13F-HR filed by MORGAN STANLEY
MORGAN STANLEY filed this 13F-HR for the quarter ended 2020-06-30, filed 2020-08-14, with 6,707 holding rows worth $451,781,104,000.
- Accession
- 0000895421-20-000454
- Filer
- CIK 895421
- Filed
- 2020-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2020
A holdings report, 22,606 entries on the cover page, a total value of $451,781,104,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $451,781,104,000 with VALUE read as thousands by filing date, 13F file number 028-03432. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerMORGAN STANLEY & CO INTERNATIONAL PLC028-04312
- included managerMORGAN STANLEY & CO. LLC028-11873
- included managerMorgan Stanley Canada LTD028-13197
- included managerMorgan Stanley Capital Services LLC028-11865
- included managerMORGAN STANLEY AIP GP LP028-14710
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT CO028-11366
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT INC028-11866
- included managerMorgan Stanley Investment Management LTD028-11867
- included managerMORGAN STANLEY SMITH BARNEY LLC028-13935
- included managerMorgan Stanley Strategic Investments, Inc028-12509
- included managerMorgan Stanley Uruguay Ltda.028-11533
- included managerFundlogic Sas028-15873
- included managerMorgan Stanley Asia Ltd028-19343
- included managerMorgan Stanley Wealth Management Australia Pty Ltd028-19344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| KRYSTAL BIOTECH INC COM | 501147102 | Stock | 5,642 | $234,000 | thousands by filing date | |
| INVESCO DB MULTI ETF SECTOR COMMODITY TRUST BASE METALS FUND | 46140H700 | ETF | 17,106 | $233,000 | thousands by filing date | |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 8,181 | $233,000 | thousands by filing date | |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 174,997 | $233,000 | thousands by filing date | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 18,292 | $232,000 | thousands by filing date | |
| METROPOLITAN BANK HOLDING CO | 591774104 | COMMON STOCK | 7,237 | $232,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 7,107 | $232,000 | thousands by filing date | |
| MUSTANG BIO INC | 62818Q104 | COM | 73,154 | $232,000 | thousands by filing date | |
| Benitec Biopharma, Inc. | 08205P100 | common | 29,338 | $232,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 29,279 | $231,000 | thousands by filing date | |
| EVELO BIOSCIENCES INC | 299734103 | COM | 47,251 | $231,000 | thousands by filing date | |
| BOSTON SCIENTIFIC CORP | 101137206 | CONV | 2,210 | $230,000 | thousands by filing date | |
| SPRAGUE RES LP | 849343108 | COM UNIT REP LTD | 14,554 | $230,000 | thousands by filing date | |
| LEISURE ACQUISITION CORP | 52539T115 | *W EXP 12/05/201 | 247,382 | $230,000 | thousands by filing date | |
| RAPT THERAPEUTICS INC | 75382E109 | COM | 7,919 | $229,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 52,448 | $228,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J224 | UNIT KING ALPH | 7,768 | $227,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 15,895 | $227,000 | thousands by filing date | |
| ELOXX PHARMACEUTICALS INC | 29014R103 | COM | 74,968 | $227,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 1,979 | $226,000 | thousands by filing date | |
| VANECK INDONESIA INDEX ETF | 92189F833 | ETF | 13,926 | $225,000 | thousands by filing date | |
| Q2 HLDGS INC | 74736LAD1 | NOTE 0.750% 6/0 | 199,000 | $225,000 | thousands by filing date | principal |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 16,074 | $224,000 | thousands by filing date | |
| PROSHARES TR II | 74347W387 | UL DJUBSNATG NEW | 3,327 | $224,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 6,446 | $223,000 | thousands by filing date | |
| BRIDGEWATER BANCSHARES INC | 108621103 | COMMON STOCK | 21,813 | $223,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F825 | DEFENSE ETF | 13,384 | $223,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W133 | EMERG CUR STR FD | 13,004 | $223,000 | thousands by filing date | |
| ARQ INC | 00770C101 | COM | 45,537 | $221,000 | thousands by filing date | |
| VERSO CORP | 92531L207 | CL A | 18,506 | $221,000 | thousands by filing date | |
| CORNERSTONE BLDG BRANDS INC | 21925D109 | COM | 36,685 | $221,000 | thousands by filing date | |
| FS KKR CAP CORP II | 35952V303 | COM | 17,090 | $220,000 | thousands by filing date | |
| FB FINL CORP | 30257X104 | COM | 8,887 | $219,000 | thousands by filing date | |
| BRIGHTVIEW HLDGS INC | 10948C107 | COM | 19,566 | $219,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 13,457 | $219,000 | thousands by filing date | |
| EIDOS THERAPEUTICS INC. | 28249H104 | Common Stock | 4,610 | $219,000 | thousands by filing date | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 15,314 | $218,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 8,662 | $217,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 33,290 | $217,000 | thousands by filing date | |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 33,184 | $217,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 5,738 | $217,000 | thousands by filing date | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 25,929 | $216,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R696 | CMN | 10,872 | $216,000 | thousands by filing date | |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 37,794 | $216,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 47,953 | $216,000 | thousands by filing date | |
| ONECONNECT FINL TECHNOLOGY C | 68248T105 | ADR | 11,724 | $215,000 | thousands by filing date | |
| EURO TECH HOLDINGS CO LTD | G32030127 | SHS NEW | 69,637 | $213,000 | thousands by filing date | |
