13F-HR filed by MORGAN STANLEY
MORGAN STANLEY filed this 13F-HR for the quarter ended 2020-06-30, filed 2020-08-14, with 6,707 holding rows worth $451,781,104,000.
- Accession
- 0000895421-20-000454
- Filer
- CIK 895421
- Filed
- 2020-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2020
A holdings report, 22,606 entries on the cover page, a total value of $451,781,104,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $451,781,104,000 with VALUE read as thousands by filing date, 13F file number 028-03432. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerMORGAN STANLEY & CO INTERNATIONAL PLC028-04312
- included managerMORGAN STANLEY & CO. LLC028-11873
- included managerMorgan Stanley Canada LTD028-13197
- included managerMorgan Stanley Capital Services LLC028-11865
- included managerMORGAN STANLEY AIP GP LP028-14710
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT CO028-11366
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT INC028-11866
- included managerMorgan Stanley Investment Management LTD028-11867
- included managerMORGAN STANLEY SMITH BARNEY LLC028-13935
- included managerMorgan Stanley Strategic Investments, Inc028-12509
- included managerMorgan Stanley Uruguay Ltda.028-11533
- included managerFundlogic Sas028-15873
- included managerMorgan Stanley Asia Ltd028-19343
- included managerMorgan Stanley Wealth Management Australia Pty Ltd028-19344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| RAYONIER INC COM | 754907103 | REIT | 89,662 | $2,222,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 89,621 | $2,221,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 82,132 | $2,219,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 23,286 | $2,218,000 | thousands by filing date | |
| CROWN CASTLE INTL CORP NEW | 22822V309 | 6.875% CON PFD A | 1,488 | $2,215,000 | thousands by filing date | |
| EQUINOR ASA SPONSORED ADR | 29446M102 | ADR | 152,876 | $2,214,000 | thousands by filing date | |
| TTEC HLDGS INC | 89854H102 | COM | 47,538 | $2,213,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 102,229 | $2,210,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 62,197 | $2,210,000 | thousands by filing date | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 228,227 | $2,204,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 58,327 | $2,200,000 | thousands by filing date | |
| VALVOLINE INC COM | 92047W101 | Stock | 113,250 | $2,189,000 | thousands by filing date | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 111,541 | $2,181,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E420 | CMN | 70,988 | $2,179,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 104,719 | $2,174,000 | thousands by filing date | |
| RIVERNORTH OPPOR MUNI INCM FD | 76883F108 | COM | 102,289 | $2,170,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 99,171 | $2,164,000 | thousands by filing date | |
| RYB ED INC | 74979W101 | ADR | 764,849 | $2,164,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 87,744 | $2,160,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 115,193 | $2,160,000 | thousands by filing date | |
| TCR2 THERAPEUTICS INC | 87808K106 | COM | 140,114 | $2,152,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 37,265 | $2,144,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 81,680 | $2,141,000 | thousands by filing date | |
| ARCBEST CORP COM | 03937C105 | Stock | 80,768 | $2,141,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 466,158 | $2,140,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 47,346 | $2,137,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 214,710 | $2,136,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 149,003 | $2,134,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 132,880 | $2,133,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 56,055 | $2,132,000 | thousands by filing date | |
| BG STAFFING INC | 05544A109 | COM | 188,282 | $2,132,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 120,552 | $2,130,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 44,398 | $2,130,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 267,065 | $2,128,000 | thousands by filing date | |
| iShares iBonds Dec. 2028 Corporate Bond ETF | 46435U515 | ETF | 73,776 | $2,128,000 | thousands by filing date | |
| APTOSE BIOSCIENCES INC COM | 03835T200 | Stock | 337,187 | $2,128,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 50,633 | $2,126,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 58,655 | $2,119,000 | thousands by filing date | |
| ISHARES INC | 46434G509 | CUR HD MSCI EM | 85,081 | $2,119,000 | thousands by filing date | |
| MCGRATH RENTCORP | 580589109 | COM | 39,155 | $2,115,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 273,430 | $2,114,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 153,570 | $2,113,000 | thousands by filing date | |
| CSW INDUSTRIALS INC | 126402106 | COM | 30,550 | $2,112,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y475 | S&P 500 COVERED | 49,577 | $2,106,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 307,400 | $2,106,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 96,941 | $2,104,000 | thousands by filing date | |
| McCormick & Company Inc | 579780107 | COM | 11,837 | $2,103,000 | thousands by filing date | |
| DYCOM INDS INC | 267475AB7 | NOTE 0.750% 9/1 | 2,225,000 | $2,103,000 | thousands by filing date | principal |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 116,592 | $2,102,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 250,296 | $2,102,000 | thousands by filing date | |
