13F-HR filed by MORGAN STANLEY
MORGAN STANLEY filed this 13F-HR for the quarter ended 2019-12-31, filed 2020-02-14, with 6,811 holding rows worth $430,004,068,000.
- Accession
- 0000895421-20-000215
- Filer
- CIK 895421
- Filed
- 2020-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2019
A holdings report, 22,495 entries on the cover page, a total value of $430,004,068,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $430,004,068,000 with VALUE read as thousands by filing date, 13F file number 028-03432. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerMORGAN STANLEY & CO INTERNATIONAL PLC028-04312
- included managerMORGAN STANLEY & CO. LLC028-11873
- included managerMorgan Stanley Canada LTD028-13197
- included managerMorgan Stanley Capital Services LLC028-11865
- included managerMORGAN STANLEY AIP GP LP028-14710
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT CO028-11366
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT INC028-11866
- included managerMorgan Stanley Investment Management LTD028-11867
- included managerMORGAN STANLEY SMITH BARNEY LLC028-13935
- included managerMorgan Stanley Strategic Investments, Inc028-12509
- included managerMorgan Stanley Uruguay Ltda.028-11533
- included managerFundlogic Sas028-15873
- included managerMorgan Stanley Asia Ltd028-19343
- included managerMorgan Stanley Wealth Management Australia Pty Ltd028-19344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INSTRUCTURE INC | 45781U103 | COM | 123,928 | $5,974,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 9,348 | $5,973,000 | thousands by filing date | |
| TIVITY HEALTH INC | 88870R102 | COM | 293,333 | $5,968,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J106 | COMMON STOCK | 410,169 | $5,963,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 39,301 | $5,947,000 | thousands by filing date | |
| CNO FINL GROUP INC | 12621E103 | COM | 328,015 | $5,947,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 398,219 | $5,937,000 | thousands by filing date | |
| DANAHER CORPORATION | 235851300 | 4.75 MND CV PFD | 5,023 | $5,936,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 155,822 | $5,930,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E743 | RAFI DVLPD MRKTS | 139,346 | $5,924,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 760,689 | $5,918,000 | thousands by filing date | |
| LANTHEUS HLDGS INC | 516544103 | COM | 288,494 | $5,917,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 83,701 | $5,894,000 | thousands by filing date | |
| SERVICEMASTER GLOBAL HOLDING | 81761R109 | COMMON STOCK | 152,461 | $5,894,000 | thousands by filing date | |
| ZILLOW GROUP INC | 98954MAB7 | NOTE 2.000%12/0 | 5,264,000 | $5,892,000 | thousands by filing date | principal |
| URBAN EDGE PPTYS | 91704F104 | COM | 307,014 | $5,889,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 405,751 | $5,888,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 647,554 | $5,886,000 | thousands by filing date | |
| USA TODAY CO INC | 36472T109 | COM | 921,160 | $5,876,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550AB1 | NOTE 1.000% 3/0 | 4,564,000 | $5,873,000 | thousands by filing date | principal |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 199,940 | $5,871,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 4,047,389 | $5,869,000 | thousands by filing date | |
| ASHLAND INC | 044186104 | COM | 76,597 | $5,862,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 166,676 | $5,861,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 41,050 | $5,854,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 151,814 | $5,838,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H106 | AGRICULTURE FD | 352,445 | $5,836,000 | thousands by filing date | |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 56,352 | $5,824,000 | thousands by filing date | |
| KKR REAL ESTATE FIN TR INC | 48251K100 | COM | 284,418 | $5,808,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 122,128 | $5,798,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 1,520,312 | $5,777,000 | thousands by filing date | |
| GEOPARK LTD USD SHS | G38327105 | Stock | 261,371 | $5,776,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 620,990 | $5,775,000 | thousands by filing date | |
| TORTOISE ESSENTIAL ASSETS IN | 89148A103 | COM SH BEN INT | 352,374 | $5,775,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 144,074 | $5,772,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y475 | S&P 500 COVERED | 113,698 | $5,761,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 72,046 | $5,760,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 275,535 | $5,760,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 540,497 | $5,756,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 283,040 | $5,754,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 134,997 | $5,754,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 143,668 | $5,750,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 234,226 | $5,741,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 158,385 | $5,740,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 36,379 | $5,732,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 1,119,030 | $5,729,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L837 | INTL QLTDV IDX | 235,605 | $5,722,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 290,724 | $5,718,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 342,675 | $5,716,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E125 | DAILY SM CP BEAR | 162,708 | $5,716,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 131,570 | $5,713,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 246,399 | $5,707,000 | thousands by filing date | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 386,688 | $5,700,000 | thousands by filing date | |
