13F-HR filed by MORGAN STANLEY
MORGAN STANLEY filed this 13F-HR for the quarter ended 2020-06-30, filed 2020-08-14, with 6,707 holding rows worth $451,781,104,000.
- Accession
- 0000895421-20-000454
- Filer
- CIK 895421
- Filed
- 2020-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2020
A holdings report, 22,606 entries on the cover page, a total value of $451,781,104,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $451,781,104,000 with VALUE read as thousands by filing date, 13F file number 028-03432. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerMORGAN STANLEY & CO INTERNATIONAL PLC028-04312
- included managerMORGAN STANLEY & CO. LLC028-11873
- included managerMorgan Stanley Canada LTD028-13197
- included managerMorgan Stanley Capital Services LLC028-11865
- included managerMORGAN STANLEY AIP GP LP028-14710
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT CO028-11366
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT INC028-11866
- included managerMorgan Stanley Investment Management LTD028-11867
- included managerMORGAN STANLEY SMITH BARNEY LLC028-13935
- included managerMorgan Stanley Strategic Investments, Inc028-12509
- included managerMorgan Stanley Uruguay Ltda.028-11533
- included managerFundlogic Sas028-15873
- included managerMorgan Stanley Asia Ltd028-19343
- included managerMorgan Stanley Wealth Management Australia Pty Ltd028-19344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 28,621 | $80,000 | thousands by filing date | |
| CENTRAL PUERTO S A | 155038201 | SPONSORED ADR | 31,340 | $80,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AL5 | DEB 3.750% 2/1 | 117,000 | $80,000 | thousands by filing date | principal |
| FAUQUIER BANKSHARES INC VA | 312059108 | COM | 5,709 | $80,000 | thousands by filing date | |
| Axonics | 88875G101 | COM | 12,497 | $80,000 | thousands by filing date | |
| SB ONE BANCORP | 78413T103 | COM | 4,062 | $80,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 55,042 | $79,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 5,517 | $79,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 64,968 | $79,000 | thousands by filing date | |
| Rafael Holdings Inc Class B | 75062E106 | COM | 5,528 | $79,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 157,289 | $78,000 | thousands by filing date | |
| ANIXA BIOSCIENCES INC | 03528H109 | COM | 25,435 | $78,000 | thousands by filing date | |
| INFUSYSTEM HOLDINGS INC | 45685K102 | COMMON STOCK | 6,721 | $78,000 | thousands by filing date | |
| LANDMARK BANCORP INC | 51504L107 | COMMON STOCK | 3,155 | $78,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 34,767 | $78,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 63,080 | $77,000 | thousands by filing date | |
| METROCITY BANKSHARES INC | 59165J105 | COMMON STOCK | 5,348 | $77,000 | thousands by filing date | |
| ORGANOGENESIS HOLDINGS INC | 68621F102 | COMMON STOCK | 19,990 | $77,000 | thousands by filing date | |
| LIGHTBRIDGE CORP | 53224K302 | COMMON STOCK | 17,076 | $77,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 14,122 | $77,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385PAA6 | NOTE 2.750% 2/0 | 84,000 | $77,000 | thousands by filing date | principal |
| VICTORY CAP HLDGS INC DEL COM CL A | 92645B103 | Stock | 4,423 | $76,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 8,427 | $76,000 | thousands by filing date | |
| RED RIVER BANCSHARES INC | 75686R202 | COMMON STOCK | 1,716 | $75,000 | thousands by filing date | |
| DBX ETF TR | 233051754 | XTRACK CSI 500 A | 2,493 | $75,000 | thousands by filing date | |
| KALVISTA PHARMACEUTICALS INC | 483497103 | COM | 6,179 | $75,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 24,255 | $75,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740C337 | S&P 500 VEQTOR | 412 | $75,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E119 | MSCI SUPR EM ETF | 7,464 | $75,000 | thousands by filing date | |
| EGAIN CORP | 28225C806 | COM NEW | 6,647 | $74,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 2,645 | $74,000 | thousands by filing date | |
| RIDENOW GROUP INC | 781386305 | COM CL B | 7,579 | $74,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 249,171 | $74,000 | thousands by filing date | |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 84,546 | $73,000 | thousands by filing date | |
| INTL GNRL INSURANCE HLDNGS L | G4809J106 | SHS | 10,555 | $73,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043309 | PFD CONV SER C | 1,362 | $73,000 | thousands by filing date | |
| PCSB FINL CORP COM | 69324R104 | Stock | 5,781 | $73,000 | thousands by filing date | |
| SPIRIT OF TEX BANCSHARES INC | 84861D103 | COM | 5,958 | $73,000 | thousands by filing date | |
| TRANSCONTINENTAL RLTY INVS | 893617209 | COM NEW | 2,411 | $72,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 27,047 | $72,000 | thousands by filing date | |
| BLACKROCK MD MUNICIPAL BOND | 09249L105 | COM | 5,337 | $72,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 4,463 | $71,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 11,356 | $71,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061508 | GLB MOMENT ETF | 3,000 | $71,000 | thousands by filing date | |
| MIDDLEFIELD BANC CORP | 596304204 | COM NEW | 3,448 | $71,000 | thousands by filing date | |
| APTEVO THERAPEUTICS INC | 03835L207 | COMMON | 8,558 | $71,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E182 | DLY SEMICNDTR BR | 13,383 | $71,000 | thousands by filing date | |
| CORMEDIX INC COM | 21900C308 | Stock | 11,132 | $70,000 | thousands by filing date | |
| OAK VALLEY BANCORP | 671807105 | COMMON STOCK | 5,496 | $70,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 23,576 | $70,000 | thousands by filing date | |