| RIMINI STR INC DEL | 76674Q107 | COM | 407,733 | $2,100,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 109,021 | $2,100,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857FAB3 | NOTE 1.500% 5/1 | 2,144,000 | $2,094,000 | thousands by filing date | principal |
| IVC 4 1/2 6/1/22 | 461203AH4 | CONVERTIBLE BOND | 2,450,000 | $2,093,000 | thousands by filing date | principal |
| REPLIGEN CORP | 759916AB5 | BOND | 1,719,000 | $2,090,000 | thousands by filing date | principal |
| PERSPECTA INC | 715347100 | COM | 89,870 | $2,088,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 131,470 | $2,087,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y206 | DORSEY WRIGT ADR | 39,311 | $2,083,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 17,850 | $2,081,000 | thousands by filing date | |
| PRIMO WATER CORPORATION | 74167P108 | COM | 151,383 | $2,081,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 214,299 | $2,079,000 | thousands by filing date | |
| ALTAIR ENGINEERING INC | 021369103 | COMMON STOCK | 52,210 | $2,075,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 407,289 | $2,073,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 334,287 | $2,073,000 | thousands by filing date | |
| CONSOL ENERGY INC NEW | 20854L108 | COM | 407,791 | $2,068,000 | thousands by filing date | |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 91,544 | $2,063,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092832 | DIVID ETF RISI | 67,102 | $2,063,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 731,107 | $2,055,000 | thousands by filing date | |
| RELMADA THERAPEUTICS INC | 75955J402 | COMMON STOCK | 45,887 | $2,053,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 16,930 | $2,049,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 241,022 | $2,049,000 | thousands by filing date | |
| SPDR Portfolio High Yield Bond ETF | 78468R606 | SHS | 83,567 | $2,048,000 | thousands by filing date | |
| VANECK EMERGING MARKETS HIGH Y | 92189F353 | EMERGING MRKT HI | 91,861 | $2,046,000 | thousands by filing date | |
| COVISTA INC | 00737L103 | COM | 65,586 | $2,043,000 | thousands by filing date | |
| FIVE POINT HOLDINGS LLC | 33833Q106 | COM CL A | 443,941 | $2,042,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 82,831 | $2,039,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 171,735 | $2,038,000 | thousands by filing date | |
| Invesco KBW Premium Yield | 46138E594 | KBW PREM YIELD | 106,062 | $2,037,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 152,169 | $2,035,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 38,595 | $2,029,000 | thousands by filing date | |
| TRINET GROUP INC COM | 896288107 | Stock | 33,285 | $2,028,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 62,279 | $2,027,000 | thousands by filing date | |
| O-I GLASS INC | 67098H104 | COM | 225,193 | $2,022,000 | thousands by filing date | |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 40,877 | $2,020,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 118,088 | $2,020,000 | thousands by filing date | |
| PIMCO EQUITY SER | 72202L389 | RAFI DYN EMERG | 97,561 | $2,020,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 406,454 | $2,020,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V381 | S&P500 EQL DIS | 22,742 | $2,019,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 72,343 | $2,017,000 | thousands by filing date | |
| ALLOGENE THERAPEUTICS INC | 019770106 | COM | 47,070 | $2,015,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 35,870 | $2,014,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 64,916 | $2,007,000 | thousands by filing date | |
| Vaneck Long Muni ETF | 92189F536 | ETF | 94,858 | $2,006,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 115,655 | $2,005,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 421,075 | $2,004,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 5,845 | $2,003,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 148,446 | $2,002,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 136,033 | $2,002,000 | thousands by filing date | |
| PS BUSINESS PKS INC CALIF | 69360J107 | COM | 15,115 | $2,001,000 | thousands by filing date | |
| WARNER MUSIC GROUP CORP | 934550203 | COM CL A | 67,755 | $1,998,000 | thousands by filing date | |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 42,539 | $1,997,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 179,414 | $1,996,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 48,753 | $1,994,000 | thousands by filing date | |
| SPHERE ENTERTAINMENT CO CL A | 55826T102 | Stock | 26,581 | $1,993,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 42,537 | $1,992,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T503 | DEP RP PFD CV B | 55,703 | $1,990,000 | thousands by filing date | |
| DEXCOM INC | 252131AH0 | NOTE 0.750%12/0 | 800,000 | $1,986,000 | thousands by filing date | principal |
| ENCORE CAP GROUP INC | 292554AK8 | NOTE 3.250% 3/1 | 2,000,000 | $1,986,000 | thousands by filing date | principal |
| MIRUM PHARMACEUTICALS INC | 604749101 | COM | 102,021 | $1,985,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 193,876 | $1,980,000 | thousands by filing date | |
| INVESCO | 46138J536 | EXCHANGE TRADED | 77,760 | $1,979,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 64,069 | $1,977,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH | 22539T183 | VLCTYSHS 3X S&P | 194,116 | $1,976,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 148,480 | $1,975,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 196,048 | $1,974,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 267,791 | $1,974,000 | thousands by filing date | |
