13F-HR filed by MORGAN STANLEY
MORGAN STANLEY filed this 13F-HR for the quarter ended 2020-06-30, filed 2020-08-14, with 6,707 holding rows worth $451,781,104,000.
- Accession
- 0000895421-20-000454
- Filer
- CIK 895421
- Filed
- 2020-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2020
A holdings report, 22,606 entries on the cover page, a total value of $451,781,104,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $451,781,104,000 with VALUE read as thousands by filing date, 13F file number 028-03432. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerMORGAN STANLEY & CO INTERNATIONAL PLC028-04312
- included managerMORGAN STANLEY & CO. LLC028-11873
- included managerMorgan Stanley Canada LTD028-13197
- included managerMorgan Stanley Capital Services LLC028-11865
- included managerMORGAN STANLEY AIP GP LP028-14710
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT CO028-11366
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT INC028-11866
- included managerMorgan Stanley Investment Management LTD028-11867
- included managerMORGAN STANLEY SMITH BARNEY LLC028-13935
- included managerMorgan Stanley Strategic Investments, Inc028-12509
- included managerMorgan Stanley Uruguay Ltda.028-11533
- included managerFundlogic Sas028-15873
- included managerMorgan Stanley Asia Ltd028-19343
- included managerMorgan Stanley Wealth Management Australia Pty Ltd028-19344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 41,431 | $609,000 | thousands by filing date | |
| ATHENEX INC | 04685N103 | COM | 44,236 | $609,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 74,372 | $608,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 60,678 | $606,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 328,228 | $606,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 14,997 | $605,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 74,406 | $601,000 | thousands by filing date | |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 80,713 | $599,000 | thousands by filing date | |
| ADMA BIOLOGICS INC | 000899104 | COM | 204,529 | $599,000 | thousands by filing date | |
| SPDR SSgA Multi-Asset Real Return ETF | 78467V103 | SHS | 28,146 | $598,000 | thousands by filing date | |
| I3 VERTICALS INC | 46571Y107 | COM CL A | 19,755 | $598,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 134,466 | $597,000 | thousands by filing date | |
| SPDR Portfolio Corporate Bond ETF | 78464A144 | SHS | 16,914 | $596,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 3,479 | $596,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 28,811 | $596,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 72,669 | $594,000 | thousands by filing date | |
| HUBSPOT INC | 443573AB6 | NOTE 0.250% 6/0 | 250,000 | $594,000 | thousands by filing date | principal |
| COREPOINT LODGING INC | 21872L104 | COM | 140,773 | $593,000 | thousands by filing date | |
| ADC THERAPEUTICS SA | H0036K147 | COMMON STOCK | 12,585 | $589,000 | thousands by filing date | |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 54,786 | $587,000 | thousands by filing date | |
| SPROTT FOCUS TR INC | 85208J109 | COM | 99,352 | $586,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 54,054 | $580,000 | thousands by filing date | |
| ARROW ETF TR | 04273H104 | ARROW DJ GLB YLD | 49,706 | $580,000 | thousands by filing date | |
| BEAM THERAPEUTICS INC | 07373V105 | COM | 20,700 | $579,000 | thousands by filing date | |
| ARLO TECHNOLOGIES INC | 04206A101 | COMMON STOCK | 222,481 | $574,000 | thousands by filing date | |
| WHEELER REAL ESTATE INVT TR | 963025309 | CV PFD SER B | 79,642 | $573,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B628 | US RL EST SMCP | 31,510 | $571,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 131,076 | $570,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 32,446 | $568,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 35,735 | $568,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102100 | UNIT LTD PRTNSP | 77,528 | $567,000 | thousands by filing date | |
| JUMIA TECHNOLOGIES AG SPONSORED ADS | 48138M105 | ADR | 103,311 | $567,000 | thousands by filing date | |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 33,975 | $566,000 | thousands by filing date | |
| DELAWARE INVESTMENTS | 246101109 | EXCHANGE TRADED | 41,504 | $566,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 49,573 | $566,000 | thousands by filing date | |
| EXTERRAN CORP | 30227H106 | COM | 104,825 | $565,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 15,776 | $562,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 26,422 | $562,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 53,387 | $562,000 | thousands by filing date | |
| CASPER SLEEP INC | 147626105 | COM | 62,626 | $562,000 | thousands by filing date | |
| BRT APARTMENTS CORP | 055645303 | REIT | 51,688 | $559,000 | thousands by filing date | |
| IGM BIOSCIENCES INC | 449585108 | COM | 7,661 | $559,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 44,069 | $557,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 11,310 | $555,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 200,705 | $554,000 | thousands by filing date | |
| INVESCO S&P 500 EQUAL WEIGHT ENERGY ETF | 46137V365 | ETF | 19,681 | $552,000 | thousands by filing date | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 40,869 | $551,000 | thousands by filing date | |
| VanEck Vectors Energy Inc | 92189H870 | ENERGY INCOME | 14,469 | $551,000 | thousands by filing date | |
| PROSHARES TR | 74347X864 | ULTRPRO S&P500 | 12,417 | $551,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 222,750 | $550,000 | thousands by filing date | |