| MARINUS PHARMACEUTICALS INC | 56854Q101 | COM | 27,190 | $70,000 | thousands by filing date | |
| AGF INVTS TR | 00110G200 | AGFIQ US MKT VLU | 4,764 | $70,000 | thousands by filing date | |
| ONESPAWORLD HOLDINGS LIMITED | P73684113 | COM | 14,575 | $69,000 | thousands by filing date | |
| CORNERSTONE TOTAL RETURN FD | 21924U300 | COM | 6,876 | $69,000 | thousands by filing date | |
| BLACKROCK VA MUN BD TR | 092481100 | COM | 4,500 | $69,000 | thousands by filing date | |
| Ramaco Resources Inc | 75134P303 | COM CL B | 32,262 | $69,000 | thousands by filing date | |
| BLACKROCK ENHANCED GOVT FD (EGF) | 09255K108 | COM | 5,258 | $69,000 | thousands by filing date | |
| OPIANT PHARMACEUTICALS INC | 683750103 | COM | 7,702 | $69,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366JAB7 | NOTE | 60,000 | $69,000 | thousands by filing date | principal |
| RIOT PLATFORMS INC | 767292105 | COM | 30,528 | $68,000 | thousands by filing date | |
| MERIDIAN CORP | 58958P104 | COMMON STOCK | 4,321 | $68,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 17,092 | $68,000 | thousands by filing date | |
| COMMUNITY FINL CORP MD | 20368X101 | COM | 2,813 | $68,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 7,938 | $68,000 | thousands by filing date | |
| DELMAR BANCORP | 247035207 | COM NEW | 10,309 | $68,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 17,781 | $67,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102209 | UNIT LTD PRT 60 | 9,822 | $67,000 | thousands by filing date | |
| TRAVELZOO | 89421Q205 | CMN | 12,040 | $67,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 5,022 | $67,000 | thousands by filing date | |
| XTL BIOPHARMACEUTICALS LTD | 98386D307 | SPONSORED ADR NE | 41,831 | $67,000 | thousands by filing date | |
| IBIO INC | 451033203 | COM NEW | 30,115 | $67,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R308 | BUYWRIT INCM ETF | 3,367 | $66,000 | thousands by filing date | |
| ALPHATEC HLDGS INC | 02081G201 | COM NEW | 14,014 | $66,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25490K596 | DAIL HO SUPP ETF | 2,448 | $66,000 | thousands by filing date | |
| CASA SYS INC | 14713L102 | COM | 16,031 | $66,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 7,897 | $66,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 28,584 | $66,000 | thousands by filing date | |
| CATABASIS PHARMACEUTICALS IN | 14875P206 | COM NEW | 10,216 | $66,000 | thousands by filing date | |
| AVENUE THERAPEUTICS INC | 05360L205 | COM | 6,122 | $66,000 | thousands by filing date | |
| iShares ESG Aware US Aggregate Bond ETF | 46435U549 | SHS | 1,151 | $65,000 | thousands by filing date | |
| ISHARES ESG AWARE USD CORPORATE BOND ETF | 46435G193 | ETF | 2,353 | $65,000 | thousands by filing date | |
| KURA SUSHI USA INC | 501270102 | CL A COM | 4,570 | $65,000 | thousands by filing date | |
| ONEWATER MARINE INC CL A | 68280L101 | COMMON STOCK | 2,692 | $65,000 | thousands by filing date | |
| AUBURN NATL BANCORP | 050473107 | COM | 1,133 | $65,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 85,252 | $65,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 90,629 | $65,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUIS CORP | Y62159143 | SHS | 15,844 | $65,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 6,264 | $64,000 | thousands by filing date | |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 757 | $64,000 | thousands by filing date | |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 2,392 | $64,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F171 | GREEN BOND ETF | 2,332 | $64,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V423 | S&P 500 VLU MOMN | 1,932 | $64,000 | thousands by filing date | |
| GRUPO AVAL ACCIONES Y VALORE | 40053W101 | SPONSORED ADS | 14,739 | $64,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 22,982 | $64,000 | thousands by filing date | |
| ALLIED HEALTHCARE PRODS INC | 019222207 | COM | 5,395 | $64,000 | thousands by filing date | |
| GRAF INDL CORP | 384278107 | COM | 4,624 | $64,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 15,690 | $63,000 | thousands by filing date | |
| MOTLEY FOOL SMALL-CAP GROWTH ETF | 74933W874 | ETF | 2,206 | $63,000 | thousands by filing date | |
| ROCKY MTN CHOCOLATE FACT | 77467X101 | Equity | 14,902 | $63,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y327 | GLBX MSCI COLUM | 2,779 | $63,000 | thousands by filing date | |
| PROSHARES TR II | 74347W569 | ULTRASHORT YEN N | 843 | $63,000 | thousands by filing date | |
| ARTS WAY MFG INC | 043168103 | COM | 26,920 | $63,000 | thousands by filing date | |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 33,561 | $63,000 | thousands by filing date | |
| NANTHEALTH INC | 630104107 | CMN | 13,763 | $63,000 | thousands by filing date | |
| FIRST CHOICE BANCORP | 31948P104 | COM | 3,831 | $63,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 102,732 | $63,000 | thousands by filing date | |
| RBB FD INC | 74933W601 | MOTLEY FOL ETF | 2,231 | $62,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 8,784 | $62,000 | thousands by filing date | |
| LAKE SHORE BANCORP INC | 510700107 | COM | 5,090 | $62,000 | thousands by filing date | |
| SOCIAL CAP HDOSPHIA HLDG CO | G8250T117 | UNIT 99/99/9999 | 4,965 | $62,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 1,842 | $61,000 | thousands by filing date | |
| MFS SPECIAL VALUE TRUST | 55274E102 | CMN | 11,291 | $61,000 | thousands by filing date | |
| ONCTERNAL THERAPEUTICS INC | 68236P107 | COM | 21,342 | $61,000 | thousands by filing date | |
| CHIASMA INC | 16706W102 | COM | 11,324 | $61,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A370 | LONCAR CHINA BIO | 2,000 | $61,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 26,413 | $60,000 | thousands by filing date | |
