115 | $2,240,000 | thousands by filing date | |
| TORTOISE ACQUISITION CORP | 89154L100 | CL A | 44,910 | $2,239,000 | thousands by filing date | |
| RACKSPACE TECHNOLOGY INC | 750102105 | COM | 115,805 | $2,234,000 | thousands by filing date | |
| PROSHARES TR | 74347B508 | DJ BRKFLD GLB | 58,337 | $2,234,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y206 | DORSEY WRIGT ADR | 40,428 | $2,234,000 | thousands by filing date | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 88,843 | $2,234,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 152,424 | $2,233,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 886,065 | $2,233,000 | thousands by filing date | |
| LANTHEUS HLDGS INC | 516544103 | COM | 176,103 | $2,231,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 92,326 | $2,230,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 198,342 | $2,227,000 | thousands by filing date | |
| ARCBEST CORP COM | 03937C105 | Stock | 71,534 | $2,222,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 124,495 | $2,218,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 68,087 | $2,215,000 | thousands by filing date | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 116,933 | $2,214,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092832 | DIVID ETF RISI | 68,236 | $2,214,000 | thousands by filing date | |
| NOBLE MIDSTREAM PARTNERS LP | 65506L105 | COM UNIT REPST | 302,168 | $2,213,000 | thousands by filing date | |
| FB FINL CORP | 30257X104 | COM | 87,895 | $2,208,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 193,882 | $2,200,000 | thousands by filing date | |
| iShares iBonds Dec. 2028 Corporate Bond ETF | 46435U515 | ETF | 75,586 | $2,199,000 | thousands by filing date | |
| INSMED INC | 457669AA7 | NOTE 1.750% 1/1 | 2,030,000 | $2,196,000 | thousands by filing date | principal |
| TRUSTCO BK CORP N Y | 898349105 | COM | 420,208 | $2,195,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 169,840 | $2,194,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 80,433 | $2,193,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 140,090 | $2,190,000 | thousands by filing date | |
| PROSHARES TR II | 74347Y888 | CMN | 76,891 | $2,188,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 83,019 | $2,182,000 | thousands by filing date | |
| PROASSURANCE CORP | 74267C106 | COM | 139,395 | $2,180,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 177,687 | $2,178,000 | thousands by filing date | |
| SCHOLAR ROCK HLDG CORP | 80706P103 | COM | 123,013 | $2,176,000 | thousands by filing date | |
| SYNAPTICS INC | 87157DAD1 | NOTE 0.500% 6/1 | 1,799,000 | $2,176,000 | thousands by filing date | principal |
| DENISON MINES CORP | 248356107 | COM | 5,351,951 | $2,175,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 339,624 | $2,173,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 134,473 | $2,169,000 | thousands by filing date | |
| INARI MED INC | 45332Y109 | COM | 31,367 | $2,165,000 | thousands by filing date | |
| IVC 4 1/2 6/1/22 | 461203AH4 | CONVERTIBLE BOND | 2,450,000 | $2,163,000 | thousands by filing date | principal |
| KBR INC COM | 48242W106 | Stock | 96,632 | $2,161,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V456 | S&P MDCP VLU MNT | 76,170 | $2,160,000 | thousands by filing date | |
| HOEGH LNG PARTNERS LP | Y3262R100 | COM UNIT LTD | 203,467 | $2,159,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 117,375 | $2,158,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 59,558 | $2,157,000 | thousands by filing date | |
| ALLSPRING UTILITIES AND HIGH | 94987E109 | WF UTILITIES INC | 179,633 | $2,157,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 58,956 | $2,147,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 78,654 | $2,147,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 147,455 | $2,143,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 131,610 | $2,140,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 31,084 | $2,139,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 61,338 | $2,137,000 | thousands by filing date | |
| ABERDEEN INCOME CR STRATEGIE | 003057106 | COM | 215,309 | $2,136,000 | thousands by filing date | |
| DYCOM INDS INC | 267475AB7 | NOTE 0.750% 9/1 | 2,225,000 | $2,136,000 | thousands by filing date | principal |
| ANGEL OAK FINL STRATEGIES IN | 03464A100 | COM BEN INT | 126,246 | $2,127,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 273,415 | $2,124,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y475 | S&P 500 COVERED | 47,565 | $2,123,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 51,855 | $2,118,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 17,957 | $2,118,000 | thousands by filing date | |
| CIMPRESS PLC | G2143T103 | SHS EURO | 28,132 | $2,114,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 75,703 | $2,113,000 | thousands by filing date | |