| RHYTHM PHARMACEUTICALS INC | 76243J105 | COM | 24,551 | $548,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 19,418 | $548,000 | thousands by filing date | |
| ELECTROMED INC | 285409108 | COMMON STOCK | 35,538 | $547,000 | thousands by filing date | |
| THE BALDWIN INSURANCE GRP IN | 05589G102 | COM CL A | 31,519 | $545,000 | thousands by filing date | |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 22,389 | $544,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 44,606 | $543,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 5,444 | $542,000 | thousands by filing date | |
| FRIEDMAN INDUSTRIES | 358435105 | COMMON STOCK | 106,843 | $540,000 | thousands by filing date | |
| NUVEEN N Y SELECT TAX FREE I | 67063V104 | SH BEN INT | 42,071 | $540,000 | thousands by filing date | |
| INNOVATIVE SOLUTIONS SUPP | 45769N105 | COMMON STOCK | 107,714 | $539,000 | thousands by filing date | |
| FIRST TR VALUE LINE 100 ETF | 33735G107 | COM SHS | 25,492 | $539,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 30,000 | $534,000 | thousands by filing date | |
| YY INC | 98426TAF3 | NOTE 1.375% 6/1 | 483,000 | $533,000 | thousands by filing date | principal |
| TRANSOCEAN INC | 893830BJ7 | DEB 0.500% 1/3 | 1,382,000 | $532,000 | thousands by filing date | principal |
| AG MTG INVT TR INC | 001228105 | COM | 166,613 | $531,000 | thousands by filing date | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 1,310 | $530,000 | thousands by filing date | |
| GALMED PHARMACEUTICALS LTD | M47238106 | SHS | 110,703 | $530,000 | thousands by filing date | |
| BOSTON OMAHA CORP CL A | 101044105 | COMMON STOCK | 33,072 | $529,000 | thousands by filing date | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 51,615 | $527,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 56,003 | $524,000 | thousands by filing date | |
| TRAVERE THERAPEUTICS INC | 761299AB2 | NOTE 2.500% 9/1 | 644,000 | $524,000 | thousands by filing date | principal |
| CHINA FIN ONLINE CO LTD | 169379203 | SPONSORD ADS NEW | 83,003 | $524,000 | thousands by filing date | |
| KAMAN CORP | 483548AF0 | BOND | 541,000 | $520,000 | thousands by filing date | principal |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 40,628 | $519,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 101,721 | $518,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 65,892 | $516,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 56,746 | $515,000 | thousands by filing date | |
| AC IMMUNE SA | H00263105 | SHS | 76,257 | $513,000 | thousands by filing date | |
| BARINGS BDC INC | 06759L103 | COM | 64,668 | $513,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 372,677 | $513,000 | thousands by filing date | |
| NEUBERGER BERMAN CALIFORNIA IN | 64123C101 | COM | 39,836 | $512,000 | thousands by filing date | |
| STAR BULK CARRIERS CORP. | Y8162K204 | SHS PAR | 77,414 | $511,000 | thousands by filing date | |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 60,762 | $511,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 167,123 | $510,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871403 | PFD CV DEP1/20 | 10,699 | $510,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 18,650 | $509,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 91,378 | $509,000 | thousands by filing date | |
| ALTERITY THERAPEUTICS LTD | 02155X106 | SPONSORED ADR | 425,497 | $506,000 | thousands by filing date | |
| TESLA INC | 88160RAC5 | NOTE 1.250% 3/0 | 169,000 | $504,000 | thousands by filing date | principal |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 789 | $503,000 | thousands by filing date | |
| PROSHARES ULTRAPRO DOW30 | 74347X823 | UIT EXCHANGE TRADED | 7,984 | $501,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 10,746 | $500,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 83,894 | $500,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 46,892 | $500,000 | thousands by filing date | |
| NORTHEAST BK PORTLAND ME | 66405S100 | COM | 28,442 | $499,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 107,089 | $499,000 | thousands by filing date | |
| Mersana Therapeutics Inc | 59045L106 | Common Stock | 21,277 | $498,000 | thousands by filing date | |
| EVANS BANCORP INC | 29911Q208 | COM | 21,435 | $498,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 19,799 | $496,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 54,793 | $495,000 | thousands by filing date | |
| SPHERE 3D CORP NEW | 84841L308 | COM | 173,049 | $495,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E102 | COM CL A | 50,700 | $493,000 | thousands by filing date | |
| BROADMARK RLTY CAP INC | 11135B100 | COM | 51,849 | $491,000 | thousands by filing date | |
| KADMON HLDGS INC | 48283N106 | COM | 95,922 | $491,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 190,057 | $490,000 | thousands by filing date | |
| BLACKROCK MASS TAX-EXEMPT TR | 09258E109 | SH BEN INT | 39,078 | $490,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME INV QL | 09250G102 | COM | 35,953 | $489,000 | thousands by filing date | |
| ATKORE INC | 047649108 | COMMON STOCK | 17,874 | $489,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA INC | 89421B109 | COMMON STOCK | 31,765 | $489,000 | thousands by filing date | |
| BLACKROCK FLA MUN 2020 TERM | 09250M109 | COM SHS | 33,113 | $489,000 | thousands by filing date | |
| PIMCO NEW YORK MUN FD II | 72200Y102 | COM | 46,968 | $487,000 | thousands by filing date | |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 287,928 | $487,000 | thousands by filing date | |
| ZENTALIS PHARMACEUTICALS INC | 98943L107 | COMMON STOCK | 10,125 | $486,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT BASIC MATERIALS MOMENTUMETF | 46137V704 | ETF | 9,526 | $486,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 971,597 | $486,000 | thousands by filing date | |