| CNO FINL GROUP INC | 12621E103 | COM | 126,740 | $1,973,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 142,072 | $1,972,000 | thousands by filing date | |
| Vital Energy Inc | 516806205 | Common Stock | 141,709 | $1,965,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 52,253 | $1,964,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V860 | DORSEY WRGT FINL | 57,125 | $1,964,000 | thousands by filing date | |
| NXG CUSHING MIDSTREAM ENERGY | 231631300 | COM NEW | 107,630 | $1,963,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 48,799 | $1,962,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 50,794 | $1,959,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 69,862 | $1,953,000 | thousands by filing date | |
| ITT INC COM | 45073V108 | Stock | 33,241 | $1,952,000 | thousands by filing date | |
| OPTINOSE INC | 68404V100 | COM | 261,800 | $1,948,000 | thousands by filing date | |
| HOVNANIAN ENTERPRISES INC | 442487401 | CL A NEW | 83,056 | $1,942,000 | thousands by filing date | |
| BRIDGEBIO PHARMA INC | 10806X102 | COM | 59,517 | $1,941,000 | thousands by filing date | |
| GOOSEHEAD INS INC | 38267D109 | COM CL A | 25,821 | $1,941,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 111,532 | $1,939,000 | thousands by filing date | |
| VANECK LOW CARBON ENERGYETF | 92189F502 | UIT EXCHANGE TRADED | 23,702 | $1,936,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 44,760 | $1,935,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 131,318 | $1,935,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 724,158 | $1,933,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 53,756 | $1,930,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 141,041 | $1,927,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E214 | S&P INTL QULTY | 78,384 | $1,925,000 | thousands by filing date | |
| ANGEL OAK FINL STRATEGIES IN | 03464A100 | COM BEN INT | 113,728 | $1,922,000 | thousands by filing date | |
| SYNAPTICS INC | 87157DAD1 | NOTE 0.500% 6/1 | 1,799,000 | $1,917,000 | thousands by filing date | principal |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 149,954 | $1,915,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 185,740 | $1,908,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 50,794 | $1,908,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 203,152 | $1,908,000 | thousands by filing date | |
| NEXTGEN HEALTHCARE INC | 65343C102 | COMMON STOCK | 173,479 | $1,905,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 228,177 | $1,901,000 | thousands by filing date | |
| NATIONAL VISION HLDGS INC COM | 63845R107 | Stock | 62,156 | $1,896,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 484,987 | $1,892,000 | thousands by filing date | |
| Afya Ltd-Class A | G01125106 | COM | 80,737 | $1,892,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H107 | COMMON STOCK | 73,835 | $1,891,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 80,785 | $1,889,000 | thousands by filing date | |
| ARCO PLATFORM LTD | G04553106 | COM CL A | 43,456 | $1,889,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 58,498 | $1,887,000 | thousands by filing date | |
| VERICEL CORP | 92346J108 | COM | 136,540 | $1,887,000 | thousands by filing date | |
| INVESCO | 46138J528 | EXCHANGE TRADED | 73,879 | $1,882,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 76,469 | $1,881,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J106 | COMMON STOCK | 153,607 | $1,876,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 95,852 | $1,875,000 | thousands by filing date | |
| FREQUENCY THERAPEUTICS INC | 35803L108 | COM | 80,665 | $1,875,000 | thousands by filing date | |
| SHIP FIN INTL LTD | 824689AG8 | NOTE 4.875% 5/0 | 2,125,000 | $1,874,000 | thousands by filing date | principal |
| HERBALIFE LTD | G4412G101 | COM SHS | 41,600 | $1,872,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AP0 | NOTE 1.625%10/1 | 1,543,000 | $1,872,000 | thousands by filing date | principal |
| GLOBAL X FDS | 37954Y764 | MILLE CONSU ETF | 67,526 | $1,865,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 103,872 | $1,864,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 50,900 | $1,858,000 | thousands by filing date | |
| MYOVANT SCIENCES LTD | G637AM102 | COMMON STOCK-FO | 90,054 | $1,857,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 191,621 | $1,853,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 180,481 | $1,848,000 | thousands by filing date | |
| INVESCO QQQ TRUST SERIES 1 | 74347B268 | ULTRAPRO SHORT S | 156,057 | $1,842,000 | thousands by filing date | |
| APELLIS PHARMACEUTICALS INC | 03753U106 | COM | 56,390 | $1,841,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 111,961 | $1,839,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 152,392 | $1,832,000 | thousands by filing date | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 43,524 | $1,828,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 58,071 | $1,825,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 680,828 | $1,825,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 123,614 | $1,824,000 | thousands by filing date | |
| VISTA ENERGY S.A.B. DE C.V. SPONSORED ADS | 92837L109 | ADR | 597,497 | $1,822,000 | thousands by filing date | |
| PERFORMANCE FOOD GROUP CO COM | 71377A103 | Stock | 62,288 | $1,815,000 | thousands by filing date | |
| FIRST EAGLE SENIOR LOAN FUND | 32010E100 | COM NEW | 147,138 | $1,815,000 | thousands by filing date | |