| VERITEX HLDGS INC | 923451108 | COM | 123,855 | $2,110,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730509 | COMMON STOCK | 32,318 | $2,107,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 598,528 | $2,106,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 211,725 | $2,105,000 | thousands by filing date | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 218,862 | $2,104,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 79,476 | $2,102,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793400 | COM NEW | 111,656 | $2,100,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 255,949 | $2,099,000 | thousands by filing date | |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 79,884 | $2,097,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 18,605 | $2,093,000 | thousands by filing date | |
| CAMTEK LTD ORD | M20791105 | Stock | 135,958 | $2,091,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554AK8 | NOTE 3.250% 3/1 | 2,000,000 | $2,089,000 | thousands by filing date | principal |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 138,297 | $2,081,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 116,552 | $2,078,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 200,849 | $2,073,000 | thousands by filing date | |
| WHITING PETROLEUM CORP | 966387508 | COMMON STOCK | 119,905 | $2,073,000 | thousands by filing date | |
| H WORLD GROUP LTD | 16949NAC3 | NOTE 0.375%11/0 | 1,847,000 | $2,073,000 | thousands by filing date | principal |
| INOGEN INC | 45780L104 | COM | 71,332 | $2,069,000 | thousands by filing date | |
| NCINO INC | 63947U107 | COM | 25,957 | $2,068,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 90,198 | $2,064,000 | thousands by filing date | |
| VANECK EMERGING MARKETS HIGH Y | 92189F353 | EMERGING MRKT HI | 90,616 | $2,060,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 437,249 | $2,058,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 116,055 | $2,054,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 208,079 | $2,053,000 | thousands by filing date | |
| ZOSANO PHARMA CORP | 98979H202 | COM NEW | 1,266,303 | $2,052,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 1,274,062 | $2,051,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J125 | LATIN AMER ALP | 138,341 | $2,049,000 | thousands by filing date | |
| iShares MSCI Intl Momentum Factor ETF | 46434V449 | SHS | 60,259 | $2,048,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180DAB2 | BOND | 2,528,000 | $2,048,000 | thousands by filing date | principal |
| CORE LABORATORIES N V | N22717107 | COM | 134,115 | $2,047,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 150,901 | $2,046,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 34,544 | $2,045,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 159,912 | $2,042,000 | thousands by filing date | |
| ISHARES TR | 46429B499 | MSCI NORWAY ETF | 98,893 | $2,041,000 | thousands by filing date | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 6,378 | $2,033,000 | thousands by filing date | |
| JAMF HLDG CORP COM | 47074L105 | Stock | 54,029 | $2,032,000 | thousands by filing date | |
| CANTEL MEDICAL CORP | 138098108 | COM | 46,105 | $2,026,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 69,746 | $2,025,000 | thousands by filing date | |
| J P MORGAN EXCHANGE-TRADED F | 46641Q613 | US AGGREGATE | 72,357 | $2,022,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 76,332 | $2,018,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 154,234 | $2,017,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 103,482 | $2,016,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 115,990 | $2,015,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 264,627 | $2,014,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 127,557 | $2,009,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 75,470 | $2,006,000 | thousands by filing date | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 37,989 | $2,005,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 210,626 | $2,004,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577AA0 | NOTE 4.750% 5/1 | 1,386,000 | $2,003,000 | thousands by filing date | principal |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 58,822 | $2,000,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 80,360 | $2,000,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 1,388,442 | $2,000,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 342,724 | $1,994,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 144,528 | $1,989,000 | thousands by filing date | |
| INVESCO | 46138J536 | EXCHANGE TRADED | 77,650 | $1,988,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 164,606 | $1,985,000 | thousands by filing date | |
| BARINGS PARTN INVS | 06761A103 | SH BEN INT | 182,597 | $1,983,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 47,080 | $1,982,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 34,343 | $1,978,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E214 | S&P INTL QULTY | 75,274 | $1,977,000 | thousands by filing date | |