| POWERSHARES GLOBAL EXCH TRD FD TR GLOBAL WATER PORT | 46138E651 | ETF | 184,508 | $5,699,000 | thousands by filing date | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 88,993 | $5,696,000 | thousands by filing date | |
| SRC ENERGY INC | 78470V108 | COM | 1,380,082 | $5,686,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 296,904 | $5,683,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C599 | VNG RUS3000IDX | 38,800 | $5,681,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 953,043 | $5,680,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 881,219 | $5,675,000 | thousands by filing date | |
| VILLAGE FARMS INTL INC | 92707Y108 | COM | 910,260 | $5,671,000 | thousands by filing date | |
| KODIAK SCIENCES INC | 50015M109 | COM | 78,807 | $5,670,000 | thousands by filing date | |
| CARS COM INC | 14575E105 | COM | 463,908 | $5,668,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 274,097 | $5,657,000 | thousands by filing date | |
| COMMUNITY USD0.01 | 20369C106 | COM | 131,812 | $5,649,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 67,012 | $5,649,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 2,031,878 | $5,649,000 | thousands by filing date | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 99,077 | $5,648,000 | thousands by filing date | |
| MYOKARDIA INC | 62857M105 | COM | 77,489 | $5,647,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 1,381,764 | $5,636,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 340,188 | $5,633,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 649,055 | $5,627,000 | thousands by filing date | |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 283,010 | $5,621,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 565,967 | $5,620,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 382,534 | $5,619,000 | thousands by filing date | |
| GARRETT MOTION INC | 366505105 | COM | 562,102 | $5,615,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 627,889 | $5,613,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 146,283 | $5,607,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 198,006 | $5,604,000 | thousands by filing date | |
| ELASTIC N V ORD SHS | N14506104 | Stock | 87,119 | $5,602,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 57,892 | $5,599,000 | thousands by filing date | |
| INMODE LTD SHS | M5425M103 | Stock | 142,416 | $5,583,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 44,796 | $5,581,000 | thousands by filing date | |
| CNX RES CORP COM | 12653C108 | Stock | 630,346 | $5,579,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 1,180,702 | $5,573,000 | thousands by filing date | |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 254,208 | $5,570,000 | thousands by filing date | |
| BRANDYWINEGLOBAL GLOBAL INCOME | 10537L104 | COM | 440,727 | $5,567,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 179,506 | $5,564,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 117,917 | $5,560,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y206 | DORSEY WRIGT ADR | 103,046 | $5,553,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 147,875 | $5,546,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 310,122 | $5,542,000 | thousands by filing date | |
| FORTIVE CORP | 34959J207 | PREFERRED | 5,698 | $5,539,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188200 | LTD TRM BD ETF | 108,762 | $5,536,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 167,795 | $5,535,000 | thousands by filing date | |
| DIREXION DAILY ENERGY BEAR 2X SHARES | 25460E554 | ETF | 140,719 | $5,530,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 173,900 | $5,524,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 197,018 | $5,524,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 524,981 | $5,523,000 | thousands by filing date | |
| BANK OF N T BUTTERFIELD & SO | G0772R208 | SHS NEW | 148,857 | $5,511,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K133 | DAILY GOLD MINER | 980,370 | $5,510,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 398,253 | $5,508,000 | thousands by filing date | |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 729,289 | $5,507,000 | thousands by filing date | |
| ATLANTIC UN BANKSHARES CORP COM | 04911A107 | Stock | 146,520 | $5,503,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 1,249,161 | $5,496,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R718 | ENHNCD LW DUR AC | 55,037 | $5,493,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 45,068 | $5,485,000 | thousands by filing date | |
| CALERES INC | 129500104 | COM | 230,909 | $5,483,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 761,545 | $5,476,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 113,578 | $5,475,000 | thousands by filing date | |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 155,277 | $5,470,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 434,193 | $5,462,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887208 | PFD SHS CONV A | 83,305 | $5,461,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 36,179 | $5,458,000 | thousands by filing date | |
