13F-HR filed by MORGAN STANLEY
MORGAN STANLEY filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-11-13, with 6,838 holding rows worth $517,007,806,000.
- Accession
- 0000895421-20-000552
- Filer
- CIK 895421
- Filed
- 2020-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A holdings report, 22,043 entries on the cover page, a total value of $517,007,806,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $517,007,806,000 with VALUE read as thousands by filing date, 13F file number 028-03432. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerMORGAN STANLEY & CO INTERNATIONAL PLC028-04312
- included managerMORGAN STANLEY & CO. LLC028-11873
- included managerMorgan Stanley Canada LTD028-13197
- included managerMorgan Stanley Capital Services LLC028-11865
- included managerMORGAN STANLEY AIP GP LP028-14710
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT CO028-11366
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT INC028-11866
- included managerMorgan Stanley Investment Management LTD028-11867
- included managerMORGAN STANLEY SMITH BARNEY LLC028-13935
- included managerMorgan Stanley Strategic Investments, Inc028-12509
- included managerMorgan Stanley Uruguay Ltda.028-11533
- included managerFundlogic Sas028-15873
- included managerMorgan Stanley Asia Ltd028-19343
- included managerMorgan Stanley Wealth Management Australia Pty Ltd028-19344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PDL BIOPHARMA INC | 69329Y104 | COM | 26,918 | $86,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 32,917 | $86,000 | thousands by filing date | |
| BLACKROCK MD MUNICIPAL BOND | 09249L105 | COM | 6,121 | $86,000 | thousands by filing date | |
| WINS FIN HLDGS INC | G97223104 | ORD SHS | 4,600 | $86,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 31,579 | $85,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 79,211 | $85,000 | thousands by filing date | |
| ALEXANDERS INC COM | 014752109 | REIT | 340 | $84,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 9,799 | $84,000 | thousands by filing date | |
| PIMCO NEW YORK MUN INCM | 72201E105 | FD 1 COM | 9,204 | $84,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W448 | GERMANY HEDEQ FD | 2,941 | $84,000 | thousands by filing date | |
| ARCUTIS BIOTHERAPEUTICS INC | 03969K108 | COM | 2,803 | $83,000 | thousands by filing date | |
| CAMBIUM NETWORKS CORPORATION | G17766109 | COMMON STOCK-FO | 4,898 | $83,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 11,133 | $83,000 | thousands by filing date | |
| CBM BANCORP INC | 1248XT104 | COM | 6,800 | $83,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 44,599 | $82,000 | thousands by filing date | |
| ABACUS FCF ETF TR | 89628W302 | LEADERS ETF | 2,000 | $82,000 | thousands by filing date | |
| FIRST TRUST | 33737J208 | CANADA ALPHA | 3,981 | $82,000 | thousands by filing date | |
| SOCIAL CAP HEDSPIA HLDG CO I | G8251K123 | UNIT 99/99/9999 | 5,960 | $82,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 10,049 | $81,000 | thousands by filing date | |
| RF INDUSTRIES LTD | 749552105 | COMMON STOCK | 18,150 | $81,000 | thousands by filing date | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 14,326 | $81,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 38,094 | $81,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 103,620 | $81,000 | thousands by filing date | |
| OPES ACQUISITION CORP | 68373P100 | COM | 6,595 | $81,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 2,421 | $80,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 3,134 | $80,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 17,793 | $80,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 10,550 | $80,000 | thousands by filing date | |
| OPIANT PHARMACEUTICALS INC | 683750103 | COM | 10,714 | $80,000 | thousands by filing date | |
| EYEPOINT PHARMACEUTICALS INC | 30233G100 | COM | 155,847 | $80,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 1,266 | $79,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 11,554 | $79,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 31,653 | $79,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 14,362 | $79,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 258,912 | $79,000 | thousands by filing date | |
| WBI BULLBEAR GLOBAL INCOME ETF | 00400R874 | ETF | 3,311 | $79,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 37,208 | $78,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 6,470 | $78,000 | thousands by filing date | |
| TCR2 THERAPEUTICS INC | 87808K106 | COM | 3,845 | $78,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 124,039 | $78,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 81,751 | $78,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 1,551 | $77,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 5,927 | $77,000 | thousands by filing date | |
| COMMUNITY FINL CORP MD | 20368X101 | COM | 3,567 | $77,000 | thousands by filing date | |
| FAUQUIER BANKSHARES INC VA | 312059108 | COM | 5,111 | $77,000 | thousands by filing date | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 2,449 | $76,000 | thousands by filing date | |
| BICYCLE THERAPEUTICS PLC-ADR | 088786108 | SPONSORED ADS | 3,989 | $76,000 | thousands by filing date | |
| DYADIC INTL INC DEL | 26745T101 | COM | 9,970 | $76,000 | thousands by filing date | |
| United Parcel Service, Inc | 917286106 | COM | 9,001 | $76,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 12,100 | $76,000 | thousands by filing date | |
| CHICKEN SOUP FOR THE SOUL EN | 16842Q100 | COM | 5,250 | $76,000 | thousands by filing date | |
| ANNEXON INC | 03589W102 | COM | 2,493 | $75,000 | thousands by filing date | |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 19,626 | $75,000 | thousands by filing date | |