| TECHNIPFMC PLC COM | G87110105 | Stock | 313,245 | $1,976,000 | thousands by filing date | |
| ADVANCED DISP SVCS INC DEL | 00790X101 | COM | 65,251 | $1,973,000 | thousands by filing date | |
| SPROTT ETF TRUST | 85210B102 | GOLD MINERS ETF | 58,826 | $1,972,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 155,615 | $1,972,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 295,804 | $1,970,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 93,448 | $1,970,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 110,021 | $1,966,000 | thousands by filing date | |
| CHAMPION HOMES INC | 830830105 | COM | 73,088 | $1,955,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 157,369 | $1,953,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 388,986 | $1,949,000 | thousands by filing date | |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 62,515 | $1,947,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 299,507 | $1,941,000 | thousands by filing date | |
| PS BUSINESS PKS INC CALIF | 69360J107 | COM | 15,826 | $1,936,000 | thousands by filing date | |
| WELBILT INC | 949090104 | COM | 313,133 | $1,929,000 | thousands by filing date | |
| Vaneck Long Muni ETF | 92189F536 | ETF | 89,959 | $1,924,000 | thousands by filing date | |
| INVESCO | 46138J528 | EXCHANGE TRADED | 74,479 | $1,922,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 15,972 | $1,921,000 | thousands by filing date | |
| ALECTOR INC | 014442107 | COMMON STOCK | 182,385 | $1,921,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 124,554 | $1,912,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 116,347 | $1,908,000 | thousands by filing date | |
| ISHARES TR | 46429B135 | INT PFD STK FD | 135,668 | $1,908,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 86,556 | $1,907,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F684 | RETAIL ETF | 12,801 | $1,906,000 | thousands by filing date | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 15,711 | $1,905,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 64,541 | $1,903,000 | thousands by filing date | |
| Invesco KBW Premium Yield | 46138E594 | KBW PREM YIELD | 108,609 | $1,903,000 | thousands by filing date | |
| BIONDVAX PHARMACEUTICALS LTD | 09073Q105 | SPOND ADS | 48,666 | $1,902,000 | thousands by filing date | |
| ONESPAN INC | 68287N100 | COM | 90,607 | $1,899,000 | thousands by filing date | |
| ORCHARD THERAPEUTICS PLC | 68570P101 | ADR | 461,325 | $1,896,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 391,689 | $1,892,000 | thousands by filing date | |
| ISHARES INC | 46434G509 | CUR HD MSCI EM | 69,598 | $1,886,000 | thousands by filing date | |
| MERUS N V | N5749R100 | COM | 156,766 | $1,881,000 | thousands by filing date | |
| DIANTHUS THERAPEUTICS INC COM | 55910K108 | Stock | 276,750 | $1,881,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 171,936 | $1,878,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 767,466 | $1,873,000 | thousands by filing date | |
| ISHARES INC | 46434G814 | MSCI MLY ETF NEW | 71,491 | $1,872,000 | thousands by filing date | |
| CNO FINL GROUP INC | 12621E103 | COM | 116,645 | $1,871,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y500 | ZACKS MULT AST | 114,425 | $1,870,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 119,489 | $1,868,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 38,743 | $1,867,000 | thousands by filing date | |
| COLUMBIA INDIA CONSUMER ETF | 19762B707 | ETF | 44,384 | $1,867,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAR3 | NOTE 4.950% 7/1 | 1,852,000 | $1,866,000 | thousands by filing date | principal |
| CLEARWATER PAPER CORP | 18538R103 | COM | 49,093 | $1,863,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 81,100 | $1,860,000 | thousands by filing date | |
| SPHERE ENTERTAINMENT CO CL A | 55826T102 | Stock | 27,162 | $1,860,000 | thousands by filing date | |
| VALVOLINE INC COM | 92047W101 | Stock | 97,598 | $1,859,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 113,511 | $1,855,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 19,881 | $1,853,000 | thousands by filing date | |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 1,070,675 | $1,853,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 242,331 | $1,851,000 | thousands by filing date | |
| KKR REAL ESTATE FIN TR INC | 48251K100 | COM | 111,988 | $1,850,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 118,898 | $1,850,000 | thousands by filing date | |
| JUMIA TECHNOLOGIES AG SPONSORED ADS | 48138M105 | ADR | 230,828 | $1,844,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 256,493 | $1,843,000 | thousands by filing date | |
| FOX FACTORY HLDG CORP | 35138V102 | COM | 24,793 | $1,842,000 | thousands by filing date | |