| CHANGE HEALTHCARE INC | 15912K209 | UNIT 99/99/9999 | 41,945 | $1,811,000 | thousands by filing date | |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 321,497 | $1,810,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 101,950 | $1,810,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 21,496 | $1,806,000 | thousands by filing date | |
| NUVEEN MUN 2021 TARGET TERM | 670687102 | COM | 182,725 | $1,805,000 | thousands by filing date | |
| VANECK PHARMACEUTICAL ETF | 92189F692 | ETF | 28,981 | $1,804,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J125 | LATIN AMER ALP | 124,401 | $1,801,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 71,589 | $1,799,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 130,706 | $1,799,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 245,685 | $1,798,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 170,907 | $1,797,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 804,761 | $1,796,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 326,852 | $1,795,000 | thousands by filing date | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 51,802 | $1,792,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 115,988 | $1,792,000 | thousands by filing date | |
| EATON VANCE FLTG RATE INCOM | 278284104 | COM SHS BEN INT | 129,594 | $1,792,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940TAB5 | NOTE 2.000% 5/1 | 2,225,000 | $1,791,000 | thousands by filing date | principal |
| RH | 74967XAA1 | BOND | 1,277,000 | $1,787,000 | thousands by filing date | principal |
| GOLDMAN SACHS ETF TR | 381430305 | ACTIVEBETA EUR | 64,854 | $1,786,000 | thousands by filing date | |
| SCULLY ROYALTY LTD | G7T96K107 | COM SHS | 234,676 | $1,784,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 69,990 | $1,783,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 15,365 | $1,780,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 64,140 | $1,778,000 | thousands by filing date | |
| COLUMBIA INDIA CONSUMER ETF | 19762B707 | ETF | 47,115 | $1,778,000 | thousands by filing date | |
| AMERICAS CAR-MART INC | 03062T105 | COM | 20,208 | $1,776,000 | thousands by filing date | |
| VAREX IMAGING CORP | 92214X106 | COMMON STOCK | 117,020 | $1,773,000 | thousands by filing date | |
| EXACT SCIENCES CORP | 30063PAA3 | NOTE 1.000% 1/1 | 1,304,000 | $1,773,000 | thousands by filing date | principal |
| INDEXIQ ETF TR | 45409B552 | HDGD FTSE EURO | 96,228 | $1,768,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 38,729 | $1,762,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 108,675 | $1,761,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 445,693 | $1,760,000 | thousands by filing date | |
| ICF INTL INC | 44925C103 | COM | 27,106 | $1,757,000 | thousands by filing date | |
| HANGER INC | 41043F208 | COMMON STOCK | 106,047 | $1,756,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 153,370 | $1,751,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 3,060,783 | $1,750,000 | thousands by filing date | |
| iShares MSCI Intl Momentum Factor ETF | 46434V449 | SHS | 55,761 | $1,749,000 | thousands by filing date | |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 28,865 | $1,749,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 75,436 | $1,748,000 | thousands by filing date | |
| FRONTDOOR INC COM | 35905A109 | Stock | 39,394 | $1,747,000 | thousands by filing date | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 108,823 | $1,744,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 594 | $1,743,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E218 | MSCI NXT EMRNG | 106,456 | $1,743,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 216,127 | $1,742,000 | thousands by filing date | |
| ICHOR HOLDINGS | G4740B105 | SHS | 65,524 | $1,742,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 27,196 | $1,740,000 | thousands by filing date | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 141,785 | $1,735,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232101 | COMMON STOCK | 114,934 | $1,734,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 70,977 | $1,733,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 236,870 | $1,732,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 30,640 | $1,730,000 | thousands by filing date | |
| PROSHARES TR II | 74347W601 | ULTRA GOLD | 26,671 | $1,729,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 71,675 | $1,726,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD II | 09253P109 | COM | 120,378 | $1,725,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 71,729 | $1,719,000 | thousands by filing date | |
| Inflarx Nv | N44821101 | COM | 374,224 | $1,718,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 947,422 | $1,716,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 70,461 | $1,714,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 155,444 | $1,713,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 31,124 | $1,712,000 | thousands by filing date | |
| QURATE RETAIL INC | 74915M100 | COM SER A | 180,166 | $1,711,000 | thousands by filing date | |
| ALECTOR INC | 014442107 | COMMON STOCK | 70,005 | $1,711,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L803 | M STAR DEV MKT | 31,946 | $1,707,000 | thousands by filing date | |
| Allena Pharmaceuticals, Inc. | 018119107 | COM | 1,080,385 | $1,707,000 | thousands by filing date | |
| POLYONE CORP | 73179P106 | COM | 64,947 | $1,704,000 | thousands by filing date | |