| VICTORYSHARES U S | 92647N576 | MF Closed and MF Open | 1,546 | $75,000 | thousands by filing date | |
| MOLECULAR TEMPLATES INC | 608550109 | COM | 6,878 | $75,000 | thousands by filing date | |
| IVLU | 46435G409 | COM | 3,777 | $74,000 | thousands by filing date | |
| IBEX LTD | G4690M101 | COMMON STOCK | 4,793 | $74,000 | thousands by filing date | |
| BLACKROCK VA MUN BD TR | 092481100 | COM | 4,500 | $74,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070105 | CL B | 2,120 | $74,000 | thousands by filing date | |
| GENIUS BRANDS INTERNATIONAL INC | 37229T301 | COMMON STOCK | 62,450 | $74,000 | thousands by filing date | |
| BRIGHAM MINERALS INC | 10918L103 | COMMON STOCK | 8,308 | $74,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 5,200 | $74,000 | thousands by filing date | |
| BANCO BBVA ARGENTINA S A | 058934100 | SPONSORED ADS | 28,878 | $73,000 | thousands by filing date | |
| INTERNATIONAL MONEY EXPRESS | 46005L101 | COM | 5,083 | $73,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 3,276 | $73,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 13,196 | $73,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y876 | DAIL HEAL BU ETF | 1,150 | $72,000 | thousands by filing date | |
| CENTRAL PUERTO S A | 155038201 | SPONSORED ADR | 32,145 | $72,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 9,535 | $72,000 | thousands by filing date | |
| ALX ONCOLOGY HOLDINGS INC | 00166B105 | COMMON STOCK | 1,899 | $72,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 29,118 | $72,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R648 | SP KENSHO NEWEC | 1,683 | $72,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061508 | GLB MOMENT ETF | 3,000 | $72,000 | thousands by filing date | |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 3,614 | $72,000 | thousands by filing date | |
| HERZFELD CREDIT INCOME FUND | 42804T106 | COM | 19,867 | $72,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 1,378 | $72,000 | thousands by filing date | |
| CONSTRUCTION PARTNERS INC | 21044C107 | COM CL A | 3,924 | $71,000 | thousands by filing date | |
| UROGEN PHARMA LTD | M96088105 | COMMON STOCK | 3,683 | $71,000 | thousands by filing date | |
| DELCATH SYSTEMS INC | 24661P807 | COMMON STOCK | 6,084 | $71,000 | thousands by filing date | |
| LIGHTBRIDGE CORP | 53224K302 | COMMON STOCK | 17,060 | $71,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 43,667 | $71,000 | thousands by filing date | |
| PROSHARES TR | 74347X799 | ULTR RUSSL2000 | 1,924 | $70,000 | thousands by filing date | |
| UNITED GUARDIAN INC | 910571108 | COM | 4,594 | $70,000 | thousands by filing date | |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 2,896 | $70,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y529 | DORSY SHRT ETF | 3,699 | $70,000 | thousands by filing date | |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 4,697 | $70,000 | thousands by filing date | |
| BLACKROCK ENHANCED GOVT FD (EGF) | 09255K108 | COM | 5,258 | $70,000 | thousands by filing date | |
| ANNOVIS BIO INC | 03615A108 | COM | 14,286 | $69,000 | thousands by filing date | |
| POWERFLEET INC | 73931J109 | COMMON STOCK | 12,345 | $69,000 | thousands by filing date | |
| Taiwan Fund Inc/The/Md | 874036106 | COM | 2,992 | $69,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 15,928 | $69,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 14,689 | $69,000 | thousands by filing date | |
| INPHI CORP | 45772FAB3 | NOTE 1.125%12/0 | 25,000 | $69,000 | thousands by filing date | principal |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 4,557 | $68,000 | thousands by filing date | |
| MOTLEY FOOL SMALL-CAP GROWTH ETF | 74933W874 | ETF | 2,206 | $68,000 | thousands by filing date | |
| LAKE SHORE BANCORP INC | 510700107 | COM | 5,090 | $68,000 | thousands by filing date | |
| SYROS PHARMACEUTICALS INC | 87184Q107 | COM | 7,686 | $68,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366JAB7 | NOTE | 60,000 | $68,000 | thousands by filing date | principal |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 26,863 | $67,000 | thousands by filing date | |
| OAK VALLEY BANCORP | 671807105 | COMMON STOCK | 5,929 | $67,000 | thousands by filing date | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 26,748 | $67,000 | thousands by filing date | |
| ONITY GROUP INC | 675746606 | COMMON STOCK | 3,158 | $67,000 | thousands by filing date | |
| NULL | 68620A203 | NULL | 8,394 | $67,000 | thousands by filing date | |
| FIRST EAGLE ALTR CAP BDC INC | 26943B100 | COM | 27,007 | $67,000 | thousands by filing date | |
| ISHARES TR | 46435G433 | MSCI USA SMCP MN | 2,242 | $66,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 2,139 | $66,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 9,306 | $66,000 | thousands by filing date | |
| ALBIREO PHARMA INC | 01345P106 | COMMON STOCK | 1,984 | $66,000 | thousands by filing date | |
| AVID BIOSERVICES INC | 05368M106 | COM | 8,640 | $66,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 5,686 | $66,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 7,236 | $66,000 | thousands by filing date | |
| AI POWERED EQUITY ETF | 26924G813 | FUND | 2,155 | $66,000 | thousands by filing date | |
| iShares ESG Aware US Aggregate Bond ETF | 46435U549 | SHS | 1,151 | $65,000 | thousands by filing date | |
| ISHARES ESG AWARE USD CORPORATE BOND ETF | 46435G193 | ETF | 2,354 | $65,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F171 | GREEN BOND ETF | 2,332 | $65,000 | thousands by filing date | |
| METALLA ROYALTY & STREAMING | 59124U605 | COM | 8,267 | $65,000 | thousands by filing date | |
| GENASYS INC | 36872P103 | CMN | 10,521 | $65,000 | thousands by filing date | |