| HOWARD BANCORP INC COM | 442496105 | COM | 20,119 | $213,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 109,070 | $213,000 | thousands by filing date | |
| INNOVIVA INC | 45781MAB7 | NOTE 2.500% 8/1 | 200,000 | $212,000 | thousands by filing date | principal |
| AIRNET TECHNOLOGY INC | 00941Q104 | SPONSORED ADR | 268,323 | $212,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J602 | mc | 3,494 | $211,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524722 | 1000 INDEX ETF | 6,901 | $210,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 5,692 | $210,000 | thousands by filing date | |
| FRP HOLDINGS INC | 30292L107 | COMMON STOCK | 5,181 | $210,000 | thousands by filing date | |
| ALTIMMUNE INC | 02155H200 | COM NEW | 19,486 | $209,000 | thousands by filing date | |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 17,362 | $209,000 | thousands by filing date | |
| KORU MEDICAL SYSTEMS INC | 759910102 | COMMON STOCK | 23,084 | $208,000 | thousands by filing date | |
| iShares U.S. Small Cap Equity Factor ETF | 46434V290 | SHS | 5,787 | $207,000 | thousands by filing date | |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 37,048 | $207,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 17,284 | $207,000 | thousands by filing date | |
| PROFOUND MED CORP | 74319B502 | COM NEW | 12,180 | $206,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 204,382 | $206,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 41,711 | $205,000 | thousands by filing date | |
| LIQTECH INTL INC | 53632A201 | COM | 37,500 | $205,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 28,000 | $204,000 | thousands by filing date | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 11,227 | $204,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 13,735 | $203,000 | thousands by filing date | |
| DWS STRATEGIC MUN INCOME TR | 23342Q101 | COM | 19,292 | $203,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 241,013 | $202,000 | thousands by filing date | |
| X4 Pharmaceuticals, Inc. | 98420X103 | COM | 21,708 | $202,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J406 | EX US SML CP | 6,182 | $202,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 65,113 | $202,000 | thousands by filing date | |
| PEOPLES UTAH BANCORP | 712706209 | COM | 9,048 | $202,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 13,974 | $201,000 | thousands by filing date | |
| AMERICAS GOLD AND SILVER COR | 03062D100 | COM | 75,730 | $200,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 22,478 | $200,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 65,192 | $199,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 158,590 | $199,000 | thousands by filing date | |
| PCB BANCORP | 69320M109 | COMMON STOCK | 19,172 | $198,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 36,005 | $198,000 | thousands by filing date | |
| FT MEGA CAP ALPHADEX FD ETF(FMK) | 33737M508 | ETF | 5,713 | $198,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING INC | 33832D205 | COM NEW | 50,599 | $197,000 | thousands by filing date | |
| OPEN LENDING CORP | 68373J104 | COM | 13,053 | $197,000 | thousands by filing date | |
| ELANCO ANIMAL HEALTH INC | 28414H202 | CONV | 5,236 | $197,000 | thousands by filing date | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 7,168 | $196,000 | thousands by filing date | |
| ALEXANDERS INC COM | 014752109 | REIT | 809 | $195,000 | thousands by filing date | |
| NICE SYS INC | 65366HAB9 | BOND | 85,000 | $195,000 | thousands by filing date | principal |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 3,450 | $194,000 | thousands by filing date | |
| IDEANOMICS INC | 45166V106 | COM | 96,172 | $194,000 | thousands by filing date | |
| PAE INC | 69290Y109 | COM CL A | 20,248 | $194,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 194,629 | $193,000 | thousands by filing date | |
| Misonix Inc | 604871103 | COM | 14,107 | $192,000 | thousands by filing date | |
| LANDCADIA HLDGS II INC | 51476X105 | CL A | 11,745 | $192,000 | thousands by filing date | |
| PROTAGONIST THERAPEUTICS | 74366E102 | COM | 10,778 | $190,000 | thousands by filing date | |
| FENNEC PHARMACEUTICALS INC | 31447P100 | COMMON STOCK | 22,753 | $190,000 | thousands by filing date | |
| DIXIE GROUP INC | 255519100 | COMMON STOCK | 206,575 | $190,000 | thousands by filing date | |
| Sohu.Com Ltd-Adr | 83410S108 | COM | 20,544 | $189,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 62,195 | $189,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119AB9 | NOTE 1.750%12/0 | 199,000 | $188,000 | thousands by filing date | principal |
| KINGSOFT CLOUD HLDGS LTD ADS | 49639K101 | ADR | 5,920 | $187,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 2,103 | $187,000 | thousands by filing date | |
| MACKINAC FINL CORP | 554571109 | COM | 17,944 | $187,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793203 | COM | 48,527 | $187,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 17,734 | $186,000 | thousands by filing date | |
| ISHARES SHORT MATURITY MUNICIPAL BOND ACTIVE ETF | 46431W838 | ETF | 3,702 | $186,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E578 | BLOOM DATA ETF | 5,158 | $186,000 | thousands by filing date | |
| ATRECA INC | 04965G109 | COM | 8,717 | $186,000 | thousands by filing date | |
| CALIFORNIA BANCORP INC | 13005U101 | COM | 12,435 | $186,000 | thousands by filing date | |
| AMERICA MOVIL SAB DE CV | 02364W204 | SPONSORED ADR | 14,590 | $185,000 | thousands by filing date | |
| MAVERIX METALS INC | 57776F405 | COMMON STOCK-FO | 41,700 | $185,000 | thousands by filing date | |
| TRANSPORTATION & LOGISTI | 438083107 | COM | 12,119 | $185,000 | thousands by filing date | |
