13F-HR filed by MORGAN STANLEY
MORGAN STANLEY filed this 13F-HR for the quarter ended 2019-12-31, filed 2020-02-14, with 6,811 holding rows worth $430,004,068,000.
- Accession
- 0000895421-20-000215
- Filer
- CIK 895421
- Filed
- 2020-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2019
A holdings report, 22,495 entries on the cover page, a total value of $430,004,068,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $430,004,068,000 with VALUE read as thousands by filing date, 13F file number 028-03432. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerMORGAN STANLEY & CO INTERNATIONAL PLC028-04312
- included managerMORGAN STANLEY & CO. LLC028-11873
- included managerMorgan Stanley Canada LTD028-13197
- included managerMorgan Stanley Capital Services LLC028-11865
- included managerMORGAN STANLEY AIP GP LP028-14710
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT CO028-11366
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT INC028-11866
- included managerMorgan Stanley Investment Management LTD028-11867
- included managerMORGAN STANLEY SMITH BARNEY LLC028-13935
- included managerMorgan Stanley Strategic Investments, Inc028-12509
- included managerMorgan Stanley Uruguay Ltda.028-11533
- included managerFundlogic Sas028-15873
- included managerMorgan Stanley Asia Ltd028-19343
- included managerMorgan Stanley Wealth Management Australia Pty Ltd028-19344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INVESCO EXCHANGE TRADED FD T | 46137V381 | S&P500 EQL DIS | 18,825 | $2,094,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 76,902 | $2,092,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061409 | GLOBAL VALUE ETF | 87,484 | $2,092,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940TAB5 | NOTE 2.000% 5/1 | 2,225,000 | $2,090,000 | thousands by filing date | principal |
| ALLOGENE THERAPEUTICS INC | 019770106 | COM | 80,166 | $2,084,000 | thousands by filing date | |
| CAMTEK LTD ORD | M20791105 | Stock | 192,212 | $2,082,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220KAF5 | NOTE 0.750% 5/1 | 2,409,000 | $2,082,000 | thousands by filing date | principal |
| BLACKROCK MUN 2020 TERM TR | 09249X109 | COM SHS | 139,845 | $2,082,000 | thousands by filing date | |
| HELIOS TECHNOLOGIES INC | 42328H109 | COM | 44,999 | $2,081,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 154,344 | $2,079,000 | thousands by filing date | |
| EATON VANCE FLTG RATE INCOM | 278284104 | COM SHS BEN INT | 129,893 | $2,078,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 201,171 | $2,078,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 161,370 | $2,071,000 | thousands by filing date | |
| HEALTHCARE MERGER CORP | 42227L201 | UNIT 12/17/2021 | 200,046 | $2,070,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 42,647 | $2,069,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 75,455 | $2,066,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554AK8 | NOTE 3.250% 3/1 | 2,000,000 | $2,066,000 | thousands by filing date | principal |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 144,604 | $2,063,000 | thousands by filing date | |
| DWS MUNICIPAL INCOME TRUST | 233368109 | COM | 181,928 | $2,062,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 118,686 | $2,062,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 69,503 | $2,061,000 | thousands by filing date | |
| AQUAVENTURE HLDGS LTD | G0443N107 | SHS | 75,947 | $2,060,000 | thousands by filing date | |
| ISHARES | 46435U432 | EXCHANGE TRADED | 75,635 | $2,055,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 281,631 | $2,048,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 43,024 | $2,045,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 194,867 | $2,042,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 124,789 | $2,034,000 | thousands by filing date | |
| ASSERTIO THERAPEUTICS INC | 249908AA2 | NOTE 2.500% 9/0 | 2,903,000 | $2,032,000 | thousands by filing date | principal |
| SENECA FOODS CORP NEW | 817070501 | CL A | 49,674 | $2,026,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 143,095 | $2,023,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W471 | BLMBG US BULL | 75,733 | $2,019,000 | thousands by filing date | |
| CARDTRONICS INC | 14161HAG3 | NOTE 1.000%12/0 | 1,919,000 | $2,019,000 | thousands by filing date | principal |
| SCHOLAR ROCK HLDG CORP | 80706P103 | COM | 153,005 | $2,016,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N300 | CL A | 84,022 | $2,014,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 75,086 | $2,013,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 104,645 | $2,012,000 | thousands by filing date | |
| JAZZ INVESTMENTS I LTD | 472145AD3 | NOTE 1.500% 8/1 | 2,000,000 | $2,012,000 | thousands by filing date | principal |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 211,966 | $2,003,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 74,834 | $2,003,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 115,012 | $2,002,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 386,170 | $1,997,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 36,210 | $1,992,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 674,760 | $1,991,000 | thousands by filing date | |
| FUNKO INC CLASS A | 361008105 | COMMON STOCK | 115,914 | $1,989,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 1,180,457 | $1,983,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383204 | COM NEW | 71,962 | $1,980,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P603 | CMN | 77,064 | $1,976,000 | thousands by filing date | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 220,857 | $1,972,000 | thousands by filing date | |