| RAPT THERAPEUTICS INC | 75382E109 | COM | 2,012 | $65,000 | thousands by filing date | |
| MFS SPECIAL VALUE TRUST | 55274E102 | CMN | 12,305 | $65,000 | thousands by filing date | |
| LOGICBIO THERAPEUTICS INC | 54142F102 | COM | 7,128 | $65,000 | thousands by filing date | |
| VANECK INDONESIA INDEX ETF | 92189F833 | ETF | 4,003 | $64,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y327 | GLBX MSCI COLUM | 2,746 | $64,000 | thousands by filing date | |
| ARTS WAY MFG INC | 043168103 | COM | 27,743 | $64,000 | thousands by filing date | |
| NUVEEN MO QUALITY MUN INCOME | 67060Q108 | COM | 4,438 | $64,000 | thousands by filing date | |
| XERIS PHARMACEUTICALS INC | 98422L107 | COM | 10,858 | $64,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 11,332 | $63,000 | thousands by filing date | |
| CRA INTL INC | 12618T105 | COM | 1,661 | $63,000 | thousands by filing date | |
| BAYCOM CORP | 07272M107 | COMMON STOCK | 6,164 | $63,000 | thousands by filing date | |
| ATOMERA INC | 04965B100 | COMMON STOCK | 6,056 | $63,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 2,524 | $63,000 | thousands by filing date | |
| Veru Inc | 92536C103 | Common Stock | 24,234 | $63,000 | thousands by filing date | |
| KALVISTA PHARMACEUTICALS INC | 483497103 | COM | 5,052 | $63,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 50,206 | $63,000 | thousands by filing date | |
| SPDR INDEX SHS FDS EUR STOXX SMCP | 78463X392 | CEF | 1,045 | $63,000 | thousands by filing date | |
| BYLINE BANCORP INC | 124411109 | COM | 5,564 | $62,000 | thousands by filing date | |
| ESQUIRE FINL HLDGS INC | 29667J101 | COM | 4,156 | $62,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102209 | UNIT LTD PRT 60 | 9,822 | $62,000 | thousands by filing date | |
| NORTHERN TECHNOLOGIES INTL C | 665809109 | COM | 7,528 | $62,000 | thousands by filing date | |
| 89BIO INC | 282559103 | COM | 2,406 | $62,000 | thousands by filing date | |
| PAE INC | 69290Y109 | COM CL A | 7,316 | $62,000 | thousands by filing date | |
| ACORN INTL INC | 004854204 | SPONSORD ADR NEW | 4,188 | $62,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 1,770 | $61,000 | thousands by filing date | |
| ONESPAWORLD HOLDINGS LIMITED | P73684113 | COM | 9,410 | $61,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 6,816 | $61,000 | thousands by filing date | |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 24,892 | $61,000 | thousands by filing date | |
| BIGLARI HOLDINGS INC B | 08986R309 | COMMON STOCK | 686 | $61,000 | thousands by filing date | |
| LUXFER HOLDINGS PLC | G5698W116 | COMMON STOCK | 4,903 | $61,000 | thousands by filing date | |
| CODORUS VY BANCORP INC | 192025104 | COM | 4,650 | $61,000 | thousands by filing date | |
| HOUSTON AMERN ENERGY CORP | 44183U209 | COM | 31,282 | $61,000 | thousands by filing date | |
| GENPREX INC | 372446104 | COM | 18,051 | $61,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W408 | COM NEW | 11,811 | $61,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J404 | CMN | 1,773 | $61,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A370 | LONCAR CHINA BIO | 2,000 | $61,000 | thousands by filing date | |
| AVIAT NETWORKS INC | 05366Y201 | COMMON STOCK | 2,691 | $60,000 | thousands by filing date | |
| NURIX THERAPEUTICS INC | 67080M103 | COMMON STOCK | 1,728 | $60,000 | thousands by filing date | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 6,070 | $60,000 | thousands by filing date | |
| SPINNAKER ETF SERIES | 84858T202 | CMN | 2,285 | $60,000 | thousands by filing date | |
| TITAN MED INC | 88830X819 | COM | 81,114 | $60,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746P555 | FUND | 1,302 | $60,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 4,296 | $60,000 | thousands by filing date | |
| INTRICON CORP | 46121H109 | COM | 4,867 | $60,000 | thousands by filing date | |
| USIO INC | 917313108 | CMN | 38,125 | $59,000 | thousands by filing date | |
| GENERATION BIO CO | 37148K100 | COM | 1,916 | $59,000 | thousands by filing date | |
| PROSHARES TR II | 74347W569 | ULTRASHORT YEN N | 829 | $59,000 | thousands by filing date | |
| NEXTIER OILFIELD SOLUTIONS INC | 65290C105 | COMMON STOCK | 31,763 | $59,000 | thousands by filing date | |
| ITEOS THERAPEUTICS INC | 46565G104 | COM | 2,375 | $59,000 | thousands by filing date | |
| KEZAR LIFE SCIENCES INC | 49372L100 | COM | 12,230 | $59,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 13,308 | $59,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 48,713 | $59,000 | thousands by filing date | |
| Uxin Ltd | 91818X108 | ADS | 68,420 | $59,000 | thousands by filing date | |
| IDEAYA BIOSCIENCES INC COM | 45166A102 | Stock | 4,609 | $58,000 | thousands by filing date | |
| ISHARES TR | 46435G268 | RUSEL 2500 ETF | 1,300 | $58,000 | thousands by filing date | |
| FIRST CAPITAL INC | 31942S104 | COMMON STOCK | 1,043 | $58,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 2,982 | $58,000 | thousands by filing date | |
| GRUPO SUPERVIELLE S.A. | 40054A108 | CMN | 32,187 | $58,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 121,138 | $58,000 | thousands by filing date | |
| MMA Capital Management LLC | 55315D105 | COM | 2,545 | $58,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUIS CORP | Y62159143 | SHS | 13,894 | $58,000 | thousands by filing date | |
| Pershing Square T 25 WTS Warrants Exp 07/24/25 | 71531R117 | WT | 8,110 | $58,000 | thousands by filing date | |
| UNITED STS COMMODITY INDEX F | 911718104 | CM REP COPP FD | 3,044 | $57,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 2,230 | $57,000 | thousands by filing date | |
| SUMMIT ST BK SANTA ROSA CALI | 866264203 | COM | 5,106 | $57,000 | thousands by filing date | |
