13F-HR filed by MORGAN STANLEY
MORGAN STANLEY filed this 13F-HR for the quarter ended 2020-06-30, filed 2020-08-14, with 6,707 holding rows worth $451,781,104,000.
- Accession
- 0000895421-20-000454
- Filer
- CIK 895421
- Filed
- 2020-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2020
A holdings report, 22,606 entries on the cover page, a total value of $451,781,104,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $451,781,104,000 with VALUE read as thousands by filing date, 13F file number 028-03432. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerMORGAN STANLEY & CO INTERNATIONAL PLC028-04312
- included managerMORGAN STANLEY & CO. LLC028-11873
- included managerMorgan Stanley Canada LTD028-13197
- included managerMorgan Stanley Capital Services LLC028-11865
- included managerMORGAN STANLEY AIP GP LP028-14710
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT CO028-11366
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT INC028-11866
- included managerMorgan Stanley Investment Management LTD028-11867
- included managerMORGAN STANLEY SMITH BARNEY LLC028-13935
- included managerMorgan Stanley Strategic Investments, Inc028-12509
- included managerMorgan Stanley Uruguay Ltda.028-11533
- included managerFundlogic Sas028-15873
- included managerMorgan Stanley Asia Ltd028-19343
- included managerMorgan Stanley Wealth Management Australia Pty Ltd028-19344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BANCORPSOUTH BK TUPELO MISS | 05971J102 | COM | 54,408 | $1,237,000 | thousands by filing date | |
| NEOLEUKIN THERAPEUTICS INC | 64049K104 | COM | 74,369 | $1,235,000 | thousands by filing date | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 88,943 | $1,234,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 105,351 | $1,233,000 | thousands by filing date | |
| TAILORED BRANDS INC | 87403A107 | COM | 1,308,548 | $1,229,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 19,204 | $1,228,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 28,043 | $1,227,000 | thousands by filing date | |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 106,697 | $1,227,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 95,264 | $1,226,000 | thousands by filing date | |
| TECTONIC THERAPEUTIC INC COM | 05455M100 | Stock | 70,243 | $1,226,000 | thousands by filing date | |
| ENOVA INTL INC | 29357K103 | COM | 82,408 | $1,225,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 94,973 | $1,223,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 169,404 | $1,222,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 59,121 | $1,221,000 | thousands by filing date | |
| AGNT INC | 30212W100 | COM | 71,522 | $1,219,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 73,215 | $1,217,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 256,243 | $1,217,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 91,735 | $1,217,000 | thousands by filing date | |
| ISHARES MSCI BRAZIL SMALL-CAP ETF | 464289131 | ETF | 96,351 | $1,217,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 296,851 | $1,216,000 | thousands by filing date | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 75,469 | $1,214,000 | thousands by filing date | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 23,359 | $1,214,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 42,085 | $1,209,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 78,439 | $1,207,000 | thousands by filing date | |
| VOLITIONRX LTD | 928661107 | COM | 310,366 | $1,207,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 78,294 | $1,206,000 | thousands by filing date | |
| STOKE THERAPEUTICS INC | 86150R107 | COM | 50,590 | $1,206,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 1,415,331 | $1,203,000 | thousands by filing date | |
| CRESCENT ACQUISITION CORP | 22564L105 | COM CL A | 115,000 | $1,203,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q676 | ALERIAN ENERGY | 86,377 | $1,202,000 | thousands by filing date | |
| Veru Inc | 92536C103 | Common Stock | 359,937 | $1,202,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC | 025537127 | UNIT 03/15/2022 | 24,727 | $1,202,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 38,499 | $1,198,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 216,376 | $1,194,000 | thousands by filing date | |
| ALLAKOS INC | 01671P100 | COM | 16,616 | $1,194,000 | thousands by filing date | |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 94,377 | $1,194,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 82,304 | $1,193,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 925,131 | $1,193,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 41,692 | $1,192,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 87,947 | $1,191,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 52,723 | $1,190,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 54,337 | $1,189,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 166,805 | $1,187,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657AK7 | NOTE 2.875% 2/0 | 1,504,000 | $1,185,000 | thousands by filing date | principal |
| CUSHMAN WAKEFIELD PLC | G2717B108 | SHS | 94,920 | $1,182,000 | thousands by filing date | |
| AIM IMMUNOTECH INC | 00901B105 | COM | 476,312 | $1,182,000 | thousands by filing date | |
| DBX ETF TR | 233051697 | XTRACK MSCI EURO | 40,422 | $1,180,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 391,511 | $1,178,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD ARIZ FD | 09254K109 | COM | 83,696 | $1,177,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 115,406 | $1,174,000 | thousands by filing date | |