| ISHARES TR | 46429B135 | INT PFD STK FD | 134,042 | $1,700,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 93,614 | $1,698,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 391,042 | $1,696,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 183,515 | $1,696,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 152,389 | $1,696,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 171,158 | $1,695,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 360,004 | $1,692,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 187,191 | $1,686,000 | thousands by filing date | |
| Youdao Inc - Adr | 98741T104 | COM | 44,934 | $1,685,000 | thousands by filing date | |
| CHAMPION HOMES INC | 830830105 | COM | 69,189 | $1,684,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 48,961 | $1,683,000 | thousands by filing date | |
| EDAP TMS S A | 268311107 | SPONSORED ADR | 680,210 | $1,683,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 84,481 | $1,682,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 209,879 | $1,680,000 | thousands by filing date | |
| TCP Cap Corp Sr Conv Nt | 87238qad5 | CONV | 1,722,000 | $1,679,000 | thousands by filing date | principal |
| DIEBOLD NXDF INC | 253651103 | COM | 276,851 | $1,678,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 26,025 | $1,676,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 88,133 | $1,676,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 425,916 | $1,674,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 697,000 | $1,672,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 51,022 | $1,670,000 | thousands by filing date | |
| NUVEEN MASS QUALITY MUN INC | 67061E104 | COM | 121,434 | $1,669,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V712 | BLOO MVP MUL ETF | 18,857 | $1,666,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 140,371 | $1,663,000 | thousands by filing date | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 63,177 | $1,663,000 | thousands by filing date | |
| ORTHOPEDIATRICS CORP | 68752L100 | COMMON STOCK | 37,981 | $1,662,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 82,787 | $1,653,000 | thousands by filing date | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 118,854 | $1,650,000 | thousands by filing date | |
| Fidelity MSCI Real Estate Index ETF | 316092857 | SHS | 70,537 | $1,649,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 97,611 | $1,649,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 503,972 | $1,649,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E180 | S&P SMLCP DISC | 29,854 | $1,649,000 | thousands by filing date | |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 67,927 | $1,648,000 | thousands by filing date | |
| BARINGS PARTN INVS | 06761A103 | SH BEN INT | 129,268 | $1,648,000 | thousands by filing date | |
| Cannae Holdings, Inc. | 13765N107 | Common Stock, $0.0001 par value | 40,010 | $1,644,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 246,469 | $1,644,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 94,834 | $1,642,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 44,158 | $1,640,000 | thousands by filing date | |
| PING IDENTITY HOLDING CORP | 72341T103 | COMMON STOCK | 51,113 | $1,640,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 305,126 | $1,639,000 | thousands by filing date | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 62,345 | $1,637,000 | thousands by filing date | |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 160,606 | $1,635,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 196,113 | $1,634,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 138,784 | $1,631,000 | thousands by filing date | |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 21,459 | $1,619,000 | thousands by filing date | |
| ARDAGH GROUP S A | L0223L101 | COM | 125,329 | $1,619,000 | thousands by filing date | |
| TORTOISE MIDSTREAM ENERGY FUND | 89148B200 | COM | 93,449 | $1,616,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 35,850 | $1,611,000 | thousands by filing date | |
| DIANTHUS THERAPEUTICS INC COM | 55910K108 | Stock | 214,498 | $1,611,000 | thousands by filing date | |
| TRIP COM GROUP LTD | 22943FAM2 | DBCV 1.250% 9/1 | 1,807,000 | $1,610,000 | thousands by filing date | principal |
| CHEFS WHSE INC | 163086101 | COM | 118,343 | $1,607,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 211,208 | $1,605,000 | thousands by filing date | |
| RPT REALTY | 74971D101 | SH BEN INT | 230,531 | $1,604,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 156,480 | $1,601,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 47,995 | $1,600,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 232,524 | $1,600,000 | thousands by filing date | |
| LAZYDAYS HLDGS INC | 52110H100 | COM | 183,772 | $1,600,000 | thousands by filing date | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 117,339 | $1,596,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 92,214 | $1,594,000 | thousands by filing date | |
| ONESMART INTL ED GROUP LTD | 68276W103 | CMN | 404,958 | $1,591,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 4,697,816 | $1,580,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 148,228 | $1,579,000 | thousands by filing date | |
| NICOLET BANKSHARES INC | 65406E102 | COM | 28,830 | $1,579,000 | thousands by filing date | |
| ABERDEEN GLOBAL DYNAMIC DIVIDE | 00302M106 | COM | 176,623 | $1,577,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 29,830 | $1,577,000 | thousands by filing date | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 14,844 | $1,570,000 | thousands by filing date | |
| COMMVAULT SYS INC COM | 204166102 | Stock | 40,565 | $1,569,000 | thousands by filing date | |