| Fidelity Low Volatility Factor ETF | 316092824 | SHS | 1,427 | $56,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 31,950 | $56,000 | thousands by filing date | |
| VITRU LTD | G9440D103 | COM | 4,294 | $56,000 | thousands by filing date | |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 22,133 | $56,000 | thousands by filing date | |
| WIMI HOLOGRAM CLOUD INC | 97264L100 | SPON ADS CL B | 10,000 | $56,000 | thousands by filing date | |
| ONCOCYTE CORP | 68235C107 | COM | 40,284 | $56,000 | thousands by filing date | |
| Checkpoint Therapeutics Inc Com | 162828107 | COM | 20,955 | $56,000 | thousands by filing date | |
| STARBOARD VALUE ACQUISITN CORP UNIT EXP 091025 | 85521J208 | Stock | 5,550 | $56,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R308 | BUYWRIT INCM ETF | 2,880 | $55,000 | thousands by filing date | |
| EQUILLIUM INC | 29446K106 | COM | 9,573 | $55,000 | thousands by filing date | |
| ALPHA ARCHITECT INTERNATIONAL QUANTITATIVE VALUE ETF | 02072L201 | ETF | 2,228 | $55,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 16,468 | $55,000 | thousands by filing date | |
| JAWS ACQUISITION CORP | G50744104 | SHS | 5,258 | $55,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 337,196 | $54,000 | thousands by filing date | |
| RENAISSANCE CAP GREENWICH FD | 759937204 | IPO ETF | 1,030 | $54,000 | thousands by filing date | |
| GLEN BURNIE BANCORP | 377407101 | COM | 5,272 | $54,000 | thousands by filing date | |
| BBX CAP CORP NEW | 05491N302 | CL A | 4,037 | $54,000 | thousands by filing date | |
| EXICURE INC | 30205M101 | COM | 30,649 | $54,000 | thousands by filing date | |
| FLEXSHARES INTERNATIONALQUALITY DIVIDEND DYNAMICINDEX FUND | 33939L829 | ETF | 2,307 | $53,000 | thousands by filing date | |
| PROSHARES TR PSHS ULTRA DOW30 | 74347r305 | INDX FD | 1,125 | $53,000 | thousands by filing date | |
| PROSHARES TR | 74347R172 | ULTRA 20YR TRE | 800 | $53,000 | thousands by filing date | |
| PLAYA HOTELS & RESORTS NV | N70544106 | SHS | 12,701 | $53,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 10,921 | $53,000 | thousands by filing date | |
| CHINA ONLINE ED GROUP | 16954L105 | SPONSORED ADR | 2,800 | $53,000 | thousands by filing date | |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 20,259 | $52,000 | thousands by filing date | |
| INTERCORP FINL SVCS INC | P5626F128 | SHS | 2,239 | $52,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F841 | NATURAL RESOURC | 1,609 | $52,000 | thousands by filing date | |
| ORGANOGENESIS HOLDINGS INC | 68621F102 | COMMON STOCK | 13,600 | $52,000 | thousands by filing date | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 7,811 | $52,000 | thousands by filing date | |
| BIOCERES CROP SOLUTIONS CORP | G1117K114 | CMN | 9,619 | $52,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A172 | NATIONWIDE NASDQ | 2,000 | $52,000 | thousands by filing date | |
| ALARUM TECHNOLOGIES LTD SPONSORD ADS NEW | 78643B401 | ADR | 50,717 | $52,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043309 | PFD CONV SER C | 875 | $51,000 | thousands by filing date | |
| Rafael Holdings Inc Class B | 75062E106 | COM | 3,279 | $51,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 14,267 | $51,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459AD0 | BOND | 56,000 | $51,000 | thousands by filing date | principal |
| Zagg, Inc. | 98884U108 | COM | 17,915 | $51,000 | thousands by filing date | |
| AXS CHANGE FINANCE ESG ETF | 26922A560 | ETF | 2,000 | $51,000 | thousands by filing date | |
| CAPSTONE GREEN ENERGY CORP. | 14067D508 | Common Stock | 10,795 | $51,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C409 | US EQTY BUFR JAN | 1,650 | $50,000 | thousands by filing date | |
| MERIDIAN CORP | 58958P104 | COMMON STOCK | 3,038 | $50,000 | thousands by filing date | |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 53,383 | $50,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 29,384 | $50,000 | thousands by filing date | |
| Greenpower Motor Co | 39540E302 | COM | 4,200 | $50,000 | thousands by filing date | |
| CONDOR HOSPITALITY TR INC | 20676Y403 | COM NEW | 19,140 | $50,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 9,566 | $49,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 7,575 | $49,000 | thousands by filing date | |
| DBX ETF TR | 233051754 | XTRACK CSI 500 A | 1,463 | $49,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 12,001 | $49,000 | thousands by filing date | |
| ONECONNECT FINL TECHNOLOGY C | 68248T105 | ADR | 2,314 | $49,000 | thousands by filing date | |
| SPIRIT OF TEX BANCSHARES INC | 84861D103 | COM | 4,408 | $49,000 | thousands by filing date | |
| HCI GROUP INC | 40416EAD5 | NOTE 4.250% 3/0 | 49,000 | $49,000 | thousands by filing date | principal |
| GLOBAL X FDS | 37950E119 | MSCI SUPR EM ETF | 5,055 | $49,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C573 | TOTAL CORP BND | 520 | $48,000 | thousands by filing date | |
| CELCUITY INC | 15102K100 | COM | 8,290 | $48,000 | thousands by filing date | |
| FNCB BANCORP INC | 302578109 | COM | 9,190 | $48,000 | thousands by filing date | |
| PARTNERS BANCORP | 70213Q108 | COM | 8,481 | $48,000 | thousands by filing date | |
| MAGAL SECURITY SYS LTD | M6786D104 | ORD | 12,779 | $48,000 | thousands by filing date | |
| GENETRON HLDGS LTD | 37186H100 | ADS | 3,992 | $48,000 | thousands by filing date | |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 3,584 | $47,000 | thousands by filing date | |
| VALUE LINE INC | 920437100 | COMMON STOCK | 1,907 | $47,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y560 | ADVISORSHS ETF | 1,200 | $47,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C763 | mc | 2,000 | $47,000 | thousands by filing date | |
| DIREXION DAILY ENERGY BEAR 2X SHARES | 25460E554 | ETF | 678 | $47,000 | thousands by filing date | |