| TRANSLATE BIO INC. | 89374L104 | Common Stock | 135,350 | $1,842,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 124,824 | $1,839,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E180 | S&P SMLCP DISC | 29,217 | $1,838,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V803 | DORSEY WRGT CSMR | 28,896 | $1,838,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 56,047 | $1,835,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 293,326 | $1,833,000 | thousands by filing date | |
| EVOFEM BIOSCIENCES INC | 30048L104 | COM | 775,994 | $1,831,000 | thousands by filing date | |
| ISHARES TR | 46435G417 | CR 5 10 YR ETF | 34,937 | $1,830,000 | thousands by filing date | |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 159,092 | $1,830,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 43,504 | $1,827,000 | thousands by filing date | |
| SESEN BIO INC | 817763105 | COM | 1,303,758 | $1,826,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 183,036 | $1,823,000 | thousands by filing date | |
| GREENTREE HOSPITALITY GROUP | 39579V100 | SPONSORED ADS | 134,067 | $1,822,000 | thousands by filing date | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 107,652 | $1,821,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940TAB5 | NOTE 2.000% 5/1 | 2,225,000 | $1,820,000 | thousands by filing date | principal |
| BELLRING BRANDS INC | 079823100 | COMMON STOCK | 87,630 | $1,818,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 43,893 | $1,817,000 | thousands by filing date | |
| REVOLUTION MEDICINES INC COM | 76155X100 | Stock | 52,184 | $1,816,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 96,838 | $1,816,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 122,443 | $1,810,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 233,652 | $1,805,000 | thousands by filing date | |
| ARCHROCK INC | 03957W106 | COM | 334,988 | $1,803,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049MAA8 | Convertible Debt | 1,442,000 | $1,799,000 | thousands by filing date | principal |
| ALLIANZGI DIVERSIFIED INCOME | 01883J108 | COM | 70,974 | $1,798,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 282,483 | $1,797,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E218 | MSCI NXT EMRNG | 108,164 | $1,794,000 | thousands by filing date | |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 35,100 | $1,793,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 104,280 | $1,792,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 179,963 | $1,791,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 413,805 | $1,787,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 122,900 | $1,787,000 | thousands by filing date | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 19,474 | $1,785,000 | thousands by filing date | |
| ATKORE INC | 047649108 | COMMON STOCK | 78,529 | $1,785,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 42,214 | $1,784,000 | thousands by filing date | |
| FIVE POINT HOLDINGS LLC | 33833Q106 | COM CL A | 427,779 | $1,783,000 | thousands by filing date | |
| OPTIMIZERX CORP | 68401U204 | COM NEW | 85,446 | $1,782,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 34,339 | $1,780,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 256,427 | $1,778,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 804,161 | $1,777,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 191,408 | $1,773,000 | thousands by filing date | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 115,121 | $1,773,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 379,482 | $1,772,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G831 | DAIL JR GOLD ETF | 13,716 | $1,770,000 | thousands by filing date | |
| EATON VANCE FLTG RATE INCOM | 278284104 | COM SHS BEN INT | 126,096 | $1,768,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 229,651 | $1,766,000 | thousands by filing date | |
| DIAMONDPEAK HLDGS COR | 25280H100 | COM CL A | 68,570 | $1,766,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 133,937 | $1,762,000 | thousands by filing date | |
| CARS COM INC | 14575E105 | COM | 217,397 | $1,756,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V712 | BLOO MVP MUL ETF | 18,735 | $1,754,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 117,086 | $1,752,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 47,600 | $1,750,000 | thousands by filing date | |
| LAUREATE ED INC COMMON STOCK | 518613203 | Stock | 131,435 | $1,746,000 | thousands by filing date | |
| ZYNGA INC | 98986TAB4 | NOTE 0.250% 6/0 | 1,370,000 | $1,742,000 | thousands by filing date | principal |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 28,273 | $1,741,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G206 | COM | 291,180 | $1,741,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 642,309 | $1,741,000 | thousands by filing date | |