| INTERNATIONAL MONEY EXPRESS | 46005L101 | COM | 4,798 | $60,000 | thousands by filing date | |
| SPINNAKER ETF SERIES | 84858T202 | CMN | 2,285 | $60,000 | thousands by filing date | |
| NORTHERN TECHNOLOGIES INTL C | 665809109 | COM | 7,528 | $60,000 | thousands by filing date | |
| SCORPIUS HOLDINGS INC | 42237K300 | COMMON STOCK | 71,230 | $60,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 48,927 | $60,000 | thousands by filing date | |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 2,700 | $60,000 | thousands by filing date | |
| AI POWERED EQUITY ETF | 26924G813 | FUND | 2,145 | $60,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 1,919 | $59,000 | thousands by filing date | |
| LANTRONIX INC | 516548203 | COMMON STOCK | 15,739 | $59,000 | thousands by filing date | |
| SOCIAL CAP HEDSPIA HLDG CO I | G8251K123 | UNIT 99/99/9999 | 4,985 | $59,000 | thousands by filing date | |
| OPTIMIZERX CORP | 68401U204 | COM NEW | 4,454 | $58,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 18,678 | $58,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W448 | GERMANY HEDEQ FD | 2,086 | $58,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 38,854 | $58,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 1,773 | $57,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 41,843 | $57,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 1,983 | $57,000 | thousands by filing date | |
| IF BANCORP INC | 44951J105 | COM | 3,279 | $57,000 | thousands by filing date | |
| OPES ACQUISITION CORP | 68373P100 | COM | 3,536 | $57,000 | thousands by filing date | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 1,109 | $56,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F627 | CHINE INNOV ETF | 1,565 | $56,000 | thousands by filing date | |
| ETON PHARMACEUTICALS INC | 29772L108 | COMMON STOCK | 10,320 | $56,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E648 | GBL X FTSE ETF | 4,522 | $56,000 | thousands by filing date | |
| SOCIETAL CDMO INC | 75629F109 | COM | 12,405 | $56,000 | thousands by filing date | |
| GENPREX INC | 372446104 | COM | 17,634 | $56,000 | thousands by filing date | |
| SYNLOGIC INC | 87166L100 | COM | 27,652 | $56,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 103,620 | $56,000 | thousands by filing date | |
| LOGICBIO THERAPEUTICS INC | 54142F102 | COM | 6,715 | $56,000 | thousands by filing date | |
| PLIANT THERAPEUTICS INC | 729139105 | COM | 1,700 | $55,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 8,390 | $55,000 | thousands by filing date | |
| ISHARES TR | 46435G268 | RUSEL 2500 ETF | 1,300 | $55,000 | thousands by filing date | |
| BICYCLE THERAPEUTICS PLC-ADR | 088786108 | SPONSORED ADS | 3,474 | $55,000 | thousands by filing date | |
| ISHARES TR | 46429B499 | MSCI NORWAY ETF | 2,879 | $55,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746P555 | FUND | 1,302 | $55,000 | thousands by filing date | |
| MER TELEMANAGEMENT SOLUTIONS | M69676209 | SHS | 42,967 | $55,000 | thousands by filing date | |
| TAYLOR DEVICES INC | 877163105 | COMMON STOCK | 5,390 | $54,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 12,977 | $54,000 | thousands by filing date | |
| ALPHA ARCHITECT INTERNATIONAL QUANTITATIVE VALUE ETF | 02072L201 | ETF | 2,228 | $54,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460402 | SPONSORED ADR | 15,595 | $54,000 | thousands by filing date | |
| A-MARK PRECIOUS METALS INC | 00181T107 | COM | 2,759 | $53,000 | thousands by filing date | |
| UNITED STS COMMODITY INDEX F | 911718104 | CM REP COPP FD | 3,104 | $53,000 | thousands by filing date | |
| ISHARES TR | 46435G433 | MSCI USA SMCP MN | 1,834 | $53,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 17,100 | $53,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 8,851 | $53,000 | thousands by filing date | |
| ESPORTS ENTMT GROUP INC | 29667K306 | COM | 7,603 | $53,000 | thousands by filing date | |
| ENERGY FOCUS INC | 29268T409 | COM | 7,624 | $53,000 | thousands by filing date | |
| CONYERS PK II ACQUISITION CO | 212896203 | UNIT 99/99/9999 | 4,400 | $53,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 8,135 | $52,000 | thousands by filing date | |
| INTELLICHECK MOBILISA INC | 45817G201 | COM NEW | 6,957 | $52,000 | thousands by filing date | |
| DYADIC INTL INC DEL | 26745T101 | COM | 5,957 | $52,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 24,673 | $52,000 | thousands by filing date | |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 22,133 | $52,000 | thousands by filing date | |
| ASPEN GROUP INC | 04530L203 | COM NEW | 5,731 | $52,000 | thousands by filing date | |
| ACORN INTL INC | 004854204 | SPONSORD ADR NEW | 3,288 | $52,000 | thousands by filing date | |
| SPDR INDEX SHS FDS EUR STOXX SMCP | 78463X392 | CEF | 929 | $52,000 | thousands by filing date | |
| XOMA ROYALTY CORPORATION | 98419J206 | COMMON STOCK | 2,595 | $51,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762UAC9 | BOND | 63,000 | $51,000 | thousands by filing date | principal |
| GLOBAL X FDS | 37950E606 | CHINA FINL ETF | 3,684 | $51,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M300 | COM | 94,414 | $51,000 | thousands by filing date | |
| GATES INDL CORP PLC | G39108108 | ORD SHS | 4,900 | $50,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 415 | $50,000 | thousands by filing date | |
| CARLYLE CREDIT INCOME FUND | 92535C104 | SHS BEN INT | 5,197 | $50,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 2,329 | $50,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V290 | S&P500 EQL REL | 1,873 | $49,000 | thousands by filing date | |
| HERZFELD CREDIT INCOME FUND | 42804T106 | COM | 13,316 | $49,000 | thousands by filing date | |