| CONYERS PK II ACQUISITION CO | 212896203 | UNIT 99/99/9999 | 4,400 | $47,000 | thousands by filing date | |
| VSE CORP COM | 918284100 | Stock | 1,515 | $46,000 | thousands by filing date | |
| TAYLOR DEVICES INC | 877163105 | COMMON STOCK | 4,825 | $46,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 15,731 | $46,000 | thousands by filing date | |
| ONCTERNAL THERAPEUTICS INC | 68236P107 | COM | 26,842 | $46,000 | thousands by filing date | |
| ATLAS TECHNICAL CONSULTANTS | 049430119 | *W EXP 11/26/202 | 91,300 | $46,000 | thousands by filing date | |
| AMCON DISTRG CO | 02341Q205 | COM NEW | 700 | $45,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W755 | CMN | 4,492 | $45,000 | thousands by filing date | |
| DUN & BRADSTREET HLDGS INC | 26484T106 | COM | 1,732 | $45,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 7,374 | $45,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P409 | NUVEEN ESG MIDCP | 1,048 | $44,000 | thousands by filing date | |
| LIBERTY GLOBAL CL B ORD | G5480U112 | COM | 2,072 | $44,000 | thousands by filing date | |
| HARPOON THERAPEUTICS INC | 41358P106 | COM | 2,601 | $44,000 | thousands by filing date | |
| HOWARD BANCORP INC COM | 442496105 | COM | 4,911 | $44,000 | thousands by filing date | |
| OLD POINT FINL CORP | 680194107 | COM | 2,912 | $44,000 | thousands by filing date | |
| HALL OF FAME RESORT & ENTMT | 40619L110 | *W EXP 07/01/202 | 170,281 | $44,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505715 | NORTH SHOR GBL | 1,510 | $44,000 | thousands by filing date | |
| INPIXON | 45790J800 | COM | 39,296 | $44,000 | thousands by filing date | |
| NEW HOME CO INC COM | 645370107 | COM | 8,047 | $44,000 | thousands by filing date | |
| ARYA SCIENCES ACQUISTION CO | G31655114 | UNIT 06/09/2027 | 4,000 | $44,000 | thousands by filing date | |
| NUVEEN ESG MID-CAP VALUE ETF | 67092P508 | ETF | 1,687 | $43,000 | thousands by filing date | |
| GATES INDL CORP PLC | G39108108 | ORD SHS | 3,909 | $43,000 | thousands by filing date | |
| ORIGIN BANCORP INC | 68621T102 | COMMON STOCK | 1,997 | $43,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A128 | ST STR SP1500VT | 421 | $43,000 | thousands by filing date | |
| MEXICO EQUITY & INCOME FD | 592834105 | COM | 5,648 | $43,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N550 | VCTRYSHS INTL MO | 1,070 | $43,000 | thousands by filing date | |
| KOSS CORP | 500692108 | COM | 20,088 | $43,000 | thousands by filing date | |
| WIDEOPENWEST INC | 96758W101 | COM | 8,432 | $43,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 2,907 | $43,000 | thousands by filing date | |
| VERRICA PHARMACEUTICALS INC | 92511W108 | COM | 5,607 | $43,000 | thousands by filing date | |
| REDBALL ACQUISITION CORP | G7417R121 | UNIT 99/99/9999 | 4,025 | $43,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J114 | WTS | 53,004 | $43,000 | thousands by filing date | |
| BLUEGREEN VACATIONS CORP | 09629F108 | COM | 8,678 | $43,000 | thousands by filing date | |
| RBB FD INC | 74933W601 | MOTLEY FOL ETF | 1,331 | $42,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 2,587 | $42,000 | thousands by filing date | |
| KURA SUSHI USA INC | 501270102 | CL A COM | 3,215 | $42,000 | thousands by filing date | |
| IDENTIV INC | 45170X205 | COM NEW | 6,732 | $42,000 | thousands by filing date | |
| VERSO CORP | 92531L207 | CL A | 5,175 | $42,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L810 | WESTN ASET TTL | 1,466 | $42,000 | thousands by filing date | |
| BIOMERICA INC | 09061H307 | COM NEW | 6,080 | $42,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X376 | MSCI CDA STRTGIC | 730 | $42,000 | thousands by filing date | |
| SYNTAX ETF TR | 87166N106 | STRATIFD LRG CAP | 876 | $42,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 8,368 | $41,000 | thousands by filing date | |
| TRILOGY METALS INC | 89621C105 | COMMON STOCK | 23,306 | $41,000 | thousands by filing date | |
| NETWORK-1 TECHNOLOGIES INC | 64121N109 | COM | 15,543 | $41,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 35,251 | $41,000 | thousands by filing date | |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 5,012 | $41,000 | thousands by filing date | |
| Carter Bank and Trust | 146102108 | Ordinary Shares | 6,102 | $41,000 | thousands by filing date | |
| NICE SYS INC | 65366HAB9 | BOND | 15,000 | $41,000 | thousands by filing date | principal |
| HC2 HLDGS INC | 404139107 | COM | 16,968 | $41,000 | thousands by filing date | |
| PROSHARES TR ULTSHRT QQQ | 74347B243 | CEF | 4,384 | $41,000 | thousands by filing date | |
| OP BANCORP | 67109R109 | COMMON STOCK | 6,952 | $40,000 | thousands by filing date | |
| AMERANT BANCORP INC | 023576101 | COMMON STOCK | 4,267 | $40,000 | thousands by filing date | |
| ESCALADE INC | 296056104 | COMMON STOCK | 2,224 | $40,000 | thousands by filing date | |
| PHATHOM PHARMACEUTICALS INC | 71722W107 | COMMON STOCK | 1,095 | $40,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 5,400 | $40,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 4,854 | $40,000 | thousands by filing date | |
| ONCOLYTICS BIOTECH INC | 682310875 | COM NEW | 23,277 | $40,000 | thousands by filing date | |
| CBDMD INC | 12482W101 | COM | 19,938 | $40,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B602 | IQ REAL RTN ETF | 1,463 | $40,000 | thousands by filing date | |
| ESSENTIAL UTILS INC | 29670G201 | UNIT 04/30/2022 | 735 | $40,000 | thousands by filing date | |
| Schwab 5-10 Year Corporate Bond ETF | 808524698 | SHS | 746 | $39,000 | thousands by filing date | |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 3,183 | $39,000 | thousands by filing date | |
| ETON PHARMACEUTICALS INC | 29772L108 | COMMON STOCK | 4,881 | $39,000 | thousands by filing date | |