| SOLID BIOSCIENCES INC COM NEW | 83422E105 | Stock | 535,425 | $1,569,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 134,630 | $1,568,000 | thousands by filing date | |
| DBX ETF TR | 233051705 | XTRACK MUN INFRA | 55,344 | $1,567,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 41,974 | $1,566,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 130,956 | $1,562,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 189,758 | $1,562,000 | thousands by filing date | |
| FALCON MINERALS CORP | 30607B109 | CL A COM | 487,933 | $1,562,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC | 007800AB1 | NOTE 2.250%12/1 | 982,000 | $1,559,000 | thousands by filing date | principal |
| INVESCO DB MLTI SECTR CMMTY | 46140H601 | GOLD FD | 29,241 | $1,556,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 142,133 | $1,553,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 141,313 | $1,551,000 | thousands by filing date | |
| EZCORP INC | 302301AE6 | NOTE 2.375% 5/0 | 2,000,000 | $1,550,000 | thousands by filing date | principal |
| BIONTECH SE SPONSORED ADS | 09075V102 | ADR | 23,205 | $1,548,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 87,721 | $1,546,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 97,752 | $1,545,000 | thousands by filing date | |
| U S XPRESS ENTERPRISES INC | 90338N202 | COM | 257,316 | $1,545,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 521,537 | $1,544,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 81,796 | $1,542,000 | thousands by filing date | |
| TRUEBLUE INC | 89785X101 | COM | 100,823 | $1,539,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 94,495 | $1,536,000 | thousands by filing date | |
| MENLO THERAPEUTICS INC | 586858102 | COM | 887,959 | $1,536,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E127 | REIT ETF | 195,875 | $1,534,000 | thousands by filing date | |
| UNITY BIOTECHNOLOGY INC | 91381U101 | COM | 176,604 | $1,533,000 | thousands by filing date | |
| DOMO INC | 257554105 | COM CL B | 47,623 | $1,532,000 | thousands by filing date | |
| HUTCHMED CHINA LTD SPONSORED ADS | 44842L103 | ADR | 55,517 | $1,531,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 39,917 | $1,527,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 33,594 | $1,525,000 | thousands by filing date | |
| SEMPRA ENERGY | 816851505 | PFD | 15,627 | $1,525,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 94,991 | $1,523,000 | thousands by filing date | |
| CUSHING NEXTGEN INFRASTRUCTURE | 231647207 | COM | 49,750 | $1,523,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 148,050 | $1,522,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 208,028 | $1,512,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 111,092 | $1,508,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 415,188 | $1,507,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E128 | COM CL C | 159,539 | $1,506,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 54,559 | $1,504,000 | thousands by filing date | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 477,467 | $1,504,000 | thousands by filing date | |
| BLACKROCK MUN 2020 TERM TR | 09249X109 | COM SHS | 99,991 | $1,502,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 312,004 | $1,500,000 | thousands by filing date | |
| COWEN GROUP INC | 223622606 | COMMON STOCK | 92,172 | $1,495,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 246,838 | $1,493,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 125,847 | $1,492,000 | thousands by filing date | |
| CORECARD CORPORATION | 45816D100 | COM | 43,664 | $1,489,000 | thousands by filing date | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 122,169 | $1,488,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 984,996 | $1,487,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 89,236 | $1,487,000 | thousands by filing date | |
| MESA AIR GROUP INC | 590479135 | COM NEW | 432,361 | $1,486,000 | thousands by filing date | |
| CATASYS INC | 149049504 | COM PAR | 60,081 | $1,486,000 | thousands by filing date | |
| LIBERTY MEDIA CORP | 530715AN1 | DEB 3.500% 1/1 | 2,002,000 | $1,483,000 | thousands by filing date | principal |
| Allegiance Bancshares | 01748H107 | COM | 58,367 | $1,483,000 | thousands by filing date | |
| KKR REAL ESTATE FIN TR INC | 48251K100 | COM | 89,316 | $1,481,000 | thousands by filing date | |
| ISHARES INC | 464286327 | MSCI GLB SLV&MTL | 110,519 | $1,480,000 | thousands by filing date | |
| NEWTEKONE INC | 652526203 | COM NEW | 81,176 | $1,479,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W323 | CMN | 65,047 | $1,477,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L662 | HIG YLD VL ETF | 32,842 | $1,476,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 182,043 | $1,475,000 | thousands by filing date | |
| NUVEEN CALIF MUNICPAL VALU F | 6706EB106 | COM | 102,305 | $1,475,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 98,411 | $1,474,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 206,551 | $1,469,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 1,277,827 | $1,469,000 | thousands by filing date | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 47,710 | $1,462,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W458 | DAI SEM BUL ETF | 7,758 | $1,460,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 134,586 | $1,460,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 139,614 | $1,460,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092303 | CONSMR STAPLES | 41,787 | $1,457,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 115,800 | $1,456,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F684 | RETAIL ETF | 10,991 | $1,456,000 | thousands by filing date | |