| ENTEGRIS INC COM | 29362U104 | Stock | 108,936 | $5,456,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 658,728 | $5,454,000 | thousands by filing date | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 185,313 | $5,445,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 70,224 | $5,442,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W323 | CMN | 207,298 | $5,442,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L845 | QLT DIV DEF IDX | 113,448 | $5,423,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 343,487 | $5,420,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 156,775 | $5,411,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 91,301 | $5,411,000 | thousands by filing date | |
| MOELIS & CO | 60786M105 | CL A | 169,427 | $5,407,000 | thousands by filing date | |
| POLYONE CORP | 73179P106 | COM | 146,865 | $5,403,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 112,369 | $5,401,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 162,773 | $5,401,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 154,304 | $5,397,000 | thousands by filing date | |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 386,827 | $5,396,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 446,961 | $5,395,000 | thousands by filing date | |
| DMC GLOBAL INC | 23291C103 | COM | 119,977 | $5,391,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 158,181 | $5,373,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 124,308 | $5,369,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 73,341 | $5,367,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 192,917 | $5,366,000 | thousands by filing date | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 41,639 | $5,364,000 | thousands by filing date | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 213,053 | $5,355,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469AA6 | NOTE | 6,413,000 | $5,355,000 | thousands by filing date | principal |
| FS KKR CAPITAL CORP | 302635107 | COM | 872,770 | $5,350,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 261,235 | $5,344,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 319,553 | $5,333,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 278,742 | $5,330,000 | thousands by filing date | |
| MEDALLIA INC | 584021109 | COM | 171,338 | $5,330,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 287,936 | $5,327,000 | thousands by filing date | |
| TERADYNE INC | 880770AG7 | NOTE | 2,425,000 | $5,322,000 | thousands by filing date | principal |
| VISHAY INTERTECHNOLOGY INC | 928298AP3 | NOTE 2.250% 6/1 | 5,306,000 | $5,316,000 | thousands by filing date | principal |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 99,632 | $5,302,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 149,642 | $5,301,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 236,788 | $5,297,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 321,669 | $5,295,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 382,720 | $5,274,000 | thousands by filing date | |
| MARRIOTT VACTINS WORLDWID CO | 57164YAB3 | NOTE 1.500% 9/1 | 4,927,000 | $5,254,000 | thousands by filing date | principal |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 11,865 | $5,249,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 218,691 | $5,246,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 1,375,555 | $5,241,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 661,467 | $5,239,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 308,779 | $5,237,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 304,713 | $5,235,000 | thousands by filing date | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 158,115 | $5,234,000 | thousands by filing date | |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 188,930 | $5,230,000 | thousands by filing date | |
| HOEGH LNG PARTNERS LP | Y3262R100 | COM UNIT LTD | 334,286 | $5,226,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 1,294,942 | $5,220,000 | thousands by filing date | |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 182,490 | $5,219,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J775 | BLOO PRI PWR ETF | 93,605 | $5,216,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 330,789 | $5,212,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 31,324 | $5,210,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 139,672 | $5,203,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 1,871,088 | $5,202,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 1,071,269 | $5,195,000 | thousands by filing date | |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 64,911 | $5,194,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 571,206 | $5,187,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 246,069 | $5,179,000 | thousands by filing date | |
| CALAMOS DY COM NPV | 12811V105 | COM | 244,637 | $5,177,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 456,052 | $5,176,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 33,184 | $5,171,000 | thousands by filing date | |
| ATKORE INC | 047649108 | COMMON STOCK | 127,671 | $5,165,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 930,376 | $5,155,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 281,419 | $5,151,000 | thousands by filing date | |
| TRINET GROUP INC COM | 896288107 | Stock | 90,854 | $5,142,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 439,772 | $5,141,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 156,883 | $5,139,000 | thousands by filing date | |