| RED VIOLET INC | 75704L104 | COMMON STOCK | 2,747 | $48,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 36,784 | $48,000 | thousands by filing date | |
| ELEVATE CREDIT INC | 28621V101 | COM | 32,523 | $48,000 | thousands by filing date | |
| CYCLERION THERAPEUTICS INC | 23255M105 | COM | 8,078 | $48,000 | thousands by filing date | |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 18,998 | $48,000 | thousands by filing date | |
| TRECORA RES | 894648104 | COM | 7,568 | $48,000 | thousands by filing date | |
| DANAOS CORPORATION SHS | Y1968P121 | Stock | 12,472 | $47,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A388 | APTUS DEFINED | 1,568 | $47,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 14,823 | $47,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F841 | NATURAL RESOURC | 1,543 | $47,000 | thousands by filing date | |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 8,081 | $47,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 22,075 | $47,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 14,597 | $47,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 13,136 | $47,000 | thousands by filing date | |
| COLONY CAP INC | 19624RAB2 | NOTE 3.875% 1/1 | 50,000 | $47,000 | thousands by filing date | principal |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 15,890 | $47,000 | thousands by filing date | |
| SPDR INDEX SHS FDS SOLACTIVE JAPAN | 78463X368 | CEF | 648 | $47,000 | thousands by filing date | |
| CELCUITY INC | 15102K100 | COM | 6,614 | $46,000 | thousands by filing date | |
| SAVARA INC | 805111101 | COM | 18,421 | $46,000 | thousands by filing date | |
| NATIONAL ENERGY SERVICES REU | G6375R107 | SHS | 6,615 | $46,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 1,912 | $46,000 | thousands by filing date | |
| ARCADIA BIOSCIENCES INC COM | 039014204 | Stock | 12,169 | $46,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A128 | ST STR SP1500VT | 472 | $46,000 | thousands by filing date | |
| SUMMIT ST BK SANTA ROSA CALI | 866264203 | COM | 5,106 | $46,000 | thousands by filing date | |
| UBS AG LONDON BRANCH | 90274D382 | ETRACS ALER MLP | 3,983 | $46,000 | thousands by filing date | |
| SUTRO BIOPHARMA INC | 869367102 | COM | 5,895 | $46,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 6,287 | $46,000 | thousands by filing date | |
| COLFAX CORP | 194014205 | UNIT 01/15/2022T | 378 | $46,000 | thousands by filing date | |
| PRINCIPAL ACTIVE HIGH YIELD ETF | 74255Y102 | COM | 1,250 | $45,000 | thousands by filing date | |
| ESCALADE INC | 296056104 | COMMON STOCK | 3,213 | $45,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W705 | INT RT HDG C B | 500 | $45,000 | thousands by filing date | |
| ASCENT INDUSTRIES CO | 871565107 | COM | 5,999 | $45,000 | thousands by filing date | |
| GLEN BURNIE BANCORP | 377407101 | COM | 5,272 | $45,000 | thousands by filing date | |
| LIBERTY GLOBAL CL B ORD | G5480U112 | COM | 2,072 | $45,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 12,869 | $45,000 | thousands by filing date | |
| PROSIGHT GLOBAL INC | 74349J103 | COM | 5,029 | $45,000 | thousands by filing date | |
| CLIPPER REALTY INC | 18885T306 | COM | 5,446 | $44,000 | thousands by filing date | |
| FEDNAT HOLDING COMPANY | 31431B109 | Common Stock | 4,019 | $44,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C763 | mc | 2,000 | $44,000 | thousands by filing date | |
| Indivior Pharmaceuticals Inc | 04546C106 | COMMON STOCK | 52,033 | $44,000 | thousands by filing date | |
| OLD POINT FINL CORP | 680194107 | COM | 2,912 | $44,000 | thousands by filing date | |
| CALYXT INC | 13173L107 | COM | 8,848 | $44,000 | thousands by filing date | |
| BIOMERICA INC | 09061H307 | COM NEW | 6,080 | $44,000 | thousands by filing date | |
| CHINA ONLINE ED GROUP | 16954L105 | SPONSORED ADR | 1,706 | $44,000 | thousands by filing date | |
| GLOBAL EAGLE ENTMT INC | 37951D300 | COM NEW | 9,167 | $44,000 | thousands by filing date | |
| TRILOGY METALS INC | 89621C105 | COMMON STOCK | 21,472 | $43,000 | thousands by filing date | |
| LEO HOLDINGS CORP II-CLASS A | G5463L105 | CMN | 4,093 | $43,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 5,902 | $42,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y560 | ADVISORSHS ETF | 1,200 | $42,000 | thousands by filing date | |
| BOGOTA FINL CORP | 097235105 | COM | 4,746 | $42,000 | thousands by filing date | |
| JMP GROUP INC | 46629U107 | COMMON STOCK | 15,399 | $42,000 | thousands by filing date | |
| CAMBIUM NETWORKS CORPORATION | G17766109 | COMMON STOCK-FO | 5,723 | $42,000 | thousands by filing date | |
| SOTHERLY HOTELS INC | 83600C103 | COM | 16,817 | $42,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 27,109 | $42,000 | thousands by filing date | |
| SUNLANDS ONLINE ED GROUP | 86740P108 | ADS | 31,133 | $42,000 | thousands by filing date | |
| Pareteum Corporation | 69946T207 | COM | 69,053 | $42,000 | thousands by filing date | |
| COHBAR INC COM NEW | 19249J109 | Stock | 26,775 | $42,000 | thousands by filing date | |
| NUVEEN ESG MID-CAP VALUE ETF | 67092P508 | ETF | 1,687 | $41,000 | thousands by filing date | |
| ALTA EQUIPMENT GROUP INC COMMON STOCK | 02128L106 | Stock | 5,262 | $41,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P409 | NUVEEN ESG MIDCP | 1,048 | $41,000 | thousands by filing date | |
| CORVUS PHARMACEUTICALS INC | 221015100 | COM | 15,042 | $41,000 | thousands by filing date | |
| DUFF & PHELPS SLT ENGY AND M | 26433F108 | COM | 75,533 | $41,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y495 | PURE CANNABIS | 4,042 | $41,000 | thousands by filing date | |
| VALHI INC | 918905209 | COMMON STOCK | 3,858 | $41,000 | thousands by filing date | |
| DIAMEDICA THERAPEUTICS INC | 25253X207 | COMMON STOCK | 5,800 | $41,000 | thousands by filing date | |