| INVENTIVA SA | 46124U107 | ADS | 3,300 | $39,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y808 | YIELD ENHANCED | 759 | $39,000 | thousands by filing date | |
| MASTECH HLDGS INC | 57633B100 | COM | 2,225 | $39,000 | thousands by filing date | |
| Reality Shares Nasdaq NexGen Economy ETF | 75605A702 | COM | 1,136 | $39,000 | thousands by filing date | |
| OSI ETF TR | 67110P506 | OSHARES FTSE EUR | 1,644 | $39,000 | thousands by filing date | |
| A-MARK PRECIOUS METALS INC | 00181T107 | COM | 1,113 | $38,000 | thousands by filing date | |
| EVERSPIN TECHNOLOGIES INC | 30041T104 | COMMON STOCK | 6,720 | $38,000 | thousands by filing date | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 11,540 | $38,000 | thousands by filing date | |
| DIAMEDICA THERAPEUTICS INC | 25253X207 | COMMON STOCK | 9,100 | $38,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 37,161 | $38,000 | thousands by filing date | |
| APYX MEDICAL CORPORATION | 03837C106 | COM | 8,024 | $38,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 13,314 | $38,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G880 | FUND | 1,985 | $38,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189H888 | COAL ETF | 494 | $38,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C813 | US EQTY PWR BUF | 1,342 | $37,000 | thousands by filing date | |
| TRANSCAT INC | 893529107 | COM | 1,254 | $37,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W606 | IT RT HDG HGYL | 449 | $37,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A289 | DEFIANCE SPACE A | 1,295 | $37,000 | thousands by filing date | |
| PRO DEX INC | 74265M205 | COMMON STOCK | 1,300 | $37,000 | thousands by filing date | |
| WILLAMETTE VY VINEYARD I | 969136100 | COMMON STOCK | 5,950 | $37,000 | thousands by filing date | |
| FIRST US BANCSHARES INC | 33744V103 | COM | 5,536 | $37,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 2,355 | $37,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G773 | WORK FROM HOME | 686 | $37,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E412 | RUSEL 1000 LOW | 1,170 | $37,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G706 | WEDBUSH VID GAME | 555 | $37,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 9,073 | $36,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y495 | PURE CANNABIS | 3,333 | $36,000 | thousands by filing date | |
| FRANKLIN FTSE CHINA ETF | 35473P819 | ETF | 1,252 | $36,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460E364 | CMN | 749 | $36,000 | thousands by filing date | |
| WESTWATER RES INC | 961684206 | COM NEW | 14,402 | $36,000 | thousands by filing date | |
| POLYMET MNG CORP | 731916409 | COM | 9,935 | $36,000 | thousands by filing date | |
| SMTC CORP | 832682207 | COM NEW | 10,000 | $36,000 | thousands by filing date | |
| CYANOTECH CORP | 232437301 | COM PAR $0.02 | 14,837 | $36,000 | thousands by filing date | |
| GENETIC TECHNOLOGIES LIMITED NEW SPONSRD ADR | 37185R307 | NEW SPONSRD ADR | 10,447 | $36,000 | thousands by filing date | |
| Pareteum Corporation | 69946T207 | COM | 52,731 | $36,000 | thousands by filing date | |
| CAESARS ENTMT CORP | 127686AA1 | NOTE | 18,325 | $36,000 | thousands by filing date | principal |
| ANIXA BIOSCIENCES INC | 03528H109 | COM | 14,484 | $35,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 2,300 | $35,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q886 | DIVERSFED RTRN | 536 | $34,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q761 | US QUALTY FCTR | 1,035 | $34,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 20,519 | $34,000 | thousands by filing date | |
| MVC CAPITAL INC | 553829102 | COM | 4,389 | $34,000 | thousands by filing date | |
| PROSHARES TR | 74347R669 | PSHS ULT SEMICDT | 451 | $34,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 9,878 | $34,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G856 | CMN | 350 | $34,000 | thousands by filing date | |
| MIDDLEFIELD BANC CORP | 596304204 | COM NEW | 1,767 | $34,000 | thousands by filing date | |
| CHIASMA INC | 16706W102 | COM | 7,828 | $34,000 | thousands by filing date | |
| THE9 LTD SPON ADS NEW | 88337K203 | ADR | 108,345 | $34,000 | thousands by filing date | |
| iShares U.S. ETF Trust iShares GSCI Commodity Dynamic Roll Strategy ETF | 46431W853 | SHS | 1,326 | $33,000 | thousands by filing date | |
| CENTRUS ENERGY CORP | 15643U104 | CL A | 3,953 | $33,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 1,769 | $33,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061862 | TAIL RISK | 1,545 | $33,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 10,570 | $33,000 | thousands by filing date | |
| ISHARES TR | 464288216 | EMGR MKT INF ETF | 1,602 | $33,000 | thousands by filing date | |
| EA SERIES TRUST | 02072L508 | ALPHA ARCHITECT | 1,388 | $33,000 | thousands by filing date | |
| INOZYME PHARMA INC | 45790W108 | COM | 1,251 | $33,000 | thousands by filing date | |
| EMX RTY CORP | 26873J107 | COM | 12,400 | $33,000 | thousands by filing date | |
| CASA SYS INC | 14713L102 | COM | 8,142 | $33,000 | thousands by filing date | |
| IPATH DJ-UBS COCOA SUBINDEX | 06739H313 | CMN | 1,079 | $33,000 | thousands by filing date | |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 16,325 | $33,000 | thousands by filing date | |
| SYNLOGIC INC | 87166L100 | COM | 16,330 | $33,000 | thousands by filing date | |
| CSG SYS INTL INC | 126349AF6 | NOTE 4.250% 3/1 | 32,000 | $33,000 | thousands by filing date | principal |