| BNY MELLON STRATEGIC MUNS IN | 05588W108 | COM | 601,647 | $5,120,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 46,501 | $5,116,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 284,532 | $5,112,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 96,646 | $5,101,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 252,062 | $5,098,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918AAB1 | NOTE 3.000%12/1 | 2,531,000 | $5,097,000 | thousands by filing date | principal |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 57,653 | $5,096,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 244,933 | $5,095,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 84,991 | $5,094,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 422,008 | $5,094,000 | thousands by filing date | |
| WAYFAIR INC | 94419LAB7 | NOTE 0.375% 9/0 | 4,697,000 | $5,090,000 | thousands by filing date | principal |
| PROPETRO HLDG CORP | 74347M108 | COM | 451,581 | $5,080,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 331,499 | $5,079,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V191 | S&P MDCP400 VL | 73,537 | $5,070,000 | thousands by filing date | |
| SouthState Corp | 840441109 | Common Stock | 58,422 | $5,068,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 52,711 | $5,060,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 85,053 | $5,055,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V324 | S&P500 EQL IND | 37,203 | $5,045,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 230,734 | $5,044,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 81,913 | $5,029,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 768,901 | $5,021,000 | thousands by filing date | |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 38,569 | $5,017,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 154,491 | $5,016,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T503 | DEP RP PFD CV B | 102,965 | $5,016,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 330,990 | $5,011,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 133,722 | $5,010,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 105,400 | $5,009,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 63,071 | $5,004,000 | thousands by filing date | |
| BROADCOM INC | 11135F200 | 8% MCNV PFD SR A | 4,287 | $5,003,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 301,907 | $4,997,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 146,124 | $4,992,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 148,989 | $4,981,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 582,269 | $4,972,000 | thousands by filing date | |
| CORTEXYME INC | 22053A107 | COM | 88,563 | $4,972,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 245,280 | $4,970,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 125,826 | $4,970,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 673,840 | $4,966,000 | thousands by filing date | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 248,374 | $4,966,000 | thousands by filing date | |
| XTRACKERS MSCI EAFE HIGH DIVIDEND YIELD EQUITY ETF | 233051630 | ETF | 200,872 | $4,957,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 162,779 | $4,945,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 36,141 | $4,940,000 | thousands by filing date | |
| AT HOME GROUP INC | 04650Y100 | COM | 898,118 | $4,940,000 | thousands by filing date | |
| VARONIS SYS INC | 922280102 | COM | 63,507 | $4,935,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 305,394 | $4,932,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 182,159 | $4,910,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 408,012 | $4,908,000 | thousands by filing date | |
| Aussie $ ETF | 46090N103 | ETF | 69,891 | $4,904,000 | thousands by filing date | |
| O-I GLASS INC | 67098H104 | COM | 410,963 | $4,902,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 141,511 | $4,887,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q507 | SSI STRG ETF | 147,448 | $4,879,000 | thousands by filing date | |
| NAVIOS MARITIME PARTNERS L.P. | Y62267409 | COM UNIT LPI | 261,728 | $4,874,000 | thousands by filing date | |
| MESA LABS INC COM | 59064R109 | Stock | 19,519 | $4,868,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E867 | DORSEY WRGT EMRG | 254,172 | $4,867,000 | thousands by filing date | |
| INPHI CORP | 45772FAC1 | NOTE 0.750% 9/0 | 3,441,000 | $4,867,000 | thousands by filing date | principal |
| CTS CORP | 126501105 | COM | 162,053 | $4,863,000 | thousands by filing date | |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 1,051,027 | $4,856,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y889 | S&P 500 CATHOLIC | 122,898 | $4,845,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT INDUSTRIALS MOMENTUM ETF | 46137V845 | ETF | 70,952 | $4,842,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 55,358 | $4,836,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 99,985 | $4,824,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33737K205 | INDXX NEXTG ETF | 87,855 | $4,824,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 98,378 | $4,820,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E166 | DAILY JR GLD MIN | 57,736 | $4,820,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X610 | EURO QTLY DIV GR | 172,639 | $4,819,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 220,938 | $4,809,000 | thousands by filing date | |