| GALERA THERAPEUTICS EQUICLASS EQUITY | 36338D108 | COMMON STOCK | 5,793 | $41,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 62,634 | $41,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A607 | SOYBEAN FD | 2,837 | $40,000 | thousands by filing date | |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 3,583 | $40,000 | thousands by filing date | |
| POWERFLEET INC | 73931J109 | COMMON STOCK | 8,715 | $40,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 40,557 | $40,000 | thousands by filing date | |
| ALPINE IMMUNE SCIENCES INC | 02083G100 | COM | 4,075 | $40,000 | thousands by filing date | |
| Reality Shares Nasdaq NexGen Economy ETF | 75605A702 | COM | 1,436 | $40,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 41,000 | $40,000 | thousands by filing date | principal |
| AMPLIFY ETF TR | 032108607 | BLOCK TECHN ETF | 1,952 | $39,000 | thousands by filing date | |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 3,308 | $39,000 | thousands by filing date | |
| VUZIX CORP | 92921W300 | COM NEW | 16,282 | $39,000 | thousands by filing date | |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 3,769 | $39,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y808 | YIELD ENHANCED | 760 | $39,000 | thousands by filing date | |
| SENSUS HEALTHCARE INC | 81728J109 | COM | 12,695 | $39,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 17,698 | $39,000 | thousands by filing date | |
| PROSHARES TR II | 74347W395 | FUND | 1,091 | $39,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B602 | IQ REAL RTN ETF | 1,444 | $39,000 | thousands by filing date | |
| SHARPSPRING INC | 820054104 | COM | 4,448 | $39,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X376 | MSCI CDA STRTGIC | 730 | $39,000 | thousands by filing date | |
| BELLEROPHON THERAPEUTICS INC | 078771300 | COM NEW | 3,098 | $39,000 | thousands by filing date | |
| EXAGEN INC | 30068X103 | COM | 3,072 | $38,000 | thousands by filing date | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 12,440 | $38,000 | thousands by filing date | |
| SACHEM CAP CORP | 78590A109 | COM | 12,964 | $38,000 | thousands by filing date | |
| FIRST US BANCSHARES INC | 33744V103 | COM | 5,536 | $38,000 | thousands by filing date | |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 9,788 | $38,000 | thousands by filing date | |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 10,325 | $38,000 | thousands by filing date | |
| MAGAL SECURITY SYS LTD | M6786D104 | ORD | 12,779 | $38,000 | thousands by filing date | |
| LIMESTONE BANCORP INC | 53262L105 | COM | 2,859 | $38,000 | thousands by filing date | |
| LMP Automotive Holdings | 53952P101 | COM | 3,891 | $38,000 | thousands by filing date | |
| LEISURE ACQUISITION CORP | 52539T206 | UNIT 99/99/9999 | 3,000 | $38,000 | thousands by filing date | |
| iShares U.S. ETF Trust iShares GSCI Commodity Dynamic Roll Strategy ETF | 46431W853 | SHS | 1,566 | $37,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J802 | INDIA NFTY50 EQW | 1,301 | $37,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 16,581 | $37,000 | thousands by filing date | |
| HAWTHORN BANCSHARES INC | 420476103 | COMMON STOCK | 1,886 | $37,000 | thousands by filing date | |
| GREENE COUNTY BANCORP INC | 394357107 | COMMON STOCK | 1,640 | $37,000 | thousands by filing date | |
| GAIA INC NEW | 36269P104 | CL A | 4,474 | $37,000 | thousands by filing date | |
| YIREN DIGITAL LTD | 98585L100 | SPONSORED ADS | 8,939 | $37,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 19,938 | $37,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 5,521 | $37,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D480 | X LINK GOLD SHS | 3,718 | $37,000 | thousands by filing date | |
| OSI ETF TR | 67110P506 | OSHARES FTSE EUR | 1,644 | $37,000 | thousands by filing date | |
| SPARTAN ENERGY ACQUISITION C | 846784106 | CL A COM STK | 3,489 | $37,000 | thousands by filing date | |
| PORTFOLIO RECOVERY ASSOCS IN | 73640QAB1 | NOTE 3.000% 8/0 | 37,000 | $37,000 | thousands by filing date | principal |
| TREMONT MTG TR | 894789106 | COM | 12,000 | $37,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 9,073 | $36,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C813 | US EQTY PWR BUF | 1,342 | $36,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W606 | IT RT HDG HGYL | 449 | $36,000 | thousands by filing date | |
| ESPEY MFG &ELECTRONICS CORP | 296650104 | COM | 2,079 | $36,000 | thousands by filing date | |
| STRATUS PPTYS INC | 863167201 | COM NEW | 1,848 | $36,000 | thousands by filing date | |
| FLANIGANS ENTERPRISES INC | 338517105 | COM | 2,400 | $36,000 | thousands by filing date | |
| CUMBERLAND PHARMACEUTICALS I | 230770109 | COM | 10,922 | $36,000 | thousands by filing date | |
| CITIZENS HLDG CO MISS | 174715102 | COM | 1,448 | $36,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 4,132 | $36,000 | thousands by filing date | |
| AXCELLA HEALTH INC | 05454B105 | COM | 6,615 | $36,000 | thousands by filing date | |
| PRECIPIO INC | 74019L503 | COM | 25,000 | $36,000 | thousands by filing date | |
| RESTORBIO INC | 76133L103 | COM | 16,817 | $36,000 | thousands by filing date | |
| Schwab 5-10 Year Corporate Bond ETF | 808524698 | SHS | 675 | $35,000 | thousands by filing date | |
| RANGER ENERGY SERVICES CL A | 75282U104 | COMMON STOCK | 11,753 | $35,000 | thousands by filing date | |
| ISHARES TR | 464288216 | EMGR MKT INF ETF | 1,604 | $35,000 | thousands by filing date | |
| ONCOLYTICS BIOTECH INC | 682310875 | COM NEW | 18,829 | $35,000 | thousands by filing date | |
| CYANOTECH CORP | 232437301 | COM PAR $0.02 | 14,837 | $35,000 | thousands by filing date | |
| RED LION HOTELS CORP | 756764106 | COM | 14,866 | $35,000 | thousands by filing date | |