| GRANITESHARES GOLD TR | 38748G101 | SHS BEN INT | 27,290 | $485,000 | thousands by filing date | |
| OPTION CARE HEALTH INC COM NEW | 68404L201 | Stock | 34,844 | $484,000 | thousands by filing date | |
| ISHARES TR | 46432FAZ0 | IBONDS MAR23 ETF | 17,664 | $484,000 | thousands by filing date | |
| NIO INC | G6525FAA0 | DEBT 4.500% 2/0 | 500,000 | $484,000 | thousands by filing date | principal |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 46,199 | $482,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 120,235 | $481,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 16,909 | $480,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 100,862 | $480,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 30,324 | $480,000 | thousands by filing date | |
| PROSHARES TR II | 74347Y870 | ULTRA BLOOMBERG | 16,921 | $480,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 39,141 | $477,000 | thousands by filing date | |
| WESTERN ASSET CORPORATE LN F | 95790J102 | COM | 55,750 | $477,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061409 | GLOBAL VALUE ETF | 27,076 | $476,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 115,618 | $472,000 | thousands by filing date | |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 103,792 | $471,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R861 | STATE STRET SPDR | 23,175 | $471,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 6,054 | $471,000 | thousands by filing date | |
| RED ROCK RESORTS INC | 75700L108 | CL A | 43,054 | $469,000 | thousands by filing date | |
| PROVENTION BIO INC | 74374N102 | COM | 33,169 | $468,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 170,601 | $468,000 | thousands by filing date | |
| OXFORD LANE CAP CORP | 691543102 | COM | 113,566 | $467,000 | thousands by filing date | |
| FIRST COMMUNITY CORP | 319835104 | COMMON STOCK | 30,786 | $467,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J635 | INVSCO BLSH 26 | 19,444 | $463,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 98,279 | $463,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 56,535 | $462,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 466,563 | $462,000 | thousands by filing date | |
| NUVEEN MINN QUALITY MUN INM | 670734102 | SHS | 32,377 | $461,000 | thousands by filing date | |
| ISHARES MSCI UNITED KINGDOM SMALL-CAP ETF | 46429B416 | ETF | 14,473 | $460,000 | thousands by filing date | |
| LARIMAR THERAPEUTICS INC | 517125100 | COM | 35,688 | $459,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 545,992 | $459,000 | thousands by filing date | |
| ODONATE THERAPEUTICS INC | 676079106 | COM | 10,828 | $458,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 8,317 | $457,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W771 | CHINA BULL 3X | 34,808 | $457,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 25,659 | $454,000 | thousands by filing date | |
| ALBERTSONS COMPANIES INC COMMON STOCK | 013091103 | Stock | 28,674 | $453,000 | thousands by filing date | |
| CACTUS INC | 127203107 | CL A | 21,871 | $452,000 | thousands by filing date | |
| AVITA THERAPEUTICS, INC. | 05380C102 | COM | 14,812 | $452,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 27,925 | $452,000 | thousands by filing date | |
| BLACKROCK NY MUNI INC QLTY T | 09249U105 | COM | 34,213 | $452,000 | thousands by filing date | |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 33,488 | $450,000 | thousands by filing date | |
| PROSHARES TR | 74347X294 | HD REPLICATION | 9,801 | $449,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 176,195 | $448,000 | thousands by filing date | |
| NLIGHT INC | 65487K100 | COM | 20,096 | $447,000 | thousands by filing date | |
| RANGER OIL CORPORATION CLASS A COM | 70788V102 | Stock | 46,858 | $447,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 19,871 | $446,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P863 | CALIF MUN INCM | 8,526 | $445,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 12,395 | $445,000 | thousands by filing date | |
| PROSHARES TR | 74347B276 | PSHS ULDOW30 NEW | 23,595 | $444,000 | thousands by filing date | |
| JAWS ACQUISITION CORP | G50744120 | UNIT 99/99/9999 | 42,362 | $442,000 | thousands by filing date | |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 246,860 | $440,000 | thousands by filing date | |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 154,578 | $439,000 | thousands by filing date | |
| ISHARES TR | 46432FAN7 | 2023 INVTGR BD | 17,464 | $439,000 | thousands by filing date | |
| GARRISON CAP INC | 366554103 | COM | 129,188 | $437,000 | thousands by filing date | |
| WRAP TECHNOLOGIES INC | 98212N107 | COM | 41,674 | $437,000 | thousands by filing date | |
| COASTAL FINL CORP WA | 19046P209 | COM NEW | 30,051 | $436,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 155,281 | $436,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 29,946 | $436,000 | thousands by filing date | |
| KORNIT DIGITAL LTD | M6372Q113 | SHS | 8,128 | $434,000 | thousands by filing date | |
| ANAPTYSBIO INC | 032724106 | COM | 19,396 | $434,000 | thousands by filing date | |
| MIX TELEMATICS LTD | 60688N102 | SPONSORED ADR | 50,059 | $432,000 | thousands by filing date | |
| BREAKWAVE DRY BULK SHIPPING ETF | 26923H200 | ETF | 58,183 | $430,000 | thousands by filing date | |
| ECOVYST INC. | 73943T103 | Common Stock | 32,547 | $430,000 | thousands by filing date | |
| First Foundation Inc | 32026V104 | Common Stock | 26,299 | $429,000 | thousands by filing date | |
| IHEARTMEDIA INC CLASS A | 45174J509 | COMMON STOCK | 51,338 | $428,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 61,297 | $428,000 | thousands by filing date | |