| TESLA INC | 88160RAD3 | NOTE 2.375% 3/1 | 3,397,000 | $4,804,000 | thousands by filing date | principal |
| RIVERNORTH DOUBLELINE STRATE | 76882G107 | COM | 291,941 | $4,797,000 | thousands by filing date | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 154,852 | $4,795,000 | thousands by filing date | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 55,923 | $4,787,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 477,584 | $4,785,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 79,619 | $4,776,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T104 | COM | 198,136 | $4,770,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 108,996 | $4,766,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 2,431,460 | $4,765,000 | thousands by filing date | |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 2,518,982 | $4,761,000 | thousands by filing date | |
| APHRIA INC | 03765K104 | COM | 910,412 | $4,752,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 212,890 | $4,748,000 | thousands by filing date | |
| ENOVA INTL INC | 29357K103 | COM | 197,118 | $4,741,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 66,440 | $4,739,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 295,790 | $4,736,000 | thousands by filing date | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 291,287 | $4,733,000 | thousands by filing date | |
| GABELLI CONVERTIBLE & INCOME S | 36240B109 | COM | 805,896 | $4,714,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 504,137 | $4,699,000 | thousands by filing date | |
| XPERI CORP | 98421B100 | COM | 253,746 | $4,694,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 123,083 | $4,690,000 | thousands by filing date | |
| FOAMIX PHARMACEUTICALS LTD | M46135105 | SHS | 1,407,948 | $4,688,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V332 | S&P500 EQL HLT | 21,113 | $4,676,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 404,359 | $4,658,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q668 | EM SECT DIV DG | 214,173 | $4,658,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 139,233 | $4,652,000 | thousands by filing date | |
| VISTA ENERGY S.A.B. DE C.V. SPONSORED ADS | 92837L109 | ADR | 592,322 | $4,650,000 | thousands by filing date | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 191,218 | $4,650,000 | thousands by filing date | |
| EQUINOR ASA SPONSORED ADR | 29446M102 | ADR | 233,434 | $4,648,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 228,939 | $4,647,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 111,534 | $4,645,000 | thousands by filing date | |
| STERLING BANCORP DEL | 85917A100 | COM | 220,244 | $4,643,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 1,000,495 | $4,642,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 438,117 | $4,640,000 | thousands by filing date | |
| JERNIGAN CAP INC | 476405105 | COM | 242,193 | $4,636,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 113,551 | $4,631,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA | 88339KAA0 | NOTE 3.250%11/0 | 4,544,000 | $4,630,000 | thousands by filing date | principal |
| TUTOR PERINI CORP | 901109108 | COM | 359,621 | $4,625,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 440,181 | $4,621,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 31,184 | $4,599,000 | thousands by filing date | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 220,960 | $4,596,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 132,605 | $4,595,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 195,423 | $4,592,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 1,391,607 | $4,592,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 572,100 | $4,571,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 792,323 | $4,571,000 | thousands by filing date | |
| CACTUS INC | 127203107 | CL A | 132,965 | $4,563,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 432,040 | $4,562,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 122,567 | $4,561,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 193,951 | $4,551,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 120,562 | $4,550,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 336,565 | $4,544,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E128 | COM CL C | 232,828 | $4,531,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 153,121 | $4,529,000 | thousands by filing date | |
| INFINERA CORP | 45667GAC7 | BOND | 4,313,000 | $4,528,000 | thousands by filing date | principal |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 119,032 | $4,525,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 138,684 | $4,507,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 197,256 | $4,507,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 349,644 | $4,503,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 225,513 | $4,501,000 | thousands by filing date | |
| Whiting Petroleum Corpora | 966387409 | COM NEW | 612,514 | $4,496,000 | thousands by filing date | |
| TERRAFORM PWR INC | 88104R209 | COM CL A | 291,794 | $4,491,000 | thousands by filing date | |
| EVOQUA WATER TECHNOLOGIES CO | 30057T105 | COM | 236,837 | $4,488,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 12,831 | $4,485,000 | thousands by filing date | |