| PROSHARES TR II ULTRA VIX SHORT TERM FUTURES ETF | 74347W148 | ULTRA VIX SHORT | 35,706 | $1,170,000 | thousands by filing date | |
| VIR BIOTECHNOLOGY INC | 92764N102 | COM | 28,459 | $1,166,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 524,698 | $1,165,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D258 | VELOCITY SHS NEW | 9,198 | $1,164,000 | thousands by filing date | |
| EVOLUS INC | 30052C107 | COM | 219,336 | $1,163,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAB1 | NOTE 2.000%10/0 | 1,491,000 | $1,163,000 | thousands by filing date | principal |
| AMERICAN PUB ED INC | 02913V103 | COM | 39,255 | $1,162,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464AC4 | NOTE 1.250% 5/0 | 2,000,000 | $1,160,000 | thousands by filing date | principal |
| KIRBY CORP | 497266106 | COM | 21,600 | $1,156,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 68,443 | $1,156,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V803 | DORSEY WRGT CSMR | 24,842 | $1,155,000 | thousands by filing date | |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 142,916 | $1,155,000 | thousands by filing date | |
| Invesco Bulletshares 2022 Munic | 46138J551 | Equities | 45,752 | $1,154,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 34,366 | $1,149,000 | thousands by filing date | |
| ZYNEX INC | 98986M103 | COM | 46,157 | $1,148,000 | thousands by filing date | |
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 99,117 | $1,148,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 187,312 | $1,146,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 45,180 | $1,142,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 197,692 | $1,142,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222AF1 | NOTE 4.125% 9/0 | 1,500,000 | $1,142,000 | thousands by filing date | principal |
| HAWKINS INC | 420261109 | COM | 26,770 | $1,140,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 49,868 | $1,139,000 | thousands by filing date | |
| WESTERN ASSET VAR RT STRG FD | 957667108 | COM | 72,301 | $1,135,000 | thousands by filing date | |
| GOLDMAN SACHS MLP INC OPP FD | 38147W202 | COM | 118,214 | $1,132,000 | thousands by filing date | |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 32,460 | $1,130,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 24,532 | $1,129,000 | thousands by filing date | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 72,042 | $1,127,000 | thousands by filing date | |
| TUCOWS INC | 898697206 | COM NEW | 19,638 | $1,125,000 | thousands by filing date | |
| CARVER BANCORP ORD | 146875604 | COM | 180,573 | $1,121,000 | thousands by filing date | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 98,793 | $1,119,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 79,291 | $1,119,000 | thousands by filing date | |
| CONTURA ENERGY INC | 21241B100 | COM | 367,306 | $1,116,000 | thousands by filing date | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 82,502 | $1,115,000 | thousands by filing date | |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 100,529 | $1,115,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P806 | RIVRFRNT DYN EUR | 20,566 | $1,115,000 | thousands by filing date | |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 150,887 | $1,113,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 42,951 | $1,112,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 19,588 | $1,109,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E341 | GLB X GURU INDEX | 32,492 | $1,109,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 108,640 | $1,108,000 | thousands by filing date | |
| STONE HBR EMERG MKTS TL INC | 86164W100 | COM | 144,893 | $1,107,000 | thousands by filing date | |
| NEW AGE BEVERAGES CORP | 64157V108 | COM | 722,986 | $1,106,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 96,349 | $1,104,000 | thousands by filing date | |
| SHOE STA GROUP INC | 824889109 | COM | 37,614 | $1,102,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V175 | S&P SML600 GWT | 10,980 | $1,102,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 39,796 | $1,101,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N300 | CL A | 85,622 | $1,098,000 | thousands by filing date | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 113,093 | $1,097,000 | thousands by filing date | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 35,189 | $1,097,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B479 | IQ ENCH COR PL | 55,011 | $1,096,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 213,506 | $1,095,000 | thousands by filing date | |
| ATLANTIC UN BANKSHARES CORP COM | 04911A107 | Stock | 47,225 | $1,094,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 230,522 | $1,094,000 | thousands by filing date | |
| OASIS MIDSTREAM PARTNERS LP | 67420T206 | COM UNITS REPS | 125,410 | $1,094,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 18,746 | $1,091,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484MAA4 | NOTE 1.750% 6/1 | 1,250,000 | $1,088,000 | thousands by filing date | principal |
| COCRYSTAL PHARMA INC | 19188J300 | CMN | 714,740 | $1,086,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 89,389 | $1,085,000 | thousands by filing date | |
| ENDAVA PLC ADS | 29260V105 | ADR | 22,452 | $1,084,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 8,648 | $1,081,000 | thousands by filing date | |
| TRICIDA INC | 89610F101 | COM | 39,302 | $1,081,000 | thousands by filing date | |
| iShares iBonds Dec. 2026 Municipal Bond ETF | 46435U259 | ETF | 40,517 | $1,080,000 | thousands by filing date | |
| PLYMOUTH INDL REIT INC COM | 729640102 | REIT | 84,319 | $1,079,000 | thousands by filing date | |