| RELIANT BANCORP INC | 75956B101 | COM | 26,296 | $428,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 145,607 | $425,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 4,146 | $425,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 36,664 | $425,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 21,157 | $424,000 | thousands by filing date | |
| SPECIAL OPPORTUNITIES FD INC | 84741T104 | COM | 37,624 | $424,000 | thousands by filing date | |
| TATTOOED CHEF INC CL A | 34986F103 | Stock | 25,758 | $424,000 | thousands by filing date | |
| SPDR S&P 500 Fossil Fuel Reserves Free ETF | 78468R796 | SHS | 5,532 | $422,000 | thousands by filing date | |
| ASCENDIS PHARMA A/S DKK 1.0 AD | 04351P101 | SPONSORED ADR | 2,854 | $422,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BJ4 | NOTE 1.875% 6/0 | 447,000 | $422,000 | thousands by filing date | principal |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 53,944 | $420,000 | thousands by filing date | |
| VAPOTHERM INC | 922107107 | COM | 10,213 | $419,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 12,210 | $418,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V878 | DORSEY WRGT ENRG | 27,471 | $417,000 | thousands by filing date | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 191,501 | $417,000 | thousands by filing date | |
| AMNEAL PHARMACEUTICALS INC | 03168L105 | COM STK CL A | 87,190 | $415,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 16,551 | $415,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 25,877 | $413,000 | thousands by filing date | |
| CERIDIAN HCM HLDG INC | 15677J108 | COM | 5,199 | $412,000 | thousands by filing date | |
| CABALETTA BIO INC | 12674W109 | COMMON STOCK | 36,987 | $412,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 180,665 | $411,000 | thousands by filing date | |
| ELMIRA SVGS BK ELMIRA N Y | 289660102 | COM | 37,309 | $410,000 | thousands by filing date | |
| SOLARWINDS CORP | 83417Q105 | COM | 23,216 | $410,000 | thousands by filing date | |
| NANOVIRICIDES INC | 630087302 | COM | 54,631 | $409,000 | thousands by filing date | |
| NEW ENGLAND RLTY ASSOC LTD P | 644206104 | DEPOSITRY RCPT | 7,733 | $409,000 | thousands by filing date | |
| AMERICAN CENTY ETF TR | 025072109 | DIVERSIFID CRP | 7,758 | $405,000 | thousands by filing date | |
| PROSHARES TR | 74347R693 | PSHS ULTRA TECH | 2,157 | $403,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 176,329 | $402,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 16,320 | $401,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 97,653 | $401,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 301,492 | $401,000 | thousands by filing date | |
| JPMorgan BetaBuilders Dev Asia | 46641Q688 | ETF | 17,855 | $400,000 | thousands by filing date | |
| NEWPARK RES INC | 651718AE8 | NOTE 4.000%12/0 | 500,000 | $400,000 | thousands by filing date | principal |
| FIDELITY COVINGTON TRUST | 316092881 | MSCI MATLS INDEX | 12,906 | $398,000 | thousands by filing date | |
| FIRST UNITED CORP | 33741H107 | COMMON STOCK | 29,764 | $398,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 1,445,398 | $398,000 | thousands by filing date | |
| PROSHARES TR | 74347G309 | ULTRAPRO DOW 30 | 16,469 | $396,000 | thousands by filing date | |
| LIMINAL BIOSCIENCES INC | 53272L103 | COM | 36,466 | $394,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H102 | DURABLE HGH DIV | 15,238 | $393,000 | thousands by filing date | |
| BRASILAGRO COMPANHIA BRASILE | 10554B104 | SPONSORED ADR | 106,123 | $393,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 9,450 | $392,000 | thousands by filing date | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 36,884 | $390,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X784 | WSDM EMKTBD FD | 5,406 | $389,000 | thousands by filing date | |
| VALARIS PLC XXX SHS CL A | G9402V109 | COM | 595,739 | $389,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 95,592 | $389,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K281 | DLY EMG MK BL 3X | 8,711 | $388,000 | thousands by filing date | |
| BIOXCEL THERAPEUTICS INC | 09075P105 | COM | 7,315 | $388,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 133,924 | $387,000 | thousands by filing date | |
| THERATECHNOLOGIES INC COM | 88338H100 | COM | 192,389 | $387,000 | thousands by filing date | |
| BNY MELLON MUN INCOME INC | 05589T104 | COM | 46,426 | $386,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 19,787 | $386,000 | thousands by filing date | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 17,984 | $385,000 | thousands by filing date | |
| REPARE THERAPEUTICS INC | 760273102 | COM | 12,421 | $385,000 | thousands by filing date | |
| ORGANIGRAM GLOBAL ORD | 68620P101 | COM | 246,688 | $385,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 60,457 | $385,000 | thousands by filing date | |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 23,558 | $384,000 | thousands by filing date | |
| SIBANYE STILLWATER LTD SPONSORED ADR | 82575P107 | ADR | 44,251 | $383,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188101 | CORP BOND ETF | 6,904 | $383,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 20,210 | $382,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 131,086 | $382,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 41,158 | $381,000 | thousands by filing date | |
| INARI MED INC | 45332Y109 | COM | 7,831 | $380,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 1,097,290 | $380,000 | thousands by filing date | |
| DESPEGAR COM CORP | G27358103 | ORD SHS | 52,936 | $380,000 | thousands by filing date | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 37,917 | $380,000 | thousands by filing date | |