| VanEck Rare Earth/Strat Mtls ETF | 92189F742 | Exchange Traded Fund | 146,831 | $1,972,000 | thousands by filing date | |
| Direxion Daily Technology Bull 3X Shares | 25459W102 | ETF | 8,143 | $1,969,000 | thousands by filing date | |
| RIVERNORTH OPPOR MUNI INCM FD | 76883F108 | COM | 86,712 | $1,967,000 | thousands by filing date | |
| GOLD STD VENTURES CORP | 380738104 | COM | 2,297,042 | $1,966,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 70,404 | $1,965,000 | thousands by filing date | |
| CORNERSTONE BLDG BRANDS INC | 21925D109 | COM | 231,025 | $1,965,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 495,796 | $1,959,000 | thousands by filing date | |
| PERMA PIPE INTERNATIONAL HOL | 714167103 | COMMON STOCK | 208,393 | $1,955,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 76,226 | $1,954,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 924,941 | $1,952,000 | thousands by filing date | |
| INDUSTRIAS BACHOCO S A B DE | 456463108 | ADR | 37,502 | $1,950,000 | thousands by filing date | |
| EVENTBRITE INC | 29975E109 | COM CL A | 96,576 | $1,948,000 | thousands by filing date | |
| INVACARE CORP | 461203AF8 | NOTE 5.000% 2/1 | 2,000,000 | $1,947,000 | thousands by filing date | principal |
| BRIDGE BANCORP INC | 108035106 | COM | 57,989 | $1,945,000 | thousands by filing date | |
| TRANSMEDICS GROUP INC | 89377M109 | COM | 102,047 | $1,939,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 22,049 | $1,939,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 47,006 | $1,938,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 67,883 | $1,934,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092303 | CONSMR STAPLES | 51,322 | $1,934,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 245,358 | $1,933,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550AE5 | BOND | 1,546,000 | $1,933,000 | thousands by filing date | principal |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 197,617 | $1,931,000 | thousands by filing date | |
| EDAP TMS S A | 268311107 | SPONSORED ADR | 435,748 | $1,930,000 | thousands by filing date | |
| DBX ETF TR | 233051697 | XTRACK MSCI EURO | 57,858 | $1,929,000 | thousands by filing date | |
| High Yield ETF | 30151E814 | HIGH YIELD ETF | 57,505 | $1,928,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 456,866 | $1,928,000 | thousands by filing date | |
| TRILLIUM THERAPEUTICS INC COM NEW | 89620X506 | Stock | 1,870,004 | $1,925,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 217,811 | $1,922,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 89,360 | $1,920,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 195,923 | $1,918,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 121,067 | $1,906,000 | thousands by filing date | |
| FLOOR & DECOR HLDGS INC CL A | 339750101 | Stock | 37,462 | $1,904,000 | thousands by filing date | |
| CARE COM INC | 141633107 | COM | 126,337 | $1,898,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 302,961 | $1,897,000 | thousands by filing date | |
| PAMPA ENERGIA SA | 697660207 | SPONS ADR LVL I | 115,365 | $1,897,000 | thousands by filing date | |
| SPARTAN MTRS INC | 846819100 | COM | 104,579 | $1,892,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 989,680 | $1,890,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 43,066 | $1,889,000 | thousands by filing date | |
| RETAIL VALUE INC | 76133Q102 | COM | 51,309 | $1,888,000 | thousands by filing date | |
| ZAFGEN INC | 98885E103 | COM | 1,700,556 | $1,888,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 159,021 | $1,884,000 | thousands by filing date | |
| ATENTO S A | L0427L105 | SHS | 653,686 | $1,883,000 | thousands by filing date | |
| MANITOWOC CO INC | 563571405 | COM NEW | 107,573 | $1,882,000 | thousands by filing date | |
| SILVERCREST METALS INC | 828363101 | COM | 279,268 | $1,882,000 | thousands by filing date | |
| PARK AEROSPACE CORP | 70014A104 | COM | 115,325 | $1,876,000 | thousands by filing date | |
| RANPAK HOLDINGS CORP | 75321W103 | COMMON STOCK | 229,961 | $1,874,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 206,711 | $1,869,000 | thousands by filing date | |
| ZAI LAB LTD ADR | 98887Q104 | ADR | 44,899 | $1,868,000 | thousands by filing date | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 38,504 | $1,868,000 | thousands by filing date | |
| ZENDESK INC | 98936JAB7 | NOTE 0.250% 3/1 | 1,365,000 | $1,867,000 | thousands by filing date | principal |
| GREEN PLAINS INC | 393222AF1 | NOTE 4.125% 9/0 | 2,000,000 | $1,864,000 | thousands by filing date | principal |
| NEURONETICS INC | 64131A105 | COM | 414,973 | $1,863,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 36,848 | $1,860,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 29,596 | $1,858,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 93,238 | $1,853,000 | thousands by filing date | |
| DBX ETF TR | 233051705 | XTRACK MUN INFRA | 65,764 | $1,851,000 | thousands by filing date | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 119,998 | $1,849,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 230,451 | $1,848,000 | thousands by filing date | |
| REPLIGEN CORP | 759916AB5 | BOND | 1,715,000 | $1,848,000 | thousands by filing date | principal |
| G1 THERAPEUTICS INC | 3621LQ109 | COM | 69,834 | $1,845,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E885 | DLY S&P500 BR 3X | 139,211 | $1,844,000 | thousands by filing date | |
| SUZANO S A SPON ADS | 86959K105 | ADR | 187,088 | $1,841,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 345,357 | $1,840,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 442,246 | $1,835,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E388 | S&P 500 EX RAT | 44,476 | $1,832,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 44,840 | $1,820,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 173,499 | $1,820,000 | thousands by filing date | |