| ADDVANTAGE TECHNOLOGIES GRP | 006743306 | CMN | 10,250 | $35,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E412 | RUSEL 1000 LOW | 1,170 | $35,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G706 | WEDBUSH VID GAME | 610 | $35,000 | thousands by filing date | |
| PHUNWARE INC | 71948P100 | COMMON | 28,340 | $35,000 | thousands by filing date | |
| BAUDAX BIO INC | 07160F107 | COM | 8,310 | $35,000 | thousands by filing date | |
| SOLENO THERAPEUTIVS, INC. | 834203200 | COMM | 15,581 | $35,000 | thousands by filing date | |
| Checkpoint Therapeutics Inc Com | 162828107 | COM | 17,627 | $35,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189H888 | COAL ETF | 500 | $35,000 | thousands by filing date | |
| MVC CAPITAL INC | 553829102 | COM | 5,282 | $34,000 | thousands by filing date | |
| AVIAT NETWORKS INC | 05366Y201 | COMMON STOCK | 1,864 | $34,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 8,215 | $34,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 6,188 | $34,000 | thousands by filing date | |
| ALPINE INCOME PROPERTY TRUST | 02083X103 | REIT | 2,093 | $34,000 | thousands by filing date | |
| NETWORK-1 TECHNOLOGIES INC | 64121N109 | COM | 15,543 | $34,000 | thousands by filing date | |
| DLH HLDGS CORP | 23335Q100 | COM | 4,680 | $34,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 2,482 | $34,000 | thousands by filing date | |
| ORGENESIS INC | 68619K204 | COM | 5,589 | $34,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62197119 | COM | 15,752 | $34,000 | thousands by filing date | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 29,606 | $34,000 | thousands by filing date | |
| INTERCORP FINL SVCS INC | P5626F128 | SHS | 1,267 | $33,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 28,588 | $33,000 | thousands by filing date | |
| PIONEER BANCORP INC/NY | 723561106 | COMMON STOCK | 3,590 | $33,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 4,892 | $33,000 | thousands by filing date | |
| MAYS J W INC | 578473100 | COM | 1,653 | $33,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X309 | S NETWRK FUT VEH | 1,075 | $33,000 | thousands by filing date | |
| HIGHWAY HLDGS LTD | G4481U106 | ORD | 14,699 | $33,000 | thousands by filing date | |
| TITAN MED INC | 88830X819 | COM | 40,105 | $33,000 | thousands by filing date | |
| CAPSTONE GREEN ENERGY CORP. | 14067D508 | Common Stock | 10,802 | $33,000 | thousands by filing date | |
| DASAN ZHONE SOLUTIONS INC | 23305L206 | COM NEW | 3,719 | $33,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J404 | CMN | 1,017 | $33,000 | thousands by filing date | |
| LINE CORP | 53567X101 | SPONSORED ADR | 658 | $33,000 | thousands by filing date | |
| MOTUS GI HLDGS INC | 62014P108 | COM | 25,000 | $33,000 | thousands by filing date | |
| WANDA SPORTS GROUP CO LTD | 93368R101 | SPONSORED ADS | 15,837 | $33,000 | thousands by filing date | |
| AUDIOEYE INC | 050734201 | COM NEW | 3,150 | $32,000 | thousands by filing date | |
| CONCRETE PUMPING HOLDINGS IN | 206704108 | COMMON STOCK | 9,292 | $32,000 | thousands by filing date | |
| FRANKLIN FTSE CHINA ETF | 35473P819 | ETF | 1,252 | $32,000 | thousands by filing date | |
| NEPHROS INC | 640671400 | COM | 3,815 | $32,000 | thousands by filing date | |
| ALLOT LTD | M0854Q105 | SHS | 3,055 | $32,000 | thousands by filing date | |
| Taiwan Fund Inc/The/Md | 874036106 | COM | 1,501 | $32,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V605 | DJ INDL AVG DV | 966 | $32,000 | thousands by filing date | |
| MICROBOT MED INC | 59503A204 | COM NEW | 4,663 | $32,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 9,820 | $32,000 | thousands by filing date | |
| ACASTI PHARMA INC | 00430K402 | CL A NEW | 67,969 | $32,000 | thousands by filing date | |
| AKERNA CORP | 00973W102 | COM | 3,629 | $32,000 | thousands by filing date | |
| PRUDENTIAL BANCORP INC NEW | 74431A101 | COM | 2,711 | $32,000 | thousands by filing date | |
| COUNTY BANCORP INC | 221907108 | COM | 1,548 | $32,000 | thousands by filing date | |
| OSSEN INNOVATION CO LTD | 688410208 | SPONSORED ADR NE | 11,401 | $32,000 | thousands by filing date | |
| XENON PHARMACEUTICALS INC COM | 98420N105 | Stock | 2,499 | $31,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 135,558 | $31,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X812 | INDXX GLOBAL AGR | 1,607 | $31,000 | thousands by filing date | |
| PERMIANVILLE RTY TR | 71425H100 | TR UNIT | 25,906 | $31,000 | thousands by filing date | |
| EA SERIES TRUST | 02072L508 | ALPHA ARCHITECT | 1,388 | $31,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC | Y2187A143 | SHS NEW | 14,198 | $31,000 | thousands by filing date | |
| CHICKEN SOUP FOR THE SOUL EN | 16842Q100 | COM | 4,500 | $31,000 | thousands by filing date | |
| POLYMET MINING CORP | 731916102 | COM | 76,453 | $31,000 | thousands by filing date | |
| PROSHARES TR | 74347X310 | CMN | 985 | $31,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS INC | 63937x202 | COM | 7,750 | $31,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E192 | GBL X MSCI PT ET | 3,295 | $31,000 | thousands by filing date | |
| CBM BANCORP INC | 1248XT104 | COM | 2,500 | $31,000 | thousands by filing date | |
| J JILL INC | 46620W102 | COM | 43,623 | $31,000 | thousands by filing date | |
| iShares ESG Aware MSCI USA Small-Cap ETF | 46435U663 | SHS | 1,201 | $30,000 | thousands by filing date | |
| OHIO VY BANC CORP | 677719106 | COM | 1,326 | $30,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y876 | DAIL HEAL BU ETF | 546 | $30,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 28,561 | $30,000 | thousands by filing date | |
| TELA BIO INC | 872381108 | COM | 2,317 | $30,000 | thousands by filing date | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 1,171 | $30,000 | thousands by filing date | |