| TUFIN SOFTWARE TECHNOLOGIS L | M8893U102 | SHS | 254,908 | $4,484,000 | thousands by filing date | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 248,897 | $4,481,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 62,502 | $4,479,000 | thousands by filing date | |
| ISHARES INC | 464286301 | CMN | 224,207 | $4,477,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 190,238 | $4,474,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 107,526 | $4,472,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 208,098 | $4,472,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 160,845 | $4,468,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 60,727 | $4,462,000 | thousands by filing date | |
| PLUG POWER INC | 72919PAB9 | NOTE 5.500% 3/1 | 3,000,000 | $4,458,000 | thousands by filing date | principal |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 116,997 | $4,456,000 | thousands by filing date | |
| ABRDN PRECIOUS METALS BASKET | 003263100 | PHYSCL PRECS MET | 58,304 | $4,454,000 | thousands by filing date | |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 36,818 | $4,448,000 | thousands by filing date | |
| Vaneck Long Muni ETF | 92189F536 | ETF | 211,475 | $4,443,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 186,288 | $4,436,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 169,712 | $4,429,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 95,739 | $4,428,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE-TRA | 74255Y870 | USMC | 141,086 | $4,416,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 105,880 | $4,414,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 812,931 | $4,414,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC | 025537127 | UNIT 03/15/2022 | 82,030 | $4,413,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E586 | KBW PPTY CASUT | 61,639 | $4,399,000 | thousands by filing date | |
| ICL GROUP LTD ILS1 | M5920A109 | Common Stock | 917,924 | $4,397,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 173,899 | $4,396,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F460 | CEF MUNI INCOME | 159,512 | $4,396,000 | thousands by filing date | |
| ISHARES TR | 46434V456 | MSCI INTL QUALTY | 135,981 | $4,391,000 | thousands by filing date | |
| PENNANT GROUP INC | 70805E109 | COM | 132,776 | $4,391,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 1,286,896 | $4,389,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 79,012 | $4,381,000 | thousands by filing date | |
| OXFORD LANE CAP CORP | 691543102 | COM | 535,289 | $4,368,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 325,705 | $4,364,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N873 | VCSHS US SMCP HG | 92,736 | $4,361,000 | thousands by filing date | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 74,193 | $4,357,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 105,588 | $4,349,000 | thousands by filing date | |
| NEXTGEN HEALTHCARE INC | 65343C102 | COMMON STOCK | 270,596 | $4,349,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 296,463 | $4,343,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 73,027 | $4,337,000 | thousands by filing date | |
| DENALI THERAPEUTICS INC COM | 24823R105 | Stock | 248,809 | $4,335,000 | thousands by filing date | |
| CERIDIAN HCM HLDG INC | 15677J108 | COM | 63,854 | $4,334,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 289,894 | $4,322,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 81,471 | $4,320,000 | thousands by filing date | |
| GOODRICH PETE CORP COM PAR | 382410843 | Stock | 430,272 | $4,320,000 | thousands by filing date | |
| LENDINGTREE INC | 52603B107 | COM | 14,225 | $4,316,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 101,814 | $4,311,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 383,510 | $4,310,000 | thousands by filing date | |
| ORION S.A. | L72967109 | COM | 223,050 | $4,305,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B396 | IQ U.S. SMALL CA | 157,426 | $4,304,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163UAD8 | NOTE 3.250% 6/0 | 5,175,000 | $4,300,000 | thousands by filing date | principal |
| BRINKER INTL INC COM | 109641100 | Stock | 102,341 | $4,298,000 | thousands by filing date | |
| ISHARES TR | 46435U697 | IBONDS DEC | 162,327 | $4,292,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 785,938 | $4,291,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 77,877 | $4,284,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 72,876 | $4,282,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 152,927 | $4,281,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 272,230 | $4,277,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y500 | ZACKS MULT AST | 182,720 | $4,277,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 237,331 | $4,270,000 | thousands by filing date | |
| SILICON LABORATORIES INC | 826919AB8 | NOTE 1.375% 3/0 | 3,218,000 | $4,266,000 | thousands by filing date | principal |
| CIMPRESS PLC | G2143T103 | SHS EURO | 33,915 | $4,265,000 | thousands by filing date | |
| ABERDEEN INCOME CR STRATEGIE | 003057106 | COM | 370,318 | $4,263,000 | thousands by filing date | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 299,624 | $4,253,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 70,782 | $4,253,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 873,142 | $4,251,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 84,258 | $4,242,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 380,028 | $4,241,000 | thousands by filing date | |