| DIAMOND S SHIPPING INC COM | Y20676105 | COM | 253,433 | $1,741,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 72,667 | $1,740,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 103,111 | $1,737,000 | thousands by filing date | |
| GREAT WESTN BANCORP INC | 391416104 | COM | 139,174 | $1,733,000 | thousands by filing date | |
| AIR TRANS SVCS GROUP INC | 00922RAB1 | BOND | 1,630,000 | $1,733,000 | thousands by filing date | principal |
| AIM IMMUNOTECH INC | 00901B105 | COM | 805,415 | $1,732,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 47,973 | $1,728,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 483,790 | $1,727,000 | thousands by filing date | |
| Invsc SP 500 Equal Weight Matrl ETF | 46137V316 | ETF | 14,739 | $1,723,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 31,403 | $1,721,000 | thousands by filing date | |
| High Templar Tech Limit | 747798106 | COM | 1,387,251 | $1,721,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 2,127,488 | $1,716,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 137,438 | $1,712,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 124,940 | $1,711,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 41,586 | $1,710,000 | thousands by filing date | |
| TWIN RIV WORLDWIDE HLDGS INC | 90171V204 | COM | 65,016 | $1,708,000 | thousands by filing date | |
| CSW INDUSTRIALS INC | 126402106 | COM | 22,033 | $1,701,000 | thousands by filing date | |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 408,709 | $1,700,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H107 | COMMON STOCK | 56,025 | $1,697,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 26,608 | $1,693,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 108,304 | $1,687,000 | thousands by filing date | |
| WOORI FINL GROUP INC SPONSORED ADS | 981064108 | ADR | 76,422 | $1,687,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L803 | M STAR DEV MKT | 30,121 | $1,686,000 | thousands by filing date | |
| iShares Broad USD High Yield Corporate Bond ETF | 46435U853 | SHS | 42,583 | $1,681,000 | thousands by filing date | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 10,723 | $1,680,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 141,085 | $1,679,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 146,764 | $1,679,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 203,444 | $1,679,000 | thousands by filing date | |
| MCGRATH RENTCORP | 580589109 | COM | 28,151 | $1,677,000 | thousands by filing date | |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 332,466 | $1,676,000 | thousands by filing date | |
| MAGNITE INC COM | 55955D100 | Stock | 240,138 | $1,668,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 151,140 | $1,668,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 159,011 | $1,668,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 143,491 | $1,667,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 37,348 | $1,665,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V860 | DORSEY WRGT FINL | 44,839 | $1,664,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 122,551 | $1,663,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 140,973 | $1,663,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 28,663 | $1,663,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 199,019 | $1,662,000 | thousands by filing date | |
| LIBERTY MEDIA CORP | 530715AN1 | DEB 3.500% 1/1 | 2,002,000 | $1,659,000 | thousands by filing date | principal |
| NUVEEN MUN 2021 TARGET TERM | 670687102 | COM | 170,899 | $1,659,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 95,137 | $1,658,000 | thousands by filing date | |
| NUVEEN MASS QUALITY MUN INC | 67061E104 | COM | 118,263 | $1,658,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 120,892 | $1,654,000 | thousands by filing date | |
| TRIP COM GROUP LTD | 22943FAM2 | DBCV 1.250% 9/1 | 1,807,000 | $1,650,000 | thousands by filing date | principal |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 319,590 | $1,649,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 125,484 | $1,647,000 | thousands by filing date | |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 259,582 | $1,646,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 91,712 | $1,646,000 | thousands by filing date | |
| INVITAE CORP | 46185LAB9 | NOTE 2.000% 9/0 | 1,000,000 | $1,643,000 | thousands by filing date | principal |
| NEENAH PAPER INC | 640079109 | COM | 43,803 | $1,641,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y207 | NASDAQ 100 EQ WT | 25,440 | $1,640,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 42,026 | $1,635,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 1,808,824 | $1,633,000 | thousands by filing date | |
| PARSLEY ENERGY INC | 701877102 | CL A | 174,066 | $1,630,000 | thousands by filing date | |
| APREA THERAPEUTICS INC | 03836J102 | COM | 67,774 | $1,630,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 47,835 | $1,628,000 | thousands by filing date | |