| KLX ENERGY SERVICS HOLDNGS I | 48253L106 | COM | 85,424 | $184,000 | thousands by filing date | |
| LUXFER HOLDINGS PLC | G5698W116 | COMMON STOCK | 13,021 | $184,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V449 | S&P 100 EQL WIGH | 3,263 | $184,000 | thousands by filing date | |
| INSIGHT SELECT INCOME FD | 45781W109 | COM | 9,378 | $184,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 20,451 | $183,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 86,938 | $183,000 | thousands by filing date | |
| DIREXION DAILY S&P BIOTECH BEAR 3X SHARES | 25460E539 | ETF | 52,762 | $183,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 26,341 | $182,000 | thousands by filing date | |
| NEXTIER OILFIELD SOLUTIONS INC | 65290C105 | COMMON STOCK | 73,994 | $182,000 | thousands by filing date | |
| Dawson Geophysical Co Ne | 239360100 | COM | 126,134 | $181,000 | thousands by filing date | |
| UNITED STS GASOLINE FD LP | 91201T102 | UNITS | 9,486 | $180,000 | thousands by filing date | |
| SB FINL GROUP INC | 78408D105 | COM | 10,807 | $180,000 | thousands by filing date | |
| AMALGAMATED BANK | 022663108 | COMMON STOCK | 14,191 | $180,000 | thousands by filing date | |
| AMERICAN RIVER BANKSHRS (CA) | 029326105 | COM | 16,935 | $180,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 4,932 | $179,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 12,048 | $178,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 86,944 | $178,000 | thousands by filing date | |
| VEONEER INC | 92336X109 | COM | 16,596 | $178,000 | thousands by filing date | |
| CTO REALTY GROWTH INC | 22948P103 | COM | 4,522 | $178,000 | thousands by filing date | |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 62,678 | $177,000 | thousands by filing date | |
| BUSINESS FIRST BANCSHARES | 12326C105 | COMMON STOCK | 11,452 | $177,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 8,757 | $177,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 20,382 | $176,000 | thousands by filing date | |
| BRIGHAM MINERALS INC | 10918L103 | COMMON STOCK | 14,248 | $176,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 54,039 | $175,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 2,850 | $174,000 | thousands by filing date | |
| GUGGENHEIM CR ALLOCATION FD | 40168G108 | COM | 9,855 | $174,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 16,808 | $173,000 | thousands by filing date | |
| PROSHARES TR | 74347R214 | PSHS ULT NASB | 2,377 | $173,000 | thousands by filing date | |
| GTY TECHNOLOGY HOLDINGS INC | 362409104 | COM | 41,602 | $173,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 11,615 | $172,000 | thousands by filing date | |
| TESLA INC | 88160RAG6 | NOTE 2.000% 5/1 | 49,000 | $172,000 | thousands by filing date | principal |
| FRONT YD RESIDENTIAL CORP | 35904G107 | COM | 19,693 | $172,000 | thousands by filing date | |
| PROSHARES TR ULTSHRT QQQ | 74347B243 | CEF | 13,550 | $172,000 | thousands by filing date | |
| SUNNOVA ENERGY INTERNATIONAL I | 86745K104 | COM | 10,007 | $171,000 | thousands by filing date | |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 11,738 | $171,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 439,673 | $171,000 | thousands by filing date | |
| RETAIL VALUE INC | 76133Q102 | COM | 13,890 | $171,000 | thousands by filing date | |
| CEMENTOS PACASMAYO S A FUNSPONSORED ADR 1 ADR REPS 5 ORD SHS | 15126Q208 | Equity | 21,771 | $170,000 | thousands by filing date | |
| SILVERGATE CAP CORP CLASS A | 82837P408 | CL A | 12,080 | $170,000 | thousands by filing date | |
| PROSHRE U/S DJ-UBS CRUDE OIL | 74347W668 | CMN | 9,321 | $170,000 | thousands by filing date | |
| IMMUNOVANT INC | 45258J102 | COM | 6,943 | $169,000 | thousands by filing date | |
| HOOKIPA PHARMA INC | 43906K100 | COM | 14,505 | $169,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 42,672 | $168,000 | thousands by filing date | |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 24,328 | $168,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 2,706 | $167,000 | thousands by filing date | |
| FIDELITY DD BANCORP INC | 31609R100 | COMMON STOCK | 3,464 | $167,000 | thousands by filing date | |
| LEGACY HOUSING CORP | 52472M101 | COMMON STOCK | 11,755 | $167,000 | thousands by filing date | |
| U.S. AUTO PARTS NETWORK INC | 90343C100 | COM | 19,285 | $167,000 | thousands by filing date | |
| Constellation Brands Inc Cl B | 21036P207 | Com | 960 | $167,000 | thousands by filing date | |
| BLUE BIRD CORP | 095306106 | COM | 11,137 | $166,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 13,050 | $166,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 47,699 | $166,000 | thousands by filing date | |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 10,362 | $165,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y863 | GLOBAL X GOLD EX | 5,176 | $165,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 21,010 | $165,000 | thousands by filing date | |
| LIVEXLIVE MEDIA INC | 53839L208 | COM NEW | 45,636 | $165,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W755 | CMN | 16,310 | $164,000 | thousands by filing date | |
| SELECT INTERIOR CONCEPTS INC CLASS | 816120307 | CL A | 47,174 | $164,000 | thousands by filing date | |
| FAR PEAK ACQUISITION CL A ORD | 30734W109 | COM | 16,037 | $164,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 10,176 | $163,000 | thousands by filing date | |
| CAPRICOR THERAPEUTICS INC | 14070B309 | COMMON STOCK | 35,471 | $163,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y857 | US MULTIFACTOR | 5,479 | $163,000 | thousands by filing date | |
| SECUREWORKS CORP | 81374A105 | CL A | 14,217 | $163,000 | thousands by filing date | |