| HOME FED BANCORP INC LA NEW | 43708L108 | COM | 1,211 | $30,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767827 | ELEC VEH FUTUR | 1,185 | $30,000 | thousands by filing date | |
| ALIMERA SCIENCES INC | 016259202 | COM | 4,740 | $30,000 | thousands by filing date | |
| COVIA HLDGS CORP | 22305A103 | COM | 63,859 | $30,000 | thousands by filing date | |
| CAESARS ENTMT CORP | 127686AA1 | NOTE | 18,325 | $30,000 | thousands by filing date | principal |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 36,530 | $30,000 | thousands by filing date | |
| RANDOLPH BANCORP INC | 752378109 | COM | 2,954 | $30,000 | thousands by filing date | |
| SPRING BK PHARMACEUTICALS IN | 849431101 | COM | 20,477 | $30,000 | thousands by filing date | |
| KENON HLDGS LTD SHS | Y46717107 | Stock | 1,489 | $29,000 | thousands by filing date | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 3,344 | $29,000 | thousands by filing date | |
| MAINSTREET BANCSHARES INC | 56064Y100 | COMMON STOCK | 2,198 | $29,000 | thousands by filing date | |
| Up Fintech Holding Ltd | 91531W106 | COM | 6,912 | $29,000 | thousands by filing date | |
| GLOBAL SELF STORAGE INC | 37955N106 | CMN | 7,484 | $29,000 | thousands by filing date | |
| KENTUCKY FIRST FED BANCORP | 491292108 | COM | 4,299 | $29,000 | thousands by filing date | |
| CENTOGENE N V | N1976T109 | COM | 1,260 | $29,000 | thousands by filing date | |
| WISDOMTREE TRUST CHINESE YUAN | 97717W182 | COM | 1,168 | $29,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 10,818 | $29,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 52,240 | $29,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D829 | INVRS VIX MDTERM | 1,018 | $29,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061805 | GBL TAIL RISK ET | 1,160 | $29,000 | thousands by filing date | |
| OP BANCORP | 67109R109 | COMMON STOCK | 3,944 | $28,000 | thousands by filing date | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 4,355 | $28,000 | thousands by filing date | |
| IDENTIV INC | 45170X205 | COM NEW | 5,547 | $28,000 | thousands by filing date | |
| SIEBERT FINL CORP | 826176109 | COM | 5,470 | $28,000 | thousands by filing date | |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 3,854 | $28,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W380 | INTRST RATE HDGE | 600 | $28,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082801 | COM CL A | 7,045 | $28,000 | thousands by filing date | |
| IPATH DJ-UBS COCOA SUBINDEX | 06739H313 | CMN | 1,079 | $28,000 | thousands by filing date | |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 40,537 | $28,000 | thousands by filing date | |
| STANDARD AVB FINANCIAL CORP | 85303b100 | COM | 1,190 | $28,000 | thousands by filing date | |
| CITIGROUP INC NEW | 17322H149 | HOW STRAT DIV | 1,000 | $28,000 | thousands by filing date | |
| ISHARES INC | 46434G764 | MSCI EMRG CHN | 625 | $27,000 | thousands by filing date | |
| PROSHARES TR | 74347R669 | PSHS ULT SEMICDT | 451 | $27,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 2,137 | $27,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J585 | BULETSHS 2027 | 1,152 | $27,000 | thousands by filing date | |
| BIGLARI HLDGS INC | 08986R408 | CMN | 81 | $27,000 | thousands by filing date | |
| USIO INC | 917313108 | CMN | 13,900 | $27,000 | thousands by filing date | |
| PROSHARES TR | 74347R172 | ULTRA 20YR TRE | 200 | $27,000 | thousands by filing date | |
| ISHARES TR | 46429B200 | CHINA SM-CAP ETF | 702 | $27,000 | thousands by filing date | |
| KOSS CORP | 500692108 | COM | 20,088 | $27,000 | thousands by filing date | |
| RENN FD INC | 759720105 | COM | 21,083 | $27,000 | thousands by filing date | |
| UBS AG ETRACS SILVER SHARES COVERED CALL ETNS DUE APRIL 21, 2033 ETP 2022-2 | 22542D449 | ETF | 4,250 | $27,000 | thousands by filing date | |
| STERLING BANCORP INC | 85917W102 | COM | 7,720 | $27,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 22,439 | $27,000 | thousands by filing date | |
| ROSETTA RES INC COM | 777385105 | Stock | 38,096 | $27,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 3,196 | $27,000 | thousands by filing date | |
| TUSCAN HLDGS CORP | 90069K104 | COM | 2,648 | $27,000 | thousands by filing date | |
| GFL ENVIRONMENTAL INC | 36168Q120 | CONV | 539 | $27,000 | thousands by filing date | |
| PROSHARES TR | 74348A525 | ULSHOIL&GASNEW13 | 661 | $27,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED ETF | 46090A408 | mc | 2,000 | $27,000 | thousands by filing date | |
| CHP MERGER CORP | 12558Y205 | UNIT 11/22/2024 | 2,629 | $27,000 | thousands by filing date | |
| HTG MOLECULAR DIAGNOSTICS IN | 40434H104 | COM | 37,840 | $27,000 | thousands by filing date | |
| MAJESCO | 56068V102 | COM | 3,503 | $27,000 | thousands by filing date | |
| CRESCENT CAP BDC INC | 225655109 | COM | 2,021 | $26,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R688 | S&P INTL DIVID | 1,858 | $26,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y491 | DAX GERMANY ETF | 1,000 | $26,000 | thousands by filing date | |
| PAMT CORP | 693149106 | COMMON STOCK | 859 | $26,000 | thousands by filing date | |
| WILLAMETTE VY VINEYARD I | 969136100 | COMMON STOCK | 4,300 | $26,000 | thousands by filing date | |
| ULTRALIFE CORP | 903899102 | COM | 3,632 | $26,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A784 | APTUS DRAWDOWN | 804 | $26,000 | thousands by filing date | |
| CKX LDS INC | 12562N104 | COM | 3,233 | $26,000 | thousands by filing date | |
| Fluent Co | 34380C102 | COM | 14,578 | $26,000 | thousands by filing date | |
| STARTEK INC | 85569C107 | COM | 5,179 | $26,000 | thousands by filing date | |