| SEMPRA ENERGY | 816851505 | PFD | 16,279 | $1,626,000 | thousands by filing date | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 17,299 | $1,624,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 142,859 | $1,623,000 | thousands by filing date | |
| G1 THERAPEUTICS INC | 3621LQ109 | COM | 140,352 | $1,621,000 | thousands by filing date | |
| NEWTEKONE INC | 652526203 | COM NEW | 87,004 | $1,616,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 93,014 | $1,612,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 137,767 | $1,608,000 | thousands by filing date | |
| SAPIENS INTL CORP N V SHS | G7T16G103 | Stock | 52,487 | $1,605,000 | thousands by filing date | |
| LANDMARK INFRASTRUCTURE PARTNERS | 51508J108 | COMMON STOCK | 177,256 | $1,605,000 | thousands by filing date | |
| AMBER INTL HLDG LTD SPON ADS NEW | 45113Y104 | ADR | 240,569 | $1,605,000 | thousands by filing date | |
| OOMA INC | 683416101 | COM | 122,879 | $1,604,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 384,648 | $1,604,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 76,389 | $1,603,000 | thousands by filing date | |
| GRAFTECH INTL LTD | 384313508 | COM | 234,135 | $1,601,000 | thousands by filing date | |
| INVESCO DB MLTI SECTR CMMTY | 46140H601 | GOLD FD | 28,894 | $1,600,000 | thousands by filing date | |
| ELECTRAMECCANICA VEHS | 284849205 | COM | 642,014 | $1,599,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 114,837 | $1,597,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 391,069 | $1,597,000 | thousands by filing date | |
| Etfmg Prime Mobile | 26924G409 | COM | 29,298 | $1,594,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 51,960 | $1,593,000 | thousands by filing date | |
| REINVENT TECHNOLOGY PARTNERS | G7483N111 | UNIT 99/99/9999 | 138,479 | $1,591,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 428,548 | $1,590,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD II | 09253P109 | COM | 108,281 | $1,588,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 120,816 | $1,587,000 | thousands by filing date | |
| AMERICAS CAR-MART INC | 03062T105 | COM | 18,694 | $1,587,000 | thousands by filing date | |
| TESLA INC | 88160RAC5 | NOTE 1.250% 3/0 | 266,000 | $1,584,000 | thousands by filing date | principal |
| KNOLL INC | 498904200 | COM NEW | 131,208 | $1,582,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 465,303 | $1,582,000 | thousands by filing date | |
| TORTOISE ACQUISITION CORP II | G89554110 | UNIT 06/14/2027 | 145,065 | $1,578,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 277,054 | $1,577,000 | thousands by filing date | |
| PROSHARES TR | 74347G861 | ULTRAPRO SHT QQQ | 66,135 | $1,577,000 | thousands by filing date | |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 132,776 | $1,573,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 105,004 | $1,573,000 | thousands by filing date | |
| ICF INTL INC | 44925C103 | COM | 25,549 | $1,572,000 | thousands by filing date | |
| GROUPON INC | 399473206 | COM NEW | 77,034 | $1,571,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 242,287 | $1,570,000 | thousands by filing date | |
| XPENG INC ADS | 98422D105 | ADR | 78,187 | $1,569,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 72,944 | $1,567,000 | thousands by filing date | |
| SURGALIGN HOLDINGS INC | 86882C105 | COM | 865,496 | $1,566,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC | 007800AB1 | NOTE 2.250%12/1 | 982,000 | $1,565,000 | thousands by filing date | principal |
| NVENT ELEC PLC SHS | G6700G107 | Stock | 88,411 | $1,563,000 | thousands by filing date | |
| MYR GROUP INC | 55405W104 | COM | 42,047 | $1,563,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 343,422 | $1,559,000 | thousands by filing date | |
| BARINGS CORPORATE INVS | 06759X107 | COM | 124,712 | $1,559,000 | thousands by filing date | |
| Allena Pharmaceuticals, Inc. | 018119107 | COM | 1,051,627 | $1,556,000 | thousands by filing date | |
| NEWMARK GROUP INC | 65158N102 | CL A | 358,869 | $1,550,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 567,478 | $1,549,000 | thousands by filing date | |
| DADA NEXUS LTD NPV ADR | 23344D108 | ADS | 58,364 | $1,545,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 312,840 | $1,545,000 | thousands by filing date | |
| EZCORP INC | 302301AE6 | NOTE 2.375% 5/0 | 2,000,000 | $1,540,000 | thousands by filing date | principal |
| ABERDEEN GLOBAL DYNAMIC DIVIDE | 00302M106 | COM | 166,837 | $1,537,000 | thousands by filing date | |
| HANGER INC | 41043F208 | COMMON STOCK | 97,179 | $1,537,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 38,075 | $1,534,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 272,909 | $1,534,000 | thousands by filing date | |