| iShares ESG Aware MSCI USA Small-Cap ETF | 46435U663 | SHS | 1,201 | $32,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 9,032 | $32,000 | thousands by filing date | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 2,279 | $32,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A388 | APTUS DEFINED | 1,042 | $32,000 | thousands by filing date | |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 360 | $32,000 | thousands by filing date | |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 2,719 | $32,000 | thousands by filing date | |
| ASCENT INDUSTRIES CO | 871565107 | COM | 5,833 | $32,000 | thousands by filing date | |
| SILENCE THERAPEUTICS PLC | 82686Q101 | ADS | 2,000 | $32,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 6,196 | $32,000 | thousands by filing date | |
| BIGLARI HLDGS INC | 08986R408 | CMN | 66 | $32,000 | thousands by filing date | |
| URBAN ONE INC | 91705J204 | CL D NON VTG | 27,062 | $32,000 | thousands by filing date | |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 13,168 | $32,000 | thousands by filing date | |
| RAMBUS INC DEL | 750917AG1 | NOTE 1.375% 2/0 | 32,000 | $32,000 | thousands by filing date | principal |
| AGEAGLE AERIAL SYS INC NEW | 00848K101 | COMMON | 14,191 | $32,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 13,010 | $32,000 | thousands by filing date | |
| ELECTRAMECCANICA VEHS CORP | 284849114 | W EXP 08/03/202 | 26,955 | $32,000 | thousands by filing date | |
| TREMONT MTG TR | 894789106 | COM | 11,000 | $32,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092790 | QLTY FCTOR ETF | 799 | $31,000 | thousands by filing date | |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 28,507 | $31,000 | thousands by filing date | |
| RANGER ENERGY SERVICES CL A | 75282U104 | COMMON STOCK | 11,753 | $31,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 1,026 | $31,000 | thousands by filing date | |
| NANO DIMENSION LTD | 63008G203 | SPONSORD ADS NEW | 10,775 | $31,000 | thousands by filing date | |
| ISHARES TR | 46429B200 | CHINA SM-CAP ETF | 702 | $31,000 | thousands by filing date | |
| ADVANCED MICRO DEVICES INC | 007903BD8 | COM | 3,000 | $31,000 | thousands by filing date | principal |
| 22ND CENTY GROUP INC | 90137F103 | COM | 48,882 | $31,000 | thousands by filing date | |
| ALLEGHENY TECHNOLOGIES INC | 01741RAG7 | NOTE | 30,000 | $31,000 | thousands by filing date | principal |
| ENERGY FOCUS INC | 29268T409 | COM | 4,455 | $31,000 | thousands by filing date | |
| WANDA SPORTS GROUP CO LTD | 93368R101 | SPONSORED ADS | 13,337 | $31,000 | thousands by filing date | |
| PROSHARES TR | 74347X302 | MSCI EMRG ETF | 430 | $30,000 | thousands by filing date | |
| EGAIN CORP | 28225C806 | COM NEW | 2,110 | $30,000 | thousands by filing date | |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 2,340 | $30,000 | thousands by filing date | |
| INVESCO BULLETSHARES (R)2027 MUNICIPAL BOND ETF | 46138J494 | UIE | 1,176 | $30,000 | thousands by filing date | |
| SACHEM CAP CORP | 78590A109 | COM | 7,654 | $30,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 5,644 | $30,000 | thousands by filing date | |
| GLOBAL SELF STORAGE INC | 37955N106 | CMN | 7,484 | $30,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460E711 | CMN | 1,296 | $30,000 | thousands by filing date | |
| CKX LDS INC | 12562N104 | COM | 3,233 | $30,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E547 | DAILY MSCI EMERG | 1,657 | $30,000 | thousands by filing date | |
| AMERICAN RENAL ASSOCIATES HO | 029227105 | COM | 4,265 | $30,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 8,935 | $30,000 | thousands by filing date | |
| RANDOLPH BANCORP INC | 752378109 | COM | 2,450 | $30,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793203 | COM | 11,207 | $30,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C417 | US EQTY PWR BUF | 1,145 | $29,000 | thousands by filing date | |
| ISHARES INC | 46434G764 | MSCI EMRG CHN | 625 | $29,000 | thousands by filing date | |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 7,412 | $29,000 | thousands by filing date | |
| BANCO SANTANDER MEXICO SA | 05969B103 | SPONSORED ADS B | 9,050 | $29,000 | thousands by filing date | |
| FIDELITY DD BANCORP INC | 31609R100 | COMMON STOCK | 601 | $29,000 | thousands by filing date | |
| XOMA ROYALTY CORPORATION | 98419J206 | COMMON STOCK | 1,514 | $29,000 | thousands by filing date | |
| BOGOTA FINL CORP | 097235105 | COM | 3,759 | $29,000 | thousands by filing date | |
| AMPLIFY BLUESTAR ISRAEL TECHNOLOGY ETF | 26924G870 | COM | 515 | $29,000 | thousands by filing date | |
| PROSHARES TR | 74347X310 | CMN | 985 | $29,000 | thousands by filing date | |
| CALYXT INC | 13173L107 | COM | 5,187 | $29,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E505 | DAILY CS 2X SH | 595 | $29,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E192 | GBL X MSCI PT ET | 3,295 | $29,000 | thousands by filing date | |
| HEALTHCARE MERGER CORP | 42227L102 | COM CL A | 2,904 | $29,000 | thousands by filing date | |
| LEISURE ACQUISITION CORP | 52539T206 | UNIT 99/99/9999 | 3,000 | $29,000 | thousands by filing date | |
| AGF INVTS TR | 00110G200 | AGFIQ US MKT VLU | 2,184 | $29,000 | thousands by filing date | |
| AUDIOEYE INC | 050734201 | COM NEW | 1,930 | $28,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y491 | DAX GERMANY ETF | 1,000 | $28,000 | thousands by filing date | |
| RED RIVER BANCSHARES INC | 75686R202 | COMMON STOCK | 640 | $28,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J585 | BULETSHS 2027 | 1,152 | $28,000 | thousands by filing date | |
| NEPHROS INC | 640671400 | COM | 3,815 | $28,000 | thousands by filing date | |
| NEONODE INC | 64051M709 | CMN | 3,525 | $28,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061607 | GLB ASSET ALLO | 1,065 | $28,000 | thousands by filing date | |
| RENN FD INC | 759720105 | COM | 21,083 | $28,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061805 | GBL TAIL RISK ET | 1,160 | $28,000 | thousands by filing date | |