| WSFS FINL CORP | 929328102 | COM | 37,566 | $1,077,000 | thousands by filing date | |
| BROOKFIELD BUSINESS PARTNERS | G16234109 | COMMON STOCK-FO | 34,904 | $1,077,000 | thousands by filing date | |
| BIT MINING LIMITED | 33829R100 | SPON ADR REP A | 278,665 | $1,073,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 27,435 | $1,071,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 78,927 | $1,070,000 | thousands by filing date | |
| VEONEER INC | 92336XAA7 | NOTE 4.000% 6/0 | 1,316,000 | $1,069,000 | thousands by filing date | principal |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 467,457 | $1,067,000 | thousands by filing date | |
| PAYSIGN INC | 70451A104 | COM | 109,860 | $1,067,000 | thousands by filing date | |
| INVESCO DB PRECIOUS METALS FUND | 46140H502 | ETF | 22,313 | $1,067,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V159 | CMN | 28,322 | $1,067,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 894,813 | $1,065,000 | thousands by filing date | |
| Proshares VIX Short-Term | 74347W171 | Equity | 38,353 | $1,065,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q478 | DISRUPTIVE TECH | 30,669 | $1,061,000 | thousands by filing date | |
| PRECISION BIOSCIENCES INC | 74019P108 | COM | 127,279 | $1,061,000 | thousands by filing date | |
| SMART GLOBAL HLDGS INC | G8232Y101 | COM | 38,961 | $1,059,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462102 | COM | 23,918 | $1,058,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 25,220 | $1,058,000 | thousands by filing date | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 50,458 | $1,057,000 | thousands by filing date | |
| GUESS INC | 401617AD7 | BOND | 1,579,000 | $1,052,000 | thousands by filing date | principal |
| NEOGENOMICS INC | 64049MAA8 | Convertible Debt | 972,000 | $1,052,000 | thousands by filing date | principal |
| PARK AEROSPACE CORP | 70014A104 | COM | 94,189 | $1,049,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 100,273 | $1,048,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 70,673 | $1,047,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F137 | SHS | 28,266 | $1,045,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 22,581 | $1,043,000 | thousands by filing date | |
| G1 THERAPEUTICS INC | 3621LQ109 | COM | 42,998 | $1,042,000 | thousands by filing date | |
| ECLIPSE RESOURCES CORP | 61179L100 | EQUITY | 263,846 | $1,042,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 166,823 | $1,041,000 | thousands by filing date | |
| OYSTER POINT PHARMA INC | 69242L106 | COMMON STOCK | 36,034 | $1,041,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 140,445 | $1,040,000 | thousands by filing date | |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 65,635 | $1,037,000 | thousands by filing date | |
| REPLIMUNE GROUP INC | 76029N106 | COMMON STOCK | 41,553 | $1,032,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 72,073 | $1,031,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 9,021 | $1,031,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 598,224 | $1,030,000 | thousands by filing date | |
| SALISBURY BANCORP INC | 795226109 | COM | 25,126 | $1,030,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 28,490 | $1,026,000 | thousands by filing date | |
| VIELA BIO INC. | 926613100 | Common Stock | 23,634 | $1,024,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 105,315 | $1,023,000 | thousands by filing date | |
| DTE ENERGY CO | 233331842 | UNIT 11/01/2022 | 24,008 | $1,020,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 84,776 | $1,015,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E133 | DAILY FINL BEAR | 57,298 | $1,015,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 14,622 | $1,014,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 212,393 | $1,012,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 158,997 | $1,012,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W540 | FUND | 24,885 | $1,012,000 | thousands by filing date | |
| T-Mobile US Inc Rights 20 | 872590112 | RIGHT 07/27/2020 | 6,017,828 | $1,011,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 63,094 | $1,010,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F593 | CMN | 35,767 | $1,010,000 | thousands by filing date | |
| INDUSTRIAS BACHOCO S A B DE | 456463108 | ADR | 28,716 | $1,010,000 | thousands by filing date | |
| INVESCO ENERGY EXPLORATION & PRODUCTION ETF | 46137V761 | ETF | 106,216 | $1,007,000 | thousands by filing date | |
| GREAT ELM CAP CORP | 390320109 | COM | 236,294 | $1,007,000 | thousands by filing date | |
| CENTRAIS ELETRICAS BRASILEIR | 15234Q108 | SPON ADR PFD B | 170,841 | $1,002,000 | thousands by filing date | |
| K12 INC | 48273U102 | COM | 36,769 | $1,002,000 | thousands by filing date | |
| SHARPS COMPLIANCE CORP | 820017101 | COM | 142,480 | $1,002,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 87,692 | $1,000,000 | thousands by filing date | |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 1,120,553 | $997,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNICIP | 27826F101 | SH BEN INT | 75,587 | $996,000 | thousands by filing date | |
| REVOLVE GROUP INC CL A | 76156B107 | Stock | 67,002 | $995,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 31,223 | $995,000 | thousands by filing date | |
| WILLSCOT CORP | 971375126 | COM | 80,920 | $995,000 | thousands by filing date | |
| REDFIN CORP | 75737FAA6 | NOTE 1.750% 7/1 | 690,000 | $995,000 | thousands by filing date | principal |