| CBTX INC | 12481V104 | COM | 18,106 | $380,000 | thousands by filing date | |
| BNY MELLON HIGH YIELD STRATE | 09660L105 | SH BEN INT | 148,109 | $379,000 | thousands by filing date | |
| CENTER COAST BRKFLD MLP ENRG | 151461100 | SHS BEN INT | 408,107 | $379,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 18,325 | $376,000 | thousands by filing date | |
| SIXTH STREET SPECIALTY LENDING | 87265KAD4 | NOTE 4.500% 8/0 | 379,000 | $376,000 | thousands by filing date | principal |
| INVESCO FUNDAMENTAL INVESTMENT GRADE CORPORATE BOND ETF | 46138E693 | ETF | 13,778 | $374,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A495 | VOLSHARES LARG | 12,000 | $374,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y103 | SCIEN BETA | 12,022 | $374,000 | thousands by filing date | |
| JELD-WEN HLDG INC | 47580P103 | COM | 23,170 | $373,000 | thousands by filing date | |
| QUTOUTIAO INC ADS REP SHS A | 74915J107 | ADR | 125,178 | $373,000 | thousands by filing date | |
| SOUTH JERSEY INDS INC | 838518116 | UNIT 99/99/9999 | 8,955 | $373,000 | thousands by filing date | |
| EQUITY COMWLTH | 294628201 | 6.5% CNV PFD D | 13,674 | $372,000 | thousands by filing date | |
| SFL CORPORATION LTD | G81075AF3 | NOTE 5.750%10/1 | 393,000 | $372,000 | thousands by filing date | principal |
| HERC HLDGS INC COM | 42704L104 | Stock | 12,086 | $370,000 | thousands by filing date | |
| CONSTRUCTION PARTNERS INC | 21044C107 | COM CL A | 20,843 | $370,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 24,791 | $369,000 | thousands by filing date | |
| EMERALD HOLDING INC | 29103W104 | COM | 119,933 | $369,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 27,694 | $368,000 | thousands by filing date | |
| INTERNATIONAL SEAWAYS INC COM | Y41053102 | Stock | 22,336 | $365,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 107,636 | $365,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 21,085 | $365,000 | thousands by filing date | |
| AMERICAN FINANCE TRUST INC | 02607T109 | COM CLASS A | 45,788 | $364,000 | thousands by filing date | |
| TRANSMEDICS GROUP INC | 89377M109 | COM | 20,255 | $363,000 | thousands by filing date | |
| SMARTFINANCIAL INC | 83190L208 | COMMON STOCK | 22,416 | $363,000 | thousands by filing date | |
| TORTOISE ENERGY INDEPENDENC | 89148K200 | COM | 31,120 | $363,000 | thousands by filing date | |
| ICAD INC | 44934S206 | COM NEW | 36,179 | $361,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 22,225 | $359,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 24,693 | $358,000 | thousands by filing date | |
| RBB BANCORP | 74930B105 | COMMON STOCK | 26,266 | $358,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 107,516 | $358,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 15,740 | $358,000 | thousands by filing date | |
| NUVEEN PA MUN VALUE FD | 67074K105 | COM | 26,353 | $358,000 | thousands by filing date | |
| ARK ETF TR | 00214Q708 | BLOC FIN INN ETF | 11,322 | $357,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 12,085 | $357,000 | thousands by filing date | |
| VERITONE INC | 92347M100 | COM | 23,981 | $356,000 | thousands by filing date | |
| KAZIA THERAPEUTICS LTD | 48669G105 | American Depository Shares | 104,700 | $355,000 | thousands by filing date | |
| SUMMIT THERAPEUTICS INC COM | 86627R102 | Stock | 119,570 | $355,000 | thousands by filing date | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 20,058 | $354,000 | thousands by filing date | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 15,214 | $354,000 | thousands by filing date | |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 15,091 | $353,000 | thousands by filing date | |
| COMMUNITY BANKERS TRUST CORP | 203612106 | COM | 64,073 | $353,000 | thousands by filing date | |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 71,835 | $353,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 6,341 | $352,000 | thousands by filing date | |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 16,122 | $351,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 35,802 | $351,000 | thousands by filing date | |
| THE CENTRAL AND EASTERN EU I | 153436100 | COM | 16,757 | $350,000 | thousands by filing date | |
| LOVESAC COMPANY | 54738L109 | COM | 13,304 | $349,000 | thousands by filing date | |
| SPERO THERAPEUTICS INC | 84833T103 | COM | 25,770 | $348,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 18,635 | $346,000 | thousands by filing date | |
| DIREXION SHS TR ETF DAILY S&P OIL & GAS EXP & PROD BULL 2X | 25460G500 | ETF | 10,082 | $346,000 | thousands by filing date | |
| EPR PPTYS | 26884U208 | PFD C CV 5.75% | 18,745 | $345,000 | thousands by filing date | |
| CONTRAFECT CORP | 212326300 | COM | 53,845 | $344,000 | thousands by filing date | |
| CELYAD ONCOLOGY SA | 151205200 | ADR | 32,025 | $343,000 | thousands by filing date | |
| SOL GEL TECHNOLOGIES | M8694L103 | SHS | 38,229 | $342,000 | thousands by filing date | |
| JPMorgan BetaBuilders Canada E | 46641Q696 | COM | 15,071 | $341,000 | thousands by filing date | |
| GLOBAL INDEMNITY GROUP LLC COM CL A | G3933F105 | Stock | 14,216 | $340,000 | thousands by filing date | |
| SOUTH PLAINS FINANCIAL INC | 83946P107 | COM | 23,757 | $339,000 | thousands by filing date | |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 54,734 | $338,000 | thousands by filing date | |
| BLACKROCK STRATEGIC MUN TR | 09248T109 | COM | 25,668 | $336,000 | thousands by filing date | |
| AIRGAIN INC | 00938A104 | COM | 31,237 | $336,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 41,330 | $335,000 | thousands by filing date | |
| AKCEA THERAPEUTICS INC | 00972L107 | COM | 24,461 | $335,000 | thousands by filing date | |