| POINTS INTL LTD | 730843208 | COM NEW | 17,922 | $163,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 21,701 | $162,000 | thousands by filing date | |
| BLACK DIAMOND THERAPEUTICS I | 09203E105 | COM | 3,816 | $161,000 | thousands by filing date | |
| KEWAUNEE SCIENTIFIC CP | 492854104 | COMM | 17,355 | $161,000 | thousands by filing date | |
| BBX CAP CORP NEW | 05491N104 | CL A | 63,338 | $161,000 | thousands by filing date | |
| PROTECTIVE INSURANCE CORP- B | 74368l203 | COM | 10,652 | $161,000 | thousands by filing date | |
| MVB FINANCIAL CORP | 553810102 | COMMON STOCK | 11,930 | $159,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 8,907 | $159,000 | thousands by filing date | |
| HUAMI CORP | 44331K103 | SPONSORED ADS | 12,829 | $159,000 | thousands by filing date | |
| WHOLE EARTH BRANDS INC | 96684W100 | COM CL A | 19,551 | $158,000 | thousands by filing date | |
| APTINYX INC | 03836N103 | COM | 37,594 | $157,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 16,780 | $156,000 | thousands by filing date | |
| EAGLE BANCORP MONTANA INC | 26942G100 | COMMON STOCK | 8,933 | $156,000 | thousands by filing date | |
| AMERANT BANCORP INC | 023576101 | COMMON STOCK | 10,391 | $156,000 | thousands by filing date | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 7,897 | $156,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E259 | GB MSCI AR ETF | 6,513 | $156,000 | thousands by filing date | |
| PROSHARES TR | 74347R131 | SHRT HGH YIELD | 7,443 | $156,000 | thousands by filing date | |
| UNIVAR INC | 91336L107 | COMMON STOCK | 9,332 | $156,000 | thousands by filing date | |
| CITIGROUP INC NEW | 17321F201 | CTRAKS ETN MILLR | 21,497 | $156,000 | thousands by filing date | |
| ORIGIN BANCORP INC | 68621T102 | COMMON STOCK | 7,094 | $155,000 | thousands by filing date | |
| FIRST NATIONAL CORP VA | 32106V107 | COMMON STOCK | 11,204 | $155,000 | thousands by filing date | |
| MASTECH HLDGS INC | 57633B100 | COM | 5,980 | $155,000 | thousands by filing date | |
| CROSSFIRST BANKSHARES INC | 22766M109 | COM | 15,823 | $155,000 | thousands by filing date | |
| MESOBLAST LTD F SPONSORED ADR 1 ADR REPS 10 ORD SHS | 590717104 | SPONS ADR | 13,576 | $155,000 | thousands by filing date | |
| DIREXION DAILY REAL ESTATE BEAR 3X SHARES | 25460E141 | ETF | 9,714 | $155,000 | thousands by filing date | |
| GENIUS BRANDS INTERNATIONAL INC | 37229T301 | COMMON STOCK | 68,477 | $154,000 | thousands by filing date | |
| DIREXION ZACKS MLP HIGH INCOME | 25460g799 | INDX FD | 2,836 | $153,000 | thousands by filing date | |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 10,213 | $152,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X426 | ST STR MSCI EM | 2,885 | $152,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G849 | DAILY 20 YR TREA | 2,955 | $152,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G807 | FUND | 8,877 | $151,000 | thousands by filing date | |
| BLACKSTONE MTG TR INC | 09257WAC4 | NOTE 4.750% 3/1 | 165,000 | $151,000 | thousands by filing date | principal |
| PROSHARES TR | 74347G705 | ULTRA ENERGY | 1,993 | $150,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G201 | S&P SMLCP MATL | 3,888 | $150,000 | thousands by filing date | |
| BYLINE BANCORP INC | 124411109 | COM | 11,400 | $149,000 | thousands by filing date | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 8,593 | $149,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 33,304 | $149,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 461,516 | $149,000 | thousands by filing date | |
| PACER FDS TR | 69374H857 | US SMALL CAP CAS | 6,284 | $148,000 | thousands by filing date | |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 10,938 | $148,000 | thousands by filing date | |
| WATSCO INC | 942622101 | CL B CONV | 900 | $148,000 | thousands by filing date | |
| FLEXSHARES INTERNATIONALQUALITY DIVIDEND DYNAMICINDEX FUND | 33939L829 | ETF | 6,607 | $148,000 | thousands by filing date | |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 45,447 | $148,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 19,873 | $147,000 | thousands by filing date | |
| MANDIANT INC | 31816QAD3 | NOTE 1.625% 6/0 | 153,000 | $146,000 | thousands by filing date | principal |
| Malvern Bancorp, Inc. | 561409103 | Common Stock | 11,488 | $146,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 20,999 | $145,000 | thousands by filing date | |
| FRANCHISE GROUP INC | 35180X105 | COM | 6,626 | $145,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F767 | INDIA GROWTH LDR | 6,044 | $145,000 | thousands by filing date | |
| OOMA INC | 683416101 | COM | 8,793 | $145,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 10,093 | $145,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H706 | UNCVTL OIL GAS | 2,204 | $145,000 | thousands by filing date | |
| NATUZZI S P A | 63905A200 | SPON ADS | 130,788 | $144,000 | thousands by filing date | |
| IMMUTEP LTD | 45257L108 | SPONSORED ADS | 132,085 | $143,000 | thousands by filing date | |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 7,891 | $142,000 | thousands by filing date | |
| VELOCITY FINANCIAL INC | 92262D101 | COMMON STOCK | 35,882 | $142,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 8,674 | $142,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 9,378 | $142,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 61,137 | $142,000 | thousands by filing date | |
| REMARK HLDGS INC | 75955K102 | COM | 59,970 | $142,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 17,282 | $141,000 | thousands by filing date | |
| CHOICEONE FINANCIAL SVCS INC | 170386106 | COMMON STOCK | 4,790 | $141,000 | thousands by filing date | |
| PLUMAS BANCORP | 729273102 | COMMON STOCK | 6,368 | $141,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 10,435 | $141,000 | thousands by filing date | |