| CURIS INC | 231269200 | COM | 21,836 | $26,000 | thousands by filing date | |
| SEVERN BANCORP ANNAPOLIS MD | 81811M100 | COM | 4,025 | $26,000 | thousands by filing date | |
| VENUS CONCEPT INC | 92332W105 | COM | 7,294 | $26,000 | thousands by filing date | |
| RAMBUS INC DEL | 750917AG1 | NOTE 1.375% 2/0 | 25,000 | $26,000 | thousands by filing date | principal |
| JANUS DETROIT STR TR | 47103U407 | LONG TERM CARE | 1,077 | $26,000 | thousands by filing date | |
| ARCIMOTO INC | 039587100 | COM | 4,980 | $26,000 | thousands by filing date | |
| Ascena Retail Group Inc | 04351G200 | Common Stock | 17,436 | $26,000 | thousands by filing date | |
| PROSHARES TR | 74347X302 | MSCI EMRG ETF | 430 | $25,000 | thousands by filing date | |
| ODYSSEY MARINE EXPL INC | 676118201 | COM NEW | 5,495 | $25,000 | thousands by filing date | |
| CORE MOLDING TECHNOLOGIES IN | 218683100 | COMMON STOCK | 6,000 | $25,000 | thousands by filing date | |
| EVERSPIN TECHNOLOGIES INC | 30041T104 | COMMON STOCK | 3,618 | $25,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R809 | WBI BBR QTY 3000 | 948 | $25,000 | thousands by filing date | |
| CELLECT BIOTECHNOLOGY LTD | 15116C201 | COMMON STOCK-FO | 7,970 | $25,000 | thousands by filing date | |
| FIRST SVGS FINL GROUP INC | 33621E109 | COM | 574 | $25,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 16,722 | $25,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 34,417 | $25,000 | thousands by filing date | |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 70,999 | $25,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID CAP ETF | 46434G202 | ETF | 2,989 | $25,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC | 63633DAE4 | NOTE 3.250% 4/0 | 25,000 | $25,000 | thousands by filing date | principal |
| TIMKENSTEEL CORP | 887399AA1 | CONVERTIBLE BOND | 30,000 | $25,000 | thousands by filing date | principal |
| METALLA ROYALTY & STREAMING | 59124U605 | COM | 4,500 | $24,000 | thousands by filing date | |
| AMCON DISTRG CO | 02341Q205 | COM NEW | 426 | $24,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 14,834 | $24,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061839 | TRINITY | 1,075 | $24,000 | thousands by filing date | |
| United Bancshares | 909458101 | COM | 1,314 | $24,000 | thousands by filing date | |
| TRIVAGO N V SPON ADS A SHS N | 89686D105 | ADR | 12,140 | $24,000 | thousands by filing date | |
| CBDMD INC | 12482W101 | COM | 12,614 | $24,000 | thousands by filing date | |
| Ambac Financial Group Wt 4/30/2023 | 023139116 | *W EXP 04/30/202 | 4,069 | $24,000 | thousands by filing date | |
| MONOPAR THERAPEUTICS INC | 61023L108 | COM | 3,200 | $24,000 | thousands by filing date | |
| PDL CMNTY BANCORP | 69290X101 | COM | 2,320 | $24,000 | thousands by filing date | |
| GORES HLDGS IV INC | 382865202 | UNIT 02/01/2023 | 2,291 | $24,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F601 | URANI NUCLE ETF | 532 | $23,000 | thousands by filing date | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 6,595 | $23,000 | thousands by filing date | |
| MILESTONE PHARMACEUTICALS IN | 59935P209 | COM NEW | 11,838 | $23,000 | thousands by filing date | |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 634 | $23,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 10,620 | $23,000 | thousands by filing date | |
| MARKER THERAPEUTICS INC | 57055L107 | COM | 10,979 | $23,000 | thousands by filing date | |
| DBX ETF TR | 233051523 | XTRACK MSCI CHIN | 1,044 | $23,000 | thousands by filing date | |
| CERECOR INC | 15671L109 | COM | 9,054 | $23,000 | thousands by filing date | |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 13,546 | $22,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 7,652 | $22,000 | thousands by filing date | |
| MANHATTAN BRDG CAP INC | 562803106 | COM | 4,660 | $22,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y529 | DORSY SHRT ETF | 1,112 | $22,000 | thousands by filing date | |
| SYMBOLIC LOGIC INC | 30049R209 | COM | 20,085 | $22,000 | thousands by filing date | |
| BURNING ROCK BIOTECH LTD | 12233L107 | SPONSORED ADS | 813 | $22,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E521 | FUND | 654 | $22,000 | thousands by filing date | |
| GENERAL FINANCE CORPORATION | 369822101 | COM | 3,243 | $22,000 | thousands by filing date | |
| NAVISTAR INTL CORP | 638901306 | PFD | 1,010 | $22,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y116 | CSI300 CHINA1X | 877 | $22,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554AF9 | NOTE 3.000% 7/0 | 22,000 | $22,000 | thousands by filing date | principal |
| CONFORMIS INC | 20717E101 | COM | 26,368 | $22,000 | thousands by filing date | |
| EAGLE GRWTH & INCOME OPPTY F | 26958J105 | COM SHS BEN IN | 1,611 | $22,000 | thousands by filing date | |
| Fidelity Low Volatility Factor ETF | 316092824 | SHS | 563 | $21,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108847 | HIGH INCOME | 1,470 | $21,000 | thousands by filing date | |
| VANGUARD WELLINGTON FD | 921935409 | US MINIMUM | 260 | $21,000 | thousands by filing date | |
| DBX ETF TR | 233051820 | XTRACK MSCI ALL | 798 | $21,000 | thousands by filing date | |
| Renovaro Inc | 29350E104 | Common Stock | 4,861 | $21,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 40,615 | $21,000 | thousands by filing date | |
| SERVICENOW INC | 81762PAC6 | NOTE 6/0 | 7,000 | $21,000 | thousands by filing date | principal |
| RINGCENTRAL INC | 76680RAD9 | NOTE 3/1 | 6,000 | $21,000 | thousands by filing date | principal |
| REDHILL BIOPHARMA LTD | 757468103 | ADR | 3,186 | $21,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 40,700 | $21,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000895421-20-000454 | this filing | 2020-08-14 | acceptance time not in the bulk data set |