| ISHARES TR | 46434V779 | MSCI QATAR ETF | 20,950 | $334,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 51,391 | $334,000 | thousands by filing date | |
| Uxin Ltd | 91818X108 | ADS | 233,121 | $334,000 | thousands by filing date | |
| PFENEX INC | 717071104 | COM | 39,959 | $334,000 | thousands by filing date | |
| NORWOOD FINANCIAL CORP | 669549107 | COMMON STOCK | 13,420 | $333,000 | thousands by filing date | |
| ISHARES MSCI AGRICULTUREPRODUCERS ETF | 464286350 | ETF | 13,400 | $333,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 208,519 | $333,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 286,384 | $332,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 154,776 | $332,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 27,899 | $331,000 | thousands by filing date | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 40,430 | $331,000 | thousands by filing date | |
| TWIN RIV WORLDWIDE HLDGS INC | 90171V204 | COM | 14,864 | $331,000 | thousands by filing date | |
| 1ST CONSTITUTION BANCORP | 31986N102 | COM | 26,603 | $330,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 47,194 | $328,000 | thousands by filing date | |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 21,870 | $327,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q845 | DIVERSFD EQT ETF | 12,058 | $327,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X853 | INTL EQUITY OPP | 6,451 | $327,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 24,143 | $327,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 20,810 | $327,000 | thousands by filing date | |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 43,157 | $327,000 | thousands by filing date | |
| EATON VANCE NY MUNI INCOME T | 27826W104 | SH BEN INT | 25,761 | $325,000 | thousands by filing date | |
| PREMIER FINANCIAL CORP | 74052F108 | COMMON STOCK | 18,334 | $324,000 | thousands by filing date | |
| APOLLO COML REAL EST FIN INC | 03762UAB1 | NOTE 4.750% 8/2 | 377,000 | $324,000 | thousands by filing date | principal |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 10,395 | $323,000 | thousands by filing date | |
| HARPOON THERAPEUTICS INC | 41358P106 | COM | 19,437 | $323,000 | thousands by filing date | |
| FREQUENCY ELECTRONICS INC | 358010106 | COMMON STOCK | 35,150 | $322,000 | thousands by filing date | |
| PACER INDUSTRIAL REAL ESTATE ETF | 69374H766 | ETF | 10,062 | $322,000 | thousands by filing date | |
| FUTU HLDGS LTD SPON ADS CL A | 36118L106 | ADR | 13,568 | $321,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 17,684 | $321,000 | thousands by filing date | |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 1,184,256 | $320,000 | thousands by filing date | |
| ISHARES TR | 46429B515 | CMN | 8,902 | $319,000 | thousands by filing date | |
| FIRST TRUST | 33733G109 | COM BEN INTR | 97,853 | $319,000 | thousands by filing date | |
| iShares Broad USD High Yield Corporate Bond ETF | 46435U853 | SHS | 8,303 | $317,000 | thousands by filing date | |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 99,170 | $317,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572108 | CL B | 702 | $317,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 45,891 | $317,000 | thousands by filing date | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 18,084 | $316,000 | thousands by filing date | |
| BLACKROCK NY MUNICIPAL BOND | 09249P106 | COM | 20,127 | $316,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 37,123 | $315,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 112,776 | $315,000 | thousands by filing date | |
| ABRDN JAPAN EQUITY FUND INC | 00306J109 | COM | 40,697 | $315,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 81,884 | $315,000 | thousands by filing date | |
| 1895 BANCORP OF WIS INC COM | 28252W105 | Stock | 34,654 | $315,000 | thousands by filing date | |
| SKY SOLAR HLDGS LTD | 83084J202 | SPONSORD ADS NEW | 66,529 | $315,000 | thousands by filing date | |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 13,157 | $314,000 | thousands by filing date | |
| OPERA LTD SPONSORED ADS | 68373M107 | ADR | 34,822 | $313,000 | thousands by filing date | |
| WISDOMTREE TR | 97717x552 | EUROP OPPOR FD | 11,651 | $313,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 45,894 | $313,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 149,173 | $313,000 | thousands by filing date | |
| EVO PMTS INC | 26927E104 | CL A COM | 13,654 | $312,000 | thousands by filing date | |
| BANK SOUTH CAROLINA CORP | 065066102 | COM | 18,569 | $312,000 | thousands by filing date | |
| BANK FIRST CORP | 06211J100 | COM | 4,858 | $311,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 71,178 | $311,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 22,224 | $310,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 21,435 | $309,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 63,962 | $309,000 | thousands by filing date | |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 23,338 | $308,000 | thousands by filing date | |
| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 21,348 | $308,000 | thousands by filing date | |
| EXFO INC | 302046107 | SUB VTG SHS | 109,317 | $308,000 | thousands by filing date | |
| 3D PRINTING ETF | 00214Q500 | ETF | 14,554 | $307,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 31,192 | $306,000 | thousands by filing date | |
| ASPIRA WOMENS HEALTH INC | 04537Y109 | COM | 79,657 | $306,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 402,911 | $306,000 | thousands by filing date | |
| ACNB CORP | 000868109 | COMMON STOCK | 11,686 | $305,000 | thousands by filing date | |
| CAPITAL BANCORP INC MD | 139737100 | COMMON STOCK | 28,336 | $304,000 | thousands by filing date | |