| CURO GROUP HOLDINGS CORP | 23131L107 | COM | 17,054 | $140,000 | thousands by filing date | |
| CLARUS CORP NEW | 18270P109 | COM | 12,021 | $139,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 22,737 | $139,000 | thousands by filing date | |
| FS BANCORP INC | 30263Y104 | COM | 3,563 | $138,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 5,480 | $138,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 10,721 | $138,000 | thousands by filing date | |
| AETHLON MED INC | 00808Y307 | COM | 68,268 | $138,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 41,324 | $138,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 43,880 | $136,000 | thousands by filing date | |
| THE BANK OF PRINCETON | 064520109 | COMMON | 6,770 | $136,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AL3 | DBCV 4.000% 1/1 | 170,000 | $136,000 | thousands by filing date | principal |
| IMARA INC | 45249V107 | COM | 4,966 | $136,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 4,541 | $135,000 | thousands by filing date | |
| ARROWMARK FINANCIAL CORP | 861780104 | COM | 8,475 | $135,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 25,785 | $135,000 | thousands by filing date | |
| SATSUMA PHARMACEUTICALS INC | 80405P107 | COM | 4,687 | $135,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 3,856 | $134,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 22,132 | $134,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y727 | NEWFLT MULSINC | 2,786 | $134,000 | thousands by filing date | |
| SEACOR MARINE HLDGS INC COM | 78413P101 | Stock | 52,389 | $133,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 6,698 | $133,000 | thousands by filing date | |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 9,356 | $133,000 | thousands by filing date | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 6,894 | $133,000 | thousands by filing date | |
| VOYA INTL HIGH DIVID EQTY IN | 92912Y109 | COM | 32,185 | $133,000 | thousands by filing date | |
| GRIFFIN LAND + NURSERIES | 398231100 | CL A | 2,458 | $133,000 | thousands by filing date | |
| USA TRUCK INC | 902925106 | COM | 17,167 | $133,000 | thousands by filing date | |
| CREATIVE REALITIES INC | 22530J200 | COM | 53,486 | $133,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 11,627 | $132,000 | thousands by filing date | |
| NI HOLDINGS INC | 65342T106 | COMMON STOCK | 8,989 | $132,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 29,597 | $132,000 | thousands by filing date | |
| PROVIDENT BANCORP INC | 74383L105 | COM NEW | 16,779 | $132,000 | thousands by filing date | |
| Ohr Pharmaceutical Inc | 64132K102 | COM | 15,030 | $132,000 | thousands by filing date | |
| BANCO BBVA ARGENTINA S A | 058934100 | SPONSORED ADS | 34,911 | $131,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 5,639 | $131,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 36,051 | $131,000 | thousands by filing date | |
| QUANTUM CORP | 747906501 | COM | 33,937 | $131,000 | thousands by filing date | |
| OPTIBASE LTD | M7524R116 | SHS NEW NIS0.13 | 10,400 | $131,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 24,704 | $131,000 | thousands by filing date | |
| AURORA CANNABIS INC | 05156XAG3 | NOTE 5.500% 2/2 | 287,000 | $131,000 | thousands by filing date | principal |
| LIQUIDIA CORPORATION COM NEW | 53635D202 | Stock | 15,395 | $130,000 | thousands by filing date | |
| PEABODY ENGR CORP | 704551100 | COM | 44,944 | $130,000 | thousands by filing date | |
| PERCEPTRON INC | 71361F100 | COMMON STOCK | 39,275 | $130,000 | thousands by filing date | |
| NEPTUNE WELLNESS SOLUTIONS I | 64079L105 | COM | 46,387 | $130,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 63,808 | $129,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V522 | BLOO AN RATI ETF | 3,311 | $129,000 | thousands by filing date | |
| CHAMPIONS ONCOLOGY INC | 15870P307 | COM NEW | 13,424 | $128,000 | thousands by filing date | |
| ESSENTIAL UTILS INC | 29670G201 | UNIT 04/30/2022 | 2,302 | $128,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 15,744 | $127,000 | thousands by filing date | |
| ACCEL ENTERTAINMENT INC | 00436Q106 | COMMON STOCK | 13,146 | $127,000 | thousands by filing date | |
| INVESCO DB MLTI SECTR CMMTY | 46140H205 | SILVER FD | 4,755 | $127,000 | thousands by filing date | |
| KOREA FD INC | 500634209 | COM NEW | 4,886 | $126,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 87,700 | $126,000 | thousands by filing date | |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 32,185 | $126,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 5,281 | $126,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 15,970 | $125,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 7,539 | $125,000 | thousands by filing date | |
| FIRST TRUST | 33737J208 | CANADA ALPHA | 6,242 | $125,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 21,921 | $124,000 | thousands by filing date | |
| RVL PHARMACEUTICALS PLC | G6S41R101 | COM | 18,398 | $124,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E547 | DAILY MSCI EMERG | 4,759 | $124,000 | thousands by filing date | |
| THUNDER BRDG ACQUISTION II L | G8857S124 | UNIT 99/99/9999 | 11,800 | $124,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 4,026 | $123,000 | thousands by filing date | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 7,976 | $123,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 22,174 | $123,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y830 | GLOBAL X COPPER | 6,885 | $122,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G772 | INFRAC ACT MLP | 7,019 | $122,000 | thousands by filing date | |