| ARK ETF TR | 00214Q203 | AUTNMUS TECHNLGY | 114,123 | $4,239,000 | thousands by filing date | |
| SOLARCITY CORP | 83416TAE0 | NOTE 12/0 | 3,000,000 | $4,239,000 | thousands by filing date | principal |
| BLUE OWL CAPITAL CORPORATION COM | 69121K104 | CEF | 236,803 | $4,236,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 100,424 | $4,235,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 124,473 | $4,232,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 1,588,653 | $4,226,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 71,664 | $4,226,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 335,690 | $4,226,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 111,652 | $4,220,000 | thousands by filing date | |
| iShares Emerging Markets Equity Factor ETF | 46434G889 | SHS | 92,537 | $4,215,000 | thousands by filing date | |
| ICPT 2 05 15 26 2 000000 | 45845PAB4 | CONV BD US | 3,186,000 | $4,210,000 | thousands by filing date | principal |
| SAREPTA THERAPEUTICS INC | 803607AB6 | DBCV 1.500%11/1 | 2,164,000 | $4,205,000 | thousands by filing date | principal |
| SITE CENTERS CORP | 82981J109 | COM | 299,656 | $4,201,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 269,056 | $4,195,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B552 | HDGD FTSE EURO | 200,780 | $4,194,000 | thousands by filing date | |
| RYB ED INC | 74979W101 | ADR | 769,271 | $4,193,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 46,789 | $4,189,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 196,124 | $4,188,000 | thousands by filing date | |
| CENTRAIS ELETRICAS BRASILEIR | 15234Q108 | SPON ADR PFD B | 440,970 | $4,180,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F759 | CHINA GROWTH LDR | 99,710 | $4,174,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 128,146 | $4,166,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 798,263 | $4,159,000 | thousands by filing date | |
| SILGAN HLDGS INC | 827048109 | COM | 133,750 | $4,158,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 208,608 | $4,158,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 77,721 | $4,147,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E127 | REIT ETF | 269,815 | $4,147,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 193,268 | $4,143,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767876 | EMRNG MKT CONS | 172,812 | $4,142,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 55,650 | $4,133,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 102,700 | $4,133,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 1,246,262 | $4,125,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 78,914 | $4,124,000 | thousands by filing date | |
| BIOHAVEN PHARMACEUTICAL HOLDIN | G11196105 | COM | 75,661 | $4,119,000 | thousands by filing date | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 75,188 | $4,119,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 251,392 | $4,118,000 | thousands by filing date | |
| ALCENTRA CAP CORP | 01374T102 | COM | 455,004 | $4,118,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 147,449 | $4,117,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 212,524 | $4,112,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 289,603 | $4,109,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 118,573 | $4,107,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 392,043 | $4,104,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 265,912 | $4,103,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 47,704 | $4,090,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 451,459 | $4,086,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAH4 | NOTE 0.599% 8/0 | 3,907,000 | $4,085,000 | thousands by filing date | principal |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 240,395 | $4,082,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 83,558 | $4,081,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 100,685 | $4,078,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 67,667 | $4,066,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 741,645 | $4,065,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 336,151 | $4,061,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 333,418 | $4,060,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R858 | WBI PWR FACTOR | 153,933 | $4,059,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 172,376 | $4,058,000 | thousands by filing date | |
| CLARIVATE ANALYTICS PLC | G21810117 | *W EXP 05/13/202 | 646,261 | $4,039,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E182 | DLY SEMICNDTR BR | 191,481 | $4,038,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 95,025 | $4,034,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 303,060 | $4,034,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T807 | COM | 1,056,875 | $4,027,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 158,765 | $4,021,000 | thousands by filing date | |
| Cannae Holdings, Inc. | 13765N107 | Common Stock, $0.0001 par value | 108,048 | $4,018,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 161,442 | $4,010,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 105,246 | $3,995,000 | thousands by filing date | |
| CLEARWAY ENERGY INC-CLASS A NE | 18539C105 | CL A | 208,856 | $3,993,000 | thousands by filing date | |