| JANUS HENDERSON SMALL/MID CAP GROWTH ALPHA ETF | 47103U209 | ETF | 37,820 | $1,818,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941AP4 | NOTE 2.000% 8/1 | 1,457,000 | $1,818,000 | thousands by filing date | principal |
| BLOCK INC | 852234AD5 | NOTE 0.500% 5/1 | 1,627,000 | $1,813,000 | thousands by filing date | principal |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 61,145 | $1,800,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 66,929 | $1,792,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 65,473 | $1,790,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 86,684 | $1,779,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 421,942 | $1,777,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 1,266,659 | $1,775,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 66,598 | $1,772,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 144,038 | $1,772,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 39,135 | $1,771,000 | thousands by filing date | |
| DERMIRA INC | 24983L104 | COM | 116,614 | $1,769,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 164,702 | $1,766,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 37,922 | $1,763,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 1,007,313 | $1,763,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E218 | MSCI NXT EMRNG | 86,709 | $1,762,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V555 | INSIDER SENMNT | 24,344 | $1,757,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 509,067 | $1,756,000 | thousands by filing date | |
| ISHARES TR | 46432FBC0 | IBONDS MAR20 ETF | 67,359 | $1,755,000 | thousands by filing date | |
| ISHARES TR | 46435G417 | CR 5 10 YR ETF | 34,483 | $1,746,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 30,059 | $1,745,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 47,811 | $1,744,000 | thousands by filing date | |
| OXFORD IMMUNOTEC GLOBAL PLC | G6855A103 | ORD SHS | 105,048 | $1,744,000 | thousands by filing date | |
| CONSTELLATION PHARMACEUTICALS INC. | 210373106 | Common Stock | 36,951 | $1,741,000 | thousands by filing date | |
| INVESCO RAFI DEVELOPED MARKETS EX-U.S. SMALL-MID ETF | 46138E735 | ETF | 54,453 | $1,740,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 2,313 | $1,738,000 | thousands by filing date | |
| WISDOMTREE | 97718W108 | EXCHANGE TRADED | 92,160 | $1,732,000 | thousands by filing date | |
| LIBERTY MEDIA CORP | 530715AN1 | DEB 3.500% 1/1 | 2,002,000 | $1,730,000 | thousands by filing date | principal |
| SUPERIOR INDS INTL INC | 868168105 | COM | 468,789 | $1,729,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875TAA9 | NOTE | 1,741,000 | $1,728,000 | thousands by filing date | principal |
| NUVEEN MUN 2021 TARGET TERM | 670687102 | COM | 176,734 | $1,728,000 | thousands by filing date | |
| ARCTURUS THERAPEUTICS HLDGS | 03969T109 | COM | 158,742 | $1,726,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 128,351 | $1,724,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 83,257 | $1,723,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 81,883 | $1,718,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N527 | CORE BD ETF | 33,072 | $1,718,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 67,162 | $1,718,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 225,414 | $1,718,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 109,100 | $1,717,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 115,406 | $1,716,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 707,600 | $1,712,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 638,011 | $1,710,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAR3 | NOTE 4.950% 7/1 | 1,674,000 | $1,710,000 | thousands by filing date | principal |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 5,875 | $1,709,000 | thousands by filing date | |
| SHOE STA GROUP INC | 824889109 | COM | 45,716 | $1,705,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 311,052 | $1,703,000 | thousands by filing date | |
| BEONE MEDICINES LTD SPONSORED ADS | 07725L102 | ADR | 10,245 | $1,699,000 | thousands by filing date | |
| SHIP FIN INTL LTD | 824689AG8 | NOTE 4.875% 5/0 | 1,500,000 | $1,698,000 | thousands by filing date | principal |
| INVESCO EXCH TRADED FD TR II | 46138E172 | S&P SMLCP STAP | 21,280 | $1,696,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 187,814 | $1,694,000 | thousands by filing date | |
| STONE HBR EMERG MKTS TL INC | 86164W100 | COM | 142,178 | $1,693,000 | thousands by filing date | |
| TELARIA INC | 879181105 | COM | 191,575 | $1,688,000 | thousands by filing date | |
| RIMINI STR INC DEL | 76674Q107 | COM | 434,720 | $1,687,000 | thousands by filing date | |
| ARQ INC | 00770C101 | COM | 160,345 | $1,684,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 32,282 | $1,675,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943FAF7 | NOTE 1.000% 7/0 | 1,703,000 | $1,675,000 | thousands by filing date | principal |
| BANDWIDTH INC | 05988J103 | COM CL A | 26,006 | $1,666,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAB1 | NOTE 2.000%10/0 | 1,761,000 | $1,664,000 | thousands by filing date | principal |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 167,401 | $1,663,000 | thousands by filing date | |
| ISHARES INC ETF MSCI GLOBAL GOLD MINERS ETF NEW | 46434G855 | ETF | 69,062 | $1,662,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V860 | DORSEY WRGT FINL | 42,983 | $1,662,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 53,373 | $1,655,000 | thousands by filing date | |