| GOLDMAN SACHS BDC INC | 38147UAB3 | NOTE 4.500% 4/0 | 998,000 | $994,000 | thousands by filing date | principal |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 110,509 | $993,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 53,732 | $992,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 157,458 | $991,000 | thousands by filing date | |
| J2 GLOBAL INC | 48123VAC6 | NOTE 3.250% 6/1 | 922,000 | $991,000 | thousands by filing date | principal |
| WILEY JOHN & SONS INC | 968223206 | CL A | 25,355 | $988,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E123 | S&P SMLCP INDL | 16,766 | $987,000 | thousands by filing date | |
| UMB FINL CORP | 902788108 | COM | 19,064 | $984,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 48,254 | $981,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 281,087 | $981,000 | thousands by filing date | |
| THE SHYFT GROUP | 825698103 | COMMON STOCK | 58,202 | $980,000 | thousands by filing date | |
| INVACARE CORP | 461203AF8 | NOTE 5.000% 2/1 | 1,000,000 | $980,000 | thousands by filing date | principal |
| MACROGENICS INC | 556099109 | COM | 35,012 | $978,000 | thousands by filing date | |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 127,652 | $978,000 | thousands by filing date | |
| GREENTREE HOSPITALITY GROUP | 39579V100 | SPONSORED ADS | 72,578 | $978,000 | thousands by filing date | |
| BLACKROCK MUN INCOME INVT TR | 09248H105 | SHS BEN INT | 76,692 | $976,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 574,123 | $976,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 47,122 | $975,000 | thousands by filing date | |
| INDEXIQ ETF TR IQ GLB | 45409B883 | RES ETF | 39,144 | $975,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 649,524 | $974,000 | thousands by filing date | |
| El Paso Energy Capital Trust I | 283678209 | Preferred Shares | 21,442 | $974,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 29,453 | $974,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 40,196 | $972,000 | thousands by filing date | |
| IES HOLDINGS INC | 44951W106 | COM | 41,897 | $971,000 | thousands by filing date | |
| NATURAL ALTERNATIVES INTL IN | 638842302 | COM NEW | 141,960 | $971,000 | thousands by filing date | |
| BLACKROCK TCP CAPITAL CORP | 09259E108 | COM | 106,158 | $970,000 | thousands by filing date | |
| ISHARES GLOBAL HIGH YIELD CO | 464286178 | US INTL HGH YLD | 20,923 | $968,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T807 | COM | 333,942 | $968,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 133,214 | $967,000 | thousands by filing date | |
| NULL | 09071M205 | NULL | 565,114 | $966,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 47,893 | $964,000 | thousands by filing date | |
| KARUNA THERAPEUTICS INC | 48576A100 | COM | 8,622 | $961,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G847 | GBL CLEAN ENRG | 60,571 | $960,000 | thousands by filing date | |
| NOVAVAX INC | 670002AB0 | NOTE 3.750% 2/0 | 1,000,000 | $959,000 | thousands by filing date | principal |
| Gulfport Energy | 402635304 | COM | 879,384 | $958,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 119,911 | $956,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J569 | BULSHS 2021 MUNI | 37,752 | $956,000 | thousands by filing date | |
| KINIKSA PHARMACEUTICALS LTD | G5269C101 | COM CL A | 37,476 | $955,000 | thousands by filing date | |
| MOATABLE INC | 759892300 | COM | 268,182 | $954,000 | thousands by filing date | |
| REV Group Inc | 749527107 | Common Stock | 156,122 | $953,000 | thousands by filing date | |
| LANDMARK INFRASTRUCTURE PARTNERS | 51508J108 | COMMON STOCK | 96,024 | $951,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 263,055 | $951,000 | thousands by filing date | |
| AMERICAN CENTY ETF TR | 025072505 | DIVERSIFIED MU | 17,965 | $949,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 55,981 | $949,000 | thousands by filing date | |
| GIGAMEDIA LTD | Y2711Y112 | SHS NEW | 300,636 | $947,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 6,185 | $945,000 | thousands by filing date | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 84,239 | $944,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V688 | NEXT GEN CON ETF | 14,325 | $941,000 | thousands by filing date | |
| CAMBRIDGE BANCORP | 132152109 | COM | 15,879 | $941,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 191,111 | $941,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 49,283 | $940,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 27,195 | $940,000 | thousands by filing date | |
| REVOLUTION MEDICINES INC COM | 76155X100 | Stock | 29,753 | $939,000 | thousands by filing date | |
| ATLANTIC CAP BANCSHARES INC | 048269203 | COM | 77,173 | $938,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 110,604 | $936,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 86,030 | $936,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 43,134 | $935,000 | thousands by filing date | |
| GRITSTONE BIO INC | 39868T105 | COM | 140,697 | $935,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 45,417 | $934,000 | thousands by filing date | |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 34,907 | $933,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 77,278 | $932,000 | thousands by filing date | |
| DIREXION DAILY S&P BIOTECH BULL 3X ETF | 25490K323 | ETF | 15,688 | $932,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 144,040 | $926,000 | thousands by filing date | |
| ADVISORSHARES TR INSIDER ADVAN | 00768y818 | INDX FD | 13,958 | $926,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G831 | DAIL JR GOLD ETF | 8,326 | $918,000 | thousands by filing date | |