| CARDIFF ONCOLOGY INC | 14147L108 | COM | 24,339 | $122,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 9,049 | $122,000 | thousands by filing date | |
| UNITED BANCORP INC OHIO | 909911109 | COM | 10,592 | $122,000 | thousands by filing date | |
| KALEIDO BIOSCIENCES INC | 483347100 | COM | 16,471 | $122,000 | thousands by filing date | |
| KEZAR LIFE SCIENCES INC | 49372L100 | COM | 23,362 | $122,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E804 | NASDQ CHINA TECH | 4,889 | $122,000 | thousands by filing date | |
| ASSURANT INC | 04621X207 | 6.50% CONV PFD D | 1,166 | $122,000 | thousands by filing date | |
| HIGH INCOME SECS FD | 42968F108 | SHS BEN INT | 15,845 | $121,000 | thousands by filing date | |
| ALBIREO PHARMA INC | 01345P106 | COMMON STOCK | 4,566 | $121,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 22,031 | $121,000 | thousands by filing date | |
| LIBERTY ENERGY INC | 53115L104 | COM CL A | 22,090 | $120,000 | thousands by filing date | |
| FIRST CAPITAL INC | 31942S104 | COMMON STOCK | 1,725 | $120,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 70,511 | $120,000 | thousands by filing date | |
| MERCHANTS BANCORP IND | 58844R108 | COM | 6,400 | $119,000 | thousands by filing date | |
| JPMORGAN INT BOND OPPORTUNITIE | 46641Q852 | INTL BD OPP ETF | 2,370 | $118,000 | thousands by filing date | |
| GRID DYNAMICS HLDGS INC | 39813G109 | CL A | 17,212 | $118,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 8,720 | $118,000 | thousands by filing date | |
| URBAN ONE INC | 91705J204 | CL D NON VTG | 61,750 | $118,000 | thousands by filing date | |
| PIMCO NEW YORK MUN INCM | 72201E105 | FD 1 COM | 12,504 | $118,000 | thousands by filing date | |
| GAMIDA CELL LTD | M47364100 | SHS | 25,850 | $118,000 | thousands by filing date | |
| EYEPOINT PHARMACEUTICALS INC | 30233G100 | COM | 156,028 | $118,000 | thousands by filing date | |
| WESTERN COPPER & GOLD CORP | 95805V108 | COM | 134,420 | $117,000 | thousands by filing date | |
| GROWGENERATION CORP | 39986L109 | COM | 17,090 | $117,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 98,576 | $117,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 218,068 | $116,000 | thousands by filing date | |
| BLINK CHARGING CO | 09354A100 | COM | 20,399 | $116,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 4,615 | $116,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938JAB2 | NOTE | 145,000 | $116,000 | thousands by filing date | principal |
| MEDIWOUND LTD | M68830104 | ORD SHS | 39,141 | $116,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 18,278 | $115,000 | thousands by filing date | |
| GUANGSHEN RAILWAY CO LTD-ADR | 40065W107 | SPONSORED ADR | 12,699 | $115,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A826 | RANGE CANCER THE | 4,255 | $115,000 | thousands by filing date | |
| RADA ELECTR INDS LTD | M81863124 | CMN | 17,551 | $115,000 | thousands by filing date | |
| CRA INTL INC | 12618T105 | COM | 2,896 | $114,000 | thousands by filing date | |
| MAYVILLE ENGINEERING CO INC | 578605107 | COMMON STOCK | 14,381 | $114,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 15,607 | $114,000 | thousands by filing date | |
| PROFESSIONAL HLDG CORP | 743139107 | COM | 8,212 | $114,000 | thousands by filing date | |
| XERIS PHARMACEUTICALS INC | 98422L107 | COM | 42,903 | $114,000 | thousands by filing date | |
| SANDISK CORP | 80004CAF8 | NOTE 0.500%10/1 | 134,000 | $114,000 | thousands by filing date | principal |
| FLEXSHARES TR | 33939L787 | GLB QLT R/E IDX | 2,206 | $113,000 | thousands by filing date | |
| PROSHARES TR | 74347X625 | ULT R/EST NEW | 2,118 | $113,000 | thousands by filing date | |
| BAYCOM CORP | 07272M107 | COMMON STOCK | 8,682 | $113,000 | thousands by filing date | |
| COLONY BANKCORP | 19623P101 | COMMON STOCK | 9,595 | $113,000 | thousands by filing date | |
| CHINA DISTANCE ED HLDGS LTD | 16944W104 | SPONS ADR | 13,134 | $113,000 | thousands by filing date | |
| VSE CORP COM | 918284100 | Stock | 3,566 | $112,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 8,572 | $112,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 11,540 | $112,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 41,909 | $111,000 | thousands by filing date | |
| FIRST TR HIGH YIELD OPPRT 20 | 33741Q107 | COM | 5,485 | $111,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A101 | CMN | 1,380 | $111,000 | thousands by filing date | |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 6,786 | $111,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 47,433 | $111,000 | thousands by filing date | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 3,779 | $110,000 | thousands by filing date | |
| PHATHOM PHARMACEUTICALS INC | 71722W107 | COMMON STOCK | 3,332 | $110,000 | thousands by filing date | |
| NEURONETICS INC | 64131A105 | COM | 57,131 | $110,000 | thousands by filing date | |
| WIDEOPENWEST INC | 96758W101 | COM | 20,674 | $110,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 215,564 | $110,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 763 | $110,000 | thousands by filing date | |
| CELLULAR BIOMEDICINE GROUP I | 15117P102 | COM NEW | 7,356 | $110,000 | thousands by filing date | |
| WESTERN ASSET MORTGAGE CAPIT | 95790DAA3 | NOTE 6.750%10/0 | 154,000 | $110,000 | thousands by filing date | principal |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 3,388 | $109,000 | thousands by filing date | |
| NEW GERMANY FD INC | 644465106 | COM | 7,170 | $109,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G708 | DAIL MS BRAZ ETF | 1,471 | $109,000 | thousands by filing date | |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 4,090 | $109,000 | thousands by filing date | |