| AUTOLUS THERAPEUTICS PLC SPON | 05280R100 | COM | 90,578 | $1,452,000 | thousands by filing date | |
| CONMED CORP | 207410AF8 | BOND | 1,380,000 | $1,445,000 | thousands by filing date | principal |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 253,806 | $1,439,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 120,854 | $1,438,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 28,338 | $1,438,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 186,227 | $1,438,000 | thousands by filing date | |
| MYR GROUP INC | 55405W104 | COM | 44,802 | $1,429,000 | thousands by filing date | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 37,653 | $1,426,000 | thousands by filing date | |
| PROSHARES TR | 74347B185 | FUND | 70,956 | $1,425,000 | thousands by filing date | |
| ProShares UltraPro Sht | 74347G408 | ETF | 188,554 | $1,425,000 | thousands by filing date | |
| DIAMOND S SHIPPING INC COM | Y20676105 | COM | 178,263 | $1,424,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 65,744 | $1,421,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 24,637 | $1,420,000 | thousands by filing date | |
| Wisdomtree Equity Premium Income Fund | 97717X560 | COM | 56,719 | $1,420,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 20,150 | $1,419,000 | thousands by filing date | |
| WISDOMTREE | 97718W108 | EXCHANGE TRADED | 91,031 | $1,419,000 | thousands by filing date | |
| PROSHARES TR | 74347B383 | ULTRASHRT S&P500 | 73,036 | $1,417,000 | thousands by filing date | |
| BANCO SANTANDER MEXICO SA | 05969B103 | SPONSORED ADS B | 392,395 | $1,416,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 612,042 | $1,413,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F304 | ENVIRONMENTAL SR | 15,197 | $1,413,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 122,574 | $1,411,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 97,021 | $1,411,000 | thousands by filing date | |
| USD PARTNERS LP LP | 903318103 | STOK | 442,560 | $1,411,000 | thousands by filing date | |
| SPLUNK INC | 848637AD6 | BOND | 961,000 | $1,409,000 | thousands by filing date | principal |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 464,582 | $1,408,000 | thousands by filing date | |
| LOMA NEGRA C I A S A MTN 14 | 54150E104 | SPONSORED ADS | 330,158 | $1,406,000 | thousands by filing date | |
| ARVINAS INC | 04335A105 | COM | 41,891 | $1,405,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 117,418 | $1,403,000 | thousands by filing date | |
| JERNIGAN CAP INC | 476405105 | COM | 102,414 | $1,401,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 339,197 | $1,401,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470MAB5 | NOTE 3.375% 8/1 | 1,511,000 | $1,399,000 | thousands by filing date | principal |
| VASCULAR BIOGENICS LTD | M96883109 | COM | 1,093,040 | $1,399,000 | thousands by filing date | |
| Direxion All Cap Insider Senti | 25459Y769 | ETF | 42,436 | $1,396,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 107,647 | $1,393,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 183,125 | $1,392,000 | thousands by filing date | |
| Etfmg Prime Mobile | 26924G409 | COM | 28,365 | $1,391,000 | thousands by filing date | |
| REPAY HLDGS CORP | 76029L100 | COM CL A | 56,331 | $1,388,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E529 | NY AMT FRE MUN | 54,342 | $1,388,000 | thousands by filing date | |
| SOUTHERN CO | 842587602 | UNIT 08/01/2022 | 31,512 | $1,388,000 | thousands by filing date | |
| TEAM INC | 878155AE0 | NOTE 5.000% 8/0 | 2,017,000 | $1,388,000 | thousands by filing date | principal |
| UNITED STS 12 MONTH OIL FD L | 91288V103 | UNIT BEN INT | 94,056 | $1,386,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 1,001,280 | $1,382,000 | thousands by filing date | |
| GOLAR LNG LTD | 38046YAB7 | NOTE 2.750% 2/1 | 2,000,000 | $1,378,000 | thousands by filing date | principal |
| BRUKER CORP | 116794108 | COM | 33,860 | $1,377,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 135,851 | $1,373,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 28,381 | $1,372,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 156,326 | $1,368,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 912,217 | $1,367,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 7,416 | $1,367,000 | thousands by filing date | |
| SYNEOS HEALTH INC | 87166B102 | CL A | 23,473 | $1,367,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 20,852 | $1,366,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G301 | VIRTUS LIFESC CT | 31,551 | $1,363,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 51,779 | $1,362,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E644 | INTL BUYBACK | 46,967 | $1,357,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAR3 | NOTE 4.950% 7/1 | 1,481,000 | $1,357,000 | thousands by filing date | principal |
| STARRETT (L.S.) CO -CL A | 855668109 | CL A | 399,741 | $1,355,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 91,795 | $1,349,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 29,046 | $1,347,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G206 | COM | 177,877 | $1,347,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 127,632 | $1,343,000 | thousands by filing date | |