| NLIGHT INC | 65487K100 | COM | 81,446 | $1,652,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 145,828 | $1,652,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 47,590 | $1,649,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 92,098 | $1,647,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 15,641 | $1,647,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P806 | RIVRFRNT DYN EUR | 26,237 | $1,646,000 | thousands by filing date | |
| ISHARES GLOBAL HIGH YIELD CO | 464286178 | US INTL HGH YLD | 33,006 | $1,645,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 28,227 | $1,644,000 | thousands by filing date | |
| JPMorgan BetaBuilders Canada E | 46641Q696 | COM | 63,067 | $1,640,000 | thousands by filing date | |
| VIEMED HEALTHCARE INC | 92663R105 | COM | 264,348 | $1,639,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J109 | ASIA EX JAPAN | 57,503 | $1,639,000 | thousands by filing date | |
| ADVISORSHARES TR INSIDER ADVAN | 00768y818 | INDX FD | 21,950 | $1,638,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 1,341,546 | $1,637,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464AC4 | NOTE 1.250% 5/0 | 3,000,000 | $1,634,000 | thousands by filing date | principal |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 170,299 | $1,633,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 81,267 | $1,632,000 | thousands by filing date | |
| EVOLUS INC | 30052C107 | COM | 133,959 | $1,631,000 | thousands by filing date | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 73,999 | $1,625,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 35,231 | $1,624,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 18,553 | $1,621,000 | thousands by filing date | |
| RH | 74967XAA1 | BOND | 1,276,000 | $1,621,000 | thousands by filing date | principal |
| HEXO CORP | 428304109 | COM | 1,018,417 | $1,620,000 | thousands by filing date | |
| Fidelity MSCI Real Estate Index ETF | 316092857 | SHS | 58,018 | $1,616,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 119,514 | $1,616,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 51,948 | $1,614,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 168,114 | $1,611,000 | thousands by filing date | |
| CAREDX INC | 14167L103 | COM | 74,557 | $1,608,000 | thousands by filing date | |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 92,240 | $1,602,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC DEL | 464337AJ3 | NOTE 1.000%11/1 | 1,397,000 | $1,600,000 | thousands by filing date | principal |
| DISH NETWORK CORPORATION | 25470MAB5 | NOTE 3.375% 8/1 | 1,658,000 | $1,597,000 | thousands by filing date | principal |
| LEVI STRAUSS & CO NEW CL A COM STK | 52736R102 | Stock | 82,704 | $1,596,000 | thousands by filing date | |
| LATAM AIRLS GROUP S A | 51817R106 | SPONSORED ADR | 156,987 | $1,595,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 153,252 | $1,594,000 | thousands by filing date | |
| ARLO TECHNOLOGIES INC | 04206A101 | COMMON STOCK | 377,660 | $1,591,000 | thousands by filing date | |
| EZCORP INC | 302301AE6 | NOTE 2.375% 5/0 | 2,000,000 | $1,588,000 | thousands by filing date | principal |
| UNITY BIOTECHNOLOGY INC | 91381U101 | COM | 220,373 | $1,588,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 146,676 | $1,586,000 | thousands by filing date | |
| KIMBELL RTY PARTNERS LP | 49435R102 | UNIT | 93,230 | $1,586,000 | thousands by filing date | |
| VANECK LOW CARBON ENERGYETF | 92189F502 | UIT EXCHANGE TRADED | 20,903 | $1,585,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 127,560 | $1,581,000 | thousands by filing date | |
| Gilat Satellite Network | M51474118 | COM | 200,353 | $1,578,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 30,852 | $1,573,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y764 | MILLE CONSU ETF | 60,720 | $1,573,000 | thousands by filing date | |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 119,490 | $1,570,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 30,890 | $1,567,000 | thousands by filing date | |
| SPIRIT MTA REIT | 84861U105 | COM SHS BEN IN | 2,038,737 | $1,565,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 43,126 | $1,562,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD II | 09253P109 | COM | 102,215 | $1,557,000 | thousands by filing date | |
| PLDT INC SPONSORED ADR | 69344D408 | ADR | 77,864 | $1,556,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 279,956 | $1,556,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V720 | LEISU ENTMT ETF | 34,484 | $1,556,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V449 | S&P 100 EQL WIGH | 25,160 | $1,551,000 | thousands by filing date | |
| NUVEEN CALIF MUNICPAL VALU F | 6706EB106 | COM | 97,894 | $1,547,000 | thousands by filing date | |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 43,287 | $1,546,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E529 | NY AMT FRE MUN | 60,915 | $1,544,000 | thousands by filing date | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 116,432 | $1,541,000 | thousands by filing date | |
| TORTOISE ENERGY INDEPENDENC | 89148K101 | COM | 355,329 | $1,540,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 100,714 | $1,536,000 | thousands by filing date | |
| NEW YORK LIFE INVTS ACTIVE E | 45409F827 | NYLI MACKAY MUN | 59,360 | $1,534,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 100,892 | $1,533,000 | thousands by filing date | |
| LUNA INNOVATIONS INC | 550351100 | COM | 209,669 | $1,528,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 97,827 | $1,524,000 | thousands by filing date | |
| DUFF & PHELPS SLT ENGY AND M | 26433F108 | COM | 397,185 | $1,521,000 | thousands by filing date | |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 163,560 | $1,518,000 | thousands by filing date | |