| ELLINGTON FINANCIAL INC | 28852N109 | COM | 77,746 | $916,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 796,257 | $915,000 | thousands by filing date | |
| NEWMARK GROUP INC | 65158N102 | CL A | 188,156 | $914,000 | thousands by filing date | |
| INTRICON CORP | 46121H109 | COM | 67,570 | $914,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 217,766 | $908,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 153,376 | $907,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 28,316 | $907,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 64,471 | $907,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 58,761 | $904,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 105,112 | $903,000 | thousands by filing date | |
| NEW YORK LIFE INVTS ACTIVE E | 45409F827 | NYLI MACKAY MUN | 34,464 | $902,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 38,623 | $902,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W521 | JAPAN OPPOR FD | 24,499 | $900,000 | thousands by filing date | |
| ACM RESH INC COM CL A | 00108J109 | Stock | 14,409 | $899,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 27,063 | $896,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 12,014 | $895,000 | thousands by filing date | |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 59,979 | $895,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 348,150 | $892,000 | thousands by filing date | |
| TORTOISE ACQUISITION CORP | 89154L100 | CL A | 32,439 | $890,000 | thousands by filing date | |
| INVESCO | 46138J544 | EXCHANGE TRADED | 34,890 | $887,000 | thousands by filing date | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 91,231 | $886,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 59,537 | $886,000 | thousands by filing date | |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 60,118 | $885,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 89,188 | $883,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 29,641 | $882,000 | thousands by filing date | |
| J P MORGAN EXCHANGE-TRADED F | 46641Q613 | US AGGREGATE | 31,524 | $882,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 51,479 | $881,000 | thousands by filing date | |
| ISHARES INC | 464286293 | ASIA/PAC DIV ETF | 26,473 | $878,000 | thousands by filing date | |
| INVESCO INDIA EXCHANGE-TRADE | 46137R109 | INDIA ETF | 51,347 | $877,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V202 | ST STR INCOM ETF | 28,748 | $873,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V183 | S&P SML 600 EQ | 18,987 | $873,000 | thousands by filing date | |
| NEW FORTRESS ENERGY INC | 644393100 | COM CL A | 67,268 | $872,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 23,521 | $871,000 | thousands by filing date | |
| Delek Logistics Partners LP | 24664T103 | Com | 37,999 | $870,000 | thousands by filing date | |
| NUVEEN GA DIVID | 67072B107 | COM | 71,205 | $869,000 | thousands by filing date | |
| ISHARES TR | 464288125 | 3YRTB ETF | 10,930 | $863,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 128,721 | $860,000 | thousands by filing date | |
| IQ HEDGE MARKET NEUT TRACK | 45409B503 | CMN | 32,675 | $860,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383204 | COM NEW | 45,872 | $856,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 196,985 | $855,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 23,014 | $854,000 | thousands by filing date | |
| TURNING PT THERAPEUTICS | 90041T108 | COM | 13,210 | $853,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W430 | HEDGED HI YLD BD | 42,302 | $852,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 32,309 | $852,000 | thousands by filing date | |
| Target Hospitality Corp. | 87615L107 | Common Stock, par value $0.0001 per share | 503,800 | $851,000 | thousands by filing date | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 60,151 | $851,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 67,804 | $848,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 128,698 | $848,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 37,201 | $847,000 | thousands by filing date | |
| AT HOME GROUP INC | 04650Y100 | COM | 130,339 | $846,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 73,485 | $844,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 17,805 | $844,000 | thousands by filing date | |
| Canadian $ ETF | 46138T104 | ETF | 11,593 | $841,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 11,020 | $841,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVESTMENT | 09254T100 | COM | 64,760 | $840,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 11,662 | $840,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 110,430 | $835,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 37,388 | $835,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 194,637 | $834,000 | thousands by filing date | |
| MASTERCRAFT BOAT HOLDINGS IN | 57637H103 | COMMON STOCK | 43,729 | $834,000 | thousands by filing date | |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 32,784 | $833,000 | thousands by filing date | |
| VANECK DIGITAL NATIVE ECONOMY ETF | 92189F882 | ETF | 25,019 | $833,000 | thousands by filing date | |
| High Yield ETF | 30151E814 | HIGH YIELD ETF | 28,335 | $832,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 268,199 | $831,000 | thousands by filing date | |
| Agora Inc-Adr | 00851L103 | COM | 18,800 | $830,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y335 | MSCI PAKISTAN | 37,006 | $830,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 101,480 | $828,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 29,832 | $827,000 | thousands by filing date | |
| AMERICAN RENAL ASSOCIATES HO | 029227105 | COM | 126,816 | $827,000 | thousands by filing date | |