| GENMAB A/S | 372303206 | Ordinary Shares, nominal value DKK 1 per share | 178,564 | $3,988,000 | thousands by filing date | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 56,247 | $3,988,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 148,619 | $3,983,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V688 | NEXT GEN CON ETF | 65,410 | $3,980,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 77,710 | $3,976,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES SWISS | 46138R108 | SWISS FRANC | 41,765 | $3,975,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R705 | ST STR 1500MOM | 28,801 | $3,971,000 | thousands by filing date | |
| ODONATE THERAPEUTICS INC | 676079106 | COM | 122,331 | $3,970,000 | thousands by filing date | |
| CISION LTD | G1992S109 | SHS | 397,866 | $3,967,000 | thousands by filing date | |
| CROWN CASTLE INTL CORP NEW | 22822V309 | 6.875% CON PFD A | 3,095 | $3,959,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 308,018 | $3,958,000 | thousands by filing date | |
| THE CUSHING MLP INFASTCR TOT | 231631201 | COM NEW | 386,518 | $3,954,000 | thousands by filing date | |
| APERGY CORP | 03755L104 | COM | 116,888 | $3,949,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V340 | S&P500 EQL FIN | 84,214 | $3,947,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 40,522 | $3,942,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 331,115 | $3,927,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 122,424 | $3,915,000 | thousands by filing date | |
| MASONITE INTERNATIONAL CORP | 575385109 | COMMON STOCK-FO | 54,234 | $3,915,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 250,188 | $3,913,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F129 | 6% PFD CNV SR A | 175,928 | $3,900,000 | thousands by filing date | |
| VALVOLINE INC COM | 92047W101 | Stock | 182,038 | $3,897,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 346,303 | $3,896,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 97,859 | $3,896,000 | thousands by filing date | |
| DBX ETF TR | 233051101 | XTRACK MSCI EMRG | 163,927 | $3,895,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 268,801 | $3,892,000 | thousands by filing date | |
| ARENA PHARMACEUTICALS INC | 040047607 | COM NEW | 85,656 | $3,891,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 1,255,358 | $3,891,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 181,117 | $3,880,000 | thousands by filing date | |
| TORTOISE PIPELINE & ENERGY F | 89148H108 | COM | 300,737 | $3,870,000 | thousands by filing date | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 238,182 | $3,865,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 501,517 | $3,862,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 170,912 | $3,859,000 | thousands by filing date | |
| WELBILT INC | 949090104 | COM | 246,356 | $3,845,000 | thousands by filing date | |
| PROSHARES TR II ULTRA VIX SHORT TERM FUTURES ETF | 74347W148 | ULTRA VIX SHORT | 298,212 | $3,844,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 2,785,268 | $3,843,000 | thousands by filing date | |
| TALOS ENERGY INC | 87484T108 | COM | 127,291 | $3,838,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 1,009,733 | $3,837,000 | thousands by filing date | |
| ISHARES TR | 46432F875 | MRNGSTR INC ETF | 149,571 | $3,821,000 | thousands by filing date | |
| JOINT CORP | 47973J102 | COM | 236,692 | $3,820,000 | thousands by filing date | |
| Q2 HLDGS INC | 74736LAB5 | NOTE 0.750% 2/1 | 2,526,000 | $3,819,000 | thousands by filing date | principal |
| HUAMI CORP | 44331K103 | SPONSORED ADS | 317,635 | $3,818,000 | thousands by filing date | |
| ISHARES TR | 46429B333 | GNMA BOND ETF | 75,969 | $3,815,000 | thousands by filing date | |
| SVMK INC | 78489X103 | COM | 213,500 | $3,815,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N691 | VICTORYSHS US | 114,963 | $3,803,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972AAC7 | BOND | 1,500,000 | $3,799,000 | thousands by filing date | principal |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 18,348 | $3,796,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 24,426 | $3,787,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 61,160 | $3,782,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 1,037,965 | $3,778,000 | thousands by filing date | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 163,740 | $3,777,000 | thousands by filing date | |
| BARINGS GLOBAL SHORT DURATIO | 06760L100 | COM | 215,339 | $3,775,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 184,065 | $3,768,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F205 | STEEL ETF | 99,853 | $3,766,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33737A108 | NASDQ CLN EDGE | 68,534 | $3,765,000 | thousands by filing date | |
| BRIGHT SCHOLAR ED HLDGS LTD | 109199109 | SPONSORED ADS | 426,332 | $3,765,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 64,864 | $3,762,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 156,086 | $3,760,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A540 | ST STR SP TELCO | 53,686 | $3,756,000 | thousands by filing date | |
| ICHOR HOLDINGS | G4740B105 | SHS | 112,787 | $3,753,000 | thousands by filing date | |
| APELLIS PHARMACEUTICALS INC | 03753U106 | COM | 122,547 | $3,752,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109AD0 | NOTE 2.875% 6/1 | 3,992,000 | $3,752,000 | thousands by filing date | principal |
| COLONY CAPITAL INC | 19626G108 | CL A COM | 789,224 | $3,748,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000895421-20-000215 | this filing | 2020-02-14 | acceptance time not in the bulk data set |