| GENFIT S A | 372279109 | ADS | 55,175 | $304,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 25,596 | $303,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 8,561 | $302,000 | thousands by filing date | |
| FIRST BANCSHARES INC MISS | 318916103 | COM | 13,411 | $302,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 19,077 | $302,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B202 | COM NEW | 23,142 | $301,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551AC4 | BOND | 338,000 | $300,000 | thousands by filing date | principal |
| APPLIED DNA SCIENCES INC | 03815U300 | COMMON | 37,206 | $300,000 | thousands by filing date | |
| ALERUS FINL CORP | 01446U103 | COM | 15,124 | $299,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075AC9 | BOND | 337,000 | $299,000 | thousands by filing date | principal |
| QAD INC-A | 74727D306 | CL A | 7,257 | $299,000 | thousands by filing date | |
| PLAYAGS INC | 72814N104 | COM | 87,790 | $298,000 | thousands by filing date | |
| SPDR S&P North American Natural Resources ETF | 78463X152 | SHS | 10,215 | $297,000 | thousands by filing date | |
| WISDOMTREE U S VALUE ETF | 97717W547 | COM | 3,776 | $297,000 | thousands by filing date | |
| STEREOTAXIS INC | 85916J409 | COMMON STOCK | 66,598 | $297,000 | thousands by filing date | |
| HUDSON LTD | G46408103 | COM CL A | 60,809 | $295,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 26,332 | $294,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P207 | EMER MKT COR DIV | 11,847 | $294,000 | thousands by filing date | |
| TPG RE FIN TR INC COM | 87266M107 | REIT | 33,968 | $293,000 | thousands by filing date | |
| BEYONDSPRING INC | G10830100 | SHS | 19,360 | $292,000 | thousands by filing date | |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 169,033 | $291,000 | thousands by filing date | |
| JPMORGAN ULTRA-SHORT MUNICIPAL INCOME ETF | 46641Q654 | ETF | 5,675 | $289,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 4,566 | $289,000 | thousands by filing date | |
| BIOLIFE SOLUTIONS INC COM NEW | 09062W204 | Stock | 17,579 | $288,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 19,331 | $288,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D304 | COMMON STOCK | 101,577 | $288,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 120,373 | $287,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 24,617 | $285,000 | thousands by filing date | |
| FIRST WESTERN FINANCIAL INC | 33751L105 | COMMON STOCK | 19,837 | $283,000 | thousands by filing date | |
| INVESCO DB G10 CURRENCY HRVS | 46139B102 | UNIT | 11,934 | $283,000 | thousands by filing date | |
| CHINA BIOLOGIC PRODS HLDGS I | G21515104 | COM | 2,777 | $283,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E708 | DIVIDEND STRNGTH | 9,034 | $282,000 | thousands by filing date | |
| SCPHARMACEUTICALS INC | 810648105 | COM | 38,309 | $282,000 | thousands by filing date | |
| NABRIVA THERAPEUTICS PLC | G63637105 | SHS | 416,944 | $282,000 | thousands by filing date | |
| SOUNDTHINKING INC | 82536T107 | COM | 11,124 | $281,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAT0 | NOTE 3.750% 2/0 | 285,000 | $281,000 | thousands by filing date | principal |
| CONSTELLATION PHARMACEUTICALS INC. | 210373106 | Common Stock | 9,368 | $281,000 | thousands by filing date | |
| ZEALAND PHARMA A/S | 98920Y304 | CMN | 8,003 | $280,000 | thousands by filing date | |
| IMMUCELL CORP | 452525306 | COM PAR | 59,066 | $279,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C102 | mc | 8,083 | $279,000 | thousands by filing date | |
| XP INC CL A | G98239109 | Stock | 6,604 | $277,000 | thousands by filing date | |
| RLJ LODGING TR | 74965L200 | CUM CONV PFD A | 12,371 | $277,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 78,196 | $277,000 | thousands by filing date | |
| AQUESTIVE THERAPEUTICS INC COM | 03843E104 | Stock | 56,640 | $275,000 | thousands by filing date | |
| EAGLE POINT CREDIT COMPANY I | 269808101 | COM | 38,746 | $275,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 35,241 | $275,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524789 | FUNDAMENTAL US B | 7,554 | $274,000 | thousands by filing date | |
| BLACKROCK NY MUN INCOME TR I | 09249R102 | COM | 19,894 | $274,000 | thousands by filing date | |
| NUVEEN NY | 670706100 | COM | 20,085 | $274,000 | thousands by filing date | |
| LOOP INDS INC | 543518104 | COM | 30,364 | $273,000 | thousands by filing date | |
| Galiano Gold Inc | 36352H100 | COM | 205,503 | $273,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 23,699 | $273,000 | thousands by filing date | |
| Golden Entertainment Inc | 381013101 | Common Stock | 30,498 | $273,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E164 | S&P SMLCP ENGY | 81,410 | $273,000 | thousands by filing date | |
| PROSHARES TR II | 74347W353 | ULTRA SILVER NEW | 9,268 | $272,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 30,680 | $271,000 | thousands by filing date | |
| HARBORONE BANCORP INC NEW | 41165Y100 | COM NEW | 31,724 | $271,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E747 | GLOB X NOR ETF | 28,381 | $271,000 | thousands by filing date | |
| BIOSIG TECHNOLOGIES INC | 09073N201 | COM NEW | 37,595 | $271,000 | thousands by filing date | |
| THERAPIX BIOSCIENCES LTD | 88339A203 | SPONSORED ADS NE | 436,189 | $271,000 | thousands by filing date | |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 10,282 | $270,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 17,132 | $270,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 27,050 | $269,000 | thousands by filing date | |