| AMNEAL PHARMACEUTICALS INC | 03168L105 | COM STK CL A | 313,383 | $1,511,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 17,426 | $1,507,000 | thousands by filing date | |
| PEABODY ENGR CORP | 704551100 | COM | 164,922 | $1,505,000 | thousands by filing date | |
| BARINGS PARTN INVS | 06761A103 | SH BEN INT | 93,231 | $1,504,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 37,858 | $1,503,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 17,983 | $1,501,000 | thousands by filing date | |
| NICOLET BANKSHARES INC | 65406E102 | COM | 20,329 | $1,501,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 381,874 | $1,501,000 | thousands by filing date | |
| KINIKSA PHARMACEUTICALS LTD | G5269C101 | COM CL A | 135,752 | $1,501,000 | thousands by filing date | |
| INVESCO S&P 500 EQUAL WEIGHT ENERGY ETF | 46137V365 | ETF | 31,343 | $1,500,000 | thousands by filing date | |
| Etfmg Prime Mobile | 26924G409 | COM | 30,247 | $1,499,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 3,479,137 | $1,490,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 428,498 | $1,490,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 105,353 | $1,488,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 1,271,075 | $1,487,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 2,136,272 | $1,487,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 84,298 | $1,482,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 115,713 | $1,478,000 | thousands by filing date | |
| Invsc SP 500 Equal Weight Matrl ETF | 46137V316 | ETF | 12,721 | $1,476,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 51,589 | $1,474,000 | thousands by filing date | |
| SCIPLAY CORPORATION | 809087109 | CL A | 119,756 | $1,472,000 | thousands by filing date | |
| TUCOWS INC | 898697206 | COM NEW | 23,795 | $1,470,000 | thousands by filing date | |
| BlackRock Ultra Short-Term Bond ETF | 46434V878 | SHS | 29,167 | $1,468,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 380,882 | $1,466,000 | thousands by filing date | |
| BOSTON OMAHA CORP CL A | 101044105 | COMMON STOCK | 69,490 | $1,462,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 540,497 | $1,460,000 | thousands by filing date | |
| LOMA NEGRA C I A S A MTN 14 | 54150E104 | SPONSORED ADS | 186,574 | $1,459,000 | thousands by filing date | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 89,888 | $1,459,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V159 | CMN | 28,744 | $1,453,000 | thousands by filing date | |
| HEALTH CATALYST INC | 42225T107 | COM | 41,861 | $1,452,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 101,590 | $1,452,000 | thousands by filing date | |
| PLAYAGS INC | 72814N104 | COM | 119,569 | $1,450,000 | thousands by filing date | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 273,318 | $1,446,000 | thousands by filing date | |
| DBX ETF TR | 233051515 | XTRACKERS FTSE | 50,277 | $1,445,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 14,437 | $1,445,000 | thousands by filing date | |
| NEXTCURE INC | 65343E108 | COM | 25,562 | $1,440,000 | thousands by filing date | |
| BRIDGEWATER BANCSHARES INC | 108621103 | COMMON STOCK | 104,245 | $1,436,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N774 | VCSHS US DISCVRY | 36,182 | $1,432,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 139,049 | $1,430,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 64,268 | $1,429,000 | thousands by filing date | |
| AMERICAS GOLD AND SILVER COR | 03062D100 | COM | 450,404 | $1,428,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q676 | ALERIAN ENERGY | 68,598 | $1,426,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 40,313 | $1,426,000 | thousands by filing date | |
| SFL CORPORATION LTD | G81075AF3 | NOTE 5.750%10/1 | 1,330,000 | $1,424,000 | thousands by filing date | principal |
| FRONTDOOR INC COM | 35905A109 | Stock | 29,990 | $1,421,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 114,961 | $1,421,000 | thousands by filing date | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 101,251 | $1,420,000 | thousands by filing date | |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 342,176 | $1,420,000 | thousands by filing date | |
| BARINGS CORPORATE INVS | 06759X107 | COM | 84,227 | $1,420,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 115,812 | $1,418,000 | thousands by filing date | |
| FIVE POINT HOLDINGS LLC | 33833Q106 | COM CL A | 203,042 | $1,412,000 | thousands by filing date | |
| CASA SYS INC | 14713L102 | COM | 344,497 | $1,408,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 54,697 | $1,407,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E102 | COM CL A | 72,528 | $1,399,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 110,877 | $1,398,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E123 | S&P SMLCP INDL | 19,451 | $1,396,000 | thousands by filing date | |
| INVESCO | 46090C305 | EXCHANGE TRADED | 31,522 | $1,392,000 | thousands by filing date | |
| CONSTRUCTION PARTNERS INC | 21044C107 | COM CL A | 82,189 | $1,386,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 46,163 | $1,386,000 | thousands by filing date | |
| WATFORD HOLDINGS LTD | G94787101 | SHS | 55,084 | $1,386,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 42,866 | $1,385,000 | thousands by filing date | |
| ABRDN JAPAN EQUITY FUND INC | 00306J109 | COM | 177,721 | $1,383,000 | thousands by filing date | |
| GOLAR LNG LTD | 38046YAB7 | NOTE 2.750% 2/1 | 1,572,000 | $1,383,000 | thousands by filing date | principal |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 162,506 | $1,381,000 | thousands by filing date | |