| FIRST EAGLE SENIOR LOAN FUND | 32010E100 | COM NEW | 123,368 | $1,530,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 779,913 | $1,529,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F304 | ENVIRONMENTAL SR | 15,285 | $1,527,000 | thousands by filing date | |
| Direxion Daily Technology Bull 3X Shares | 25459W102 | ETF | 4,987 | $1,525,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 38,191 | $1,524,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G862 | FLOAT RATE ETF | 61,130 | $1,524,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 154,858 | $1,518,000 | thousands by filing date | |
| ESTABLISHMENT LABS HOLDINGS | G31249108 | COMMON STOCK | 81,907 | $1,518,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 149,718 | $1,514,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P603 | CMN | 56,830 | $1,513,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 32,542 | $1,512,000 | thousands by filing date | |
| REPLIGEN CORP | 759916AB5 | BOND | 1,054,000 | $1,509,000 | thousands by filing date | principal |
| PROSHRE U/S DJ-UBS CRUDE OIL | 74347W668 | CMN | 89,904 | $1,508,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 12,107 | $1,504,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 114,703 | $1,503,000 | thousands by filing date | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 102,083 | $1,499,000 | thousands by filing date | |
| MORPHIC HLDG INC | 61775R105 | COM | 54,818 | $1,499,000 | thousands by filing date | |
| URBAN EDGE PPTYS | 91704F104 | COM | 153,828 | $1,496,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 12,333 | $1,493,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 87,089 | $1,492,000 | thousands by filing date | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 80,529 | $1,485,000 | thousands by filing date | |
| UNITED STS NAT GAS FD LP | 912318300 | UNIT PAR | 129,849 | $1,482,000 | thousands by filing date | |
| TILRAY BRANDS INC | 88688TAB6 | NOTE 5.000%10/0 | 3,700,000 | $1,480,000 | thousands by filing date | principal |
| INVESCO EXCHANGE-TRADED FUND TRUST INVESCO DORSEY WRIGHT UTILITIES MOMENTUM ETF | 46137V795 | ETF | 50,158 | $1,479,000 | thousands by filing date | |
| WISDOMTREE | 97718W108 | EXCHANGE TRADED | 85,499 | $1,478,000 | thousands by filing date | |
| TCP Cap Corp Sr Conv Nt | 87238qad5 | CONV | 1,530,000 | $1,478,000 | thousands by filing date | principal |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 24,315 | $1,477,000 | thousands by filing date | |
| INVESCO QQQ TRUST SERIES 1 | 74347B268 | ULTRAPRO SHORT S | 169,587 | $1,476,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 246,386 | $1,473,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 98,697 | $1,471,000 | thousands by filing date | |
| SOUTHERN CO | 842587602 | UNIT 08/01/2022 | 31,650 | $1,469,000 | thousands by filing date | |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 155,038 | $1,467,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 86,077 | $1,466,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 411,596 | $1,465,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 56,027 | $1,463,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 115,422 | $1,463,000 | thousands by filing date | |
| PG&E CORP | 69331C140 | CONV | 15,000 | $1,463,000 | thousands by filing date | |
| Allegiance Bancshares | 01748H107 | COM | 62,575 | $1,462,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E885 | DLY S&P500 BR 3X | 253,847 | $1,462,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E529 | NY AMT FRE MUN | 57,268 | $1,461,000 | thousands by filing date | |
| DESIGNER BRANDS INC | 250565108 | CL A | 268,744 | $1,459,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 202,115 | $1,458,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES SWISS | 46138R108 | SWISS FRANC | 14,664 | $1,455,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E127 | REIT ETF | 185,314 | $1,455,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 77,526 | $1,451,000 | thousands by filing date | |
| PHREESIA INC | 71944F106 | COM | 44,942 | $1,444,000 | thousands by filing date | |
| Cannae Holdings, Inc. | 13765N107 | Common Stock, $0.0001 par value | 38,693 | $1,441,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAT0 | NOTE 3.750% 2/0 | 1,423,000 | $1,440,000 | thousands by filing date | principal |
| ICHOR HOLDINGS | G4740B105 | SHS | 66,516 | $1,435,000 | thousands by filing date | |
| ZYNEX INC | 98986M103 | COM | 82,178 | $1,434,000 | thousands by filing date | |
| Fidelity MSCI Real Estate Index ETF | 316092857 | SHS | 60,986 | $1,433,000 | thousands by filing date | |
| RIMINI STR INC DEL | 76674Q107 | COM | 444,604 | $1,432,000 | thousands by filing date | |
| ARCTURUS THERAPEUTICS HLDGS | 03969T109 | COM | 33,356 | $1,431,000 | thousands by filing date | |