| iShares iBonds Dec. 2027 Municipal Bond ETF | 46435U283 | ETF | 50,037 | $1,342,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 134,458 | $1,339,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E156 | S&P SMLCP FINL | 34,025 | $1,338,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 216,541 | $1,333,000 | thousands by filing date | |
| CARS COM INC | 14575E105 | COM | 230,783 | $1,330,000 | thousands by filing date | |
| ALLIANZGI DIVERSIFIED INCOME | 01883J108 | COM | 57,518 | $1,326,000 | thousands by filing date | |
| MORPHIC HLDG INC | 61775R105 | COM | 48,965 | $1,325,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 543,561 | $1,325,000 | thousands by filing date | |
| COLUMBIA FINANCIAL INC | 197641103 | COMMON STOCK | 94,711 | $1,321,000 | thousands by filing date | |
| RUBIUS THERAPEUTICS INC | 78116T103 | COM | 220,195 | $1,317,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 74,731 | $1,315,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 282,838 | $1,315,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y319 | CMN | 66,375 | $1,311,000 | thousands by filing date | |
| ENVISTA HOLDINGS CORPORATION | 29415F104 | COM | 62,086 | $1,310,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 81170YAB5 | NOTE 3.000%11/1 | 1,325,000 | $1,309,000 | thousands by filing date | principal |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 1,782,760 | $1,308,000 | thousands by filing date | |
| MASONITE INTERNATIONAL CORP | 575385109 | COMMON STOCK-FO | 16,820 | $1,308,000 | thousands by filing date | |
| TRILLIUM THERAPEUTICS INC COM NEW | 89620X506 | Stock | 161,545 | $1,308,000 | thousands by filing date | |
| WOORI FINL GROUP INC SPONSORED ADS | 981064108 | ADR | 58,902 | $1,306,000 | thousands by filing date | |
| TESLA INC | 88160RAD3 | NOTE 2.375% 3/1 | 393,000 | $1,305,000 | thousands by filing date | principal |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 6,420 | $1,304,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 29,038 | $1,302,000 | thousands by filing date | |
| DWS MUNICIPAL INCOME TRUST | 233368109 | COM | 120,600 | $1,302,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 109,571 | $1,301,000 | thousands by filing date | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 25,563 | $1,299,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 73,689 | $1,299,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 133,519 | $1,298,000 | thousands by filing date | |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 155,950 | $1,298,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 229,935 | $1,297,000 | thousands by filing date | |
| PREMIER INC | 74051N102 | CL A | 37,858 | $1,297,000 | thousands by filing date | |
| TILRAY BRANDS INC | 88688TAB6 | NOTE 5.000%10/0 | 3,700,000 | $1,295,000 | thousands by filing date | principal |
| INVESCO DB MULTI-SECTOR COMM | 46140H403 | OIL FD | 185,059 | $1,294,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 36,702 | $1,293,000 | thousands by filing date | |
| DADA NEXUS LTD NPV ADR | 23344D108 | ADS | 57,801 | $1,289,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 87,619 | $1,289,000 | thousands by filing date | |
| MEIRAGTX HOLDINGS PLC | G59665102 | COMMON STOCK | 102,879 | $1,287,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 124,633 | $1,286,000 | thousands by filing date | |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 37,009 | $1,286,000 | thousands by filing date | |
| EXANTAS CAP CORP | 30068N105 | COM NEW | 485,129 | $1,286,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 72,704 | $1,273,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 107,802 | $1,271,000 | thousands by filing date | |
| RESONANT INC | 76118L102 | COM | 545,249 | $1,271,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 93,847 | $1,270,000 | thousands by filing date | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 29,090 | $1,269,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 65,414 | $1,269,000 | thousands by filing date | |
| TELIGENT INC NEW COM NEW | 87960W203 | COM | 523,892 | $1,268,000 | thousands by filing date | |
| Invsc SP 500 Equal Weight Matrl ETF | 46137V316 | ETF | 12,415 | $1,267,000 | thousands by filing date | |
| EVERQUOTE INC | 30041R108 | COM CL A | 21,761 | $1,266,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 37,119 | $1,264,000 | thousands by filing date | |
| LEGEND BIOTECH CORP | 52490G102 | SPONSORED ADS | 29,658 | $1,262,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588307 | COM | 244,411 | $1,259,000 | thousands by filing date | |
| BATTALION OIL CORP | 07134L107 | COM | 132,419 | $1,258,000 | thousands by filing date | |
| BARINGS CORPORATE INVS | 06759X107 | COM | 93,493 | $1,257,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 91,619 | $1,257,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F866 | AFRICA INDEX ETF | 76,095 | $1,248,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 124,092 | $1,247,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 81,918 | $1,247,000 | thousands by filing date | |
| NUVEEN CALIFORNIA SELECT TAX-F | 67063R103 | SH BEN INT | 75,934 | $1,245,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G862 | FLOAT RATE ETF | 49,890 | $1,245,000 | thousands by filing date | |
| Akoustis Technologies Inc | 00973N102 | COM | 149,846 | $1,243,000 | thousands by filing date | |
| CAREDX INC | 14167L103 | COM | 34,966 | $1,239,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 77,955 | $1,238,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 59,315 | $1,238,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000895421-20-000454 | this filing | 2020-08-14 | acceptance time not in the bulk data set |