| INVESCO INDIA EXCHANGE-TRADE | 46137R109 | INDIA ETF | 69,467 | $1,379,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 144,152 | $1,377,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F825 | DEFENSE ETF | 50,080 | $1,373,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 70,996 | $1,372,000 | thousands by filing date | |
| KORNIT DIGITAL LTD | M6372Q113 | SHS | 40,037 | $1,370,000 | thousands by filing date | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 42,515 | $1,370,000 | thousands by filing date | |
| IVC 4 1/2 6/1/22 | 461203AH4 | CONVERTIBLE BOND | 1,500,000 | $1,367,000 | thousands by filing date | principal |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 98,908 | $1,365,000 | thousands by filing date | |
| Canadian $ ETF | 46138T104 | ETF | 17,942 | $1,363,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 477,898 | $1,361,000 | thousands by filing date | |
| GREIF INC | 397624206 | CL B | 26,207 | $1,357,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 81170YAB5 | NOTE 3.000%11/1 | 1,370,000 | $1,353,000 | thousands by filing date | principal |
| RHYTHM PHARMACEUTICALS INC | 76243J105 | COM | 58,874 | $1,352,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X475 | ST STR MSCI GLB | 31,467 | $1,351,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 11,394 | $1,350,000 | thousands by filing date | |
| U S XPRESS ENTERPRISES INC | 90338N202 | COM | 268,167 | $1,349,000 | thousands by filing date | |
| VEONEER INC | 92336XAA7 | NOTE 4.000% 6/0 | 1,325,000 | $1,349,000 | thousands by filing date | principal |
| INDEXIQ ETF TR IQ GLB | 45409B883 | RES ETF | 49,487 | $1,348,000 | thousands by filing date | |
| SPROTT ETF TRUST | 85210B102 | GOLD MINERS ETF | 53,570 | $1,347,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 153,839 | $1,346,000 | thousands by filing date | |
| QUORUM HEALTH CORP | 74909E106 | COM | 1,407,774 | $1,346,000 | thousands by filing date | |
| ISHARES INC | 464286293 | ASIA/PAC DIV ETF | 30,741 | $1,345,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 111,347 | $1,345,000 | thousands by filing date | |
| MORGAN STANLEY | 61747W265 | RUPEE/USD ETN | 22,874 | $1,345,000 | thousands by filing date | |
| BRIDGEBIO PHARMA INC | 10806X102 | COM | 38,270 | $1,342,000 | thousands by filing date | |
| GOSSAMER BIO INC COM | 38341P102 | Stock | 85,711 | $1,340,000 | thousands by filing date | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 18,602 | $1,340,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 106,438 | $1,339,000 | thousands by filing date | |
| Fidelity High Dividend ETF | 316092840 | SHS | 41,212 | $1,338,000 | thousands by filing date | |
| LIBERTY ENERGY INC | 53115L104 | COM CL A | 119,787 | $1,332,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 102,356 | $1,331,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 51,228 | $1,329,000 | thousands by filing date | |
| ECOVYST INC. | 73943T103 | Common Stock | 76,650 | $1,317,000 | thousands by filing date | |
| CEMEX SAB DE CV | 151290BR3 | NOTE 3.720% 3/1 | 1,313,000 | $1,316,000 | thousands by filing date | principal |
| BEL FUSE INC | 077347300 | CL B | 64,023 | $1,313,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J817 | BULSHS 2025 HY | 52,750 | $1,308,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V202 | ST STR INCOM ETF | 38,125 | $1,307,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 268,256 | $1,304,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 81,378 | $1,302,000 | thousands by filing date | |
| ALLIANZGI DIVERSIFIED INCOME | 01883J108 | COM | 52,877 | $1,301,000 | thousands by filing date | |
| TILRAY BRANDS INC | 88688TAB6 | NOTE 5.000%10/0 | 2,500,000 | $1,300,000 | thousands by filing date | principal |
| COTT CORP QUE | 22163N106 | COM | 94,921 | $1,299,000 | thousands by filing date | |
| EVO PMTS INC | 26927E104 | CL A COM | 49,149 | $1,298,000 | thousands by filing date | |
| INTELSAT S A | 45790VAB6 | NOTE 4.500% 6/1 | 2,076,000 | $1,298,000 | thousands by filing date | principal |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 391,700 | $1,296,000 | thousands by filing date | |
| HARROW INC | 415858109 | COM | 166,643 | $1,296,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 169,023 | $1,295,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 109,649 | $1,294,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 81,686 | $1,293,000 | thousands by filing date | |
| MOHAWK GROUP HLDGS INC | 608189106 | COM | 219,334 | $1,292,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 41,703 | $1,290,000 | thousands by filing date | |
| SILK ROAD MEDICAL INC | 82710M100 | COMMON STOCK | 31,934 | $1,290,000 | thousands by filing date | |
| IQ HEDGE MARKET NEUT TRACK | 45409B503 | CMN | 48,297 | $1,290,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 38,220 | $1,286,000 | thousands by filing date | |
| PROSHARES TR | 74347X864 | ULTRPRO S&P500 | 18,353 | $1,285,000 | thousands by filing date | |
| OFS CAPITAL CORP | 67103B100 | COM | 114,852 | $1,283,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 91,623 | $1,279,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V696 | NEXT GEN MEDIA | 37,601 | $1,279,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 32,977 | $1,278,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | 500688106 | COM | 224,157 | $1,277,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 74,593 | $1,275,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 22,070 | $1,274,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 77,830 | $1,271,000 | thousands by filing date | |
| TECTONIC THERAPEUTIC INC COM | 05455M100 | Stock | 63,131 | $1,271,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 547,781 | $1,271,000 | thousands by filing date | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 93,406 | $1,270,000 | thousands by filing date | |