| MILLICOM INTL CELLULAR S A | L6388F110 | COM STK | 47,271 | $1,431,000 | thousands by filing date | |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 156,809 | $1,427,000 | thousands by filing date | |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 824,647 | $1,426,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 178,623 | $1,424,000 | thousands by filing date | |
| ENOVA INTL INC | 29357K103 | COM | 86,830 | $1,423,000 | thousands by filing date | |
| RVL PHARMACEUTICALS PLC | G6S41R101 | COM | 262,144 | $1,418,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 37,497 | $1,416,000 | thousands by filing date | |
| NUVEEN CALIF MUNICPAL VALU F | 6706EB106 | COM | 90,563 | $1,416,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222AF1 | NOTE 4.125% 9/0 | 1,500,000 | $1,416,000 | thousands by filing date | principal |
| TRUEBLUE INC | 89785X101 | COM | 91,351 | $1,415,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 26,687 | $1,414,000 | thousands by filing date | |
| INVESCO S&P MIDCAP 400 GARP ETF | 46137V225 | ETF | 23,580 | $1,414,000 | thousands by filing date | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 114,240 | $1,414,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E644 | INTL BUYBACK | 44,922 | $1,412,000 | thousands by filing date | |
| Canadian $ ETF | 46138T104 | ETF | 19,079 | $1,410,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 168,043 | $1,408,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 139,397 | $1,406,000 | thousands by filing date | |
| VIR BIOTECHNOLOGY INC | 92764N102 | COM | 40,809 | $1,401,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 65,403 | $1,400,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 110,917 | $1,400,000 | thousands by filing date | |
| FRONTDOOR INC COM | 35905A109 | Stock | 35,941 | $1,399,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G847 | GBL CLEAN ENRG | 63,718 | $1,398,000 | thousands by filing date | |
| ENVISTA HOLDINGS CORPORATION | 29415F104 | COM | 56,553 | $1,395,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 74,248 | $1,394,000 | thousands by filing date | |
| SPARTAN ENERGY ACQUISITION C | 846784106 | CL A COM STK | 96,549 | $1,392,000 | thousands by filing date | |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 105,221 | $1,391,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 70,299 | $1,386,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 24,865 | $1,386,000 | thousands by filing date | |
| QURATE RETAIL INC | 74915M100 | COM SER A | 192,742 | $1,384,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 1,133,326 | $1,383,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J106 | COMMON STOCK | 112,060 | $1,382,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470MAB5 | NOTE 3.375% 8/1 | 1,482,000 | $1,377,000 | thousands by filing date | principal |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 47,500 | $1,376,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W323 | CMN | 56,843 | $1,376,000 | thousands by filing date | |
| GREIF INC | 397624206 | CL B | 34,830 | $1,375,000 | thousands by filing date | |
| iShares iBonds Dec. 2027 Municipal Bond ETF | 46435U283 | ETF | 50,628 | $1,370,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430305 | ACTIVEBETA EUR | 47,048 | $1,368,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 102,181 | $1,364,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 11,877 | $1,362,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 127,945 | $1,361,000 | thousands by filing date | |
| KENSINGTON CAP ACQUISITION C | 490073103 | COM CL A | 80,848 | $1,354,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 369,589 | $1,352,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 207,639 | $1,352,000 | thousands by filing date | |
| QNITY ELECTRONICS INC | 817323207 | COM | 226,552 | $1,352,000 | thousands by filing date | |
| IES HOLDINGS INC | 44951W106 | COM | 42,513 | $1,350,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 177,225 | $1,350,000 | thousands by filing date | |
| COREPOINT LODGING INC | 21872L104 | COM | 247,393 | $1,349,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 7,370 | $1,347,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 297,518 | $1,347,000 | thousands by filing date | |
| GEOPARK LTD USD SHS | G38327105 | Stock | 182,659 | $1,344,000 | thousands by filing date | |
| ICAD INC | 44934S206 | COM NEW | 152,489 | $1,343,000 | thousands by filing date | |
| VISTA ENERGY S.A.B. DE C.V. SPONSORED ADS | 92837L109 | ADR | 596,372 | $1,342,000 | thousands by filing date | |
| VAREX IMAGING CORP | 92214X106 | COMMON STOCK | 105,416 | $1,342,000 | thousands by filing date | |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 26,751 | $1,341,000 | thousands by filing date | |
| SHIP FIN INTL LTD | 824689AG8 | NOTE 4.875% 5/0 | 1,550,000 | $1,340,000 | thousands by filing date | principal |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000895421-20-000552 | this filing | 2020-11-13 | acceptance time not in the bulk data set |