| ARCUTIS BIOTHERAPEUTICS INC | 03969K108 | COM | 3,573 | $108,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H304 | ENERGY FD | 11,635 | $108,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 5,803 | $107,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 39,196 | $106,000 | thousands by filing date | |
| RETRACTABLE TECHNOLOGIES INC | 76129W105 | COM | 15,029 | $106,000 | thousands by filing date | |
| EXICURE INC | 30205M101 | COM | 43,452 | $106,000 | thousands by filing date | |
| COMSTOCK RES INC COM | 205768302 | Stock | 24,103 | $105,000 | thousands by filing date | |
| SCWORX CORP COM | 78396V109 | Stock | 18,200 | $105,000 | thousands by filing date | |
| LEVEL ONE BANCORP INC | 52730d208 | COM | 6,245 | $105,000 | thousands by filing date | |
| UNITED GUARDIAN INC | 910571108 | COM | 6,995 | $104,000 | thousands by filing date | |
| ENVISION SOLAR INTL INC | 29413Q201 | COM | 10,415 | $104,000 | thousands by filing date | |
| ABACUS FCF ETF TR | 89628W302 | LEADERS ETF | 2,743 | $103,000 | thousands by filing date | |
| SURFACE ONCOLOGY INC | 86877M209 | COM | 15,600 | $103,000 | thousands by filing date | |
| CATALYST BIOSCIENCES INC | 14888D208 | COM | 17,429 | $103,000 | thousands by filing date | |
| DIGITAL ALLY INC | 25382P208 | COM NEW | 32,699 | $103,000 | thousands by filing date | |
| BANK OF MONTREAL | 063679872 | MICROSECTRS IDX | 1,100 | $103,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 37,261 | $103,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R300 | COM NEW | 11,725 | $103,000 | thousands by filing date | |
| ARYA SCIENCES ACQUISITION CORP SHS CL A | G3165V109 | COM | 6,530 | $103,000 | thousands by filing date | |
| XBIOTECH INC | 98400H102 | COM | 7,424 | $102,000 | thousands by filing date | |
| HF FOODS GROUP INC | 40417F109 | COM | 11,335 | $102,000 | thousands by filing date | |
| PCM FD INC | 69323T101 | COM | 10,880 | $102,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 2,276 | $101,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25490K869 | DAIL CSI 300 ETF | 4,434 | $101,000 | thousands by filing date | |
| FORMULA SYSTEMS 1985 LTD | 346414105 | SPONSORED ADS | 1,351 | $101,000 | thousands by filing date | |
| VANECK EGYPT INDEX ETF | 92189F775 | FUND | 4,338 | $101,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 49,940 | $100,000 | thousands by filing date | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 8,069 | $100,000 | thousands by filing date | |
| NEW IRELAND FD INCORPORATED | 645673104 | Closed End Funds - Taxable | 12,851 | $100,000 | thousands by filing date | |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 20,334 | $99,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 4,567 | $99,000 | thousands by filing date | |
| VALUE LINE INC | 920437100 | COMMON STOCK | 3,660 | $99,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 16,624 | $99,000 | thousands by filing date | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 13,798 | $99,000 | thousands by filing date | |
| SPROTT ETF TRUST | 85210B201 | JR GOLD MINERS E | 2,600 | $99,000 | thousands by filing date | |
| TRANSACT TECHNOLOGIES INC | 892918103 | CMN | 21,582 | $99,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 20,880 | $99,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 23,647 | $99,000 | thousands by filing date | |
| SMITH MICRO SOFTWARE INC | 832154207 | COMMON | 22,174 | $99,000 | thousands by filing date | |
| ASTRANA HEALTH INC | 03763A207 | COM NEW | 5,912 | $98,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 10,740 | $97,000 | thousands by filing date | |
| GUARANTY BANCSHARES INC | 400764106 | COMMON STOCK | 3,738 | $97,000 | thousands by filing date | |
| MFS INTER HIGH INCOME FD | 59318T109 | SH BEN INT | 45,290 | $97,000 | thousands by filing date | |
| TINGO GROUP INC | 55328R109 | COM | 65,705 | $97,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 30,385 | $97,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 9,810 | $97,000 | thousands by filing date | |
| IDEAYA BIOSCIENCES INC COM | 45166A102 | Stock | 6,716 | $96,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 7,672 | $96,000 | thousands by filing date | |
| ORIC PHARMACEUTICALS INC | 68622P109 | COM | 2,853 | $96,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAN0 | NOTE 1.250% 4/0 | 69,000 | $96,000 | thousands by filing date | principal |
| UBS AG JERSEY BRH | 902641679 | DJ COMMD ETN39 | 7,988 | $96,000 | thousands by filing date | |
| ONCOCYTE CORP | 68235C107 | COM | 50,144 | $96,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 8,264 | $95,000 | thousands by filing date | |
| HARROW INC | 415858109 | COM | 18,235 | $95,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 294,790 | $95,000 | thousands by filing date | |
| LUTHER BURBANK CORP | 550550107 | COM | 9,514 | $95,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 17,447 | $95,000 | thousands by filing date | |
| WAITR HLDGS INC | 930752100 | COM | 36,285 | $95,000 | thousands by filing date | |
| NAVIOS MARITIME CHG CONTAINERS LP UNIT REPSTG LP INT | Y62151108 | COM UNIT RP LP | 117,093 | $95,000 | thousands by filing date | |
| PROSHARES TR PSHS ULTRA DOW30 | 74347r305 | INDX FD | 2,332 | $94,000 | thousands by filing date | |
| Carter Bank and Trust | 146102108 | Ordinary Shares | 11,644 | $94,000 | thousands by filing date | |
| FORTERRA INC | 34960W106 | COM | 8,420 | $94,000 | thousands by filing date | |
| BIONDVAX PHARMACEUTICALS LTD | 09073Q105 | SPOND ADS | 4,105 | $94,000 | thousands by filing date | |