| BENEFYTT TECHNOLOGIES INC | 08182C106 | COM CL A | 40,472 | $827,000 | thousands by filing date | |
| WATFORD HOLDINGS LTD | G94787101 | SHS | 49,498 | $827,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAW3 | NOTE 4.625% 3/0 | 838,000 | $824,000 | thousands by filing date | principal |
| NAVIOS MARITIME PARTNERS L.P. | Y62267409 | COM UNIT LPI | 84,331 | $819,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 156,532 | $817,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 49,095 | $815,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E388 | S&P 500 EX RAT | 22,904 | $815,000 | thousands by filing date | |
| GREIF INC | 397624206 | CL B | 19,455 | $813,000 | thousands by filing date | |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 252,063 | $812,000 | thousands by filing date | |
| COLONY CR REAL ESTATE INC | 19625T101 | COM CL A | 115,230 | $809,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N535 | SHORT TRM BD ETF | 15,733 | $809,000 | thousands by filing date | |
| 89BIO INC | 282559103 | COM | 40,624 | $809,000 | thousands by filing date | |
| SELECT BANCORP INC NEW COM | 81617L108 | Stock | 99,350 | $809,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A334 | BLOMBERG BRC INT | 26,478 | $808,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 98,707 | $807,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 571,919 | $807,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 32,354 | $805,000 | thousands by filing date | |
| PERMA PIPE INTERNATIONAL HOL | 714167103 | COMMON STOCK | 143,418 | $805,000 | thousands by filing date | |
| TERADYNE INC | 880770AG7 | NOTE | 300,000 | $805,000 | thousands by filing date | principal |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 65,910 | $804,000 | thousands by filing date | |
| SURO CAP CORP | 86887Q109 | COM NEW | 94,439 | $800,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 431,089 | $798,000 | thousands by filing date | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 34,419 | $798,000 | thousands by filing date | |
| ALPHA PRO TECH LTD | 020772109 | COM | 45,078 | $798,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T104 | COM | 31,106 | $795,000 | thousands by filing date | |
| AVANOS MED INC | 05350V106 | COM | 27,000 | $795,000 | thousands by filing date | |
| URBAN EDGE PPTYS | 91704F104 | COM | 66,916 | $794,000 | thousands by filing date | |
| TRANSLATE BIO INC. | 89374L104 | Common Stock | 44,266 | $793,000 | thousands by filing date | |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 94,163 | $790,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 26,136 | $790,000 | thousands by filing date | |
| TORTOISE PIPELINE & ENERGY F | 89148H207 | COM | 56,313 | $790,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G409 | S&P SMLCP UTIL | 16,298 | $788,000 | thousands by filing date | |
| INVESCO S&P SMALLCAP 600PURE VALUE ETF | 46137V167 | ETF | 16,699 | $787,000 | thousands by filing date | |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 31,601 | $786,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 62,574 | $785,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 84,421 | $783,000 | thousands by filing date | |
| DESWELL INDS INC | 250639101 | COM | 316,632 | $782,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 106,093 | $781,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 83,343 | $780,000 | thousands by filing date | |
| ESSA PHARMA INC | 29668H708 | COM NEW | 125,865 | $780,000 | thousands by filing date | |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 131,424 | $780,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V696 | NEXT GEN MEDIA | 23,994 | $779,000 | thousands by filing date | |
| ISHARES TR | 46434V712 | MIN VOL JAPN ETF | 12,825 | $778,000 | thousands by filing date | |
| FOUNDATION BLDG MATLS INC | 350392106 | COM | 49,779 | $778,000 | thousands by filing date | |
| NORTH AMERN CONSTR GROUP LTD | 656811106 | COM | 124,120 | $777,000 | thousands by filing date | |
| HBT FINANCIAL INC DE | 404111106 | COMMON STOCK | 58,070 | $774,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X475 | ST STR MSCI GLB | 19,407 | $773,000 | thousands by filing date | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 8,865 | $773,000 | thousands by filing date | |
| SHIFT4 PMTS INC CL A | 82452J109 | Stock | 21,745 | $772,000 | thousands by filing date | |
| NUVEEN MULTI-MKT INCOME FD | 67075J107 | COM | 111,931 | $772,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR MFS SYS GWT EQ | 78467V889 | CEF | 7,919 | $770,000 | thousands by filing date | |
| ATENTO S A | L0427L105 | SHS | 650,366 | $768,000 | thousands by filing date | |
| GAN LTD | G3728V109 | SHS | 30,092 | $766,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V480 | S&P SMCP VLU MNT | 31,221 | $765,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 496,094 | $764,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 75,886 | $763,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X194 | SST SPDR MSCI | 8,232 | $763,000 | thousands by filing date | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 5,156 | $761,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST IN | 09257WAB6 | NOTE 4.375% 5/0 | 821,000 | $760,000 | thousands by filing date | principal |
| HILTON GRAND VACATIONS INC COM | 43283X105 | Stock | 38,798 | $759,000 | thousands by filing date | |
| INVESCO TR II ETF S&P 500 EMERGING MKTS LOW VOLATILITY | 46138E297 | ETF | 38,947 | $756,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 100,623 | $756,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC | 854502846 | UNIT 11/15/2022 | 8,486 | $756,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 78,212 | $752,000 | thousands by filing date | |