| CHP MERGER CORP | 12558Y205 | UNIT 11/22/2024 | 2,629 | $28,000 | thousands by filing date | |
| CITIGROUP INC NEW | 17322H149 | HOW STRAT DIV | 1,000 | $28,000 | thousands by filing date | |
| XENON PHARMACEUTICALS INC COM | 98420N105 | Stock | 2,459 | $27,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 5,418 | $27,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 4,828 | $27,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P889 | HORIZON DMST ETF | 976 | $27,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 9,958 | $27,000 | thousands by filing date | |
| KENTUCKY FIRST FED BANCORP | 491292108 | COM | 4,299 | $27,000 | thousands by filing date | |
| CUMBERLAND PHARMACEUTICALS I | 230770109 | COM | 8,502 | $27,000 | thousands by filing date | |
| United Bancshares | 909458101 | COM | 1,262 | $27,000 | thousands by filing date | |
| GRID DYNAMICS HLDGS INC | 39813G117 | *W EXP 03/05/202 | 15,000 | $27,000 | thousands by filing date | |
| HAILIANG ED GROUP INC | 40522L108 | SPONSORED ADR | 550 | $27,000 | thousands by filing date | |
| SPDR INDEX SHS FDS SOLACTIVE JAPAN | 78463X368 | CEF | 348 | $27,000 | thousands by filing date | |
| KITOV PHARMA LTD SPONSORD ADS NEW | 49803V206 | Stock | 6,139 | $27,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G772 | INFRAC ACT MLP | 1,970 | $26,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 1,892 | $26,000 | thousands by filing date | |
| RED VIOLET INC | 75704L104 | COMMON STOCK | 1,369 | $26,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N568 | USAA MSCI USA SM | 526 | $26,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2029 CORPORATE BOND ETF | 46138J577 | ETF | 1,190 | $26,000 | thousands by filing date | |
| SENSUS HEALTHCARE INC | 81728J109 | COM | 10,195 | $26,000 | thousands by filing date | |
| IMMUTEP LTD | 45257L108 | SPONSORED ADS | 14,836 | $26,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 9,286 | $26,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 17,555 | $26,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 13,909 | $26,000 | thousands by filing date | |
| ALKALINE WTR CO INC | 01643A207 | COM NEW | 20,661 | $26,000 | thousands by filing date | |
| AURYN RES INC | 05208W108 | COM | 13,444 | $26,000 | thousands by filing date | |
| DBX ETF TR | 233051523 | XTRACK MSCI CHIN | 1,044 | $26,000 | thousands by filing date | |
| SPRING BK PHARMACEUTICALS IN | 849431101 | COM | 19,077 | $26,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y413 | DLY JPN BULL 3X | 500 | $26,000 | thousands by filing date | |
| FINVOLUTION GROUP SPONSORED ADS | 31810T101 | ADR | 13,408 | $25,000 | thousands by filing date | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 3,317 | $25,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X131 | INTL QULTY DIV | 782 | $25,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 4,807 | $25,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 1,247 | $25,000 | thousands by filing date | |
| INVESCO BULLETSHARES (R)2028 MUNICIPAL BOND ETF | 46138J486 | UIE | 964 | $25,000 | thousands by filing date | |
| GAIA INC NEW | 36269P104 | CL A | 2,615 | $25,000 | thousands by filing date | |
| FLANIGANS ENTERPRISES INC | 338517105 | COM | 1,400 | $25,000 | thousands by filing date | |
| MICROBOT MED INC | 59503A204 | COM NEW | 3,215 | $25,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R809 | WBI BBR QTY 3000 | 948 | $25,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 11,911 | $25,000 | thousands by filing date | |
| Indivior Pharmaceuticals Inc | 04546C106 | COMMON STOCK | 37,256 | $25,000 | thousands by filing date | |
| GALERA THERAPEUTICS EQUICLASS EQUITY | 36338D108 | COMMON STOCK | 2,777 | $25,000 | thousands by filing date | |
| CURIS INC | 231269200 | COM | 21,703 | $25,000 | thousands by filing date | |
| EMAGIN CORP | 29076N206 | COM | 19,170 | $25,000 | thousands by filing date | |
| SEVERN BANCORP ANNAPOLIS MD | 81811M100 | COM | 3,825 | $25,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID CAP ETF | 46434G202 | ETF | 2,989 | $25,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC | 63633DAE4 | NOTE 3.250% 4/0 | 25,000 | $25,000 | thousands by filing date | principal |
| BELLEROPHON THERAPEUTICS INC | 078771300 | COM NEW | 2,428 | $25,000 | thousands by filing date | |
| PRECIPIO INC | 74019L503 | COM | 10,000 | $25,000 | thousands by filing date | |
| ProShares UltraShort MSCI Brazil Capped | 74347B292 | ETP | 1,455 | $25,000 | thousands by filing date | |
| TIMKENSTEEL CORP | 887399AA1 | CONVERTIBLE BOND | 30,000 | $25,000 | thousands by filing date | principal |
| ADVISORSHARES TR | 00768Y453 | PURE US CANNABIS | 1,100 | $24,000 | thousands by filing date | |
| KEROS THERAPEUTICS INC COM | 492327101 | Stock | 627 | $24,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F601 | URANI NUCLE ETF | 532 | $24,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R688 | S&P INTL DIVID | 1,701 | $24,000 | thousands by filing date | |
| TRANSCONTINENTAL RLTY INVS | 893617209 | COM NEW | 963 | $24,000 | thousands by filing date | |
| ELECTROMED INC | 285409108 | COMMON STOCK | 2,233 | $24,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092816 | MOMENTUM FACTR | 600 | $24,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y801 | DAIL CONS DI ETF | 600 | $24,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917TAB0 | NOTE 3.750%12/1 | 24,000 | $24,000 | thousands by filing date | principal |
| NAVISTAR INTL CORP | 638901306 | PFD | 1,010 | $24,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90267B682 | ETRAC ALER MLP | 3,563 | $24,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000895421-20-000552 | this filing | 2020-11-13 | acceptance time not in the bulk data set |