| WESTERN ASSET VAR RT STRG FD | 957667108 | COM | 75,918 | $1,269,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC | 854502887 | UNIT 05/15/2020 | 11,579 | $1,263,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B537 | HDGD FTSE JAPN | 58,346 | $1,262,000 | thousands by filing date | |
| TRIBUNE PUBG CO NEW | 89609W107 | COM | 95,822 | $1,261,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 641,358 | $1,257,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNICIP | 27826F101 | SH BEN INT | 93,259 | $1,257,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X194 | SST SPDR MSCI | 12,646 | $1,253,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G862 | FLOAT RATE ETF | 50,264 | $1,253,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F593 | CMN | 38,878 | $1,246,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 291,973 | $1,246,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 231,089 | $1,246,000 | thousands by filing date | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 93,523 | $1,243,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 82,015 | $1,240,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 65,158 | $1,238,000 | thousands by filing date | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 76,387 | $1,238,000 | thousands by filing date | |
| NUVEEN MASS QUALITY MUN INC | 67061E104 | COM | 86,861 | $1,235,000 | thousands by filing date | |
| FOCUS FINANCIAL PARTNERS INC. | 34417P100 | COM CL A | 41,828 | $1,232,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B628 | US RL EST SMCP | 47,928 | $1,232,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 8,769 | $1,231,000 | thousands by filing date | |
| ELOXX PHARMACEUTICALS INC | 29014R103 | COM | 167,371 | $1,231,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 214,106 | $1,225,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 106,851 | $1,224,000 | thousands by filing date | |
| INVESCO DB PRECIOUS METALS FUND | 46140H502 | ETF | 29,407 | $1,223,000 | thousands by filing date | |
| FEDNAT HOLDING COMPANY | 31431B109 | Common Stock | 73,574 | $1,223,000 | thousands by filing date | |
| KAMADA LTD | M6240T109 | SHS | 178,411 | $1,218,000 | thousands by filing date | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 59,464 | $1,217,000 | thousands by filing date | |
| DIRTT ENVIRONMENTAL SOLUT LT | 25490H106 | COM | 367,036 | $1,214,000 | thousands by filing date | |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 67,162 | $1,212,000 | thousands by filing date | |
| JPMorgan BetaBuilders Dev Asia | 46641Q688 | ETF | 46,752 | $1,211,000 | thousands by filing date | |
| CUE BIOPHARMA INC | 22978P106 | COM | 76,028 | $1,207,000 | thousands by filing date | |
| PROSHARES TR II | 74347W247 | ULTA BLMBG 2017 | 59,028 | $1,207,000 | thousands by filing date | |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 62,460 | $1,205,000 | thousands by filing date | |
| Akoustis Technologies Inc | 00973N102 | COM | 150,690 | $1,205,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 146,479 | $1,202,000 | thousands by filing date | |
| EXTERRAN CORP | 30227H106 | COM | 153,237 | $1,201,000 | thousands by filing date | |
| ISHARES MSCI BRAZIL SMALL-CAP ETF | 464289131 | ETF | 56,394 | $1,199,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS CORP | 02874P103 | COM | 128,935 | $1,197,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730509 | COMMON STOCK | 16,469 | $1,194,000 | thousands by filing date | |
| CUSHING ENERGY INCOME | 23162T102 | COM SH BEN INT | 177,680 | $1,194,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 120,684 | $1,191,000 | thousands by filing date | |
| NUVEEN PFD & INCOME 2022 TER | 67075T105 | COM | 47,308 | $1,191,000 | thousands by filing date | |
| ISHARES MSCI INDIA SMALL-CAP ETF | 46429B614 | ETF | 33,098 | $1,190,000 | thousands by filing date | |
| UPWORK INC | 91688F104 | COM | 111,517 | $1,189,000 | thousands by filing date | |
| ARGENX SE SPONSORED ADR | 04016X101 | ADR | 7,394 | $1,187,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 31,414 | $1,187,000 | thousands by filing date | |
| RETROPHIN INC | 761299106 | COM | 83,606 | $1,187,000 | thousands by filing date | |
| ONESPAWORLD HOLDINGS LIMITED | P73684113 | COM | 70,320 | $1,185,000 | thousands by filing date | |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 126,384 | $1,185,000 | thousands by filing date | |
| CAMBRIDGE BANCORP | 132152109 | COM | 14,769 | $1,184,000 | thousands by filing date | |
| GATES INDL CORP PLC | G39108108 | ORD SHS | 85,835 | $1,182,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 228,713 | $1,182,000 | thousands by filing date | |
| NEW AGE BEVERAGES CORP | 64157V108 | COM | 649,241 | $1,182,000 | thousands by filing date | |
| SCORPIO BULKERS INC | Y7546A122 | COM | 185,531 | $1,182,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 135,902 | $1,181,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 589,889 | $1,181,000 | thousands by filing date | |
| Vanguard ESG International Stock ETF | 921910725 | SHS | 21,972 | $1,175,000 | thousands by filing date | |
| RESONANT INC | 76118L102 | COM | 485,704 | $1,175,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 36,532 | $1,173,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 25,130 | $1,173,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 44,806 | $1,170,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 250,365 | $1,169,000 | thousands by filing date | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 9,551 | $1,165,000 | thousands by filing date | |
| EQUITY BANCSHARES INC CL A | 29460X109 | COMMON STOCK | 37,769 | $1,165,000 | thousands by filing date | |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 221,267 | $1,165,000 | thousands by filing date | |