| ATOMERA INC | 04965B100 | COMMON STOCK | 83,533 | $752,000 | thousands by filing date | |
| FULCRUM THERAPEUTICS INC | 359616109 | COMMON STOCK | 41,050 | $751,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 17,398 | $750,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F635 | ISRAEL ETF | 22,725 | $747,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 270,774 | $745,000 | thousands by filing date | |
| PHASEBIO PHARMACEUTICALS INC | 717224109 | COM | 161,676 | $743,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 614,431 | $743,000 | thousands by filing date | |
| ADAPTHEALTH CORP | 00653Q102 | COMMON STOCK | 46,009 | $741,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 15,487 | $740,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 38,092 | $740,000 | thousands by filing date | |
| ISHARES INC | 464286210 | EURO HIGH YIELD | 15,070 | $740,000 | thousands by filing date | |
| United States Brent Oil Fund L | 91167Q100 | COM | 68,504 | $739,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G102 | PRIME JUNIR SLVR | 61,375 | $739,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 83,952 | $736,000 | thousands by filing date | |
| TWIST BIOSCIENCE CORP | 90184D100 | COM | 16,237 | $735,000 | thousands by filing date | |
| ISHARES MSCI DENMARK ETF | 46429B523 | ETF | 9,971 | $735,000 | thousands by filing date | |
| VIEMED HEALTHCARE INC | 92663R105 | COM | 76,131 | $731,000 | thousands by filing date | |
| RANPAK HOLDINGS CORP | 75321W103 | COMMON STOCK | 97,458 | $725,000 | thousands by filing date | |
| INVESCO RAFI DEVELOPED MARKETS EX-U.S. SMALL-MID ETF | 46138E735 | ETF | 26,426 | $725,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 99,696 | $723,000 | thousands by filing date | |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 107,000 | $722,000 | thousands by filing date | principal |
| HNI CORP COM | 404251100 | Stock | 23,611 | $721,000 | thousands by filing date | |
| ISHARES INC | 464286343 | US PWR INFRA ETF | 58,552 | $718,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746P522 | FUND | 17,890 | $717,000 | thousands by filing date | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 18,708 | $714,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 126,267 | $714,000 | thousands by filing date | |
| COMPNHIA ENRG C | 204409882 | SPONSORED ADR | 322,785 | $713,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J109 | ASIA EX JAPAN | 29,216 | $713,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 77,456 | $713,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044AD7 | NOTE 1.250% 9/0 | 751,000 | $713,000 | thousands by filing date | principal |
| KALA BIO INC COM | 483119103 | Stock | 67,567 | $711,000 | thousands by filing date | |
| RETROPHIN INC | 761299106 | COM | 34,788 | $710,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 183,246 | $710,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 926,573 | $709,000 | thousands by filing date | |
| SPRINGWORKS THERAPEUTICS INC | 85205L107 | COM | 16,864 | $708,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 21,972 | $708,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G823 | DAIL ROBO AR ETF | 6,338 | $705,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 90,866 | $703,000 | thousands by filing date | |
| MANITOWOC CO INC | 563571405 | COM NEW | 64,470 | $701,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 236,636 | $700,000 | thousands by filing date | |
| ISHARES TR | 46429B465 | MSCI GERMNY ETF | 12,248 | $700,000 | thousands by filing date | |
| KNOWLES CORP | 49926DAB5 | NOTE 3.250%11/0 | 650,000 | $698,000 | thousands by filing date | principal |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 22,486 | $696,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 22,816 | $695,000 | thousands by filing date | |
| NEXA RES S A | L67359106 | COM | 104,700 | $695,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 75,817 | $692,000 | thousands by filing date | |
| WISDOMTREE TOTAL EARNINGS | 97717W596 | TTL | 20,644 | $692,000 | thousands by filing date | |
| ASSETMARK FINL HLDGS INC | 04546L106 | COM | 25,335 | $691,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 20,069 | $688,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 10,879 | $688,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180DAB2 | BOND | 989,000 | $688,000 | thousands by filing date | principal |
| EVERI HLDGS INC | 30034T103 | COM | 133,138 | $687,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 40,714 | $687,000 | thousands by filing date | |
| USA TODAY CO INC | 36472T109 | COM | 496,791 | $686,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 56,452 | $686,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 173,936 | $686,000 | thousands by filing date | |
| Berry Corp | 08579X101 | Common Stock | 141,622 | $684,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 28,548 | $683,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 143,981 | $682,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 61,820 | $681,000 | thousands by filing date | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 72,042 | $680,000 | thousands by filing date | |
| DAILY JOURNAL CORP | 233912104 | COM | 2,512 | $679,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 30,078 | $679,000 | thousands by filing date | |
| FORWARD PHARMA A/S | 34986J204 | SPONSORED ADS NEW | 110,499 | $679,000 | thousands by filing date | |