| CHURCHILL CAP CORP III | 17144C104 | COM | 24,975 | $269,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 34,266 | $268,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 17,307 | $268,000 | thousands by filing date | |
| AKOUOS INC | 00973J101 | COM | 11,894 | $268,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 190,396 | $267,000 | thousands by filing date | |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 27,545 | $267,000 | thousands by filing date | |
| FVCBANKCORP INC | 36120Q101 | COMMON STOCK | 24,552 | $264,000 | thousands by filing date | |
| GENCO SHIPPING TRADING LTD | Y2685T131 | COMMON STOCK | 41,976 | $264,000 | thousands by filing date | |
| UNION BANKSHARES INC | 905400107 | CMN | 14,097 | $264,000 | thousands by filing date | |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 27,500 | $264,000 | thousands by filing date | |
| SOLITON INC | 834251100 | COM | 33,843 | $263,000 | thousands by filing date | |
| BLUE APRON HLDGS INC | 09523Q200 | COM | 23,694 | $263,000 | thousands by filing date | |
| BRISTOW GROUP INC | 11040G103 | COM | 18,802 | $261,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 4,910 | $261,000 | thousands by filing date | |
| DERMTECH INC | 24984K105 | COM | 19,707 | $261,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q309 | HIGH INCM STRGC | 5,805 | $261,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 19,348 | $260,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 12,619 | $260,000 | thousands by filing date | |
| SECOO HLDG LTD | 81367P101 | ADR | 80,341 | $260,000 | thousands by filing date | |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 24,761 | $259,000 | thousands by filing date | |
| AMYRIS INC | 03236M200 | COM NEW | 60,675 | $259,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 45,913 | $258,000 | thousands by filing date | |
| ISHARES TR | 464288471 | EPRA/NAR DEV EUR | 8,049 | $258,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 77,887 | $257,000 | thousands by filing date | |
| PROSHARES TR | 74348A319 | ULTSHT RUSS2000 | 24,680 | $256,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 23,428 | $255,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L100 | MORNSTAR USMKT | 2,233 | $254,000 | thousands by filing date | |
| MID PENN BANCORP INC | 59540G107 | COMMON STOCK | 13,752 | $254,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 33,701 | $254,000 | thousands by filing date | |
| FIRST TR MTG INCOME FD | 33734E103 | COM SHS | 18,390 | $254,000 | thousands by filing date | |
| CHENIERE ENERGY INC | 16411RAG4 | NOTE 4.250% 3/1 | 462,000 | $254,000 | thousands by filing date | principal |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 171,513 | $254,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 69,587 | $254,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2029 MUNICIPAL BOND ETF | 46138J478 | ETF | 10,005 | $253,000 | thousands by filing date | |
| SYROS PHARMACEUTICALS INC | 87184Q107 | COM | 23,652 | $252,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 13,116 | $251,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 25,291 | $251,000 | thousands by filing date | |
| ObsEva SA | H5861P103 | COM | 42,514 | $251,000 | thousands by filing date | |
| BEYOND AIR INC | 08862L103 | COM | 34,666 | $251,000 | thousands by filing date | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 19,784 | $250,000 | thousands by filing date | |
| EQUITY BANCSHARES INC CL A | 29460X109 | COMMON STOCK | 14,356 | $250,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 31,732 | $249,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 183,009 | $249,000 | thousands by filing date | |
| SELECTQUOTE INC | 816307300 | COM | 9,793 | $248,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 7,902 | $247,000 | thousands by filing date | |
| CB FINANCIAL SERVICES INC | 12479G101 | COMMON STOCK | 11,285 | $246,000 | thousands by filing date | |
| CHICAGO RIVET & MACH CO | 168088102 | COM | 11,811 | $246,000 | thousands by filing date | |
| OFS CAPITAL CORP | 67103B100 | COM | 54,036 | $244,000 | thousands by filing date | |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 36,383 | $244,000 | thousands by filing date | |
| FIVE9 INC | 338307AB7 | NOTE 0.125% 5/0 | 90,000 | $243,000 | thousands by filing date | principal |
| Lee Enterprises Inc | 523768109 | COM | 247,693 | $242,000 | thousands by filing date | |
| VOXELJET AG | 92912L107 | ADS | 154,777 | $242,000 | thousands by filing date | |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 23,336 | $240,000 | thousands by filing date | |
| RICHMOND MUTUAL BANCORPORATI | 76525P100 | COMMON STOCK | 21,315 | $240,000 | thousands by filing date | |
| PAVMED INC | 70387R106 | COM | 113,920 | $240,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 272,607 | $239,000 | thousands by filing date | |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 15,513 | $239,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 14,312 | $238,000 | thousands by filing date | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 8,573 | $238,000 | thousands by filing date | |
| FARMERS MERCHANTS BANCO OH | 30779N105 | COMMON STOCK | 11,148 | $237,000 | thousands by filing date | |
| AVID BIOSERVICES INC | 05368M106 | COM | 36,082 | $237,000 | thousands by filing date | |
| FRANKLIN FINANCIAL SERVICES | 353525108 | COMMON STOCK | 9,125 | $236,000 | thousands by filing date | |
| EMX RTY CORP | 26873J107 | COM | 108,808 | $235,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAB8 | NOTE 3.750% 5/1 | 237,000 | $235,000 | thousands by filing date | principal |
| AEGLEA BIOTHERAPEUTICS INC | 00773J103 | COM | 25,467 | $235,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000895421-20-000454 | this filing | 2020-08-14 | acceptance time not in the bulk data set |