| TRADEWEB MKTS INC CL A | 892672106 | Stock | 25,082 | $1,163,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 24,652 | $1,163,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N535 | SHORT TRM BD ETF | 22,944 | $1,161,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 81,088 | $1,157,000 | thousands by filing date | |
| PROSHARES TR | 74347B169 | CMN | 31,887 | $1,157,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L100 | MORNSTAR USMKT | 9,097 | $1,156,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 71,743 | $1,156,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 89,244 | $1,154,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H107 | COMMON STOCK | 25,678 | $1,152,000 | thousands by filing date | |
| El Paso Energy Capital Trust I | 283678209 | Preferred Shares | 22,500 | $1,151,000 | thousands by filing date | |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 287,620 | $1,150,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 101,587 | $1,148,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 66,979 | $1,147,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 25,060 | $1,145,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 45,054 | $1,144,000 | thousands by filing date | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 9,715 | $1,144,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E689 | MSCI PAKISTAN | 145,776 | $1,144,000 | thousands by filing date | |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 39,401 | $1,142,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 49,946 | $1,141,000 | thousands by filing date | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 36,400 | $1,141,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 165,355 | $1,137,000 | thousands by filing date | |
| INTRICON CORP | 46121H109 | COM | 63,134 | $1,136,000 | thousands by filing date | |
| WISDOMTREE TR | 97717x552 | EUROP OPPOR FD | 34,428 | $1,132,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAQ5 | NOTE 4.750% 4/1 | 1,127,000 | $1,132,000 | thousands by filing date | principal |
| GERON CORP | 374163103 | COM | 830,252 | $1,130,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 15,942 | $1,130,000 | thousands by filing date | |
| VERSO CORP | 92531L207 | CL A | 62,658 | $1,130,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 300,641 | $1,127,000 | thousands by filing date | |
| BLACKROCK MUN INCOME INVT TR | 09248H105 | SHS BEN INT | 84,129 | $1,126,000 | thousands by filing date | |
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 90,233 | $1,124,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 237,099 | $1,122,000 | thousands by filing date | |
| INTELLICHECK MOBILISA INC | 45817G201 | COM NEW | 149,360 | $1,119,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 102,143 | $1,118,000 | thousands by filing date | |
| Wisdomtree Equity Premium Income Fund | 97717X560 | COM | 39,249 | $1,118,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 22,114 | $1,117,000 | thousands by filing date | |
| INTERNATIONAL SEAWAYS INC COM | Y41053102 | Stock | 37,422 | $1,114,000 | thousands by filing date | |
| PROSHARES TR | 74347X294 | HD REPLICATION | 23,754 | $1,109,000 | thousands by filing date | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 82,263 | $1,108,000 | thousands by filing date | |
| ALECTOR INC | 014442107 | COMMON STOCK | 64,033 | $1,104,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 313,688 | $1,104,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P207 | EMER MKT COR DIV | 36,911 | $1,099,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 72,502 | $1,095,000 | thousands by filing date | |
| GOOSEHEAD INS INC | 38267D109 | COM CL A | 25,700 | $1,090,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E747 | GLOB X NOR ETF | 87,006 | $1,090,000 | thousands by filing date | |
| OPTION CARE HEALTH INC | 68404L102 | COM | 292,023 | $1,090,000 | thousands by filing date | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 111,468 | $1,089,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 64,876 | $1,088,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V183 | S&P SML 600 EQ | 19,076 | $1,084,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 74,812 | $1,077,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V829 | DWA NASDAQ MNT | 8,411 | $1,076,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 55,456 | $1,074,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 72,313 | $1,073,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 166,590 | $1,073,000 | thousands by filing date | |
| ProShares UltraPro Sht | 74347G408 | ETF | 47,881 | $1,072,000 | thousands by filing date | |
| CERENCE INC COM | 156727109 | Stock | 47,273 | $1,069,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 13,410 | $1,067,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 45,966 | $1,067,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 118,264 | $1,067,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E271 | S&P GLOBL DIVI | 87,304 | $1,067,000 | thousands by filing date | |
| ISHARES TR | 464288125 | 3YRTB ETF | 13,383 | $1,061,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 86,503 | $1,058,000 | thousands by filing date | |
| ISHARES MSCI UNITED KINGDOM SMALL-CAP ETF | 46429B416 | ETF | 23,844 | $1,058,000 | thousands by filing date | |
| FTS INTERNATIONAL INC | 30283W104 | COM | 1,017,035 | $1,058,000 | thousands by filing date | |
| IES HOLDINGS INC | 44951W106 | COM | 41,149 | $1,057,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000895421-20-000215 | this filing | 2020-02-14 | acceptance time not in the bulk data set |