| MID CON ENERGY PARTNERS LTD PARTNERSHIP NEW | 59560V208 | UNIT REPSTG LTD | 25,886 | $94,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 45,230 | $93,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 23,610 | $93,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070105 | CL B | 2,867 | $93,000 | thousands by filing date | |
| VERRICA PHARMACEUTICALS INC | 92511W108 | COM | 8,421 | $93,000 | thousands by filing date | |
| CODORUS VY BANCORP INC | 192025104 | COM | 6,784 | $93,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 33,048 | $93,000 | thousands by filing date | |
| GLOBALSCAPE INC | 37940G109 | COM | 9,623 | $93,000 | thousands by filing date | |
| EVOKE PHARMA INC | 30049G104 | COM | 26,477 | $93,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 2,567 | $92,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 19,558 | $92,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 16,773 | $92,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F734 | RUSSIA SMALL CAP | 2,938 | $92,000 | thousands by filing date | |
| HUNT COS FIN TR INC | 44558T100 | COM | 34,540 | $92,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P744 | FTSE JAPAN ETF | 3,728 | $91,000 | thousands by filing date | |
| Whiting Petroleum Corpora | 966387409 | COM NEW | 80,325 | $91,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 4,539 | $91,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 128,749 | $91,000 | thousands by filing date | |
| MTBC INC | 55378G102 | COM | 11,015 | $91,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 9,985 | $90,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 6,045 | $90,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 15,686 | $90,000 | thousands by filing date | |
| FILANA THERAPEUTICS INC | 14817C107 | CMN | 29,133 | $90,000 | thousands by filing date | |
| GRUPO SUPERVIELLE S.A. | 40054A108 | CMN | 40,710 | $90,000 | thousands by filing date | |
| United Parcel Service, Inc | 917286106 | COM | 9,006 | $90,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 30,432 | $90,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 4,141 | $89,000 | thousands by filing date | |
| NANO DIMENSION LTD | 63008G203 | SPONSORD ADS NEW | 40,874 | $89,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767835 | MSCI ALL CHINA | 2,800 | $89,000 | thousands by filing date | |
| AMPLIFY BLUESTAR ISRAEL TECHNOLOGY ETF | 26924G870 | COM | 1,879 | $89,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052W104 | COM | 40,480 | $89,000 | thousands by filing date | |
| BIGLARI HOLDINGS INC B | 08986R309 | COMMON STOCK | 1,279 | $88,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G202 | VIRTUS LIFESC BT | 1,861 | $88,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 8,397 | $88,000 | thousands by filing date | |
| DBX ETF TR | 233051408 | FUND | 3,335 | $88,000 | thousands by filing date | |
| STARWOOD PROPERTY TRUST | 85571BAH8 | Convertible Debt | 92,000 | $88,000 | thousands by filing date | principal |
| GREAT ELM CAP GROUP INC | 39036P209 | COM NEW | 37,719 | $88,000 | thousands by filing date | |
| CONDOR HOSPITALITY TR INC | 20676Y403 | COM NEW | 21,493 | $88,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 321,192 | $87,000 | thousands by filing date | |
| COMPUTER TASK GROUP INC | 205477102 | COM | 21,685 | $87,000 | thousands by filing date | |
| BLUEGREEN VACATIONS CORP | 09629F108 | COM | 15,959 | $87,000 | thousands by filing date | |
| SUZANO S A SPON ADS | 86959K105 | ADR | 12,658 | $86,000 | thousands by filing date | |
| ESQUIRE FINL HLDGS INC | 29667J101 | COM | 5,067 | $86,000 | thousands by filing date | |
| GENASYS INC | 36872P103 | CMN | 17,816 | $86,000 | thousands by filing date | |
| NEOVASC INC | 64065J304 | COM | 36,222 | $86,000 | thousands by filing date | |
| RUHNN HLDG LTD | 781314109 | ADS | 29,000 | $86,000 | thousands by filing date | |
| APYX MEDICAL CORPORATION | 03837C106 | COM | 15,427 | $85,000 | thousands by filing date | |
| INNATE PHARMA S A | 45781K204 | SPONSORED ADS | 12,441 | $85,000 | thousands by filing date | |
| TRANSCAT INC | 893529107 | COM | 3,219 | $84,000 | thousands by filing date | |
| RF INDUSTRIES LTD | 749552105 | COMMON STOCK | 17,950 | $84,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 23,754 | $84,000 | thousands by filing date | |
| FNCB BANCORP INC | 302578109 | COM | 14,539 | $84,000 | thousands by filing date | |
| NESCO HLDGS INC | 64083J104 | COM | 21,011 | $84,000 | thousands by filing date | |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 6,990 | $83,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 6,005 | $83,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 4,652 | $83,000 | thousands by filing date | |
| WBI BULLBEAR GLOBAL INCOME ETF | 00400R874 | ETF | 3,546 | $83,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F114 | VIDEO GMNG ESPRT | 1,588 | $82,000 | thousands by filing date | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 3,097 | $82,000 | thousands by filing date | |
| MMA Capital Management LLC | 55315D105 | COM | 3,559 | $82,000 | thousands by filing date | |
| PROSHARES ULTRASHORT SILVER | 74347W114 | COM | 4,188 | $82,000 | thousands by filing date | |
| NIKOLA CORP | 654110113 | *W EXP 06/03/202 | 2,483 | $82,000 | thousands by filing date | |
| KEROS THERAPEUTICS INC COM | 492327101 | Stock | 2,153 | $81,000 | thousands by filing date | |
| KIMBELL RTY PARTNERS LP | 49435R102 | UNIT | 9,420 | $81,000 | thousands by filing date | |
| BANKFINANCIAL CORP | 06643P104 | COM | 9,628 | $81,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 24,165 | $81,000 | thousands by filing date | |
| CYPRESS ENVIRONMENTL PARTNR | 232751107 | LTD PARTNER INT | 19,768 | $81,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000895421-20-000454 | this filing | 2020-08-14 | acceptance time not in the bulk data set |