| AZEK CO INC | 05478C105 | CL A | 21,246 | $677,000 | thousands by filing date | |
| PLURALSIGHT INC | 72941BAB2 | NOTE 0.375% 3/0 | 767,000 | $677,000 | thousands by filing date | principal |
| PAR TECHNOLOGY CORP | 698884103 | COM | 22,520 | $674,000 | thousands by filing date | |
| NUVEEN NEW JERSEY MUN VALUE | 670702109 | SHS | 53,822 | $674,000 | thousands by filing date | |
| SARATOGA INVESTMENT CORP | 80349A208 | COM NEW | 42,568 | $673,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E172 | S&P SMLCP STAP | 9,132 | $671,000 | thousands by filing date | |
| AETERNA ZENTARIS INC | 007975402 | COM | 837,145 | $671,000 | thousands by filing date | |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 50,581 | $670,000 | thousands by filing date | |
| DBX ETF TR | 233051515 | XTRACKERS FTSE | 26,492 | $670,000 | thousands by filing date | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 15,244 | $668,000 | thousands by filing date | |
| CORTEXYME INC | 22053A107 | COM | 14,420 | $668,000 | thousands by filing date | |
| 180 DEGREE CAP CORP | 68235B109 | COM | 382,725 | $666,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 17,045 | $665,000 | thousands by filing date | |
| ASPEN AEROGELS INC | 04523Y105 | COMMON STOCK | 101,097 | $665,000 | thousands by filing date | |
| VIVINT SMART HOME INC | 928542109 | COMMON STOCK | 38,327 | $665,000 | thousands by filing date | |
| GRAFTECH INTL LTD | 384313508 | COM | 83,211 | $664,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 882,691 | $662,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 19,544 | $661,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 35,320 | $661,000 | thousands by filing date | |
| BANK OF N T BUTTERFIELD & SO | G0772R208 | SHS NEW | 26,992 | $658,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 113,938 | $657,000 | thousands by filing date | |
| SCORPIO BULKERS INC | Y7546A130 | COM | 42,948 | $657,000 | thousands by filing date | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 228,591 | $655,000 | thousands by filing date | |
| GLOBAL CORD BLOOD CORP | G39342103 | COM | 211,270 | $655,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 147,366 | $654,000 | thousands by filing date | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 65,683 | $653,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 3,890 | $653,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 141,897 | $653,000 | thousands by filing date | |
| PAMPA ENERGIA SA | 697660207 | SPONS ADR LVL I | 62,191 | $653,000 | thousands by filing date | |
| H WORLD GROUP LTD | 16949NAC3 | NOTE 0.375%11/0 | 648,000 | $653,000 | thousands by filing date | principal |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 183,311 | $649,000 | thousands by filing date | |
| INVESCO | 46090C305 | EXCHANGE TRADED | 16,348 | $647,000 | thousands by filing date | |
| ABRDN SILVER ETF TRUST | 003264108 | PHYSCL SILVR SHS | 36,614 | $646,000 | thousands by filing date | |
| VAXART INC NEW | 92243A200 | COM | 72,813 | $645,000 | thousands by filing date | |
| ISHARES MSCI INDIA SMALL-CAP ETF | 46429B614 | ETF | 22,103 | $645,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 49,055 | $645,000 | thousands by filing date | |
| LITTELFUSE INC COM | 537008104 | Stock | 3,745 | $640,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 23,363 | $640,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 36,378 | $638,000 | thousands by filing date | |
| OPORTUN FINANCIAL CORP | 68376D104 | COMMON STOCK | 47,476 | $638,000 | thousands by filing date | |
| DIREXION DAILY S&P OIL & GAS EXP. & PROD. BEAR 2X SHARES | 25460E174 | ETF | 117,919 | $636,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 15,648 | $635,000 | thousands by filing date | |
| INVESCO INTERNATIONAL CORPORAT | 46138E636 | INTL CORP BD | 23,680 | $634,000 | thousands by filing date | |
| VANECK INTERNATIONAL HIGH YIEL | 92189F445 | INTERNATIONAL HI | 26,716 | $634,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 201,610 | $633,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 28,150 | $630,000 | thousands by filing date | |
| TALOS ENERGY INC | 87484T108 | COM | 68,435 | $630,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 21,603 | $630,000 | thousands by filing date | |
| CAPSTAR FINL HLDGS INC | 14070T102 | COM | 52,577 | $630,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H601 | COM | 278,525 | $629,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 28,139 | $626,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 337,158 | $624,000 | thousands by filing date | |
| Aravive Inc | 03890D108 | Common / Ordinary Stock | 53,582 | $623,000 | thousands by filing date | |
| CALEDONIA MINING CORP PLC | G1757E113 | COMMON STOCK | 35,811 | $621,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 48,242 | $619,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533AC2 | NOTE 5.000% 6/1 | 705,000 | $618,000 | thousands by filing date | principal |
| GRANA Y MONTERO S A A | 38500P208 | SPONSORED ADR | 280,784 | $615,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E125 | DAILY SM CP BEAR | 29,016 | $615,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 59,083 | $614,000 | thousands by filing date | |
| CORTLAND BANCORP COM | 220587109 | COM | 48,050 | $614,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 49,195 | $610,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 266,322 | $610,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A706 | ST STR GLB DOW | 7,786 | $609,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000895421-20-000454 | this filing | 2020-08-14 | acceptance time not in the bulk data set |